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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/19354-8.txt b/19354-8.txt new file mode 100644 index 0000000..68c6853 --- /dev/null +++ b/19354-8.txt @@ -0,0 +1,5232 @@ +The Project Gutenberg EBook of Lessons in Music Form, by Percy Goetschius + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Lessons in Music Form + A Manual of Analysis of All the Structural Factors and + Designs Employed in Musical Composition + +Author: Percy Goetschius + +Release Date: September 22, 2006 [EBook #19354] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + + + + +Produced by Al Haines + + + + + + + + + + +LESSONS IN MUSIC FORM + +A MANUAL OF ANALYSIS + + +OF ALL THE STRUCTURAL FACTORS AND DESIGNS + +EMPLOYED IN MUSICAL COMPOSITION + + + +BY + +PERCY GOETSCHIUS, MUS. DOC. + +(Royal Württemberg Professor) + + + +AUTHOR OF + +THE MATERIAL USED IN MUSICAL COMPOSITION, THE THEORY AND PRACTICE OF +TONE-RELATIONS, THE HOMOPHONIC FORMS OF MUSICAL COMPOSITION, MODELS OF +THE PRINCIPAL MUSIC FORMS, EXERCISES IN MELODY WRITING, APPLIED +COUNTERPOINT, ETC. + + + +$1.50 + + + +BOSTON + +OLIVER DITSON COMPANY + +New York -------- Chicago + +CHAS. H. DITSON & CO. -------- LYON & HEALY + +COPYRIGHT. MCMIV, BY OLIVER DITSON COMPANY + +MADE IN U. S. A. + + + + +[Transcriber's note: This book contains a few page references, +e.g., "...on page 122". In such cases the target page number has been +formatted between curly braces, e.g. "{122}", and inserted into this +e-text in a location matching that page's physical location in the +original book.] + + + + +FOREWORD. + + +The present manual treats of the structural designs of musical +composition, not of the styles or species of music. Read our AFTERWORD. + +It undertakes the thorough explanation of each design or form, from the +smallest to the largest; and such comparison as serves to demonstrate +the principle of natural evolution, in the operation of which the +entire system originates. + +This explanation--be it well understood--is conducted solely with a +view to the _Analysis_ of musical works, and is not calculated to +prepare the student for the application of form in practical +composition. For the exhaustive exposition of the technical apparatus, +the student must be referred to my "Homophonic Forms." + +The present aim is to enable the student to recognize and trace the +mental process of the composer in executing his task; to define each +factor of the structural design, and its relation to every other factor +and to the whole; to determine thus the synthetic meaning of the work, +and thereby to increase not only his own appreciation, interest, and +enjoyment of the very real beauties of good music, but also his power +to _interpret_, intelligently and adequately, the works that engage his +attention. + + * * * * * * + +The choice of classic literature to which most frequent reference is +made, and which the student is therefore expected to procure before +beginning his lessons, includes:-- + +The Songs Without Words of Mendelssohn; the _Jugend Album_, Op. 68, of +Schumann; the pianoforte sonatas of Mozart (Peters edition); the +pianoforte sonatas of Beethoven. + +Besides these, incidental reference is made to the symphonies of +Beethoven, the sonatas of Schubert, the mazurkas of Chopin, and other +pianoforte compositions of Mendelssohn, Beethoven, Chopin, and Brahms. + + +PERCY GOETSCHIUS. + +BOSTON, MASS., Sept., 1904. + + + + +TABLE OF CONTENTS. + + +CHAPTER I.--INTRODUCTION. + + THE NECESSITY OF FORM IN MUSIC + THE EVIDENCES OF FORM IN MUSIC + UNITY AND VARIETY + + +CHAPTER II.--FUNDAMENTAL DETAILS. + + TIME + TEMPO + BEATS + MEASURES + RHYTHM + MELODY + + +CHAPTER III.--FIGURE AND MOTIVE. + + THE MELODIC FIGURE + DEFINING THE FIGURES + THE MELODIC MOTIVE, OR PHRASE-MEMBER + PRELIMINARY TONES + + +CHAPTER IV.--THE PHRASE. + + THE PHRASE + LENGTH OF THE REGULAR PHRASE + EXCEPTIONS + CONTENTS OF THE PHRASE + + +CHAPTER V.--CADENCES. + + CADENCES IN GENERAL + MODIFICATION, OR DISGUISING OF THE CADENCE + THE ELISION + SPECIES OF CADENCE + PERFECT CADENCE + SEMICADENCE + LOCATING THE CADENCES + + +CHAPTER VI.--IRREGULAR PHRASES. + + CAUSES OF IRREGULARITY + THE SMALL AND LARGE PHRASES + THE PRINCIPLE OF EXTENSION + INHERENT IRREGULARITY + + +CHAPTER VII.--THE PERIOD-FORM. + + PHRASE-ADDITION + THE PERIOD + + +CHAPTER VIII.--ENLARGEMENT OF THE PERIOD-FORM. + + ENLARGEMENT BY REPETITION + THE PHRASE-GROUP + THE DOUBLE-PERIOD + + +CHAPTER IX.--THE TWO-PART SONG-FORM. + + THE SONG-FORM, OR PART-FORM + THE PARTS + THE FIRST PART + THE SECOND PART + + +CHAPTER X.--THE THREE-PART SONG-FORM. + + DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS + PART I + PART II + PART III + + +CHAPTER XI.--ENLARGEMENT OF THE THREE-PART SONG-FORM. + + REPETITION OF THE PARTS + EXACT REPETITIONS + MODIFIED REPETITIONS + THE FIVE-PART FORM + GROUP OF PARTS + + +CHAPTER XII.--THE SONG-FORM WITH TRIO. + + THE PRINCIPAL SONG + THE TRIO, OR SUBORDINATE SONG + THE "DA CAPO" + + +CHAPTER XIII.--THE FIRST RONDO-FORM. + + EVOLUTION + THE RONDO-FORMS + THE FIRST RONDO-FORM + + +CHAPTER XIV.--THE SECOND RONDO-FORM. + + DETAILS + + +CHAPTER XV.--THE THIRD RONDO-FORM. + + THE EXPOSITION + THE MIDDLE DIVISION + THE RECAPITULATION + + +CHAPTER XVI.--THE SONATINE-FORM. + + CLASSIFICATION OF THE LARGER FORMS + THE SONATINE-FORM + + +CHAPTER XVII.--THE SONATA-ALLEGRO FORM. + + ORIGIN OF THE NAME + THE SONATA-ALLEGRO FORM + THE EXPOSITION + THE DEVELOPMENT, OR MIDDLE DIVISION + THE RECAPITULATION + DISSOLUTION + RELATION TO THE THREE-PART SONG-FORM + + +CHAPTER XVIII.--IRREGULAR FORMS. + + CAUSES + AUGMENTATION OF THE REGULAR FORM + ABBREVIATION OF THE REGULAR FORM + DISLOCATION OF THEMATIC MEMBERS + MIXTURE OF CHARACTERISTIC TRAITS + + +CHAPTER XIX.--APPLICATION OF THE FORMS. + + APPLICATION OF THE SEVERAL DESIGNS IN PRACTICAL COMPOSITION + AFTERWORD + + + + +LESSONS IN MUSIC FORM. + + +CHAPTER I. INTRODUCTION. + +THE NECESSITY OF FORM IN MUSIC.--So much uncertainty and diversity of +opinion exists among music lovers of every grade concerning the +presence of Form in musical composition, and the necessity of its +presence there, that a few general principles are submitted at the +outset of our studies, as a guide to individual reflection and judgment +on the subject. + +Certain apparently defensible prejudices that prevail in the minds of +even advanced musical critics against the idea of Form in music, +originate in a very manifest mistake on the part of the "formalists" +themselves, who (I refer to unimpassioned theorists and advocates of +rigid old scholastic rules) place too narrow a construction upon Form, +and define it with such rigor as to leave no margin whatever for the +exercise of free fancy and emotional sway. Both the dreamer, with his +indifference to (or downright scorn of) Form; and the pedant, with his +narrow conception of it; as well as the ordinary music lover, with his +endeavor to discover some less debatable view to adopt for his own +everyday use,--need to be reminded _that Form in music means simply +Order in music_. + +Thus interpreted, the necessity of form, that is, Order, in the +execution of a musical design appears as obvious as are the laws of +architecture to the builder, or the laws of creation to the astronomer +or naturalist; for the absence of order, that is, Disorder, constitutes +a condition which is regarded with abhorrence and dread by every +rational mind. + +A musical composition, then, in which Order prevails; in which all the +factors are chosen and treated in close keeping with their logical +bearing upon each other and upon the whole; in which, in a word, there +is no disorder of thought or technique,--is music with Form (_i.e._ +good Form). A sensible arrangement of the various members of the +composition (its figures, phrases, motives, and the like) will exhibit +both agreement and contrast, both confirmation and opposition; for we +measure things by comparison with both like and unlike. Our nature +demands the evidence of _uniformity_, as that emphasizes the +impressions, making them easier to grasp and enjoy; but our nature also +craves a certain degree of _variety_, to counteract the monotony which +must result from too persistent uniformity. When the elements of Unity +and Variety are sensibly matched, evenly balanced, the form is good. +On the other hand, a composition is formless, or faulty in form, when +the component parts are jumbled together without regard to proportion +and relation. + +Which of these two conditions is the more desirable, or necessary, +would seem to be wholly self-evident. + +The error made by pedantic teachers is to demand _too much_ Form; to +insist that a piece of music shall be a model of arithmetical +adjustment. This is probably a graver error than apparent +formlessness. Design and logic and unity there must surely be; but any +_obtrusive_ evidence of mathematical calculation must degrade music to +the level of a mere handicraft. + + * * * * * * + +Another and higher significance involved in the idea of Form, that goes +to prove how indispensable it may be in truly good music, rests upon +the opposition of Form to the material. + +There are two essentially different classes of music lovers:--the one +class takes delight in the mere sound and jingle of the music; not +looking for any higher purpose than this, they content themselves with +the purely sensuous enjoyment that the sound material affords. To such +listeners, a comparatively meaningless succession of tones and chords +is sufficiently enjoyable, so long as each separate particle, each beat +or measure, is euphonious in itself. The other class, more +discriminating in its tastes, looks beneath this iridescent surface and +strives to fathom the underlying _purpose_ of it all; not content with +the testimony of the ear alone, such hearers enlist the higher, nobler +powers of Reason, and no amount of pleasant sounds could compensate +them for the absence of well-ordered parts and their logical +justification. + +This second class is made up of those listeners who recognize in music +an embodiment of artistic aims, an object of serious and refined +enjoyment _that appeals to the emotions through the intelligence_,--not +a plaything for the senses alone; and who believe that all music that +would in this sense be truly artistic, must exhibit "Form" as the end, +and "Material" only as a means to this end. + + * * * * * * + +Still another, and possibly the strongest argument of all for the +necessity of form in music, is derived from reflection upon the +peculiarly vague and intangible nature of its art-material--tone, +sound. The words of a language (also sounds, it is true) have +established meanings, so familiar and definite that they recall and +re-awaken impressions of thought and action with a vividness but little +short of the actual experience. Tones, on the contrary, are not and +cannot be associated with any _definite_ ideas or impressions; they are +as impalpable as they are transient, and, taken separately, leave no +lasting trace. + +Therefore, whatever stability and palpability a musical composition is +to acquire, _must be derived from its form, or design_, and not from +its totally unsubstantial material. It must fall back upon the network +traced by the disposition of its points and lines upon the musical +canvas; for this it is that constitutes its real and palpable contents. + + +THE EVIDENCES OF FORM IN MUSIC.--The presence of form in music is +manifested, first of all, by the disposition of tones and chords in +symmetrical measures, and by the numerous methods of tone arrangement +which create and define the element of Rhythm,--the distinction of +short and long time-values, and of accented and unaccented (that is, +heavy and light) pulses. + +This is not what is commonly supposed to constitute form in music, but +it is the fundamental condition out of which an orderly system of form +may be developed. As well might the carpenter or architect venture to +dispense with scale, compass and square in their constructive labors, +as that the composer should neglect beat, measure and rhythm, in his +effort to realize a well-developed and intelligible design in the +whole, or any part, of his composition. The beats and measures and +phrases are the barley-corn, inch and ell of the musical draughtsman, +and without these units of measurement and proportion, neither the +vital condition of Symmetry nor the equally important condition of +well-regulated Contrast could be clearly established. + +The _beat_ is the unit of measurement in music. The _measure_ is a +group of beats,--two, three, four, or more, at the option of the +composer. The bounds of the measures are visibly represented (on the +written or printed page) by vertical lines, called bars; and are +rendered orally recognizable (to the hearer who does not see the page) +by a more or less delicate emphasis, imparted--by some means or +other--to the _first_ pulse or beat of each measure, as accent, simply +to mark where each new group begins. Those who play or sing can +imagine how vague, and even chaotic, a page of music would look if +these vertical bars were omitted; and how much more difficult it would +be to read than when these (not only accustomed, but truly necessary) +landmarks are present. Precisely the same unintelligible impression +must be, and is, conveyed to the hearer when _his_ landmarks, the +accents, are not indicated with sufficient emphasis or clearness to +render him sensible of the beginning of each new measure. + + * * * * * * + +The same primary system of measurement and association which is +employed in enlarging the beats to measures, is then applied to the +association of the measures themselves in the next larger units of +musical structure, the Motive, Phrase, Period, and so forth. Unlike +the measures, which are defined by the accents at their _beginning_, +these larger factors of form are defined chiefly at their _end_, by the +impression of occasional periodic interruption, exactly analogous to +the pauses at the end of poetic lines, or at the commas, semicolons and +the like, in a prose paragraph. These interruptions of the musical +current, called Cadences, are generally so well defined that even the +more superficial listener is made aware of a division of the musical +pattern into its sections and parts, each one of which closes as +recognizably (though not as irrevocably) as the very last sentence of +the piece. + +Cadences serve the same purpose in music, then, as do the punctuation +marks in rhetoric; and an idea of the senselessness and confusion of a +musical composition, if left devoid of cadences in sufficient number +and force, may be gleaned from an experimental test of the effect of a +page of prose, read with persistent disregard of its commas, colons, +and other marks of "cadence." + + * * * * * * + +Another evidence of Form in music, that is at once subtle and powerful, +rests upon what might be termed the _linear_ quality of melody. The +famous old definition of a line as a "succession of points," tallies so +accurately with that of melody (as a "succession of single tones"), +that it is not only proper, but peculiarly forceful, to speak of +melodies as _tone-lines_. Our conception of a melody or tune, our +ability to recognize and reproduce it, depends far more upon its +undulations, its rising, falling, or resting level, than upon its +rhythmic features (the varying lengths of its tones). These movements +trace a resonant line before our mind's eye as surely, though perhaps +not as distinctly, as the pencil of the artist traces the lines of an +image upon the paper; and this process is going on constantly, from +beginning to end, in every piece of music. In a portrait it describes +the contours of face and figure,--in a word, the _Form_; in the musical +composition it fulfils, to a great extent, the self-same mission, that +of defining the Form. One clear, predominating tone-line traces the +"air" or tune of the piece; and this is often the only line that +arrests the hearer's attention; but there are other tone-lines, less +prominent and less extended and coherent, gliding along harmoniously +beside the Melody proper, which (something like the shading in a +picture) contribute to the richness of the design, and perform their +share in proving and illuminating the Form of the whole. + +This is most salient in music for orchestra, where each player +describes an individual tone-line, rendered all the more distinct and +recognizable by the specific "color" of his instrument; and that is the +chief, perhaps the sole, reason why the orchestra is esteemed the most +complete and perfect medium of musical expression. + + +UNITY AND VARIETY.--As much as opinions and beliefs may differ, among +music critics, as to the necessity of Form in music, and the conditions +of its existence, no reasonable objection can be taken to the +hypothesis that _Clearness and Attractiveness_ are the two vital +requisites upon which the enjoyment of any art depends. The artist's +utterances or creations must be intelligible, and they must be +interesting. The lack, partial or total, of either of these qualities +neutralizes the force of the intended impression, in precise proportion +to the default. + +In musical composition these two requisites are embodied in the +principles of Unity and Variety. + +_Unity_--in its various technical phases of Uniformity, Regularity, +Similarity, Equality, Agreement, or whatever other synonym we may find +it convenient to use--is the condition out of which the composer must +secure intelligibility, clearness, definiteness of expression. Glance +at Ex. 2, and note the evidences of unity (similarity) in the rhythmic +and melodic formation of the first four measures. + +_Variety_--in its most comprehensive application--is the medium he must +employ to arouse and sustain the hearer's interest. Glance again at +Ex. 2, and note the contrast between the two halves of the first four +measures, and between these and the following two measures. + +These conditions are, of course, squarely opposed to each other, though +their interaction is reciprocal rather than antagonistic; and, from +what has been said, it is obvious that they are of equal importance. +Hence, as was declared on the second page, the great problem of the +art-creator consists in so balancing their operations that neither may +encroach upon the domain of the other. For too constant and palpable +Unity will inevitably paralyze interest; while too much Variety will as +surely tend to obscure the distinctness of the design. + + * * * * * * + +The workings of the principle of Unity (to which attention must first +be given, because it appears to come first in the order of creation) +are shown in the following elementary details of composition:-- + +(1) Music is not an art that deals with space, but with Time; therefore +the units of its metrical structure are not inches and the like, but +divisions of time, the basis of which is the _beat_. The principle of +Unity dictates that the beats which are associated in one and the same +musical sentence shall be of equal duration. Every musician admits the +necessity of keeping "strict time"--that is, marking the beats in +regular, equal pulses. The sub-divisions of the beats (for example, +the eighth or sixteenth notes within a beat) must also be symmetric. +So imperative is this law that it generally prevails through the entire +piece, with only such temporary elongations or contractions (marked +_ritardando_ or _accelerando_) as may be introduced for oratorical +effects. + +(2) The beats are grouped in _measures_ of uniform duration; that is, +containing equal numbers of beats. + +(3) The natural _accent_ falls upon the corresponding beat, namely, the +first, of each measure; therefore it recurs regularly, at uniform +intervals of time. + +(4) The _melodic contents_ of the first measure, or measures, are +copied (more or less literally) in the next measure, or measures; and +are encountered again and again in the later course of the piece, thus +insuring a fairly uniform melodic impression from which the character +and identity of the composition are derived. Turn to the 8th Song +Without Words of Mendelssohn, and observe how insistently the figure + +[Illustration: first fragment of 8th Song] + +and its inversion + +[Illustration: second fragment of 8th Song] + +run through the whole number. + +(5) The specific figure of the _accompaniment_ is usually reproduced +from measure to measure (or group to group) throughout whole sections +of the piece. Observe, in the 37th Song Without Words, how constantly +the ascending figure of six tones recurs in the lower part (left hand). +Glance also at No. 30; No. 1; No. 25. Many other evidences of Unity +are invariably present in good music, so naturally and self-evidently +that they almost escape our notice. Some of these are left to the +student's discernment; others will engage our joint attention in due +time. + + * * * * * * + +In every one of these manifestations of unity there lies the germ of +the principle of Variety, which quickens into life with the action of +the former, always following, as offspring and consequence of the +primary unity. Thus:-- + +(1) The _beats_, though uniform in duration, differ from each other in +force. The first pulse in each measure (or metric group of any size) +is heavier, stronger, than the following. It--the first--is the +"impulse," and is what is called the accent. This dynamic distinction +it is that gives rise to the two fundamental classes of rhythm, the +duple and triple. In duple rhythm the accent is followed by one +unaccented or lighter beat, so that regular alternation of heavy and +light pulses prevails incessantly. In triple rhythm the accent is +followed by _two_ lighter beats, creating similarly constant, but +_irregular_ alternation of heavy and light pulses. + +[Illustration: Duple and Triple Rhythm] + +This distinction is so significant and so striking, that the music +lover who is eager to gain the first clues to the structural purpose of +a composition, should endeavor to recognize which one of these two +rhythmic species underlies the movement to which he is listening. It +is fairly certain to be one or the other continuously. Of duple +measure, the march and polka are familiar examples; of triple measure, +the waltz and mazurka. The "regularity" of the former rhythm imparts a +certain stability and squareness to the entire piece, while triple +rhythm is more graceful and circular in effect. + +(2) The same dynamic distinction applies also to whole _measures_, and + +(3) to _accents_. The first of two successive measures, or of two or +more accents, is always a trifle heavier than the other. + +(4) The _melodic contents_ of the first measure may be exactly +reproduced in the succeeding measure; but if this is the case, they are +very unlikely to appear still again in the next (third) measure, for +that would exaggerate the condition of Unity and create the effect of +monotony. + +[Illustration: Example 1. Fragment of Folk-song.] + +The measure marked _b_ is exactly like _a_. But _c_ is all the more +contrasting, on account of this similarity. + +Or, the melodic contents of a measure may be thus reproduced, as far as +the rhythm and direction of the tones are concerned, but--for +variety--they may be shifted to a higher or lower place upon the staff, +or may be otherwise modified. + +[Illustration: Example 2. Fragment of Beethoven.] + +Compare the groups marked _a_ and _b_, and observe how the principles +of unity and variety are both active in these four measures, and how +their effect is heightened by the formation of _c_. + +(5) The figures of the accompaniment, though reproduced in uniform +rhythmic values and melodic direction, undergo constant modifications +in pitch and in shape, similar, to those shown in Ex. 2. See, again, +No. 37 of the Songs Without Words and note the changes in the formation +of the otherwise uniform six-tone groups. + + +LESSON 1.--The student is to study this chapter thoroughly, and write +answers to the following questions; if possible, without reference to +the text:-- + +1. What does Form in music mean? + +2. Define the conditions which constitute good form. + +3. When is a composition faulty in form? + +4. What do discriminating listeners recognize in music? + +5. What is the difference between the sounds of music and those of +language? + +6. How does this prove the necessity of form? + +7. By what is the presence of form in music shown? + +8. What is the beat? + +9. What is the measure? + +10. By what means are the measures indicated, (1) to the reader; (2) to +the listener? + +11. To what does the further multiplication of the beats give rise? + +12. What are cadences? + +13. What purpose do they serve in music? + +14. What is the best general name for a melody? + +15. What object does it fulfil in music form? + +16. What are the two vital requisites upon which the enjoyment of an +art creation depends? + +17. What purpose does Unity serve? + +18. What purpose does Variety serve? + +19. What is the great problem of the art-creator? + +20. Define the conditions that confirm the principle of unity in music. + +21. Define the evidences of variety in music. + + + + +CHAPTER II. FUNDAMENTAL DETAILS. + +TIME.--Time is the same thing in music that it is everywhere else in +nature. It is what passes while a piece of music is being played, +sung, or read. It is like the area of the surface upon which the +musical structure is to be erected, and which is measured or divided +into so many units for this, so many for that, so many for the other +portion of the musical Form. Time is that quantity which admits of the +necessary reduction to units (like the feet and inches of a yardstick), +whereby a System of Measurement is established that shall determine the +various lengths of the tones, define their rhythmic conditions, and +govern the co-operation of several melodies sung or played together. +Time is the canvas upon which the musical images are drawn--in melodic +_lines_. + + +TEMPO.--This refers to the degree of motion. The musical picture is +not constant, but panoramic; we never hear a piece of music all at +once, but as a panorama of successive sounds. Tempo refers to the rate +of speed with which the scroll passes before our minds. Thus we speak +of rapid tempo (_allegro_, and the like), or slow tempo (_adagio_), and +so forth. + + +BEATS.--The beats are the units in our System of Measurement,--as it +were, the inches upon our yardstick of time; they are the particles of +time that we mark when we "count," or that the conductor marks with the +"beats" of his baton. Broadly speaking, the ordinary beat (in moderate +tempo) is about equivalent to a second of time; to less or more than +this, of course, in rapid or slow tempo. Most commonly, the beat is +represented in written music by the quarter-note, as in 2-4, 3-4, 4-4, +6-4 measure. But the composer is at liberty to adopt any value he +pleases (8th, 16th, half-note) as beat. In the first study in +Clementi's "Gradus ad Parnassum," the time-signature is 3-1, the whole +note as beat; in the 8th Sung Without Words it is 6-16, the sixteenth +note as beat; in the last pianoforte sonata of Beethoven (op. 111), +last movement, the time-signatures are 9-16, 6-16, and 12-32, the +latter being, probably, the smallest beat ever chosen. + + +MEASURES.--A measure is a group of beats. The beats are added +together, in measures, to obtain a larger unit of time, because larger +divisions are more convenient for longer periods; just as we prefer to +indicate the dimensions of a house, or farm, in feet or rods, rather +than in inches. + +Measures differ considerably in extent in various compositions, +inasmuch as the number of beats enclosed between the vertical bars may +be, and is, determined quite arbitrarily. What is known as a Simple +measure contains either the two beats (heavy-light) of the fundamental +duple group, or the three beats (heavy-light-light) of the triple +group, shown in the preceding chapter. Compound measures are such as +contain more than two or three beats, and they must always be +multiplications, or groups, of a Simple measure; for whether so small +as to comprise only the fundamental groups of two or three beats (as in +2-4, 3-8, 3-4 measure), or so large as to embrace as many as twelve +beats or more (as in 4-4, 6-4, 6-8, 9-8, 12-8 measure), the measure +represents, practically, either the duple or triple species, Simple or +Compound. Thus, a measure of four beats, sometimes called (needlessly) +quadruple rhythm, is merely twice two beats; the species is actually +_duple_; the alternation of heavy and light pulses is regular; and +therefore the third beat is again an accent, as well as the first, +though _less heavy_. A measure of 6-8 is triple species, with accents +at beats one and four, precisely as if an additional vertical bar were +inserted after the third beat. In a word, then, the size of the +adopted measure is of no consequence, as long as it is retained +uniformly through the section to which it belongs; and there is no +_real_ difference between 2-4 and 4-4 measure, excepting in the number +of bars used. + +A curious and rare exception to this rule of the compound measure +occurs when five or seven beats are grouped together. This involves a +mingling of the duple and triple species, and, consequently, an +irregular disposition of the accents; for instance, 5-4 measure is +either 3+2 or 2+3 beats, with corresponding accentuation: + +[Illustration: Beat accentuation] + + +RHYTHM.--This word signifies arrangement,--a principle applied, in +music, to the distribution or arrangement of the tones according to +their various _time-values_. The system of measurement (or metric +system) furnishes tone material with all the details of division, +proportion and comparison; but this, alone, is not rhythm. The metric +system affords the basis for rational and definable rhythm, but +"rhythm" itself does not enter into the proposition until +differentiated factors are associated and opposed to each other. + +[Illustration: Example 3. Rhythm.] + +The first measure of this hymn is, by itself, merely an exponent of the +metric principle, for it consists of three uniform quarter-notes. The +second measure, however, is a rhythmic one, because, by dotting the +first of the three beats, three different time-values are obtained +(dotted quarter, eighth, and quarter). Further, by association and +comparison with each other, both measures assume a collective rhythmic +significance. + +The rhythmic disposition of the tones is to a certain extent optional +with the composer, but by no means wholly so; the rules of rhythm are +probably the most definite and obvious of all the rules of music +writing. They do not concern the analytical student intimately, but at +least the general distinction between regular and irregular rhythm +should be understood:--We have seen that the natural accent (the +"heavy" pulse) is invariably represented by the first beat of a +rhythmic group; and that one or two lighter pulses intervene before the +next accent appears. Further, it is self-evident that the rhythmic +weight of a tone is proportionate to its length, or time-value; longer +tones produce heavier, and shorter tones lighter, impressions. The +deduction from these two facts is, then, that the rhythmic arrangement +is _regular_ when the comparatively longer tones occupy the accented +beats, or the accented fractions of the beats; and _irregular_ when +shorter tones occupy the accents, or when longer tones are shifted to +any comparatively lighter pulse of the measure or group. + +The rhythm of the second measure in Ex. 3 is regular, because the +longest tone stands at the beginning of the measure, thus confirming +(and, in fact, creating) the accent. The rhythm in Ex. 1 is also +regular, throughout, the light eighth-notes occupying the light third +beat, and the heavy dotted-quarter the heavy pulse (in the third +measure). Ex. 2 is strikingly definite in rhythm, because the +time-values are so greatly diversified; and the arrangement is regular. + +On the other hand, the following is an example of irregular rhythm: + +[Illustration: Example 4. Fragment of Beethoven.] + + +The longer (heavier) tones are placed in the middle of the measure, +between the beats; the tie at the end of measure 3 places the heavy +note at the end, instead of the beginning, of the measure, and cancels +the accent of the fourth measure. These irregular forms of rhythm are +called syncopation. See also Ex. 6, second Phrase. + + +MELODY.--Any succession of _single_ tones is a melody. If we strike +the keys of the piano with two or more fingers of each hand +simultaneously, we produce a body of tones, which--if they are so +chosen that they blend harmoniously--is called a Chord; and a series of +such chords is an illustration of what is known as Harmony. If, +however, we play with one finger only, we produce a melody. The human +voice, the flute, horn,--all instruments capable of emitting but one +tone at a time,--produce melody. + +Melody constitutes, then, a _line of tones_. If, as we have said, Time +is the canvas upon which the musical images are thrown, Melodies are +the lines which trace the design or form of these images. This +indicates the extreme importance of the melodic idea in music form. +Without such "tone-lines" the effect would be similar to that of daubs +or masses of color without a drawing, without the evidence of contour +and shape. + +A _good_ melody, that is, a melody that appeals to the intelligent +music lover as tuneful, pleasing, and intelligible, is one in which, +first of all, each successive tone and each successive group of tones +stands in a rational harmonic relation to the one before it, and even, +usually, to several preceding tones or groups. In other words, the +tones are not arranged haphazard, but with reference to their +harmonious agreement with each other. For a model of good melody, +examine the very first sentence in the book of Beethoven's pianoforte +sonatas:-- + +[Illustration: Example 5. Fragment of Beethoven.] + +The tones bracketed _a_, if struck all together, unite and blend in one +harmonious body, so complete is the harmonic agreement of each +succeeding tone with its fellows; the same is true of the group marked +_c_. The tones bracketed _b_ and _d_ do not admit of being struck +simultaneously, it is true, but they are all parts of the same key (F +minor), and are closely and smoothly connected; hence their +concurrence, though not one of harmony (chord), is one of intimate tone +relation and proximity. Further, the whole group marked 2 corresponds +in its linear formation, its rising, poising and curling, exactly to +the preceding group, marked 1. This, then, is a _good_ +melody,--tuneful, interesting, intelligible, striking and absolutely +definite. + +In the second place, the tones and groups in a good melody are measured +with reference to harmony of time-values; that is, their metric +condition, and their rhythmic arrangement, corroborate the natural laws +already defined:--uniformity of fundamental pulse, uniform recurrence +of accent, and sufficient regularity of rhythmic figure to insure a +distinct and comprehensible total impression. This also may be +verified in the time-values of Ex. 5. Scrutinize also, the melodic and +rhythmic conditions of Exs. 1 and 2,--and the examples on later +pages,--and endeavor to vindicate their classification as "good" +melodies. Ex. 4, though an exposition of irregular rhythm, is none the +less excellent on that account; on the contrary, this irregularity, +because wisely balanced by sufficient evidence of harmonious and +logical agreement, only heightens the beauty and effectiveness of the +melody. + + * * * * * * + +Whenever whole bodies of tone are played successively, a number of +melody lines are being described,--as many, in fact, as there are tones +in each body. For example, in playing a hymn-tune we describe (on the +keyboard) the four separate melodies known as the soprano, alto, tenor +and bass voices. In a duet, unaccompanied, there are two melodic +lines; if accompanied, other melodic lines are added to these. Thus we +recognize the same system of associated lines in music as in +architecture or drawing. Very rarely indeed does one single unbroken +line portray a complete image. + +But in music, as in drawing, the lines differ in their degrees of +importance and prominence; and, very commonly, one line over-shadows +all, or nearly all the rest. This strongest tone-line is therefore apt +to be designated, somewhat unfairly, _the_ melody (the "tune" or "air" +is more just). But, at all events, _this predominating melodic line is +the most important factor of the form, the one upon which the +definition and recognition of the "form" depend_; and it is therefore +necessary that the student learn to distinguish it, to acquire the +habit of centring his attention upon it,--in reading, listening to, or +analyzing music; and, in playing, to give it the emphasis it requires. + +The importance of a tone-line depends solely upon its conspicuousness. +The principal melody--_the_ Melody--is the one which is most salient, +which most attracts the hearer's attention. For this reason the +composer is induced to place his chief melody _above the rest of the +tone-lines, because the uppermost tone strikes the ear more acutely +than the lower ones_, and therefore the succession of highest tones +constitutes a conspicuous line that attracts and impresses the sense +most keenly. + +Here then, at the top of the harmonic tone-complex, we look for the +chief melody; and here it will be found,--excepting when arbitrary +emphasis (by accentuation) is imparted to some lower tone-line, so that +it, for the time being, assumes a prominence equal, or superior, to +that of the uppermost line. (This divided prominence is seen in the +18th Song Without Words--the _duet_.) + + +LESSON 2.--Write careful and complete answers to the following +questions:-- + +1. What is Time, as applied to music? + +2. What is _tempo_? + +3. Give a full definition of the beat. + +4. By what time-value is it most commonly indicated? + +5. Give a full definition of the measure. + +6. Why do measures differ in size? + +7. What is a simple measure? + +8. What is a compound measure? + +9. Define duple and triple rhythms. (See also Chap. I.) + +10. What does the term rhythm signify? + +11. How is it applied in music? + +12. When is the rhythm regular? + +13. When is the rhythm irregular? + +14. Define the difference between melody and harmony. + +15. Give a full definition of melody. + +16. What are the conditions of a good melody? + +17. In what respect does music resemble architecture or drawing? + +18. Are the tone-lines in a composition of equal importance? + +19. What significance is to be attached to the principal tone-line? + +20. Upon what does the importance of a tone-line depend? + +21. Where is the chief melody usually placed? + + + + +CHAPTER III. FIGURE AND MOTIVE. + +THE MELODIC FIGURE.--The smallest unit in musical composition is the +single tone. The smallest cluster of successive tones (from two to +four or five in number) that will convey a definite musical impression, +as miniature musical idea, is called a Figure. Assuming the single +tone to represent the same unit of expression as a letter of the +alphabet, the melodic figure would be defined as the equivalent of a +complete (small) word;--pursuing the comparison further, a series of +figures constitutes the melodic Motive, equivalent to the smallest +group of words (a subject with its article and adjective, for example); +and two or three motives make a Phrase, equivalent to the complete, +though comparatively brief, sentence (subject, predicate, and object). +This definition, amply illustrated in the following examples, serves +also to point out the significant resemblance between the structure of +language and of music. The principal melody is, as it were, the voice +of the speaker, whose message is framed wholly out of the primary +tones, or letters of the musical alphabet. The association of primary +tone-units, in successive order, results first in the figure, then in +the motive, then the phrase, period, and so forth, in the manner of +natural growth, till the narrative is ended. The following example, +though extending beyond our present point of observation, is given as +an illustration of this accumulative process (up to the so-called +Period):-- + +[Illustration: Example 6. Fragment of Beethoven.] + +[Illustration: Example 6 continued.] + +The tones bracketed _a_ are the Figures; two (in the last measures, +three) of these are seen to form Motives; two of these motives make the +Phrase; and the whole sentence, of two phrases, is a Period. See also +Ex. 1 and Ex. 2, in which the formation of figures is very distinct. + +The pregnancy and significance of each of these tiny musical "words" +(or figures, as we are to call them),--small and apparently imperfect +as they are,--can best be tested by concentrating the attention upon +each as if it stood alone upon the page; it is such vitality of the +separate particles that invests a musical masterwork with its power and +permanency of interest. + + * * * * * * + +DEFINING THE FIGURES.--It is not always easy to distinguish the figures +in a melodic sentence. While they are unquestionably analogous to the +words in speech, they are by no means as concrete, nor are they +separated as distinctly, as the words upon a written or printed sheet. +This is in keeping with the intangible quality of music, and the +peculiar vagueness of its medium of expression; the quality which veils +its intrinsic purport from the mass of music admirers, and lends it +such exquisite and inexplicable charm to all hearers alike. + +In a word, it is not the common practice for a composer to cut up his +melodic sentences into separately recognizable small particles, by +distinctly marking each component _figure_. Here and there it is done, +by way of contrast, or emphasis, or for a definite rhythmic effect,--as +shown in Ex. 2 and Ex. 6. But more generally the figures are so +closely interlinked that the whole sentence may impress the hearer as +one coherent strain, with an occasional interruption. The very minute +"breaks" between figures are often nearly or quite imperceptible; and +in many cases it is possible to define the figures of a motive in +various, equally plausible ways, simply because the "breaks" (which are +of course surely present, and become more and more apparent between the +larger members of a composition) are likely to be too inconsiderable +among these, smallest factors of the melodic form. + +The following three guides may serve to indicate the extremities of the +melodic figures:-- + +(1) A brief rest, or a longer tone, usually marks the end of a figure. +This is fully illustrated in Ex. 6. See also Ex. 10, Ex. 12. + +(2) Similarity of formation (rhythm and melodic direction) almost +invariably defines the mutually opposed, and therefore separable, +divisions of the melody,--both small and large. For example (the +figures are bracketed _a_):-- + +[Illustration: Example 7. Fragments of Czerny, Mendelssohn, and +Schumann.] + +See also Ex. 1. The operation of this exceedingly important rule of +"corresponding formation" (about which more will be said later on) is +seen--on a larger scale--in Ex. 2, Ex. 5, and Ex. 6, where it defines +the whole _motive_. + +(3) In default of more definite signs, the figures may be found to +correspond to the metric groups (that is, in lengths of whole or half +measures). Thus:-- + +[Illustration: Example 8. Fragments of Beethoven.] + +This example illustrates the interlinking of the figures, and suggests +the difficulty that may be encountered in the effort to define melodic +figures. The difficulty is probably greatest in melodies of a lyric +character, where it is necessary to sustain the coherency of the +sentence; for instance, in many of the Songs Without Words,--see No. +40, No. 22, and others, in which an entirely definite separation of the +figures is well-nigh a hopeless task. + +For this reason,--that is, because the melodic divisions are so minute +and vague between these smaller particles of the musical sentence,--it +is advisable _to give no heed to any factor smaller than the "motive,"_ +and to undertake the analysis of nothing less than the latter; for even +the most scrupulous "phrasing," in the playing of a composition, must +avoid the risk of incoherency almost certain to result from distinctly +separating all the figures. The melodies in Ex. 8 should not betray +the secret of their formation. + + +THE MELODIC MOTIVE OR PHRASE-MEMBER.--This, as has already been stated, +is a somewhat longer section, compounded of two or more figures. Being +thus longer, the "breaks" or spaces between motives are generally more +emphatic and recognizable than those between the figures, and therefore +it is easier, as a rule, to define the extremities of motives. + +Melodic motives differ in length from one to four measures; by far the +most common extent, however, is two measures, and the student will do +wisely to accept this dimension and analyze accordingly, unless there +is unmistakable evidence to the contrary. The indications are +precisely the same as those illustrated in the preceding two examples +as guides for the definition of figures. + +For example:-- + +[Illustration: Example 9. Fragments of Beethoven, Mendelssohn, and +Mozart.] + +In the first of these examples the extent of the motives is proven by +each of the three given guides: the rest, which marks the end of the +first member; the similarity of melodic and rhythmic formation, which +proclaims the beginning of the second member, parallel with that of the +first; and the regular (two-measure) dimension. In Nos. 2 and 3 there +are no rests between the motives, and the melodic formation differs; +here it is the standard of two measures that defines the members. + +Ex. 3 is a two-measure motive. In Exs. 2, 5, and 6, the motives are +all two measures in length. + +In the following:-- + +[Illustration: Example 10. Fragment of Beethoven.] + +one is tempted to call each _single_ measure a motive, because of the +number of tones it contains, and the weight (length) of the final tone, +which makes a much more emphatic interruption than commonly occurs +between figures. + +And in the following, on the other hand:-- + +[Illustration: Example 11. Fragment of Beethoven.] + +the entire four-measure sentence is evidently one motive, for there is +no recognizable indication of an interruption at any point. The same +is true of the two melodies given in Ex. 8. + +The following illustrates an irregular (uneven) association of +members:-- + +[Illustration: Example 12. Fragment of Mozart.] + +Here again, there may be a disposition to adopt the upper line of +brackets, assigning a single measure to each motive. But both here, +_and in Ex. 10_, the student is advised to adhere to the two-measure +standard; he will avoid much needless confusion by so doing,--at least +until he shall have so developed and sharpened his sense of melodic +syntax that he can apprehend the finer shades of distinction in the +"motion and repose" of a melody. Adopting the lower line of brackets, +we discover successive members of unequal length, the first one +containing two, the next one three measures. + + +PRELIMINARY TONES.--It is a singularly effective and pregnant quality +of the element of musical rhythm, that its operations are not bounded +by the vertical bars which mark off the measures. That is to say, a +rhythmic figure (and, in consequence, a melodic figure or motive) does +not necessarily extend from bar to bar, but may run from the middle (or +any other point) of one measure, to the middle (or corresponding point) +of the next; precisely as prosodic rhythm comprises poetic feet which +begin either with an accented or with an unaccented syllable. See Ex. +10. Hence the significant rule, _that a melodic member may begin at +any part of a measure_, upon an accented or an unaccented beat, or upon +any fraction of a beat. For example:-- + +[Illustration: Example 13. Fragments of Mendelssohn.] + +[Illustration: Example 13 continued. Fragments of Mendelssohn and +Mozart.] + + +In No. 1, the motive begins squarely with the measure, upon the +accented beat. In No. 2, the same motive is enlarged by two tones at +the outset, which locates its beginning upon the fourth 8th--the second +half of the second beat. In No. 3 the motive begins upon an accented +beat, but it is the lighter (secondary) accent of the 3d beat. The +various conditions of unaccented beginnings in Nos. 4, 5 and 6 are +easily recognizable. In No. 7 quite a large fraction of a measure +precedes the first accent (at the beginning of the full measure). +Examine, also, all the preceding examples, and note the different +accented or unaccented locations of the first tone, in each figure and +motive. + +When a figure or motive starts at the accented beat, it begins, so to +speak, in the right place; _any tone or tones which precede the accent +are merely preliminary or introductory tones_. While they are very +desirable and necessary, in the fulfilment of certain purposes, they +are not an _essential_ part of the motive; they appear to represent the +ornamental rather than the stable element of the melodic sentence, and +their employment is therefore a matter of option and taste rather than +of absolute necessity. The accent indicates the point where the body +of the motive begins; the accent is the point where the stake is +driven; all that goes before is simply preparatory,--the changeable +material which flutters about the fixed center. Therefore the +preliminary tones do not indicate the _essential_ or actual beginning +of the motive, but its apparent or conditional beginning only; or what +might be called its _melodic_ beginning. For this reason, also, the +actual "first measure" of a motive or phrase or sentence of any kind is +always the first FULL measure,--the measure which contains the first +primary accent; that is to say, the preliminary tone or tones do not +count as first measure. For this reason, further, it is evident that +preliminary tones are invariably to be regarded as borrowed from the +final measure of the preceding motive or phrase; they must be accounted +for in someway,--must derive their metric pulse from some group,--and +as they cannot be a part of the first measure, they obviously form a +borrowed portion of the (preceding) last measure. This will be better +understood by reference to Ex. 14, No. 3; the two 16ths at the end of +the 4th measure (preliminary tones of the following phrase) are +borrowed from the _f_ which precedes,--the final tone of the first +phrase, that would, but for this reduction, have been the full +half-note necessary to complete the four measures (like the final _g_). + +Perhaps the most striking feature of this rule of preliminary tones is +the absolute freedom of its application. It is _always_ wholly +optional with the composer to begin his figure or motive at whatever +part of the measure he may elect; at the accent or not; with or without +preliminary tones; to borrow beats from the preceding ending or not, as +his judgment or taste, or possibly some indirect requirement, may +decide. So valid is this license, that it is by no means unusual to +find consecutive members of the same phrase beginning at different +points in the measure. This results, apparently, in motives of +irregular, unsymmetric lengths; but no confusion is possible if the +student will recollect and apply the rule that the objective point (the +heart, so to speak) of each motive is the first primary accent it +contains; counting from these points, all irregularities of melodic +extent become purely accidental and harmless. For illustration (the +preliminary tones are marked _a_):-- + +[Illustration: Example 14. Fragments of Mozart, Beethoven, and +Mendelssohn.] + +In No. 1, the first motive evidently ends with the longer tone, +_g_-sharp. In No. 2, each one of the four motives differs from the +others in length; the sum of them is, however, exactly 24 beats, or 8 +measures; hence, each one is _actually_ a two-measure motive, counting +from accent to accent. The upper numbers indicate the _actual, vital_ +beginning of each motive. + +This very natural, and fairly common, inequality increases the +difficulty of analysis somewhat. A knowledge of the principal chords, +and familiarity with their manner of employment in composition, greatly +facilitates the task, because the harmonic design furnishes in many +cases the only unmistakable clue to the extremities of the melodic +members. The difficulty finally vanishes only when the student has +learned to appreciate the declamatory quality of all good melody, and +can detect its inflections, its pauses; can _feel_ which (and how many) +of its tones are coherent and inseparable, and where the points of +repose interrupt the current, and thus divulge the sense of the melodic +sentence. + + +LESSON 3.--Analyze the third Song Without Words of Mendelssohn (A +major, the so-called Hunting Song); first of all, locate the principal +melody,--it is not always the uppermost line of tones; then divide this +melody into its melodic motives, marking the "breaks" which separate +each from the following one; the figures may be noted, also, but only +mentally. No. 35 may also be analyzed in the same manner. + + + + +CHAPTER IV. THE PHRASE. + +THE PHRASE.--It is not altogether easy to give a precise definition of +the phrase. Like so many of the factors which enter into the +composition of this most abstract, ideal, and intangible of the arts, +the phrase demands considerable latitude of treatment, and will not +readily submit to strict limitations or absolute technical conditions. +Perhaps the most correct definition is, that the term phrase is +equivalent to "sentence," and represents the smallest musical section +that expresses a _complete_ idea; not necessarily wholly finished, and +therefore independent of other adjoining phrases, but at least as +complete _in itself_ as is an ordinary brief sentence in grammar, with +its subject, predicate, and object. It should be sufficiently long to +establish the sense of tonality, the consciousness of beginning, +course, and ending, and should exhibit a certain (though limited) +amount of palpable and satisfying melodic and harmonic contents. For +this reason, the Phrase, and nothing smaller, should be regarded as the +structural basis of musical form. + +The factors defined in the preceding chapter (the figure and motive) +are, as a rule, decidedly less than is demanded of a complete phrase, +which--as has been intimated--usually consists in the union of two +(possibly more) motives,--just as the motive is compounded of figures, +and the latter of single tones. + +In some, comparatively rare, cases the composer gives a phrase an +independent place upon his page, as complete miniature sentence, not +directly connected with other phrases. This may be seen, very plainly, +at the beginning (the first four or five measures) of the Songs Without +Words, Nos. 28, 41, 35, 3, 4, 16. Examine each, carefully, and the +nature of the phrase in its most definite form will become apparent. + +Such independent phrases are most likely to be found, like the above, +at the beginning or end of a larger composition, to which they are +related indirectly, as isolated introduction, or postlude. Thus, the +following complete phrase appears at the beginning of a song: + +[Illustration: Example 15. Fragment of Schubert.] + +Its division into two melodic motives, and the subdivision of these +into figures, is plainly marked. + +When the phrase assumes such a conspicuous position, and is so complete +and definite in its effect as the ones just seen, there is naturally no +difficulty in recognizing and defining its extremities. But the task +of phrase analysis is by no means always thus easy. + + +LENGTH OF THE REGULAR PHRASE.--Fortunately for the work of analysis, +there are certain established landmarks of forms, so conscientiously +observed, and so firmly grounded in the practices of classic writing +(because the necessary consequences of natural law), that it is +generally practicable to fix fairly regular and plausible boundaries to +the phrase, notwithstanding the freedom and elasticity which +characterize the application of the syntactic principle in music. + +Therefore the student will find that a phrase, in the great majority of +cases, covers exactly _four measures_, and will seldom be misled if he +looks for the end of his phrase four measures beyond its beginning. +This refers, be it understood, only to measures of average size (in the +ordinary time denominations, 3-4, 4-4, 6-8 measure). If the measures +are uncommonly large (9-8, 12-8), the phrase will probably cover no +more than two of them; or, if small (2-4, or 3-4 in rapid tempo), the +phrase may extend to the eighth measure. The operation of this +four-measure rule is exhibited with striking regularity and persistence +in the _Jugend Album_ of Schumann (op. 68); throughout its forty-three +numbers there are probably no more than a half-dozen phrases whose +length differs from this standard. For example: + +[Illustration: Example 16. Fragment of Schumann, Op. 68, No. 11.] + + +It will be observed that the first (and also the third) of these +phrases consists of two exactly similar two-measure motives. This +seems to lend some confirmation to the idea of a two-measure phrase; +but the student is warned against deviating from his four-measure +standard, upon such evidence as this. Many instances will be found, +like these, in which the impression of a complete phrase is not gained +until the motive of two measures has been thus repeated; _the +repetition is necessary_, in order to finish the sentence, and this +proves that the two measures alone do not constitute the "complete +idea" which we expect the phrase to represent. + +The same regularity of dimension will usually be found in all kinds of +dance music; in technical exercises (for instance, the études of Czerny +and others); and in all music of a simple or popular character. + + * * * * * * + +EXCEPTIONS.--In its ordinary, normal condition the phrase is a musical +sentence four measures in length. But this rule has its necessary +exceptions; necessary because, as we have learned, the principle of +Variety is quite as vital as that of Unity or symmetry. The phrase is +not always regular; by various means and for various reasons, it +occasionally assumes an irregular form. When such irregular phrases +are encountered (phrases of less or more than four measures) the +student will best distinguish them by defining their extremities, their +beginning and ending--as "beginning" and "ending," without reference to +their length. This should not be attended with any serious difficulty; +at least not to the observant student who reads his musical page +thoughtfully, and attaches some meaning to the figures and motives of +the melody; who endeavors to recognize the extent to which the +successive tones appear to cling together (like the letters in a word) +and constitute an unbroken melodic number,--and, in so doing, also +recognizes the points where this continuity is broken, and a new number +is announced. Much assistance may be derived from the fact--striking +in its simplicity--that the ending of one phrase defines, at the same +time, the beginning of the next, and _vice versa_. The locating of +one, therefore, serves to locate the other. There is, usually, +something sufficiently indicative about a "beginning," to render it +noticeable to a careful observer, and the same is true of an "ending." +This is illustrated in the following: + +[Illustration: Example 17. Fragments of Beethoven.] + + +No. 1 is from the pianoforte sonata, op. 10, No. 3, second movement; +see the original. This phrase exhibits an ending, unmistakably, in the +_fifth_ measure, and not in the fourth. Its form is therefore +irregular. + +In No. 2 (from the first pianoforte sonata), the first phrase ends with +the fourth measure, obviously, for the evidence of a new "beginning" in +the following measure is perfectly clear; the phrase is therefore +regular. But the next phrase runs on to the _sixth_ measure from this +point (the tenth from the beginning of the whole), because there is no +earlier evidence of an "ending." Observe that the first phrase has a +preliminary quarter-note, the second phrase none. Turning to +Mendelssohn's Songs Without Words, the very first (introductory) phrase +of No. 3 is five measures in length; the first one in No. 35 also +contains five measures; the first one in No. 16, and in No. 9, contains +three measures. The irregular phrase will be again considered (in a +different aspect) in a later chapter. + +The recognition of these syntactic traits of the melodic sentence is of +great moment to the player, for they constitute the information upon +which conscious, intelligent, effective _phrasing_ depends; and without +intelligent phrasing, without a clear exposition of the formation and +arrangement of the members and phrases, full comprehension and adequate +enjoyment of a musical composition is impossible. + + * * * * * * + +CONTENTS OF THE PHRASE.--The question may arise, what is it that makes +a phrase,--the rhythm, harmony, or melody? Strictly speaking, all +three; for music subsists in the ceaseless co-operation of these three +primary elements of composition, and no phrase is wholly complete +without the evidence of each and all. Generalizing the definitions +already given, the function of each of these primary elements may be +thus described: The element of harmony regulates the choice of the +tones that are to sound together; the upright shafts of tone (chords) +which determine the _body_, or framework, of the music. The element of +melody regulates the choice of single tones, selected from the +successive shafts of harmony, that are to form a connected line or +strand of tones (in horizontal order, so to speak),--something like a +chain or chains stretched from harmonic post to post, which describe +the figure or _outline_ of the musical image. The element of rhythm +gives the whole body its _life_,--regulates the choice of varying +lengths, defining the infinitely varied "tapping" of the musical +mechanism. + +It is evident, from this, that no vivid, satisfying musical impression +can be created in the absence of any one of these essential elements. +But, for all that, they are not of equal importance; and, in +determining the extremities of the phrase (and of all other factors of +musical structure), the melody takes precedence over harmony and +rhythm. That is to say, that in his analysis of figures, motives, +phrases, periods, and so forth, the student's attention should be +centered upon the melody,--that chain of successive single tones which, +as repeatedly stated, usually describes the _uppermost_ line of the +harmonic and rhythmic body. That is the reason why the illustrations +given in this book are so frequently limited to the melody alone; it is +the pencil point which traces the design, describes the form, of the +musical composition. + + +LESSON 4.--Procure the _Jugend Album_, op. 68, of Schumann, and mark +the phrases in Nos. 1, 2, 4, 5, 6, 7, 8, 9, 13, 18, 20, and others. In +the given numbers the phrases are all regular,--four measures in length. + +Analyze in the same manner Mendelssohn's Songs Without Words, Nos. 27, +22 (first phrase, five measures), 48, 28, 35, and others; occasional +irregularities may be encountered. + +Also Beethoven, pianoforte sonata; op. 14, No. 2, second movement (C +major, _andante_); and op. 26, first movement. + +A few cautious experiments may also be made in analyzing any +composition which the student may chance to be studying, especially if +not too elaborate. The necessary safeguard consists in simply passing +over every confusing point, limiting the analysis to those phrases that +are self defining, for the present,--until greater experience and +fuller information shall have been gained. + + + + +CHAPTER V. CADENCES. + +CADENCES IN GENERAL.--A cadence is the ending of a phrase. Strictly +speaking, every interruption or "break" between figures, and between +all melodic members, is a cadence; but the term "cadence" is applied to +nothing smaller than entire phrases. + +The cadence is the point of Repose which creates the necessary contrast +with the condition of Action that prevails more or less constantly +during the phrase; and the effect of this point of repose is, +therefore, to separate one phrase from the next. The cadential effect +is generally produced by two or three chords, the last one of which is +called the cadence-chord, and stands, when the cadence is perfectly +regular, upon an accented beat of the final measure. This, according +to our definition of the phrase, will most commonly be the fourth +measure. + +For example: + +[Illustration: Example 18. Fragment of Schumann.] + + +The first chord in the fourth measure, on the accented beat, is the +"cadence-chord"; but the preceding chord (and possibly the one before +that, also) is naturally inseparable from the final one, and therefore +the entire cadence would be defined technically as embracing both (or +all three) of these chords. The effect of repose is obtained _by the +length of the final chord_, which exceeds that of any other melody tone +in the phrase; its time-value is a dotted quarter, because of the +preliminary tone (_e_, before the first accent) which, in the original +(op. 68, No. 28), precedes the next phrase in exactly the same manner. + +Illustrations of the regular cadence will be found, also, in Ex. 15 and +Ex. 16; in the latter,--consisting as it does of four consecutive +phrases, four cadences occur, distinctly marked by the _longer tone_ on +the accented beat of each successive fourth measure. + + +MODIFICATION OR DISGUISING OF THE CADENCE.--The most natural and +characteristic indication of a cadence is the _longer tone_, seen in +the examples to which reference has just been made; for a tone of +greater length than its fellows is, in itself, the most conclusive +evidence of a point of repose, as compared with the shorter tones in +the course of the sentence, whose more prompt succession indicates the +action of the phrase. (See Ex. 29.) + +From this the student is not to conclude that every long tone marks a +cadence. The rhythmic design of a melody is obtained by a constant +interchange of long and short tones, without direct reference to the +cadence alone; and numerous examples will be found in which tones of +equal, or even greater, length than the cadence-tone occur in the +course of the phrase. We have already seen that the end of a motive, +or even of a figure, may be marked by a longer tone, or its equivalent +in rests; and have been taught to expect a cadence in the fourth +measure only, as a rule. + +But the direct evidence of a cadence afforded by a longer tone is +considered not only unnecessary, but in many cases distinctly +undesirable. While cadences are indispensable, in music of clearly +recognizable form, it is equally true that they must not be so emphatic +as to check the current of melody and harmony too frequently or +completely, or destroy the continuity and coherence of the members. +And it is therefore an almost invariable practice, especially in music +of a higher order, to modify and disguise the cadences by some means or +other; that is, to diminish the weight of the characteristic "longer +tone,"--to counteract, partially or entirely, the impression of actual +cadential cessation, by continuing (instead of interrupting) the +rhythmic pulse. This is so very common, and so confusing a device, +that the effect of the various methods employed to conceal or disguise +a cadence must be thoroughly understood. + +It is necessary to remember, always, the rule that governs the actual +body of the phrase, and its possible preliminary tones; namely, that +the vital, essential starting-point of a phrase (and other factors of +musical form) is _the first primary accent_, the first beat of the +first _full_ measure. The length of the phrase is reckoned from this +point, and consequently, the cadence-chord is entitled to all the beats +that remain, from its accent to the very end of the final measure. For +example: + +[Illustration: Example 19. Fragment of Mozart.] + +In this case the cadence-chord is not modified or disguised in the +least, but takes full advantage of the six beats that make the sum of +the fourth measure. + +This important fact concerning the actual value of the cadence-chord +remains unchanged, through all the licenses taken in disguising or +(apparently) diminishing its value. Whatever means may be resorted to, +in modifying the cadence, they do not alter the fact that _the +cadence-chord is always entitled to this full sum of beats_; and these +beats virtually represent the cadence-chord, either in its unchanged +form (as in Ex. 19 and Ex. 16) or in any of the manifold disguised +forms illustrated in the following examples. + +One of the simplest forms is shown in Ex. 15:--The cadence-chord, on +the accented beat of the fourth measure, is entitled to the six beats +contained in that final measure. One beat is borrowed for the +preliminary tone of the next phrase (that does not appear in our +example, but corresponds to the preliminary tone at the beginning); and +three beats are represented by rests, which cancel the resonance of the +melody-tone _g_, but do not actually negate the effect of the +cadence-chord. In consequence of these two reductions, the time-value +of the _cadence-tone_ is diminished to two beats, and the whole cadence +assumes a lighter, less obstinate and stagnant character. Of the six +beats belonging to the cadence-chord, four are occupied by the tones of +the accompaniment, which thus serves to bridge over the measure of +repose without destroying the impression of a cadence. + +The treatment of the cadence is similar to this in Ex. 18. + +In Ex. 17, No. 1, the cadence-chord falls, properly, upon the primary +accent (first beat) of the final measure--in this instance the fifth +measure, as we have learned. The six beats to which it is entitled are +all occupied by the simple reiteration of the final melody tone, while +the sense of "interruption" is imparted by the long rest in the lower +parts. + +It is by thus sustaining the rhythmic pulse, during the measure +allotted to the cadence-chord, that the desired dual impression,--that +of cadential interruption without actual cessation,--is secured. It is +like rounding off a corner that might otherwise be too angular or +abrupt. + + * * * * * * + +The question naturally arises: What tones are chosen to provide +material for this continuation of the rhythm? They are usually derived +from the cadence-chord, or its auxiliary embellishments; and the +methods employed may be classified as follows: + +(1) The rhythmic pulse is marked in the accompanying (subordinate) +parts, as seen in Ex. 15, Ex. 18, and the following:-- + +[Illustration: Example 20. Fragment of Mendelssohn.] + +[Illustration: Example 20 continued.] + + +The point of repose is marked by the longer melody tone _f_, on the +accent of the fourth measure. The value of the cadence-chord is +recorded, however, in the living tones of the accompanying figure, +which here (as in almost every similar case in composition) continues +its rhythmic movement undisturbed. + +(2) The cadence-chord, or, more properly, the _cadence-tone_ in the +melody, is shifted to some later beat in the cadence measure. Thus: + +[Illustration: Example 21. Fragment of Mozart.] + + +In this example there is in reality no irregularity, because the +cadence-tone rests upon an _accented beat_ (the fourth, in 6-8 +measure), and the conditions of a cadence are fulfilled by _any_ +accent, primary or secondary, of the final measure. But it belongs, +nevertheless, to this class of disguised cadences; for whatever +results, thus, in abbreviating the value of the cadence-chord, lightens +the effect of the cadence, and serves the desirable purpose so +persistently pursued by all good writers. Further:-- + +[Illustration: Example 22. Fragment of Beethoven.] + +[Illustration: Example 22 continued. Fragments of Mendelssohn, +Schumann, and Mozart.] + + +Nos. 2 and 3 illustrate the method most commonly adopted in shifting +the cadence-tone forward to a later beat; namely, by placing an +embellishing tone (usually the upper or lower neighbor) of the +cadence-tone upon the accented beat belonging properly to the latter. +Nos. 4 and 5 are both extreme cases; the actual cadence-tone is shifted +to the very end of the measure, so that the effect of cadential +interruption is very vague and transient,--and will be quite lost +unless the player is intelligent enough to emphasize, slightly, the +phrasing (by making a distinct, though very brief, pause before +attacking the following measure). See also Ex. 17, No. 2, the first +phrase; here, again, the melody runs on (through tones which embellish +the cadence-chord, _f-a-c_) to the last 8th-note of the fourth measure. + +(3) A certain--entirely optional--number of tones are borrowed from the +value of the cadence-chord, as _preliminary tones_ of the following +phrase. An illustration of this has already been seen in Ex. 14, No. 2 +and No. 3. It is the employment of such preliminary tones, that, as +thoroughly explained in Chapter III, creates a distinction between the +_melodic_ beginning and the actual vital starting point of the phrase; +or that gives the phrase an apparently shifted location in its measures. + +Further (the actual cadence-tone is marked):-- + +[Illustration: Example 23. Fragments of Beethoven and Mendelssohn.] + +[Illustration: Example 23 continued. Fragment of Mendelssohn.] + +No. 1 illustrates, again, the absence of preliminary tones in one +phrase, and their presence in the next. In each of these examples +(excepting, perhaps, No. 2) the cadence is so thoroughly disguised that +there is little, if any, evidence left of the "point of repose." In +No. 4, particularly, the cadence-measure is rhythmically the most +active one in the phrase. And yet the presence of a genuine cadence at +each of these places, marked *, is as certain and indisputable as in +Ex. 19. The ear will accept a cadence upon the slightest evidence _in +the right place_,--where a cadence is expected. See, also, Mozart +pianoforte sonata No. 10 (in D major), first 12 measures; measure 8 is +a _cadence-measure_. + +Here follow a few more examples which illustrate the most extreme +application of this principle of borrowed tones,--a mode of treatment +very common in the music of Mozart, Haydn, and, in fact, all classic +writers:-- + +[Illustration: Example 24. Fragments of Mozart.] + +[Illustration: Example 24 continued. Fragment of Beethoven.] + + +It is difficult to believe that in each of these cases the long array +of 16th-notes should not constitute the actual beginning of the phrase, +but are only preliminary; and yet this is the only correct view to take +of it, and it is the view which will simplify all analysis, when +thoroughly comprehended. It must be seen that the cluster of +16th-notes in the cadence-measure (of the preceding phrase) is +_one-sixteenth short of a full measure_, and, therefore, it does not +represent the first measure of the next phrase, because our inviolable +rule is that the first measure of a phrase is its first _full_ measure. +The above examples emphasize the correct manner of counting the +measures; and they simply illustrate possible methods of _disguising +the cadence_. + +In some cases it is difficult to determine whether the tones which thus +disturb the "repose" of the cadence-measure belong to the cadence-chord +(that is, to the _present_ phrase), or, as preliminary tones, to the +following phrase. Upon careful scrutiny, however, it will be found +possible to decide, by examining their melodic bearing, to which phrase +they pertain. In Example 22, they are manifestly (even in No. 5) a +part of the present phrase; in Example 23 and 24 they are as certainly +preliminary to the phrase which follows. In the following example they +seem to constitute an entirely independent little "interlude," without +direct reference to either phrase: + +[Illustration: Example 25. Fragment of Mozart.] + + * * * * * * + +THE ELISION.--Finally, there are some (very rare) instances where the +composer appears to yield to the seductive influence of such extensive +preliminary groups as those seen in Example 24, and by setting aside +the trifling discrepancy, permits the apparent preliminary tones to +represent the _actual first measure of the next phrase_. This is +easily accomplished, when, as in Example 24, No. 2, it is only one +16th-note short of a full measure. And although this 16th, being the +cadence-chord, is actually equivalent to the whole measure, it is +sometimes less confusing to the hearer to silence it. This is called +stifling the cadence (or Elision); and its presence depends simply upon +sufficient proof that what was supposed to be the cadence-measure (and +to a certain extent is such) is at the same time _really the first +measure of the next sentence_. The following contains an illustration +of the elision of a cadence: + +[Illustration: Example 26. Fragment of Mozart.] + +[Illustration: Example 26 continued.] + + +The proofs of this very singular and apparently untrustworthy analysis +are: (1) That there is absolutely no doubt about the first cadence, +marked *; (2) that a cadence is consequently due, and expected, four +measures later,--this proving the measure in question to be the +"cadence-measure of the old phrase," as it is marked and as it appeals +to our sense of cadence; (3) that the last four measures unmistakably +represent a regular, compact phrase,--this proving that the +"cadence-measure of the old phrase" is unquestionably _at the same time +the first measure, or actual beginning, of the new phrase_. In a word, +one measure is lost--not in effect, for the elements of the expected +cadence are all present,--but in the counting. This lost measure is +the stifled cadence-measure, omitted by Elision. + +Such cases are, as stated, very rare; so rare that the student will do +wisely to leave them quite out of his calculations. + +In order to elucidate the embarrassing matter still more fully, we +shall take two more examples of a very misleading character, which the +superficial observer would probably define as elisions, but which are +almost certainly regular cases of disguised cadence merely: + +[Illustration: Example 27. Fragment of Mozart.] + + +Here again there is no doubt of the presence of a cadence at the first +*; but this "cadence-measure" appears almost as certainly to be at the +same time the initial measure of a new phrase. This, however, proves +not to be the case, because _there are four measures left, without this +one_. That is, counting backward from the final cadence, we locate the +"first measure" after, not _with_, the cadence-measure. And this is +the way the passage was meant to sound by its author, and the way it +will and must sound to the student who has properly cultivated his +sense of cadence. + +[Illustration: Example 28. Fragment of Beethoven.] + +This case is extremely misleading; it is hard to believe (and feel) +that the characteristic onset of the 16th-triplet figure does not +herald the new phrase; but all the indications of strict, unswerving +analysis (not to be duped by appearances) point to the fact that this +is one of the common cases of disguised cadence, and not an elision of +the cadence. The _sforzando_ marks of Beethoven confirm this view, +and, as in Example 27, we have our four measures to the next cadence, +without this "cadence-measure." + +The characteristic traits of all these various phases of cadence +formation are:-- + +(1) That the actual cadence-tone in the melody may be of any +time-value, from the full extent of the cadence-measure down to the +smallest fraction of that measure. In Ex. 19 it was the former, +unbroken; in Ex. 17, No. 1, also, but broken into the six pulses of the +measure; in Ex. 20 it was shortened, by a rest, to one-half its real +value; in Ex. 26 it was reduced to one-quarter of its true value; in +Ex. 25, to one 8th-note; and in Ex. 24, No. 3, to one 16th-note. + +(2) That the cadence-tone in the melody may be shifted forward to +almost any point beyond its expected position upon the primary accent. +In Ex. 20 (and many other of the given illustrations) it stands in its +legitimate place, at the beginning of the measure; in Ex. 21 it stands +upon the _second_ accent of the measure; in Ex. 22, No. 1, on the +second beat in 3-4 measure; in Ex. 22, No. 5, on the third beat of the +triple-measure; in Ex. 22, No. 4, on the last eighth note in the +measure. + +(3) That in almost every case the effect of absolute cessation is +softened by marking the rhythm of the cadence-measure; in no case is +the rhythm permitted to pause (not even in Ex. 19, where the +accompaniment, not shown, is carried along in unbroken 8th-notes). In +some part or other, by some means or other, the cadence-measure is kept +alive; either by continuing the accompaniment, as in Exs. 18 and 20, or +by quickly picking up a new rhythm, as in Exs. 27 and 28. Conspicuous +exceptions to this rule will be found, it is true, in hymn-tunes and +the like; though occasionally even there, as the student may recall, +the rhythm, in some cadence-measures, is carried along by one or more +of the inner voices; for example, in the hymn-tune "Lead, Kindly +Light," of J. B. Dykes. (See also Ex. 29.) + + +SPECIES OF CADENCE.--In text-books and musical dictionaries several +varieties of the cadence are distinguished, but they are chiefly +distinctions without any more than one essential point of difference, +namely, difference in force or weight. It is therefore feasible to +reduce all these varieties to two,--the heavy cadence and the light +cadence. The former is represented by the so-called Perfect cadence, +the latter by the many grades of Semicadence. + + +PERFECT CADENCE.--There is one method of checking the current of the +melodic phrase with such emphasis and determination as to convey the +impression of finality; either absolute finality, as we observe it at +the very end of a composition, or such relative finality as is +necessary for the completion of some independent section of the +piece,--conclusive as far as that section is concerned, though not +precluding the addition of other sections to this, after the desired +degree of repose has been felt. This is known as the perfect cadence, +or full stop. It is always made upon the _tonic harmony_ of some key +as cadence-chord, with the _keynote itself in both outer parts_, +and--when desired in its strongest form (without such disguising as we +have seen)--upon an _accented_ beat, and of somewhat longer duration +than its fellow tones. For illustration:-- + +[Illustration: Example 29. Fragment of Schubert.] + +At the end of this four-measure phrase there is a perfect cadence, +exhibited in its strongest, most conclusive form. It is practically +undisguised, though the cadence-chord is reduced to three beats (from +the four to which it is entitled) to make room for the preliminary beat +of the next phrase (calculated to correspond to the one at the +beginning of this phrase). + +The cadence-chord is the tonic harmony of C minor; upon the primary +accent of the 4th measure; it is considerably longer than any other +tone in the phrase; and the keynote _c_ is placed both at the top and +at the bottom of the harmonic body. See also Ex. 15; the cadence is +perfect, because the cadence-chord, on the accent of the 4th measure, +is the tonic harmony of G major, with the keynote as highest and as +lowest tone. It is abbreviated by rests, which very slightly diminish +its weight. Ex. 17, No. 2, closes with a perfect cadence; it is the +tonic harmony of C major, on an accent, and with the keynote in the two +extreme parts. See also Ex. 20. + +In the following: + +[Illustration: Example 30. Fragment of Schumann.] + +the cadence-chord stands upon the secondary accent (3d beat) of the +final measure. This method of shifting the cadence forward is +generally adopted in large species of measure (6-8, 9-8, and the like), +and has been defined among the devices employed in disguising or +_lightening_ the cadence. In Ex. 22, No. 5, the cadence-chord is +shifted to the last beat (unaccented) of the final measure; this +lightens the cadence very materially, but it does not affect any of its +essential properties as perfect cadence. The following is similar:-- + +[Illustration: Example 31. Fragment of Schumann.] + + +The cadence-chord occupies the unaccented (2d) beat, and is no longer +than any other chord in the phrase. Despite its striking brevity, it +is nevertheless a perfect cadence, disguised; it is the tonic chord of +C major, with the keynote at top and bottom. See also Ex. 23, No. 1. + +The following illustrations come under the head of the disguised +cadences seen in Ex. 24:-- + +[Illustration: Example 32. Fragments of Mendelssohn and Schubert.] + +In No. 1 the cadence is perfect, for it is the tonic chord of G major, +keynote _g_ at top and bottom, and on the primary accent of the fourth +measure; but the uninterrupted continuation of the movement of 16ths, +in the right hand, shortens the uppermost keynote to a single +16th-note, and would entirely conceal the cadence, were it not for the +distinct evidence of repose in the lower part. + +In No. 2 the movement in the upper part appears to shatter the cadence; +the keynote does not appear on the accent, and its announcement at the +end of the first triplet is very brief. For all that, it is an +unmistakable perfect cadence; the chord thus shattered (or "broken," +technically speaking) is the tonic harmony of the key, and the keynote +_does_ appear as uppermost (and therefore most prominent) tone, in the +same order of percussion as that given to each of the preceding melody +tones. + + * * * * * * + +At the end of an entire piece of music, or of some larger section of +the piece, the cadence-chord, on the other hand, is often lengthened +considerably, for the sake of the greater weight and decision of +cadential interruption required at that place. Thus:-- + +[Illustration: Example 33. Fragment of Schubert.] + + +The last two measures are merely the prolongation of the final +cadence-chord. See also, Mendelssohn, Songs Without Words, No. 4, last +five measures; No. 8, last eight measures; and others. + +Another peculiarity of the final cadence is, that sometimes the +_uppermost_ tone is the 3d or 5th of the tonic chord, instead of the +keynote,--a significant device to counteract the dead weight of the +cadence-chord, especially when prolonged as just seen. See No. 10 of +the Songs Without Words, last six measures; it is the tonic chord of B +minor, but the tone _d_ (the 3d) is placed at the top, instead of _b_. +Also No. 16, last chord; No. 38, last chord; No. 6, last three measures +(the 5th of the tonic chord as uppermost tone). At any other point in +the piece this default of the keynote would, as we shall presently see, +almost certainly reduce the weight of the cadence from "perfect" to +"semicadence"; at the very end, however, it cannot mislead, because it +does not affect the condition of actual finality. + + +SEMICADENCE.--Any deviation from the formula of the perfect +cadence--either in the choice of some other than the tonic chord, or in +the omission of the keynote in either (or both) of the outer +parts--weakens the force of the interruption, and transforms the +cadence into a lighter, more transient, point of repose, for which the +term semicadence (or half-stop) is used. The semicadence indicates +plainly enough the end of its phrase, but does not completely sever it +from that which follows. + +It is these lighter, transient forms of cadence to which a number of +different names are given; for the student of analysis (and the +composer, also, for that matter) the one general term "semicadence," or +half-cadence, is sufficient, and we shall use no other. + +If, then, a cadence is final in its effect, it is a perfect one; if +not, it is a semicadence. The harmony most commonly chosen as the +resting-place of a semicadence is the chord of the _dominant_,--the +fifth step of the momentary key,--that being the harmony next in +importance to that of the tonic (the one invariably used for the +perfect cadence). The following example illustrates the dominant +semicadence:-- + +[Illustration: Example 34. Fragment of Brahms.] + + +The cadence-chord is the dominant harmony (root _e_) in the key of A +minor; neither of the two upper tones on the first and second beats is +the root of the chord; it is quite sufficient that the root appears as +lowermost tone, and even this is not necessary. The "point of repose" +is shifted to the second beat, in the manner so amply illustrated in +the examples of the disguised cadence; the methods we have seen may be +applied to _any_ kind of cadence. + +See also Ex. 18; the key, and therefore the chord, at the semicadence +is the same as that of the above example (simply major instead of +minor). + +Also Ex. 23, No. 4; the semicadence chord is the dominant harmony of +E-flat major; it is skillfully disguised. Ex. 25, dominant harmony of +A major. Ex. 26, last four measures; the semicadence is made upon the +dominant of C minor. + +In the following: + +[Illustration: Example 35. Fragment of Schumann.] + +the semicadence in the fourth measure is made with the dominant harmony +of C major (the tones _g-b-d-f_); it is so disguised as to remove all +signs of interruption; but the chord _prevails_ throughout the measure, +and (as may be seen by reference to the original, op. 68, No. 3) the +next measure--the fifth--exactly corresponds to the first; this +indicates another "beginning," and proves our "ending." + +But though the dominant is thus generally employed at the semicadence, +it is by no means the only available chord. It must be remembered that +every cadence which does not fulfil the definite conditions of the +perfect cadence, is a semicadence. Examine each of the following, and +determine why the point of repose is each time a semicadence:--Ex. 1; +Ex. 9, No. 3; Ex. 14, No. 2, fourth measure; Ex. 14, No. 3, fourth +measure; Ex. 19; Ex. 22, Nos. 3 and 4; Ex. 23, No. 2, fourth measure. + +The distinction between the two species of cadence becomes most subtle +when the _tonic harmony_ is chosen for the semicadence, _but with some +other part of the chord than the keynote as uppermost (or lowermost) +tone_. This might appear to lighten the perfect cadence too +immaterially to exercise so radical an influence upon the value +(weight) of the interruption. The _keynote_, however, is so decisive +and final in its harmonic and melodic effect--everywhere in music--that +its absence more or less completely cancels the terminating quality of +the cadence-chord; in other words, the force of a tonic cadence depends +upon the weight and prominence of the _keynote_. + +For example: + +[Illustration: Example 36. Fragment of Schubert.] + + +The first, second, and third of these cadences is made upon the tonic +harmony, on the accent of each successive fourth measure. But they are +only _semicadences_, as the melody (uppermost part) rests upon the +Third of the chord, _c_, instead of the keynote; this substitution of +_c_ for _a-flat_ is sufficient to frustrate the perfect cadence and +diminish it to a transient interruption. The final cadence is perfect, +however, because there the uppermost tone _is_ the keynote. See also +Ex. 21; and Ex. 17, No. 2, fourth measure (semicadence, with _a_ +instead of _f_ as principal tone in upper part, and disguised by the +continuation of rhythmic movement to the end of the cadence-measure). +In Ex. 17, No. 1, the cadence is made with the tonic harmony of G +minor, but with the Third (_b-flat_) at the top. + + +LOCATING THE CADENCES.--Next to the recognition and comparison of the +different melodic sections of a composition (in a word, the _melodic +delineation_ of the whole), the most significant task in music analysis +is the locating and classifying of the cadences. They are the angles +of the design, so to speak; and have the same bearing upon the sense of +the music as punctuation marks have in rhetoric. Intelligent and +effective phrasing, adequate interpretation of the composer's purpose, +is impossible without a distinct exposition of the cadences,--if not of +the inferior points of interruption between motives, also. + +The best general rule for locating cadences is, probably, to look for +them in the right place, namely, in the _fourth measure_ from the +beginning of each phrase. The fairly regular operation of this rule +has been verified in Lesson 4. But exceptions have also been seen (in +Ex. 17), and many more are certain to be encountered, simply because +the principle of Unity (exemplified by the prevalence of the +four-measure standard) must interact with the principle of Variety +(exemplified in all phrases of irregular extent). + +Therefore, the more reliable method, as already stated, is _to define +the beginning of the following phrase_,--for each successive beginning +involves a foregone cadence, of course. No very definite directions +can be given; experience, observation, careful study and comparison of +the given illustrations, will in time surely enable the student to +recognize the "signs" of a beginning,--such as the recurrence of some +preceding principal member of the melody, or some such change in +melodic or rhythmic character as indicates that a new phrase is being +announced. + + +LESSON 5. Analyze, again, Schumann, _Jugend Album_ (op. 68), No. 6, +locating every cadence and defining its quality,--as perfect cadence or +semicadence. Also Nos. 22, 24, 26, 28, 30, 33, 14, 15, 16, 3,--and +others. As a curious illustration of the difficulty which may +sometimes attend the analysis of phrases and cadences, the student may +glance at No. 31 (_Kriegslied_, D major); a more baffling example will +rarely be found, for the piece abounds in irregular phrase-dimensions, +and cadences that are disguised to the verge of unrecognizability; the +only fairly reliable clue the composer has given lies in the formation +of the melodic members (the clue intimated in the explanatory text +following Ex. 35). + +Also Mendelssohn, Songs Without Words, No. 34 (first phrase six +measures long); No. 40; No. 18. + +Also Beethoven's pianoforte sonata, op. 22, third movement +(_Menuetto_); op. 28, second movement (_Andante_). + +Again the student is reminded that it is not only permissible, but wise +and commendable, to pass by all confusing cases; without being careless +or downright superficial, to observe a certain degree of prudent +indifference at confusing points, trusting to that superior +intelligence which he shall surely gain through wider experience. + + + + +CHAPTER VI. IRREGULAR PHRASES. + +CAUSES.--The possibility of deviating from the fundamental standard of +phrase-dimension (four measures) has been repeatedly intimated, and is +treated with some detail in the text preceding Example 17, which should +be reviewed. It is now necessary to examine some of the conditions that +lead to this result. + +The causes of irregular phrase-dimension are two-fold; it may result + +(1) from simply inserting an additional cadence, or from omitting one. Or + +(2) it may be the consequence of some specific manipulation of the +phrase-melody with a view to its extension or expansion, its development +into a broader and more exhaustive exposition of its contents. + + +THE SMALL AND LARGE PHRASES.--If a cadence is inserted before it is +properly due, it is almost certain to occur exactly _half-way_ along the +line toward the expected (regular) cadence,--that is, in the _second_ +measure. This is likely to be the case only when the tempo is so slow, +or the measures of so large a denomination, that two of them are +practically equal to four _ordinary_ measures. By way of distinction, +such a two-measure phrase is called a Small phrase. For example:-- + +[Illustration: Example 37. Fragment of Mendelssohn.] + +There is no reasonable doubt of the semicadence in the second measure, +because enough pulses have been heard, up to that point, to represent the +sum of an ordinary phrase. If this were written in 6-8 measure (as it +might be), it would contain four measures. See, also, Song No. 22 of +Mendelssohn,--9-8 measure, adagio tempo; the phrases are "Small"; note +particularly the last two measures. The same is true in No. 17. About +Schumann, op. 68, No. 43 (_Sylvesterlied_), there may be some doubt; but +the measures, though of common denomination, contain so many tones, in +moderate tempo, that the effect of a cadence is fairly complete in the +second measure. + +If, on the other hand, one of the regular cadences is omitted,--owing to +the rapidity of the tempo, or a small denomination of measure,--the +phrase will attain just double the ordinary length; that is, _eight_ +measures. An eight-measure phrase is called a Large phrase. For +illustration:-- + +[Illustration: Example 38. Fragment of Beethoven.] + +There is not the slightest evidence of repose or interruption in the +fourth measure, nor of a new beginning in the fifth, wherefore the +cadence is not expected until four more measures have passed by. The +inferior points of repose in the upper parts, at the beginning of the +5th, 6th and 7th measures, serve only to establish melodic, or rather +rhythmic, variety, and have no cadential force whatever. See +Mendelssohn, Song No. 8; the first cadence appears to stand in the +_eighth_ measure; the tempo is rapid and the measures are small; it is +obviously a large phrase. The phrase which follows is regular, however; +there _is_ a cadence in the twelfth measure, thus proving that Large +phrases may appear in company with regular phrases, in the same +composition. In other words, the omission of an expected cadence (or the +insertion of an additional one) may be an _occasional_ occurrence,--not +necessarily constant. See, again, No. 22 of the Songs Without Words; the +first and second phrases are small; the third phrase, however (reaching +from measure 6 to 9 without cadential interruption), is of regular +dimensions. + + +THE PRINCIPLE OF EXTENSION.--The other cause of modified phrase-dimension +is one of extreme importance, as touching upon the most vital process in +musical composition, namely, that of _phrase-development_. + +Setting aside all critical discussion with reference to the question, +"What is good music?" and simply accepting those types of classic +composition universally acknowledged to be the best, as a defensible +standard (to say the least), we find that such a page of music exhibits +the pursuit of some leading thought (melodic motive or phrase), with +precisely the same coherence and consistency, the same evidence of +determined aim, as is displayed in the creation of a forcible essay, a +masterly poem, an imposing architectural plan, or any other work of art +that betrays intelligence and a definite, fixed, purpose. This is no +more nor less than might be expected from the dominion of the law of +Unity. + +The equally inflexible demands of Variety are satisfied by presenting +this self-same leading thought in ever new and changing aspects,--_not_ +by exchanging the thought itself for a new one at each successive angle. +This latter faulty process would naturally lead to a conglomeration of +impressions, baffling comprehension and jeopardizing real enjoyment. + +In a classic page of music we perceive that each successive unit grows, +more or less directly, out of those which go before; not so directly, or +with such narrow insistence as to produce the impression of sameness and +monotony, but with such consistency of design as to impart a unified +physiognomy to the whole. Hence, it will often be found that every +melodic figure, during a certain section (if not the whole) of a +composition, may be traced to one or another of the figures which +characterized the first phrase, or the first two or three phrases, of the +piece. This was emphasized by our reference, near the end of the first +chapter, to the 8th Song Without Words of Mendelssohn. If the student, +in analyzing the melody of that composition, will endeavor to penetrate +some of the clever disguises employed by the composer (for the sake of +Variety), he will find the whole piece reducible to a very few melodic +figures, announced at or near the beginning. See also No. 45 (C major), +No. 36, No. 26. Also Schumann, op. 68, No. 7, No. 8, No. 18, No. 23. +Also Beethoven, pianoforte sonata, op. 10, No. 2, last movement; op. 26, +last movement. + +In musical composition this process is known as thematic development, and +it generally extends over the whole, or a greater part, of the piece. + +Its operation on a smaller scale, with more limited reference to one +phrase alone, effects the development of the phrase _by extension_. + +The process of extension or expansion, by means of which the phrase +usually assumes a somewhat irregular length, consists mainly in the +varied repetition of the figures or motives that it contains; and the +continuity of the whole, as extension of the _one phrase_, is maintained +by suppressing the cadence--suspending all cadential interruption--during +the lengthening process. For example: + +[Illustration: Example 39. Fragment of Mendelssohn.] + + +These six measures result from a repetition (variated) of the third and +fourth measures of the original--regular--four-measure phrase. A cadence +is due in the fourth measure, but it is not permitted to assert itself; +and if it did, its cadential force would be neutralized by the entirely +obvious return to (repetition of) the motive just heard. Further:-- + +[Illustration: Example 40. Fragment of Mendelssohn.] + + +There is no cadence in the fourth measure,--the current of the melody +obliterates it and hurries on, voicing the last measure again and again +until it dies away in the tenth measure, where a cadence ends it. That +it should be the _tenth_ measure is purely accidental; the number of +measures is of little account in the act of extension; here, it was +continued until a convenient place was found (with reference to chord and +key) for the cadence. Further:-- + +[Illustration: Example 41. Fragment of Mendelssohn.] + +Measures 1, 2, 3 and 8 constitute the original regular four-measure +phrase. + +The following regular phrase (to be found in the last movement of +Beethoven's pianoforte sonata, op. 28):-- + +[Illustration: Example 42. Fragment of Beethoven.] + +is immediately followed by this lengthy and elaborate extension:-- + +[Illustration: Example 43. Fragment of Beethoven.] + +[Illustration: Example 43 continued.] + + +The portion marked _b_ is a complete repetition, with quaint variation, +of the original four-measure phrase, marked _a_ in Ex. 42; _c_ is a +repetition of the last figure (just one measure) of the phrase, with the +melodic parts inverted, or exchanged; _d_ and _e_ are a literal +repetition of the two preceding measures--(_c_) and _c_; _f_ is another +recurrence of (_c_), with still another inversion of the melodies; _g_ +repeats _e_ an octave higher; and _h_ is nothing more or less than a +curious repetition of _g_, in longer tones, and in reversed direction. +Distinct cadential interruption is carefully avoided after the original +phrase has been announced, that is, throughout Ex. 43,--which is the +significant proof (borne out by the manifest identity of the _melodic_ +members) that these measures form part and parcel of the original phrase, +as extension or development of it, and _not_ a new phrase. The total +length is sixteen measures, developed thus out of the original four. + +For an exhaustive explanation of phrase-extension, with all the technical +details, the student is referred to my HOMOPHONIC FORMS, Chapter III. + + * * * * * * + +Another method of extending a phrase consists in prefacing a measure or +two of purely _introductory_ material; it is, therefore, rather +anticipation than prolongation, and is composed most commonly of the +figure of the accompaniment, announced briefly before the actual +phrase-melody begins. + +This is shown very clearly in the first measure of the 22d Song Without +Words; also in the first measure of No. 7, No. 31, No. 42, No. 40, and +others; the first _two_ measures of No. 34, and No. 1; the first _three_ +measures of No. 19, No. 26, and No. 37,--and needs no further +illustration. It emphasizes the necessity of vigilance in defining the +correct _starting-point_ of the first phrase; for a mistake at the +beginning may interfere seriously with the locating of the cadences +(according to our fundamental four-measure rule). For instance, in No. +42 the cadences do _not_ fall in the 4th, 8th, 12th measures--and so +on--but in the 5th, 9th, 13th, 17th, from the very beginning of the piece. + +When the introductory passage is longer than _three_ measures, it +probably constitutes a complete phrase by itself, with its own cadence; +in which case, of course, it must not be analyzed as "extension." For +example, at the beginning of No. 29; still more apparently at the +beginning of No. 28, No. 41, and others. + + * * * * * * + +INHERENT IRREGULARITY.--Finally,--there exists another, third, condition, +besides those mentioned at the head of this chapter, whereby a phrase may +assume an irregular dimension; not by doubling or dividing its length (as +in the large and small phrases) nor by the processes of extension,--but +by an arbitrary and apparently incalculable act of _melodic liberty_,--by +allowing the melody to choose its own time for the cadential +interruption. This comparatively rare occurrence is illustrated in Ex. +17, No. 1 (five-measure phrase), and Ex. 17, No. 2, second phrase (six +measures long). It is true that in each of these cases the "extra" +measures might be accounted for as "extension by modified +repetition,"--for instance, in No. 1 the _second_ measure might be called +a reproduction (or extension) of the first measure. But cases will be +encountered where a phrase of three, five, six, or seven measures will +admit of no such analysis. In such instances the student is compelled to +rely simply upon the evidence of _the cadence_. As was advised in the +context of Ex. 17, he must endeavor to define the phrase by recognition +of its "beginning" and "ending," as such; or by exercising his judgment +of the "cadential impression." See also Ex. 48, second phrase (six +measures). + +See Schubert, pianoforte sonata No. 1 (A minor, op. 42) +_Scherzo_-movement; first 28 measures, divided into 5 phrases,--as +demonstrated by the melodic formation--of 5, 5, 5, 7 and 6 measures. +Also Schubert, _Impromptu_, op. 90, No. 3, measures 42 to 55 (phrases of +5, 5 and 4 measures.) + + +LESSON 6. Analyze the following examples, locating the cadences and +defining their value (as perfect or semicadence); and determining the +nature of each irregular phrase (as small, large, or extended phrase): + +Beethoven, pianoforte sonata, op. 22, second movement (_Adagio_), first +30 measures. + +Beethoven, pianoforte sonata, op. 28, _Scherzo_-movement. + +Beethoven, pianoforte sonata, op. 14, No. 3, _Menuetto_. + +Mendelssohn, Songs Without Words: No. 4, first 5 measures. + +No. 46, last 9 1/2 measures. + +No. 42, last 15 measures. + +No. 45, last 11 measures. + +No. 12, last 12 measures. + +No. 14, last 11 measures. + +No. 36, last 22 measures. + +No. 37, last 11 measures. + +Beethoven, pianoforte sonata, op. 27, No. 2, last movement; measures 7 to +23 from the second double-bar. + +Beethoven, pianoforte sonata, op. 28, first movement; from the double-bar +(near the middle of the movement) measures 21 to 94 (_fermata_ symbol); +in this extraordinary specimen of phrase-development, the original +four-measure phrase yields seventy-four successive measures, with very +few cadences to divide it even into sections. Same sonata, last +movement, last eighteen measures. + + + + +CHAPTER VII. THE PERIOD-FORM. + +PHRASE-ADDITION.--The phrase is the structural basis of all musical +composition. By this is meant, not necessarily the single phrase, but +the phrase in its collective sense. + +The phrase is, after all, only a unit; and the requirements of Variety +cannot be wholly satisfied by the mere development and extension of a +single phrase, except it be for a certain limited section of the piece, +or for a brief composition in small form (like Schumann, op. 68, No. 8). + +The act of _addition_ does therefore enter into the processes of +music-writing, as well as _extension_. Phrase may be added to phrase, +in order to increase the primary material, and to provide for greater +breadth of basis, and a richer fund of resources. The condition to be +respected is, that such aggregation shall not become the ruling trait, +and, by its excess, supplant the main purpose,--that of _development_. +That is, it must be held rigidly within the domain of Unity. The +student of the classic page will therefore expect to find a more or +less marked family resemblance, so to speak; prevailing throughout the +various phrases that may be associated upon that page. + +Each additional phrase should be, and as a rule will be, sufficiently +"new" in some respect or other to impart renewed energy to the +movement; but--so long as it is to impress the hearer as being the same +movement--there will still remain such points of contact with the +foregoing phrase or phrases as to demonstrate its derivation from them, +its having "grown out" of them. + +This process of addition (not to be confounded with the methods of +extending a single phrase, illustrated in the preceding chapter) is +exhibited first, and most naturally, in the so-called Period-form. + + +THE PERIOD.--The Period-form is obtained by the addition of a second +phrase to the first. It is therefore, in a sense, a double phrase; +that is, it consists of two connected phrases, covering _eight ordinary +measures_, or just double the number commonly assigned to the single +phrase. + +Each one of these phrases must, of course, have its individual cadence, +or point of repose; the first--called the _Antecedent phrase_--has its +cadence in the fourth measure, and the second--called the _Consequent +phrase_--in the eighth measure. The effect of the Period-form is that +of a longer sentence interrupted exactly in the middle,--not unlike a +bridge of two spans, resting on a central pier. But, precisely as the +central pier is only an intermediate point of support, and not terra +firma, so the ending of the Antecedent phrase is never anything more +weighty than a semicadence, while the definite, conclusive, perfect +cadence appears at the end of the Consequent phrase,--or of the entire +period-form. + +The reason for this distinction of cadence is obvious. A period is not +two separate phrases, but two related and coherent phrases which +mutually balance each other. The Consequent phrase is not merely an +"addition" to the first, but is its complement and "fulfilment." The +two phrases represent the musical analogy of what, in rhetoric, would +be called thesis and antithesis, or, simply, question and answer. In a +well-constructed period the Antecedent phrase is, therefore, always +more or less _interrogative_, and the Consequent phrase _responsive_, +in character. + +For illustration (Mendelssohn, No. 28):-- + +[Illustration: Example 44. Fragment of Mendelssohn.] + + +The co-operation, or interaction, of the principles of Unity and +Variety, is nowhere more strikingly shown than in the formulation of +the musical period. Either element has the right to predominate, to a +reasonable degree, though never to the exclusion or injury of the +other. In the above example, the principle of Unity predominates to a +somewhat unusual extent:--not only the figures (marked 1-2-3-4), and +the motives (_a-b_), are uniform, in the Antecedent phrase itself, but +the melody of the Consequent phrase corresponds very closely throughout +to that of the Antecedent, only excepting a trifling change in the +course (marked _N. B._), and the last few tones, which are necessarily +so altered as to transform the semicadence into a perfect cadence. It +is this significant change, _at the cadence_, which prevents the second +phrase from being merely a "repetition" of the first one,--which makes +it a "Consequent," a response to the one that precedes. + +Further (Mendelssohn, No. 23):-- + +[Illustration: Example 45. Fragment of Mendelssohn.] + + +In this example also, the Consequent phrase is a complete affirmation +of its Antecedent, agreeing in its melodic form with the latter until +the cadence is nearly due, when an extra measure is inserted (as +extension), and the usual digression into the necessary perfect cadence +is made. The condition of Unity predominates, but a noticeable +infusion of Variety takes place. + +Further (Mozart, pianoforte sonata):-- + +[Illustration: Example 46. Fragment of Mozart.] + + +Here, again, the condition of Unity prevails, but with a still greater +infusion of Variety; the melody of the Consequent phrase _resembles_ +that of the Antecedent in every detail; the rhythm is identical, and it +is evident that the second phrase is designed to balance the first, +figure for figure, the principal change being that some of the figures +are simply turned upside down (compare the places marked _N. B._). The +semicadence rests upon a dominant chord (fifth-step) of D major; the +perfect cadence upon the same chord, it is true, but as _tonic_ harmony +of A major, with keynote in the extreme parts. Being a keynote, though +not in the original key, it is valid as perfect cadence. + +Further (Beethoven, pianoforte sonata, op. 13):-- + +[Illustration: Example 47. Fragment of Beethoven.] + +[Illustration: Example 47 continued.] + + +In this example, the condition of Variety predominates decidedly. The +Consequent melody differs totally from the Antecedent, even in rhythm, +and the necessary portion of Unity is exhibited only in equality of +length, _uniformity of accompaniment_, and similarity of character +(tonality, and general harmonic and rhythmic effect). Observe the +diversity of melodic extent, in the two phrases, in consequence of the +preliminary tone borrowed from the semicadence for the Consequent +phrase. Greater variety than here will rarely be found between two +successive phrases that are intended to form the halves of one coherent +period. + +For more minute technical details see the HOMOPHONIC FORMS, Chapter V. + + +LESSON 7. Analyze the following examples. Locate the cadences; +compare the phrases and define the degrees of Unity and of Variety +exhibited in the melody, or elsewhere; and mark such irregularities of +forms (or extensions) as may be found:-- + +Mendelssohn, Songs Without Words, No. 35, measures 5 1/2-13. (By 5 1/2 +is meant the _middle_ of the fifth measure, instead of its beginning.) + +No. 45, first 8 measures. + +No. 29, measures 4 1/2-12. + +No. 14, " 1-8. + +No. 34, " 1-10. + +No. 18, " 1-9; 10-17. + +No. 9, " 3 1/2-7. + +No. 27, " 5-12. + +Schumann, op. 68, No. 3, measures 1-8; 9-16. + +No. 5, measures 1-8; 9-16. (Do not overlook the preliminary tones +which precede the first measure.) + +The first eight measures of Nos. 6, 7, 8, 9, 11, 12, 15, 22, 23, 24, +26, 30, 32, 39. Also Nos. 13 and 28, first _ten_ measures. + +Beethoven, pianoforte sonatas: op. 2, No. 1, _Adagio_, measures 1-8. +Same sonata, third movement, "Trio," measures 1-10. + +Op. 2, No. 2, _Largo_, measures 1-8; also _Scherzo_, measures 1-8; also +_Rondo_, measures 1-8. + +Op. 2, No. 3, measures 1-13; also _Scherzo_, measures 1-16; also last +movement, measures 1-8. + +Op. 10, No. 1, _Finale_, measures 1-8; and measures 16 1/2-28. + +Op. 10, No. 3, measures 1-10; also _Largo_, measures 1-9; 9 1/2-17; +also _Menuetto_, measures 1-16; also _Rondo_, measures 1-9. + +Op. 14, No. 2, measures 1-8; also _Andante_, measures 1-8; also +_Scherzo_, measures 1-8. + +After analyzing these examples, the student may venture to define the +periods in other compositions, classic or popular, especially such as +he may chance to be learning. + + + + +CHAPTER VIII.--ENLARGEMENT OF THE PERIOD-FORM. + +The processes of extension and development are applied to the period in +the same general manner as to the phrase. The results, however, are +broader; partly because every operation is performed on a +correspondingly larger scale, and partly because the resources of +technical manipulation increase, naturally, with the growth of the +thematic material. + +Among the various methods adopted, there are three, each significant in +its own peculiar way, that provide sufficiently exhaustive directions +for the student of structural analysis. + + +ENLARGEMENT BY REPETITION.--The first and simplest method is to +increase the length of the period-form by the process of _repetition_; +repetition of the entire sentence, or of any one--or several--of its +component members, in a manner very similar to that already seen in +connection with the single phrase (Chap. VI, Ex. 39, etc.), and under +the same conditions of Unity and Variety; that is, the repetitions may +be nearly or quite literal, or they may have been subjected to such +alterations and variations as the skill and fancy of the composer +suggested. + +An example of complete repetition (that is, the repetition of the +entire period), with simple but effective changes, may be found in +Beethoven, pianoforte sonata, op. 13, _Adagio_, measures 1 to 16. +Examine it carefully, and observe, among other details, the treatment +of the perfect cadence (in the 8th measure). See also, Song Without +Words, No. 27, measures 5 to 20. + +The repetition of one of the two phrases is exhibited in the following +(Mozart, sonata No. 14):-- + +[Illustration: Example 48. Fragment of Mozart.] + + +The Antecedent is a regular four-measure phrase, with semicadence (made +on the tonic chord, but with _3d_ as uppermost tone); the Consequent is +a six-measure phrase, with perfect cadence, and is repeated, with +partial change of register. The whole is a "period with repeated +Consequent." + +A somewhat elaborate example of extension by detail-repetition is seen +in the following (Chopin, Mazurka No. 20, op. 30, No. 3--see the +original): + +[Illustration: Example 49. Fragment of Chopin.] + +[Illustration: Example 49 continued.] + + +These sixteen measures are the product out of eight measures, by +extension; that is, they are reducible to a simple period-form (as may +be verified by omitting the passages indicated under dotted lines), and +they represent in reality nothing more than its manipulation and +development. The original 8-measure period makes a complete musical +sentence, and was so devised in the mind of the composer, _without the +extensions_. The method of manipulation is ingenious; observe the +variety obtained by the striking dynamic changes from _ff_ to _pp_; +and, hand in hand with these, the changes from major to minor, and back +(as shown by the inflection of _b_-flat to _b_-double-flat). These are +first applied to members only, of the Antecedent, as indicated by the +brackets _a_ and _b_, and then to the entire Consequent phrase. +Observe, also, that in the repeated form of the latter, the rhythm is +modified to a smoother form, during two measures. The result here +achieved is constant Unity and constant Variety from almost every point +of view, admirably counterbalanced. + + +THE PHRASE-GROUP.--A second method consists in enlarging the +period-form to three phrases, by the same process of addition which, as +explained in the preceding chapter, transforms the single phrase into +the double-phrase or period. In order to preserve the continuity of +the three phrases, it is evident that the second phrase must _also_ +close with a semicadence,--the perfect cadence being deferred until the +last phrase is concluded. + +{78} + +This form, be it well understood, does not include any of the +triple-phrase designs which may result from merely repeating one or the +other of the two phrases that make a period, as is shown in Ex. 48. +_All such phrase-clusters as are reducible to two phrases_, because +nothing more than simple repetition has been employed in their +multiplication, should always be classed among ordinary periods; for +two successive phrases, if connected (that is, unless they are +purposely broken asunder by a definite perfect cadence at the end of +the first phrase) always represent the analogy of Question and Answer. + +The enlarged form we are at present considering consists of three +_different_ phrases, as a general rule; probably very closely related, +or even distinctly resembling one another; but too independent, +nevertheless, to constitute actual repetition, and therefore to admit +of reduction to two phrases. For this very reason it cannot justly be +called "period" at all, but takes the name of "phrase-group." An +illustration by diagram will make the distinction clear:-- + +[Illustration: Phrase group diagram.] + + +Observe that the classification depends upon the number of +phrases,--upon the _melodic_ identity of the phrases,--and upon the +_quality of the cadences_. + +No. 1 is illustrated in Ex. 15; No. 2, in Ex. 42 and the first four +measures of Ex. 43 (cadence not perfect, it is true, but same +phrase-melody and _same cadence_); No. 3 is seen in Ex. 44 +(phrase-melody similar, but cadences different)--also in Ex. 47; No. 4 +is seen in Ex. 48; No. 5 is rare, but an example will be discovered in +Lesson 8; No. 6 is illustrated in the following (Grieg, op. 38, No. +2):-- + +[Illustration: Example 50. Fragment of Grieg.] + + +Comparing this sentence with Ex. 48, we discover the following +significant difference: There, no more than two phrases were present; +the whole sentence was _reducible_ to two phrases. Here (Ex. 50), +however, no such reduction is possible; three sufficiently similar--and +sufficiently different--phrases are coherently connected, without +evidence of mere repetition; it is the result of Addition, and the form +is a _phrase-group_. The first cadence is, strictly speaking, a +_perfect_ one; but of that somewhat doubtful rhythmic character, which, +in conjunction with other indications, may diminish its conclusive +effect, and prevent the decided separation which usually attends the +perfect cadence. This is apt to be the case with a perfect cadence _so +near the beginning_ (like this one) that the impression of "conclusion" +is easily overcome. In a word, there is no doubt of the unbroken +connection of these three phrases, despite the unusual weight of the +first cadence. See also the first cadence in Ex. 51. + +By simply continuing the process of addition (and avoiding a decisive +perfect cadence) the phrase-group may be extended to more than three +phrases, though this is not common. + + +THE DOUBLE-PERIOD.--A third method consists in expanding the period +into a double-period (precisely as the phrase was lengthened into a +double-phrase, or period), _by avoiding a perfect cadence at the end of +the second phrase_, and adding another pair of phrases to balance the +first pair. It thus embraces four _coherent_ phrases, with a total +length of sixteen measures (when regular and unextended). + +An important feature of the double-period is that the second period +usually resembles the first one very closely, at least in its first +members. That is, the second phrase contrasts with the first; _the +third corroborates the first_; and the fourth either resembles the +second, or contrasts with all three preceding phrases. This is not +always--though nearly always--the case. + +The double-period in music finds its poetic analogy in almost any +stanza of four fairly long lines, that being a design in which we +expect unity of meaning throughout, the progressive evolution of one +continuous thought, uniformity of metric structure (mostly in +_alternate_ lines), the corroboration of rhyme, and, at the same time, +some degree and kind of contrast,--as in the following stanza of +Tennyson's: + + Phrase 1. "The splendor falls on castle walls, + Phrase 2. And snowy summits old in story; + Phrase 3. The long light shakes across the lakes, + Phrase 4. And the wild cataract leaps in glory." + +The analogy is not complete; one is not likely to find, anywhere, +absolute parallelism between music and poetry; but it is near enough to +elucidate the musical purpose and character of the double-period. And +it accounts for the very general choice of this form for the hymn-tune. + +The following illustrates the double-period, in its most regular and +convincing form (Beethoven, pianoforte sonata, op. 49, No. 1):-- + +[Illustration: Example 51. Fragment of Beethoven.] + +Each phrase is four measures long, as usual; the first one ends (as in +Ex. 50) with one of those early, transient perfect cadences that do not +break the continuity of the sentence; the second phrase ends with a +semicadence,--therefore the sentence remains unbroken; phrase three is +_exactly_ like the first, and is therefore an Antecedent, as before; +phrase four bears close resemblance to the second one, but differs at +the end, on account of the perfect cadence. The evidences of Unity and +Variety are easily detected. The main points are, that the second pair +of phrases balances the first pair, and that the two periods are +connected (not _separate_ periods). See also Ex. 53, first 16 measures. + + +LESSON 8.--Analyze the following examples. They are not classified; +therefore the student must himself determine to which of the above +three species of enlargement each belongs: + +Mendelssohn, Songs Without Words, No. 29, measures 1-21, (first 4 +measures an introductory phrase). + +No. 37, first 17 measures. + +No. 30, first 15 measures (last phrase irregular). + +No. 16, measures 4-9 (small phrases). + +No. 33, first 12 measures. + +No. 27, first 20 measures (introductory phrase). + +No. 3, first 29 measures, to double-bar (introductory phrase). + +No. 36, first 27 measures (the similarity between phrase one and phrase +three proves the double-period form; the extra phrases are extension by +"addition," as in the group form). + +No. 6, measures 8-17. + +Mozart, pianoforte sonata. No. 13 (Peters edition), first 16 measures. + +Sonata No. 2, first 16 measures (last four measures are extension). + +Sonata No. 3, last movement, first 16 measures. + +Sonata No. 10, second movement, first 16 measures. + +Beethoven, pianoforte sonatas; op. 49, No. 2, first 12 measures. + +Op. 10, No. 3, first 16 measures. + +Op. 10, No. 2, first 12 measures. + +Op. 26, first 16 measures. + +Op. 31, No. 2, last movement, first 31 measures (extension by +repetition). + +Schumann, op. 68, Nos. 16, 20, 33, first 16 measures of each; No. 13, +first 10 measures; No. 15, first 16 measures. + + + + +CHAPTER IX. THE TWO-PART SONG-FORM. + +THE SONG-FORM OR THE PART-FORM.--Almost every musical composition of +average (brief) dimensions, if designed with the serious purpose of +imparting a clear formal impression, will admit of division into either +two or three fairly distinct sections, or Parts, of approximately equal +length. The distinctness with which the points of separation are +marked, and the degree of independence of each of these two or three +larger sections, are determined almost entirely by the length of the +whole. And whether there be two or three such divisions depends to +some extent also upon the length of the piece, though chiefly upon the +specific structural idea to be embodied. + +A composition that contains two such sections is called a Two-Part (or +bipartite, or binary) form; and one that contains three, a Three-part +(tripartite, or ternary) form. + +Such rare exceptions to these structural arrangements as may be +encountered in musical literature, are limited to sentences that, on +one hand, are so brief as to require no radical division; and, on the +other, to compositions of very elaborate dimensions, extending beyond +this structural distinction; and, furthermore, to fantastic pieces in +which the intentional absence of classified formal disposition is +characteristic and essential. + +The terms employed to denote this species ("Song-form" or "Part-form") +do not signify that the music is necessarily to be a vocal composition +of that variety known as the "Song"; or that it is to consist of +several voices (for which the appellation "parts" is commonly used). +They indicate simply a certain _grade_,--not a specific variety,--of +form; an intermediate grade between the smallest class (like brief +hymn-tunes, for example), and the largest class (like complete +sonata-movements). An excellent {84} type of this grade of Form is +found in the Songs Without Words of Mendelssohn, the Mazurkas of +Chopin, and works of similar extent. + +The word Part (written always with a capital in these lessons) denotes, +then, one of these larger sections. The design of the Part-forms was +so characteristic of the early German _lied_, and is so common in the +_song_ of all eras, that the term "Song-form" seems a peculiarly +appropriate designation, irrespective of the vocal or instrumental +character of the composition. + +The student will perceive that it is the smallest class of forms--the +Phrase-forms,--embracing the phrase, period and double-period, to which +the preceding chapters have been devoted. These are the designs which, +as a general rule, _contain only one decisive perfect cadence_, and +that at the end; and which, therefore, though interrupted by +semicadences, _are continuous and coherent_, because the semicadence +merely interrupts, and does not sever, the continuity of the sentence. +(This grade of forms might be called One-Part forms). + + +THE PARTS.--If we inquire into the means employed, in the larger +Part-forms, to effect the division of the whole into its broader Parts, +we find that the prime factors, here again, are Cadence and Melody. +The strongest sign of the consummation of a Part is a _decisive perfect +cadence_, resting, as usual, upon the tonic harmony of the chosen key; +a cadence sufficiently emphatic to interrupt the closer cohesion of the +phrases which, precede, and bring them, as completed Part, to a +conclusion. Such a cadence, marking the end of the First Part, may be +verified in Mendelssohn's Songs Without Words, No. 23, measure 15; No. +3, measure 29 (at the double-bar,--a sign which frequently appears at +the termination of Part One); No. 20, measure 21; No. 27, measure 12; +No. 34, measure 10. + +Another indication of the Part-form is a palpable change in melodic +character in passing from one Part into the next; sufficient to denote +a more striking "new beginning" than marks the announcement of a new +_phrase_ only. The change, however, is as a rule _not very marked_; it +is sometimes, in fact, so slight as to be no more than simply palpable, +though scarcely definable on the page. For these divisions are, after +all, the several "Parts" of one and the same song-form, and, therefore, +any such radical change in melodic or rhythmic character, or in general +style, as would make each Part appear to be a _wholly independent_ +musical idea (subject or theme), would be manifestly inconsistent. + +Generally, both these factors (cadence and melody) unite to define the +end of one Part and the beginning of the next. Should either one be +feeble, or absent, the other factor will be all the more pronounced. +Thus, the cadence of Part One may be less decisive, if the change in +melodic character at the beginning of Part Two is well marked; this is +seen in No. 33, measure 12. The reverse--a strong cadence and but +little melodic change,--in No. 13, measure 20. + + +THE FIRST PART.--Part One may be designed as period, double-period, or +phrase-group; sometimes, though very rarely, as single phrase, +repeated. It ends, usually, with a strong perfect cadence on the tonic +chord of the original key, or of some related key (that is, one whose +_signature_ closely resembles that of the original key). An +introductory phrase, or independent prelude, may precede it. + + +THE SECOND PART.--Part Two, as intimated, is likely to begin with a +more or less palpable change of melodic character,--by no means is this +always the case. It may be designed, also, as period, double-period, +or phrase-group, and is somewhat likely to be a little longer (more +extended) than Part One. A concluding section (called codetta if +small, coda if more elaborate) often follows, after a decided perfect +cadence in the original key has definitely concluded the Part. + +The following is one of the simplest examples of the Two-Part Song-form +(a German _lied_ by Silcher):-- + +[Illustration: Example 52. Fragment of German _lied_.] + + +The whole embraces four phrases, and might, for that reason, be +mistaken for a double-period. But the _strong perfect cadence_ at the +end of the first period (reinforced by the repetition), and the +contrasting melodic formation of the second period, so separate and +distinguish the two periods as to make them independent "Parts" of the +whole. It is not one "double-period," but _two fairly distinct +periods_. The first cadence (in measure 4) has again, strictly +speaking, the elements of a perfect cadence, but, like others we have +seen (Exs. 50, 51), too near the beginning to possess any plausible +concluding power. + +A somewhat similar specimen may be found in the theme of Mendelssohn's +Variations in D minor, op. 54, which see. Each Part is a regular +period-form, with correct semicadence and perfect cadence. The problem +of "agreement and independence" in the relation of Part II to Part I is +admirably solved; it is a masterly model of well-matched Unity and +Variety, throughout. + +For a longer and more elaborate example, see No. 6 of the Songs Without +Words, in which, by the way, the principle of enlargement by the +addition of an independent prefix (introduction) and affix (coda) is +also illustrated:-- + +First number the forty-six measures with pencil. + +The first cadence occurs in measure 7, and marks the end of the +prélude. Part I begins in measure 8. In measure 11 there is a +semicadence, at end of Antecedent phrase; in measure 17, a strong +perfect cadence, which, in connection with the subsequent change of +melodic form, distinctly defines the end of Part I (period-form, +extended). Part II therefore begins in measure 18. In measures 21, +25, 29, cadences occur, but none conclusive enough to close the Part. +This conclusion takes place, however, in measure 34. Part II proves to +be a double-period. A coda begins in measure 35; its first members +resemble the first phrase of Part I. In measure 40 another section of +the coda begins, borrowed from the prélude. For exhaustive technical +details of the Two-Part Song-form, see the HOMOPHONIC FORMS, Chapters 9 +and 10. + + +LESSON 9.--Analyze the following examples of the Two-Part Song-form. +Define the form of each Part, marking and classifying all cadences; and +indicate introductions and codas (or codettas), if present. _The first +step in the analysis of these forms is to divide the whole composition +into its Parts, by defining the end of Part One_. The next step is to +define the beginning of Part One, and end of Part Two, by separating +the introduction and coda (if present) from the body of the form. + +Beethoven, pianoforte sonatas: op. 57, Andante, Theme. + +Op. 109, _Andante_, Theme. + +Op. 111, last movement, Theme of Variations. + +Op. 79, _Andante_, first 8 measures (unusually small); same sonata, +last movement, first 16 measures. + +Op. 54, first 24 measures (each Part repeated). + +Op. 31, No. 3, _Menuetto_ (without Trio). + +Op. 26, "Trio" of _Scherzo_; also last movement, first 28 measures +(second Part repeated). + +Op. 27, No. 2, "Trio" of _Allegretto_. + +Mozart, pianoforte sonatas: No. 2 (Peters edition), _Andante_, measures +1-20; and measures 21-40. + +Schumann, op. 68, No. 7; No. 4; No. 35; No. 42; No. 23 repeated; last +16 1/2 measures, (coda). + + + + +CHAPTER X.--THE THREE-PART SONG-FORM. + +DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS.--We learned, in the +preceding chapter, that the Two-Part Song-form is a composition of +rather brief extent, with so decisive a perfect cadence in its course +as to divide it, in a marked manner, into two separate and fairly +individual sections or "Parts." + +Between this and the next higher form,--that with _three_ such +Parts,--there is a distinction far more essential and characteristic +than that of mere extent; a distinction that does not rest simply upon +the number of Parts which they respectively contain. Each of the two +classes of formal design, the Two-Part and the Three-Part, embodies a +peculiar structural idea; and it is the evidence of these respective +ideas,--the true content of the musical form,--which determines the +species. The "number" of sections is, in this connection, nothing more +than the external index of the inherent idea. + +The Two-Part forms embody the idea of _progressive growth_. To the +first Part, a second Part (of similar or related melodic contents) is +added, in coherent and logical succession. It should not be, and in +good clear form it is not, a purely numerical enlargement, for the +association of the second Part with a foregoing one answers the +purposes of confirmation and of balance, and is supposed to be so +effectuated as to institute and maintain unity of style, and some +degree of progressive development. But the second Part, in this +bipartite design, does little or nothing more, after all, than thus to +project the musical thought on outward in a straight line (or along +parallel lines) to a conclusion more or less distant from the +starting-point,--from the melodic members which constitute the actual +germ, or the "text" of the entire musical discourse. A very desirable, +not to say vital, condition is therefore {90} lacking, in the Two-Part +forms; namely, the corroboration of this melodic germ by an emphatic +return to the beginning and an unmistakable re-announcement of the +first (leading) phrase or phrases of the composition. + +Nothing could be more natural than such corroboration. Any line of +conduct, if pursued without deviation, simply carries its object +farther and farther away from its origin. If, as in the circle, this +line is led back to the starting-point, it describes the most +satisfying and perfect figure; it perfects, by enclosing space. +Whereas, if it goes straight onward, it ultimately loses itself, or +loses, at least, its connection with its beginning and source. + +Nowhere is this principle of _Return_ more significant and imperative +than in music, which, because of its intangibility, has need of every +means that may serve to define and illuminate its design; and hence the +superior frequency and perfection of the Three-Part form, _which, in +its Third Part, provides for and executes this Return to the +beginning_. Its superiority and greater adaptability is fully +confirmed in the practice of composition; the number of Three-Part +forms exceeds the Two-Part, in musical literature, to an almost +surprising degree; and it may therefore be regarded as the design +peculiarly adapted to the purposes of ordinary music writing within +average limits. + +The three successive divisions of the Three-Part Song-form may then be +characterized as follows:-- + + +PART I.--The statement of the principal idea; the presentation of the +melodic and rhythmic contents of the leading thought, out of which the +whole composition is to be developed. It is generally a period-form, +at least, closing with a firm perfect cadence in the principal key, or +one of its related keys. + + +PART II.--The departure (more or less emphatic) from this leading +melodic statement. It is, for a time, probably an evident continuation +and development of the melodic theme embodied in the First Part; but it +does not end there; it exhibits a retrospective bent, and--when +thoroughly legitimate--its last few measures prepare for, and lead +into, the melodic member with which the piece began. Its form is +optional; but, as a rule, decisive cadence-impressions are avoided, +unless it be the composer's intention to _close_ it with a perfect +cadence (upon any _other_ than the principal tonic), and accomplish the +"return to the beginning" by means of a separate returning passage, +called the Re-transition. + + +PART III.--The recurrence and corroboration of the original statement; +_the reproduction of Part I_, and therewith the fulfilment of the +important principle of return and confirmation. The reproduction is +sometimes exact and complete; sometimes slight changes, or even +striking variations, possibly certain radical alterations, occur; +sometimes it is only a partial recurrence, the first few measures being +sufficient to prove the "Return"; sometimes, on the other hand, +considerable material (more or less related) is added, so that Part III +is longer than the First Part. + +From this it appears that much latitude is given to the composer, in +his formulation of the Third Part. All that the Part has to prove, is +its identity as confirmation of the leading motive, and this it may do +in many ways, and with great freedom of detail, without obscuring the +main purpose. It is precisely this richness of opportunity, this +freedom of detail, which enhances the beauty and value of the +tripartite forms. + +The following is a very regular example of the Three-Part Song-form +(Schumann, op. 68, No. 20):-- + +[Illustration: Example 53. Fragment of Schumann.] + +[Illustration: Example 53 continued.] + + +This version is as complete as it can conveniently be made upon one +single staff (chosen in order to economize space); but the student will +find the formal design somewhat more plastically defined in the +original, complete form, and he is therefore expected to refer to the +latter. Part I is an unusually regular double-period, with three +semicadences and a strong perfect cadence, on the original tonic, to +mark its conclusion; the double-bar is an additional confirmation of +the end of the Part. The second Part runs in the key of E major (the +dominant of the original key) throughout; its form is only a phrase, +but repeated,--as is proven by the almost literal agreement of the +second phrase with the preceding one, _cadence and all_. Part III +agrees literally with Part I in its melodic formation, but differs a +little in the treatment of the lower (accompanying) voices. + +In the theme of Mendelssohn's pianoforte Variations in E-flat major +(op. 82), which see, the design is as follows:--Part I is a period of +eight measures. Part II is also an 8-measure period, ending upon the +tonic chord of B-flat major (the dominant key), as first eighth-note of +the 16th measure; the following eighth-note, b-natural, represents what +we have called the Retransition (in its smallest conceivable form), as +it fulfils no other purpose than that of leading back into the first +tone of the First Part. Part III is _only a phrase_, and therefore +shorter than Part I; but it corroborates the _beginning_, and, in fact, +the entire contents of the First Part. + +The plan of Mendelssohn's 28th Song Without Words is as follows:--First +number the 38 measures, _carefully_. The first four measures are an +introductory phrase, or prélude; Part I begins in the second half of +measure 4 (after the double-bar) and extends, as regular 8-measure +period, to measure 12. Part II follows, during the same measure; its +form is a period, extending to measure 20, and closing with a very +distinctly marked semicadence on the dominant chord (chord of D). Part +III is 14 measures long, containing therefore six more measures than +the First Part; its first phrase is almost exactly like the first +phrase of Part I; its second phrase (measures 25-28) differs from any +portion of Part I, but closely resembles the melodic formation of Part +II; its third phrase is based upon the preceding one (_not_ as +repetition, however), and is expanded to the 34th measure. The form of +Part III is phrase-group. The last four measures are codetta, or +postlude, and corroborate the prélude. + +For exhaustive technical details of the Three-Part Song-form, see the +HOMOPHOBIC FORMS, Chapters 11, 12, 13, 14 and 15. + + +LESSON 10.--Analyze the following examples of the Three-Part Song-form. +The first step, here again, is to fix _the end of the First Part_; the +next, to mark the beginning of the Third Part, by determining where the +_return to the beginning_ is made. These points established, it +remains to fix the beginning of Part I, by deciding whether there is an +introductory sentence or not; then the end of Part II, by deciding +whether it leads directly into Part III, or comes to a conclusion +somewhat earlier, to make room for a Retransition; then the end of Part +III, by deciding whether a codetta or coda has been added. The +extremities of the three Parts being thus determined, there will be no +difficulty in defining the _form_ of each. Very particular attention +must be devoted to _the comparison of Part III with Part I_, in order +to discover, and accurately define, the difference between them,--in +form, in extent, in melodic formation, or in technical treatment. + +Mendelssohn, Songs Without Words: No. 22, No. 35, No. 32, No. 45, No. +42, No. 31, No. 27, No. 46, No. 25, No. 20, No. 26 (Re-transition, +middle of measure 25 to measure 29); No. 36 (beginning of Part III, +measure 60, somewhat disguised); No. 47, No. 12, No. 15, No. 3, No. 43, +No. 40, No. 37, No. 2, No. 33, No. 30, No. 1. + +Schumann, op. 68; No. 3; No. 12, first 24 measures; No. 14, No. 16, No. +17, No. 21 (Part I closes with a semicadence, but made in such a manner +that it answers its purpose without the least uncertainty); No. 24, No. +25, No. 26, No. 28; No. 29, last 48 measures (including coda); No. 33 +(long coda); No. 34; No. 37, first 32 measures; No. 38; No. 40, first +movement (2-4 measure); No. 41. + +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement,--both the +_Menuetto_ and the _Trio_. Op. 2, No. 2, third movement,--both +_Scherzo_ and _Trio_. Same sonata, last movement, first 16 measures +(Parts II and III consist of a single phrase each; therefore the whole +is diminutive in extent; but it is unquestionably Three-Part Song-form, +because of the completeness of Part I, and the unmistakable _return to +the beginning_). + +Op. 7, _Largo_, first 24 measures. Same sonata, third movement; also +the _Minore_. Same sonata, last movement, first 16 measures. + +Op. 10, No. 2, second movement, first 38 measures. + +Op. 10, No. 3, _Menuetto_. + +Op. 14, No. 1, third movement; also the _Maggiore_. + +Op. 14, No. 2, second movement, first 20 measures. + +Op. 22, _Menuetto_; also the _Minore_. + +Op. 26, first 34 measures; same sonata. _Scherzo_; same sonata, +_Funeral march_ (also the _Trio_; what is its form?). + +Mozart, pianoforte sonatas: No. 15 (Peters Edition), _Andante_, first +32 measures. + +No. 1, last movement, first 50 measures. + +No. 12, first 18 measures. Same sonata, _Trio_ of the second movement +(Part III returns to the beginning very briefly, and is otherwise +different from the First Part almost throughout). + +No. 13, _Adagio_, first 16 measures. + +Chopin, _Mazurkas_ (Peters edition), No. 11, No. 22, No. 24, No. 40, +No. 49. + +In the following examples, the student is to determine whether the form +is Two-Part or Three-Part:-- + +Mendelssohn, op. 72 (six pianoforte pieces), No. 1; No. 2; No. 3, No. +4, No. 6.--Etudes, op. 104, No. 1, No. 3. + +A curious example may be found in Schumann, op. 68, No. 32; the form is +actually Two-Part, but with a very brief reminiscence of the beginning +(scarcely to be called a Return) in the _last two measures_,--which +are, strictly speaking, no more than a codetta. The Second Part is +repeated. + +In Schumann's op. 68, Nos. 8, 9, and 11 (first 24 measures), the +_second_ Part is unusually independent in character; completely +detached from Part III, and exhibiting no symptoms of leading into the +latter, as second Parts have commonly been observed to do. + + + + +CHAPTER XI. ENLARGEMENT OF THE THREE-PART SONG-FORM. + +REPETITION OF THE PARTS.--The enlargement of the Three-Part Song-form +is effected, in the majority of cases, by simply repeating the Parts. +The composer, in extending the dimensions of his original design, +resorts as usual to the most legitimate and natural means at his +disposal--that of _repetition_. By so doing, he reinforces the +principle of Unity, and, instead of obscuring, places the contents of +his design in a stronger and more convincing light. It is true that +the act of mere repetition involves the risk of monotony; but against +this the composer has an efficient safeguard,--that of _variation_. He +may modify and elaborate the repetition in any manner and to any extent +that seems desirable or necessary, the only limitations being that the +identity of the original Part must be preserved beyond all danger of +misapprehension, and (as a rule) that the cadences shall not be altered. + +The act of repetition is applied to the First Part alone, and to the +_Second and Third Parts together_; very rarely to the Second Part +alone, or to the Third Part alone. + + +EXACT REPETITIONS.--When Part I,--or Parts II and III together,--are to +be repeated without any changes, it is customary to employ the familiar +repetition-marks (double-bar and dots); with "first and second ending," +if, for any reason, some modification of the cadence-measure is +required. This is illustrated in the 7th Song Without Words; Part I is +repeated alone, and Parts II and III together; both repetitions are +indicated by the customary signs, and each has a double ending. See +also, Schumann, op. 68, No. 1; Part I is repeated exactly, with +repetition-marks; Parts II and III are also repeated literally (all but +the very last tone in the lower part), but written out,--apparently +without necessity. Also No. 2; the literal repetition of Part I is +written out; Parts II and III have the repetition-marks. + + +MODIFIED REPETITIONS.--The quality and extent of the changes that may +be made, in order to enrich the composition without altering its +structural design, depend, as has been intimated, upon the judgment and +fancy of the composer. The student will find no part of his analytical +efforts more profitable and instructive than the careful comparison of +these modified repetitions with the original Parts; nothing can be more +fascinating and inspiring to the earnest musical inquirer, than thus to +trace the operation of the composer's mind and imagination; to witness +his employment of the technical resources in re-stating the same idea +and developing new beauties out of it,--especially when the variations +are somewhat elaborate. + +It must be remembered that mere repetition (even when modified,--as +long as it can be proven to be nothing more than repetition) does not +alter the form. A phrase, repeated, remains a phrase; _nothing less +than a decided alteration of the cadence itself_ will transform it into +a double-phrase (or period). Similarly, a period, repeated, remains a +period, and does not become a double-period; and a Part, repeated, +remains the same Part. Therefore, the student will find it necessary +to concentrate his attention upon these larger forms, and exercise both +vigilance and discrimination in determining which sections of his +design come under the head of "modified repetition." + +For an illustration of the _repeated First Part_, see the 9th Song +Without Words; Part I is a four-measure period (of two small phrases) +closing in the seventh measure; the following four measures are its +modified repetition. For an example of the _repeated Second and Third +Parts_, see No. 48. In No. 29, both repetitions occur, with +interesting changes; the repetition of Part I begins in measure 13; +that of Parts II and III in measure 35; the last 10 1/2 measures are a +coda. + + +{98} + +THE FIVE-PART FORM. The repetition of the Second and Third Parts +together is sometimes subjected to changes that are almost radical in +their nature, and therefore appear to modify the form itself. These +important changes chiefly _affect the Second Part, when it reappears as +"Fourth" Part_. When the alteration of the Second Part (that is, the +difference between Part IV and Part II) is sufficiently radical to +suggest the presence of a virtually new Part, the design is called the +Five-part Song-form. The possible repetition of the First Part, it +will be inferred, does not affect this distinction in the least; it +hinges solely upon the treatment of the reproduction of _Part Two_. +For illustration: + +[Illustration: Diagram of Parts.] + + +The Five-Part form is illustrated in the 14th Song Without +Words;--(first, number the measures; observe that the two endings of +Part I are to be counted as the _same measure_, and not separately; +they are both measure 8):--Part I extends to the double-bar, and is +repeated literally, only excepting the _rhythmic_ modification of the +final measure; Part II extends from measure 9 to 23; Part III, measures +24-35; Part IV, measures 36-47; Part V, measures 48-60; coda to the +end. The comparison of Part IV with Part II discloses both agreement +and diversity; they are, obviously, _practically the same Part_, but +differ in key, in form, and in extent. The comparison of Parts I, III, +and V reveals a similar condition, though the agreement here is much +closer, and each confirms the leading statement. + +A more characteristic example will be found in the familiar F major +_Nachtstück_ of Schumann, op. 23, No. 4, which see:--Part I extends +from measure 2 to 9 (after 1 1/2 measures of recitative introduction); +Part II, measures 10-13; Part III, measures 14-21; Part IV, measures +22-32; Part V, measures 33-40; codetta to end. The Fourth Part bears +very little resemblance to the Second, and assumes rather the character +of a wholly independent Part. + + +GROUP OF PARTS.--In some, comparatively rare, instances, the +arrangement of perfect cadences is such that,--coupled with +independence of melodic formation and character,--the composition seems +to separate into _four or more individual sections_ or Parts, with or +without a recurrence of the First one; or into three _different_ Parts, +lacking the evidence of the return to the beginning. When such +irregularities are encountered, or when any conditions appear which +elude or baffle natural classification among the Three-Part Song-forms +(simple or enlarged), the piece may be called a group of Parts. The +use of this term is entirely legitimate, and is commended to the +student on account of its convenience, for all examples of the +Song-form which, _upon thoroughly conscientious analysis_, present +confusing features, at variance with our adopted classification. Of +one thing only he must assure himself,--that the design is a +_Song-form_ (_i.e._ an association of _Parts_), and not one of the +larger forms to be explained in later chapters. The definition is +given in Chapter IX (on page 84). + +A fair illustration of the utility of the term "Group of Parts" is seen +in Schumann, op. 68, No. 18. Others will be cited in the following +Lesson. + + +LESSON 11.--Analyze the following examples of the enlarged Three-Part +Song-form. As before, the form of each Part should be defined, and +introductions and codas (if present) properly marked. All of the given +examples belong to this chapter, but are not classified; it is +purposely left to the student to determine where repetitions occur, and +whether they are exact, or variated,--in a word, to decide which of the +above diagrams the composition represents. + +Mendelssohn, Songs Without Words, No. 3, No. 4, No. 8, No. 10, No. 11, +No. 12, No. 16, No. 17, No. 19, No. 21, No. 23, No. 24, No. 27, No. 31, +No. 34, No. 39, No. 43, No. 44, No. 46. + +Schumann, op. 68, No. 5; No. 6; No. 10; No. 13; No. 15; No. 19; No. 22; +No. 30; No. 36; No. 43. + +Mendelssohn, op. 72, No. 5. + +Chopin, _Prélude_, op. 28, No. 17. + +Mozart, pianoforte sonata No. 8, _Andante_ (entire). + +Mozart, No. 18, _Andantino_ (of the "Fantasia"). + +Chopin, _Mazurkas_, No. 1, No. 2, No. 4, No. 5, No. 8, No. 15, No. 16, +No. 18, No. 37, No. 44, No. 48. + + +GROUPS OF PARTS: + +Chopin, _Mazurkas_, No. 3 (apparently five Parts, not counting +repetitions; Part V corroborates Part I, but the intervening sections +are too independent to be regarded as one long Second Part,--as would +be the case if this corroboration were Part III). Also No. 7 (same +design); No. 14 (four Parts, the last like the first); No. 19 (four +Parts, the fourth like the second); No. 20: No. 21; No. 27 (Part V like +I, Part IV like II); No. 34; No. 39; No. 41. + +Schubert, _Momens musicals_, op. 94, No. 3. + + + + +CHAPTER XII. THE SONG-FORM WITH TRIO. + +Another method of enlargement consists in associating two +different--though somewhat related--Song-Forms. The practice was so +common in certain of the older dances, particularly in the minuet, that +this design is also known as the _Minuet Form_. + + +THE PRINCIPAL SONG.--The first division, called the principal song, is +either a Two-Part or a Three-Part Song-form,--most commonly the latter. +It is generally entirely complete in itself; the fact that another +division is to be added, does not affect its character, form, or +conception. + + +THE "TRIO," OR SUBORDINATE SONG.--The division which follows, as second +song-form, was formerly called the "Trio," and it has retained the name +in the majority of examples of this form, although the old custom that +gave rise to the term has long since been discontinued. A more +accurate designation, and one that we shall here adopt, is "Subordinate +Song." (Other names, which the student will encounter, are "maggiore," +"minore," "intermezzo," "alternative," etc.). + +Like the principal song, its fellow (the subordinate song) may be +either a Two-Part or a Three-Part design. It is very likely to +resemble its principal song in species of measure, tempo, and general +style; and its key may be the same as that of the principal division, +or, at least, related to it. But similarity of style is by no means +obligatory, the element of contrast having become more important than +Unity, in a design of such extent. It is also usually complete in +itself, though its connection with its principal song may involve a few +measures of transitional material. + + +THE "DA CAPO."--This association of song-forms is subject to the +principle which governs all tripartite forms, namely, the return to the +beginning, and confirmation of the first (or principal) statement; not +only because of the general desirability of such a return, but because +_the necessity for it increases with the growth of the form_. In a +design that comprises a number of entire song-forms, it may be regarded +as indispensable. + +Therefore, the subordinate song is followed by a recurrence of the +principal song,--called the _da capo_ (or "from the beginning"), +because of those Italian words of direction given to the player upon +reaching the end of the "Trio," or subordinate song. The reproduction +of the principal division is likely to be literal, so that the simple +directions "_da capo_" suffice, instead of re-writing the entire +division. But, here again, changes may be made,--generally unimportant +variations which do not obscure the form; or an abbreviation, or even +slight extension. And a codetta or coda is sometimes added to the +whole. + +The Song with Trio is thus seen to correspond to the Three-Part +Song-form, upon a larger scale. The several _Parts_ of the latter +become complete _Song-forms_. An important distinction, to which +especial attention must be directed, is the _completeness_ of the +contents of each song-form, and their fairly distinct _separation_ from +each other, in the Song with Trio. The significance of these traits +will become apparent to the analytic student, as he progresses along +the line of form-evolution into the still larger designs. + + +LESSON 12.--The following examples all belong to the Song with Trio. +They should be analyzed as usual, each Song separately, defining the +Parts, their form, and other details, as minutely as possible. Careful +analysis is the first condition of intelligent interpretation; and the +more complete the analysis, the fuller and more authoritative the +interpretation:-- + +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement; the +divisions are called _Menuetto_ and _Trio_, therefore this is an +authentic type of the present design; each is a complete Three-Part +Song-form; the key is the same, though a change from minor into major +takes place; after the _Trio_, the _Menuetto_ does not re-appear (on +the printed page), but its reproduction is demanded by the words +_Menuetto da capo_, at the end of the Trio. + +Op. 2, No. 2, _Scherzo_ and _Trio_. + +Op. 2, No. 3, _Scherzo_ and _Trio_. + +Op. 7, third movement, _Allegro_ and _Minore_. + +Op. 10, No. 2, second movement, _Allegretto_ (the subordinate song is +not marked, but is easily distinguished; there are no _da capo_ +directions, because the principal song is re-written, with alterations). + +Op. 10, No. 3, _Menuetto_ and _Trio_. + +Op. 14, No. 1, second movement. _Allegretto_ and _Maggiore_; a coda is +added. + +Op. 22, _Menuetto_ and _Minore_. + +Op. 26, _Scherzo_ and _Trio_. + +Op. 27, No. 1, second movement, _Allegro molto_; the Trio is not +marked; the "_da capo_" is variated, and a coda follows. + +Op. 27, No. 2, _Allegretto_ and _Trio_. + +Op. 28, _Scherzo_ and _Trio_. + +Op. 31, No. 3, _Menuetto_ and _Trio_. + +Schumann, op. 68, No. 11; here there are no outward indications of the +Song with Trio, but that is the design employed; for the subordinate +song the measure is changed from 6-8 to 2-4, but the key remains the +same; the reproduction of the principal song is indicated in German, +instead of Italian. + +No. 12, No. 29, No. 39 (here the _da capo_ is considerably changed). + +In No. 37 the "subordinate song" is represented by no more than a brief +Interlude (measures 33-40) between the principal song and its +recurrence,--just sufficient to provide an occasion for the latter +(which, by the way, is also abbreviated). + +Mozart, pianoforte sonatas: No. 2, _Andante cantabile_; each song-form +has two Parts; the subordinate song changes into the minor. + +No. 9, second movement, _Menuettos_; the subordinate song is marked +"Menuetto II," a custom probably antedating the use of the word "Trio" +(see Bach, 2d English Suite, _Bourrée_ I and II). + +No. 12, _Menuetto_. + +Schubert, _Momens musicals_, op. 94, Nos. 1, 4, and 6. + +Schumann, op. 82 (_Waldscenen_), Nos. 7 and 8. + +Chopin, _Mazurkas_, Nos. 6, 12, 23, 47, 50. In Nos. 10, 45, 46 and 51, +the subordinate song consists of one Part only, but is sufficiently +distinct, complete, and separate to leave no doubt of the form. + +Also Chopin, _Nocturne_ No. 13 (op. 48, No. 1). + +Examples of this compound Song-form will also be found, almost without +exception, in Marches, Polonaises, and similar Dance-forms; and in many +pianoforte compositions of corresponding broader dimensions, which, _if +extended beyond the very common limits of the Three-Part form_, will +probably prove to be Song with Trio. This the student may verify by +independent analysis of pianoforte literature,--never forgetting that +uncertain examples may need (if small) to be classed among the +group-forms, or (if large) may be suspected of belonging to the higher +forms, not yet explained, and are therefore to be set aside for future +analysis. Mention must be made of the fact that in some rare cases--as +in Mendelssohn's well-known "Wedding March"--_two Trios_, and +consequently two _da capos_, will be found. + + + + +CHAPTER XIII. THE FIRST RONDO-FORM. + +EVOLUTION.--It cannot have escaped the observant student of the +foregoing pages, that the successive enlargement of the structural +designs of musical composition is achieved by a process of natural +growth and progressive evolution. No single form intrudes itself in an +arbitrary or haphazard manner; each design emerges naturally and +inevitably out of the preceding, in response to the necessity of +expansion, and conformably with the same constant laws of unity and +variety,--the active agents, along the entire unbroken line of +continuous evolution, being _reproduction_ (Unity) and legitimate +_modification_ (Variety); or, in other words, _modified repetition_. +It is upon the indisputable evidence of such normal evolution in the +system of musical structure, that our conviction of the legitimacy and +permanence of this system rests. + +The diagrams which appear on pages 78 and 98 partly illustrate the line +of evolution, which, in its fullest significance, may be traced as +follows: the _tone_, by the simplest process of reproduction, became a +_figure_; the figure, by multiplication or repetition, gave rise to the +_motive_; the latter, in the same manner, to the _phrase_. The +repetition of the phrase, upon the infusion of a certain quality and +degree of modification (chiefly affecting the cadences) became the +_period_; the latter, by the same process, became the double-period. +The limit of coherent phrase-succession (without a determined +interruption) being therewith reached, the larger Part-forms became +necessary. The _Two-Part_ form emerged out of the double-period, the +two "connected" periods of which separated into two "independent" +Parts, by the determined interruption in the center. And, be it well +understood, each new design having once been thus established, its +enlargement within its own peculiar boundaries followed as a matter of +course; I mean, simply, that the two Parts did not need to remain the +_periods_ that were their original type; the process of growth cannot +be stopped. The _Three-Part_ form resulted from adding to the Two-Part +the perfecting reversion to the starting-point, and confirmation of the +principal statement. The _Five-part_ form, and the _Song with Trio_ +are enlargements of the Three-Part forms by repetition or +multiplication; and with the latter the limit of this particular +process appears to be achieved. Any further growth must take place +from within, rather than by addition from without. + +But the process of evolution continues steadily, as the student will +witness. To one vital fact his attention is here called,--a fact which +he is enjoined to hold in readiness for constant application,--namely, +_that perfection of structural design is attained in the Three-Part +form, and that every larger (or higher) form will have its type in this +design, and its basis upon it_. The coming designs will prove to be +expansions of the Three-Part form. + + +THE RONDO-FORMS.--The structural basis of the Rondo, and other larger +or (as they are sometimes called) higher forms, is the Subject or +Theme. The form and contents of this factor, the Theme, are so +variable that a precise definition can scarcely be given. It is a +musical sentence of very distinct character, as concerns its melodic, +harmonic and, particularly, its rhythmic consistency; and of sufficient +length to establish this individuality,--seldom, if ever, less than an +entire period or double-period; often a Two-Part, not infrequently a +complete Three-Part Song-form, though never more than the latter. + +In the Rondo-forms, two or three such Themes are associated in such +_alternating succession that, after each new Theme, the first or +Principal Theme recurs_. The term "Rondo" may be referred to this +trait, the periodic return of the Principal theme, which, in thus +"coming round" again, after each digression into another theme, imparts +a characteristic circular movement (so to speak), to the design. In +the rondos, then, all the movements of musical development revolve +about one significant sentence or theme, the style of which therefore +determines the prevailing character of the whole composition. This, +which is naturally called the Principal theme, is placed at the +beginning of the rondo. Its end being reached, it is temporarily +abandoned for a second sentence, called the Subordinate theme, of more +or less emphatically contrasting style and of nearly or quite equal +length (generally shorter, however), and always in a different key. +After this there occurs the momentous _return to the beginning_,--the +most insistent and vital fundamental condition of good, clear, musical +form, of whatsoever dimension or purport,--and the _Principal_ theme +reasserts itself, recurring with a certain degree of variation and +elaboration (occasionally abbreviation), thus vindicating its title as +Principal theme, and stamping its fellow-theme as a mere digression. +After this,--if a still broader design is desired,--another digression +may be made into a new Subordinate theme, in still another key, +followed by the persistent return to the Principal theme. And so on. +Upon the Subordinate theme, or themes, devolves the burden of variety +and contrast, while the Principal theme fulfils the requirements of +corroboration and concentration. A coda, sometimes of considerable +length, is usually added; it appears to be necessary, as a means of +supplying an instinctive demand for balance, increased interest, and +certain other scarcely definable conditions of very real importance in +satisfactory music form. + +Of the Rondo-forms there are three grades, distinguished respectively +_by the number of digressions_ from the Principal theme:-- + +The First Rondo-form, with one digression (or Subordinate theme), and +one return to the Principal theme; + +The Second Rondo-form, with two digressions, and two returns; + +The Third Rondo-form, with three digressions and three returns. The +persistent recurrence of the Principal theme, something like a refrain, +and the consequent regular alternation of the chief sentence with its +contrasting subordinate sentences, are the distinctive structural +features of the Rondo. + +{108} + +THE FIRST RONDO-FORM.--This consists, then, of a Principal theme +(generally Two-Part or Three-Part Song-form); a Subordinate theme in a +different key (probably a smaller form); a recurrence of the Principal +theme (usually more or less modified or elaborated); and a coda. +Thus:-- + + _Principal Theme. Subordinate Theme. Prin. Theme. Coda._ + 2- or 3-Part Period, Double-period, As before, Optional + Song-form. 2- or 3-Part usually + Probably a form. Different variated. + perfect cadence. style and key. Sometimes + Possibly a few Possibly a brief abbreviated. + beats or measures codetta; and + of transitional usually a few + material, leading measures of + into next theme. Re-transition. + +The design is that of the tripartite forms. But it is not to be +confounded with the Three-Part _Song-form_, because at least one of its +Themes, and probably both, will be a Part-form by itself. It is an +association of Song-forms, and therefore corresponds in design to the +_Song with Trio_. The first Rondo differs from the latter, however, in +being more compact, more coherent and continuous, and more highly +developed. This manifests itself in the relation of the Themes to each +other, which, despite external contrast, is more intimate than that +between the Principal and Subordinate Song (or Trio); further, in the +transitional passages from one Theme into the other (especially the +Re-transition, or "returning passage"); in the customary elaboration of +the recurring Principal Theme; and in the almost indispensable coda, +which often assumes considerable importance, and an elaborate form and +character. + +The evolution of the First Rondo-form of the Song with Trio may be +clearly traced in classic literature. Many intermediate stages appear, +naturally; and it is sometimes difficult to determine whether the +design is Rondo or compound Song-form, simply because it is scarcely +possible to decide just when the "Trio" assumes the more intimate +relation of a Subordinate theme, or when the freedom and comparative +looseness of association (peculiar to the Song with Trio) is +transformed into the closer cohesion and greater smoothness of finish +_which fuses all the component Parts of the design into one compact +whole_,--the distinctive stamp of all so-called "higher" forms. + +The thoughtful examination and comparison of the following four +examples will elucidate the matter:-- + +1. Beethoven, first pianoforte sonata (op. 2, No. 1), _Menuetto_ and +_Trio_. Already analyzed as a perfectly genuine Song with Trio. + +2. Beethoven, pianoforte sonata, op. 28, second movement, _Andante_. +The principal Song is in the Three-Part form, with exact repetitions. +The subordinate song differs so radically in style, and each song is so +complete and distinct from the other, that the form is almost certainly +Song with Trio; but there is a strong intimation of the Rondo-form in +the elaborate variation of the _da capo_, and in the treatment of the +coda (last 17 measures), in which motives from both Songs are +associated so closely as to vindicate their kinship. In a word, this +movement possesses,--despite the apparent independence of its +Songs,--some degree of that continuity, compactness and artistic finish +which culminate in the genuine Rondo-form. + +3. Mozart, pianoforte sonata, No. 10, second movement (_Rondeau en +polonaise_). The continuity and unity of this composition is so +complete that it is certainly a Rondo-form; the principal theme is a +fairly large Three-Part form; the subordinate theme (measure 47-69) is +a Two-Part form, the second part corresponding in contents to the +second Part of the principal theme; the _recurrence_ of the principal +theme is abbreviated to one of its three Parts, and is merged in the +coda (last seven measures), which assumes the nature of a mere +extension. Despite all this evidence, there still remains a certain +impression of structural independence, which, so to speak, betrays the +"seams," and militates somewhat against the spirit of the perfect +Rondo-form. See also, No. 13, Adagio. + +4. Beethoven, pianoforte sonata, op. 2, No. 2, _Largo_; the unessential +details omitted in the following (in order to economize space) appear, +of course, in the original,--to which the student is expected to refer. + +[Illustration: Example 54. Fragment of Beethoven.] + +[Illustration: Example 54 continued.] + +[Illustration: Example 54 continued.] + + +This is a genuine First Rondo-form. All the factors of which it is +composed, Phrases, Parts and Themes, are so closely interlinked that +the continuity, cohesion and _unity_ of the whole is complete. The +variety of contents which these factors exhibit (greatest, naturally, +between the two themes), does not disturb the impression that the whole +movement is a unit. This is due, at least partly, to the manner in +which the perfect cadences are disguised; each one is passed over with +the least possible check of rhythmic movement (measures 8, 19, etc.), +thus snugly dove-tailing the structural factors. The coda is elaborate +and unusually long; it consists of several "sections," as follows (see +the original): from measure 1 (the last measure in Ex. 54) to measure +4, a phrase, derived from the second Part of the Principal theme; +measures 5-7, an abbreviated repetition; measures 8-14, a phrase, +derived from the Principal theme; measures 15-17, a transitional +passage; measures 18-25, a period, closely resembling Part I of the +Principal theme; measures 26-30, final phrase. + + +LESSON 13.--Analyze the following examples. They are not classified; +the student must determine whether the form is pure First Rondo, or an +intermediate grade between Rondo and "Song with Trio." One of the +examples is a genuine Song with Trio; and one is a _Three-Part +Song-form_; with reasonable vigilance the student will detect these +"catches." To distinguish these three designs from each other, +recollect-- + +That the Three-Part Song-form consists of three _single Parts_, fairly +similar in character, fairly small in form, and severed either by a +firm cadence, or by unmistakable proof of new "beginning;" + +That in the first Rondo-form, at least one of the themes (if not both) +contains _two_ (or three) Parts; and, + +That in the Song with Trio, the two "Songs" are more independent of +each other, and more decisively separated, than are the "themes" of the +Rondo-form. + +With reference to all uncertain cases, it must be remembered that _the +more doubtful a distinction is, the less important is its decision_. +These designs naturally merge one in another, and at times it is folly +to impose a definite analysis upon them. + +The analysis should be as minute as possible, nevertheless. The first +step is to define the extremities of the two themes. This fixes the +coda (and the introduction, if present); the re-transition (returning +passage into the Principal theme); and the transition into the +Subordinate theme--if present. The form of each theme must be defined +in detail, as in Ex. 54:-- + +Beethoven, pianoforte sonatas: op. 2, No. 1, _Adagio_. + +Op. 7, _Largo_. + +Op. 2, No. 3, _Adagio_. + +Op. 79, _Andante_. + +Op. 27, No. 1, _Allegro molto_. + +Schubert, pianoforte _Impromptus_, op. 90, No. 2; and No. 3. + +Chopin, _Mazurka_, No. 26. + +Chopin, _Nocturnes_: op. 27, No. 1. + +Op. 32, No. 2. + +Op. 37, No. 2. + +Op. 48, No. 1. + +Op. 55, No. 1; and No. 2 + +Op. 62, No. 1. + +Op. 72, No. 1 (E minor, posthumous). + + + + +CHAPTER XIV. THE SECOND RONDO-FORM. + +As described in the preceding chapter, the Second Rondo-form contains +two digressions from the Principal theme, called respectively the first +and second Subordinate themes. It bears the same relation to the +Five-Part Song-form, that the First Rondo-form bears to the Three-Part +Song-form. + +For the sake of effective contrast, _the two Subordinate themes are +generally differentiated_ to a marked degree; more precisely stated, +the _second_ Subordinate theme is likely to differ strikingly both from +the Principal theme and from the first Subordinate theme; the result is +that, as a general rule, the second digression is more emphatic than +the first. + +To prevent the enlarged design from assuming too great dimensions, the +several themes are apt to be more concise than in the first Rondo-form; +the Two-Part form is therefore more common than the Three-Part; the +first Subordinate theme is generally brief, and the Principal theme +upon its recurrences, is frequently abbreviated,--especially the last +one, which often merges in the coda. + +An example of the second Rondo-form (which may be sufficiently +illustrated without notes) will be found in the last movement of +Beethoven's pianoforte sonata, op. 49, No. 2 (G major). Number the one +hundred and twenty measures, and define the factors of the form with +close reference to the following indications--the figures in +parenthesis denoting the measures: + +_Principal theme_. Part I (1-8), period-form; Part II (9-12), phrase; +Part III (13-20), period-form. + +_Transition_, period-form (21-27), leading into the new key. + +_First Subordinate theme_, period-form (28-36), with + +_Codetta_, repeated (37-42). + +_Re-transition_ (43-47). + +_Principal theme_, as before (48-67). + +_Second Subordinate theme_, double-period (68-83); the process of +_Re-transition_ manifests its inception about one measure before (82), +and is carried on to measure 87. + +_Principal theme_, as before (88-107). + +_Coda_, period, with modified repetition of consequent phrase +(108-119),--followed by an extra perfect cadence, as extension. + + +LESSON 14.--Analyze the following examples, as usual. Review the +directions given in Lesson 13:-- + +Beethoven, pianoforte sonatas: op. 10, No. 3, last movement. + +Op. 14, No. 2, last movement (called _Scherzo_). + +Op. 79, last movement (very concise). + +Op. 13, _Adagio_ (still more concise. Is this not a Five-Part +Song-form?) + +Beethoven, _Polonaise_ for the pianoforte, op. 89. + +Mozart, _Rondo_ in A minor, for pianoforte. + + + + +CHAPTER XV. THE THIRD RONDO-FORM. + +In this form of composition there are three digressions from the +Principal theme. But, in order to avert the excess of variety, so +imminent in a design of such length, the digressions are so planned +that _the third one corresponds to the first_. That is, there are here +again only two Subordinate themes (as in the Second Rondo-form), which +alternate with each other, so that the succession of thematic factors +is as follows: Principal Theme; 1st Subordinate Theme; Principal Theme; +2d Subordinate Theme; Principal Theme; 1st Subordinate Theme; Principal +Theme; and coda. + +It will be observed that this arrangement is another confirmation and +embodiment of the Three-Part (tripartite) form, with its "recurrence of +the first section," magnified into larger proportions than any examples +thus far seen. The three portions are called, _Divisions_. The first +is known as the _Exposition_, comprising the Principal Theme, First +Subordinate Theme, and recurrence of the Principal Theme; the second +division consists of the Second Subordinate Theme only; the Third +Division is the _Recapitulation_ of the first Division. + + +THE EXPOSITION.--This first Division, the "statement," compounded of +two themes and a recurrence, is in itself a complete (though probably +very concise) First Rondo-form; therefore, in order to confirm the +intended design, at least one of its themes must contain two (or more) +Parts,--otherwise it would be no more, all together, than a Three-Part +Song-form, and the _whole_ Rondo would be reduced to the design of the +First Rondo-form. In a word, the Exposition must correspond concisely +to the table given on page 108. The First Subordinate theme takes its +usual emphatic position in a different key,--generally closely related +to the key of the Principal theme. + +Sometimes, but by no means regularly, the Exposition closes with a +decisive perfect cadence in the original key. + +The Middle Division.--As this should balance (at least approximately), +the Exposition, it is likely to be a fairly broad design,--not greater, +however, than a Three-Part Song-form (possibly with repetitions), and +often no more than a Two-Part form. As intimated in the preceding +chapter, the Second Subordinate theme is usually strongly contrasted +with the other themes, in character, key, and length; but the same +unity of total effect is necessary, as in the smaller Rondo-forms. The +re-transition (or returning passage) is often quite lengthy and +elaborate; it is seldom an independent section of the form, however, +but generally developed out of the last phrase of the theme, by the +process of "dissolution,"--to be explained more fully in Chapter XVII. + + +THE RECAPITULATION.--This corresponds, theoretically, to the _da capo_ +in the Song with Trio, or to the variated recurrence of the Principal +theme in the First Rondo-form. But it is more than either of these. +The term "Recapitulation" is more comprehensive than "recurrence" (in +the sense in which we have thus far employed the latter word), as it +always refers to the reproduction of a _collection_ of themes, and, +chiefly on this account, is subject to certain specific conditions of +technical treatment. + +Recapitulation, in the larger designs of composition, _invariably +involves transposition_, or change of key,--the transposition of the +First Subordinate theme, from the key chosen for its first announcement +(in the Exposition) back _to the principal key_ of the piece. This, +as may be inferred, greatly affects the original transition and +re-transition; and it may necessitate changes within the theme itself, +in consequence of the change of register. + +Further, the last recurrence of the Principal theme being no less than +its fourth announcement, is rarely complete; as a rule, a brief +intimation (the first motive or phrase) is deemed sufficient, and this +is then dissolved into the coda; or the Principal theme, as such, is +omitted, or affiliated with the coda, or one of its sections. + +{119} + +For an illustration of the Third Rondo-form, the student is referred to +the last movement of Beethoven's pianoforte sonata, op. 2, No. 2, the +diagram of which is as follows:-- + + _Middle_ + _Exposition._ _Division_ _Recapitulation._ + ------------------------ ---------- ---------------------------------- + Pr.Th. 1stSub.Th. Pr.Th. 2d Sub.Th. Pr.Th. 1st Sub.Th. Pr.Th. and Coda + ------------------------ ---------- ---------------------------------- + A maj. E maj. A maj. A minor A maj. A maj. A maj. + + +For its detailed analysis, number the measures as usual (there are 187, +the "second ending" not being counted), and define each factor of the +form by reference to the given indications,--the figures in parenthesis +again denoting the measures:-- + +_Principal Theme_, Part I (1-8), period-form. Part II (9-12), phrase. +Part III (13-16), phrase. + +_Transition_, period-form (17-26), leading into the new key. + +_First Sub. Theme_, period, Antecedent (27-32), Consequent (33-39). + +_Re-transition_ (40). + +_Principal Theme_, as before, (41-56). This ends the EXPOSITION. + +_Second Sub. Theme_, Part I (57-66), period, literal repetition. Part +II (67-74) period-form. Part III (75-79) phrase. + +Parts II and III repeated (80-92); the process of _re-transition_ +begins one measure earlier (91), and is pursued to measure 99. + +The RECAPITULATION begins in the next measure with the + +_Principal Theme_, as before, slightly modified (100-115). + +_Transition_, as before, slightly abbreviated (116-123). + +_First Subordinate Theme_, as before, but transposed to the principal +key, A major, and somewhat modified (124-135). + +_Principal Theme_ begins in measure 135, where the preceding theme +ends; consequently, there is an Elision. In measure 140 it is +dissolved into the + +_Coda_: Section 1 (to measure 148). + +Section 2 (149-160). + +Section 3 (161-172). + +Section 4 (173-180). + +Section 5 (to end). + + +LESSON 15.--Analyze the following examples, as usual. They represent +chiefly the Third Rondo-form, but _one example each_ of the First and +Second Rondo-forms have been introduced, to stimulate the vigilance of +the student. Review the directions given in Lesson 13: + +Beethoven, pianoforte sonatas: op. 26, last movement, (very concise, +but a perfect model of the form). + +Op. 28, last movement. + +Op. 7, last movement. + +Op. 2, No. 3, last movement. + +Op. 13, last movement. + +Op. 22, last movement. + +Op. 14, No. 1, last movement. + +Op. 31, No. 1, _Adagio_. + +Beethoven, _Rondos_ for pianoforte, op. 51, No. 1; and op. 51, No. 2. + +Mozart, pianoforte sonata, No. 4, last movement; No. 3, last movement. + + + + +CHAPTER XVI. THE SONATINE FORM. + +CLASSIFICATION OF THE LARGER FORMS.--The Sonatine form is the smaller +variety of two practically kindred designs, known collectively as the +Sonata-allegro forms. In order to obtain a clear conception of its +relation to the latter, and also to the Rondo-forms, it is necessary to +subject the entire group of so-called "higher" forms to a brief +comparison. + +The larger, broader, or "higher" designs of musical composition are +divided into two classes: the three _Rondo-forms_, and the two +_Sonata-allegro forms_. The latter constitute the superior of the two +classes, for the following reasons:-- + +In the first place, the rondos rest upon a narrower thematic basis, +centering in one single theme--the Principal one--about which the other +themes revolve. Further, their most salient structural feature is +nothing more significant than simple _alternation_ (of the Principal +theme with its one or more Subordinates) the Principal theme recurs +after each digression with a persistence that lends a certain +one-sidedness to the form,--only excepting in the Third (and highest) +Rondo-form, which, by virtue of its broad Recapitulation of the first +Division, approaches most nearly the rank of the Sonata-allegro design, +as will be seen. + +In the Sonata-allegro forms, on the other hand, the leading purpose is +_to unite two co-ordinate themes upon an equal footing_; one is to +appear as often as the other; and the two themes _together_ constitute +the thematic basis of the design. These are, as in the rondos, a +Principal theme (called principal because it appears first, and thus +becomes in a sense the index of the whole movement), and a Subordinate +theme (so called in contradistinction to the other),--contrasting in +character, as usual, but actually of equal importance, and of nearly or +quite equal length. To these, there is commonly added a codetta (or +"concluding theme" as it is {122} sometimes called, though it seldom +attains to the dignity of a _theme_),--sometimes two, or even more, +codettas, which answer the general purpose of a coda, rounding off and +balancing this Division of the design. This union of the two or three +thematic components that are to represent the contents of the design, +is the _Exposition_, or first Division, of the Sonata-allegro forms. +It indicates a point of contact between the latter and the rondo,--in +the _Third_ form of which we also find an Exposition. Careful +comparison of the two types of exposition reveals the significant +difference between the two classes, however; in the Third Rondo, the +exposition was an _alternation_ of themes, with decided preference for +the principal one; in the Sonata-allegro it is a _union_ of themes, +without preference, resulting in a broader thematic basis. + + +THE SONATINE FORM.--In the Sonatine-form, or the smaller variety of the +sonata-allegro designs, this Exposition (or first Division) is followed +_at once_,--or after a few measures of interlude, or re-transitional +material,--by a Recapitulation of the Division, as was seen in the +Third Rondo-form, and under the same conditions of transposition as +there. The diagram of the form is therefore as follows:-- + + Exposition. Recapitulation. + ----------------------------- ------------------------------ + PR. TH. SUB. TH. CODETTA. Very PR. TH. SUB. TH. CODETTA. + ----------------------------- brief ------------------------------ + As usual. In some Optional. Inter- As In the Also in + related lude before. principal principal + key. key. key. + +An additional coda is, as usual, likely to appear at the end. + +This diagram should be very carefully compared with that of the Third +Rondo-form on page 119, and the points both of agreement and +dissimilarity noted. More minute details of the Sonatine form will be +given in the next chapter, in connection with the larger and more fully +developed Sonata-allegro form. + +An illustration of the Sonatine-form will be found in Mozart, 6th +pianoforte sonata, _adagio_. Number the measures, as usual, and +analyze with reference to the indications given; the figures in +parenthesis again denote the measures. + +_Principal Theme_, B-flat major, period-form,--possibly double-period, +because of the slow tempo and large measures (1-8). There is no +Transition. + +_Subordinate Theme_, F major, period-form, extended. Antecedent +(9-12); consequent, very similar (13-16); extension by addition of new +phrase, as in the group-form (16 1/2-19). + +_Codetta_, also in F major, very brief, only one-half measure, and +repeated as usual (19 1/2-20). This ends the Exposition. + +_Interlude_, the remaining beats of measure 20; it is, of course, a +brief re-transition, and is therefore strongly suggestive of the First +Rondo-form, the _details of which exactly coincide, thus far, with the +above factors of the sonatine-form_. Such coincidences merely confirm +the unbroken line of evolution, and are to be expected in the system of +legitimate, rational music designs. The RECAPITULATION (the original +_da capo_) follows, beginning with the + +_Principal Theme_, B-flat major, as before (21-28) but somewhat +embellished. Again, there is no Transition. (Here the similarity to +the First Rondo ends.) + +_Subordinate Theme_, corresponds very closely to the former version, +but transposed to B-flat major, the principal key, and variated (29-39). + +_Codetta_, also in B-flat major (39 1/2-40), slightly extended. There +is no coda. + + +LESSON 16.--Analyze the following examples of the sonatine-form, in the +usual exhaustive manner:-- + +Beethoven, pianoforte sonatas; op. 10, No. 1, _Adagio_. + +Op. 31, No. 2, _Adagio_. + +Mendelssohn, _Andante cantabile_ in B-flat major (pianoforte). + +Mozart, pianoforte sonata. No. 17, _Andante amoroso_ (somewhat longer +interlude). + +Mendelssohn, _Presto agitato_ in B minor for pianoforte (preceded by an +"Andante cantabile" which has no connection with the sonatine-form of +the _presto_, but may also be analyzed). This design is very broad; +each factor is expanded to its fullest legitimate extent, especially +the "codetta" section. + + + + +{124} + +CHAPTER XVII. THE SONATA-ALLEGRO FORM. + +ORIGIN OF THE NAME.--The fully developed Sonata-allegro form is the +design in which the classic overture and the first movement of the +symphony, sonata and concerto are usually framed. The student must be +careful not to confound this musical form with the _complete_ sonata of +three or four movements. It is not to be called the "sonata form," but +the "sonata-allegro form." It is to one movement only, generally the +first one, which is (or was) very commonly an _allegro_ tempo in the +sonata and symphony, that the present design refers; and its name, +sonata-allegro, is derived from that old historic species of the sonata +which consisted originally of but one movement, generally an _allegro_. + + +THE SONATA-ALLEGRO FORM.--As distinguished from the sonatine-form, with +its two Divisions, this larger species, based upon precisely the same +structural idea, has _three Divisions_,--the Exposition, a middle +Division called the Development (growing out of the brief interlude of +the sonatine-form), and the Recapitulation. The diagram (the keys of +which correspond to the plan of Beethoven, op. 14, No. 2, first +movement) is as follows: + + Exposition. Middle Div. Recapitulation. + ---------------------- ------------- ------------------------- + Pr. Sub. Codetta. Development, Phr. Sub. Codetta + Th. Th. various keys, Th. Th. and Coda. + ---------------------- ending with ------------------------- + G maj. D maj. D maj. Retransition. G maj. G maj. G maj. + + +Compare this diagram, also, with that of the Third Rondo-form, and +note, accurately, the points of resemblance and contrast. + +Compare it, further, with the diagram of the sonatine-form, on page +122. It will be observed that here the Recapitulation does not follow +the Exposition at once, as there, but that a complete middle division +intervenes, instead of the brief interlude or re-transition; from which +the student may conclude that the sonatine-form gradually grows into +the sonata-allegro form, as this interlude becomes longer, more +elaborate, and more like an independent division of the design. Or +inversely, and perhaps more correctly, the sonata-allegro becomes a +sonatine-design _by the omission (or contraction) of the middle +Division_. + + +THE EXPOSITION.--The presentation of the thematic factors, the +statement or Exposition of the two themes and codetta, is made exactly +as in the sonatine-form, though probably upon a broader scale. The +Principal theme is usually a Two-Part Song-form, at least; often +Three-Part. In broader designs, a separate transitional passage +appears; in more concise designs, the transition is developed out of +the last Part of the Principal theme by the process of dissolution--as +will be seen. The object of the transition is, as usual, _to lead into +the new key_ (of the Subordinate theme). It is sometimes, though very +rarely, omitted. + +The Subordinate theme contrasts notably with its fellow, but asserts +equal importance, as a rule, and may be of equal, or nearly equal, +length. The addition of a codetta is almost indispensable, and +frequently two or more appear, growing successively shorter, and +generally repeated. In the sonata-allegro _the Exposition closes, as a +rule, with a very decisive perfect cadence_, followed by a double-bar, +and--especially in older sonatas--repetition-marks; the repetition of +the Exposition being justly considered important, as a means of +emphasizing the "statement," and enforcing the hearer's attention to +the thematic contents before preceding to their development in the +second division of the form. In the sonatine-form, on the contrary, +this positive termination of the Exposition (and consequently the +double-bar and repetition) will very rarely be found. + + +THE DEVELOPMENT, OR MIDDLE DIVISION. The second division of the +sonata-allegro form is devoted to a more or less extensive and +elaborate manipulation and combination of such figures, motives, +phrases or Parts of the Exposition as prove inviting and convenient for +the purpose, or challenge the imaginative faculty of the composer. In +this division, opportunity is provided for the exhibition of technical +skill, imagination and emotional passion; for the creation of ingenious +contrasts and climaxes, and, in a word, for the development of +unexpected resources not strikingly manifest in the more sober +presentation of the thematic factors during the Exposition. The +intermingling of _new material_ is naturally also involved in the +process of development; sometimes to such an extent that the new +predominates over the old,--in which case the middle Division is more +properly called an EPISODE. + +This second Division of the sonata-allegro form (the Development or +Episode) corresponds precisely, as will be recognized, to the second +Part of the Three-Part Song-form; consequently, it represents the +"departure" (see page 90), and entails, in rational form, the +significant "return" to the beginning. Further, it matches to some +degree the "digression" in the rondo-forms. At all events, its +important structural function is to establish contrast; and the +necessity for corroboration of the leading thematic ideas--in +consequence of this contrast--is satisfied in the Division which +succeeds. + +It is sometimes possible to mark the exact point where the Development +ends and the process of re-transition commences; but usually the return +to the beginning is accomplished so gradually that no sensible +interruption occurs. + + +THE RECAPITULATION.--This, the third Division, is, as usual, a review +of the original presentation of the thematic material,--the recurrence +of the Exposition. It is sometimes a nearly exact reproduction, +_excepting the necessary change of key in the Subordinate theme and +codetta_, and such modification of the transitional section as may be +thereby involved. Sometimes, however, considerable alteration is made, +at times so elaborate (especially in broader examples) that, though +preserving easy recognizability, the Recapitulation assumes the +appearance of a new version of the Exposition, and becomes a more +independent part of the design. + +A _coda_ is almost always added; sometimes brief, but occasionally so +elaborate and extensive as to merit the appellation "second +Development." + + +DISSOLUTION.--When any section of a higher form starts out with a +perfectly definite structural intention, pursues this intention for a +time (sufficient to establish it), but then insensibly diverges and +gradually adopts a new modulatory direction,--as transition into the +following section,--the form is said to be dissolved. Such dissolution +takes place, naturally, within the _later_ section of the theme, or +Part, or whatever it may be, whose actual, definite ending in the +expected key is thus frustrated. For instance, the second (or third) +Part of a theme may be dissolved; or the last phrase of a period or +double-period; or the repetition of a phrase. And the dissolution is +invariably applied before a transition or re-transition, as a means of +interlocking the factors of the form more closely and coherently. +Therefore it is a process peculiarly adapted to the higher designs of +composition, and is seldom omitted in the sonata-allegro form. For an +illustration, see Beethoven's sonata, op. 14, No. 2, first movement: +The Principal theme is a Two-Part Song-form; Part I, a period, from +measures 1 to 8; Part II begins in measure 9, and has every appearance +of becoming also a period; its Antecedent phrase closes in measure 12, +its Consequent begins in measure 13--but its end, _as Second Part_, in +the usual definite manner, cannot be indicated; the key is quietly +changed from G to D, and then to A, in obedience to the call of the +Subordinate theme (beginning in measure 26), into which these last 10 +or 12 measures have evidently been a Transition. The Second Part of +the Principal theme therefore includes the transition; but where the +Second Part (as such) ends, and the transition (as such) begins, it is +impossible to point out accurately. The definition of this Principal +theme is, "Two-Part form with dissolved Second Part," or, still better, +"_with transitional Second Part_." + + * * * * * * + +In our illustration of the sonata-allegro form it is necessary, on +account of limited space, to select a very concise example, of unusual +brevity,--Beethoven, sonata, op. 49, No. 1, first movement; the +original may be referred to, for the omitted details:-- + +[Illustration: Example 55. Fragment of Beethoven.] + +[Illustration: Example 55 continued.] + +[Illustration: Example 55 continued.] + +[Illustration: Example 55 continued.] + + +The thematic factors are small, but none is omitted; every essential +component is represented. + +For a more extended and fully developed example of the sonata-allegro +form, see Beethoven, pianoforte sonata, op. 14, No. 2, first movement; +number the 200 measures, and verify all the details according to the +following analysis (figures in parenthesis refer as usual to the +measures):-- + +_Principal Theme_, Part I, period-form (1-8). Part II (9- ), dissolved +(about 14) into _Transition_ ( -25). + +_Subordinate Theme_, Part I, period, extended (26-36). Part II, +period, probably (37-41-47). + +_Codetta I_, period, extended (48-58). + +_Codetta II_, Small phrase, extended (59-63). Here the Exposition +closes, with the customary double-bar and repetition marks. + +_Development_, Section I (64-73), from Principal theme. Section 2 +(74-80), from Subordinate theme. Section 3 (81-98), from Principal +theme. Section 4 (99-107), closely resembling the Principal theme, but +in a remote key. This section practically ends the Development, +inasmuch as it culminates upon the _dominant of the original key_. +Section 5 (107-115), establishment of the dominant. Section 6 +(115-124), the _Re-transition_. The _Recapitulation_ begins with the + +_Principal Theme_, Part I, period (125-132). Part II, group of +phrases, longer than before (133-152). + +_Subordinate Theme_, as before, but in the principal key (153-174). + +_Codetta (I)_, as before, but slightly extended (175-187). The second +codetta is omitted. + +_Coda_, phrase, repeated and extended (188-200). + + +RELATION TO THE THREE-PART SONG-FORM.--In a former chapter (XIII) the +Three-Part form was defined as the type of perfect structural design, +upon which every larger (or higher) form is based. Nowhere is the +connection more striking, and the process of natural evolution out of +this germ more directly apparent, than in the sonata-allegro design. +See the diagram on page 124. The Exposition corresponds to the First +Part, _so expanded as to comprise the two themes and codetta_, fused +into one larger division; the "statement" of a more comprehensive +thematic group than the ordinary Part contains, but no more, for all +that, than the usual initial "statement." The Development corresponds +to the Second Part (proportionately expanded), and the Recapitulation +to the Third Part, or recurrence and confirmation of the "statement." + +Any Three-Part Song-form, the moment that its First Part expands and +divides into the semblance of two fairly distinct thematic sections, +becomes what might be called a miniature sonata-allegro form. Many +Three-Part Song-forms are so broad, and many sonata-allegros so +diminutive, that it is here again often difficult to determine the line +of demarcation between them. Example 55 (cited because of its +comparative brevity) is scarcely more than such a broadly expanded +Three-Part Song-form. An example which approaches much more nearly the +unmistakable Three-Part song, may be found in Mozart, sonata No. 12, +_Menuetto_:-- + +_Part I_, section one (embryo of a principal theme), measures 1-10, +period, extended; section two (embryo of a subordinate theme) measures +11-18, period, _in different key_. + +_Part II_, group of three phrases, measures 19-30. + +_Part III_, section one, as before, measures 31-40; section two, as +before, _but in the principal key_, measures 41-48. + +This is, of course, a Three-Part Song-form; but the essential features +of the Sonata-allegro are unquestionably present, in miniature. + +See also, Beethoven, sonata, op. 101, first movement; certainly a +sonata-allegro design, but diminutive. + + * * * * * * + +The superiority of the sonata-allegro form over all other musical +designs, is amply vindicated by the breadth of its thematic basis, the +straightforwardness and continuity of its structural purpose, the +perfection of its thematic arrangement, and the unexcelled provision +which it affords for unity, contrast, corroboration, balance, and +whatever else a thoroughly satisfactory structural design seems to +demand. Hence, while brief triumphs of apparent "originality" may be +achieved by simply running counter to this and similar designs, it +seems scarcely possible that any musical form could be contrived that +would surpass the sonata-allegro, the last and highest of the forms of +composition. + + +LESSON 17.--Analyze the following examples, as usual, carefully +defining all the details of the form, according to the general plan +adopted in our text:-- + +Beethoven, pianoforte sonatas; op. 2, No. 1, first movement +(diminutive, but very complete and perfect). + +Op. 2, No. 2, first movement. + +Op. 10, No. 3, _Largo_. + +Op. 22, first movement (four or five codettas). + +Op. 14, No. 1, first movement. + +Op. 22. _Adagio_. + +Op. 27, No. 2, last movement. + +Op. 28, first movement. + +Op. 31, No. 1, first movement. + +Op. 31, No. 3, first movement (the last 2 1/2 measures of the +Exposition are a transitional Interlude, which leads back into the +repetition, and on into the Development). + +Same sonata, _Scherzo_. + +Op. 31, No. 2, last movement (coda contains the entire principal theme). + +Op. 78, first movement (diminutive). + +Op. 79, first movement. + +Op. 90, first movement, (no "double-bar"). + +Op. 57, first movement. + +Same sonata, last movement. + +Mozart, sonatas: No. 7, first movement. + +No. 3, first movement. No. 4, first movement; also _Andante_. + +No. 8, first movement. No. 5, first movement. + +No. 10, first movement. No. 6, first movement. + +No. 1, _Andante_. No. 6, last movement. + +Mendelssohn, pianoforte _Caprice_, op. 33, No. 2 (brief introduction). + +Sonata, op. 6, first movement. + +Op. 7, No. 7. + +_Fantasia_, op. 28, last movement. + +Schubert, pianoforte sonatas: op. 143, first movement. + +Op. 42, first movement. + +Op. 120, first movement. + +Op. 147, first movement (in the Recapitulation, the principal theme is +transposed). + +Op. 164, first movement (the same). + +Beethoven, symphony, No. 5, first movement. + +Symphony, No. 1, first _Allegro_; also the second movement; and the +_Finale_. + + + + +CHAPTER XVIII. IRREGULAR FORMS. + +CAUSES.--Despite the many points of resemblance between the various +forms to which our successive chapters have been devoted,--the natural +consequence of a continuous line of structural evolution to which each +plan owes its origin,--they are separate and independent designs, with +individual character and purpose; so much so, that the composer may, +and usually does, select and apply his form according to the purpose +which he has in view. But the form is made for the music, not the +music for the form; no serious composer writes music for the sake of +the form, but chooses the form merely as a means to an end. The +highest ideal of structural dignity and fitness is, to work from the +thematic germ _outward_, and to let the development of this germ, _the +musical contents_, determine and justify the structural plan and +arrangement. + +But the aims of the composer outnumber the regular forms, and therefore +modifications are unavoidable, in order to preserve the latitude which +perfect freedom of expression demands. The student may rest assured of +the existence of many irregular species of these fundamental forms (as +exceptions to the rule) and must expect to encounter no little +difficulty and uncertainty in defining the class to which his example +belongs,--until wider experience shall have made him expert. + +All such irregular (or, in a sense, intermediate) varieties of form +must necessarily either admit of demonstration as modification of the +regular designs; or they will evade demonstration altogether, as +lacking those elements of logical coherence which constitute the vital +and only condition of "form and order" in musical composition. + +To these latter comparatively "_formless_" designs belong:--all the +group-forms; the majority of fantasias, the potpourri, and, as a rule, +all so-called tone-poems, and descriptive (program) music generally. + +On the other hand, those irregular designs which nevertheless admit of +analysis according to the fundamental principles of structural logic, +and are therefore directly referable to one or another of the regular +forms, may be classified in the following four-fold manner--as +Augmentation, Abbreviation, Dislocation, or Mixture, of the proximate +fundamental design. + + +1. AUGMENTATION OF THE REGULAR FORM.--To this species belong those +forms (small and large) which are provided with a separate +Introduction, or Interludes, or an _independent_ Coda (in addition to, +or instead of, the usual consistent coda). + +For example, Beethoven, pianoforte sonata, op. 13, first movement; the +first ten measures (_Grave_) are a wholly independent Introduction, in +phrase-group form, with no other relation to the following than that of +key, and no connection with the fundamental design excepting that of an +extra, superfluous, member. The principal theme of the movement (which +is a sonata-allegro) begins with the _Allegro di molto_, in the 11th +measure. Similar superfluous sections, derived from this Introduction, +reappear as Interlude between the Reposition and Development, and near +the end, as independent sections of the coda. + +In a manner closely analogous to that just seen, the fundamental design +of any movement in a _concerto_ is usually expanded by the addition of +periodically recurring sections, called the "_tutti_-passages," and by +a "_cadenza_," occurring generally within the regular coda. In some +concerto-allegros (for instance, in the classic forms of Mozart, +Beethoven and others), the first orchestral _tutti_ is a complete +_introductory_ Exposition, in concise form, of the thematic material +used in the body of the movement. See the first piano-forte concerto +of Beethoven, first movement. + +Further, when the design is one of unusual breadth, as in some +symphonic movements, or in elaborate chamber music, the number of +fundamental thematic members may be so multiplied that it is necessary +to assume the presence of _two successive Subordinate themes_, of equal +independent significance,--such significance that neither of them could +be confounded with a mere codetta, or any other inferior thematic +member. See Beethoven, pianoforte sonata, op. 7, first movement; the +Subordinate theme runs from measure 41 to 59; it is followed by another +thematic section (60-93) which is so independent, important and +lengthy, that it evidently ranks coordinate with the former, as _second +Subordinate theme_. It might, it is true, be called the second Part of +the Subordinate theme (the latter being no more than a repeated +period); or it might be regarded as the first codetta; its thematic +independence seems, however, to stamp it Second Subordinate theme. + +Further, it is not uncommon to extend the sonatine-form by adding, at +the end, a more or less complete recurrence of the Principal +theme,--instead of, or dissolved into, the customary coda. This may be +seen in Mozart, pianoforte sonata, No. 3, _Andantino_; the superfluous +recurrence of the Principal theme begins in measure 19 from the end, +after the regular sonatine-design has been achieved, fully, though +concisely. + + +2. ABBREVIATION OF THE REGULAR FORM.--This consists chiefly in the +omission of the Principal theme after the Development (that is, in +beginning the Recapitulation with the Subordinate theme). Other +contractions, by omission of _portions_ (Parts) of important thematic +members, during the Recapitulation, are also possible, but not so +common. + +An illustration of the omitted Principal theme may be found in +Mendelssohn, Songs Without Words, No. 5:-- + +_Principal Theme_, period, extended (measures 1-11, dissolved into +Transition--18). + +_Subordinate Theme_, phrase, repeated and extended (19-28). _Codetta_ +(28-33). _Double-bar_. + +_Development_ (measures 34-58). _Retransition_ (59-62). + +_Principal Theme_--omitted. + +_Subordinate Theme_, as before (63-76). _Codetta_. + + +3. DISLOCATION OF THEMATIC MEMBERS.--By this is meant, any exchange or +alteration of the regular and expected arrangement of members. This +can refer, naturally, only to what occurs _after the Exposition_,--that +is, during the Recapitulation; for it is the Exposition which +determines the plan, and regular order, of the thematic members. For +example, Mozart, pianoforte sonata. No. 13, first movement:-- + +_Principal Theme_, with _Transition_ (measures 1-27). + +_Subordinate Theme_ (28-41). + +_Codetta I_ (42-53). + +_Codetta II_ (54-58). In the Recapitulation, the arrangement is thus:-- + +_Principal Theme, Codetta I, Subordinate Theme, Codetta II_; that is, +the first codetta appears before, instead of after, the Subordinate +theme. + + +4. MIXTURE OF CHARACTERISTIC TRAITS.--This process tends to affiliate +the two distinct classes of larger or higher forms, whose respective +characteristics were explained and compared at the beginning of Chapter +XVI. Upon very careful revision of this explanation, and reference to +the given diagrams, the student will perceive that the distinctive +trait of the sonata-allegro form is the section of Development which it +contains; and that of the three Rondo-forms is the absence of such a +Development. Of the mixed forms under consideration there are two: one +in which a section of _Development_ is introduced into the Rondo (as +substitute for one of its Subordinate themes); and the other a +sonata-allegro, in which the Development is omitted, and a new theme (a +sort of additional Subordinate theme) inserted in its place. In other +words, a Rondo (second or third form--probably _not_ the first +rondo-form) with a Development; and a sonata-allegro with a new Middle +theme, or Episode (as we have already called it). + +The Rondo with Development is illustrated in Beethoven, pianoforte +sonata, op. 27, No. 1, last movement; it is the third rondo-form, +designed as follows:-- + +_Principal Theme_, Two-Part form (measures 1-24). + +_Transition_ (25-35). + +_First Subordinate Theme_, period, extended,--or phrase-group (36-56). +_Codetta_ (57-72). + +_Re-transition_ (73-81). + +_Principal Theme_ (82-97). + +_Transition_ (98-106). Then, instead of the Second Subordinate theme, a + +_Development_ (106-138); followed by an elaborate + +_Re-transition_ (139-166), and a regular + +_Recapitulation_. Two wholly independent coda-sections are added, an +_Adagio_ (derived from the third movement of the sonata) and a +_Presto_, based upon the Principal theme. + +The sonata-allegro with new Middle theme is illustrated in Beethoven, +pianoforte sonata, op. 14, No. 1, first movement; the middle Division +contains a preliminary allusion to the Principal theme, but is +otherwise an entirely new thematic member, very suggestive of the +"Second Subordinate theme" of the Rondos (17-measures long,--up to the +Re-transition, in which, again, the Principal theme is utilized). + + +LESSON 18.--Analyze the following examples of Irregular form. They are +classified, as in the text:-- + +1. Beethoven, sonata, op. 81, first movement. + +Beethoven, sonata, op. 49, No. 2, first movement. + +Beethoven, sonata, op. 2, No. 3, first movement. + +Beethoven, sonata, op. 49, No. 1, last movement (_not_ "Rondo," as +marked, but sonatine-form, augmented). + +Mozart, sonata No. 1, first movement. + +Mozart, sonata No. 17, last movement (Rondo, with three Subordinate +themes). + +Mendelssohn, _Capriccio brillant_, in B minor. Schubert, pianoforte +sonata No. 8 (Peters ed.). _Adagio_. + +2. Mendelssohn, _Praeludium_, op. 35, No. 3. + +Mozart, sonata No. 8, last movement. + +Schubert, sonata No. 8, last movement. + +Brahms, pianoforte _Capriccio_, op. 116, No. 1. + +Chopin, pianoforte sonata, op. 35, first movement. + +3. Mozart, sonata No. 3, first movement. + +Mozart, sonata No. 13, last movement (the Development occurs _after_ +instead of before the Principal theme,--in the Recapitulation). + +4. Beethoven, pianoforte sonata, op. 31, No. 1, last movement. + +Beethoven, pianoforte sonata, op. 90, last movement. + +Mendelssohn, pianoforte étude, op. 104, No. 2. + +Beethoven, pianoforte sonata, op. 10, No. 1, first movement. + +Beethoven, pianoforte sonata, op. 2, No. 1, last movement. + +Mozart, sonata No. 7, _Andante_. + +Mozart, sonata No. 14, last movement. + + + + +CHAPTER XIX. APPLICATION OF THE FORMS. + +The use of the various forms of composition, that is, their selection +with a view to general fitness for the composer's object, is, +primarily, simply a question of length. The higher aesthetic law of +adjusting the design to the contents, of which we spoke in the +preceding chapter, comes into action after the main choice has been +determined. + +The smallest complete form, that of the PHRASE, can scarcely be +expected to suffice for an independent piece of music, though its +occurrence as independent _section_ of an entire composition is by no +means rare. The nearest approach to the former dignity is the use of +the Large phrase in one instance by Beethoven, as theme for his +well-known pianoforte Variations in C minor; this theme, and +consequently each variation, is a complete and practically independent +composition. At the beginning of Beethoven's pianoforte sonata, Op. +27, No. 1, the student will find a succession of independent +four-measure phrases, each with a definite perfect cadence, and +therefore complete in itself; this chain of independent phrases is, in +fact, the structural basis of the entire first movement, interrupted +but briefly by the contrasting _Allegro_. The simple phrase may, also, +find occasional application in brief exercises for song or piano; and +we have witnessed its use as introduction, and as codetta, in many of +the larger designs. + +The next larger complete form, the PERIOD, is somewhat more likely to +be chosen for an entire composition, but by no means frequently. The +early grades of technical exercises (public-school music, and similar +phases of elementary instruction) are commonly written in period-form, +and some of the smallest complete songs in literature (a few of +Schumann's, Schubert's, and others) may be defined as period-forms, +extended. The theme of the Chaconne (found in the works of Handel, +Bach, and even some modern writers) is usually a period. Of the +Préludes of Chopin for pianoforte (op. 28), at least four do not exceed +the design of the extended period. But these are, naturally, +exceptional cases; the proper function of the period-form in music is, +to represent the _Parts_, and other fairly complete and independent +thematic members of larger forms. This is very largely true of the +DOUBLE-PERIOD, also; though it is a very appropriate and common design +for the hymn-tune, and similar vocal compositions; and is somewhat more +likely to appear as complete composition (in exercises, smaller piano +pieces and songs) than is the single period. Nine of Chopin's Préludes +are double-periods. + +The TWO-PART SONG-FORM, as already intimated, is not as common as might +be supposed. It is sometimes employed in smaller compositions for +piano (variation-themes and the like), or voice; and is probably the +form most frequently chosen for the hymn-tune. But its most important +place in composition is in the larger forms, as its design adapts it +peculiarly to the purposes of the themes, both principal and +subordinate. + +The THREE-PART SONG-FORM, on the contrary, is unquestionably the most +common of all the music designs. Probably three-fourths of all our +literature are written in this form, with or without the repetitions, +or in the related Five-Part form. It is therefore difficult to +enumerate the styles of composition to which this admirable design is +well adapted, and for which it is employed. + +The GROUP-FORMS will be found in many songs, études, anthems, and +compositions of a fantastic, capricious, rather untrammeled character, +in which freedom of expression overrules the consideration of clear, +definite form. It is the design perhaps most commonly selected for the +Invention, Fugue, and--particularly--the various species of Prélude; +though these styles, and others of decidedly fanciful purpose, are not +unlikely to manifest approximate, if not direct, correspondence to the +Three-Part Song-form. The modern Waltz is usually a group of +Song-forms. + +The SONG-FORM WITH TRIO is encountered in older dances, especially the +Menuetto, Passapied, Bourrée, and Gavotte (though even these are often +simple Three-Part form, without Trio); and in many modern +ones,--excepting the Waltz. It is characteristic of the March, +Polonaise, modern Minuet, Gavotte and other dances, and of the +Minuet--or Scherzo-movement, in sonatas and symphonies. + +The FIRST RONDO-FORM is sometimes substituted for the Song with Trio +(to which it exactly corresponds in fundamental design, as we have +learned) in compositions whose purpose carries them beyond the limits +of the Three- or Five-Part forms, and in which greater unity, fluency +and cohesion are required than can be obtained in the song with trio; +for instance, in larger Nocturnes, Romanzas, Ballades, Études, and so +forth. The peculiar place for the First Rondo-form in literature, +however, is in the "slow movement" (_adagio, andante, largo_) of the +sonata, symphony and concerto, for which it is very commonly chosen. +It may also be encountered in the _small_ Rondos of a somewhat early +date; and is of course possible in broader vocal compositions (large +opera, arias, anthems, etc.). + +From what has just been said, the student will infer that the +rondo-form is not employed exclusively in pieces that are called +"Rondo." In the sense in which we have adopted the term, it applies to +a _design_, and not to a style, of composition; precisely as the +sonata-allegro form may appear in a composition that is not a sonata. +This must not be overlooked. Furthermore, there are a few cases in +literature in which a movement marked "Rondo" is not written according +to the rondo-form. + +The Second and Third Rondo-forms are so similar in purpose and +character that they are generally applied in the same manner, with no +other distinction than that of length. Besides occasional occurrence +as independent compositions (for instance, the two Rondos of Beethoven, +op. 51, the A minor Rondo of Mozart, the Rondos of Field, Dussek, +Hummel, Czerny, etc.), these designs are most commonly utilized for the +_Finale_ (last movement) of the complete sonata, concerto, +string-quartet, trio, and other chamber-music styles; more rarely for +the finale of the symphony. + +The SONATINE and SONATA-ALLEGRO FORMS, likewise, serve corresponding +purposes, and are chosen according to the length or breadth of design +desired. The sonatine-form may therefore be expected in the first +movement of smaller sonatas, or sonatinas (as they are often called), +but it is not infrequently employed in the "slow movement" of larger +sonatas or symphonies. + +The most distinguished of all music-designs, the sonata-allegro form, +is almost invariably chosen for the opening movement of sonatas, +symphonies, concertos, trios, string-quartets and similar compositions, +sometimes in greatly augmented dimensions. It is also not unlikely to +appear in the slow movement, and _finale_, of the symphony. + + +LESSON 19.--The student may now indulge in independent research, in the +careful analysis of the following works: + +The pianoforte sonatas of Haydn (every movement of each). The sonatas +for pianoforte and violin of Mozart, Beethoven, Brahms, Rubinstein, +Grieg, and others. + +The Trios of Beethoven, Mendelssohn, Schubert. + +The String-quartets (in pianoforte arrangement) of Haydn, Mozart, +Beethoven, Mendelssohn, Brahms, Schubert. + +The Overtures (in pianoforte arrangement) of Mozart, Beethoven, Weber, +Cherubim. + +The Concertos (pianoforte or violin) of Mozart, Beethoven, Mendelssohn, +Rubinstein, Saint-Saëns, Schumann, Grieg, Chopin. Also a number of +smaller (single) pianoforte compositions:--the études of Chopin; a few +études of Czerny, Cramer, Clementi, Heller; the mazurkas, nocturnes, +and préludes of Chopin; and miscellaneous pieces by modern +writers,--Grieg, Rubinstein, Tschaikowsky (and other Russians), +Sgambati, Saint-Saëns, Moszkowski, Raff, Reinecke, Scharwenka, Schütte, +MacDowell,--or any other compositions, vocal or instrumental, in which +the student may be interested, or which he may be studying. + + * * * * * * + + +AFTERWORD. + +The expression "Musical Forms" is often used, somewhat carelessly and +erroneously, with reference to _Styles_ or _Species_ of composition, +instead of to the structural design upon which the music is based. The +"Barcarolle," "Mazurka," "Étude," "Anthem," and so forth, are _styles_ +of composition, and not necessarily identified with any of the +structural _designs_ we have been examining. Read, again, our +FOREWORD. The general conditions which enter into the distinctions of +_style_ are enumerated in my "Homophonic Forms," paragraph 97, which +the student is earnestly advised to read. As to the manifold styles +themselves, with which the present book is not directly concerned, the +student is referred to Ernst Pauer's "Musical Forms," and to the music +dictionaries of Grove, Baker, Riemann, and other standard writers, +where a description of each style or species of composition may be +found. + + + + +THE END. + + + + + + + + + + + +End of Project Gutenberg's Lessons in Music Form, by Percy Goetschius + +*** END OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + +***** This file should be named 19354-8.txt or 19354-8.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/9/3/5/19354/ + +Produced by Al Haines + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Lessons in Music Form + A Manual of Analysis of All the Structural Factors and + Designs Employed in Musical Composition + +Author: Percy Goetschius + +Release Date: September 22, 2006 [EBook #19354] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + + + + +Produced by Al Haines + + + + + +</pre> + + +<BR><BR> + +<H1 ALIGN="center"> +LESSONS IN MUSIC FORM +</H1> + +<H2 ALIGN="center"> +A MANUAL OF ANALYSIS +</H2> + +<BR> + +<H3 ALIGN="center"> +OF ALL THE STRUCTURAL FACTORS AND DESIGNS +<BR> +EMPLOYED IN MUSICAL COMPOSITION +</H3> + +<BR><BR> + +<H4 ALIGN="center"> +BY +</H4> + +<H3 ALIGN="center"> +PERCY GOETSCHIUS, MUS. DOC. +</H3> + +<H4 ALIGN="center"> +(Royal Württemberg Professor) +</H4> + +<BR><BR> + +<H4 ALIGN="center"> +AUTHOR OF +<BR> +THE MATERIAL USED IN MUSICAL COMPOSITION, <BR> +THE THEORY AND PRACTICE OF TONE-RELATIONS, <BR> +THE HOMOPHONIC FORMS OF MUSICAL COMPOSITION, <BR> +MODELS OF THE PRINCIPAL MUSIC FORMS, <BR> +EXERCISES IN MELODY WRITING, <BR> +APPLIED COUNTERPOINT, ETC. +</H4> + +<BR><BR> + +<H3 ALIGN="center"> +$1.50 +</H3> + +<BR><BR> + +<H4 ALIGN="center"> +BOSTON +<BR> +OLIVER DITSON COMPANY +<BR> +New York ———— Chicago +<BR> +CHAS. H. DITSON & CO. ———— LYON & HEALY +<BR> +COPYRIGHT. MCMIV, BY OLIVER DITSON COMPANY +<BR> +MADE IN U. S. A. +</H4> + +<BR><BR><BR> + +<P CLASS="noindent"> +[Transcriber's note: This book contains a few page references, +e.g., "…on page 122". In such cases the target page number has been +formatted between curly braces, e.g. "{122}", and inserted into this +e-text in a location matching that page's physical location in the +original book.] +</P> + +<BR><BR><BR> + +<H3 ALIGN="center"> +FOREWORD. +</H3> + +<BR> + +<P> +The present manual treats of the structural designs of musical +composition, not of the styles or species of music. Read our AFTERWORD. +</P> + +<P> +It undertakes the thorough explanation of each design or form, from the +smallest to the largest; and such comparison as serves to demonstrate +the principle of natural evolution, in the operation of which the +entire system originates. +</P> + +<P> +This explanation—be it well understood—is conducted solely with a +view to the <I>Analysis</I> of musical works, and is not calculated to +prepare the student for the application of form in practical +composition. For the exhaustive exposition of the technical apparatus, +the student must be referred to my "Homophonic Forms." +</P> + +<P> +The present aim is to enable the student to recognize and trace the +mental process of the composer in executing his task; to define each +factor of the structural design, and its relation to every other factor +and to the whole; to determine thus the synthetic meaning of the work, +and thereby to increase not only his own appreciation, interest, and +enjoyment of the very real beauties of good music, but also his power +to <I>interpret</I>, intelligently and adequately, the works that engage his +attention. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +The choice of classic literature to which most frequent reference is +made, and which the student is therefore expected to procure before +beginning his lessons, includes:— +</P> + +<P> +The Songs Without Words of Mendelssohn; the <I>Jugend Album</I>, Op. 68, of +Schumann; the pianoforte sonatas of Mozart (Peters edition); the +pianoforte sonatas of Beethoven. +</P> + +<P> +Besides these, incidental reference is made to the symphonies of +Beethoven, the sonatas of Schubert, the mazurkas of Chopin, and other +pianoforte compositions of Mendelssohn, Beethoven, Chopin, and Brahms. +</P> + +<BR> + +<P CLASS="noindent"> +PERCY GOETSCHIUS. +<BR> +BOSTON, MASS., Sept., 1904. +</P> + +<BR><BR><BR> + +<H2 ALIGN="center"> +TABLE OF CONTENTS. +</H2> + +<BR> + +<H3> +<A HREF="#chap01"> +CHAPTER I.—INTRODUCTION. +</A> +</H3> + +<P CLASS="noindent"> +THE NECESSITY OF FORM IN MUSIC<BR> +THE EVIDENCES OF FORM IN MUSIC<BR> +UNITY AND VARIETY<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap02"> +CHAPTER II.—FUNDAMENTAL DETAILS. +</A> +</H3> + +<P CLASS="noindent"> +TIME<BR> +TEMPO<BR> +BEATS<BR> +MEASURES<BR> +RHYTHM<BR> +MELODY<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap03"> +CHAPTER III.—FIGURE AND MOTIVE. +</A> +</H3> + +<P CLASS="noindent"> +THE MELODIC FIGURE<BR> +DEFINING THE FIGURES<BR> +THE MELODIC MOTIVE, OR PHRASE-MEMBER<BR> +PRELIMINARY TONES<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap04"> +CHAPTER IV.—THE PHRASE. +</A> +</H3> + +<P CLASS="noindent"> +THE PHRASE<BR> +LENGTH OF THE REGULAR PHRASE<BR> +EXCEPTIONS<BR> +CONTENTS OF THE PHRASE<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap05"> +CHAPTER V.—CADENCES. +</A> +</H3> + +<P CLASS="noindent"> +CADENCES IN GENERAL<BR> +MODIFICATION, OR DISGUISING OF THE CADENCE<BR> +THE ELISION<BR> +SPECIES OF CADENCE<BR> +PERFECT CADENCE<BR> +SEMICADENCE<BR> +LOCATING THE CADENCES<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap06"> +CHAPTER VI.—IRREGULAR PHRASES. +</A> +</H3> + +<P CLASS="noindent"> +CAUSES OF IRREGULARITY<BR> +THE SMALL AND LARGE PHRASES<BR> +THE PRINCIPLE OF EXTENSION<BR> +INHERENT IRREGULARITY<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap07"> +CHAPTER VII.—THE PERIOD-FORM. +</A> +</H3> + +<P CLASS="noindent"> +PHRASE-ADDITION<BR> +THE PERIOD<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap08"> +CHAPTER VIII.—ENLARGEMENT OF THE PERIOD-FORM. +</A> +</H3> + +<P CLASS="noindent"> +ENLARGEMENT BY REPETITION<BR> +THE PHRASE-GROUP<BR> +THE DOUBLE-PERIOD<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap09"> +CHAPTER IX.—THE TWO-PART SONG-FORM. +</A> +</H3> + +<P CLASS="noindent"> +THE SONG-FORM, OR PART-FORM<BR> +THE PARTS<BR> +THE FIRST PART<BR> +THE SECOND PART<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap10"> +CHAPTER X.—THE THREE-PART SONG-FORM. +</A> +</H3> + +<P CLASS="noindent"> +DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS<BR> +PART I<BR> +PART II<BR> +PART III<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap11"> +CHAPTER XI.—ENLARGEMENT OF THE THREE-PART SONG-FORM. +</A> +</H3> + +<P CLASS="noindent"> +REPETITION OF THE PARTS<BR> +EXACT REPETITIONS<BR> +MODIFIED REPETITIONS<BR> +THE FIVE-PART FORM<BR> +GROUP OF PARTS<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap12"> +CHAPTER XII.—THE SONG-FORM WITH TRIO. +</A> +</H3> + +<P CLASS="noindent"> +THE PRINCIPAL SONG<BR> +THE TRIO, OR SUBORDINATE SONG<BR> +THE "DA CAPO"<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap13"> +CHAPTER XIII.—THE FIRST RONDO-FORM. +</A> +</H3> + +<P CLASS="noindent"> +EVOLUTION<BR> +THE RONDO-FORMS<BR> +THE FIRST RONDO-FORM<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap14"> +CHAPTER XIV.—THE SECOND RONDO-FORM. +</A> +</H3> + +<P CLASS="noindent"> +DETAILS<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap15"> +CHAPTER XV.—THE THIRD RONDO-FORM. +</A> +</H3> + +<P CLASS="noindent"> +THE EXPOSITION<BR> +THE MIDDLE DIVISION<BR> +THE RECAPITULATION<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap16"> +CHAPTER XVI.—THE SONATINE-FORM. +</A> +</H3> + +<P CLASS="noindent"> +CLASSIFICATION OF THE LARGER FORMS<BR> +THE SONATINE-FORM<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap17"> +CHAPTER XVII.—THE SONATA-ALLEGRO FORM. +</A> +</H3> + +<P CLASS="noindent"> +ORIGIN OF THE NAME<BR> +THE SONATA-ALLEGRO FORM<BR> +THE EXPOSITION<BR> +THE DEVELOPMENT, OR MIDDLE DIVISION<BR> +THE RECAPITULATION<BR> +DISSOLUTION<BR> +RELATION TO THE THREE-PART SONG-FORM<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap18"> +CHAPTER XVIII.—IRREGULAR FORMS. +</A> +</H3> + +<P CLASS="noindent"> +CAUSES<BR> +AUGMENTATION OF THE REGULAR FORM<BR> +ABBREVIATION OF THE REGULAR FORM<BR> +DISLOCATION OF THEMATIC MEMBERS<BR> +MIXTURE OF CHARACTERISTIC TRAITS<BR> +</P> + +<BR> + +<H3> +<A HREF="#chap19"> +CHAPTER XIX.—APPLICATION OF THE FORMS. +</A> +</H3> + +<P CLASS="noindent"> +APPLICATION OF THE SEVERAL DESIGNS IN PRACTICAL COMPOSITION<BR> +AFTERWORD<BR> +</P> + +<BR><BR><BR> + +<A NAME="chap01"></A> +<H2 ALIGN="center"> +LESSONS IN MUSIC FORM. +</H2> + +<H3 ALIGN="center"> +CHAPTER I. INTRODUCTION. +</H3> + +<P> +THE NECESSITY OF FORM IN MUSIC.—So much uncertainty and diversity of +opinion exists among music lovers of every grade concerning the +presence of Form in musical composition, and the necessity of its +presence there, that a few general principles are submitted at the +outset of our studies, as a guide to individual reflection and judgment +on the subject. +</P> + +<P> +Certain apparently defensible prejudices that prevail in the minds of +even advanced musical critics against the idea of Form in music, +originate in a very manifest mistake on the part of the "formalists" +themselves, who (I refer to unimpassioned theorists and advocates of +rigid old scholastic rules) place too narrow a construction upon Form, +and define it with such rigor as to leave no margin whatever for the +exercise of free fancy and emotional sway. Both the dreamer, with his +indifference to (or downright scorn of) Form; and the pedant, with his +narrow conception of it; as well as the ordinary music lover, with his +endeavor to discover some less debatable view to adopt for his own +everyday use,—need to be reminded <I>that Form in music means simply +Order in music</I>. +</P> + +<P> +Thus interpreted, the necessity of form, that is, Order, in the +execution of a musical design appears as obvious as are the laws of +architecture to the builder, or the laws of creation to the astronomer +or naturalist; for the absence of order, that is, Disorder, constitutes +a condition which is regarded with abhorrence and dread by every +rational mind. +</P> + +<P> +A musical composition, then, in which Order prevails; in which all the +factors are chosen and treated in close keeping with their logical +bearing upon each other and upon the whole; in which, in a word, there +is no disorder of thought or technique,—is music with Form (<I>i.e.</I> +good Form). A sensible arrangement of the various members of the +composition (its figures, phrases, motives, and the like) will exhibit +both agreement and contrast, both confirmation and opposition; for we +measure things by comparison with both like and unlike. Our nature +demands the evidence of <I>uniformity</I>, as that emphasizes the +impressions, making them easier to grasp and enjoy; but our nature also +craves a certain degree of <I>variety</I>, to counteract the monotony which +must result from too persistent uniformity. When the elements of Unity +and Variety are sensibly matched, evenly balanced, the form is good. +On the other hand, a composition is formless, or faulty in form, when +the component parts are jumbled together without regard to proportion +and relation. +</P> + +<P> +Which of these two conditions is the more desirable, or necessary, +would seem to be wholly self-evident. +</P> + +<P> +The error made by pedantic teachers is to demand <I>too much</I> Form; to +insist that a piece of music shall be a model of arithmetical +adjustment. This is probably a graver error than apparent +formlessness. Design and logic and unity there must surely be; but any +<I>obtrusive</I> evidence of mathematical calculation must degrade music to +the level of a mere handicraft. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +Another and higher significance involved in the idea of Form, that goes +to prove how indispensable it may be in truly good music, rests upon +the opposition of Form to the material. +</P> + +<P> +There are two essentially different classes of music lovers:—the one +class takes delight in the mere sound and jingle of the music; not +looking for any higher purpose than this, they content themselves with +the purely sensuous enjoyment that the sound material affords. To such +listeners, a comparatively meaningless succession of tones and chords +is sufficiently enjoyable, so long as each separate particle, each beat +or measure, is euphonious in itself. The other class, more +discriminating in its tastes, looks beneath this iridescent surface and +strives to fathom the underlying <I>purpose</I> of it all; not content with +the testimony of the ear alone, such hearers enlist the higher, nobler +powers of Reason, and no amount of pleasant sounds could compensate +them for the absence of well-ordered parts and their logical +justification. +</P> + +<P> +This second class is made up of those listeners who recognize in music +an embodiment of artistic aims, an object of serious and refined +enjoyment <I>that appeals to the emotions through the intelligence</I>,—not +a plaything for the senses alone; and who believe that all music that +would in this sense be truly artistic, must exhibit "Form" as the end, +and "Material" only as a means to this end. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +Still another, and possibly the strongest argument of all for the +necessity of form in music, is derived from reflection upon the +peculiarly vague and intangible nature of its art-material—tone, +sound. The words of a language (also sounds, it is true) have +established meanings, so familiar and definite that they recall and +re-awaken impressions of thought and action with a vividness but little +short of the actual experience. Tones, on the contrary, are not and +cannot be associated with any <I>definite</I> ideas or impressions; they are +as impalpable as they are transient, and, taken separately, leave no +lasting trace. +</P> + +<P> +Therefore, whatever stability and palpability a musical composition is +to acquire, <I>must be derived from its form, or design</I>, and not from +its totally unsubstantial material. It must fall back upon the network +traced by the disposition of its points and lines upon the musical +canvas; for this it is that constitutes its real and palpable contents. +</P> + +<BR> + +<P> +THE EVIDENCES OF FORM IN MUSIC.—The presence of form in music is +manifested, first of all, by the disposition of tones and chords in +symmetrical measures, and by the numerous methods of tone arrangement +which create and define the element of Rhythm,—the distinction of +short and long time-values, and of accented and unaccented (that is, +heavy and light) pulses. +</P> + +<P> +This is not what is commonly supposed to constitute form in music, but +it is the fundamental condition out of which an orderly system of form +may be developed. As well might the carpenter or architect venture to +dispense with scale, compass and square in their constructive labors, +as that the composer should neglect beat, measure and rhythm, in his +effort to realize a well-developed and intelligible design in the +whole, or any part, of his composition. The beats and measures and +phrases are the barley-corn, inch and ell of the musical draughtsman, +and without these units of measurement and proportion, neither the +vital condition of Symmetry nor the equally important condition of +well-regulated Contrast could be clearly established. +</P> + +<P> +The <I>beat</I> is the unit of measurement in music. The <I>measure</I> is a +group of beats,—two, three, four, or more, at the option of the +composer. The bounds of the measures are visibly represented (on the +written or printed page) by vertical lines, called bars; and are +rendered orally recognizable (to the hearer who does not see the page) +by a more or less delicate emphasis, imparted—by some means or +other—to the <I>first</I> pulse or beat of each measure, as accent, simply +to mark where each new group begins. Those who play or sing can +imagine how vague, and even chaotic, a page of music would look if +these vertical bars were omitted; and how much more difficult it would +be to read than when these (not only accustomed, but truly necessary) +landmarks are present. Precisely the same unintelligible impression +must be, and is, conveyed to the hearer when <I>his</I> landmarks, the +accents, are not indicated with sufficient emphasis or clearness to +render him sensible of the beginning of each new measure. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +The same primary system of measurement and association which is +employed in enlarging the beats to measures, is then applied to the +association of the measures themselves in the next larger units of +musical structure, the Motive, Phrase, Period, and so forth. Unlike +the measures, which are defined by the accents at their <I>beginning</I>, +these larger factors of form are defined chiefly at their <I>end</I>, by the +impression of occasional periodic interruption, exactly analogous to +the pauses at the end of poetic lines, or at the commas, semicolons and +the like, in a prose paragraph. These interruptions of the musical +current, called Cadences, are generally so well defined that even the +more superficial listener is made aware of a division of the musical +pattern into its sections and parts, each one of which closes as +recognizably (though not as irrevocably) as the very last sentence of +the piece. +</P> + +<P> +Cadences serve the same purpose in music, then, as do the punctuation +marks in rhetoric; and an idea of the senselessness and confusion of a +musical composition, if left devoid of cadences in sufficient number +and force, may be gleaned from an experimental test of the effect of a +page of prose, read with persistent disregard of its commas, colons, +and other marks of "cadence." +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +Another evidence of Form in music, that is at once subtle and powerful, +rests upon what might be termed the <I>linear</I> quality of melody. The +famous old definition of a line as a "succession of points," tallies so +accurately with that of melody (as a "succession of single tones"), +that it is not only proper, but peculiarly forceful, to speak of +melodies as <I>tone-lines</I>. Our conception of a melody or tune, our +ability to recognize and reproduce it, depends far more upon its +undulations, its rising, falling, or resting level, than upon its +rhythmic features (the varying lengths of its tones). These movements +trace a resonant line before our mind's eye as surely, though perhaps +not as distinctly, as the pencil of the artist traces the lines of an +image upon the paper; and this process is going on constantly, from +beginning to end, in every piece of music. In a portrait it describes +the contours of face and figure,—in a word, the <I>Form</I>; in the musical +composition it fulfils, to a great extent, the self-same mission, that +of defining the Form. One clear, predominating tone-line traces the +"air" or tune of the piece; and this is often the only line that +arrests the hearer's attention; but there are other tone-lines, less +prominent and less extended and coherent, gliding along harmoniously +beside the Melody proper, which (something like the shading in a +picture) contribute to the richness of the design, and perform their +share in proving and illuminating the Form of the whole. +</P> + +<P> +This is most salient in music for orchestra, where each player +describes an individual tone-line, rendered all the more distinct and +recognizable by the specific "color" of his instrument; and that is the +chief, perhaps the sole, reason why the orchestra is esteemed the most +complete and perfect medium of musical expression. +</P> + +<BR> + +<P> +UNITY AND VARIETY.—As much as opinions and beliefs may differ, among +music critics, as to the necessity of Form in music, and the conditions +of its existence, no reasonable objection can be taken to the +hypothesis that <I>Clearness and Attractiveness</I> are the two vital +requisites upon which the enjoyment of any art depends. The artist's +utterances or creations must be intelligible, and they must be +interesting. The lack, partial or total, of either of these qualities +neutralizes the force of the intended impression, in precise proportion +to the default. +</P> + +<P> +In musical composition these two requisites are embodied in the +principles of Unity and Variety. +</P> + +<P> +<I>Unity</I>—in its various technical phases of Uniformity, Regularity, +Similarity, Equality, Agreement, or whatever other synonym we may find +it convenient to use—is the condition out of which the composer must +secure intelligibility, clearness, definiteness of expression. Glance +at Ex. 2, and note the evidences of unity (similarity) in the rhythmic +and melodic formation of the first four measures. +</P> + +<P> +<I>Variety</I>—in its most comprehensive application—is the medium he must +employ to arouse and sustain the hearer's interest. Glance again at +Ex. 2, and note the contrast between the two halves of the first four +measures, and between these and the following two measures. +</P> + +<P> +These conditions are, of course, squarely opposed to each other, though +their interaction is reciprocal rather than antagonistic; and, from +what has been said, it is obvious that they are of equal importance. +Hence, as was declared on the second page, the great problem of the +art-creator consists in so balancing their operations that neither may +encroach upon the domain of the other. For too constant and palpable +Unity will inevitably paralyze interest; while too much Variety will as +surely tend to obscure the distinctness of the design. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +The workings of the principle of Unity (to which attention must first +be given, because it appears to come first in the order of creation) +are shown in the following elementary details of composition:— +</P> + +<P> +(1) Music is not an art that deals with space, but with Time; therefore +the units of its metrical structure are not inches and the like, but +divisions of time, the basis of which is the <I>beat</I>. The principle of +Unity dictates that the beats which are associated in one and the same +musical sentence shall be of equal duration. Every musician admits the +necessity of keeping "strict time"—that is, marking the beats in +regular, equal pulses. The sub-divisions of the beats (for example, +the eighth or sixteenth notes within a beat) must also be symmetric. +So imperative is this law that it generally prevails through the entire +piece, with only such temporary elongations or contractions (marked +<I>ritardando</I> or <I>accelerando</I>) as may be introduced for oratorical +effects. +</P> + +<P> +(2) The beats are grouped in <I>measures</I> of uniform duration; that is, +containing equal numbers of beats. +</P> + +<P> +(3) The natural <I>accent</I> falls upon the corresponding beat, namely, the +first, of each measure; therefore it recurs regularly, at uniform +intervals of time. +</P> + +<P> +(4) The <I>melodic contents</I> of the first measure, or measures, are +copied (more or less literally) in the next measure, or measures; and +are encountered again and again in the later course of the piece, thus +insuring a fairly uniform melodic impression from which the character +and identity of the composition are derived. Turn to the 8th Song +Without Words of Mendelssohn, and observe how insistently the figure +</P> + +<A NAME="img-008A"></A> +<CENTER> +<IMG SRC="images/img-008a.jpg" ALT="first fragment of 8th Song" BORDER="2" WIDTH="79" HEIGHT="63"> +<H3> +[Illustration: first fragment of 8th Song] +</H3> +</CENTER> + +<P CLASS="noindent"> +and its inversion +</P> + +<A NAME="img-008B"></A> +<CENTER> +<IMG SRC="images/img-008b.jpg" ALT="second fragment of 8th Song" BORDER="2" WIDTH="80" HEIGHT="60"> +<H3> +[Illustration: second fragment of 8th Song] +</H3> +</CENTER> + +<P CLASS="noindent"> +run through the whole number. +</P> + +<P> +(5) The specific figure of the <I>accompaniment</I> is usually reproduced +from measure to measure (or group to group) throughout whole sections +of the piece. Observe, in the 37th Song Without Words, how constantly +the ascending figure of six tones recurs in the lower part (left hand). +Glance also at No. 30; No. 1; No. 25. Many other evidences of Unity +are invariably present in good music, so naturally and self-evidently +that they almost escape our notice. Some of these are left to the +student's discernment; others will engage our joint attention in due +time. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +In every one of these manifestations of unity there lies the germ of +the principle of Variety, which quickens into life with the action of +the former, always following, as offspring and consequence of the +primary unity. Thus:— +</P> + +<P> +(1) The <I>beats</I>, though uniform in duration, differ from each other in +force. The first pulse in each measure (or metric group of any size) +is heavier, stronger, than the following. It—the first—is the +"impulse," and is what is called the accent. This dynamic distinction +it is that gives rise to the two fundamental classes of rhythm, the +duple and triple. In duple rhythm the accent is followed by one +unaccented or lighter beat, so that regular alternation of heavy and +light pulses prevails incessantly. In triple rhythm the accent is +followed by <I>two</I> lighter beats, creating similarly constant, but +<I>irregular</I> alternation of heavy and light pulses. +</P> + +<A NAME="img-009A"></A> +<CENTER> +<IMG SRC="images/img-009a.jpg" ALT="Duple and Triple Rhythm" BORDER="2" WIDTH="414" HEIGHT="109"> +<H3> +[Illustration: Duple and Triple Rhythm] +</H3> +</CENTER> + +<P> +This distinction is so significant and so striking, that the music +lover who is eager to gain the first clues to the structural purpose of +a composition, should endeavor to recognize which one of these two +rhythmic species underlies the movement to which he is listening. It +is fairly certain to be one or the other continuously. Of duple +measure, the march and polka are familiar examples; of triple measure, +the waltz and mazurka. The "regularity" of the former rhythm imparts a +certain stability and squareness to the entire piece, while triple +rhythm is more graceful and circular in effect. +</P> + +<P> +(2) The same dynamic distinction applies also to whole <I>measures</I>, and +</P> + +<P> +(3) to <I>accents</I>. The first of two successive measures, or of two or +more accents, is always a trifle heavier than the other. +</P> + +<P> +(4) The <I>melodic contents</I> of the first measure may be exactly +reproduced in the succeeding measure; but if this is the case, they are +very unlikely to appear still again in the next (third) measure, for +that would exaggerate the condition of Unity and create the effect of +monotony. +</P> + +<A NAME="img-009B"></A> +<CENTER> +<IMG SRC="images/img-009b.jpg" ALT="Example 1. Fragment of Folk-song." BORDER="2" WIDTH="441" HEIGHT="77"> +<H3> +[Illustration: Example 1. Fragment of Folk-song.] +</H3> +</CENTER> + +<P> +The measure marked <I>b</I> is exactly like <I>a</I>. But <I>c</I> is all the more +contrasting, on account of this similarity. +</P> + +<P> +Or, the melodic contents of a measure may be thus reproduced, as far as +the rhythm and direction of the tones are concerned, but—for +variety—they may be shifted to a higher or lower place upon the staff, +or may be otherwise modified. +</P> + +<A NAME="img-010"></A> +<CENTER> +<IMG SRC="images/img-010.jpg" ALT="Example 2. Fragment of Beethoven." BORDER="2" WIDTH="442" HEIGHT="86"> +<H3> +[Illustration: Example 2. Fragment of Beethoven.] +</H3> +</CENTER> + +<P> +Compare the groups marked <I>a</I> and <I>b</I>, and observe how the principles +of unity and variety are both active in these four measures, and how +their effect is heightened by the formation of <I>c</I>. +</P> + +<P> +(5) The figures of the accompaniment, though reproduced in uniform +rhythmic values and melodic direction, undergo constant modifications +in pitch and in shape, similar, to those shown in Ex. 2. See, again, +No. 37 of the Songs Without Words and note the changes in the formation +of the otherwise uniform six-tone groups. +</P> + +<BR> + +<P> +LESSON 1.—The student is to study this chapter thoroughly, and write +answers to the following questions; if possible, without reference to +the text:— +</P> + +<P> +1. What does Form in music mean? +</P> + +<P> +2. Define the conditions which constitute good form. +</P> + +<P> +3. When is a composition faulty in form? +</P> + +<P> +4. What do discriminating listeners recognize in music? +</P> + +<P> +5. What is the difference between the sounds of music and those of +language? +</P> + +<P> +6. How does this prove the necessity of form? +</P> + +<P> +7. By what is the presence of form in music shown? +</P> + +<P> +8. What is the beat? +</P> + +<P> +9. What is the measure? +</P> + +<P> +10. By what means are the measures indicated, (1) to the reader; (2) to +the listener? +</P> + +<P> +11. To what does the further multiplication of the beats give rise? +</P> + +<P> +12. What are cadences? +</P> + +<P> +13. What purpose do they serve in music? +</P> + +<P> +14. What is the best general name for a melody? +</P> + +<P> +15. What object does it fulfil in music form? +</P> + +<P> +16. What are the two vital requisites upon which the enjoyment of an +art creation depends? +</P> + +<P> +17. What purpose does Unity serve? +</P> + +<P> +18. What purpose does Variety serve? +</P> + +<P> +19. What is the great problem of the art-creator? +</P> + +<P> +20. Define the conditions that confirm the principle of unity in music. +</P> + +<P> +21. Define the evidences of variety in music. +</P> + +<BR><BR><BR> + +<A NAME="chap02"></A> +<H3 ALIGN="center"> +CHAPTER II. FUNDAMENTAL DETAILS. +</H3> + + +<P> +TIME.—Time is the same thing in music that it is everywhere else in +nature. It is what passes while a piece of music is being played, +sung, or read. It is like the area of the surface upon which the +musical structure is to be erected, and which is measured or divided +into so many units for this, so many for that, so many for the other +portion of the musical Form. Time is that quantity which admits of the +necessary reduction to units (like the feet and inches of a yardstick), +whereby a System of Measurement is established that shall determine the +various lengths of the tones, define their rhythmic conditions, and +govern the co-operation of several melodies sung or played together. +Time is the canvas upon which the musical images are drawn—in melodic +<I>lines</I>. +</P> + +<BR> + +<P> +TEMPO.—This refers to the degree of motion. The musical picture is +not constant, but panoramic; we never hear a piece of music all at +once, but as a panorama of successive sounds. Tempo refers to the rate +of speed with which the scroll passes before our minds. Thus we speak +of rapid tempo (<I>allegro</I>, and the like), or slow tempo (<I>adagio</I>), and +so forth. +</P> + +<BR> + +<P> +BEATS.—The beats are the units in our System of Measurement,—as it +were, the inches upon our yardstick of time; they are the particles of +time that we mark when we "count," or that the conductor marks with the +"beats" of his baton. Broadly speaking, the ordinary beat (in moderate +tempo) is about equivalent to a second of time; to less or more than +this, of course, in rapid or slow tempo. Most commonly, the beat is +represented in written music by the quarter-note, as in 2-4, 3-4, 4-4, +6-4 measure. But the composer is at liberty to adopt any value he +pleases (8th, 16th, half-note) as beat. In the first study in +Clementi's "Gradus ad Parnassum," the time-signature is 3-1, the whole +note as beat; in the 8th Sung Without Words it is 6-16, the sixteenth +note as beat; in the last pianoforte sonata of Beethoven (op. 111), +last movement, the time-signatures are 9-16, 6-16, and 12-32, the +latter being, probably, the smallest beat ever chosen. +</P> + +<BR> + +<P> +MEASURES.—A measure is a group of beats. The beats are added +together, in measures, to obtain a larger unit of time, because larger +divisions are more convenient for longer periods; just as we prefer to +indicate the dimensions of a house, or farm, in feet or rods, rather +than in inches. +</P> + +<P> +Measures differ considerably in extent in various compositions, +inasmuch as the number of beats enclosed between the vertical bars may +be, and is, determined quite arbitrarily. What is known as a Simple +measure contains either the two beats (heavy-light) of the fundamental +duple group, or the three beats (heavy-light-light) of the triple +group, shown in the preceding chapter. Compound measures are such as +contain more than two or three beats, and they must always be +multiplications, or groups, of a Simple measure; for whether so small +as to comprise only the fundamental groups of two or three beats (as in +2-4, 3-8, 3-4 measure), or so large as to embrace as many as twelve +beats or more (as in 4-4, 6-4, 6-8, 9-8, 12-8 measure), the measure +represents, practically, either the duple or triple species, Simple or +Compound. Thus, a measure of four beats, sometimes called (needlessly) +quadruple rhythm, is merely twice two beats; the species is actually +<I>duple</I>; the alternation of heavy and light pulses is regular; and +therefore the third beat is again an accent, as well as the first, +though <I>less heavy</I>. A measure of 6-8 is triple species, with accents +at beats one and four, precisely as if an additional vertical bar were +inserted after the third beat. In a word, then, the size of the +adopted measure is of no consequence, as long as it is retained +uniformly through the section to which it belongs; and there is no +<I>real</I> difference between 2-4 and 4-4 measure, excepting in the number +of bars used. +</P> + +<P> +A curious and rare exception to this rule of the compound measure +occurs when five or seven beats are grouped together. This involves a +mingling of the duple and triple species, and, consequently, an +irregular disposition of the accents; for instance, 5-4 measure is +either 3+2 or 2+3 beats, with corresponding accentuation: +</P> + +<A NAME="img-013A"></A> +<CENTER> +<IMG SRC="images/img-013a.jpg" ALT="Beat accentuation" BORDER="2" WIDTH="426" HEIGHT="67"> +<H3> +[Illustration: Beat accentuation] +</H3> +</CENTER> + +<BR> + +<P> +RHYTHM.—This word signifies arrangement,—a principle applied, in +music, to the distribution or arrangement of the tones according to +their various <I>time-values</I>. The system of measurement (or metric +system) furnishes tone material with all the details of division, +proportion and comparison; but this, alone, is not rhythm. The metric +system affords the basis for rational and definable rhythm, but +"rhythm" itself does not enter into the proposition until +differentiated factors are associated and opposed to each other. +</P> + +<A NAME="img-013B"></A> +<CENTER> +<IMG SRC="images/img-013b.jpg" ALT="Example 3. Rhythm." BORDER="2" WIDTH="284" HEIGHT="57"> +<H3> +[Illustration: Example 3. Rhythm.] +</H3> +</CENTER> + +<P CLASS="noindent"> +The first measure of this hymn is, by itself, merely an exponent of the +metric principle, for it consists of three uniform quarter-notes. The +second measure, however, is a rhythmic one, because, by dotting the +first of the three beats, three different time-values are obtained +(dotted quarter, eighth, and quarter). Further, by association and +comparison with each other, both measures assume a collective rhythmic +significance. +</P> + +<P> +The rhythmic disposition of the tones is to a certain extent optional +with the composer, but by no means wholly so; the rules of rhythm are +probably the most definite and obvious of all the rules of music +writing. They do not concern the analytical student intimately, but at +least the general distinction between regular and irregular rhythm +should be understood:—We have seen that the natural accent (the +"heavy" pulse) is invariably represented by the first beat of a +rhythmic group; and that one or two lighter pulses intervene before the +next accent appears. Further, it is self-evident that the rhythmic +weight of a tone is proportionate to its length, or time-value; longer +tones produce heavier, and shorter tones lighter, impressions. The +deduction from these two facts is, then, that the rhythmic arrangement +is <I>regular</I> when the comparatively longer tones occupy the accented +beats, or the accented fractions of the beats; and <I>irregular</I> when +shorter tones occupy the accents, or when longer tones are shifted to +any comparatively lighter pulse of the measure or group. +</P> + +<P> +The rhythm of the second measure in Ex. 3 is regular, because the +longest tone stands at the beginning of the measure, thus confirming +(and, in fact, creating) the accent. The rhythm in Ex. 1 is also +regular, throughout, the light eighth-notes occupying the light third +beat, and the heavy dotted-quarter the heavy pulse (in the third +measure). Ex. 2 is strikingly definite in rhythm, because the +time-values are so greatly diversified; and the arrangement is regular. +</P> + +<P> +On the other hand, the following is an example of irregular rhythm: +</P> + +<A NAME="img-014"></A> +<CENTER> +<IMG SRC="images/img-014.jpg" ALT="Example 4. Fragment of Beethoven." BORDER="2" WIDTH="443" HEIGHT="70"> +<H3> +[Illustration: Example 4. Fragment of Beethoven.] +</H3> +</CENTER> + +<P> +The longer (heavier) tones are placed in the middle of the measure, +between the beats; the tie at the end of measure 3 places the heavy +note at the end, instead of the beginning, of the measure, and cancels +the accent of the fourth measure. These irregular forms of rhythm are +called syncopation. See also Ex. 6, second Phrase. +</P> + +<BR> + +<P> +MELODY.—Any succession of <I>single</I> tones is a melody. If we strike +the keys of the piano with two or more fingers of each hand +simultaneously, we produce a body of tones, which—if they are so +chosen that they blend harmoniously—is called a Chord; and a series of +such chords is an illustration of what is known as Harmony. If, +however, we play with one finger only, we produce a melody. The human +voice, the flute, horn,—all instruments capable of emitting but one +tone at a time,—produce melody. +</P> + +<P> +Melody constitutes, then, a <I>line of tones</I>. If, as we have said, Time +is the canvas upon which the musical images are thrown, Melodies are +the lines which trace the design or form of these images. This +indicates the extreme importance of the melodic idea in music form. +Without such "tone-lines" the effect would be similar to that of daubs +or masses of color without a drawing, without the evidence of contour +and shape. +</P> + +<P> +A <I>good</I> melody, that is, a melody that appeals to the intelligent +music lover as tuneful, pleasing, and intelligible, is one in which, +first of all, each successive tone and each successive group of tones +stands in a rational harmonic relation to the one before it, and even, +usually, to several preceding tones or groups. In other words, the +tones are not arranged haphazard, but with reference to their +harmonious agreement with each other. For a model of good melody, +examine the very first sentence in the book of Beethoven's pianoforte +sonatas:— +</P> + +<A NAME="img-015"></A> +<CENTER> +<IMG SRC="images/img-015.jpg" ALT="Example 5. Fragment of Beethoven." BORDER="2" WIDTH="444" HEIGHT="96"> +<H3> +[Illustration: Example 5. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +The tones bracketed <I>a</I>, if struck all together, unite and blend in one +harmonious body, so complete is the harmonic agreement of each +succeeding tone with its fellows; the same is true of the group marked +<I>c</I>. The tones bracketed <I>b</I> and <I>d</I> do not admit of being struck +simultaneously, it is true, but they are all parts of the same key (F +minor), and are closely and smoothly connected; hence their +concurrence, though not one of harmony (chord), is one of intimate tone +relation and proximity. Further, the whole group marked 2 corresponds +in its linear formation, its rising, poising and curling, exactly to +the preceding group, marked 1. This, then, is a <I>good</I> +melody,—tuneful, interesting, intelligible, striking and absolutely +definite. +</P> + +<P> +In the second place, the tones and groups in a good melody are measured +with reference to harmony of time-values; that is, their metric +condition, and their rhythmic arrangement, corroborate the natural laws +already defined:—uniformity of fundamental pulse, uniform recurrence +of accent, and sufficient regularity of rhythmic figure to insure a +distinct and comprehensible total impression. This also may be +verified in the time-values of Ex. 5. Scrutinize also, the melodic and +rhythmic conditions of Exs. 1 and 2,—and the examples on later +pages,—and endeavor to vindicate their classification as "good" +melodies. Ex. 4, though an exposition of irregular rhythm, is none the +less excellent on that account; on the contrary, this irregularity, +because wisely balanced by sufficient evidence of harmonious and +logical agreement, only heightens the beauty and effectiveness of the +melody. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +Whenever whole bodies of tone are played successively, a number of +melody lines are being described,—as many, in fact, as there are tones +in each body. For example, in playing a hymn-tune we describe (on the +keyboard) the four separate melodies known as the soprano, alto, tenor +and bass voices. In a duet, unaccompanied, there are two melodic +lines; if accompanied, other melodic lines are added to these. Thus we +recognize the same system of associated lines in music as in +architecture or drawing. Very rarely indeed does one single unbroken +line portray a complete image. +</P> + +<P> +But in music, as in drawing, the lines differ in their degrees of +importance and prominence; and, very commonly, one line over-shadows +all, or nearly all the rest. This strongest tone-line is therefore apt +to be designated, somewhat unfairly, <I>the</I> melody (the "tune" or "air" +is more just). But, at all events, <I>this predominating melodic line is +the most important factor of the form, the one upon which the +definition and recognition of the "form" depend</I>; and it is therefore +necessary that the student learn to distinguish it, to acquire the +habit of centring his attention upon it,—in reading, listening to, or +analyzing music; and, in playing, to give it the emphasis it requires. +</P> + +<P> +The importance of a tone-line depends solely upon its conspicuousness. +The principal melody—<I>the</I> Melody—is the one which is most salient, +which most attracts the hearer's attention. For this reason the +composer is induced to place his chief melody <I>above the rest of the +tone-lines, because the uppermost tone strikes the ear more acutely +than the lower ones</I>, and therefore the succession of highest tones +constitutes a conspicuous line that attracts and impresses the sense +most keenly. +</P> + +<P> +Here then, at the top of the harmonic tone-complex, we look for the +chief melody; and here it will be found,—excepting when arbitrary +emphasis (by accentuation) is imparted to some lower tone-line, so that +it, for the time being, assumes a prominence equal, or superior, to +that of the uppermost line. (This divided prominence is seen in the +18th Song Without Words—the <I>duet</I>.) +</P> + +<BR> + +<P> +LESSON 2.—Write careful and complete answers to the following +questions:— +</P> + +<P> +1. What is Time, as applied to music? +</P> + +<P> +2. What is <I>tempo</I>? +</P> + +<P> +3. Give a full definition of the beat. +</P> + +<P> +4. By what time-value is it most commonly indicated? +</P> + +<P> +5. Give a full definition of the measure. +</P> + +<P> +6. Why do measures differ in size? +</P> + +<P> +7. What is a simple measure? +</P> + +<P> +8. What is a compound measure? +</P> + +<P> +9. Define duple and triple rhythms. (See also Chap. I.) +</P> + +<P> +10. What does the term rhythm signify? +</P> + +<P> +11. How is it applied in music? +</P> + +<P> +12. When is the rhythm regular? +</P> + +<P> +13. When is the rhythm irregular? +</P> + +<P> +14. Define the difference between melody and harmony. +</P> + +<P> +15. Give a full definition of melody. +</P> + +<P> +16. What are the conditions of a good melody? +</P> + +<P> +17. In what respect does music resemble architecture or drawing? +</P> + +<P> +18. Are the tone-lines in a composition of equal importance? +</P> + +<P> +19. What significance is to be attached to the principal tone-line? +</P> + +<P> +20. Upon what does the importance of a tone-line depend? +</P> + +<P> +21. Where is the chief melody usually placed? +</P> + +<BR><BR><BR> + +<A NAME="chap03"></A> +<H3 ALIGN="center"> +CHAPTER III. FIGURE AND MOTIVE. +</H3> + + +<P> +THE MELODIC FIGURE.—The smallest unit in musical composition is the +single tone. The smallest cluster of successive tones (from two to +four or five in number) that will convey a definite musical impression, +as miniature musical idea, is called a Figure. Assuming the single +tone to represent the same unit of expression as a letter of the +alphabet, the melodic figure would be defined as the equivalent of a +complete (small) word;—pursuing the comparison further, a series of +figures constitutes the melodic Motive, equivalent to the smallest +group of words (a subject with its article and adjective, for example); +and two or three motives make a Phrase, equivalent to the complete, +though comparatively brief, sentence (subject, predicate, and object). +This definition, amply illustrated in the following examples, serves +also to point out the significant resemblance between the structure of +language and of music. The principal melody is, as it were, the voice +of the speaker, whose message is framed wholly out of the primary +tones, or letters of the musical alphabet. The association of primary +tone-units, in successive order, results first in the figure, then in +the motive, then the phrase, period, and so forth, in the manner of +natural growth, till the narrative is ended. The following example, +though extending beyond our present point of observation, is given as +an illustration of this accumulative process (up to the so-called +Period):— +</P> + +<A NAME="img-019"></A> +<CENTER> +<IMG SRC="images/img-019.jpg" ALT="Example 6. Fragment of Beethoven." BORDER="2" WIDTH="448" HEIGHT="104"> +<H3> +[Illustration: Example 6. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-020"></A> +<CENTER> +<IMG SRC="images/img-020.jpg" ALT="Example 6 continued." BORDER="2" WIDTH="438" HEIGHT="103"> +<H3> +[Illustration: Example 6 continued.] +</H3> +</CENTER> + +<P> +The tones bracketed <I>a</I> are the Figures; two (in the last measures, +three) of these are seen to form Motives; two of these motives make the +Phrase; and the whole sentence, of two phrases, is a Period. See also +Ex. 1 and Ex. 2, in which the formation of figures is very distinct. +</P> + +<P> +The pregnancy and significance of each of these tiny musical "words" +(or figures, as we are to call them),—small and apparently imperfect +as they are,—can best be tested by concentrating the attention upon +each as if it stood alone upon the page; it is such vitality of the +separate particles that invests a musical masterwork with its power and +permanency of interest. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +DEFINING THE FIGURES.—It is not always easy to distinguish the figures +in a melodic sentence. While they are unquestionably analogous to the +words in speech, they are by no means as concrete, nor are they +separated as distinctly, as the words upon a written or printed sheet. +This is in keeping with the intangible quality of music, and the +peculiar vagueness of its medium of expression; the quality which veils +its intrinsic purport from the mass of music admirers, and lends it +such exquisite and inexplicable charm to all hearers alike. +</P> + +<P> +In a word, it is not the common practice for a composer to cut up his +melodic sentences into separately recognizable small particles, by +distinctly marking each component <I>figure</I>. Here and there it is done, +by way of contrast, or emphasis, or for a definite rhythmic effect,—as +shown in Ex. 2 and Ex. 6. But more generally the figures are so +closely interlinked that the whole sentence may impress the hearer as +one coherent strain, with an occasional interruption. The very minute +"breaks" between figures are often nearly or quite imperceptible; and +in many cases it is possible to define the figures of a motive in +various, equally plausible ways, simply because the "breaks" (which are +of course surely present, and become more and more apparent between the +larger members of a composition) are likely to be too inconsiderable +among these, smallest factors of the melodic form. +</P> + +<P> +The following three guides may serve to indicate the extremities of the +melodic figures:— +</P> + +<P> +(1) A brief rest, or a longer tone, usually marks the end of a figure. +This is fully illustrated in Ex. 6. See also Ex. 10, Ex. 12. +</P> + +<P> +(2) Similarity of formation (rhythm and melodic direction) almost +invariably defines the mutually opposed, and therefore separable, +divisions of the melody,—both small and large. For example (the +figures are bracketed <I>a</I>):— +</P> + +<A NAME="img-021"></A> +<CENTER> +<IMG SRC="images/img-021.jpg" ALT="Example 7. Fragments of Czerny, Mendelssohn, and Schumann." BORDER="2" WIDTH="432" HEIGHT="253"> +<H3> +[Illustration: Example 7. Fragments of Czerny, Mendelssohn, and Schumann.] +</H3> +</CENTER> + +<P> +See also Ex. 1. The operation of this exceedingly important rule of +"corresponding formation" (about which more will be said later on) is +seen—on a larger scale—in Ex. 2, Ex. 5, and Ex. 6, where it defines +the whole <I>motive</I>. +</P> + +<P> +(3) In default of more definite signs, the figures may be found to +correspond to the metric groups (that is, in lengths of whole or half +measures). Thus:— +</P> + +<A NAME="img-022"></A> +<CENTER> +<IMG SRC="images/img-022.jpg" ALT="Example 8. Fragments of Beethoven." BORDER="2" WIDTH="445" HEIGHT="171"> +<H3> +[Illustration: Example 8. Fragments of Beethoven.] +</H3> +</CENTER> + +<P> +This example illustrates the interlinking of the figures, and suggests +the difficulty that may be encountered in the effort to define melodic +figures. The difficulty is probably greatest in melodies of a lyric +character, where it is necessary to sustain the coherency of the +sentence; for instance, in many of the Songs Without Words,—see No. +40, No. 22, and others, in which an entirely definite separation of the +figures is well-nigh a hopeless task. +</P> + +<P> +For this reason,—that is, because the melodic divisions are so minute +and vague between these smaller particles of the musical sentence,—it +is advisable <I>to give no heed to any factor smaller than the "motive,"</I> +and to undertake the analysis of nothing less than the latter; for even +the most scrupulous "phrasing," in the playing of a composition, must +avoid the risk of incoherency almost certain to result from distinctly +separating all the figures. The melodies in Ex. 8 should not betray +the secret of their formation. +</P> + +<BR> + +<P> +THE MELODIC MOTIVE OR PHRASE-MEMBER.—This, as has already been stated, +is a somewhat longer section, compounded of two or more figures. Being +thus longer, the "breaks" or spaces between motives are generally more +emphatic and recognizable than those between the figures, and therefore +it is easier, as a rule, to define the extremities of motives. +</P> + +<P> +Melodic motives differ in length from one to four measures; by far the +most common extent, however, is two measures, and the student will do +wisely to accept this dimension and analyze accordingly, unless there +is unmistakable evidence to the contrary. The indications are +precisely the same as those illustrated in the preceding two examples +as guides for the definition of figures. +</P> + +<P> +For example:— +</P> + +<A NAME="img-023"></A> +<CENTER> +<IMG SRC="images/img-023.jpg" ALT="Example 9. Fragments of Beethoven, Mendelssohn, and Mozart." BORDER="2" WIDTH="446" HEIGHT="279"> +<H3> +[Illustration: Example 9. Fragments of Beethoven, Mendelssohn, and Mozart.] +</H3> +</CENTER> + +<P> +In the first of these examples the extent of the motives is proven by +each of the three given guides: the rest, which marks the end of the +first member; the similarity of melodic and rhythmic formation, which +proclaims the beginning of the second member, parallel with that of the +first; and the regular (two-measure) dimension. In Nos. 2 and 3 there +are no rests between the motives, and the melodic formation differs; +here it is the standard of two measures that defines the members. +</P> + +<P> +Ex. 3 is a two-measure motive. In Exs. 2, 5, and 6, the motives are +all two measures in length. +</P> + +<P> +In the following:— +</P> + +<BR> + +<A NAME="img-024A"></A> +<CENTER> +<IMG SRC="images/img-024a.jpg" ALT="Example 10. Fragment of Beethoven." BORDER="2" WIDTH="428" HEIGHT="91"> +<H3> +[Illustration: Example 10. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +one is tempted to call each <I>single</I> measure a motive, because of the +number of tones it contains, and the weight (length) of the final tone, +which makes a much more emphatic interruption than commonly occurs +between figures. +</P> + +<P> +And in the following, on the other hand:— +</P> + +<A NAME="img-024B"></A> +<CENTER> +<IMG SRC="images/img-024b.jpg" ALT="Example 11. Fragment of Beethoven." BORDER="2" WIDTH="455" HEIGHT="100"> +<H3> +[Illustration: Example 11. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +the entire four-measure sentence is evidently one motive, for there is +no recognizable indication of an interruption at any point. The same +is true of the two melodies given in Ex. 8. +</P> + +<P> +The following illustrates an irregular (uneven) association of +members:— +</P> + +<A NAME="img-024C"></A> +<CENTER> +<IMG SRC="images/img-024c.jpg" ALT="Example 12. Fragment of Mozart." BORDER="2" WIDTH="455" HEIGHT="183"> +<H3> +[Illustration: Example 12. Fragment of Mozart.] +</H3> +</CENTER> + +<P CLASS="noindent"> +Here again, there may be a disposition to adopt the upper line of +brackets, assigning a single measure to each motive. But both here, +<I>and in Ex. 10</I>, the student is advised to adhere to the two-measure +standard; he will avoid much needless confusion by so doing,—at least +until he shall have so developed and sharpened his sense of melodic +syntax that he can apprehend the finer shades of distinction in the +"motion and repose" of a melody. Adopting the lower line of brackets, +we discover successive members of unequal length, the first one +containing two, the next one three measures. +</P> + +<BR> + +<P> +PRELIMINARY TONES.—It is a singularly effective and pregnant quality +of the element of musical rhythm, that its operations are not bounded +by the vertical bars which mark off the measures. That is to say, a +rhythmic figure (and, in consequence, a melodic figure or motive) does +not necessarily extend from bar to bar, but may run from the middle (or +any other point) of one measure, to the middle (or corresponding point) +of the next; precisely as prosodic rhythm comprises poetic feet which +begin either with an accented or with an unaccented syllable. See Ex. +10. Hence the significant rule, <I>that a melodic member may begin at +any part of a measure</I>, upon an accented or an unaccented beat, or upon +any fraction of a beat. For example:— +</P> + +<A NAME="img-025"></A> +<CENTER> +<IMG SRC="images/img-025.jpg" ALT="Example 13. Fragments of Mendelssohn." BORDER="2" WIDTH="452" HEIGHT="277"> +<H3> +[Illustration: Example 13. Fragments of Mendelssohn.] +</H3> +</CENTER> + +<A NAME="img-026"></A> +<CENTER> +<IMG SRC="images/img-026.jpg" ALT="Example 13 continued. Fragments of Mendelssohn and Mozart." BORDER="2" WIDTH="449" HEIGHT="240"> +<H3> +[Illustration: Example 13 continued. Fragments of Mendelssohn and Mozart.] +</H3> +</CENTER> + +<P> +In No. 1, the motive begins squarely with the measure, upon the +accented beat. In No. 2, the same motive is enlarged by two tones at +the outset, which locates its beginning upon the fourth 8th—the second +half of the second beat. In No. 3 the motive begins upon an accented +beat, but it is the lighter (secondary) accent of the 3d beat. The +various conditions of unaccented beginnings in Nos. 4, 5 and 6 are +easily recognizable. In No. 7 quite a large fraction of a measure +precedes the first accent (at the beginning of the full measure). +Examine, also, all the preceding examples, and note the different +accented or unaccented locations of the first tone, in each figure and +motive. +</P> + +<P> +When a figure or motive starts at the accented beat, it begins, so to +speak, in the right place; <I>any tone or tones which precede the accent +are merely preliminary or introductory tones</I>. While they are very +desirable and necessary, in the fulfilment of certain purposes, they +are not an <I>essential</I> part of the motive; they appear to represent the +ornamental rather than the stable element of the melodic sentence, and +their employment is therefore a matter of option and taste rather than +of absolute necessity. The accent indicates the point where the body +of the motive begins; the accent is the point where the stake is +driven; all that goes before is simply preparatory,—the changeable +material which flutters about the fixed center. Therefore the +preliminary tones do not indicate the <I>essential</I> or actual beginning +of the motive, but its apparent or conditional beginning only; or what +might be called its <I>melodic</I> beginning. For this reason, also, the +actual "first measure" of a motive or phrase or sentence of any kind is +always the first FULL measure,—the measure which contains the first +primary accent; that is to say, the preliminary tone or tones do not +count as first measure. For this reason, further, it is evident that +preliminary tones are invariably to be regarded as borrowed from the +final measure of the preceding motive or phrase; they must be accounted +for in someway,—must derive their metric pulse from some group,—and +as they cannot be a part of the first measure, they obviously form a +borrowed portion of the (preceding) last measure. This will be better +understood by reference to Ex. 14, No. 3; the two 16ths at the end of +the 4th measure (preliminary tones of the following phrase) are +borrowed from the <I>f</I> which precedes,—the final tone of the first +phrase, that would, but for this reduction, have been the full +half-note necessary to complete the four measures (like the final <I>g</I>). +</P> + +<P> +Perhaps the most striking feature of this rule of preliminary tones is +the absolute freedom of its application. It is <I>always</I> wholly +optional with the composer to begin his figure or motive at whatever +part of the measure he may elect; at the accent or not; with or without +preliminary tones; to borrow beats from the preceding ending or not, as +his judgment or taste, or possibly some indirect requirement, may +decide. So valid is this license, that it is by no means unusual to +find consecutive members of the same phrase beginning at different +points in the measure. This results, apparently, in motives of +irregular, unsymmetric lengths; but no confusion is possible if the +student will recollect and apply the rule that the objective point (the +heart, so to speak) of each motive is the first primary accent it +contains; counting from these points, all irregularities of melodic +extent become purely accidental and harmless. For illustration (the +preliminary tones are marked <I>a</I>):— +</P> + +<A NAME="img-028"></A> +<CENTER> +<IMG SRC="images/img-028.jpg" ALT="Example 14. Fragments of Mozart, Beethoven, and Mendelssohn." BORDER="2" WIDTH="446" HEIGHT="430"> +<H3> +[Illustration: Example 14. Fragments of Mozart, Beethoven, and Mendelssohn.] +</H3> +</CENTER> + +<P> +In No. 1, the first motive evidently ends with the longer tone, +<I>g</I>-sharp. In No. 2, each one of the four motives differs from the +others in length; the sum of them is, however, exactly 24 beats, or 8 +measures; hence, each one is <I>actually</I> a two-measure motive, counting +from accent to accent. The upper numbers indicate the <I>actual, vital</I> +beginning of each motive. +</P> + +<P> +This very natural, and fairly common, inequality increases the +difficulty of analysis somewhat. A knowledge of the principal chords, +and familiarity with their manner of employment in composition, greatly +facilitates the task, because the harmonic design furnishes in many +cases the only unmistakable clue to the extremities of the melodic +members. The difficulty finally vanishes only when the student has +learned to appreciate the declamatory quality of all good melody, and +can detect its inflections, its pauses; can <I>feel</I> which (and how many) +of its tones are coherent and inseparable, and where the points of +repose interrupt the current, and thus divulge the sense of the melodic +sentence. +</P> + +<BR> + +<P> +LESSON 3.—Analyze the third Song Without Words of Mendelssohn (A +major, the so-called Hunting Song); first of all, locate the principal +melody,—it is not always the uppermost line of tones; then divide this +melody into its melodic motives, marking the "breaks" which separate +each from the following one; the figures may be noted, also, but only +mentally. No. 35 may also be analyzed in the same manner. +</P> + +<BR><BR><BR> + +<A NAME="chap04"></A> +<H3 ALIGN="center"> +CHAPTER IV. THE PHRASE. +</H3> + + +<P> +THE PHRASE.—It is not altogether easy to give a precise definition of +the phrase. Like so many of the factors which enter into the +composition of this most abstract, ideal, and intangible of the arts, +the phrase demands considerable latitude of treatment, and will not +readily submit to strict limitations or absolute technical conditions. +Perhaps the most correct definition is, that the term phrase is +equivalent to "sentence," and represents the smallest musical section +that expresses a <I>complete</I> idea; not necessarily wholly finished, and +therefore independent of other adjoining phrases, but at least as +complete <I>in itself</I> as is an ordinary brief sentence in grammar, with +its subject, predicate, and object. It should be sufficiently long to +establish the sense of tonality, the consciousness of beginning, +course, and ending, and should exhibit a certain (though limited) +amount of palpable and satisfying melodic and harmonic contents. For +this reason, the Phrase, and nothing smaller, should be regarded as the +structural basis of musical form. +</P> + +<P> +The factors defined in the preceding chapter (the figure and motive) +are, as a rule, decidedly less than is demanded of a complete phrase, +which—as has been intimated—usually consists in the union of two +(possibly more) motives,—just as the motive is compounded of figures, +and the latter of single tones. +</P> + +<P> +In some, comparatively rare, cases the composer gives a phrase an +independent place upon his page, as complete miniature sentence, not +directly connected with other phrases. This may be seen, very plainly, +at the beginning (the first four or five measures) of the Songs Without +Words, Nos. 28, 41, 35, 3, 4, 16. Examine each, carefully, and the +nature of the phrase in its most definite form will become apparent. +</P> + +<P> +Such independent phrases are most likely to be found, like the above, +at the beginning or end of a larger composition, to which they are +related indirectly, as isolated introduction, or postlude. Thus, the +following complete phrase appears at the beginning of a song: +</P> + +<A NAME="img-031"></A> +<CENTER> +<IMG SRC="images/img-031.jpg" ALT="Example 15. Fragment of Schubert." BORDER="2" WIDTH="443" HEIGHT="135"> +<H3> +[Illustration: Example 15. Fragment of Schubert.] +</H3> +</CENTER> + +<P CLASS="noindent"> +Its division into two melodic motives, and the subdivision of these +into figures, is plainly marked. +</P> + +<P> +When the phrase assumes such a conspicuous position, and is so complete +and definite in its effect as the ones just seen, there is naturally no +difficulty in recognizing and defining its extremities. But the task +of phrase analysis is by no means always thus easy. +</P> + +<BR> + +<P> +LENGTH OF THE REGULAR PHRASE.—Fortunately for the work of analysis, +there are certain established landmarks of forms, so conscientiously +observed, and so firmly grounded in the practices of classic writing +(because the necessary consequences of natural law), that it is +generally practicable to fix fairly regular and plausible boundaries to +the phrase, notwithstanding the freedom and elasticity which +characterize the application of the syntactic principle in music. +</P> + +<P> +Therefore the student will find that a phrase, in the great majority of +cases, covers exactly <I>four measures</I>, and will seldom be misled if he +looks for the end of his phrase four measures beyond its beginning. +This refers, be it understood, only to measures of average size (in the +ordinary time denominations, 3-4, 4-4, 6-8 measure). If the measures +are uncommonly large (9-8, 12-8), the phrase will probably cover no +more than two of them; or, if small (2-4, or 3-4 in rapid tempo), the +phrase may extend to the eighth measure. The operation of this +four-measure rule is exhibited with striking regularity and persistence +in the <I>Jugend Album</I> of Schumann (op. 68); throughout its forty-three +numbers there are probably no more than a half-dozen phrases whose +length differs from this standard. For example: +</P> + +<A NAME="img-032"></A> +<CENTER> +<IMG SRC="images/img-032.jpg" ALT="Example 16. Fragment of Schumann, Op. 68, No. 11." BORDER="2" WIDTH="465" HEIGHT="433"> +<H3> +[Illustration: Example 16. Fragment of Schumann, Op. 68, No. 11.] +</H3> +</CENTER> + +<P> +It will be observed that the first (and also the third) of these +phrases consists of two exactly similar two-measure motives. This +seems to lend some confirmation to the idea of a two-measure phrase; +but the student is warned against deviating from his four-measure +standard, upon such evidence as this. Many instances will be found, +like these, in which the impression of a complete phrase is not gained +until the motive of two measures has been thus repeated; <I>the +repetition is necessary</I>, in order to finish the sentence, and this +proves that the two measures alone do not constitute the "complete +idea" which we expect the phrase to represent. +</P> + +<P> +The same regularity of dimension will usually be found in all kinds of +dance music; in technical exercises (for instance, the études of Czerny +and others); and in all music of a simple or popular character. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +EXCEPTIONS.—In its ordinary, normal condition the phrase is a musical +sentence four measures in length. But this rule has its necessary +exceptions; necessary because, as we have learned, the principle of +Variety is quite as vital as that of Unity or symmetry. The phrase is +not always regular; by various means and for various reasons, it +occasionally assumes an irregular form. When such irregular phrases +are encountered (phrases of less or more than four measures) the +student will best distinguish them by defining their extremities, their +beginning and ending—as "beginning" and "ending," without reference to +their length. This should not be attended with any serious difficulty; +at least not to the observant student who reads his musical page +thoughtfully, and attaches some meaning to the figures and motives of +the melody; who endeavors to recognize the extent to which the +successive tones appear to cling together (like the letters in a word) +and constitute an unbroken melodic number,—and, in so doing, also +recognizes the points where this continuity is broken, and a new number +is announced. Much assistance may be derived from the fact—striking +in its simplicity—that the ending of one phrase defines, at the same +time, the beginning of the next, and <I>vice versa</I>. The locating of +one, therefore, serves to locate the other. There is, usually, +something sufficiently indicative about a "beginning," to render it +noticeable to a careful observer, and the same is true of an "ending." +This is illustrated in the following: +</P> + +<A NAME="img-034"></A> +<CENTER> +<IMG SRC="images/img-034.jpg" ALT="Example 17. Fragments of Beethoven." BORDER="2" WIDTH="452" HEIGHT="469"> +<H3> +[Illustration: Example 17. Fragments of Beethoven.] +</H3> +</CENTER> + +<P> +No. 1 is from the pianoforte sonata, op. 10, No. 3, second movement; +see the original. This phrase exhibits an ending, unmistakably, in the +<I>fifth</I> measure, and not in the fourth. Its form is therefore +irregular. +</P> + +<P> +In No. 2 (from the first pianoforte sonata), the first phrase ends with +the fourth measure, obviously, for the evidence of a new "beginning" in +the following measure is perfectly clear; the phrase is therefore +regular. But the next phrase runs on to the <I>sixth</I> measure from this +point (the tenth from the beginning of the whole), because there is no +earlier evidence of an "ending." Observe that the first phrase has a +preliminary quarter-note, the second phrase none. Turning to +Mendelssohn's Songs Without Words, the very first (introductory) phrase +of No. 3 is five measures in length; the first one in No. 35 also +contains five measures; the first one in No. 16, and in No. 9, contains +three measures. The irregular phrase will be again considered (in a +different aspect) in a later chapter. +</P> + +<P> +The recognition of these syntactic traits of the melodic sentence is of +great moment to the player, for they constitute the information upon +which conscious, intelligent, effective <I>phrasing</I> depends; and without +intelligent phrasing, without a clear exposition of the formation and +arrangement of the members and phrases, full comprehension and adequate +enjoyment of a musical composition is impossible. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +CONTENTS OF THE PHRASE.—The question may arise, what is it that makes +a phrase,—the rhythm, harmony, or melody? Strictly speaking, all +three; for music subsists in the ceaseless co-operation of these three +primary elements of composition, and no phrase is wholly complete +without the evidence of each and all. Generalizing the definitions +already given, the function of each of these primary elements may be +thus described: The element of harmony regulates the choice of the +tones that are to sound together; the upright shafts of tone (chords) +which determine the <I>body</I>, or framework, of the music. The element of +melody regulates the choice of single tones, selected from the +successive shafts of harmony, that are to form a connected line or +strand of tones (in horizontal order, so to speak),—something like a +chain or chains stretched from harmonic post to post, which describe +the figure or <I>outline</I> of the musical image. The element of rhythm +gives the whole body its <I>life</I>,—regulates the choice of varying +lengths, defining the infinitely varied "tapping" of the musical +mechanism. +</P> + +<P> +It is evident, from this, that no vivid, satisfying musical impression +can be created in the absence of any one of these essential elements. +But, for all that, they are not of equal importance; and, in +determining the extremities of the phrase (and of all other factors of +musical structure), the melody takes precedence over harmony and +rhythm. That is to say, that in his analysis of figures, motives, +phrases, periods, and so forth, the student's attention should be +centered upon the melody,—that chain of successive single tones which, +as repeatedly stated, usually describes the <I>uppermost</I> line of the +harmonic and rhythmic body. That is the reason why the illustrations +given in this book are so frequently limited to the melody alone; it is +the pencil point which traces the design, describes the form, of the +musical composition. +</P> + +<BR> + +<P> +LESSON 4.—Procure the <I>Jugend Album</I>, op. 68, of Schumann, and mark +the phrases in Nos. 1, 2, 4, 5, 6, 7, 8, 9, 13, 18, 20, and others. In +the given numbers the phrases are all regular,—four measures in length. +</P> + +<P> +Analyze in the same manner Mendelssohn's Songs Without Words, Nos. 27, +22 (first phrase, five measures), 48, 28, 35, and others; occasional +irregularities may be encountered. +</P> + +<P> +Also Beethoven, pianoforte sonata; op. 14, No. 2, second movement (C +major, <I>andante</I>); and op. 26, first movement. +</P> + +<P> +A few cautious experiments may also be made in analyzing any +composition which the student may chance to be studying, especially if +not too elaborate. The necessary safeguard consists in simply passing +over every confusing point, limiting the analysis to those phrases that +are self defining, for the present,—until greater experience and +fuller information shall have been gained. +</P> + +<BR><BR><BR> + +<A NAME="chap05"></A> +<H3 ALIGN="center"> +CHAPTER V. CADENCES. +</H3> + + +<P> +CADENCES IN GENERAL.—A cadence is the ending of a phrase. Strictly +speaking, every interruption or "break" between figures, and between +all melodic members, is a cadence; but the term "cadence" is applied to +nothing smaller than entire phrases. +</P> + +<P> +The cadence is the point of Repose which creates the necessary contrast +with the condition of Action that prevails more or less constantly +during the phrase; and the effect of this point of repose is, +therefore, to separate one phrase from the next. The cadential effect +is generally produced by two or three chords, the last one of which is +called the cadence-chord, and stands, when the cadence is perfectly +regular, upon an accented beat of the final measure. This, according +to our definition of the phrase, will most commonly be the fourth +measure. +</P> + +<P> +For example: +</P> + +<A NAME="img-037"></A> +<CENTER> +<IMG SRC="images/img-037.jpg" ALT="Example 18. Fragment of Schumann." BORDER="2" WIDTH="442" HEIGHT="160"> +<H3> +[Illustration: Example 18. Fragment of Schumann.] +</H3> +</CENTER> + +<P> +The first chord in the fourth measure, on the accented beat, is the +"cadence-chord"; but the preceding chord (and possibly the one before +that, also) is naturally inseparable from the final one, and therefore +the entire cadence would be defined technically as embracing both (or +all three) of these chords. The effect of repose is obtained <I>by the +length of the final chord</I>, which exceeds that of any other melody tone +in the phrase; its time-value is a dotted quarter, because of the +preliminary tone (<I>e</I>, before the first accent) which, in the original +(op. 68, No. 28), precedes the next phrase in exactly the same manner. +</P> + +<P> +Illustrations of the regular cadence will be found, also, in Ex. 15 and +Ex. 16; in the latter,—consisting as it does of four consecutive +phrases, four cadences occur, distinctly marked by the <I>longer tone</I> on +the accented beat of each successive fourth measure. +</P> + +<BR> + +<P> +MODIFICATION OR DISGUISING OF THE CADENCE.—The most natural and +characteristic indication of a cadence is the <I>longer tone</I>, seen in +the examples to which reference has just been made; for a tone of +greater length than its fellows is, in itself, the most conclusive +evidence of a point of repose, as compared with the shorter tones in +the course of the sentence, whose more prompt succession indicates the +action of the phrase. (See Ex. 29.) +</P> + +<P> +From this the student is not to conclude that every long tone marks a +cadence. The rhythmic design of a melody is obtained by a constant +interchange of long and short tones, without direct reference to the +cadence alone; and numerous examples will be found in which tones of +equal, or even greater, length than the cadence-tone occur in the +course of the phrase. We have already seen that the end of a motive, +or even of a figure, may be marked by a longer tone, or its equivalent +in rests; and have been taught to expect a cadence in the fourth +measure only, as a rule. +</P> + +<P> +But the direct evidence of a cadence afforded by a longer tone is +considered not only unnecessary, but in many cases distinctly +undesirable. While cadences are indispensable, in music of clearly +recognizable form, it is equally true that they must not be so emphatic +as to check the current of melody and harmony too frequently or +completely, or destroy the continuity and coherence of the members. +And it is therefore an almost invariable practice, especially in music +of a higher order, to modify and disguise the cadences by some means or +other; that is, to diminish the weight of the characteristic "longer +tone,"—to counteract, partially or entirely, the impression of actual +cadential cessation, by continuing (instead of interrupting) the +rhythmic pulse. This is so very common, and so confusing a device, +that the effect of the various methods employed to conceal or disguise +a cadence must be thoroughly understood. +</P> + +<P> +It is necessary to remember, always, the rule that governs the actual +body of the phrase, and its possible preliminary tones; namely, that +the vital, essential starting-point of a phrase (and other factors of +musical form) is <I>the first primary accent</I>, the first beat of the +first <I>full</I> measure. The length of the phrase is reckoned from this +point, and consequently, the cadence-chord is entitled to all the beats +that remain, from its accent to the very end of the final measure. For +example: +</P> + +<A NAME="img-039"></A> +<CENTER> +<IMG SRC="images/img-039.jpg" ALT="Example 19. Fragment of Mozart." BORDER="2" WIDTH="438" HEIGHT="95"> +<H3> +[Illustration: Example 19. Fragment of Mozart.] +</H3> +</CENTER> + +<P> +In this case the cadence-chord is not modified or disguised in the +least, but takes full advantage of the six beats that make the sum of +the fourth measure. +</P> + +<P> +This important fact concerning the actual value of the cadence-chord +remains unchanged, through all the licenses taken in disguising or +(apparently) diminishing its value. Whatever means may be resorted to, +in modifying the cadence, they do not alter the fact that <I>the +cadence-chord is always entitled to this full sum of beats</I>; and these +beats virtually represent the cadence-chord, either in its unchanged +form (as in Ex. 19 and Ex. 16) or in any of the manifold disguised +forms illustrated in the following examples. +</P> + +<P> +One of the simplest forms is shown in Ex. 15:—The cadence-chord, on +the accented beat of the fourth measure, is entitled to the six beats +contained in that final measure. One beat is borrowed for the +preliminary tone of the next phrase (that does not appear in our +example, but corresponds to the preliminary tone at the beginning); and +three beats are represented by rests, which cancel the resonance of the +melody-tone <I>g</I>, but do not actually negate the effect of the +cadence-chord. In consequence of these two reductions, the time-value +of the <I>cadence-tone</I> is diminished to two beats, and the whole cadence +assumes a lighter, less obstinate and stagnant character. Of the six +beats belonging to the cadence-chord, four are occupied by the tones of +the accompaniment, which thus serves to bridge over the measure of +repose without destroying the impression of a cadence. +</P> + +<P> +The treatment of the cadence is similar to this in Ex. 18. +</P> + +<P> +In Ex. 17, No. 1, the cadence-chord falls, properly, upon the primary +accent (first beat) of the final measure—in this instance the fifth +measure, as we have learned. The six beats to which it is entitled are +all occupied by the simple reiteration of the final melody tone, while +the sense of "interruption" is imparted by the long rest in the lower +parts. +</P> + +<P> +It is by thus sustaining the rhythmic pulse, during the measure +allotted to the cadence-chord, that the desired dual impression,—that +of cadential interruption without actual cessation,—is secured. It is +like rounding off a corner that might otherwise be too angular or +abrupt. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +The question naturally arises: What tones are chosen to provide +material for this continuation of the rhythm? They are usually derived +from the cadence-chord, or its auxiliary embellishments; and the +methods employed may be classified as follows: +</P> + +<P> +(1) The rhythmic pulse is marked in the accompanying (subordinate) +parts, as seen in Ex. 15, Ex. 18, and the following:— +</P> + +<A NAME="img-040"></A> +<CENTER> +<IMG SRC="images/img-040.jpg" ALT="Example 20. Fragment of Mendelssohn." BORDER="2" WIDTH="449" HEIGHT="153"> +<H3> +[Illustration: Example 20. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<A NAME="img-041A"></A> +<CENTER> +<IMG SRC="images/img-041a.jpg" ALT="Example 20 continued." BORDER="2" WIDTH="458" HEIGHT="132"> +<H3> +[Illustration: Example 20 continued.] +</H3> +</CENTER> + +<P> +</P> + +<P> +The point of repose is marked by the longer melody tone <I>f</I>, on the +accent of the fourth measure. The value of the cadence-chord is +recorded, however, in the living tones of the accompanying figure, +which here (as in almost every similar case in composition) continues +its rhythmic movement undisturbed. +</P> + +<P> +(2) The cadence-chord, or, more properly, the <I>cadence-tone</I> in the +melody, is shifted to some later beat in the cadence measure. Thus: +</P> + +<A NAME="img-041B"></A> +<CENTER> +<IMG SRC="images/img-041b.jpg" ALT="Example 21. Fragment of Mozart." BORDER="2" WIDTH="443" HEIGHT="126"> +<H3> +[Illustration: Example 21. Fragment of Mozart.] +</H3> +</CENTER> + +<P> +In this example there is in reality no irregularity, because the +cadence-tone rests upon an <I>accented beat</I> (the fourth, in 6-8 +measure), and the conditions of a cadence are fulfilled by <I>any</I> +accent, primary or secondary, of the final measure. But it belongs, +nevertheless, to this class of disguised cadences; for whatever +results, thus, in abbreviating the value of the cadence-chord, lightens +the effect of the cadence, and serves the desirable purpose so +persistently pursued by all good writers. Further:— +</P> + +<A NAME="img-041C"></A> +<CENTER> +<IMG SRC="images/img-041c.jpg" ALT="Example 22. Fragment of Beethoven." BORDER="2" WIDTH="450" HEIGHT="81"> +<H3> +[Illustration: Example 22. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-042"></A> +<CENTER> +<IMG SRC="images/img-042.jpg" ALT="Example 22 continued. Fragments of Mendelssohn, Schumann, and Mozart." BORDER="2" WIDTH="444" HEIGHT="482"> +<H3> +[Illustration: Example 22 continued. Fragments of Mendelssohn, Schumann, and Mozart.] +</H3> +</CENTER> + +<P> +Nos. 2 and 3 illustrate the method most commonly adopted in shifting +the cadence-tone forward to a later beat; namely, by placing an +embellishing tone (usually the upper or lower neighbor) of the +cadence-tone upon the accented beat belonging properly to the latter. +Nos. 4 and 5 are both extreme cases; the actual cadence-tone is shifted +to the very end of the measure, so that the effect of cadential +interruption is very vague and transient,—and will be quite lost +unless the player is intelligent enough to emphasize, slightly, the +phrasing (by making a distinct, though very brief, pause before +attacking the following measure). See also Ex. 17, No. 2, the first +phrase; here, again, the melody runs on (through tones which embellish +the cadence-chord, <I>f-a-c</I>) to the last 8th-note of the fourth measure. +</P> + +<P> +(3) A certain—entirely optional—number of tones are borrowed from the +value of the cadence-chord, as <I>preliminary tones</I> of the following +phrase. An illustration of this has already been seen in Ex. 14, No. 2 +and No. 3. It is the employment of such preliminary tones, that, as +thoroughly explained in Chapter III, creates a distinction between the +<I>melodic</I> beginning and the actual vital starting point of the phrase; +or that gives the phrase an apparently shifted location in its measures. +</P> + +<P> +Further (the actual cadence-tone is marked):— +</P> + +<A NAME="img-043"></A> +<CENTER> +<IMG SRC="images/img-043.jpg" ALT="Example 23. Fragments of Beethoven and Mendelssohn." BORDER="2" WIDTH="449" HEIGHT="378"> +<H3> +[Illustration: Example 23. Fragments of Beethoven and Mendelssohn.] +</H3> +</CENTER> + +<A NAME="img-044A"></A> +<CENTER> +<IMG SRC="images/img-044a.jpg" ALT="Example 23 continued. Fragment of Mendelssohn." BORDER="2" WIDTH="454" HEIGHT="97"> +<H3> +[Illustration: Example 23 continued. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P CLASS="noindent"> +No. 1 illustrates, again, the absence of preliminary tones in one +phrase, and their presence in the next. In each of these examples +(excepting, perhaps, No. 2) the cadence is so thoroughly disguised that +there is little, if any, evidence left of the "point of repose." In +No. 4, particularly, the cadence-measure is rhythmically the most +active one in the phrase. And yet the presence of a genuine cadence at +each of these places, marked *, is as certain and indisputable as in +Ex. 19. The ear will accept a cadence upon the slightest evidence <I>in +the right place</I>,—where a cadence is expected. See, also, Mozart +pianoforte sonata No. 10 (in D major), first 12 measures; measure 8 is +a <I>cadence-measure</I>. +</P> + +<P> +Here follow a few more examples which illustrate the most extreme +application of this principle of borrowed tones,—a mode of treatment +very common in the music of Mozart, Haydn, and, in fact, all classic +writers:— +</P> + +<A NAME="img-044B"></A> +<CENTER> +<IMG SRC="images/img-044b.jpg" ALT="Example 24. Fragments of Mozart." BORDER="2" WIDTH="451" HEIGHT="265"> +<H3> +[Illustration: Example 24. Fragments of Mozart.] +</H3> +</CENTER> + +<A NAME="img-045"></A> +<CENTER> +<IMG SRC="images/img-045.jpg" ALT="Example 24 continued. Fragment of Beethoven." BORDER="2" WIDTH="450" HEIGHT="173"> +<H3> +[Illustration: Example 24 continued. Fragment of Beethoven.] +</H3> +</CENTER> + +<P> +It is difficult to believe that in each of these cases the long array +of 16th-notes should not constitute the actual beginning of the phrase, +but are only preliminary; and yet this is the only correct view to take +of it, and it is the view which will simplify all analysis, when +thoroughly comprehended. It must be seen that the cluster of +16th-notes in the cadence-measure (of the preceding phrase) is +<I>one-sixteenth short of a full measure</I>, and, therefore, it does not +represent the first measure of the next phrase, because our inviolable +rule is that the first measure of a phrase is its first <I>full</I> measure. +The above examples emphasize the correct manner of counting the +measures; and they simply illustrate possible methods of <I>disguising +the cadence</I>. +</P> + +<P> +In some cases it is difficult to determine whether the tones which thus +disturb the "repose" of the cadence-measure belong to the cadence-chord +(that is, to the <I>present</I> phrase), or, as preliminary tones, to the +following phrase. Upon careful scrutiny, however, it will be found +possible to decide, by examining their melodic bearing, to which phrase +they pertain. In Example 22, they are manifestly (even in No. 5) a +part of the present phrase; in Example 23 and 24 they are as certainly +preliminary to the phrase which follows. In the following example they +seem to constitute an entirely independent little "interlude," without +direct reference to either phrase: +</P> + +<A NAME="img-046A"></A> +<CENTER> +<IMG SRC="images/img-046a.jpg" ALT="Example 25. Fragment of Mozart." BORDER="2" WIDTH="460" HEIGHT="178"> +<H3> +[Illustration: Example 25. Fragment of Mozart.] +</H3> +</CENTER> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +THE ELISION.—Finally, there are some (very rare) instances where the +composer appears to yield to the seductive influence of such extensive +preliminary groups as those seen in Example 24, and by setting aside +the trifling discrepancy, permits the apparent preliminary tones to +represent the <I>actual first measure of the next phrase</I>. This is +easily accomplished, when, as in Example 24, No. 2, it is only one +16th-note short of a full measure. And although this 16th, being the +cadence-chord, is actually equivalent to the whole measure, it is +sometimes less confusing to the hearer to silence it. This is called +stifling the cadence (or Elision); and its presence depends simply upon +sufficient proof that what was supposed to be the cadence-measure (and +to a certain extent is such) is at the same time <I>really the first +measure of the next sentence</I>. The following contains an illustration +of the elision of a cadence: +</P> + +<A NAME="img-046B"></A> +<CENTER> +<IMG SRC="images/img-046b.jpg" ALT="Example 26. Fragment of Mozart." BORDER="2" WIDTH="458" HEIGHT="178"> +<H3> +[Illustration: Example 26. Fragment of Mozart.] +</H3> +</CENTER> + +<A NAME="img-047"></A> +<CENTER> +<IMG SRC="images/img-047.jpg" ALT="Example 26 continued." BORDER="2" WIDTH="453" HEIGHT="309"> +<H3> +[Illustration: Example 26 continued.] +</H3> +</CENTER> + +<P> +The proofs of this very singular and apparently untrustworthy analysis +are: (1) That there is absolutely no doubt about the first cadence, +marked *; (2) that a cadence is consequently due, and expected, four +measures later,—this proving the measure in question to be the +"cadence-measure of the old phrase," as it is marked and as it appeals +to our sense of cadence; (3) that the last four measures unmistakably +represent a regular, compact phrase,—this proving that the +"cadence-measure of the old phrase" is unquestionably <I>at the same time +the first measure, or actual beginning, of the new phrase</I>. In a word, +one measure is lost—not in effect, for the elements of the expected +cadence are all present,—but in the counting. This lost measure is +the stifled cadence-measure, omitted by Elision. +</P> + +<P> +Such cases are, as stated, very rare; so rare that the student will do +wisely to leave them quite out of his calculations. +</P> + +<P> +In order to elucidate the embarrassing matter still more fully, we +shall take two more examples of a very misleading character, which the +superficial observer would probably define as elisions, but which are +almost certainly regular cases of disguised cadence merely: +</P> + +<A NAME="img-048"></A> +<CENTER> +<IMG SRC="images/img-048.jpg" ALT="Example 27. Fragment of Mozart." BORDER="2" WIDTH="451" HEIGHT="450"> +<H3> +[Illustration: Example 27. Fragment of Mozart.] +</H3> +</CENTER> + +<P> +Here again there is no doubt of the presence of a cadence at the first +*; but this "cadence-measure" appears almost as certainly to be at the +same time the initial measure of a new phrase. This, however, proves +not to be the case, because <I>there are four measures left, without this +one</I>. That is, counting backward from the final cadence, we locate the +"first measure" after, not <I>with</I>, the cadence-measure. And this is +the way the passage was meant to sound by its author, and the way it +will and must sound to the student who has properly cultivated his +sense of cadence. +</P> + +<A NAME="img-049"></A> +<CENTER> +<IMG SRC="images/img-049.jpg" ALT="Example 28. Fragment of Beethoven." BORDER="2" WIDTH="461" HEIGHT="363"> +<H3> +[Illustration: Example 28. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +This case is extremely misleading; it is hard to believe (and feel) +that the characteristic onset of the 16th-triplet figure does not +herald the new phrase; but all the indications of strict, unswerving +analysis (not to be duped by appearances) point to the fact that this +is one of the common cases of disguised cadence, and not an elision of +the cadence. The <I>sforzando</I> marks of Beethoven confirm this view, +and, as in Example 27, we have our four measures to the next cadence, +without this "cadence-measure." +</P> + +<P> +The characteristic traits of all these various phases of cadence +formation are:— +</P> + +<P> +(1) That the actual cadence-tone in the melody may be of any +time-value, from the full extent of the cadence-measure down to the +smallest fraction of that measure. In Ex. 19 it was the former, +unbroken; in Ex. 17, No. 1, also, but broken into the six pulses of the +measure; in Ex. 20 it was shortened, by a rest, to one-half its real +value; in Ex. 26 it was reduced to one-quarter of its true value; in +Ex. 25, to one 8th-note; and in Ex. 24, No. 3, to one 16th-note. +</P> + +<P> +(2) That the cadence-tone in the melody may be shifted forward to +almost any point beyond its expected position upon the primary accent. +In Ex. 20 (and many other of the given illustrations) it stands in its +legitimate place, at the beginning of the measure; in Ex. 21 it stands +upon the <I>second</I> accent of the measure; in Ex. 22, No. 1, on the +second beat in 3-4 measure; in Ex. 22, No. 5, on the third beat of the +triple-measure; in Ex. 22, No. 4, on the last eighth note in the +measure. +</P> + +<P> +(3) That in almost every case the effect of absolute cessation is +softened by marking the rhythm of the cadence-measure; in no case is +the rhythm permitted to pause (not even in Ex. 19, where the +accompaniment, not shown, is carried along in unbroken 8th-notes). In +some part or other, by some means or other, the cadence-measure is kept +alive; either by continuing the accompaniment, as in Exs. 18 and 20, or +by quickly picking up a new rhythm, as in Exs. 27 and 28. Conspicuous +exceptions to this rule will be found, it is true, in hymn-tunes and +the like; though occasionally even there, as the student may recall, +the rhythm, in some cadence-measures, is carried along by one or more +of the inner voices; for example, in the hymn-tune "Lead, Kindly +Light," of J. B. Dykes. (See also Ex. 29.) +</P> + +<BR> + +<P> +SPECIES OF CADENCE.—In text-books and musical dictionaries several +varieties of the cadence are distinguished, but they are chiefly +distinctions without any more than one essential point of difference, +namely, difference in force or weight. It is therefore feasible to +reduce all these varieties to two,—the heavy cadence and the light +cadence. The former is represented by the so-called Perfect cadence, +the latter by the many grades of Semicadence. +</P> + +<BR> + +<P> +PERFECT CADENCE.—There is one method of checking the current of the +melodic phrase with such emphasis and determination as to convey the +impression of finality; either absolute finality, as we observe it at +the very end of a composition, or such relative finality as is +necessary for the completion of some independent section of the +piece,—conclusive as far as that section is concerned, though not +precluding the addition of other sections to this, after the desired +degree of repose has been felt. This is known as the perfect cadence, +or full stop. It is always made upon the <I>tonic harmony</I> of some key +as cadence-chord, with the <I>keynote itself in both outer parts</I>, +and—when desired in its strongest form (without such disguising as we +have seen)—upon an <I>accented</I> beat, and of somewhat longer duration +than its fellow tones. For illustration:— +</P> + +<A NAME="img-051"></A> +<CENTER> +<IMG SRC="images/img-051.jpg" ALT="Example 29. Fragment of Schubert." BORDER="2" WIDTH="447" HEIGHT="144"> +<H3> +[Illustration: Example 29. Fragment of Schubert.] +</H3> +</CENTER> + +<P> +At the end of this four-measure phrase there is a perfect cadence, +exhibited in its strongest, most conclusive form. It is practically +undisguised, though the cadence-chord is reduced to three beats (from +the four to which it is entitled) to make room for the preliminary beat +of the next phrase (calculated to correspond to the one at the +beginning of this phrase). +</P> + +<P> +The cadence-chord is the tonic harmony of C minor; upon the primary +accent of the 4th measure; it is considerably longer than any other +tone in the phrase; and the keynote <I>c</I> is placed both at the top and +at the bottom of the harmonic body. See also Ex. 15; the cadence is +perfect, because the cadence-chord, on the accent of the 4th measure, +is the tonic harmony of G major, with the keynote as highest and as +lowest tone. It is abbreviated by rests, which very slightly diminish +its weight. Ex. 17, No. 2, closes with a perfect cadence; it is the +tonic harmony of C major, on an accent, and with the keynote in the two +extreme parts. See also Ex. 20. +</P> + +<P> +In the following: +</P> + +<A NAME="img-052A"></A> +<CENTER> +<IMG SRC="images/img-052a.jpg" ALT="Example 30. Fragment of Schumann." BORDER="2" WIDTH="452" HEIGHT="109"> +<H3> +[Illustration: Example 30. Fragment of Schumann.] +</H3> +</CENTER> + +<P CLASS="noindent"> +the cadence-chord stands upon the secondary accent (3d beat) of the +final measure. This method of shifting the cadence forward is +generally adopted in large species of measure (6-8, 9-8, and the like), +and has been defined among the devices employed in disguising or +<I>lightening</I> the cadence. In Ex. 22, No. 5, the cadence-chord is +shifted to the last beat (unaccented) of the final measure; this +lightens the cadence very materially, but it does not affect any of its +essential properties as perfect cadence. The following is similar:— +</P> + +<A NAME="img-052B"></A> +<CENTER> +<IMG SRC="images/img-052b.jpg" ALT="Example 31. Fragment of Schumann." BORDER="2" WIDTH="452" HEIGHT="112"> +<H3> +[Illustration: Example 31. Fragment of Schumann.] +</H3> +</CENTER> + +<P> +The cadence-chord occupies the unaccented (2d) beat, and is no longer +than any other chord in the phrase. Despite its striking brevity, it +is nevertheless a perfect cadence, disguised; it is the tonic chord of +C major, with the keynote at top and bottom. See also Ex. 23, No. 1. +</P> + +<P> +The following illustrations come under the head of the disguised +cadences seen in Ex. 24:— +</P> + +<A NAME="img-053"></A> +<CENTER> +<IMG SRC="images/img-053.jpg" ALT="Example 32. Fragments of Mendelssohn and Schubert." BORDER="2" WIDTH="456" HEIGHT="404"> +<H3> +[Illustration: Example 32. Fragments of Mendelssohn and Schubert.] +</H3> +</CENTER> + +<P> +In No. 1 the cadence is perfect, for it is the tonic chord of G major, +keynote <I>g</I> at top and bottom, and on the primary accent of the fourth +measure; but the uninterrupted continuation of the movement of 16ths, +in the right hand, shortens the uppermost keynote to a single +16th-note, and would entirely conceal the cadence, were it not for the +distinct evidence of repose in the lower part. +</P> + +<P> +In No. 2 the movement in the upper part appears to shatter the cadence; +the keynote does not appear on the accent, and its announcement at the +end of the first triplet is very brief. For all that, it is an +unmistakable perfect cadence; the chord thus shattered (or "broken," +technically speaking) is the tonic harmony of the key, and the keynote +<I>does</I> appear as uppermost (and therefore most prominent) tone, in the +same order of percussion as that given to each of the preceding melody +tones. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +At the end of an entire piece of music, or of some larger section of +the piece, the cadence-chord, on the other hand, is often lengthened +considerably, for the sake of the greater weight and decision of +cadential interruption required at that place. Thus:— +</P> + +<A NAME="img-054"></A> +<CENTER> +<IMG SRC="images/img-054.jpg" ALT="Example 33. Fragment of Schubert." BORDER="2" WIDTH="441" HEIGHT="156"> +<H3> +[Illustration: Example 33. Fragment of Schubert.] +</H3> +</CENTER> + +<P> +The last two measures are merely the prolongation of the final +cadence-chord. See also, Mendelssohn, Songs Without Words, No. 4, last +five measures; No. 8, last eight measures; and others. +</P> + +<P> +Another peculiarity of the final cadence is, that sometimes the +<I>uppermost</I> tone is the 3d or 5th of the tonic chord, instead of the +keynote,—a significant device to counteract the dead weight of the +cadence-chord, especially when prolonged as just seen. See No. 10 of +the Songs Without Words, last six measures; it is the tonic chord of B +minor, but the tone <I>d</I> (the 3d) is placed at the top, instead of <I>b</I>. +Also No. 16, last chord; No. 38, last chord; No. 6, last three measures +(the 5th of the tonic chord as uppermost tone). At any other point in +the piece this default of the keynote would, as we shall presently see, +almost certainly reduce the weight of the cadence from "perfect" to +"semicadence"; at the very end, however, it cannot mislead, because it +does not affect the condition of actual finality. +</P> + +<BR> + +<P> +SEMICADENCE.—Any deviation from the formula of the perfect +cadence—either in the choice of some other than the tonic chord, or in +the omission of the keynote in either (or both) of the outer +parts—weakens the force of the interruption, and transforms the +cadence into a lighter, more transient, point of repose, for which the +term semicadence (or half-stop) is used. The semicadence indicates +plainly enough the end of its phrase, but does not completely sever it +from that which follows. +</P> + +<P> +It is these lighter, transient forms of cadence to which a number of +different names are given; for the student of analysis (and the +composer, also, for that matter) the one general term "semicadence," or +half-cadence, is sufficient, and we shall use no other. +</P> + +<P> +If, then, a cadence is final in its effect, it is a perfect one; if +not, it is a semicadence. The harmony most commonly chosen as the +resting-place of a semicadence is the chord of the <I>dominant</I>,—the +fifth step of the momentary key,—that being the harmony next in +importance to that of the tonic (the one invariably used for the +perfect cadence). The following example illustrates the dominant +semicadence:— +</P> + +<A NAME="img-055"></A> +<CENTER> +<IMG SRC="images/img-055.jpg" ALT="Example 34. Fragment of Brahms." BORDER="2" WIDTH="447" HEIGHT="159"> +<H3> +[Illustration: Example 34. Fragment of Brahms.] +</H3> +</CENTER> + +<P> +The cadence-chord is the dominant harmony (root <I>e</I>) in the key of A +minor; neither of the two upper tones on the first and second beats is +the root of the chord; it is quite sufficient that the root appears as +lowermost tone, and even this is not necessary. The "point of repose" +is shifted to the second beat, in the manner so amply illustrated in +the examples of the disguised cadence; the methods we have seen may be +applied to <I>any</I> kind of cadence. +</P> + +<P> +See also Ex. 18; the key, and therefore the chord, at the semicadence +is the same as that of the above example (simply major instead of +minor). +</P> + +<P> +Also Ex. 23, No. 4; the semicadence chord is the dominant harmony of +E-flat major; it is skillfully disguised. Ex. 25, dominant harmony of +A major. Ex. 26, last four measures; the semicadence is made upon the +dominant of C minor. +</P> + +<P> +In the following: +</P> + +<A NAME="img-056"></A> +<CENTER> +<IMG SRC="images/img-056.jpg" ALT="Example 35. Fragment of Schumann." BORDER="2" WIDTH="443" HEIGHT="118"> +<H3> +[Illustration: Example 35. Fragment of Schumann.] +</H3> +</CENTER> + +<P CLASS="noindent"> +the semicadence in the fourth measure is made with the dominant harmony +of C major (the tones <I>g-b-d-f</I>); it is so disguised as to remove all +signs of interruption; but the chord <I>prevails</I> throughout the measure, +and (as may be seen by reference to the original, op. 68, No. 3) the +next measure—the fifth—exactly corresponds to the first; this +indicates another "beginning," and proves our "ending." +</P> + +<P> +But though the dominant is thus generally employed at the semicadence, +it is by no means the only available chord. It must be remembered that +every cadence which does not fulfil the definite conditions of the +perfect cadence, is a semicadence. Examine each of the following, and +determine why the point of repose is each time a semicadence:—Ex. 1; +Ex. 9, No. 3; Ex. 14, No. 2, fourth measure; Ex. 14, No. 3, fourth +measure; Ex. 19; Ex. 22, Nos. 3 and 4; Ex. 23, No. 2, fourth measure. +</P> + +<P> +The distinction between the two species of cadence becomes most subtle +when the <I>tonic harmony</I> is chosen for the semicadence, <I>but with some +other part of the chord than the keynote as uppermost (or lowermost) +tone</I>. This might appear to lighten the perfect cadence too +immaterially to exercise so radical an influence upon the value +(weight) of the interruption. The <I>keynote</I>, however, is so decisive +and final in its harmonic and melodic effect—everywhere in music—that +its absence more or less completely cancels the terminating quality of +the cadence-chord; in other words, the force of a tonic cadence depends +upon the weight and prominence of the <I>keynote</I>. +</P> + +<P> +For example: +</P> + +<A NAME="img-057"></A> +<CENTER> +<IMG SRC="images/img-057.jpg" ALT="Example 36. Fragment of Schubert." BORDER="2" WIDTH="446" HEIGHT="270"> +<H3> +[Illustration: Example 36. Fragment of Schubert.] +</H3> +</CENTER> + +<P> +The first, second, and third of these cadences is made upon the tonic +harmony, on the accent of each successive fourth measure. But they are +only <I>semicadences</I>, as the melody (uppermost part) rests upon the +Third of the chord, <I>c</I>, instead of the keynote; this substitution of +<I>c</I> for <I>a-flat</I> is sufficient to frustrate the perfect cadence and +diminish it to a transient interruption. The final cadence is perfect, +however, because there the uppermost tone <I>is</I> the keynote. See also +Ex. 21; and Ex. 17, No. 2, fourth measure (semicadence, with <I>a</I> +instead of <I>f</I> as principal tone in upper part, and disguised by the +continuation of rhythmic movement to the end of the cadence-measure). +In Ex. 17, No. 1, the cadence is made with the tonic harmony of G +minor, but with the Third (<I>b-flat</I>) at the top. +</P> + +<BR> + +<P> +LOCATING THE CADENCES.—Next to the recognition and comparison of the +different melodic sections of a composition (in a word, the <I>melodic +delineation</I> of the whole), the most significant task in music analysis +is the locating and classifying of the cadences. They are the angles +of the design, so to speak; and have the same bearing upon the sense of +the music as punctuation marks have in rhetoric. Intelligent and +effective phrasing, adequate interpretation of the composer's purpose, +is impossible without a distinct exposition of the cadences,—if not of +the inferior points of interruption between motives, also. +</P> + +<P> +The best general rule for locating cadences is, probably, to look for +them in the right place, namely, in the <I>fourth measure</I> from the +beginning of each phrase. The fairly regular operation of this rule +has been verified in Lesson 4. But exceptions have also been seen (in +Ex. 17), and many more are certain to be encountered, simply because +the principle of Unity (exemplified by the prevalence of the +four-measure standard) must interact with the principle of Variety +(exemplified in all phrases of irregular extent). +</P> + +<P> +Therefore, the more reliable method, as already stated, is <I>to define +the beginning of the following phrase</I>,—for each successive beginning +involves a foregone cadence, of course. No very definite directions +can be given; experience, observation, careful study and comparison of +the given illustrations, will in time surely enable the student to +recognize the "signs" of a beginning,—such as the recurrence of some +preceding principal member of the melody, or some such change in +melodic or rhythmic character as indicates that a new phrase is being +announced. +</P> + +<BR> + +<P> +LESSON 5. Analyze, again, Schumann, <I>Jugend Album</I> (op. 68), No. 6, +locating every cadence and defining its quality,—as perfect cadence or +semicadence. Also Nos. 22, 24, 26, 28, 30, 33, 14, 15, 16, 3,—and +others. As a curious illustration of the difficulty which may +sometimes attend the analysis of phrases and cadences, the student may +glance at No. 31 (<I>Kriegslied</I>, D major); a more baffling example will +rarely be found, for the piece abounds in irregular phrase-dimensions, +and cadences that are disguised to the verge of unrecognizability; the +only fairly reliable clue the composer has given lies in the formation +of the melodic members (the clue intimated in the explanatory text +following Ex. 35). +</P> + +<P> +Also Mendelssohn, Songs Without Words, No. 34 (first phrase six +measures long); No. 40; No. 18. +</P> + +<P> +Also Beethoven's pianoforte sonata, op. 22, third movement +(<I>Menuetto</I>); op. 28, second movement (<I>Andante</I>). +</P> + +<P> +Again the student is reminded that it is not only permissible, but wise +and commendable, to pass by all confusing cases; without being careless +or downright superficial, to observe a certain degree of prudent +indifference at confusing points, trusting to that superior +intelligence which he shall surely gain through wider experience. +</P> + +<BR><BR><BR> + +<A NAME="chap06"></A> +<H3 ALIGN="center"> +CHAPTER VI. IRREGULAR PHRASES. +</H3> + + +<P> +CAUSES.—The possibility of deviating from the fundamental standard of +phrase-dimension (four measures) has been repeatedly intimated, and is +treated with some detail in the text preceding Example 17, which should +be reviewed. It is now necessary to examine some of the conditions that +lead to this result. +</P> + +<P> +The causes of irregular phrase-dimension are two-fold; it may result +</P> + +<P> +(1) from simply inserting an additional cadence, or from omitting one. Or +</P> + +<P> +(2) it may be the consequence of some specific manipulation of the +phrase-melody with a view to its extension or expansion, its development +into a broader and more exhaustive exposition of its contents. +</P> + +<BR> + +<P> +THE SMALL AND LARGE PHRASES.—If a cadence is inserted before it is +properly due, it is almost certain to occur exactly <I>half-way</I> along the +line toward the expected (regular) cadence,—that is, in the <I>second</I> +measure. This is likely to be the case only when the tempo is so slow, +or the measures of so large a denomination, that two of them are +practically equal to four <I>ordinary</I> measures. By way of distinction, +such a two-measure phrase is called a Small phrase. For example:— +</P> + +<A NAME="img-060"></A> +<CENTER> +<IMG SRC="images/img-060.jpg" ALT="Example 37. Fragment of Mendelssohn." BORDER="2" WIDTH="450" HEIGHT="99"> +<H3> +[Illustration: Example 37. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P CLASS="noindent"> +There is no reasonable doubt of the semicadence in the second measure, +because enough pulses have been heard, up to that point, to represent the +sum of an ordinary phrase. If this were written in 6-8 measure (as it +might be), it would contain four measures. See, also, Song No. 22 of +Mendelssohn,—9-8 measure, adagio tempo; the phrases are "Small"; note +particularly the last two measures. The same is true in No. 17. About +Schumann, op. 68, No. 43 (<I>Sylvesterlied</I>), there may be some doubt; but +the measures, though of common denomination, contain so many tones, in +moderate tempo, that the effect of a cadence is fairly complete in the +second measure. +</P> + +<P> +If, on the other hand, one of the regular cadences is omitted,—owing to +the rapidity of the tempo, or a small denomination of measure,—the +phrase will attain just double the ordinary length; that is, <I>eight</I> +measures. An eight-measure phrase is called a Large phrase. For +illustration:— +</P> + +<A NAME="img-061"></A> +<CENTER> +<IMG SRC="images/img-061.jpg" ALT="Example 38. Fragment of Beethoven." BORDER="2" WIDTH="455" HEIGHT="173"> +<H3> +[Illustration: Example 38. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +There is not the slightest evidence of repose or interruption in the +fourth measure, nor of a new beginning in the fifth, wherefore the +cadence is not expected until four more measures have passed by. The +inferior points of repose in the upper parts, at the beginning of the +5th, 6th and 7th measures, serve only to establish melodic, or rather +rhythmic, variety, and have no cadential force whatever. See +Mendelssohn, Song No. 8; the first cadence appears to stand in the +<I>eighth</I> measure; the tempo is rapid and the measures are small; it is +obviously a large phrase. The phrase which follows is regular, however; +there <I>is</I> a cadence in the twelfth measure, thus proving that Large +phrases may appear in company with regular phrases, in the same +composition. In other words, the omission of an expected cadence (or the +insertion of an additional one) may be an <I>occasional</I> occurrence,—not +necessarily constant. See, again, No. 22 of the Songs Without Words; the +first and second phrases are small; the third phrase, however (reaching +from measure 6 to 9 without cadential interruption), is of regular +dimensions. +</P> + +<BR> + +<P> +THE PRINCIPLE OF EXTENSION.—The other cause of modified phrase-dimension +is one of extreme importance, as touching upon the most vital process in +musical composition, namely, that of <I>phrase-development</I>. +</P> + +<P> +Setting aside all critical discussion with reference to the question, +"What is good music?" and simply accepting those types of classic +composition universally acknowledged to be the best, as a defensible +standard (to say the least), we find that such a page of music exhibits +the pursuit of some leading thought (melodic motive or phrase), with +precisely the same coherence and consistency, the same evidence of +determined aim, as is displayed in the creation of a forcible essay, a +masterly poem, an imposing architectural plan, or any other work of art +that betrays intelligence and a definite, fixed, purpose. This is no +more nor less than might be expected from the dominion of the law of +Unity. +</P> + +<P> +The equally inflexible demands of Variety are satisfied by presenting +this self-same leading thought in ever new and changing aspects,—<I>not</I> +by exchanging the thought itself for a new one at each successive angle. +This latter faulty process would naturally lead to a conglomeration of +impressions, baffling comprehension and jeopardizing real enjoyment. +</P> + +<P> +In a classic page of music we perceive that each successive unit grows, +more or less directly, out of those which go before; not so directly, or +with such narrow insistence as to produce the impression of sameness and +monotony, but with such consistency of design as to impart a unified +physiognomy to the whole. Hence, it will often be found that every +melodic figure, during a certain section (if not the whole) of a +composition, may be traced to one or another of the figures which +characterized the first phrase, or the first two or three phrases, of the +piece. This was emphasized by our reference, near the end of the first +chapter, to the 8th Song Without Words of Mendelssohn. If the student, +in analyzing the melody of that composition, will endeavor to penetrate +some of the clever disguises employed by the composer (for the sake of +Variety), he will find the whole piece reducible to a very few melodic +figures, announced at or near the beginning. See also No. 45 (C major), +No. 36, No. 26. Also Schumann, op. 68, No. 7, No. 8, No. 18, No. 23. +Also Beethoven, pianoforte sonata, op. 10, No. 2, last movement; op. 26, +last movement. +</P> + +<P> +In musical composition this process is known as thematic development, and +it generally extends over the whole, or a greater part, of the piece. +</P> + +<P> +Its operation on a smaller scale, with more limited reference to one +phrase alone, effects the development of the phrase <I>by extension</I>. +</P> + +<P> +The process of extension or expansion, by means of which the phrase +usually assumes a somewhat irregular length, consists mainly in the +varied repetition of the figures or motives that it contains; and the +continuity of the whole, as extension of the <I>one phrase</I>, is maintained +by suppressing the cadence—suspending all cadential interruption—during +the lengthening process. For example: +</P> + +<A NAME="img-063"></A> +<CENTER> +<IMG SRC="images/img-063.jpg" ALT="Example 39. Fragment of Mendelssohn." BORDER="2" WIDTH="455" HEIGHT="185"> +<H3> +[Illustration: Example 39. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P> +These six measures result from a repetition (variated) of the third and +fourth measures of the original—regular—four-measure phrase. A cadence +is due in the fourth measure, but it is not permitted to assert itself; +and if it did, its cadential force would be neutralized by the entirely +obvious return to (repetition of) the motive just heard. Further:— +</P> + +<A NAME="img-064A"></A> +<CENTER> +<IMG SRC="images/img-064a.jpg" ALT="Example 40. Fragment of Mendelssohn." BORDER="2" WIDTH="451" HEIGHT="157"> +<H3> +[Illustration: Example 40. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P> +There is no cadence in the fourth measure,—the current of the melody +obliterates it and hurries on, voicing the last measure again and again +until it dies away in the tenth measure, where a cadence ends it. That +it should be the <I>tenth</I> measure is purely accidental; the number of +measures is of little account in the act of extension; here, it was +continued until a convenient place was found (with reference to chord and +key) for the cadence. Further:— +</P> + +<A NAME="img-064B"></A> +<CENTER> +<IMG SRC="images/img-064b.jpg" ALT="Example 41. Fragment of Mendelssohn." BORDER="2" WIDTH="455" HEIGHT="216"> +<H3> +[Illustration: Example 41. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P CLASS="noindent"> +Measures 1, 2, 3 and 8 constitute the original regular four-measure +phrase. +</P> + +<P> +The following regular phrase (to be found in the last movement of +Beethoven's pianoforte sonata, op. 28):— +</P> + +<A NAME="img-065A"></A> +<CENTER> +<IMG SRC="images/img-065a.jpg" ALT="Example 42. Fragment of Beethoven." BORDER="2" WIDTH="469" HEIGHT="149"> +<H3> +[Illustration: Example 42. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +is immediately followed by this lengthy and elaborate extension:— +</P> + +<A NAME="img-065B"></A> +<CENTER> +<IMG SRC="images/img-065b.jpg" ALT="Example 43. Fragment of Beethoven." BORDER="2" WIDTH="448" HEIGHT="332"> +<H3> +[Illustration: Example 43. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-066"></A> +<CENTER> +<IMG SRC="images/img-066.jpg" ALT="Example 43 continued." BORDER="2" WIDTH="453" HEIGHT="169"> +<H3> +[Illustration: Example 43 continued.] +</H3> +</CENTER> + +<P> +The portion marked <I>b</I> is a complete repetition, with quaint variation, +of the original four-measure phrase, marked <I>a</I> in Ex. 42; <I>c</I> is a +repetition of the last figure (just one measure) of the phrase, with the +melodic parts inverted, or exchanged; <I>d</I> and <I>e</I> are a literal +repetition of the two preceding measures—(<I>c</I>) and <I>c</I>; <I>f</I> is another +recurrence of (<I>c</I>), with still another inversion of the melodies; <I>g</I> +repeats <I>e</I> an octave higher; and <I>h</I> is nothing more or less than a +curious repetition of <I>g</I>, in longer tones, and in reversed direction. +Distinct cadential interruption is carefully avoided after the original +phrase has been announced, that is, throughout Ex. 43,—which is the +significant proof (borne out by the manifest identity of the <I>melodic</I> +members) that these measures form part and parcel of the original phrase, +as extension or development of it, and <I>not</I> a new phrase. The total +length is sixteen measures, developed thus out of the original four. +</P> + +<P> +For an exhaustive explanation of phrase-extension, with all the technical +details, the student is referred to my HOMOPHONIC FORMS, Chapter III. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +Another method of extending a phrase consists in prefacing a measure or +two of purely <I>introductory</I> material; it is, therefore, rather +anticipation than prolongation, and is composed most commonly of the +figure of the accompaniment, announced briefly before the actual +phrase-melody begins. +</P> + +<P> +This is shown very clearly in the first measure of the 22d Song Without +Words; also in the first measure of No. 7, No. 31, No. 42, No. 40, and +others; the first <I>two</I> measures of No. 34, and No. 1; the first <I>three</I> +measures of No. 19, No. 26, and No. 37,—and needs no further +illustration. It emphasizes the necessity of vigilance in defining the +correct <I>starting-point</I> of the first phrase; for a mistake at the +beginning may interfere seriously with the locating of the cadences +(according to our fundamental four-measure rule). For instance, in No. +42 the cadences do <I>not</I> fall in the 4th, 8th, 12th measures—and so +on—but in the 5th, 9th, 13th, 17th, from the very beginning of the piece. +</P> + +<P> +When the introductory passage is longer than <I>three</I> measures, it +probably constitutes a complete phrase by itself, with its own cadence; +in which case, of course, it must not be analyzed as "extension." For +example, at the beginning of No. 29; still more apparently at the +beginning of No. 28, No. 41, and others. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +INHERENT IRREGULARITY.—Finally,—there exists another, third, condition, +besides those mentioned at the head of this chapter, whereby a phrase may +assume an irregular dimension; not by doubling or dividing its length (as +in the large and small phrases) nor by the processes of extension,—but +by an arbitrary and apparently incalculable act of <I>melodic liberty</I>,—by +allowing the melody to choose its own time for the cadential +interruption. This comparatively rare occurrence is illustrated in Ex. +17, No. 1 (five-measure phrase), and Ex. 17, No. 2, second phrase (six +measures long). It is true that in each of these cases the "extra" +measures might be accounted for as "extension by modified +repetition,"—for instance, in No. 1 the <I>second</I> measure might be called +a reproduction (or extension) of the first measure. But cases will be +encountered where a phrase of three, five, six, or seven measures will +admit of no such analysis. In such instances the student is compelled to +rely simply upon the evidence of <I>the cadence</I>. As was advised in the +context of Ex. 17, he must endeavor to define the phrase by recognition +of its "beginning" and "ending," as such; or by exercising his judgment +of the "cadential impression." See also Ex. 48, second phrase (six +measures). +</P> + +<P> +See Schubert, pianoforte sonata No. 1 (A minor, op. 42) +<I>Scherzo</I>-movement; first 28 measures, divided into 5 phrases,—as +demonstrated by the melodic formation—of 5, 5, 5, 7 and 6 measures. +Also Schubert, <I>Impromptu</I>, op. 90, No. 3, measures 42 to 55 (phrases of +5, 5 and 4 measures.) +</P> + +<BR> + +<P> +LESSON 6. Analyze the following examples, locating the cadences and +defining their value (as perfect or semicadence); and determining the +nature of each irregular phrase (as small, large, or extended phrase): +</P> + +<P> +Beethoven, pianoforte sonata, op. 22, second movement (<I>Adagio</I>), first +30 measures. +</P> + +<P> +Beethoven, pianoforte sonata, op. 28, <I>Scherzo</I>-movement. +</P> + +<P> +Beethoven, pianoforte sonata, op. 14, No. 3, <I>Menuetto</I>. +</P> + +<P> +Mendelssohn, Songs Without Words: No. 4, first 5 measures. +</P> + +<P> +No. 46, last 9 1/2 measures. +</P> + +<P> +No. 42, last 15 measures. +</P> + +<P> +No. 45, last 11 measures. +</P> + +<P> +No. 12, last 12 measures. +</P> + +<P> +No. 14, last 11 measures. +</P> + +<P> +No. 36, last 22 measures. +</P> + +<P> +No. 37, last 11 measures. +</P> + +<P> +Beethoven, pianoforte sonata, op. 27, No. 2, last movement; measures 7 to +23 from the second double-bar. +</P> + +<P> +Beethoven, pianoforte sonata, op. 28, first movement; from the double-bar +(near the middle of the movement) measures 21 to 94 (<I>fermata</I> symbol); +in this extraordinary specimen of phrase-development, the original +four-measure phrase yields seventy-four successive measures, with very +few cadences to divide it even into sections. Same sonata, last +movement, last eighteen measures. +</P> + +<BR><BR><BR> + +<A NAME="chap07"></A> +<H3 ALIGN="center"> +CHAPTER VII. THE PERIOD-FORM. +</H3> + + +<P> +PHRASE-ADDITION.—The phrase is the structural basis of all musical +composition. By this is meant, not necessarily the single phrase, but +the phrase in its collective sense. +</P> + +<P> +The phrase is, after all, only a unit; and the requirements of Variety +cannot be wholly satisfied by the mere development and extension of a +single phrase, except it be for a certain limited section of the piece, +or for a brief composition in small form (like Schumann, op. 68, No. 8). +</P> + +<P> +The act of <I>addition</I> does therefore enter into the processes of +music-writing, as well as <I>extension</I>. Phrase may be added to phrase, +in order to increase the primary material, and to provide for greater +breadth of basis, and a richer fund of resources. The condition to be +respected is, that such aggregation shall not become the ruling trait, +and, by its excess, supplant the main purpose,—that of <I>development</I>. +That is, it must be held rigidly within the domain of Unity. The +student of the classic page will therefore expect to find a more or +less marked family resemblance, so to speak; prevailing throughout the +various phrases that may be associated upon that page. +</P> + +<P> +Each additional phrase should be, and as a rule will be, sufficiently +"new" in some respect or other to impart renewed energy to the +movement; but—so long as it is to impress the hearer as being the same +movement—there will still remain such points of contact with the +foregoing phrase or phrases as to demonstrate its derivation from them, +its having "grown out" of them. +</P> + +<P> +This process of addition (not to be confounded with the methods of +extending a single phrase, illustrated in the preceding chapter) is +exhibited first, and most naturally, in the so-called Period-form. +</P> + +<BR> + +<P> +THE PERIOD.—The Period-form is obtained by the addition of a second +phrase to the first. It is therefore, in a sense, a double phrase; +that is, it consists of two connected phrases, covering <I>eight ordinary +measures</I>, or just double the number commonly assigned to the single +phrase. +</P> + +<P> +Each one of these phrases must, of course, have its individual cadence, +or point of repose; the first—called the <I>Antecedent phrase</I>—has its +cadence in the fourth measure, and the second—called the <I>Consequent +phrase</I>—in the eighth measure. The effect of the Period-form is that +of a longer sentence interrupted exactly in the middle,—not unlike a +bridge of two spans, resting on a central pier. But, precisely as the +central pier is only an intermediate point of support, and not terra +firma, so the ending of the Antecedent phrase is never anything more +weighty than a semicadence, while the definite, conclusive, perfect +cadence appears at the end of the Consequent phrase,—or of the entire +period-form. +</P> + +<P> +The reason for this distinction of cadence is obvious. A period is not +two separate phrases, but two related and coherent phrases which +mutually balance each other. The Consequent phrase is not merely an +"addition" to the first, but is its complement and "fulfilment." The +two phrases represent the musical analogy of what, in rhetoric, would +be called thesis and antithesis, or, simply, question and answer. In a +well-constructed period the Antecedent phrase is, therefore, always +more or less <I>interrogative</I>, and the Consequent phrase <I>responsive</I>, +in character. +</P> + +<P> +For illustration (Mendelssohn, No. 28):— +</P> + +<A NAME="img-070"></A> +<CENTER> +<IMG SRC="images/img-070.jpg" ALT="Example 44. Fragment of Mendelssohn." BORDER="2" WIDTH="449" HEIGHT="192"> +<H3> +[Illustration: Example 44. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P> +The co-operation, or interaction, of the principles of Unity and +Variety, is nowhere more strikingly shown than in the formulation of +the musical period. Either element has the right to predominate, to a +reasonable degree, though never to the exclusion or injury of the +other. In the above example, the principle of Unity predominates to a +somewhat unusual extent:—not only the figures (marked 1-2-3-4), and +the motives (<I>a-b</I>), are uniform, in the Antecedent phrase itself, but +the melody of the Consequent phrase corresponds very closely throughout +to that of the Antecedent, only excepting a trifling change in the +course (marked <I>N. B.</I>), and the last few tones, which are necessarily +so altered as to transform the semicadence into a perfect cadence. It +is this significant change, <I>at the cadence</I>, which prevents the second +phrase from being merely a "repetition" of the first one,—which makes +it a "Consequent," a response to the one that precedes. +</P> + +<P> +Further (Mendelssohn, No. 23):— +</P> + +<A NAME="img-071"></A> +<CENTER> +<IMG SRC="images/img-071.jpg" ALT="Example 45. Fragment of Mendelssohn." BORDER="2" WIDTH="448" HEIGHT="206"> +<H3> +[Illustration: Example 45. Fragment of Mendelssohn.] +</H3> +</CENTER> + +<P> +In this example also, the Consequent phrase is a complete affirmation +of its Antecedent, agreeing in its melodic form with the latter until +the cadence is nearly due, when an extra measure is inserted (as +extension), and the usual digression into the necessary perfect cadence +is made. The condition of Unity predominates, but a noticeable +infusion of Variety takes place. +</P> + +<P> +Further (Mozart, pianoforte sonata):— +</P> + +<A NAME="img-072A"></A> +<CENTER> +<IMG SRC="images/img-072a.jpg" ALT="Example 46. Fragment of Mozart." BORDER="2" WIDTH="442" HEIGHT="286"> +<H3> +[Illustration: Example 46. Fragment of Mozart.] +</H3> +</CENTER> + +<P> +Here, again, the condition of Unity prevails, but with a still greater +infusion of Variety; the melody of the Consequent phrase <I>resembles</I> +that of the Antecedent in every detail; the rhythm is identical, and it +is evident that the second phrase is designed to balance the first, +figure for figure, the principal change being that some of the figures +are simply turned upside down (compare the places marked <I>N. B.</I>). The +semicadence rests upon a dominant chord (fifth-step) of D major; the +perfect cadence upon the same chord, it is true, but as <I>tonic</I> harmony +of A major, with keynote in the extreme parts. Being a keynote, though +not in the original key, it is valid as perfect cadence. +</P> + +<P> +Further (Beethoven, pianoforte sonata, op. 13):— +</P> + +<A NAME="img-072B"></A> +<CENTER> +<IMG SRC="images/img-072b.jpg" ALT="Example 47. Fragment of Beethoven." BORDER="2" WIDTH="443" HEIGHT="100"> +<H3> +[Illustration: Example 47. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-073"></A> +<CENTER> +<IMG SRC="images/img-073.jpg" ALT="Example 47 continued." BORDER="2" WIDTH="438" HEIGHT="103"> +<H3> +[Illustration: Example 47 continued.] +</H3> +</CENTER> + +<P> +In this example, the condition of Variety predominates decidedly. The +Consequent melody differs totally from the Antecedent, even in rhythm, +and the necessary portion of Unity is exhibited only in equality of +length, <I>uniformity of accompaniment</I>, and similarity of character +(tonality, and general harmonic and rhythmic effect). Observe the +diversity of melodic extent, in the two phrases, in consequence of the +preliminary tone borrowed from the semicadence for the Consequent +phrase. Greater variety than here will rarely be found between two +successive phrases that are intended to form the halves of one coherent +period. +</P> + +<P> +For more minute technical details see the HOMOPHONIC FORMS, Chapter V. +</P> + +<BR> + +<P> +LESSON 7. Analyze the following examples. Locate the cadences; +compare the phrases and define the degrees of Unity and of Variety +exhibited in the melody, or elsewhere; and mark such irregularities of +forms (or extensions) as may be found:— +</P> + +<P> +Mendelssohn, Songs Without Words, No. 35, measures 5 1/2-13. (By 5 1/2 +is meant the <I>middle</I> of the fifth measure, instead of its beginning.) +</P> + +<P> +No. 45, first 8 measures. +</P> + +<P> +No. 29, measures 4 1/2-12. +</P> + +<P> +No. 14, " 1-8. +</P> + +<P> +No. 34, " 1-10. +</P> + +<P> +No. 18, " 1-9; 10-17. +</P> + +<P> +No. 9, " 3 1/2-7. +</P> + +<P> +No. 27, " 5-12. +</P> + +<P> +Schumann, op. 68, No. 3, measures 1-8; 9-16. +</P> + +<P> +No. 5, measures 1-8; 9-16. (Do not overlook the preliminary tones +which precede the first measure.) +</P> + +<P> +The first eight measures of Nos. 6, 7, 8, 9, 11, 12, 15, 22, 23, 24, +26, 30, 32, 39. Also Nos. 13 and 28, first <I>ten</I> measures. +</P> + +<P> +Beethoven, pianoforte sonatas: op. 2, No. 1, <I>Adagio</I>, measures 1-8. +Same sonata, third movement, "Trio," measures 1-10. +</P> + +<P> +Op. 2, No. 2, <I>Largo</I>, measures 1-8; also <I>Scherzo</I>, measures 1-8; also +<I>Rondo</I>, measures 1-8. +</P> + +<P> +Op. 2, No. 3, measures 1-13; also <I>Scherzo</I>, measures 1-16; also last +movement, measures 1-8. +</P> + +<P> +Op. 10, No. 1, <I>Finale</I>, measures 1-8; and measures 16 1/2-28. +</P> + +<P> +Op. 10, No. 3, measures 1-10; also <I>Largo</I>, measures 1-9; 9 1/2-17; +also <I>Menuetto</I>, measures 1-16; also <I>Rondo</I>, measures 1-9. +</P> + +<P> +Op. 14, No. 2, measures 1-8; also <I>Andante</I>, measures 1-8; also +<I>Scherzo</I>, measures 1-8. +</P> + +<P> +After analyzing these examples, the student may venture to define the +periods in other compositions, classic or popular, especially such as +he may chance to be learning. +</P> + +<BR><BR><BR> + +<A NAME="chap08"></A> +<H3 ALIGN="center"> +CHAPTER VIII.--ENLARGEMENT OF THE PERIOD-FORM. +</H3> + + +<P> +The processes of extension and development are applied to the period in +the same general manner as to the phrase. The results, however, are +broader; partly because every operation is performed on a +correspondingly larger scale, and partly because the resources of +technical manipulation increase, naturally, with the growth of the +thematic material. +</P> + +<P> +Among the various methods adopted, there are three, each significant in +its own peculiar way, that provide sufficiently exhaustive directions +for the student of structural analysis. +</P> + +<BR> + +<P> +ENLARGEMENT BY REPETITION.—The first and simplest method is to +increase the length of the period-form by the process of <I>repetition</I>; +repetition of the entire sentence, or of any one—or several—of its +component members, in a manner very similar to that already seen in +connection with the single phrase (Chap. VI, Ex. 39, etc.), and under +the same conditions of Unity and Variety; that is, the repetitions may +be nearly or quite literal, or they may have been subjected to such +alterations and variations as the skill and fancy of the composer +suggested. +</P> + +<P> +An example of complete repetition (that is, the repetition of the +entire period), with simple but effective changes, may be found in +Beethoven, pianoforte sonata, op. 13, <I>Adagio</I>, measures 1 to 16. +Examine it carefully, and observe, among other details, the treatment +of the perfect cadence (in the 8th measure). See also, Song Without +Words, No. 27, measures 5 to 20. +</P> + +<P> +The repetition of one of the two phrases is exhibited in the following +(Mozart, sonata No. 14):— +</P> + +<A NAME="img-076A"></A> +<CENTER> +<IMG SRC="images/img-076a.jpg" ALT="Example 48. Fragment of Mozart." BORDER="2" WIDTH="463" HEIGHT="387"> +<H3> +[Illustration: Example 48. Fragment of Mozart.] +</H3> +</CENTER> + +<P> +The Antecedent is a regular four-measure phrase, with semicadence (made +on the tonic chord, but with <I>3d</I> as uppermost tone); the Consequent is +a six-measure phrase, with perfect cadence, and is repeated, with +partial change of register. The whole is a "period with repeated +Consequent." +</P> + +<P> +A somewhat elaborate example of extension by detail-repetition is seen +in the following (Chopin, Mazurka No. 20, op. 30, No. 3—see the +original): +</P> + +<A NAME="img-076B"></A> +<CENTER> +<IMG SRC="images/img-076b.jpg" ALT="Example 49. Fragment of Chopin." BORDER="2" WIDTH="446" HEIGHT="100"> +<H3> +[Illustration: Example 49. Fragment of Chopin.] +</H3> +</CENTER> + +<A NAME="img-077"></A> +<CENTER> +<IMG SRC="images/img-077.jpg" ALT="Example 49 continued." BORDER="2" WIDTH="456" HEIGHT="188"> +<H3> +[Illustration: Example 49 continued.] +</H3> +</CENTER> + +<P> +These sixteen measures are the product out of eight measures, by +extension; that is, they are reducible to a simple period-form (as may +be verified by omitting the passages indicated under dotted lines), and +they represent in reality nothing more than its manipulation and +development. The original 8-measure period makes a complete musical +sentence, and was so devised in the mind of the composer, <I>without the +extensions</I>. The method of manipulation is ingenious; observe the +variety obtained by the striking dynamic changes from <I>ff</I> to <I>pp</I>; +and, hand in hand with these, the changes from major to minor, and back +(as shown by the inflection of <I>b</I>-flat to <I>b</I>-double-flat). These are +first applied to members only, of the Antecedent, as indicated by the +brackets <I>a</I> and <I>b</I>, and then to the entire Consequent phrase. +Observe, also, that in the repeated form of the latter, the rhythm is +modified to a smoother form, during two measures. The result here +achieved is constant Unity and constant Variety from almost every point +of view, admirably counterbalanced. +</P> + +<BR> + +<P> +THE PHRASE-GROUP.—A second method consists in enlarging the +period-form to three phrases, by the same process of addition which, as +explained in the preceding chapter, transforms the single phrase into +the double-phrase or period. In order to preserve the continuity of +the three phrases, it is evident that the second phrase must <I>also</I> +close with a semicadence,—the perfect cadence being deferred until the +last phrase is concluded. +</P> + +<P CLASS="noindent"> +{78} +</P> + +<P> +This form, be it well understood, does not include any of the +triple-phrase designs which may result from merely repeating one or the +other of the two phrases that make a period, as is shown in Ex. 48. +<I>All such phrase-clusters as are reducible to two phrases</I>, because +nothing more than simple repetition has been employed in their +multiplication, should always be classed among ordinary periods; for +two successive phrases, if connected (that is, unless they are +purposely broken asunder by a definite perfect cadence at the end of +the first phrase) always represent the analogy of Question and Answer. +</P> + +<P> +The enlarged form we are at present considering consists of three +<I>different</I> phrases, as a general rule; probably very closely related, +or even distinctly resembling one another; but too independent, +nevertheless, to constitute actual repetition, and therefore to admit +of reduction to two phrases. For this very reason it cannot justly be +called "period" at all, but takes the name of "phrase-group." An +illustration by diagram will make the distinction clear:— +</P> + +<A NAME="img-078"></A> +<CENTER> +<IMG SRC="images/img-078.jpg" ALT="Phrase group diagram." BORDER="2" WIDTH="471" HEIGHT="304"> +<H3> +[Illustration: Phrase group diagram.] +</H3> +</CENTER> + +<P> +Observe that the classification depends upon the number of +phrases,—upon the <I>melodic</I> identity of the phrases,—and upon the +<I>quality of the cadences</I>. +</P> + +<P> +No. 1 is illustrated in Ex. 15; No. 2, in Ex. 42 and the first four +measures of Ex. 43 (cadence not perfect, it is true, but same +phrase-melody and <I>same cadence</I>); No. 3 is seen in Ex. 44 +(phrase-melody similar, but cadences different)—also in Ex. 47; No. 4 +is seen in Ex. 48; No. 5 is rare, but an example will be discovered in +Lesson 8; No. 6 is illustrated in the following (Grieg, op. 38, No. +2):— +</P> + +<A NAME="img-079"></A> +<CENTER> +<IMG SRC="images/img-079.jpg" ALT="Example 50. Fragment of Grieg." BORDER="2" WIDTH="455" HEIGHT="270"> +<H3> +[Illustration: Example 50. Fragment of Grieg.] +</H3> +</CENTER> + +<P> +Comparing this sentence with Ex. 48, we discover the following +significant difference: There, no more than two phrases were present; +the whole sentence was <I>reducible</I> to two phrases. Here (Ex. 50), +however, no such reduction is possible; three sufficiently similar—and +sufficiently different—phrases are coherently connected, without +evidence of mere repetition; it is the result of Addition, and the form +is a <I>phrase-group</I>. The first cadence is, strictly speaking, a +<I>perfect</I> one; but of that somewhat doubtful rhythmic character, which, +in conjunction with other indications, may diminish its conclusive +effect, and prevent the decided separation which usually attends the +perfect cadence. This is apt to be the case with a perfect cadence <I>so +near the beginning</I> (like this one) that the impression of "conclusion" +is easily overcome. In a word, there is no doubt of the unbroken +connection of these three phrases, despite the unusual weight of the +first cadence. See also the first cadence in Ex. 51. +</P> + +<P> +By simply continuing the process of addition (and avoiding a decisive +perfect cadence) the phrase-group may be extended to more than three +phrases, though this is not common. +</P> + +<BR> + +<P> +THE DOUBLE-PERIOD.—A third method consists in expanding the period +into a double-period (precisely as the phrase was lengthened into a +double-phrase, or period), <I>by avoiding a perfect cadence at the end of +the second phrase</I>, and adding another pair of phrases to balance the +first pair. It thus embraces four <I>coherent</I> phrases, with a total +length of sixteen measures (when regular and unextended). +</P> + +<P> +An important feature of the double-period is that the second period +usually resembles the first one very closely, at least in its first +members. That is, the second phrase contrasts with the first; <I>the +third corroborates the first</I>; and the fourth either resembles the +second, or contrasts with all three preceding phrases. This is not +always—though nearly always—the case. +</P> + +<P> +The double-period in music finds its poetic analogy in almost any +stanza of four fairly long lines, that being a design in which we +expect unity of meaning throughout, the progressive evolution of one +continuous thought, uniformity of metric structure (mostly in +<I>alternate</I> lines), the corroboration of rhyme, and, at the same time, +some degree and kind of contrast,—as in the following stanza of +Tennyson's: +</P> + +<P CLASS="noindent"> +Phrase 1. "The splendor falls on castle walls,<BR> +Phrase 2. And snowy summits old in story;<BR> +Phrase 3. The long light shakes across the lakes,<BR> +Phrase 4. And the wild cataract leaps in glory."<BR> +</P> + +<P CLASS="noindent"> +The analogy is not complete; one is not likely to find, anywhere, +absolute parallelism between music and poetry; but it is near enough to +elucidate the musical purpose and character of the double-period. And +it accounts for the very general choice of this form for the hymn-tune. +</P> + +<P> +The following illustrates the double-period, in its most regular and +convincing form (Beethoven, pianoforte sonata, op. 49, No. 1):— +</P> + +<A NAME="img-081"></A> +<CENTER> +<IMG SRC="images/img-081.jpg" ALT="Example 51. Fragment of Beethoven." BORDER="2" WIDTH="454" HEIGHT="367"> +<H3> +[Illustration: Example 51. Fragment of Beethoven.] +</H3> +</CENTER> + +<P CLASS="noindent"> +Each phrase is four measures long, as usual; the first one ends (as in +Ex. 50) with one of those early, transient perfect cadences that do not +break the continuity of the sentence; the second phrase ends with a +semicadence,—therefore the sentence remains unbroken; phrase three is +<I>exactly</I> like the first, and is therefore an Antecedent, as before; +phrase four bears close resemblance to the second one, but differs at +the end, on account of the perfect cadence. The evidences of Unity and +Variety are easily detected. The main points are, that the second pair +of phrases balances the first pair, and that the two periods are +connected (not <I>separate</I> periods). See also Ex. 53, first 16 measures. +</P> + +<BR> + +<P> +LESSON 8.—Analyze the following examples. They are not classified; +therefore the student must himself determine to which of the above +three species of enlargement each belongs: +</P> + +<P> +Mendelssohn, Songs Without Words, No. 29, measures 1-21, (first 4 +measures an introductory phrase). +</P> + +<P> +No. 37, first 17 measures. +</P> + +<P> +No. 30, first 15 measures (last phrase irregular). +</P> + +<P> +No. 16, measures 4-9 (small phrases). +</P> + +<P> +No. 33, first 12 measures. +</P> + +<P> +No. 27, first 20 measures (introductory phrase). +</P> + +<P> +No. 3, first 29 measures, to double-bar (introductory phrase). +</P> + +<P> +No. 36, first 27 measures (the similarity between phrase one and phrase +three proves the double-period form; the extra phrases are extension by +"addition," as in the group form). +</P> + +<P> +No. 6, measures 8-17. +</P> + +<P> +Mozart, pianoforte sonata. No. 13 (Peters edition), first 16 measures. +</P> + +<P> +Sonata No. 2, first 16 measures (last four measures are extension). +</P> + +<P> +Sonata No. 3, last movement, first 16 measures. +</P> + +<P> +Sonata No. 10, second movement, first 16 measures. +</P> + +<P> +Beethoven, pianoforte sonatas; op. 49, No. 2, first 12 measures. +</P> + +<P> +Op. 10, No. 3, first 16 measures. +</P> + +<P> +Op. 10, No. 2, first 12 measures. +</P> + +<P> +Op. 26, first 16 measures. +</P> + +<P> +Op. 31, No. 2, last movement, first 31 measures (extension by +repetition). +</P> + +<P> +Schumann, op. 68, Nos. 16, 20, 33, first 16 measures of each; No. 13, +first 10 measures; No. 15, first 16 measures. +</P> + +<BR><BR><BR> + +<A NAME="chap09"></A> +<H3 ALIGN="center"> +CHAPTER IX. THE TWO-PART SONG-FORM. +</H3> + + +<P> +THE SONG-FORM OR THE PART-FORM.—Almost every musical composition of +average (brief) dimensions, if designed with the serious purpose of +imparting a clear formal impression, will admit of division into either +two or three fairly distinct sections, or Parts, of approximately equal +length. The distinctness with which the points of separation are +marked, and the degree of independence of each of these two or three +larger sections, are determined almost entirely by the length of the +whole. And whether there be two or three such divisions depends to +some extent also upon the length of the piece, though chiefly upon the +specific structural idea to be embodied. +</P> + +<P> +A composition that contains two such sections is called a Two-Part (or +bipartite, or binary) form; and one that contains three, a Three-part +(tripartite, or ternary) form. +</P> + +<P> +Such rare exceptions to these structural arrangements as may be +encountered in musical literature, are limited to sentences that, on +one hand, are so brief as to require no radical division; and, on the +other, to compositions of very elaborate dimensions, extending beyond +this structural distinction; and, furthermore, to fantastic pieces in +which the intentional absence of classified formal disposition is +characteristic and essential. +</P> + +<P> +The terms employed to denote this species ("Song-form" or "Part-form") +do not signify that the music is necessarily to be a vocal composition +of that variety known as the "Song"; or that it is to consist of +several voices (for which the appellation "parts" is commonly used). +They indicate simply a certain <I>grade</I>,—not a specific variety,—of +form; an intermediate grade between the smallest class (like brief +hymn-tunes, for example), and the largest class (like complete +sonata-movements). An excellent {84} type of this grade of Form is +found in the Songs Without Words of Mendelssohn, the Mazurkas of +Chopin, and works of similar extent. +</P> + +<P> +The word Part (written always with a capital in these lessons) denotes, +then, one of these larger sections. The design of the Part-forms was +so characteristic of the early German <I>lied</I>, and is so common in the +<I>song</I> of all eras, that the term "Song-form" seems a peculiarly +appropriate designation, irrespective of the vocal or instrumental +character of the composition. +</P> + +<P> +The student will perceive that it is the smallest class of forms—the +Phrase-forms,—embracing the phrase, period and double-period, to which +the preceding chapters have been devoted. These are the designs which, +as a general rule, <I>contain only one decisive perfect cadence</I>, and +that at the end; and which, therefore, though interrupted by +semicadences, <I>are continuous and coherent</I>, because the semicadence +merely interrupts, and does not sever, the continuity of the sentence. +(This grade of forms might be called One-Part forms). +</P> + +<BR> + +<P> +THE PARTS.—If we inquire into the means employed, in the larger +Part-forms, to effect the division of the whole into its broader Parts, +we find that the prime factors, here again, are Cadence and Melody. +The strongest sign of the consummation of a Part is a <I>decisive perfect +cadence</I>, resting, as usual, upon the tonic harmony of the chosen key; +a cadence sufficiently emphatic to interrupt the closer cohesion of the +phrases which, precede, and bring them, as completed Part, to a +conclusion. Such a cadence, marking the end of the First Part, may be +verified in Mendelssohn's Songs Without Words, No. 23, measure 15; No. +3, measure 29 (at the double-bar,—a sign which frequently appears at +the termination of Part One); No. 20, measure 21; No. 27, measure 12; +No. 34, measure 10. +</P> + +<P> +Another indication of the Part-form is a palpable change in melodic +character in passing from one Part into the next; sufficient to denote +a more striking "new beginning" than marks the announcement of a new +<I>phrase</I> only. The change, however, is as a rule <I>not very marked</I>; it +is sometimes, in fact, so slight as to be no more than simply palpable, +though scarcely definable on the page. For these divisions are, after +all, the several "Parts" of one and the same song-form, and, therefore, +any such radical change in melodic or rhythmic character, or in general +style, as would make each Part appear to be a <I>wholly independent</I> +musical idea (subject or theme), would be manifestly inconsistent. +</P> + +<P> +Generally, both these factors (cadence and melody) unite to define the +end of one Part and the beginning of the next. Should either one be +feeble, or absent, the other factor will be all the more pronounced. +Thus, the cadence of Part One may be less decisive, if the change in +melodic character at the beginning of Part Two is well marked; this is +seen in No. 33, measure 12. The reverse—a strong cadence and but +little melodic change,—in No. 13, measure 20. +</P> + +<BR> + +<P> +THE FIRST PART.—Part One may be designed as period, double-period, or +phrase-group; sometimes, though very rarely, as single phrase, +repeated. It ends, usually, with a strong perfect cadence on the tonic +chord of the original key, or of some related key (that is, one whose +<I>signature</I> closely resembles that of the original key). An +introductory phrase, or independent prelude, may precede it. +</P> + +<BR> + +<P> +THE SECOND PART.—Part Two, as intimated, is likely to begin with a +more or less palpable change of melodic character,—by no means is this +always the case. It may be designed, also, as period, double-period, +or phrase-group, and is somewhat likely to be a little longer (more +extended) than Part One. A concluding section (called codetta if +small, coda if more elaborate) often follows, after a decided perfect +cadence in the original key has definitely concluded the Part. +</P> + +<P> +The following is one of the simplest examples of the Two-Part Song-form +(a German <I>lied</I> by Silcher):— +</P> + +<A NAME="img-086"></A> +<CENTER> +<IMG SRC="images/img-086.jpg" ALT="Example 52. Fragment of German _lied_." BORDER="2" WIDTH="449" HEIGHT="354"> +<H3> +[Illustration: Example 52. Fragment of German _lied_.] +</H3> +</CENTER> + +<P> +The whole embraces four phrases, and might, for that reason, be +mistaken for a double-period. But the <I>strong perfect cadence</I> at the +end of the first period (reinforced by the repetition), and the +contrasting melodic formation of the second period, so separate and +distinguish the two periods as to make them independent "Parts" of the +whole. It is not one "double-period," but <I>two fairly distinct +periods</I>. The first cadence (in measure 4) has again, strictly +speaking, the elements of a perfect cadence, but, like others we have +seen (Exs. 50, 51), too near the beginning to possess any plausible +concluding power. +</P> + +<P> +A somewhat similar specimen may be found in the theme of Mendelssohn's +Variations in D minor, op. 54, which see. Each Part is a regular +period-form, with correct semicadence and perfect cadence. The problem +of "agreement and independence" in the relation of Part II to Part I is +admirably solved; it is a masterly model of well-matched Unity and +Variety, throughout. +</P> + +<P> +For a longer and more elaborate example, see No. 6 of the Songs Without +Words, in which, by the way, the principle of enlargement by the +addition of an independent prefix (introduction) and affix (coda) is +also illustrated:— +</P> + +<P> +First number the forty-six measures with pencil. +</P> + +<P> +The first cadence occurs in measure 7, and marks the end of the +prélude. Part I begins in measure 8. In measure 11 there is a +semicadence, at end of Antecedent phrase; in measure 17, a strong +perfect cadence, which, in connection with the subsequent change of +melodic form, distinctly defines the end of Part I (period-form, +extended). Part II therefore begins in measure 18. In measures 21, +25, 29, cadences occur, but none conclusive enough to close the Part. +This conclusion takes place, however, in measure 34. Part II proves to +be a double-period. A coda begins in measure 35; its first members +resemble the first phrase of Part I. In measure 40 another section of +the coda begins, borrowed from the prélude. For exhaustive technical +details of the Two-Part Song-form, see the HOMOPHONIC FORMS, Chapters 9 +and 10. +</P> + +<BR> + +<P> +LESSON 9.—Analyze the following examples of the Two-Part Song-form. +Define the form of each Part, marking and classifying all cadences; and +indicate introductions and codas (or codettas), if present. <I>The first +step in the analysis of these forms is to divide the whole composition +into its Parts, by defining the end of Part One</I>. The next step is to +define the beginning of Part One, and end of Part Two, by separating +the introduction and coda (if present) from the body of the form. +</P> + +<P> +Beethoven, pianoforte sonatas: op. 57, Andante, Theme. +</P> + +<P> +Op. 109, <I>Andante</I>, Theme. +</P> + +<P> +Op. 111, last movement, Theme of Variations. +</P> + +<P> +Op. 79, <I>Andante</I>, first 8 measures (unusually small); same sonata, +last movement, first 16 measures. +</P> + +<P> +Op. 54, first 24 measures (each Part repeated). +</P> + +<P> +Op. 31, No. 3, <I>Menuetto</I> (without Trio). +</P> + +<P> +Op. 26, "Trio" of <I>Scherzo</I>; also last movement, first 28 measures +(second Part repeated). +</P> + +<P> +Op. 27, No. 2, "Trio" of <I>Allegretto</I>. +</P> + +<P> +Mozart, pianoforte sonatas: No. 2 (Peters edition), <I>Andante</I>, measures +1-20; and measures 21-40. +</P> + +<P> +Schumann, op. 68, No. 7; No. 4; No. 35; No. 42; No. 23 repeated; last +16 1/2 measures, (coda). +</P> + +<BR><BR><BR> + +<A NAME="chap10"></A> +<H3 ALIGN="center"> +CHAPTER X.--THE THREE-PART SONG-FORM. +</H3> + + +<P> +DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS.—We learned, in the +preceding chapter, that the Two-Part Song-form is a composition of +rather brief extent, with so decisive a perfect cadence in its course +as to divide it, in a marked manner, into two separate and fairly +individual sections or "Parts." +</P> + +<P> +Between this and the next higher form,—that with <I>three</I> such +Parts,—there is a distinction far more essential and characteristic +than that of mere extent; a distinction that does not rest simply upon +the number of Parts which they respectively contain. Each of the two +classes of formal design, the Two-Part and the Three-Part, embodies a +peculiar structural idea; and it is the evidence of these respective +ideas,—the true content of the musical form,—which determines the +species. The "number" of sections is, in this connection, nothing more +than the external index of the inherent idea. +</P> + +<P> +The Two-Part forms embody the idea of <I>progressive growth</I>. To the +first Part, a second Part (of similar or related melodic contents) is +added, in coherent and logical succession. It should not be, and in +good clear form it is not, a purely numerical enlargement, for the +association of the second Part with a foregoing one answers the +purposes of confirmation and of balance, and is supposed to be so +effectuated as to institute and maintain unity of style, and some +degree of progressive development. But the second Part, in this +bipartite design, does little or nothing more, after all, than thus to +project the musical thought on outward in a straight line (or along +parallel lines) to a conclusion more or less distant from the +starting-point,—from the melodic members which constitute the actual +germ, or the "text" of the entire musical discourse. A very desirable, +not to say vital, condition is therefore {90} lacking, in the Two-Part +forms; namely, the corroboration of this melodic germ by an emphatic +return to the beginning and an unmistakable re-announcement of the +first (leading) phrase or phrases of the composition. +</P> + +<P> +Nothing could be more natural than such corroboration. Any line of +conduct, if pursued without deviation, simply carries its object +farther and farther away from its origin. If, as in the circle, this +line is led back to the starting-point, it describes the most +satisfying and perfect figure; it perfects, by enclosing space. +Whereas, if it goes straight onward, it ultimately loses itself, or +loses, at least, its connection with its beginning and source. +</P> + +<P> +Nowhere is this principle of <I>Return</I> more significant and imperative +than in music, which, because of its intangibility, has need of every +means that may serve to define and illuminate its design; and hence the +superior frequency and perfection of the Three-Part form, <I>which, in +its Third Part, provides for and executes this Return to the +beginning</I>. Its superiority and greater adaptability is fully +confirmed in the practice of composition; the number of Three-Part +forms exceeds the Two-Part, in musical literature, to an almost +surprising degree; and it may therefore be regarded as the design +peculiarly adapted to the purposes of ordinary music writing within +average limits. +</P> + +<P> +The three successive divisions of the Three-Part Song-form may then be +characterized as follows:— +</P> + +<BR> + +<P> +PART I.—The statement of the principal idea; the presentation of the +melodic and rhythmic contents of the leading thought, out of which the +whole composition is to be developed. It is generally a period-form, +at least, closing with a firm perfect cadence in the principal key, or +one of its related keys. +</P> + +<BR> + +<P> +PART II.—The departure (more or less emphatic) from this leading +melodic statement. It is, for a time, probably an evident continuation +and development of the melodic theme embodied in the First Part; but it +does not end there; it exhibits a retrospective bent, and—when +thoroughly legitimate—its last few measures prepare for, and lead +into, the melodic member with which the piece began. Its form is +optional; but, as a rule, decisive cadence-impressions are avoided, +unless it be the composer's intention to <I>close</I> it with a perfect +cadence (upon any <I>other</I> than the principal tonic), and accomplish the +"return to the beginning" by means of a separate returning passage, +called the Re-transition. +</P> + +<BR> + +<P> +PART III.—The recurrence and corroboration of the original statement; +<I>the reproduction of Part I</I>, and therewith the fulfilment of the +important principle of return and confirmation. The reproduction is +sometimes exact and complete; sometimes slight changes, or even +striking variations, possibly certain radical alterations, occur; +sometimes it is only a partial recurrence, the first few measures being +sufficient to prove the "Return"; sometimes, on the other hand, +considerable material (more or less related) is added, so that Part III +is longer than the First Part. +</P> + +<P> +From this it appears that much latitude is given to the composer, in +his formulation of the Third Part. All that the Part has to prove, is +its identity as confirmation of the leading motive, and this it may do +in many ways, and with great freedom of detail, without obscuring the +main purpose. It is precisely this richness of opportunity, this +freedom of detail, which enhances the beauty and value of the +tripartite forms. +</P> + +<P> +The following is a very regular example of the Three-Part Song-form +(Schumann, op. 68, No. 20):— +</P> + +<A NAME="img-091"></A> +<CENTER> +<IMG SRC="images/img-091.jpg" ALT="Example 53. Fragment of Schumann." BORDER="2" WIDTH="448" HEIGHT="187"> +<H3> +[Illustration: Example 53. Fragment of Schumann.] +</H3> +</CENTER> + +<A NAME="img-092"></A> +<CENTER> +<IMG SRC="images/img-092.jpg" ALT="Example 53 continued." BORDER="2" WIDTH="453" HEIGHT="455"> +<H3> +[Illustration: Example 53 continued.] +</H3> +</CENTER> + +<P> +This version is as complete as it can conveniently be made upon one +single staff (chosen in order to economize space); but the student will +find the formal design somewhat more plastically defined in the +original, complete form, and he is therefore expected to refer to the +latter. Part I is an unusually regular double-period, with three +semicadences and a strong perfect cadence, on the original tonic, to +mark its conclusion; the double-bar is an additional confirmation of +the end of the Part. The second Part runs in the key of E major (the +dominant of the original key) throughout; its form is only a phrase, +but repeated,—as is proven by the almost literal agreement of the +second phrase with the preceding one, <I>cadence and all</I>. Part III +agrees literally with Part I in its melodic formation, but differs a +little in the treatment of the lower (accompanying) voices. +</P> + +<P> +In the theme of Mendelssohn's pianoforte Variations in E-flat major +(op. 82), which see, the design is as follows:—Part I is a period of +eight measures. Part II is also an 8-measure period, ending upon the +tonic chord of B-flat major (the dominant key), as first eighth-note of +the 16th measure; the following eighth-note, b-natural, represents what +we have called the Retransition (in its smallest conceivable form), as +it fulfils no other purpose than that of leading back into the first +tone of the First Part. Part III is <I>only a phrase</I>, and therefore +shorter than Part I; but it corroborates the <I>beginning</I>, and, in fact, +the entire contents of the First Part. +</P> + +<P> +The plan of Mendelssohn's 28th Song Without Words is as follows:—First +number the 38 measures, <I>carefully</I>. The first four measures are an +introductory phrase, or prélude; Part I begins in the second half of +measure 4 (after the double-bar) and extends, as regular 8-measure +period, to measure 12. Part II follows, during the same measure; its +form is a period, extending to measure 20, and closing with a very +distinctly marked semicadence on the dominant chord (chord of D). Part +III is 14 measures long, containing therefore six more measures than +the First Part; its first phrase is almost exactly like the first +phrase of Part I; its second phrase (measures 25-28) differs from any +portion of Part I, but closely resembles the melodic formation of Part +II; its third phrase is based upon the preceding one (<I>not</I> as +repetition, however), and is expanded to the 34th measure. The form of +Part III is phrase-group. The last four measures are codetta, or +postlude, and corroborate the prélude. +</P> + +<P> +For exhaustive technical details of the Three-Part Song-form, see the +HOMOPHOBIC FORMS, Chapters 11, 12, 13, 14 and 15. +</P> + +<BR> + +<P> +LESSON 10.—Analyze the following examples of the Three-Part Song-form. +The first step, here again, is to fix <I>the end of the First Part</I>; the +next, to mark the beginning of the Third Part, by determining where the +<I>return to the beginning</I> is made. These points established, it +remains to fix the beginning of Part I, by deciding whether there is an +introductory sentence or not; then the end of Part II, by deciding +whether it leads directly into Part III, or comes to a conclusion +somewhat earlier, to make room for a Retransition; then the end of Part +III, by deciding whether a codetta or coda has been added. The +extremities of the three Parts being thus determined, there will be no +difficulty in defining the <I>form</I> of each. Very particular attention +must be devoted to <I>the comparison of Part III with Part I</I>, in order +to discover, and accurately define, the difference between them,—in +form, in extent, in melodic formation, or in technical treatment. +</P> + +<P> +Mendelssohn, Songs Without Words: No. 22, No. 35, No. 32, No. 45, No. +42, No. 31, No. 27, No. 46, No. 25, No. 20, No. 26 (Re-transition, +middle of measure 25 to measure 29); No. 36 (beginning of Part III, +measure 60, somewhat disguised); No. 47, No. 12, No. 15, No. 3, No. 43, +No. 40, No. 37, No. 2, No. 33, No. 30, No. 1. +</P> + +<P> +Schumann, op. 68; No. 3; No. 12, first 24 measures; No. 14, No. 16, No. +17, No. 21 (Part I closes with a semicadence, but made in such a manner +that it answers its purpose without the least uncertainty); No. 24, No. +25, No. 26, No. 28; No. 29, last 48 measures (including coda); No. 33 +(long coda); No. 34; No. 37, first 32 measures; No. 38; No. 40, first +movement (2-4 measure); No. 41. +</P> + +<P> +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement,—both the +<I>Menuetto</I> and the <I>Trio</I>. Op. 2, No. 2, third movement,—both +<I>Scherzo</I> and <I>Trio</I>. Same sonata, last movement, first 16 measures +(Parts II and III consist of a single phrase each; therefore the whole +is diminutive in extent; but it is unquestionably Three-Part Song-form, +because of the completeness of Part I, and the unmistakable <I>return to +the beginning</I>). +</P> + +<P> +Op. 7, <I>Largo</I>, first 24 measures. Same sonata, third movement; also +the <I>Minore</I>. Same sonata, last movement, first 16 measures. +</P> + +<P> +Op. 10, No. 2, second movement, first 38 measures. +</P> + +<P> +Op. 10, No. 3, <I>Menuetto</I>. +</P> + +<P> +Op. 14, No. 1, third movement; also the <I>Maggiore</I>. +</P> + +<P> +Op. 14, No. 2, second movement, first 20 measures. +</P> + +<P> +Op. 22, <I>Menuetto</I>; also the <I>Minore</I>. +</P> + +<P> +Op. 26, first 34 measures; same sonata. <I>Scherzo</I>; same sonata, +<I>Funeral march</I> (also the <I>Trio</I>; what is its form?). +</P> + +<P> +Mozart, pianoforte sonatas: No. 15 (Peters Edition), <I>Andante</I>, first +32 measures. +</P> + +<P> +No. 1, last movement, first 50 measures. +</P> + +<P> +No. 12, first 18 measures. Same sonata, <I>Trio</I> of the second movement +(Part III returns to the beginning very briefly, and is otherwise +different from the First Part almost throughout). +</P> + +<P> +No. 13, <I>Adagio</I>, first 16 measures. +</P> + +<P> +Chopin, <I>Mazurkas</I> (Peters edition), No. 11, No. 22, No. 24, No. 40, +No. 49. +</P> + +<P> +In the following examples, the student is to determine whether the form +is Two-Part or Three-Part:— +</P> + +<P> +Mendelssohn, op. 72 (six pianoforte pieces), No. 1; No. 2; No. 3, No. +4, No. 6.—Etudes, op. 104, No. 1, No. 3. +</P> + +<P> +A curious example may be found in Schumann, op. 68, No. 32; the form is +actually Two-Part, but with a very brief reminiscence of the beginning +(scarcely to be called a Return) in the <I>last two measures</I>,—which +are, strictly speaking, no more than a codetta. The Second Part is +repeated. +</P> + +<P> +In Schumann's op. 68, Nos. 8, 9, and 11 (first 24 measures), the +<I>second</I> Part is unusually independent in character; completely +detached from Part III, and exhibiting no symptoms of leading into the +latter, as second Parts have commonly been observed to do. +</P> + +<BR><BR><BR> + +<A NAME="chap11"></A> +<H3 ALIGN="center"> +CHAPTER XI. ENLARGEMENT OF THE THREE-PART SONG-FORM. +</H3> + + +<P> +REPETITION OF THE PARTS.—The enlargement of the Three-Part Song-form +is effected, in the majority of cases, by simply repeating the Parts. +The composer, in extending the dimensions of his original design, +resorts as usual to the most legitimate and natural means at his +disposal—that of <I>repetition</I>. By so doing, he reinforces the +principle of Unity, and, instead of obscuring, places the contents of +his design in a stronger and more convincing light. It is true that +the act of mere repetition involves the risk of monotony; but against +this the composer has an efficient safeguard,—that of <I>variation</I>. He +may modify and elaborate the repetition in any manner and to any extent +that seems desirable or necessary, the only limitations being that the +identity of the original Part must be preserved beyond all danger of +misapprehension, and (as a rule) that the cadences shall not be altered. +</P> + +<P> +The act of repetition is applied to the First Part alone, and to the +<I>Second and Third Parts together</I>; very rarely to the Second Part +alone, or to the Third Part alone. +</P> + +<BR> + +<P> +EXACT REPETITIONS.—When Part I,—or Parts II and III together,—are to +be repeated without any changes, it is customary to employ the familiar +repetition-marks (double-bar and dots); with "first and second ending," +if, for any reason, some modification of the cadence-measure is +required. This is illustrated in the 7th Song Without Words; Part I is +repeated alone, and Parts II and III together; both repetitions are +indicated by the customary signs, and each has a double ending. See +also, Schumann, op. 68, No. 1; Part I is repeated exactly, with +repetition-marks; Parts II and III are also repeated literally (all but +the very last tone in the lower part), but written out,—apparently +without necessity. Also No. 2; the literal repetition of Part I is +written out; Parts II and III have the repetition-marks. +</P> + +<BR> + +<P> +MODIFIED REPETITIONS.—The quality and extent of the changes that may +be made, in order to enrich the composition without altering its +structural design, depend, as has been intimated, upon the judgment and +fancy of the composer. The student will find no part of his analytical +efforts more profitable and instructive than the careful comparison of +these modified repetitions with the original Parts; nothing can be more +fascinating and inspiring to the earnest musical inquirer, than thus to +trace the operation of the composer's mind and imagination; to witness +his employment of the technical resources in re-stating the same idea +and developing new beauties out of it,—especially when the variations +are somewhat elaborate. +</P> + +<P> +It must be remembered that mere repetition (even when modified,—as +long as it can be proven to be nothing more than repetition) does not +alter the form. A phrase, repeated, remains a phrase; <I>nothing less +than a decided alteration of the cadence itself</I> will transform it into +a double-phrase (or period). Similarly, a period, repeated, remains a +period, and does not become a double-period; and a Part, repeated, +remains the same Part. Therefore, the student will find it necessary +to concentrate his attention upon these larger forms, and exercise both +vigilance and discrimination in determining which sections of his +design come under the head of "modified repetition." +</P> + +<P> +For an illustration of the <I>repeated First Part</I>, see the 9th Song +Without Words; Part I is a four-measure period (of two small phrases) +closing in the seventh measure; the following four measures are its +modified repetition. For an example of the <I>repeated Second and Third +Parts</I>, see No. 48. In No. 29, both repetitions occur, with +interesting changes; the repetition of Part I begins in measure 13; +that of Parts II and III in measure 35; the last 10 1/2 measures are a +coda. +</P> + +<BR> + +<P CLASS="noindent"> +{98} +</P> + +<P> +THE FIVE-PART FORM. The repetition of the Second and Third Parts +together is sometimes subjected to changes that are almost radical in +their nature, and therefore appear to modify the form itself. These +important changes chiefly <I>affect the Second Part, when it reappears as +"Fourth" Part</I>. When the alteration of the Second Part (that is, the +difference between Part IV and Part II) is sufficiently radical to +suggest the presence of a virtually new Part, the design is called the +Five-part Song-form. The possible repetition of the First Part, it +will be inferred, does not affect this distinction in the least; it +hinges solely upon the treatment of the reproduction of <I>Part Two</I>. +For illustration: +</P> + +<A NAME="img-098"></A> +<CENTER> +<IMG SRC="images/img-098.jpg" ALT="Diagram of Parts." BORDER="2" WIDTH="446" HEIGHT="247"> +<H3> +[Illustration: Diagram of Parts.] +</H3> +</CENTER> + +<P> +The Five-Part form is illustrated in the 14th Song Without +Words;—(first, number the measures; observe that the two endings of +Part I are to be counted as the <I>same measure</I>, and not separately; +they are both measure 8):—Part I extends to the double-bar, and is +repeated literally, only excepting the <I>rhythmic</I> modification of the +final measure; Part II extends from measure 9 to 23; Part III, measures +24-35; Part IV, measures 36-47; Part V, measures 48-60; coda to the +end. The comparison of Part IV with Part II discloses both agreement +and diversity; they are, obviously, <I>practically the same Part</I>, but +differ in key, in form, and in extent. The comparison of Parts I, III, +and V reveals a similar condition, though the agreement here is much +closer, and each confirms the leading statement. +</P> + +<P> +A more characteristic example will be found in the familiar F major +<I>Nachtstück</I> of Schumann, op. 23, No. 4, which see:—Part I extends +from measure 2 to 9 (after 1 1/2 measures of recitative introduction); +Part II, measures 10-13; Part III, measures 14-21; Part IV, measures +22-32; Part V, measures 33-40; codetta to end. The Fourth Part bears +very little resemblance to the Second, and assumes rather the character +of a wholly independent Part. +</P> + +<BR> + +<P> +GROUP OF PARTS.—In some, comparatively rare, instances, the +arrangement of perfect cadences is such that,—coupled with +independence of melodic formation and character,—the composition seems +to separate into <I>four or more individual sections</I> or Parts, with or +without a recurrence of the First one; or into three <I>different</I> Parts, +lacking the evidence of the return to the beginning. When such +irregularities are encountered, or when any conditions appear which +elude or baffle natural classification among the Three-Part Song-forms +(simple or enlarged), the piece may be called a group of Parts. The +use of this term is entirely legitimate, and is commended to the +student on account of its convenience, for all examples of the +Song-form which, <I>upon thoroughly conscientious analysis</I>, present +confusing features, at variance with our adopted classification. Of +one thing only he must assure himself,—that the design is a +<I>Song-form</I> (<I>i.e.</I> an association of <I>Parts</I>), and not one of the +larger forms to be explained in later chapters. The definition is +given in Chapter IX (on page 84). +</P> + +<P> +A fair illustration of the utility of the term "Group of Parts" is seen +in Schumann, op. 68, No. 18. Others will be cited in the following +Lesson. +</P> + +<BR> + +<P> +LESSON 11.—Analyze the following examples of the enlarged Three-Part +Song-form. As before, the form of each Part should be defined, and +introductions and codas (if present) properly marked. All of the given +examples belong to this chapter, but are not classified; it is +purposely left to the student to determine where repetitions occur, and +whether they are exact, or variated,—in a word, to decide which of the +above diagrams the composition represents. +</P> + +<P> +Mendelssohn, Songs Without Words, No. 3, No. 4, No. 8, No. 10, No. 11, +No. 12, No. 16, No. 17, No. 19, No. 21, No. 23, No. 24, No. 27, No. 31, +No. 34, No. 39, No. 43, No. 44, No. 46. +</P> + +<P> +Schumann, op. 68, No. 5; No. 6; No. 10; No. 13; No. 15; No. 19; No. 22; +No. 30; No. 36; No. 43. +</P> + +<P> +Mendelssohn, op. 72, No. 5. +</P> + +<P> +Chopin, <I>Prélude</I>, op. 28, No. 17. +</P> + +<P> +Mozart, pianoforte sonata No. 8, <I>Andante</I> (entire). +</P> + +<P> +Mozart, No. 18, <I>Andantino</I> (of the "Fantasia"). +</P> + +<P> +Chopin, <I>Mazurkas</I>, No. 1, No. 2, No. 4, No. 5, No. 8, No. 15, No. 16, +No. 18, No. 37, No. 44, No. 48. +</P> + +<P> +</P> + +<P> +GROUPS OF PARTS: +</P> + +<P> +Chopin, <I>Mazurkas</I>, No. 3 (apparently five Parts, not counting +repetitions; Part V corroborates Part I, but the intervening sections +are too independent to be regarded as one long Second Part,—as would +be the case if this corroboration were Part III). Also No. 7 (same +design); No. 14 (four Parts, the last like the first); No. 19 (four +Parts, the fourth like the second); No. 20: No. 21; No. 27 (Part V like +I, Part IV like II); No. 34; No. 39; No. 41. +</P> + +<P> +Schubert, <I>Momens musicals</I>, op. 94, No. 3. +</P> + +<BR><BR><BR> + +<A NAME="chap12"></A> +<H3 ALIGN="center"> +CHAPTER XII. THE SONG-FORM WITH TRIO. +</H3> + + +<P> +Another method of enlargement consists in associating two +different—though somewhat related—Song-Forms. The practice was so +common in certain of the older dances, particularly in the minuet, that +this design is also known as the <I>Minuet Form</I>. +</P> + +<BR> + +<P> +THE PRINCIPAL SONG.—The first division, called the principal song, is +either a Two-Part or a Three-Part Song-form,—most commonly the latter. +It is generally entirely complete in itself; the fact that another +division is to be added, does not affect its character, form, or +conception. +</P> + +<BR> + +<P> +THE "TRIO," OR SUBORDINATE SONG.—The division which follows, as second +song-form, was formerly called the "Trio," and it has retained the name +in the majority of examples of this form, although the old custom that +gave rise to the term has long since been discontinued. A more +accurate designation, and one that we shall here adopt, is "Subordinate +Song." (Other names, which the student will encounter, are "maggiore," +"minore," "intermezzo," "alternative," etc.). +</P> + +<P> +Like the principal song, its fellow (the subordinate song) may be +either a Two-Part or a Three-Part design. It is very likely to +resemble its principal song in species of measure, tempo, and general +style; and its key may be the same as that of the principal division, +or, at least, related to it. But similarity of style is by no means +obligatory, the element of contrast having become more important than +Unity, in a design of such extent. It is also usually complete in +itself, though its connection with its principal song may involve a few +measures of transitional material. +</P> + +<BR> + +<P> +THE "DA CAPO."—This association of song-forms is subject to the +principle which governs all tripartite forms, namely, the return to the +beginning, and confirmation of the first (or principal) statement; not +only because of the general desirability of such a return, but because +<I>the necessity for it increases with the growth of the form</I>. In a +design that comprises a number of entire song-forms, it may be regarded +as indispensable. +</P> + +<P> +Therefore, the subordinate song is followed by a recurrence of the +principal song,—called the <I>da capo</I> (or "from the beginning"), +because of those Italian words of direction given to the player upon +reaching the end of the "Trio," or subordinate song. The reproduction +of the principal division is likely to be literal, so that the simple +directions "<I>da capo</I>" suffice, instead of re-writing the entire +division. But, here again, changes may be made,—generally unimportant +variations which do not obscure the form; or an abbreviation, or even +slight extension. And a codetta or coda is sometimes added to the +whole. +</P> + +<P> +The Song with Trio is thus seen to correspond to the Three-Part +Song-form, upon a larger scale. The several <I>Parts</I> of the latter +become complete <I>Song-forms</I>. An important distinction, to which +especial attention must be directed, is the <I>completeness</I> of the +contents of each song-form, and their fairly distinct <I>separation</I> from +each other, in the Song with Trio. The significance of these traits +will become apparent to the analytic student, as he progresses along +the line of form-evolution into the still larger designs. +</P> + +<BR> + +<P> +LESSON 12.—The following examples all belong to the Song with Trio. +They should be analyzed as usual, each Song separately, defining the +Parts, their form, and other details, as minutely as possible. Careful +analysis is the first condition of intelligent interpretation; and the +more complete the analysis, the fuller and more authoritative the +interpretation:— +</P> + +<P> +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement; the +divisions are called <I>Menuetto</I> and <I>Trio</I>, therefore this is an +authentic type of the present design; each is a complete Three-Part +Song-form; the key is the same, though a change from minor into major +takes place; after the <I>Trio</I>, the <I>Menuetto</I> does not re-appear (on +the printed page), but its reproduction is demanded by the words +<I>Menuetto da capo</I>, at the end of the Trio. +</P> + +<P> +Op. 2, No. 2, <I>Scherzo</I> and <I>Trio</I>. +</P> + +<P> +Op. 2, No. 3, <I>Scherzo</I> and <I>Trio</I>. +</P> + +<P> +Op. 7, third movement, <I>Allegro</I> and <I>Minore</I>. +</P> + +<P> +Op. 10, No. 2, second movement, <I>Allegretto</I> (the subordinate song is +not marked, but is easily distinguished; there are no <I>da capo</I> +directions, because the principal song is re-written, with alterations). +</P> + +<P> +Op. 10, No. 3, <I>Menuetto</I> and <I>Trio</I>. +</P> + +<P> +Op. 14, No. 1, second movement. <I>Allegretto</I> and <I>Maggiore</I>; a coda is +added. +</P> + +<P> +Op. 22, <I>Menuetto</I> and <I>Minore</I>. +</P> + +<P> +Op. 26, <I>Scherzo</I> and <I>Trio</I>. +</P> + +<P> +Op. 27, No. 1, second movement, <I>Allegro molto</I>; the Trio is not +marked; the "<I>da capo</I>" is variated, and a coda follows. +</P> + +<P> +Op. 27, No. 2, <I>Allegretto</I> and <I>Trio</I>. +</P> + +<P> +Op. 28, <I>Scherzo</I> and <I>Trio</I>. +</P> + +<P> +Op. 31, No. 3, <I>Menuetto</I> and <I>Trio</I>. +</P> + +<P> +Schumann, op. 68, No. 11; here there are no outward indications of the +Song with Trio, but that is the design employed; for the subordinate +song the measure is changed from 6-8 to 2-4, but the key remains the +same; the reproduction of the principal song is indicated in German, +instead of Italian. +</P> + +<P> +No. 12, No. 29, No. 39 (here the <I>da capo</I> is considerably changed). +</P> + +<P> +In No. 37 the "subordinate song" is represented by no more than a brief +Interlude (measures 33-40) between the principal song and its +recurrence,—just sufficient to provide an occasion for the latter +(which, by the way, is also abbreviated). +</P> + +<P> +Mozart, pianoforte sonatas: No. 2, <I>Andante cantabile</I>; each song-form +has two Parts; the subordinate song changes into the minor. +</P> + +<P> +No. 9, second movement, <I>Menuettos</I>; the subordinate song is marked +"Menuetto II," a custom probably antedating the use of the word "Trio" +(see Bach, 2d English Suite, <I>Bourrée</I> I and II). +</P> + +<P> +No. 12, <I>Menuetto</I>. +</P> + +<P> +Schubert, <I>Momens musicals</I>, op. 94, Nos. 1, 4, and 6. +</P> + +<P> +Schumann, op. 82 (<I>Waldscenen</I>), Nos. 7 and 8. +</P> + +<P> +Chopin, <I>Mazurkas</I>, Nos. 6, 12, 23, 47, 50. In Nos. 10, 45, 46 and 51, +the subordinate song consists of one Part only, but is sufficiently +distinct, complete, and separate to leave no doubt of the form. +</P> + +<P> +Also Chopin, <I>Nocturne</I> No. 13 (op. 48, No. 1). +</P> + +<P> +Examples of this compound Song-form will also be found, almost without +exception, in Marches, Polonaises, and similar Dance-forms; and in many +pianoforte compositions of corresponding broader dimensions, which, <I>if +extended beyond the very common limits of the Three-Part form</I>, will +probably prove to be Song with Trio. This the student may verify by +independent analysis of pianoforte literature,—never forgetting that +uncertain examples may need (if small) to be classed among the +group-forms, or (if large) may be suspected of belonging to the higher +forms, not yet explained, and are therefore to be set aside for future +analysis. Mention must be made of the fact that in some rare cases—as +in Mendelssohn's well-known "Wedding March"—<I>two Trios</I>, and +consequently two <I>da capos</I>, will be found. +</P> + +<BR><BR><BR> + +<A NAME="chap13"></A> +<H3 ALIGN="center"> +CHAPTER XIII. THE FIRST RONDO-FORM. +</H3> + + +<P> +EVOLUTION.—It cannot have escaped the observant student of the +foregoing pages, that the successive enlargement of the structural +designs of musical composition is achieved by a process of natural +growth and progressive evolution. No single form intrudes itself in an +arbitrary or haphazard manner; each design emerges naturally and +inevitably out of the preceding, in response to the necessity of +expansion, and conformably with the same constant laws of unity and +variety,—the active agents, along the entire unbroken line of +continuous evolution, being <I>reproduction</I> (Unity) and legitimate +<I>modification</I> (Variety); or, in other words, <I>modified repetition</I>. +It is upon the indisputable evidence of such normal evolution in the +system of musical structure, that our conviction of the legitimacy and +permanence of this system rests. +</P> + +<P> +The diagrams which appear on pages 78 and 98 partly illustrate the line +of evolution, which, in its fullest significance, may be traced as +follows: the <I>tone</I>, by the simplest process of reproduction, became a +<I>figure</I>; the figure, by multiplication or repetition, gave rise to the +<I>motive</I>; the latter, in the same manner, to the <I>phrase</I>. The +repetition of the phrase, upon the infusion of a certain quality and +degree of modification (chiefly affecting the cadences) became the +<I>period</I>; the latter, by the same process, became the double-period. +The limit of coherent phrase-succession (without a determined +interruption) being therewith reached, the larger Part-forms became +necessary. The <I>Two-Part</I> form emerged out of the double-period, the +two "connected" periods of which separated into two "independent" +Parts, by the determined interruption in the center. And, be it well +understood, each new design having once been thus established, its +enlargement within its own peculiar boundaries followed as a matter of +course; I mean, simply, that the two Parts did not need to remain the +<I>periods</I> that were their original type; the process of growth cannot +be stopped. The <I>Three-Part</I> form resulted from adding to the Two-Part +the perfecting reversion to the starting-point, and confirmation of the +principal statement. The <I>Five-part</I> form, and the <I>Song with Trio</I> +are enlargements of the Three-Part forms by repetition or +multiplication; and with the latter the limit of this particular +process appears to be achieved. Any further growth must take place +from within, rather than by addition from without. +</P> + +<P> +But the process of evolution continues steadily, as the student will +witness. To one vital fact his attention is here called,—a fact which +he is enjoined to hold in readiness for constant application,—namely, +<I>that perfection of structural design is attained in the Three-Part +form, and that every larger (or higher) form will have its type in this +design, and its basis upon it</I>. The coming designs will prove to be +expansions of the Three-Part form. +</P> + +<BR> + +<P> +THE RONDO-FORMS.—The structural basis of the Rondo, and other larger +or (as they are sometimes called) higher forms, is the Subject or +Theme. The form and contents of this factor, the Theme, are so +variable that a precise definition can scarcely be given. It is a +musical sentence of very distinct character, as concerns its melodic, +harmonic and, particularly, its rhythmic consistency; and of sufficient +length to establish this individuality,—seldom, if ever, less than an +entire period or double-period; often a Two-Part, not infrequently a +complete Three-Part Song-form, though never more than the latter. +</P> + +<P> +In the Rondo-forms, two or three such Themes are associated in such +<I>alternating succession that, after each new Theme, the first or +Principal Theme recurs</I>. The term "Rondo" may be referred to this +trait, the periodic return of the Principal theme, which, in thus +"coming round" again, after each digression into another theme, imparts +a characteristic circular movement (so to speak), to the design. In +the rondos, then, all the movements of musical development revolve +about one significant sentence or theme, the style of which therefore +determines the prevailing character of the whole composition. This, +which is naturally called the Principal theme, is placed at the +beginning of the rondo. Its end being reached, it is temporarily +abandoned for a second sentence, called the Subordinate theme, of more +or less emphatically contrasting style and of nearly or quite equal +length (generally shorter, however), and always in a different key. +After this there occurs the momentous <I>return to the beginning</I>,—the +most insistent and vital fundamental condition of good, clear, musical +form, of whatsoever dimension or purport,—and the <I>Principal</I> theme +reasserts itself, recurring with a certain degree of variation and +elaboration (occasionally abbreviation), thus vindicating its title as +Principal theme, and stamping its fellow-theme as a mere digression. +After this,—if a still broader design is desired,—another digression +may be made into a new Subordinate theme, in still another key, +followed by the persistent return to the Principal theme. And so on. +Upon the Subordinate theme, or themes, devolves the burden of variety +and contrast, while the Principal theme fulfils the requirements of +corroboration and concentration. A coda, sometimes of considerable +length, is usually added; it appears to be necessary, as a means of +supplying an instinctive demand for balance, increased interest, and +certain other scarcely definable conditions of very real importance in +satisfactory music form. +</P> + +<P> +Of the Rondo-forms there are three grades, distinguished respectively +<I>by the number of digressions</I> from the Principal theme:— +</P> + +<P> +The First Rondo-form, with one digression (or Subordinate theme), and +one return to the Principal theme; +</P> + +<P> +The Second Rondo-form, with two digressions, and two returns; +</P> + +<P> +The Third Rondo-form, with three digressions and three returns. The +persistent recurrence of the Principal theme, something like a refrain, +and the consequent regular alternation of the chief sentence with its +contrasting subordinate sentences, are the distinctive structural +features of the Rondo. +</P> + +<P CLASS="noindent"> +{108} +</P> + +<P> +THE FIRST RONDO-FORM.—This consists, then, of a Principal theme +(generally Two-Part or Three-Part Song-form); a Subordinate theme in a +different key (probably a smaller form); a recurrence of the Principal +theme (usually more or less modified or elaborated); and a coda. +Thus:— +</P> + +<TABLE ALIGN="center" WIDTH="100%" CELLPADDING="10em"> +<TR ALIGN="left" VALIGN="top"> +<TD ALIGN="left" VALIGN="top" WIDTH="30%"> +<I>Principal Theme.</I><BR> +2- or 3-Part song-form. Probably a perfect cadence. +Possibly a few beats or measures of transitional +material, leading into next theme. +</TD> + +<TD ALIGN="left" VALIGN="top" WIDTH="30%"> +<I>Subordinate Theme.</I><BR> +Period, Double-period, 2- or 3-Part form. +Different style and key. Possibly a brief +codetta; and usually a few measures of +Re-transition. +</TD> + +<TD ALIGN="left" VALIGN="top" WIDTH="20%"> +<I>Prin. Theme.</I><BR> +As before, usually variated. Sometimes abbreviated. +</TD> + +<TD ALIGN="left" VALIGN="top" WIDTH="20%"> +<I>Coda.</I><BR> +Optional<BR> +</TD> + +</TR> + +</TABLE> + +<P> +The design is that of the tripartite forms. But it is not to be +confounded with the Three-Part <I>Song-form</I>, because at least one of its +Themes, and probably both, will be a Part-form by itself. It is an +association of Song-forms, and therefore corresponds in design to the +<I>Song with Trio</I>. The first Rondo differs from the latter, however, in +being more compact, more coherent and continuous, and more highly +developed. This manifests itself in the relation of the Themes to each +other, which, despite external contrast, is more intimate than that +between the Principal and Subordinate Song (or Trio); further, in the +transitional passages from one Theme into the other (especially the +Re-transition, or "returning passage"); in the customary elaboration of +the recurring Principal Theme; and in the almost indispensable coda, +which often assumes considerable importance, and an elaborate form and +character. +</P> + +<P> +The evolution of the First Rondo-form of the Song with Trio may be +clearly traced in classic literature. Many intermediate stages appear, +naturally; and it is sometimes difficult to determine whether the +design is Rondo or compound Song-form, simply because it is scarcely +possible to decide just when the "Trio" assumes the more intimate +relation of a Subordinate theme, or when the freedom and comparative +looseness of association (peculiar to the Song with Trio) is +transformed into the closer cohesion and greater smoothness of finish +<I>which fuses all the component Parts of the design into one compact +whole</I>,—the distinctive stamp of all so-called "higher" forms. +</P> + +<P> +The thoughtful examination and comparison of the following four +examples will elucidate the matter:— +</P> + +<P> +1. Beethoven, first pianoforte sonata (op. 2, No. 1), <I>Menuetto</I> and +<I>Trio</I>. Already analyzed as a perfectly genuine Song with Trio. +</P> + +<P> +2. Beethoven, pianoforte sonata, op. 28, second movement, <I>Andante</I>. +The principal Song is in the Three-Part form, with exact repetitions. +The subordinate song differs so radically in style, and each song is so +complete and distinct from the other, that the form is almost certainly +Song with Trio; but there is a strong intimation of the Rondo-form in +the elaborate variation of the <I>da capo</I>, and in the treatment of the +coda (last 17 measures), in which motives from both Songs are +associated so closely as to vindicate their kinship. In a word, this +movement possesses,—despite the apparent independence of its +Songs,—some degree of that continuity, compactness and artistic finish +which culminate in the genuine Rondo-form. +</P> + +<P> +3. Mozart, pianoforte sonata, No. 10, second movement (<I>Rondeau en +polonaise</I>). The continuity and unity of this composition is so +complete that it is certainly a Rondo-form; the principal theme is a +fairly large Three-Part form; the subordinate theme (measure 47-69) is +a Two-Part form, the second part corresponding in contents to the +second Part of the principal theme; the <I>recurrence</I> of the principal +theme is abbreviated to one of its three Parts, and is merged in the +coda (last seven measures), which assumes the nature of a mere +extension. Despite all this evidence, there still remains a certain +impression of structural independence, which, so to speak, betrays the +"seams," and militates somewhat against the spirit of the perfect +Rondo-form. See also, No. 13, Adagio. +</P> + +<P> +4. Beethoven, pianoforte sonata, op. 2, No. 2, <I>Largo</I>; the unessential +details omitted in the following (in order to economize space) appear, +of course, in the original,—to which the student is expected to refer. +</P> + +<A NAME="img-110"></A> +<CENTER> +<IMG SRC="images/img-110.jpg" ALT="Example 54. Fragment of Beethoven." BORDER="2" WIDTH="442" HEIGHT="481"> +<H3> +[Illustration: Example 54. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-111"></A> +<CENTER> +<IMG SRC="images/img-111.jpg" ALT="Example 54 continued." BORDER="2" WIDTH="462" HEIGHT="635"> +<H3> +[Illustration: Example 54 continued.] +</H3> +</CENTER> + +<A NAME="img-112"></A> +<CENTER> +<IMG SRC="images/img-112.jpg" ALT="Example 54 continued." BORDER="2" WIDTH="450" HEIGHT="639"> +<H3> +[Illustration: Example 54 continued.] +</H3> +</CENTER> + +<P> +This is a genuine First Rondo-form. All the factors of which it is +composed, Phrases, Parts and Themes, are so closely interlinked that +the continuity, cohesion and <I>unity</I> of the whole is complete. The +variety of contents which these factors exhibit (greatest, naturally, +between the two themes), does not disturb the impression that the whole +movement is a unit. This is due, at least partly, to the manner in +which the perfect cadences are disguised; each one is passed over with +the least possible check of rhythmic movement (measures 8, 19, etc.), +thus snugly dove-tailing the structural factors. The coda is elaborate +and unusually long; it consists of several "sections," as follows (see +the original): from measure 1 (the last measure in Ex. 54) to measure +4, a phrase, derived from the second Part of the Principal theme; +measures 5-7, an abbreviated repetition; measures 8-14, a phrase, +derived from the Principal theme; measures 15-17, a transitional +passage; measures 18-25, a period, closely resembling Part I of the +Principal theme; measures 26-30, final phrase. +</P> + +<BR> + +<P> +LESSON 13.—Analyze the following examples. They are not classified; +the student must determine whether the form is pure First Rondo, or an +intermediate grade between Rondo and "Song with Trio." One of the +examples is a genuine Song with Trio; and one is a <I>Three-Part +Song-form</I>; with reasonable vigilance the student will detect these +"catches." To distinguish these three designs from each other, +recollect— +</P> + +<P> +That the Three-Part Song-form consists of three <I>single Parts</I>, fairly +similar in character, fairly small in form, and severed either by a +firm cadence, or by unmistakable proof of new "beginning;" +</P> + +<P> +That in the first Rondo-form, at least one of the themes (if not both) +contains <I>two</I> (or three) Parts; and, +</P> + +<P> +That in the Song with Trio, the two "Songs" are more independent of +each other, and more decisively separated, than are the "themes" of the +Rondo-form. +</P> + +<P> +With reference to all uncertain cases, it must be remembered that <I>the +more doubtful a distinction is, the less important is its decision</I>. +These designs naturally merge one in another, and at times it is folly +to impose a definite analysis upon them. +</P> + +<P> +The analysis should be as minute as possible, nevertheless. The first +step is to define the extremities of the two themes. This fixes the +coda (and the introduction, if present); the re-transition (returning +passage into the Principal theme); and the transition into the +Subordinate theme—if present. The form of each theme must be defined +in detail, as in Ex. 54:— +</P> + +<P> +Beethoven, pianoforte sonatas: op. 2, No. 1, <I>Adagio</I>. +</P> + +<P> +Op. 7, <I>Largo</I>. +</P> + +<P> +Op. 2, No. 3, <I>Adagio</I>. +</P> + +<P> +Op. 79, <I>Andante</I>. +</P> + +<P> +Op. 27, No. 1, <I>Allegro molto</I>. +</P> + +<P> +Schubert, pianoforte <I>Impromptus</I>, op. 90, No. 2; and No. 3. +</P> + +<P> +Chopin, <I>Mazurka</I>, No. 26. +</P> + +<P> +Chopin, <I>Nocturnes</I>: op. 27, No. 1. +</P> + +<P> +Op. 32, No. 2. +</P> + +<P> +Op. 37, No. 2. +</P> + +<P> +Op. 48, No. 1. +</P> + +<P> +Op. 55, No. 1; and No. 2 +</P> + +<P> +Op. 62, No. 1. +</P> + +<P> +Op. 72, No. 1 (E minor, posthumous). +</P> + +<BR><BR><BR> + +<A NAME="chap14"></A> +<H3 ALIGN="center"> +CHAPTER XIV. THE SECOND RONDO-FORM. +</H3> + + +<P> +As described in the preceding chapter, the Second Rondo-form contains +two digressions from the Principal theme, called respectively the first +and second Subordinate themes. It bears the same relation to the +Five-Part Song-form, that the First Rondo-form bears to the Three-Part +Song-form. +</P> + +<P> +For the sake of effective contrast, <I>the two Subordinate themes are +generally differentiated</I> to a marked degree; more precisely stated, +the <I>second</I> Subordinate theme is likely to differ strikingly both from +the Principal theme and from the first Subordinate theme; the result is +that, as a general rule, the second digression is more emphatic than +the first. +</P> + +<P> +To prevent the enlarged design from assuming too great dimensions, the +several themes are apt to be more concise than in the first Rondo-form; +the Two-Part form is therefore more common than the Three-Part; the +first Subordinate theme is generally brief, and the Principal theme +upon its recurrences, is frequently abbreviated,—especially the last +one, which often merges in the coda. +</P> + +<P> +An example of the second Rondo-form (which may be sufficiently +illustrated without notes) will be found in the last movement of +Beethoven's pianoforte sonata, op. 49, No. 2 (G major). Number the one +hundred and twenty measures, and define the factors of the form with +close reference to the following indications—the figures in +parenthesis denoting the measures: +</P> + +<P> +<I>Principal theme</I>. Part I (1-8), period-form; Part II (9-12), phrase; +Part III (13-20), period-form. +</P> + +<P> +<I>Transition</I>, period-form (21-27), leading into the new key. +</P> + +<P> +<I>First Subordinate theme</I>, period-form (28-36), with +</P> + +<P> +<I>Codetta</I>, repeated (37-42). +</P> + +<P> +<I>Re-transition</I> (43-47). +</P> + +<P> +<I>Principal theme</I>, as before (48-67). +</P> + +<P> +<I>Second Subordinate theme</I>, double-period (68-83); the process of +<I>Re-transition</I> manifests its inception about one measure before (82), +and is carried on to measure 87. +</P> + +<P> +<I>Principal theme</I>, as before (88-107). +</P> + +<P> +<I>Coda</I>, period, with modified repetition of consequent phrase +(108-119),—followed by an extra perfect cadence, as extension. +</P> + +<P> +</P> + +<P> +LESSON 14.—Analyze the following examples, as usual. Review the +directions given in Lesson 13:— +</P> + +<P> +Beethoven, pianoforte sonatas: op. 10, No. 3, last movement. +</P> + +<P> +Op. 14, No. 2, last movement (called <I>Scherzo</I>). +</P> + +<P> +Op. 79, last movement (very concise). +</P> + +<P> +Op. 13, <I>Adagio</I> (still more concise. Is this not a Five-Part +Song-form?) +</P> + +<P> +Beethoven, <I>Polonaise</I> for the pianoforte, op. 89. +</P> + +<P> +Mozart, <I>Rondo</I> in A minor, for pianoforte. +</P> + +<BR><BR><BR> + +<A NAME="chap15"></A> +<H3 ALIGN="center"> +CHAPTER XV. THE THIRD RONDO-FORM. +</H3> + + +<P> +In this form of composition there are three digressions from the +Principal theme. But, in order to avert the excess of variety, so +imminent in a design of such length, the digressions are so planned +that <I>the third one corresponds to the first</I>. That is, there are here +again only two Subordinate themes (as in the Second Rondo-form), which +alternate with each other, so that the succession of thematic factors +is as follows: Principal Theme; 1st Subordinate Theme; Principal Theme; +2d Subordinate Theme; Principal Theme; 1st Subordinate Theme; Principal +Theme; and coda. +</P> + +<P> +It will be observed that this arrangement is another confirmation and +embodiment of the Three-Part (tripartite) form, with its "recurrence of +the first section," magnified into larger proportions than any examples +thus far seen. The three portions are called, <I>Divisions</I>. The first +is known as the <I>Exposition</I>, comprising the Principal Theme, First +Subordinate Theme, and recurrence of the Principal Theme; the second +division consists of the Second Subordinate Theme only; the Third +Division is the <I>Recapitulation</I> of the first Division. +</P> + +<BR> + +<P> +THE EXPOSITION.—This first Division, the "statement," compounded of +two themes and a recurrence, is in itself a complete (though probably +very concise) First Rondo-form; therefore, in order to confirm the +intended design, at least one of its themes must contain two (or more) +Parts,—otherwise it would be no more, all together, than a Three-Part +Song-form, and the <I>whole</I> Rondo would be reduced to the design of the +First Rondo-form. In a word, the Exposition must correspond concisely +to the table given on page 108. The First Subordinate theme takes its +usual emphatic position in a different key,—generally closely related +to the key of the Principal theme. +</P> + +<P> +Sometimes, but by no means regularly, the Exposition closes with a +decisive perfect cadence in the original key. +</P> + +<P> +The Middle Division.—As this should balance (at least approximately), +the Exposition, it is likely to be a fairly broad design,—not greater, +however, than a Three-Part Song-form (possibly with repetitions), and +often no more than a Two-Part form. As intimated in the preceding +chapter, the Second Subordinate theme is usually strongly contrasted +with the other themes, in character, key, and length; but the same +unity of total effect is necessary, as in the smaller Rondo-forms. The +re-transition (or returning passage) is often quite lengthy and +elaborate; it is seldom an independent section of the form, however, +but generally developed out of the last phrase of the theme, by the +process of "dissolution,"—to be explained more fully in Chapter XVII. +</P> + +<BR> + +<P> +THE RECAPITULATION.—This corresponds, theoretically, to the <I>da capo</I> +in the Song with Trio, or to the variated recurrence of the Principal +theme in the First Rondo-form. But it is more than either of these. +The term "Recapitulation" is more comprehensive than "recurrence" (in +the sense in which we have thus far employed the latter word), as it +always refers to the reproduction of a <I>collection</I> of themes, and, +chiefly on this account, is subject to certain specific conditions of +technical treatment. +</P> + +<P> +Recapitulation, in the larger designs of composition, <I>invariably +involves transposition</I>, or change of key,—the transposition of the +First Subordinate theme, from the key chosen for its first announcement +(in the Exposition) back <I>to the principal key</I> of the piece. This, +as may be inferred, greatly affects the original transition and +re-transition; and it may necessitate changes within the theme itself, +in consequence of the change of register. +</P> + +<P> +Further, the last recurrence of the Principal theme being no less than +its fourth announcement, is rarely complete; as a rule, a brief +intimation (the first motive or phrase) is deemed sufficient, and this +is then dissolved into the coda; or the Principal theme, as such, is +omitted, or affiliated with the coda, or one of its sections. +</P> + +<P CLASS="noindent"> +{119} +</P> + +<P> +For an illustration of the Third Rondo-form, the student is referred to +the last movement of Beethoven's pianoforte sonata, op. 2, No. 2, the +diagram of which is as follows:— +</P> + +<TABLE BORDER WIDTH="100%"> +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="35%"> +<I>Exposition</I> +</TD> +<TD ALIGN="center" VALIGN="top" COLSPAN="1" WIDTH="20%"> +<I>Middle Division</I> +</TD> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="45%"> +<I>Recapitulation</I> +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +1st Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +2d Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +1st Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. and Coda +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +A maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +E maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +A maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +A minor +</TD> +<TD ALIGN="center" VALIGN="top"> +A maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +A maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +A maj. +</TD> +</TR> +</TABLE> + +<P> +For its detailed analysis, number the measures as usual (there are 187, +the "second ending" not being counted), and define each factor of the +form by reference to the given indications,—the figures in parenthesis +again denoting the measures:— +</P> + +<P> +<I>Principal Theme</I>, Part I (1-8), period-form. Part II (9-12), phrase. +Part III (13-16), phrase. +</P> + +<P> +<I>Transition</I>, period-form (17-26), leading into the new key. +</P> + +<P> +<I>First Sub. Theme</I>, period, Antecedent (27-32), Consequent (33-39). +</P> + +<P> +<I>Re-transition</I> (40). +</P> + +<P> +<I>Principal Theme</I>, as before, (41-56). This ends the EXPOSITION. +</P> + +<P> +<I>Second Sub. Theme</I>, Part I (57-66), period, literal repetition. Part +II (67-74) period-form. Part III (75-79) phrase. +</P> + +<P> +Parts II and III repeated (80-92); the process of <I>re-transition</I> +begins one measure earlier (91), and is pursued to measure 99. +</P> + +<P> +The RECAPITULATION begins in the next measure with the +</P> + +<P> +<I>Principal Theme</I>, as before, slightly modified (100-115). +</P> + +<P> +<I>Transition</I>, as before, slightly abbreviated (116-123). +</P> + +<P> +<I>First Subordinate Theme</I>, as before, but transposed to the principal +key, A major, and somewhat modified (124-135). +</P> + +<P> +<I>Principal Theme</I> begins in measure 135, where the preceding theme +ends; consequently, there is an Elision. In measure 140 it is +dissolved into the +</P> + +<P> +<I>Coda</I>: Section 1 (to measure 148). +</P> + +<P> +Section 2 (149-160). +</P> + +<P> +Section 3 (161-172). +</P> + +<P> +Section 4 (173-180). +</P> + +<P> +Section 5 (to end). +</P> + +<BR> + +<P> +LESSON 15.—Analyze the following examples, as usual. They represent +chiefly the Third Rondo-form, but <I>one example each</I> of the First and +Second Rondo-forms have been introduced, to stimulate the vigilance of +the student. Review the directions given in Lesson 13: +</P> + +<P> +Beethoven, pianoforte sonatas: op. 26, last movement, (very concise, +but a perfect model of the form). +</P> + +<P> +Op. 28, last movement. +</P> + +<P> +Op. 7, last movement. +</P> + +<P> +Op. 2, No. 3, last movement. +</P> + +<P> +Op. 13, last movement. +</P> + +<P> +Op. 22, last movement. +</P> + +<P> +Op. 14, No. 1, last movement. +</P> + +<P> +Op. 31, No. 1, <I>Adagio</I>. +</P> + +<P> +Beethoven, <I>Rondos</I> for pianoforte, op. 51, No. 1; and op. 51, No. 2. +</P> + +<P> +Mozart, pianoforte sonata, No. 4, last movement; No. 3, last movement. +</P> + +<BR><BR><BR> + +<A NAME="chap16"></A> +<H3 ALIGN="center"> +CHAPTER XVI. THE SONATINE FORM. +</H3> + + +<P> +CLASSIFICATION OF THE LARGER FORMS.—The Sonatine form is the smaller +variety of two practically kindred designs, known collectively as the +Sonata-allegro forms. In order to obtain a clear conception of its +relation to the latter, and also to the Rondo-forms, it is necessary to +subject the entire group of so-called "higher" forms to a brief +comparison. +</P> + +<P> +The larger, broader, or "higher" designs of musical composition are +divided into two classes: the three <I>Rondo-forms</I>, and the two +<I>Sonata-allegro forms</I>. The latter constitute the superior of the two +classes, for the following reasons:— +</P> + +<P> +In the first place, the rondos rest upon a narrower thematic basis, +centering in one single theme—the Principal one—about which the other +themes revolve. Further, their most salient structural feature is +nothing more significant than simple <I>alternation</I> (of the Principal +theme with its one or more Subordinates) the Principal theme recurs +after each digression with a persistence that lends a certain +one-sidedness to the form,—only excepting in the Third (and highest) +Rondo-form, which, by virtue of its broad Recapitulation of the first +Division, approaches most nearly the rank of the Sonata-allegro design, +as will be seen. +</P> + +<P> +In the Sonata-allegro forms, on the other hand, the leading purpose is +<I>to unite two co-ordinate themes upon an equal footing</I>; one is to +appear as often as the other; and the two themes <I>together</I> constitute +the thematic basis of the design. These are, as in the rondos, a +Principal theme (called principal because it appears first, and thus +becomes in a sense the index of the whole movement), and a Subordinate +theme (so called in contradistinction to the other),—contrasting in +character, as usual, but actually of equal importance, and of nearly or +quite equal length. To these, there is commonly added a codetta (or +"concluding theme" as it is {122} sometimes called, though it seldom +attains to the dignity of a <I>theme</I>),—sometimes two, or even more, +codettas, which answer the general purpose of a coda, rounding off and +balancing this Division of the design. This union of the two or three +thematic components that are to represent the contents of the design, +is the <I>Exposition</I>, or first Division, of the Sonata-allegro forms. +It indicates a point of contact between the latter and the rondo,—in +the <I>Third</I> form of which we also find an Exposition. Careful +comparison of the two types of exposition reveals the significant +difference between the two classes, however; in the Third Rondo, the +exposition was an <I>alternation</I> of themes, with decided preference for +the principal one; in the Sonata-allegro it is a <I>union</I> of themes, +without preference, resulting in a broader thematic basis. +</P> + +<BR> + +<P> +THE SONATINE FORM.—In the Sonatine-form, or the smaller variety of the +sonata-allegro designs, this Exposition (or first Division) is followed +<I>at once</I>,—or after a few measures of interlude, or re-transitional +material,—by a Recapitulation of the Division, as was seen in the +Third Rondo-form, and under the same conditions of transposition as +there. The diagram of the form is therefore as follows:— +</P> + +<TABLE BORDER WIDTH="100%"> +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="40%"> +<I>Exposition</I> +</TD> +<TD ALIGN="center" VALIGN="middle" COLSPAN="1" ROWSPAN="3" WIDTH="10%"> +<I>Very<BR>brief<BR>Inter-<BR>lude</I> +</TD> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="50%"> +<I>Recapitulation</I> +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Codetta +</TD> + +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Codetta +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +As usual. +</TD> +<TD ALIGN="center" VALIGN="top"> +In some <BR>related key. +</TD> +<TD ALIGN="center" VALIGN="top"> +Optional +</TD> + +<TD ALIGN="center" VALIGN="top"> +As before. +</TD> +<TD ALIGN="center" VALIGN="top"> +In the <BR>principal key. +</TD> +<TD ALIGN="center" VALIGN="top"> +Also in <BR>principal key. +</TD> +</TR> +</TABLE> + +<P> +An additional coda is, as usual, likely to appear at the end. +</P> + +<P> +This diagram should be very carefully compared with that of the Third +Rondo-form on page 119, and the points both of agreement and +dissimilarity noted. More minute details of the Sonatine form will be +given in the next chapter, in connection with the larger and more fully +developed Sonata-allegro form. +</P> + +<P> +An illustration of the Sonatine-form will be found in Mozart, 6th +pianoforte sonata, <I>adagio</I>. Number the measures, as usual, and +analyze with reference to the indications given; the figures in +parenthesis again denote the measures. +</P> + +<P> +<I>Principal Theme</I>, B-flat major, period-form,—possibly double-period, +because of the slow tempo and large measures (1-8). There is no +Transition. +</P> + +<P> +<I>Subordinate Theme</I>, F major, period-form, extended. Antecedent +(9-12); consequent, very similar (13-16); extension by addition of new +phrase, as in the group-form (16 1/2-19). +</P> + +<P> +<I>Codetta</I>, also in F major, very brief, only one-half measure, and +repeated as usual (19 1/2-20). This ends the Exposition. +</P> + +<P> +<I>Interlude</I>, the remaining beats of measure 20; it is, of course, a +brief re-transition, and is therefore strongly suggestive of the First +Rondo-form, the <I>details of which exactly coincide, thus far, with the +above factors of the sonatine-form</I>. Such coincidences merely confirm +the unbroken line of evolution, and are to be expected in the system of +legitimate, rational music designs. The RECAPITULATION (the original +<I>da capo</I>) follows, beginning with the +</P> + +<P> +<I>Principal Theme</I>, B-flat major, as before (21-28) but somewhat +embellished. Again, there is no Transition. (Here the similarity to +the First Rondo ends.) +</P> + +<P> +<I>Subordinate Theme</I>, corresponds very closely to the former version, +but transposed to B-flat major, the principal key, and variated (29-39). +</P> + +<P> +<I>Codetta</I>, also in B-flat major (39 1/2-40), slightly extended. There +is no coda. +</P> + +<BR> + +<P> +LESSON 16.—Analyze the following examples of the sonatine-form, in the +usual exhaustive manner:— +</P> + +<P> +Beethoven, pianoforte sonatas; op. 10, No. 1, <I>Adagio</I>. +</P> + +<P> +Op. 31, No. 2, <I>Adagio</I>. +</P> + +<P> +Mendelssohn, <I>Andante cantabile</I> in B-flat major (pianoforte). +</P> + +<P> +Mozart, pianoforte sonata. No. 17, <I>Andante amoroso</I> (somewhat longer +interlude). +</P> + +<P> +Mendelssohn, <I>Presto agitato</I> in B minor for pianoforte (preceded by an +"Andante cantabile" which has no connection with the sonatine-form of +the <I>presto</I>, but may also be analyzed). This design is very broad; +each factor is expanded to its fullest legitimate extent, especially +the "codetta" section. +</P> + +<BR><BR><BR> + +<A NAME="chap17"></A> +<P CLASS="noindent"> +{124} +</P> + + +<H3 ALIGN="center"> +CHAPTER XVII. THE SONATA-ALLEGRO FORM. +</H3> + +<P> +ORIGIN OF THE NAME.—The fully developed Sonata-allegro form is the +design in which the classic overture and the first movement of the +symphony, sonata and concerto are usually framed. The student must be +careful not to confound this musical form with the <I>complete</I> sonata of +three or four movements. It is not to be called the "sonata form," but +the "sonata-allegro form." It is to one movement only, generally the +first one, which is (or was) very commonly an <I>allegro</I> tempo in the +sonata and symphony, that the present design refers; and its name, +sonata-allegro, is derived from that old historic species of the sonata +which consisted originally of but one movement, generally an <I>allegro</I>. +</P> + +<BR> + +<P> +THE SONATA-ALLEGRO FORM.—As distinguished from the sonatine-form, with +its two Divisions, this larger species, based upon precisely the same +structural idea, has <I>three Divisions</I>,—the Exposition, a middle +Division called the Development (growing out of the brief interlude of +the sonatine-form), and the Recapitulation. The diagram (the keys of +which correspond to the plan of Beethoven, op. 14, No. 2, first +movement) is as follows: +</P> + +<TABLE BORDER WIDTH="100%"> +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="40%"> +<I>Exposition</I> +</TD> +<TD ALIGN="center" VALIGN="middle" COLSPAN="1" ROWSPAN="1" WIDTH="20%"> +<I>Middle Div.</I> +</TD> +<TD ALIGN="center" VALIGN="top" COLSPAN="3" WIDTH="40%"> +<I>Recapitulation</I> +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +Pr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Codetta +</TD> +<TD ALIGN="center" VALIGN="top" ROWSPAN="2"> +<I> +Development, <BR> +various keys, <BR> +ending with <BR> +Retransition +</I> +</TD> +<TD ALIGN="center" VALIGN="top"> +Phr. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Sub. Th. +</TD> +<TD ALIGN="center" VALIGN="top"> +Codetta<BR>and Coda. +</TD> +</TR> + +<TR ALIGN="center" VALIGN="top"> +<TD ALIGN="center" VALIGN="top"> +G maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +D maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +D maj. +</TD> + +<TD ALIGN="center" VALIGN="top"> +G maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +G maj. +</TD> +<TD ALIGN="center" VALIGN="top"> +G maj. +</TD> +</TR> +</TABLE> + +<P> +Compare this diagram, also, with that of the Third Rondo-form, and +note, accurately, the points of resemblance and contrast. +</P> + +<P> +Compare it, further, with the diagram of the sonatine-form, on page +122. It will be observed that here the Recapitulation does not follow +the Exposition at once, as there, but that a complete middle division +intervenes, instead of the brief interlude or re-transition; from which +the student may conclude that the sonatine-form gradually grows into +the sonata-allegro form, as this interlude becomes longer, more +elaborate, and more like an independent division of the design. Or +inversely, and perhaps more correctly, the sonata-allegro becomes a +sonatine-design <I>by the omission (or contraction) of the middle +Division</I>. +</P> + +<BR> + +<P> +THE EXPOSITION.—The presentation of the thematic factors, the +statement or Exposition of the two themes and codetta, is made exactly +as in the sonatine-form, though probably upon a broader scale. The +Principal theme is usually a Two-Part Song-form, at least; often +Three-Part. In broader designs, a separate transitional passage +appears; in more concise designs, the transition is developed out of +the last Part of the Principal theme by the process of dissolution—as +will be seen. The object of the transition is, as usual, <I>to lead into +the new key</I> (of the Subordinate theme). It is sometimes, though very +rarely, omitted. +</P> + +<P> +The Subordinate theme contrasts notably with its fellow, but asserts +equal importance, as a rule, and may be of equal, or nearly equal, +length. The addition of a codetta is almost indispensable, and +frequently two or more appear, growing successively shorter, and +generally repeated. In the sonata-allegro <I>the Exposition closes, as a +rule, with a very decisive perfect cadence</I>, followed by a double-bar, +and—especially in older sonatas—repetition-marks; the repetition of +the Exposition being justly considered important, as a means of +emphasizing the "statement," and enforcing the hearer's attention to +the thematic contents before preceding to their development in the +second division of the form. In the sonatine-form, on the contrary, +this positive termination of the Exposition (and consequently the +double-bar and repetition) will very rarely be found. +</P> + +<BR> + +<P> +THE DEVELOPMENT, OR MIDDLE DIVISION. The second division of the +sonata-allegro form is devoted to a more or less extensive and +elaborate manipulation and combination of such figures, motives, +phrases or Parts of the Exposition as prove inviting and convenient for +the purpose, or challenge the imaginative faculty of the composer. In +this division, opportunity is provided for the exhibition of technical +skill, imagination and emotional passion; for the creation of ingenious +contrasts and climaxes, and, in a word, for the development of +unexpected resources not strikingly manifest in the more sober +presentation of the thematic factors during the Exposition. The +intermingling of <I>new material</I> is naturally also involved in the +process of development; sometimes to such an extent that the new +predominates over the old,—in which case the middle Division is more +properly called an EPISODE. +</P> + +<P> +This second Division of the sonata-allegro form (the Development or +Episode) corresponds precisely, as will be recognized, to the second +Part of the Three-Part Song-form; consequently, it represents the +"departure" (see page 90), and entails, in rational form, the +significant "return" to the beginning. Further, it matches to some +degree the "digression" in the rondo-forms. At all events, its +important structural function is to establish contrast; and the +necessity for corroboration of the leading thematic ideas—in +consequence of this contrast—is satisfied in the Division which +succeeds. +</P> + +<P> +It is sometimes possible to mark the exact point where the Development +ends and the process of re-transition commences; but usually the return +to the beginning is accomplished so gradually that no sensible +interruption occurs. +</P> + +<BR> + +<P> +THE RECAPITULATION.—This, the third Division, is, as usual, a review +of the original presentation of the thematic material,—the recurrence +of the Exposition. It is sometimes a nearly exact reproduction, +<I>excepting the necessary change of key in the Subordinate theme and +codetta</I>, and such modification of the transitional section as may be +thereby involved. Sometimes, however, considerable alteration is made, +at times so elaborate (especially in broader examples) that, though +preserving easy recognizability, the Recapitulation assumes the +appearance of a new version of the Exposition, and becomes a more +independent part of the design. +</P> + +<P> +A <I>coda</I> is almost always added; sometimes brief, but occasionally so +elaborate and extensive as to merit the appellation "second +Development." +</P> + +<BR> + +<P> +DISSOLUTION.—When any section of a higher form starts out with a +perfectly definite structural intention, pursues this intention for a +time (sufficient to establish it), but then insensibly diverges and +gradually adopts a new modulatory direction,—as transition into the +following section,—the form is said to be dissolved. Such dissolution +takes place, naturally, within the <I>later</I> section of the theme, or +Part, or whatever it may be, whose actual, definite ending in the +expected key is thus frustrated. For instance, the second (or third) +Part of a theme may be dissolved; or the last phrase of a period or +double-period; or the repetition of a phrase. And the dissolution is +invariably applied before a transition or re-transition, as a means of +interlocking the factors of the form more closely and coherently. +Therefore it is a process peculiarly adapted to the higher designs of +composition, and is seldom omitted in the sonata-allegro form. For an +illustration, see Beethoven's sonata, op. 14, No. 2, first movement: +The Principal theme is a Two-Part Song-form; Part I, a period, from +measures 1 to 8; Part II begins in measure 9, and has every appearance +of becoming also a period; its Antecedent phrase closes in measure 12, +its Consequent begins in measure 13—but its end, <I>as Second Part</I>, in +the usual definite manner, cannot be indicated; the key is quietly +changed from G to D, and then to A, in obedience to the call of the +Subordinate theme (beginning in measure 26), into which these last 10 +or 12 measures have evidently been a Transition. The Second Part of +the Principal theme therefore includes the transition; but where the +Second Part (as such) ends, and the transition (as such) begins, it is +impossible to point out accurately. The definition of this Principal +theme is, "Two-Part form with dissolved Second Part," or, still better, +"<I>with transitional Second Part</I>." +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +In our illustration of the sonata-allegro form it is necessary, on +account of limited space, to select a very concise example, of unusual +brevity,—Beethoven, sonata, op. 49, No. 1, first movement; the +original may be referred to, for the omitted details:— +</P> + +<A NAME="img-128"></A> +<CENTER> +<IMG SRC="images/img-128.jpg" ALT="Example 55. Fragment of Beethoven." BORDER="2" WIDTH="455" HEIGHT="548"> +<H3> +[Illustration: Example 55. Fragment of Beethoven.] +</H3> +</CENTER> + +<A NAME="img-129"></A> +<CENTER> +<IMG SRC="images/img-129.jpg" ALT="Example 55 continued." BORDER="2" WIDTH="457" HEIGHT="644"> +<H3> +[Illustration: Example 55 continued.] +</H3> +</CENTER> + +<A NAME="img-130"></A> +<CENTER> +<IMG SRC="images/img-130.jpg" ALT="Example 55 continued." BORDER="2" WIDTH="444" HEIGHT="640"> +<H3> +[Illustration: Example 55 continued.] +</H3> +</CENTER> + +<A NAME="img-131"></A> +<CENTER> +<IMG SRC="images/img-131.jpg" ALT="Example 55 continued." BORDER="2" WIDTH="456" HEIGHT="487"> +<H3> +[Illustration: Example 55 continued.] +</H3> +</CENTER> + +<P> +The thematic factors are small, but none is omitted; every essential +component is represented. +</P> + +<P> +For a more extended and fully developed example of the sonata-allegro +form, see Beethoven, pianoforte sonata, op. 14, No. 2, first movement; +number the 200 measures, and verify all the details according to the +following analysis (figures in parenthesis refer as usual to the +measures):— +</P> + +<P> +<I>Principal Theme</I>, Part I, period-form (1-8). Part II (9- ), dissolved +(about 14) into <I>Transition</I> ( -25). +</P> + +<P> +<I>Subordinate Theme</I>, Part I, period, extended (26-36). Part II, +period, probably (37-41-47). +</P> + +<P> +<I>Codetta I</I>, period, extended (48-58). +</P> + +<P> +<I>Codetta II</I>, Small phrase, extended (59-63). Here the Exposition +closes, with the customary double-bar and repetition marks. +</P> + +<P> +<I>Development</I>, Section I (64-73), from Principal theme. Section 2 +(74-80), from Subordinate theme. Section 3 (81-98), from Principal +theme. Section 4 (99-107), closely resembling the Principal theme, but +in a remote key. This section practically ends the Development, +inasmuch as it culminates upon the <I>dominant of the original key</I>. +Section 5 (107-115), establishment of the dominant. Section 6 +(115-124), the <I>Re-transition</I>. The <I>Recapitulation</I> begins with the +</P> + +<P> +<I>Principal Theme</I>, Part I, period (125-132). Part II, group of +phrases, longer than before (133-152). +</P> + +<P> +<I>Subordinate Theme</I>, as before, but in the principal key (153-174). +</P> + +<P> +<I>Codetta (I)</I>, as before, but slightly extended (175-187). The second +codetta is omitted. +</P> + +<P> +<I>Coda</I>, phrase, repeated and extended (188-200). +</P> + +<BR> + +<P> +RELATION TO THE THREE-PART SONG-FORM.—In a former chapter (XIII) the +Three-Part form was defined as the type of perfect structural design, +upon which every larger (or higher) form is based. Nowhere is the +connection more striking, and the process of natural evolution out of +this germ more directly apparent, than in the sonata-allegro design. +See the diagram on page 124. The Exposition corresponds to the First +Part, <I>so expanded as to comprise the two themes and codetta</I>, fused +into one larger division; the "statement" of a more comprehensive +thematic group than the ordinary Part contains, but no more, for all +that, than the usual initial "statement." The Development corresponds +to the Second Part (proportionately expanded), and the Recapitulation +to the Third Part, or recurrence and confirmation of the "statement." +</P> + +<P> +Any Three-Part Song-form, the moment that its First Part expands and +divides into the semblance of two fairly distinct thematic sections, +becomes what might be called a miniature sonata-allegro form. Many +Three-Part Song-forms are so broad, and many sonata-allegros so +diminutive, that it is here again often difficult to determine the line +of demarcation between them. Example 55 (cited because of its +comparative brevity) is scarcely more than such a broadly expanded +Three-Part Song-form. An example which approaches much more nearly the +unmistakable Three-Part song, may be found in Mozart, sonata No. 12, +<I>Menuetto</I>:— +</P> + +<P> +<I>Part I</I>, section one (embryo of a principal theme), measures 1-10, +period, extended; section two (embryo of a subordinate theme) measures +11-18, period, <I>in different key</I>. +</P> + +<P> +<I>Part II</I>, group of three phrases, measures 19-30. +</P> + +<P> +<I>Part III</I>, section one, as before, measures 31-40; section two, as +before, <I>but in the principal key</I>, measures 41-48. +</P> + +<P> +This is, of course, a Three-Part Song-form; but the essential features +of the Sonata-allegro are unquestionably present, in miniature. +</P> + +<P> +See also, Beethoven, sonata, op. 101, first movement; certainly a +sonata-allegro design, but diminutive. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<P> +The superiority of the sonata-allegro form over all other musical +designs, is amply vindicated by the breadth of its thematic basis, the +straightforwardness and continuity of its structural purpose, the +perfection of its thematic arrangement, and the unexcelled provision +which it affords for unity, contrast, corroboration, balance, and +whatever else a thoroughly satisfactory structural design seems to +demand. Hence, while brief triumphs of apparent "originality" may be +achieved by simply running counter to this and similar designs, it +seems scarcely possible that any musical form could be contrived that +would surpass the sonata-allegro, the last and highest of the forms of +composition. +</P> + +<P> +</P> + +<P> +LESSON 17.—Analyze the following examples, as usual, carefully +defining all the details of the form, according to the general plan +adopted in our text:— +</P> + +<P> +Beethoven, pianoforte sonatas; op. 2, No. 1, first movement +(diminutive, but very complete and perfect). +</P> + +<P> +Op. 2, No. 2, first movement. +</P> + +<P> +Op. 10, No. 3, <I>Largo</I>. +</P> + +<P> +Op. 22, first movement (four or five codettas). +</P> + +<P> +Op. 14, No. 1, first movement. +</P> + +<P> +Op. 22. <I>Adagio</I>. +</P> + +<P> +Op. 27, No. 2, last movement. +</P> + +<P> +Op. 28, first movement. +</P> + +<P> +Op. 31, No. 1, first movement. +</P> + +<P> +Op. 31, No. 3, first movement (the last 2 1/2 measures of the +Exposition are a transitional Interlude, which leads back into the +repetition, and on into the Development). +</P> + +<P> +Same sonata, <I>Scherzo</I>. +</P> + +<P> +Op. 31, No. 2, last movement (coda contains the entire principal theme). +</P> + +<P> +Op. 78, first movement (diminutive). +</P> + +<P> +Op. 79, first movement. +</P> + +<P> +Op. 90, first movement, (no "double-bar"). +</P> + +<P> +Op. 57, first movement. +</P> + +<P> +Same sonata, last movement. +</P> + +<P> +Mozart, sonatas: No. 7, first movement. +</P> + +<P> +No. 3, first movement. No. 4, first movement; also <I>Andante</I>. +</P> + +<P> +No. 8, first movement. No. 5, first movement. +</P> + +<P> +No. 10, first movement. No. 6, first movement. +</P> + +<P> +No. 1, <I>Andante</I>. No. 6, last movement. +</P> + +<P> +Mendelssohn, pianoforte <I>Caprice</I>, op. 33, No. 2 (brief introduction). +</P> + +<P> +Sonata, op. 6, first movement. +</P> + +<P> +Op. 7, No. 7. +</P> + +<P> +<I>Fantasia</I>, op. 28, last movement. +</P> + +<P> +Schubert, pianoforte sonatas: op. 143, first movement. +</P> + +<P> +Op. 42, first movement. +</P> + +<P> +Op. 120, first movement. +</P> + +<P> +Op. 147, first movement (in the Recapitulation, the principal theme is +transposed). +</P> + +<P> +Op. 164, first movement (the same). +</P> + +<P> +Beethoven, symphony, No. 5, first movement. +</P> + +<P> +Symphony, No. 1, first <I>Allegro</I>; also the second movement; and the +<I>Finale</I>. +</P> + +<BR><BR><BR> + +<A NAME="chap18"></A> +<H3 ALIGN="center"> +CHAPTER XVIII. IRREGULAR FORMS. +</H3> + + +<P> +CAUSES.—Despite the many points of resemblance between the various +forms to which our successive chapters have been devoted,—the natural +consequence of a continuous line of structural evolution to which each +plan owes its origin,—they are separate and independent designs, with +individual character and purpose; so much so, that the composer may, +and usually does, select and apply his form according to the purpose +which he has in view. But the form is made for the music, not the +music for the form; no serious composer writes music for the sake of +the form, but chooses the form merely as a means to an end. The +highest ideal of structural dignity and fitness is, to work from the +thematic germ <I>outward</I>, and to let the development of this germ, <I>the +musical contents</I>, determine and justify the structural plan and +arrangement. +</P> + +<P> +But the aims of the composer outnumber the regular forms, and therefore +modifications are unavoidable, in order to preserve the latitude which +perfect freedom of expression demands. The student may rest assured of +the existence of many irregular species of these fundamental forms (as +exceptions to the rule) and must expect to encounter no little +difficulty and uncertainty in defining the class to which his example +belongs,—until wider experience shall have made him expert. +</P> + +<P> +All such irregular (or, in a sense, intermediate) varieties of form +must necessarily either admit of demonstration as modification of the +regular designs; or they will evade demonstration altogether, as +lacking those elements of logical coherence which constitute the vital +and only condition of "form and order" in musical composition. +</P> + +<P> +To these latter comparatively "<I>formless</I>" designs belong:—all the +group-forms; the majority of fantasias, the potpourri, and, as a rule, +all so-called tone-poems, and descriptive (program) music generally. +</P> + +<P> +On the other hand, those irregular designs which nevertheless admit of +analysis according to the fundamental principles of structural logic, +and are therefore directly referable to one or another of the regular +forms, may be classified in the following four-fold manner—as +Augmentation, Abbreviation, Dislocation, or Mixture, of the proximate +fundamental design. +</P> + +<BR> + +<P> +1. AUGMENTATION OF THE REGULAR FORM.—To this species belong those +forms (small and large) which are provided with a separate +Introduction, or Interludes, or an <I>independent</I> Coda (in addition to, +or instead of, the usual consistent coda). +</P> + +<P> +For example, Beethoven, pianoforte sonata, op. 13, first movement; the +first ten measures (<I>Grave</I>) are a wholly independent Introduction, in +phrase-group form, with no other relation to the following than that of +key, and no connection with the fundamental design excepting that of an +extra, superfluous, member. The principal theme of the movement (which +is a sonata-allegro) begins with the <I>Allegro di molto</I>, in the 11th +measure. Similar superfluous sections, derived from this Introduction, +reappear as Interlude between the Reposition and Development, and near +the end, as independent sections of the coda. +</P> + +<P> +In a manner closely analogous to that just seen, the fundamental design +of any movement in a <I>concerto</I> is usually expanded by the addition of +periodically recurring sections, called the "<I>tutti</I>-passages," and by +a "<I>cadenza</I>," occurring generally within the regular coda. In some +concerto-allegros (for instance, in the classic forms of Mozart, +Beethoven and others), the first orchestral <I>tutti</I> is a complete +<I>introductory</I> Exposition, in concise form, of the thematic material +used in the body of the movement. See the first piano-forte concerto +of Beethoven, first movement. +</P> + +<P> +Further, when the design is one of unusual breadth, as in some +symphonic movements, or in elaborate chamber music, the number of +fundamental thematic members may be so multiplied that it is necessary +to assume the presence of <I>two successive Subordinate themes</I>, of equal +independent significance,—such significance that neither of them could +be confounded with a mere codetta, or any other inferior thematic +member. See Beethoven, pianoforte sonata, op. 7, first movement; the +Subordinate theme runs from measure 41 to 59; it is followed by another +thematic section (60-93) which is so independent, important and +lengthy, that it evidently ranks coordinate with the former, as <I>second +Subordinate theme</I>. It might, it is true, be called the second Part of +the Subordinate theme (the latter being no more than a repeated +period); or it might be regarded as the first codetta; its thematic +independence seems, however, to stamp it Second Subordinate theme. +</P> + +<P> +Further, it is not uncommon to extend the sonatine-form by adding, at +the end, a more or less complete recurrence of the Principal +theme,—instead of, or dissolved into, the customary coda. This may be +seen in Mozart, pianoforte sonata, No. 3, <I>Andantino</I>; the superfluous +recurrence of the Principal theme begins in measure 19 from the end, +after the regular sonatine-design has been achieved, fully, though +concisely. +</P> + +<BR> + +<P> +2. ABBREVIATION OF THE REGULAR FORM.—This consists chiefly in the +omission of the Principal theme after the Development (that is, in +beginning the Recapitulation with the Subordinate theme). Other +contractions, by omission of <I>portions</I> (Parts) of important thematic +members, during the Recapitulation, are also possible, but not so +common. +</P> + +<P> +An illustration of the omitted Principal theme may be found in +Mendelssohn, Songs Without Words, No. 5:— +</P> + +<P> +<I>Principal Theme</I>, period, extended (measures 1-11, dissolved into +Transition—18). +</P> + +<P> +<I>Subordinate Theme</I>, phrase, repeated and extended (19-28). <I>Codetta</I> +(28-33). <I>Double-bar</I>. +</P> + +<P> +<I>Development</I> (measures 34-58). <I>Retransition</I> (59-62). +</P> + +<P> +<I>Principal Theme</I>—omitted. +</P> + +<P> +<I>Subordinate Theme</I>, as before (63-76). <I>Codetta</I>. +</P> + +<BR> + +<P> +3. DISLOCATION OF THEMATIC MEMBERS.—By this is meant, any exchange or +alteration of the regular and expected arrangement of members. This +can refer, naturally, only to what occurs <I>after the Exposition</I>,—that +is, during the Recapitulation; for it is the Exposition which +determines the plan, and regular order, of the thematic members. For +example, Mozart, pianoforte sonata. No. 13, first movement:— +</P> + +<P> +<I>Principal Theme</I>, with <I>Transition</I> (measures 1-27). +</P> + +<P> +<I>Subordinate Theme</I> (28-41). +</P> + +<P> +<I>Codetta I</I> (42-53). +</P> + +<P> +<I>Codetta II</I> (54-58). In the Recapitulation, the arrangement is thus:— +</P> + +<P> +<I>Principal Theme, Codetta I, Subordinate Theme, Codetta II</I>; that is, +the first codetta appears before, instead of after, the Subordinate +theme. +</P> + +<BR> + +<P> +4. MIXTURE OF CHARACTERISTIC TRAITS.—This process tends to affiliate +the two distinct classes of larger or higher forms, whose respective +characteristics were explained and compared at the beginning of Chapter +XVI. Upon very careful revision of this explanation, and reference to +the given diagrams, the student will perceive that the distinctive +trait of the sonata-allegro form is the section of Development which it +contains; and that of the three Rondo-forms is the absence of such a +Development. Of the mixed forms under consideration there are two: one +in which a section of <I>Development</I> is introduced into the Rondo (as +substitute for one of its Subordinate themes); and the other a +sonata-allegro, in which the Development is omitted, and a new theme (a +sort of additional Subordinate theme) inserted in its place. In other +words, a Rondo (second or third form—probably <I>not</I> the first +rondo-form) with a Development; and a sonata-allegro with a new Middle +theme, or Episode (as we have already called it). +</P> + +<P> +The Rondo with Development is illustrated in Beethoven, pianoforte +sonata, op. 27, No. 1, last movement; it is the third rondo-form, +designed as follows:— +</P> + +<P> +<I>Principal Theme</I>, Two-Part form (measures 1-24). +</P> + +<P> +<I>Transition</I> (25-35). +</P> + +<P> +<I>First Subordinate Theme</I>, period, extended,—or phrase-group (36-56). +<I>Codetta</I> (57-72). +</P> + +<P> +<I>Re-transition</I> (73-81). +</P> + +<P> +<I>Principal Theme</I> (82-97). +</P> + +<P> +<I>Transition</I> (98-106). Then, instead of the Second Subordinate theme, a +</P> + +<P> +<I>Development</I> (106-138); followed by an elaborate +</P> + +<P> +<I>Re-transition</I> (139-166), and a regular +</P> + +<P> +<I>Recapitulation</I>. Two wholly independent coda-sections are added, an +<I>Adagio</I> (derived from the third movement of the sonata) and a +<I>Presto</I>, based upon the Principal theme. +</P> + +<P> +The sonata-allegro with new Middle theme is illustrated in Beethoven, +pianoforte sonata, op. 14, No. 1, first movement; the middle Division +contains a preliminary allusion to the Principal theme, but is +otherwise an entirely new thematic member, very suggestive of the +"Second Subordinate theme" of the Rondos (17-measures long,—up to the +Re-transition, in which, again, the Principal theme is utilized). +</P> + +<BR> + +<P> +LESSON 18.—Analyze the following examples of Irregular form. They are +classified, as in the text:— +</P> + +<P> +1. Beethoven, sonata, op. 81, first movement. +</P> + +<P> +Beethoven, sonata, op. 49, No. 2, first movement. +</P> + +<P> +Beethoven, sonata, op. 2, No. 3, first movement. +</P> + +<P> +Beethoven, sonata, op. 49, No. 1, last movement (<I>not</I> "Rondo," as +marked, but sonatine-form, augmented). +</P> + +<P> +Mozart, sonata No. 1, first movement. +</P> + +<P> +Mozart, sonata No. 17, last movement (Rondo, with three Subordinate +themes). +</P> + +<P> +Mendelssohn, <I>Capriccio brillant</I>, in B minor. Schubert, pianoforte +sonata No. 8 (Peters ed.). <I>Adagio</I>. +</P> + +<P> +2. Mendelssohn, <I>Praeludium</I>, op. 35, No. 3. +</P> + +<P> +Mozart, sonata No. 8, last movement. +</P> + +<P> +Schubert, sonata No. 8, last movement. +</P> + +<P> +Brahms, pianoforte <I>Capriccio</I>, op. 116, No. 1. +</P> + +<P> +Chopin, pianoforte sonata, op. 35, first movement. +</P> + +<P> +3. Mozart, sonata No. 3, first movement. +</P> + +<P> +Mozart, sonata No. 13, last movement (the Development occurs <I>after</I> +instead of before the Principal theme,—in the Recapitulation). +</P> + +<P> +4. Beethoven, pianoforte sonata, op. 31, No. 1, last movement. +</P> + +<P> +Beethoven, pianoforte sonata, op. 90, last movement. +</P> + +<P> +Mendelssohn, pianoforte étude, op. 104, No. 2. +</P> + +<P> +Beethoven, pianoforte sonata, op. 10, No. 1, first movement. +</P> + +<P> +Beethoven, pianoforte sonata, op. 2, No. 1, last movement. +</P> + +<P> +Mozart, sonata No. 7, <I>Andante</I>. +</P> + +<P> +Mozart, sonata No. 14, last movement. +</P> + +<BR><BR><BR> + +<A NAME="chap19"></A> +<H3 ALIGN="center"> +CHAPTER XIX. APPLICATION OF THE FORMS. +</H3> + + +<P> +The use of the various forms of composition, that is, their selection +with a view to general fitness for the composer's object, is, +primarily, simply a question of length. The higher aesthetic law of +adjusting the design to the contents, of which we spoke in the +preceding chapter, comes into action after the main choice has been +determined. +</P> + +<P> +The smallest complete form, that of the PHRASE, can scarcely be +expected to suffice for an independent piece of music, though its +occurrence as independent <I>section</I> of an entire composition is by no +means rare. The nearest approach to the former dignity is the use of +the Large phrase in one instance by Beethoven, as theme for his +well-known pianoforte Variations in C minor; this theme, and +consequently each variation, is a complete and practically independent +composition. At the beginning of Beethoven's pianoforte sonata, Op. +27, No. 1, the student will find a succession of independent +four-measure phrases, each with a definite perfect cadence, and +therefore complete in itself; this chain of independent phrases is, in +fact, the structural basis of the entire first movement, interrupted +but briefly by the contrasting <I>Allegro</I>. The simple phrase may, also, +find occasional application in brief exercises for song or piano; and +we have witnessed its use as introduction, and as codetta, in many of +the larger designs. +</P> + +<P> +The next larger complete form, the PERIOD, is somewhat more likely to +be chosen for an entire composition, but by no means frequently. The +early grades of technical exercises (public-school music, and similar +phases of elementary instruction) are commonly written in period-form, +and some of the smallest complete songs in literature (a few of +Schumann's, Schubert's, and others) may be defined as period-forms, +extended. The theme of the Chaconne (found in the works of Handel, +Bach, and even some modern writers) is usually a period. Of the +Préludes of Chopin for pianoforte (op. 28), at least four do not exceed +the design of the extended period. But these are, naturally, +exceptional cases; the proper function of the period-form in music is, +to represent the <I>Parts</I>, and other fairly complete and independent +thematic members of larger forms. This is very largely true of the +DOUBLE-PERIOD, also; though it is a very appropriate and common design +for the hymn-tune, and similar vocal compositions; and is somewhat more +likely to appear as complete composition (in exercises, smaller piano +pieces and songs) than is the single period. Nine of Chopin's Préludes +are double-periods. +</P> + +<P> +The TWO-PART SONG-FORM, as already intimated, is not as common as might +be supposed. It is sometimes employed in smaller compositions for +piano (variation-themes and the like), or voice; and is probably the +form most frequently chosen for the hymn-tune. But its most important +place in composition is in the larger forms, as its design adapts it +peculiarly to the purposes of the themes, both principal and +subordinate. +</P> + +<P> +The THREE-PART SONG-FORM, on the contrary, is unquestionably the most +common of all the music designs. Probably three-fourths of all our +literature are written in this form, with or without the repetitions, +or in the related Five-Part form. It is therefore difficult to +enumerate the styles of composition to which this admirable design is +well adapted, and for which it is employed. +</P> + +<P> +The GROUP-FORMS will be found in many songs, études, anthems, and +compositions of a fantastic, capricious, rather untrammeled character, +in which freedom of expression overrules the consideration of clear, +definite form. It is the design perhaps most commonly selected for the +Invention, Fugue, and—particularly—the various species of Prélude; +though these styles, and others of decidedly fanciful purpose, are not +unlikely to manifest approximate, if not direct, correspondence to the +Three-Part Song-form. The modern Waltz is usually a group of +Song-forms. +</P> + +<P> +The SONG-FORM WITH TRIO is encountered in older dances, especially the +Menuetto, Passapied, Bourrée, and Gavotte (though even these are often +simple Three-Part form, without Trio); and in many modern +ones,—excepting the Waltz. It is characteristic of the March, +Polonaise, modern Minuet, Gavotte and other dances, and of the +Minuet—or Scherzo-movement, in sonatas and symphonies. +</P> + +<P> +The FIRST RONDO-FORM is sometimes substituted for the Song with Trio +(to which it exactly corresponds in fundamental design, as we have +learned) in compositions whose purpose carries them beyond the limits +of the Three- or Five-Part forms, and in which greater unity, fluency +and cohesion are required than can be obtained in the song with trio; +for instance, in larger Nocturnes, Romanzas, Ballades, Études, and so +forth. The peculiar place for the First Rondo-form in literature, +however, is in the "slow movement" (<I>adagio, andante, largo</I>) of the +sonata, symphony and concerto, for which it is very commonly chosen. +It may also be encountered in the <I>small</I> Rondos of a somewhat early +date; and is of course possible in broader vocal compositions (large +opera, arias, anthems, etc.). +</P> + +<P> +From what has just been said, the student will infer that the +rondo-form is not employed exclusively in pieces that are called +"Rondo." In the sense in which we have adopted the term, it applies to +a <I>design</I>, and not to a style, of composition; precisely as the +sonata-allegro form may appear in a composition that is not a sonata. +This must not be overlooked. Furthermore, there are a few cases in +literature in which a movement marked "Rondo" is not written according +to the rondo-form. +</P> + +<P> +The Second and Third Rondo-forms are so similar in purpose and +character that they are generally applied in the same manner, with no +other distinction than that of length. Besides occasional occurrence +as independent compositions (for instance, the two Rondos of Beethoven, +op. 51, the A minor Rondo of Mozart, the Rondos of Field, Dussek, +Hummel, Czerny, etc.), these designs are most commonly utilized for the +<I>Finale</I> (last movement) of the complete sonata, concerto, +string-quartet, trio, and other chamber-music styles; more rarely for +the finale of the symphony. +</P> + +<P> +The SONATINE and SONATA-ALLEGRO FORMS, likewise, serve corresponding +purposes, and are chosen according to the length or breadth of design +desired. The sonatine-form may therefore be expected in the first +movement of smaller sonatas, or sonatinas (as they are often called), +but it is not infrequently employed in the "slow movement" of larger +sonatas or symphonies. +</P> + +<P> +The most distinguished of all music-designs, the sonata-allegro form, +is almost invariably chosen for the opening movement of sonatas, +symphonies, concertos, trios, string-quartets and similar compositions, +sometimes in greatly augmented dimensions. It is also not unlikely to +appear in the slow movement, and <I>finale</I>, of the symphony. +</P> + +<BR> + +<P> +LESSON 19.—The student may now indulge in independent research, in the +careful analysis of the following works: +</P> + +<P> +The pianoforte sonatas of Haydn (every movement of each). The sonatas +for pianoforte and violin of Mozart, Beethoven, Brahms, Rubinstein, +Grieg, and others. +</P> + +<P> +The Trios of Beethoven, Mendelssohn, Schubert. +</P> + +<P> +The String-quartets (in pianoforte arrangement) of Haydn, Mozart, +Beethoven, Mendelssohn, Brahms, Schubert. +</P> + +<P> +The Overtures (in pianoforte arrangement) of Mozart, Beethoven, Weber, +Cherubim. +</P> + +<P> +The Concertos (pianoforte or violin) of Mozart, Beethoven, Mendelssohn, +Rubinstein, Saint-Saëns, Schumann, Grieg, Chopin. Also a number of +smaller (single) pianoforte compositions:—the études of Chopin; a few +études of Czerny, Cramer, Clementi, Heller; the mazurkas, nocturnes, +and préludes of Chopin; and miscellaneous pieces by modern +writers,—Grieg, Rubinstein, Tschaikowsky (and other Russians), +Sgambati, Saint-Saëns, Moszkowski, Raff, Reinecke, Scharwenka, Schütte, +MacDowell,—or any other compositions, vocal or instrumental, in which +the student may be interested, or which he may be studying. +</P> + +<BR> +<HR WIDTH="60%" ALIGN="center"> +<BR> + +<H3 ALIGN="center"> +AFTERWORD. +</H3> + +<P> +The expression "Musical Forms" is often used, somewhat carelessly and +erroneously, with reference to <I>Styles</I> or <I>Species</I> of composition, +instead of to the structural design upon which the music is based. The +"Barcarolle," "Mazurka," "Étude," "Anthem," and so forth, are <I>styles</I> +of composition, and not necessarily identified with any of the +structural <I>designs</I> we have been examining. Read, again, our +FOREWORD. The general conditions which enter into the distinctions of +<I>style</I> are enumerated in my "Homophonic Forms," paragraph 97, which +the student is earnestly advised to read. As to the manifold styles +themselves, with which the present book is not directly concerned, the +student is referred to Ernst Pauer's "Musical Forms," and to the music +dictionaries of Grove, Baker, Riemann, and other standard writers, +where a description of each style or species of composition may be +found. +</P> + +<BR><BR><BR> + +<H3 ALIGN="center"> +THE END. +</H3> + +<BR><BR><BR><BR> + + + + + + + + +<pre> + + + + + +End of Project Gutenberg's Lessons in Music Form, by Percy Goetschius + +*** END OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + +***** This file should be named 19354-h.htm or 19354-h.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/9/3/5/19354/ + +Produced by Al Haines + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Lessons in Music Form + A Manual of Analysis of All the Structural Factors and + Designs Employed in Musical Composition + +Author: Percy Goetschius + +Release Date: September 22, 2006 [EBook #19354] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + + + + +Produced by Al Haines + + + + + + + + + + +LESSONS IN MUSIC FORM + +A MANUAL OF ANALYSIS + + +OF ALL THE STRUCTURAL FACTORS AND DESIGNS + +EMPLOYED IN MUSICAL COMPOSITION + + + +BY + +PERCY GOETSCHIUS, MUS. DOC. + +(Royal Wuerttemberg Professor) + + + +AUTHOR OF + +THE MATERIAL USED IN MUSICAL COMPOSITION, THE THEORY AND PRACTICE OF +TONE-RELATIONS, THE HOMOPHONIC FORMS OF MUSICAL COMPOSITION, MODELS OF +THE PRINCIPAL MUSIC FORMS, EXERCISES IN MELODY WRITING, APPLIED +COUNTERPOINT, ETC. + + + +$1.50 + + + +BOSTON + +OLIVER DITSON COMPANY + +New York -------- Chicago + +CHAS. H. DITSON & CO. -------- LYON & HEALY + +COPYRIGHT. MCMIV, BY OLIVER DITSON COMPANY + +MADE IN U. S. A. + + + + +[Transcriber's note: This book contains a few page references, +e.g., "...on page 122". In such cases the target page number has been +formatted between curly braces, e.g. "{122}", and inserted into this +e-text in a location matching that page's physical location in the +original book.] + + + + +FOREWORD. + + +The present manual treats of the structural designs of musical +composition, not of the styles or species of music. Read our AFTERWORD. + +It undertakes the thorough explanation of each design or form, from the +smallest to the largest; and such comparison as serves to demonstrate +the principle of natural evolution, in the operation of which the +entire system originates. + +This explanation--be it well understood--is conducted solely with a +view to the _Analysis_ of musical works, and is not calculated to +prepare the student for the application of form in practical +composition. For the exhaustive exposition of the technical apparatus, +the student must be referred to my "Homophonic Forms." + +The present aim is to enable the student to recognize and trace the +mental process of the composer in executing his task; to define each +factor of the structural design, and its relation to every other factor +and to the whole; to determine thus the synthetic meaning of the work, +and thereby to increase not only his own appreciation, interest, and +enjoyment of the very real beauties of good music, but also his power +to _interpret_, intelligently and adequately, the works that engage his +attention. + + * * * * * * + +The choice of classic literature to which most frequent reference is +made, and which the student is therefore expected to procure before +beginning his lessons, includes:-- + +The Songs Without Words of Mendelssohn; the _Jugend Album_, Op. 68, of +Schumann; the pianoforte sonatas of Mozart (Peters edition); the +pianoforte sonatas of Beethoven. + +Besides these, incidental reference is made to the symphonies of +Beethoven, the sonatas of Schubert, the mazurkas of Chopin, and other +pianoforte compositions of Mendelssohn, Beethoven, Chopin, and Brahms. + + +PERCY GOETSCHIUS. + +BOSTON, MASS., Sept., 1904. + + + + +TABLE OF CONTENTS. + + +CHAPTER I.--INTRODUCTION. + + THE NECESSITY OF FORM IN MUSIC + THE EVIDENCES OF FORM IN MUSIC + UNITY AND VARIETY + + +CHAPTER II.--FUNDAMENTAL DETAILS. + + TIME + TEMPO + BEATS + MEASURES + RHYTHM + MELODY + + +CHAPTER III.--FIGURE AND MOTIVE. + + THE MELODIC FIGURE + DEFINING THE FIGURES + THE MELODIC MOTIVE, OR PHRASE-MEMBER + PRELIMINARY TONES + + +CHAPTER IV.--THE PHRASE. + + THE PHRASE + LENGTH OF THE REGULAR PHRASE + EXCEPTIONS + CONTENTS OF THE PHRASE + + +CHAPTER V.--CADENCES. + + CADENCES IN GENERAL + MODIFICATION, OR DISGUISING OF THE CADENCE + THE ELISION + SPECIES OF CADENCE + PERFECT CADENCE + SEMICADENCE + LOCATING THE CADENCES + + +CHAPTER VI.--IRREGULAR PHRASES. + + CAUSES OF IRREGULARITY + THE SMALL AND LARGE PHRASES + THE PRINCIPLE OF EXTENSION + INHERENT IRREGULARITY + + +CHAPTER VII.--THE PERIOD-FORM. + + PHRASE-ADDITION + THE PERIOD + + +CHAPTER VIII.--ENLARGEMENT OF THE PERIOD-FORM. + + ENLARGEMENT BY REPETITION + THE PHRASE-GROUP + THE DOUBLE-PERIOD + + +CHAPTER IX.--THE TWO-PART SONG-FORM. + + THE SONG-FORM, OR PART-FORM + THE PARTS + THE FIRST PART + THE SECOND PART + + +CHAPTER X.--THE THREE-PART SONG-FORM. + + DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS + PART I + PART II + PART III + + +CHAPTER XI.--ENLARGEMENT OF THE THREE-PART SONG-FORM. + + REPETITION OF THE PARTS + EXACT REPETITIONS + MODIFIED REPETITIONS + THE FIVE-PART FORM + GROUP OF PARTS + + +CHAPTER XII.--THE SONG-FORM WITH TRIO. + + THE PRINCIPAL SONG + THE TRIO, OR SUBORDINATE SONG + THE "DA CAPO" + + +CHAPTER XIII.--THE FIRST RONDO-FORM. + + EVOLUTION + THE RONDO-FORMS + THE FIRST RONDO-FORM + + +CHAPTER XIV.--THE SECOND RONDO-FORM. + + DETAILS + + +CHAPTER XV.--THE THIRD RONDO-FORM. + + THE EXPOSITION + THE MIDDLE DIVISION + THE RECAPITULATION + + +CHAPTER XVI.--THE SONATINE-FORM. + + CLASSIFICATION OF THE LARGER FORMS + THE SONATINE-FORM + + +CHAPTER XVII.--THE SONATA-ALLEGRO FORM. + + ORIGIN OF THE NAME + THE SONATA-ALLEGRO FORM + THE EXPOSITION + THE DEVELOPMENT, OR MIDDLE DIVISION + THE RECAPITULATION + DISSOLUTION + RELATION TO THE THREE-PART SONG-FORM + + +CHAPTER XVIII.--IRREGULAR FORMS. + + CAUSES + AUGMENTATION OF THE REGULAR FORM + ABBREVIATION OF THE REGULAR FORM + DISLOCATION OF THEMATIC MEMBERS + MIXTURE OF CHARACTERISTIC TRAITS + + +CHAPTER XIX.--APPLICATION OF THE FORMS. + + APPLICATION OF THE SEVERAL DESIGNS IN PRACTICAL COMPOSITION + AFTERWORD + + + + +LESSONS IN MUSIC FORM. + + +CHAPTER I. INTRODUCTION. + +THE NECESSITY OF FORM IN MUSIC.--So much uncertainty and diversity of +opinion exists among music lovers of every grade concerning the +presence of Form in musical composition, and the necessity of its +presence there, that a few general principles are submitted at the +outset of our studies, as a guide to individual reflection and judgment +on the subject. + +Certain apparently defensible prejudices that prevail in the minds of +even advanced musical critics against the idea of Form in music, +originate in a very manifest mistake on the part of the "formalists" +themselves, who (I refer to unimpassioned theorists and advocates of +rigid old scholastic rules) place too narrow a construction upon Form, +and define it with such rigor as to leave no margin whatever for the +exercise of free fancy and emotional sway. Both the dreamer, with his +indifference to (or downright scorn of) Form; and the pedant, with his +narrow conception of it; as well as the ordinary music lover, with his +endeavor to discover some less debatable view to adopt for his own +everyday use,--need to be reminded _that Form in music means simply +Order in music_. + +Thus interpreted, the necessity of form, that is, Order, in the +execution of a musical design appears as obvious as are the laws of +architecture to the builder, or the laws of creation to the astronomer +or naturalist; for the absence of order, that is, Disorder, constitutes +a condition which is regarded with abhorrence and dread by every +rational mind. + +A musical composition, then, in which Order prevails; in which all the +factors are chosen and treated in close keeping with their logical +bearing upon each other and upon the whole; in which, in a word, there +is no disorder of thought or technique,--is music with Form (_i.e._ +good Form). A sensible arrangement of the various members of the +composition (its figures, phrases, motives, and the like) will exhibit +both agreement and contrast, both confirmation and opposition; for we +measure things by comparison with both like and unlike. Our nature +demands the evidence of _uniformity_, as that emphasizes the +impressions, making them easier to grasp and enjoy; but our nature also +craves a certain degree of _variety_, to counteract the monotony which +must result from too persistent uniformity. When the elements of Unity +and Variety are sensibly matched, evenly balanced, the form is good. +On the other hand, a composition is formless, or faulty in form, when +the component parts are jumbled together without regard to proportion +and relation. + +Which of these two conditions is the more desirable, or necessary, +would seem to be wholly self-evident. + +The error made by pedantic teachers is to demand _too much_ Form; to +insist that a piece of music shall be a model of arithmetical +adjustment. This is probably a graver error than apparent +formlessness. Design and logic and unity there must surely be; but any +_obtrusive_ evidence of mathematical calculation must degrade music to +the level of a mere handicraft. + + * * * * * * + +Another and higher significance involved in the idea of Form, that goes +to prove how indispensable it may be in truly good music, rests upon +the opposition of Form to the material. + +There are two essentially different classes of music lovers:--the one +class takes delight in the mere sound and jingle of the music; not +looking for any higher purpose than this, they content themselves with +the purely sensuous enjoyment that the sound material affords. To such +listeners, a comparatively meaningless succession of tones and chords +is sufficiently enjoyable, so long as each separate particle, each beat +or measure, is euphonious in itself. The other class, more +discriminating in its tastes, looks beneath this iridescent surface and +strives to fathom the underlying _purpose_ of it all; not content with +the testimony of the ear alone, such hearers enlist the higher, nobler +powers of Reason, and no amount of pleasant sounds could compensate +them for the absence of well-ordered parts and their logical +justification. + +This second class is made up of those listeners who recognize in music +an embodiment of artistic aims, an object of serious and refined +enjoyment _that appeals to the emotions through the intelligence_,--not +a plaything for the senses alone; and who believe that all music that +would in this sense be truly artistic, must exhibit "Form" as the end, +and "Material" only as a means to this end. + + * * * * * * + +Still another, and possibly the strongest argument of all for the +necessity of form in music, is derived from reflection upon the +peculiarly vague and intangible nature of its art-material--tone, +sound. The words of a language (also sounds, it is true) have +established meanings, so familiar and definite that they recall and +re-awaken impressions of thought and action with a vividness but little +short of the actual experience. Tones, on the contrary, are not and +cannot be associated with any _definite_ ideas or impressions; they are +as impalpable as they are transient, and, taken separately, leave no +lasting trace. + +Therefore, whatever stability and palpability a musical composition is +to acquire, _must be derived from its form, or design_, and not from +its totally unsubstantial material. It must fall back upon the network +traced by the disposition of its points and lines upon the musical +canvas; for this it is that constitutes its real and palpable contents. + + +THE EVIDENCES OF FORM IN MUSIC.--The presence of form in music is +manifested, first of all, by the disposition of tones and chords in +symmetrical measures, and by the numerous methods of tone arrangement +which create and define the element of Rhythm,--the distinction of +short and long time-values, and of accented and unaccented (that is, +heavy and light) pulses. + +This is not what is commonly supposed to constitute form in music, but +it is the fundamental condition out of which an orderly system of form +may be developed. As well might the carpenter or architect venture to +dispense with scale, compass and square in their constructive labors, +as that the composer should neglect beat, measure and rhythm, in his +effort to realize a well-developed and intelligible design in the +whole, or any part, of his composition. The beats and measures and +phrases are the barley-corn, inch and ell of the musical draughtsman, +and without these units of measurement and proportion, neither the +vital condition of Symmetry nor the equally important condition of +well-regulated Contrast could be clearly established. + +The _beat_ is the unit of measurement in music. The _measure_ is a +group of beats,--two, three, four, or more, at the option of the +composer. The bounds of the measures are visibly represented (on the +written or printed page) by vertical lines, called bars; and are +rendered orally recognizable (to the hearer who does not see the page) +by a more or less delicate emphasis, imparted--by some means or +other--to the _first_ pulse or beat of each measure, as accent, simply +to mark where each new group begins. Those who play or sing can +imagine how vague, and even chaotic, a page of music would look if +these vertical bars were omitted; and how much more difficult it would +be to read than when these (not only accustomed, but truly necessary) +landmarks are present. Precisely the same unintelligible impression +must be, and is, conveyed to the hearer when _his_ landmarks, the +accents, are not indicated with sufficient emphasis or clearness to +render him sensible of the beginning of each new measure. + + * * * * * * + +The same primary system of measurement and association which is +employed in enlarging the beats to measures, is then applied to the +association of the measures themselves in the next larger units of +musical structure, the Motive, Phrase, Period, and so forth. Unlike +the measures, which are defined by the accents at their _beginning_, +these larger factors of form are defined chiefly at their _end_, by the +impression of occasional periodic interruption, exactly analogous to +the pauses at the end of poetic lines, or at the commas, semicolons and +the like, in a prose paragraph. These interruptions of the musical +current, called Cadences, are generally so well defined that even the +more superficial listener is made aware of a division of the musical +pattern into its sections and parts, each one of which closes as +recognizably (though not as irrevocably) as the very last sentence of +the piece. + +Cadences serve the same purpose in music, then, as do the punctuation +marks in rhetoric; and an idea of the senselessness and confusion of a +musical composition, if left devoid of cadences in sufficient number +and force, may be gleaned from an experimental test of the effect of a +page of prose, read with persistent disregard of its commas, colons, +and other marks of "cadence." + + * * * * * * + +Another evidence of Form in music, that is at once subtle and powerful, +rests upon what might be termed the _linear_ quality of melody. The +famous old definition of a line as a "succession of points," tallies so +accurately with that of melody (as a "succession of single tones"), +that it is not only proper, but peculiarly forceful, to speak of +melodies as _tone-lines_. Our conception of a melody or tune, our +ability to recognize and reproduce it, depends far more upon its +undulations, its rising, falling, or resting level, than upon its +rhythmic features (the varying lengths of its tones). These movements +trace a resonant line before our mind's eye as surely, though perhaps +not as distinctly, as the pencil of the artist traces the lines of an +image upon the paper; and this process is going on constantly, from +beginning to end, in every piece of music. In a portrait it describes +the contours of face and figure,--in a word, the _Form_; in the musical +composition it fulfils, to a great extent, the self-same mission, that +of defining the Form. One clear, predominating tone-line traces the +"air" or tune of the piece; and this is often the only line that +arrests the hearer's attention; but there are other tone-lines, less +prominent and less extended and coherent, gliding along harmoniously +beside the Melody proper, which (something like the shading in a +picture) contribute to the richness of the design, and perform their +share in proving and illuminating the Form of the whole. + +This is most salient in music for orchestra, where each player +describes an individual tone-line, rendered all the more distinct and +recognizable by the specific "color" of his instrument; and that is the +chief, perhaps the sole, reason why the orchestra is esteemed the most +complete and perfect medium of musical expression. + + +UNITY AND VARIETY.--As much as opinions and beliefs may differ, among +music critics, as to the necessity of Form in music, and the conditions +of its existence, no reasonable objection can be taken to the +hypothesis that _Clearness and Attractiveness_ are the two vital +requisites upon which the enjoyment of any art depends. The artist's +utterances or creations must be intelligible, and they must be +interesting. The lack, partial or total, of either of these qualities +neutralizes the force of the intended impression, in precise proportion +to the default. + +In musical composition these two requisites are embodied in the +principles of Unity and Variety. + +_Unity_--in its various technical phases of Uniformity, Regularity, +Similarity, Equality, Agreement, or whatever other synonym we may find +it convenient to use--is the condition out of which the composer must +secure intelligibility, clearness, definiteness of expression. Glance +at Ex. 2, and note the evidences of unity (similarity) in the rhythmic +and melodic formation of the first four measures. + +_Variety_--in its most comprehensive application--is the medium he must +employ to arouse and sustain the hearer's interest. Glance again at +Ex. 2, and note the contrast between the two halves of the first four +measures, and between these and the following two measures. + +These conditions are, of course, squarely opposed to each other, though +their interaction is reciprocal rather than antagonistic; and, from +what has been said, it is obvious that they are of equal importance. +Hence, as was declared on the second page, the great problem of the +art-creator consists in so balancing their operations that neither may +encroach upon the domain of the other. For too constant and palpable +Unity will inevitably paralyze interest; while too much Variety will as +surely tend to obscure the distinctness of the design. + + * * * * * * + +The workings of the principle of Unity (to which attention must first +be given, because it appears to come first in the order of creation) +are shown in the following elementary details of composition:-- + +(1) Music is not an art that deals with space, but with Time; therefore +the units of its metrical structure are not inches and the like, but +divisions of time, the basis of which is the _beat_. The principle of +Unity dictates that the beats which are associated in one and the same +musical sentence shall be of equal duration. Every musician admits the +necessity of keeping "strict time"--that is, marking the beats in +regular, equal pulses. The sub-divisions of the beats (for example, +the eighth or sixteenth notes within a beat) must also be symmetric. +So imperative is this law that it generally prevails through the entire +piece, with only such temporary elongations or contractions (marked +_ritardando_ or _accelerando_) as may be introduced for oratorical +effects. + +(2) The beats are grouped in _measures_ of uniform duration; that is, +containing equal numbers of beats. + +(3) The natural _accent_ falls upon the corresponding beat, namely, the +first, of each measure; therefore it recurs regularly, at uniform +intervals of time. + +(4) The _melodic contents_ of the first measure, or measures, are +copied (more or less literally) in the next measure, or measures; and +are encountered again and again in the later course of the piece, thus +insuring a fairly uniform melodic impression from which the character +and identity of the composition are derived. Turn to the 8th Song +Without Words of Mendelssohn, and observe how insistently the figure + +[Illustration: first fragment of 8th Song] + +and its inversion + +[Illustration: second fragment of 8th Song] + +run through the whole number. + +(5) The specific figure of the _accompaniment_ is usually reproduced +from measure to measure (or group to group) throughout whole sections +of the piece. Observe, in the 37th Song Without Words, how constantly +the ascending figure of six tones recurs in the lower part (left hand). +Glance also at No. 30; No. 1; No. 25. Many other evidences of Unity +are invariably present in good music, so naturally and self-evidently +that they almost escape our notice. Some of these are left to the +student's discernment; others will engage our joint attention in due +time. + + * * * * * * + +In every one of these manifestations of unity there lies the germ of +the principle of Variety, which quickens into life with the action of +the former, always following, as offspring and consequence of the +primary unity. Thus:-- + +(1) The _beats_, though uniform in duration, differ from each other in +force. The first pulse in each measure (or metric group of any size) +is heavier, stronger, than the following. It--the first--is the +"impulse," and is what is called the accent. This dynamic distinction +it is that gives rise to the two fundamental classes of rhythm, the +duple and triple. In duple rhythm the accent is followed by one +unaccented or lighter beat, so that regular alternation of heavy and +light pulses prevails incessantly. In triple rhythm the accent is +followed by _two_ lighter beats, creating similarly constant, but +_irregular_ alternation of heavy and light pulses. + +[Illustration: Duple and Triple Rhythm] + +This distinction is so significant and so striking, that the music +lover who is eager to gain the first clues to the structural purpose of +a composition, should endeavor to recognize which one of these two +rhythmic species underlies the movement to which he is listening. It +is fairly certain to be one or the other continuously. Of duple +measure, the march and polka are familiar examples; of triple measure, +the waltz and mazurka. The "regularity" of the former rhythm imparts a +certain stability and squareness to the entire piece, while triple +rhythm is more graceful and circular in effect. + +(2) The same dynamic distinction applies also to whole _measures_, and + +(3) to _accents_. The first of two successive measures, or of two or +more accents, is always a trifle heavier than the other. + +(4) The _melodic contents_ of the first measure may be exactly +reproduced in the succeeding measure; but if this is the case, they are +very unlikely to appear still again in the next (third) measure, for +that would exaggerate the condition of Unity and create the effect of +monotony. + +[Illustration: Example 1. Fragment of Folk-song.] + +The measure marked _b_ is exactly like _a_. But _c_ is all the more +contrasting, on account of this similarity. + +Or, the melodic contents of a measure may be thus reproduced, as far as +the rhythm and direction of the tones are concerned, but--for +variety--they may be shifted to a higher or lower place upon the staff, +or may be otherwise modified. + +[Illustration: Example 2. Fragment of Beethoven.] + +Compare the groups marked _a_ and _b_, and observe how the principles +of unity and variety are both active in these four measures, and how +their effect is heightened by the formation of _c_. + +(5) The figures of the accompaniment, though reproduced in uniform +rhythmic values and melodic direction, undergo constant modifications +in pitch and in shape, similar, to those shown in Ex. 2. See, again, +No. 37 of the Songs Without Words and note the changes in the formation +of the otherwise uniform six-tone groups. + + +LESSON 1.--The student is to study this chapter thoroughly, and write +answers to the following questions; if possible, without reference to +the text:-- + +1. What does Form in music mean? + +2. Define the conditions which constitute good form. + +3. When is a composition faulty in form? + +4. What do discriminating listeners recognize in music? + +5. What is the difference between the sounds of music and those of +language? + +6. How does this prove the necessity of form? + +7. By what is the presence of form in music shown? + +8. What is the beat? + +9. What is the measure? + +10. By what means are the measures indicated, (1) to the reader; (2) to +the listener? + +11. To what does the further multiplication of the beats give rise? + +12. What are cadences? + +13. What purpose do they serve in music? + +14. What is the best general name for a melody? + +15. What object does it fulfil in music form? + +16. What are the two vital requisites upon which the enjoyment of an +art creation depends? + +17. What purpose does Unity serve? + +18. What purpose does Variety serve? + +19. What is the great problem of the art-creator? + +20. Define the conditions that confirm the principle of unity in music. + +21. Define the evidences of variety in music. + + + + +CHAPTER II. FUNDAMENTAL DETAILS. + +TIME.--Time is the same thing in music that it is everywhere else in +nature. It is what passes while a piece of music is being played, +sung, or read. It is like the area of the surface upon which the +musical structure is to be erected, and which is measured or divided +into so many units for this, so many for that, so many for the other +portion of the musical Form. Time is that quantity which admits of the +necessary reduction to units (like the feet and inches of a yardstick), +whereby a System of Measurement is established that shall determine the +various lengths of the tones, define their rhythmic conditions, and +govern the co-operation of several melodies sung or played together. +Time is the canvas upon which the musical images are drawn--in melodic +_lines_. + + +TEMPO.--This refers to the degree of motion. The musical picture is +not constant, but panoramic; we never hear a piece of music all at +once, but as a panorama of successive sounds. Tempo refers to the rate +of speed with which the scroll passes before our minds. Thus we speak +of rapid tempo (_allegro_, and the like), or slow tempo (_adagio_), and +so forth. + + +BEATS.--The beats are the units in our System of Measurement,--as it +were, the inches upon our yardstick of time; they are the particles of +time that we mark when we "count," or that the conductor marks with the +"beats" of his baton. Broadly speaking, the ordinary beat (in moderate +tempo) is about equivalent to a second of time; to less or more than +this, of course, in rapid or slow tempo. Most commonly, the beat is +represented in written music by the quarter-note, as in 2-4, 3-4, 4-4, +6-4 measure. But the composer is at liberty to adopt any value he +pleases (8th, 16th, half-note) as beat. In the first study in +Clementi's "Gradus ad Parnassum," the time-signature is 3-1, the whole +note as beat; in the 8th Sung Without Words it is 6-16, the sixteenth +note as beat; in the last pianoforte sonata of Beethoven (op. 111), +last movement, the time-signatures are 9-16, 6-16, and 12-32, the +latter being, probably, the smallest beat ever chosen. + + +MEASURES.--A measure is a group of beats. The beats are added +together, in measures, to obtain a larger unit of time, because larger +divisions are more convenient for longer periods; just as we prefer to +indicate the dimensions of a house, or farm, in feet or rods, rather +than in inches. + +Measures differ considerably in extent in various compositions, +inasmuch as the number of beats enclosed between the vertical bars may +be, and is, determined quite arbitrarily. What is known as a Simple +measure contains either the two beats (heavy-light) of the fundamental +duple group, or the three beats (heavy-light-light) of the triple +group, shown in the preceding chapter. Compound measures are such as +contain more than two or three beats, and they must always be +multiplications, or groups, of a Simple measure; for whether so small +as to comprise only the fundamental groups of two or three beats (as in +2-4, 3-8, 3-4 measure), or so large as to embrace as many as twelve +beats or more (as in 4-4, 6-4, 6-8, 9-8, 12-8 measure), the measure +represents, practically, either the duple or triple species, Simple or +Compound. Thus, a measure of four beats, sometimes called (needlessly) +quadruple rhythm, is merely twice two beats; the species is actually +_duple_; the alternation of heavy and light pulses is regular; and +therefore the third beat is again an accent, as well as the first, +though _less heavy_. A measure of 6-8 is triple species, with accents +at beats one and four, precisely as if an additional vertical bar were +inserted after the third beat. In a word, then, the size of the +adopted measure is of no consequence, as long as it is retained +uniformly through the section to which it belongs; and there is no +_real_ difference between 2-4 and 4-4 measure, excepting in the number +of bars used. + +A curious and rare exception to this rule of the compound measure +occurs when five or seven beats are grouped together. This involves a +mingling of the duple and triple species, and, consequently, an +irregular disposition of the accents; for instance, 5-4 measure is +either 3+2 or 2+3 beats, with corresponding accentuation: + +[Illustration: Beat accentuation] + + +RHYTHM.--This word signifies arrangement,--a principle applied, in +music, to the distribution or arrangement of the tones according to +their various _time-values_. The system of measurement (or metric +system) furnishes tone material with all the details of division, +proportion and comparison; but this, alone, is not rhythm. The metric +system affords the basis for rational and definable rhythm, but +"rhythm" itself does not enter into the proposition until +differentiated factors are associated and opposed to each other. + +[Illustration: Example 3. Rhythm.] + +The first measure of this hymn is, by itself, merely an exponent of the +metric principle, for it consists of three uniform quarter-notes. The +second measure, however, is a rhythmic one, because, by dotting the +first of the three beats, three different time-values are obtained +(dotted quarter, eighth, and quarter). Further, by association and +comparison with each other, both measures assume a collective rhythmic +significance. + +The rhythmic disposition of the tones is to a certain extent optional +with the composer, but by no means wholly so; the rules of rhythm are +probably the most definite and obvious of all the rules of music +writing. They do not concern the analytical student intimately, but at +least the general distinction between regular and irregular rhythm +should be understood:--We have seen that the natural accent (the +"heavy" pulse) is invariably represented by the first beat of a +rhythmic group; and that one or two lighter pulses intervene before the +next accent appears. Further, it is self-evident that the rhythmic +weight of a tone is proportionate to its length, or time-value; longer +tones produce heavier, and shorter tones lighter, impressions. The +deduction from these two facts is, then, that the rhythmic arrangement +is _regular_ when the comparatively longer tones occupy the accented +beats, or the accented fractions of the beats; and _irregular_ when +shorter tones occupy the accents, or when longer tones are shifted to +any comparatively lighter pulse of the measure or group. + +The rhythm of the second measure in Ex. 3 is regular, because the +longest tone stands at the beginning of the measure, thus confirming +(and, in fact, creating) the accent. The rhythm in Ex. 1 is also +regular, throughout, the light eighth-notes occupying the light third +beat, and the heavy dotted-quarter the heavy pulse (in the third +measure). Ex. 2 is strikingly definite in rhythm, because the +time-values are so greatly diversified; and the arrangement is regular. + +On the other hand, the following is an example of irregular rhythm: + +[Illustration: Example 4. Fragment of Beethoven.] + + +The longer (heavier) tones are placed in the middle of the measure, +between the beats; the tie at the end of measure 3 places the heavy +note at the end, instead of the beginning, of the measure, and cancels +the accent of the fourth measure. These irregular forms of rhythm are +called syncopation. See also Ex. 6, second Phrase. + + +MELODY.--Any succession of _single_ tones is a melody. If we strike +the keys of the piano with two or more fingers of each hand +simultaneously, we produce a body of tones, which--if they are so +chosen that they blend harmoniously--is called a Chord; and a series of +such chords is an illustration of what is known as Harmony. If, +however, we play with one finger only, we produce a melody. The human +voice, the flute, horn,--all instruments capable of emitting but one +tone at a time,--produce melody. + +Melody constitutes, then, a _line of tones_. If, as we have said, Time +is the canvas upon which the musical images are thrown, Melodies are +the lines which trace the design or form of these images. This +indicates the extreme importance of the melodic idea in music form. +Without such "tone-lines" the effect would be similar to that of daubs +or masses of color without a drawing, without the evidence of contour +and shape. + +A _good_ melody, that is, a melody that appeals to the intelligent +music lover as tuneful, pleasing, and intelligible, is one in which, +first of all, each successive tone and each successive group of tones +stands in a rational harmonic relation to the one before it, and even, +usually, to several preceding tones or groups. In other words, the +tones are not arranged haphazard, but with reference to their +harmonious agreement with each other. For a model of good melody, +examine the very first sentence in the book of Beethoven's pianoforte +sonatas:-- + +[Illustration: Example 5. Fragment of Beethoven.] + +The tones bracketed _a_, if struck all together, unite and blend in one +harmonious body, so complete is the harmonic agreement of each +succeeding tone with its fellows; the same is true of the group marked +_c_. The tones bracketed _b_ and _d_ do not admit of being struck +simultaneously, it is true, but they are all parts of the same key (F +minor), and are closely and smoothly connected; hence their +concurrence, though not one of harmony (chord), is one of intimate tone +relation and proximity. Further, the whole group marked 2 corresponds +in its linear formation, its rising, poising and curling, exactly to +the preceding group, marked 1. This, then, is a _good_ +melody,--tuneful, interesting, intelligible, striking and absolutely +definite. + +In the second place, the tones and groups in a good melody are measured +with reference to harmony of time-values; that is, their metric +condition, and their rhythmic arrangement, corroborate the natural laws +already defined:--uniformity of fundamental pulse, uniform recurrence +of accent, and sufficient regularity of rhythmic figure to insure a +distinct and comprehensible total impression. This also may be +verified in the time-values of Ex. 5. Scrutinize also, the melodic and +rhythmic conditions of Exs. 1 and 2,--and the examples on later +pages,--and endeavor to vindicate their classification as "good" +melodies. Ex. 4, though an exposition of irregular rhythm, is none the +less excellent on that account; on the contrary, this irregularity, +because wisely balanced by sufficient evidence of harmonious and +logical agreement, only heightens the beauty and effectiveness of the +melody. + + * * * * * * + +Whenever whole bodies of tone are played successively, a number of +melody lines are being described,--as many, in fact, as there are tones +in each body. For example, in playing a hymn-tune we describe (on the +keyboard) the four separate melodies known as the soprano, alto, tenor +and bass voices. In a duet, unaccompanied, there are two melodic +lines; if accompanied, other melodic lines are added to these. Thus we +recognize the same system of associated lines in music as in +architecture or drawing. Very rarely indeed does one single unbroken +line portray a complete image. + +But in music, as in drawing, the lines differ in their degrees of +importance and prominence; and, very commonly, one line over-shadows +all, or nearly all the rest. This strongest tone-line is therefore apt +to be designated, somewhat unfairly, _the_ melody (the "tune" or "air" +is more just). But, at all events, _this predominating melodic line is +the most important factor of the form, the one upon which the +definition and recognition of the "form" depend_; and it is therefore +necessary that the student learn to distinguish it, to acquire the +habit of centring his attention upon it,--in reading, listening to, or +analyzing music; and, in playing, to give it the emphasis it requires. + +The importance of a tone-line depends solely upon its conspicuousness. +The principal melody--_the_ Melody--is the one which is most salient, +which most attracts the hearer's attention. For this reason the +composer is induced to place his chief melody _above the rest of the +tone-lines, because the uppermost tone strikes the ear more acutely +than the lower ones_, and therefore the succession of highest tones +constitutes a conspicuous line that attracts and impresses the sense +most keenly. + +Here then, at the top of the harmonic tone-complex, we look for the +chief melody; and here it will be found,--excepting when arbitrary +emphasis (by accentuation) is imparted to some lower tone-line, so that +it, for the time being, assumes a prominence equal, or superior, to +that of the uppermost line. (This divided prominence is seen in the +18th Song Without Words--the _duet_.) + + +LESSON 2.--Write careful and complete answers to the following +questions:-- + +1. What is Time, as applied to music? + +2. What is _tempo_? + +3. Give a full definition of the beat. + +4. By what time-value is it most commonly indicated? + +5. Give a full definition of the measure. + +6. Why do measures differ in size? + +7. What is a simple measure? + +8. What is a compound measure? + +9. Define duple and triple rhythms. (See also Chap. I.) + +10. What does the term rhythm signify? + +11. How is it applied in music? + +12. When is the rhythm regular? + +13. When is the rhythm irregular? + +14. Define the difference between melody and harmony. + +15. Give a full definition of melody. + +16. What are the conditions of a good melody? + +17. In what respect does music resemble architecture or drawing? + +18. Are the tone-lines in a composition of equal importance? + +19. What significance is to be attached to the principal tone-line? + +20. Upon what does the importance of a tone-line depend? + +21. Where is the chief melody usually placed? + + + + +CHAPTER III. FIGURE AND MOTIVE. + +THE MELODIC FIGURE.--The smallest unit in musical composition is the +single tone. The smallest cluster of successive tones (from two to +four or five in number) that will convey a definite musical impression, +as miniature musical idea, is called a Figure. Assuming the single +tone to represent the same unit of expression as a letter of the +alphabet, the melodic figure would be defined as the equivalent of a +complete (small) word;--pursuing the comparison further, a series of +figures constitutes the melodic Motive, equivalent to the smallest +group of words (a subject with its article and adjective, for example); +and two or three motives make a Phrase, equivalent to the complete, +though comparatively brief, sentence (subject, predicate, and object). +This definition, amply illustrated in the following examples, serves +also to point out the significant resemblance between the structure of +language and of music. The principal melody is, as it were, the voice +of the speaker, whose message is framed wholly out of the primary +tones, or letters of the musical alphabet. The association of primary +tone-units, in successive order, results first in the figure, then in +the motive, then the phrase, period, and so forth, in the manner of +natural growth, till the narrative is ended. The following example, +though extending beyond our present point of observation, is given as +an illustration of this accumulative process (up to the so-called +Period):-- + +[Illustration: Example 6. Fragment of Beethoven.] + +[Illustration: Example 6 continued.] + +The tones bracketed _a_ are the Figures; two (in the last measures, +three) of these are seen to form Motives; two of these motives make the +Phrase; and the whole sentence, of two phrases, is a Period. See also +Ex. 1 and Ex. 2, in which the formation of figures is very distinct. + +The pregnancy and significance of each of these tiny musical "words" +(or figures, as we are to call them),--small and apparently imperfect +as they are,--can best be tested by concentrating the attention upon +each as if it stood alone upon the page; it is such vitality of the +separate particles that invests a musical masterwork with its power and +permanency of interest. + + * * * * * * + +DEFINING THE FIGURES.--It is not always easy to distinguish the figures +in a melodic sentence. While they are unquestionably analogous to the +words in speech, they are by no means as concrete, nor are they +separated as distinctly, as the words upon a written or printed sheet. +This is in keeping with the intangible quality of music, and the +peculiar vagueness of its medium of expression; the quality which veils +its intrinsic purport from the mass of music admirers, and lends it +such exquisite and inexplicable charm to all hearers alike. + +In a word, it is not the common practice for a composer to cut up his +melodic sentences into separately recognizable small particles, by +distinctly marking each component _figure_. Here and there it is done, +by way of contrast, or emphasis, or for a definite rhythmic effect,--as +shown in Ex. 2 and Ex. 6. But more generally the figures are so +closely interlinked that the whole sentence may impress the hearer as +one coherent strain, with an occasional interruption. The very minute +"breaks" between figures are often nearly or quite imperceptible; and +in many cases it is possible to define the figures of a motive in +various, equally plausible ways, simply because the "breaks" (which are +of course surely present, and become more and more apparent between the +larger members of a composition) are likely to be too inconsiderable +among these, smallest factors of the melodic form. + +The following three guides may serve to indicate the extremities of the +melodic figures:-- + +(1) A brief rest, or a longer tone, usually marks the end of a figure. +This is fully illustrated in Ex. 6. See also Ex. 10, Ex. 12. + +(2) Similarity of formation (rhythm and melodic direction) almost +invariably defines the mutually opposed, and therefore separable, +divisions of the melody,--both small and large. For example (the +figures are bracketed _a_):-- + +[Illustration: Example 7. Fragments of Czerny, Mendelssohn, and +Schumann.] + +See also Ex. 1. The operation of this exceedingly important rule of +"corresponding formation" (about which more will be said later on) is +seen--on a larger scale--in Ex. 2, Ex. 5, and Ex. 6, where it defines +the whole _motive_. + +(3) In default of more definite signs, the figures may be found to +correspond to the metric groups (that is, in lengths of whole or half +measures). Thus:-- + +[Illustration: Example 8. Fragments of Beethoven.] + +This example illustrates the interlinking of the figures, and suggests +the difficulty that may be encountered in the effort to define melodic +figures. The difficulty is probably greatest in melodies of a lyric +character, where it is necessary to sustain the coherency of the +sentence; for instance, in many of the Songs Without Words,--see No. +40, No. 22, and others, in which an entirely definite separation of the +figures is well-nigh a hopeless task. + +For this reason,--that is, because the melodic divisions are so minute +and vague between these smaller particles of the musical sentence,--it +is advisable _to give no heed to any factor smaller than the "motive,"_ +and to undertake the analysis of nothing less than the latter; for even +the most scrupulous "phrasing," in the playing of a composition, must +avoid the risk of incoherency almost certain to result from distinctly +separating all the figures. The melodies in Ex. 8 should not betray +the secret of their formation. + + +THE MELODIC MOTIVE OR PHRASE-MEMBER.--This, as has already been stated, +is a somewhat longer section, compounded of two or more figures. Being +thus longer, the "breaks" or spaces between motives are generally more +emphatic and recognizable than those between the figures, and therefore +it is easier, as a rule, to define the extremities of motives. + +Melodic motives differ in length from one to four measures; by far the +most common extent, however, is two measures, and the student will do +wisely to accept this dimension and analyze accordingly, unless there +is unmistakable evidence to the contrary. The indications are +precisely the same as those illustrated in the preceding two examples +as guides for the definition of figures. + +For example:-- + +[Illustration: Example 9. Fragments of Beethoven, Mendelssohn, and +Mozart.] + +In the first of these examples the extent of the motives is proven by +each of the three given guides: the rest, which marks the end of the +first member; the similarity of melodic and rhythmic formation, which +proclaims the beginning of the second member, parallel with that of the +first; and the regular (two-measure) dimension. In Nos. 2 and 3 there +are no rests between the motives, and the melodic formation differs; +here it is the standard of two measures that defines the members. + +Ex. 3 is a two-measure motive. In Exs. 2, 5, and 6, the motives are +all two measures in length. + +In the following:-- + +[Illustration: Example 10. Fragment of Beethoven.] + +one is tempted to call each _single_ measure a motive, because of the +number of tones it contains, and the weight (length) of the final tone, +which makes a much more emphatic interruption than commonly occurs +between figures. + +And in the following, on the other hand:-- + +[Illustration: Example 11. Fragment of Beethoven.] + +the entire four-measure sentence is evidently one motive, for there is +no recognizable indication of an interruption at any point. The same +is true of the two melodies given in Ex. 8. + +The following illustrates an irregular (uneven) association of +members:-- + +[Illustration: Example 12. Fragment of Mozart.] + +Here again, there may be a disposition to adopt the upper line of +brackets, assigning a single measure to each motive. But both here, +_and in Ex. 10_, the student is advised to adhere to the two-measure +standard; he will avoid much needless confusion by so doing,--at least +until he shall have so developed and sharpened his sense of melodic +syntax that he can apprehend the finer shades of distinction in the +"motion and repose" of a melody. Adopting the lower line of brackets, +we discover successive members of unequal length, the first one +containing two, the next one three measures. + + +PRELIMINARY TONES.--It is a singularly effective and pregnant quality +of the element of musical rhythm, that its operations are not bounded +by the vertical bars which mark off the measures. That is to say, a +rhythmic figure (and, in consequence, a melodic figure or motive) does +not necessarily extend from bar to bar, but may run from the middle (or +any other point) of one measure, to the middle (or corresponding point) +of the next; precisely as prosodic rhythm comprises poetic feet which +begin either with an accented or with an unaccented syllable. See Ex. +10. Hence the significant rule, _that a melodic member may begin at +any part of a measure_, upon an accented or an unaccented beat, or upon +any fraction of a beat. For example:-- + +[Illustration: Example 13. Fragments of Mendelssohn.] + +[Illustration: Example 13 continued. Fragments of Mendelssohn and +Mozart.] + + +In No. 1, the motive begins squarely with the measure, upon the +accented beat. In No. 2, the same motive is enlarged by two tones at +the outset, which locates its beginning upon the fourth 8th--the second +half of the second beat. In No. 3 the motive begins upon an accented +beat, but it is the lighter (secondary) accent of the 3d beat. The +various conditions of unaccented beginnings in Nos. 4, 5 and 6 are +easily recognizable. In No. 7 quite a large fraction of a measure +precedes the first accent (at the beginning of the full measure). +Examine, also, all the preceding examples, and note the different +accented or unaccented locations of the first tone, in each figure and +motive. + +When a figure or motive starts at the accented beat, it begins, so to +speak, in the right place; _any tone or tones which precede the accent +are merely preliminary or introductory tones_. While they are very +desirable and necessary, in the fulfilment of certain purposes, they +are not an _essential_ part of the motive; they appear to represent the +ornamental rather than the stable element of the melodic sentence, and +their employment is therefore a matter of option and taste rather than +of absolute necessity. The accent indicates the point where the body +of the motive begins; the accent is the point where the stake is +driven; all that goes before is simply preparatory,--the changeable +material which flutters about the fixed center. Therefore the +preliminary tones do not indicate the _essential_ or actual beginning +of the motive, but its apparent or conditional beginning only; or what +might be called its _melodic_ beginning. For this reason, also, the +actual "first measure" of a motive or phrase or sentence of any kind is +always the first FULL measure,--the measure which contains the first +primary accent; that is to say, the preliminary tone or tones do not +count as first measure. For this reason, further, it is evident that +preliminary tones are invariably to be regarded as borrowed from the +final measure of the preceding motive or phrase; they must be accounted +for in someway,--must derive their metric pulse from some group,--and +as they cannot be a part of the first measure, they obviously form a +borrowed portion of the (preceding) last measure. This will be better +understood by reference to Ex. 14, No. 3; the two 16ths at the end of +the 4th measure (preliminary tones of the following phrase) are +borrowed from the _f_ which precedes,--the final tone of the first +phrase, that would, but for this reduction, have been the full +half-note necessary to complete the four measures (like the final _g_). + +Perhaps the most striking feature of this rule of preliminary tones is +the absolute freedom of its application. It is _always_ wholly +optional with the composer to begin his figure or motive at whatever +part of the measure he may elect; at the accent or not; with or without +preliminary tones; to borrow beats from the preceding ending or not, as +his judgment or taste, or possibly some indirect requirement, may +decide. So valid is this license, that it is by no means unusual to +find consecutive members of the same phrase beginning at different +points in the measure. This results, apparently, in motives of +irregular, unsymmetric lengths; but no confusion is possible if the +student will recollect and apply the rule that the objective point (the +heart, so to speak) of each motive is the first primary accent it +contains; counting from these points, all irregularities of melodic +extent become purely accidental and harmless. For illustration (the +preliminary tones are marked _a_):-- + +[Illustration: Example 14. Fragments of Mozart, Beethoven, and +Mendelssohn.] + +In No. 1, the first motive evidently ends with the longer tone, +_g_-sharp. In No. 2, each one of the four motives differs from the +others in length; the sum of them is, however, exactly 24 beats, or 8 +measures; hence, each one is _actually_ a two-measure motive, counting +from accent to accent. The upper numbers indicate the _actual, vital_ +beginning of each motive. + +This very natural, and fairly common, inequality increases the +difficulty of analysis somewhat. A knowledge of the principal chords, +and familiarity with their manner of employment in composition, greatly +facilitates the task, because the harmonic design furnishes in many +cases the only unmistakable clue to the extremities of the melodic +members. The difficulty finally vanishes only when the student has +learned to appreciate the declamatory quality of all good melody, and +can detect its inflections, its pauses; can _feel_ which (and how many) +of its tones are coherent and inseparable, and where the points of +repose interrupt the current, and thus divulge the sense of the melodic +sentence. + + +LESSON 3.--Analyze the third Song Without Words of Mendelssohn (A +major, the so-called Hunting Song); first of all, locate the principal +melody,--it is not always the uppermost line of tones; then divide this +melody into its melodic motives, marking the "breaks" which separate +each from the following one; the figures may be noted, also, but only +mentally. No. 35 may also be analyzed in the same manner. + + + + +CHAPTER IV. THE PHRASE. + +THE PHRASE.--It is not altogether easy to give a precise definition of +the phrase. Like so many of the factors which enter into the +composition of this most abstract, ideal, and intangible of the arts, +the phrase demands considerable latitude of treatment, and will not +readily submit to strict limitations or absolute technical conditions. +Perhaps the most correct definition is, that the term phrase is +equivalent to "sentence," and represents the smallest musical section +that expresses a _complete_ idea; not necessarily wholly finished, and +therefore independent of other adjoining phrases, but at least as +complete _in itself_ as is an ordinary brief sentence in grammar, with +its subject, predicate, and object. It should be sufficiently long to +establish the sense of tonality, the consciousness of beginning, +course, and ending, and should exhibit a certain (though limited) +amount of palpable and satisfying melodic and harmonic contents. For +this reason, the Phrase, and nothing smaller, should be regarded as the +structural basis of musical form. + +The factors defined in the preceding chapter (the figure and motive) +are, as a rule, decidedly less than is demanded of a complete phrase, +which--as has been intimated--usually consists in the union of two +(possibly more) motives,--just as the motive is compounded of figures, +and the latter of single tones. + +In some, comparatively rare, cases the composer gives a phrase an +independent place upon his page, as complete miniature sentence, not +directly connected with other phrases. This may be seen, very plainly, +at the beginning (the first four or five measures) of the Songs Without +Words, Nos. 28, 41, 35, 3, 4, 16. Examine each, carefully, and the +nature of the phrase in its most definite form will become apparent. + +Such independent phrases are most likely to be found, like the above, +at the beginning or end of a larger composition, to which they are +related indirectly, as isolated introduction, or postlude. Thus, the +following complete phrase appears at the beginning of a song: + +[Illustration: Example 15. Fragment of Schubert.] + +Its division into two melodic motives, and the subdivision of these +into figures, is plainly marked. + +When the phrase assumes such a conspicuous position, and is so complete +and definite in its effect as the ones just seen, there is naturally no +difficulty in recognizing and defining its extremities. But the task +of phrase analysis is by no means always thus easy. + + +LENGTH OF THE REGULAR PHRASE.--Fortunately for the work of analysis, +there are certain established landmarks of forms, so conscientiously +observed, and so firmly grounded in the practices of classic writing +(because the necessary consequences of natural law), that it is +generally practicable to fix fairly regular and plausible boundaries to +the phrase, notwithstanding the freedom and elasticity which +characterize the application of the syntactic principle in music. + +Therefore the student will find that a phrase, in the great majority of +cases, covers exactly _four measures_, and will seldom be misled if he +looks for the end of his phrase four measures beyond its beginning. +This refers, be it understood, only to measures of average size (in the +ordinary time denominations, 3-4, 4-4, 6-8 measure). If the measures +are uncommonly large (9-8, 12-8), the phrase will probably cover no +more than two of them; or, if small (2-4, or 3-4 in rapid tempo), the +phrase may extend to the eighth measure. The operation of this +four-measure rule is exhibited with striking regularity and persistence +in the _Jugend Album_ of Schumann (op. 68); throughout its forty-three +numbers there are probably no more than a half-dozen phrases whose +length differs from this standard. For example: + +[Illustration: Example 16. Fragment of Schumann, Op. 68, No. 11.] + + +It will be observed that the first (and also the third) of these +phrases consists of two exactly similar two-measure motives. This +seems to lend some confirmation to the idea of a two-measure phrase; +but the student is warned against deviating from his four-measure +standard, upon such evidence as this. Many instances will be found, +like these, in which the impression of a complete phrase is not gained +until the motive of two measures has been thus repeated; _the +repetition is necessary_, in order to finish the sentence, and this +proves that the two measures alone do not constitute the "complete +idea" which we expect the phrase to represent. + +The same regularity of dimension will usually be found in all kinds of +dance music; in technical exercises (for instance, the etudes of Czerny +and others); and in all music of a simple or popular character. + + * * * * * * + +EXCEPTIONS.--In its ordinary, normal condition the phrase is a musical +sentence four measures in length. But this rule has its necessary +exceptions; necessary because, as we have learned, the principle of +Variety is quite as vital as that of Unity or symmetry. The phrase is +not always regular; by various means and for various reasons, it +occasionally assumes an irregular form. When such irregular phrases +are encountered (phrases of less or more than four measures) the +student will best distinguish them by defining their extremities, their +beginning and ending--as "beginning" and "ending," without reference to +their length. This should not be attended with any serious difficulty; +at least not to the observant student who reads his musical page +thoughtfully, and attaches some meaning to the figures and motives of +the melody; who endeavors to recognize the extent to which the +successive tones appear to cling together (like the letters in a word) +and constitute an unbroken melodic number,--and, in so doing, also +recognizes the points where this continuity is broken, and a new number +is announced. Much assistance may be derived from the fact--striking +in its simplicity--that the ending of one phrase defines, at the same +time, the beginning of the next, and _vice versa_. The locating of +one, therefore, serves to locate the other. There is, usually, +something sufficiently indicative about a "beginning," to render it +noticeable to a careful observer, and the same is true of an "ending." +This is illustrated in the following: + +[Illustration: Example 17. Fragments of Beethoven.] + + +No. 1 is from the pianoforte sonata, op. 10, No. 3, second movement; +see the original. This phrase exhibits an ending, unmistakably, in the +_fifth_ measure, and not in the fourth. Its form is therefore +irregular. + +In No. 2 (from the first pianoforte sonata), the first phrase ends with +the fourth measure, obviously, for the evidence of a new "beginning" in +the following measure is perfectly clear; the phrase is therefore +regular. But the next phrase runs on to the _sixth_ measure from this +point (the tenth from the beginning of the whole), because there is no +earlier evidence of an "ending." Observe that the first phrase has a +preliminary quarter-note, the second phrase none. Turning to +Mendelssohn's Songs Without Words, the very first (introductory) phrase +of No. 3 is five measures in length; the first one in No. 35 also +contains five measures; the first one in No. 16, and in No. 9, contains +three measures. The irregular phrase will be again considered (in a +different aspect) in a later chapter. + +The recognition of these syntactic traits of the melodic sentence is of +great moment to the player, for they constitute the information upon +which conscious, intelligent, effective _phrasing_ depends; and without +intelligent phrasing, without a clear exposition of the formation and +arrangement of the members and phrases, full comprehension and adequate +enjoyment of a musical composition is impossible. + + * * * * * * + +CONTENTS OF THE PHRASE.--The question may arise, what is it that makes +a phrase,--the rhythm, harmony, or melody? Strictly speaking, all +three; for music subsists in the ceaseless co-operation of these three +primary elements of composition, and no phrase is wholly complete +without the evidence of each and all. Generalizing the definitions +already given, the function of each of these primary elements may be +thus described: The element of harmony regulates the choice of the +tones that are to sound together; the upright shafts of tone (chords) +which determine the _body_, or framework, of the music. The element of +melody regulates the choice of single tones, selected from the +successive shafts of harmony, that are to form a connected line or +strand of tones (in horizontal order, so to speak),--something like a +chain or chains stretched from harmonic post to post, which describe +the figure or _outline_ of the musical image. The element of rhythm +gives the whole body its _life_,--regulates the choice of varying +lengths, defining the infinitely varied "tapping" of the musical +mechanism. + +It is evident, from this, that no vivid, satisfying musical impression +can be created in the absence of any one of these essential elements. +But, for all that, they are not of equal importance; and, in +determining the extremities of the phrase (and of all other factors of +musical structure), the melody takes precedence over harmony and +rhythm. That is to say, that in his analysis of figures, motives, +phrases, periods, and so forth, the student's attention should be +centered upon the melody,--that chain of successive single tones which, +as repeatedly stated, usually describes the _uppermost_ line of the +harmonic and rhythmic body. That is the reason why the illustrations +given in this book are so frequently limited to the melody alone; it is +the pencil point which traces the design, describes the form, of the +musical composition. + + +LESSON 4.--Procure the _Jugend Album_, op. 68, of Schumann, and mark +the phrases in Nos. 1, 2, 4, 5, 6, 7, 8, 9, 13, 18, 20, and others. In +the given numbers the phrases are all regular,--four measures in length. + +Analyze in the same manner Mendelssohn's Songs Without Words, Nos. 27, +22 (first phrase, five measures), 48, 28, 35, and others; occasional +irregularities may be encountered. + +Also Beethoven, pianoforte sonata; op. 14, No. 2, second movement (C +major, _andante_); and op. 26, first movement. + +A few cautious experiments may also be made in analyzing any +composition which the student may chance to be studying, especially if +not too elaborate. The necessary safeguard consists in simply passing +over every confusing point, limiting the analysis to those phrases that +are self defining, for the present,--until greater experience and +fuller information shall have been gained. + + + + +CHAPTER V. CADENCES. + +CADENCES IN GENERAL.--A cadence is the ending of a phrase. Strictly +speaking, every interruption or "break" between figures, and between +all melodic members, is a cadence; but the term "cadence" is applied to +nothing smaller than entire phrases. + +The cadence is the point of Repose which creates the necessary contrast +with the condition of Action that prevails more or less constantly +during the phrase; and the effect of this point of repose is, +therefore, to separate one phrase from the next. The cadential effect +is generally produced by two or three chords, the last one of which is +called the cadence-chord, and stands, when the cadence is perfectly +regular, upon an accented beat of the final measure. This, according +to our definition of the phrase, will most commonly be the fourth +measure. + +For example: + +[Illustration: Example 18. Fragment of Schumann.] + + +The first chord in the fourth measure, on the accented beat, is the +"cadence-chord"; but the preceding chord (and possibly the one before +that, also) is naturally inseparable from the final one, and therefore +the entire cadence would be defined technically as embracing both (or +all three) of these chords. The effect of repose is obtained _by the +length of the final chord_, which exceeds that of any other melody tone +in the phrase; its time-value is a dotted quarter, because of the +preliminary tone (_e_, before the first accent) which, in the original +(op. 68, No. 28), precedes the next phrase in exactly the same manner. + +Illustrations of the regular cadence will be found, also, in Ex. 15 and +Ex. 16; in the latter,--consisting as it does of four consecutive +phrases, four cadences occur, distinctly marked by the _longer tone_ on +the accented beat of each successive fourth measure. + + +MODIFICATION OR DISGUISING OF THE CADENCE.--The most natural and +characteristic indication of a cadence is the _longer tone_, seen in +the examples to which reference has just been made; for a tone of +greater length than its fellows is, in itself, the most conclusive +evidence of a point of repose, as compared with the shorter tones in +the course of the sentence, whose more prompt succession indicates the +action of the phrase. (See Ex. 29.) + +From this the student is not to conclude that every long tone marks a +cadence. The rhythmic design of a melody is obtained by a constant +interchange of long and short tones, without direct reference to the +cadence alone; and numerous examples will be found in which tones of +equal, or even greater, length than the cadence-tone occur in the +course of the phrase. We have already seen that the end of a motive, +or even of a figure, may be marked by a longer tone, or its equivalent +in rests; and have been taught to expect a cadence in the fourth +measure only, as a rule. + +But the direct evidence of a cadence afforded by a longer tone is +considered not only unnecessary, but in many cases distinctly +undesirable. While cadences are indispensable, in music of clearly +recognizable form, it is equally true that they must not be so emphatic +as to check the current of melody and harmony too frequently or +completely, or destroy the continuity and coherence of the members. +And it is therefore an almost invariable practice, especially in music +of a higher order, to modify and disguise the cadences by some means or +other; that is, to diminish the weight of the characteristic "longer +tone,"--to counteract, partially or entirely, the impression of actual +cadential cessation, by continuing (instead of interrupting) the +rhythmic pulse. This is so very common, and so confusing a device, +that the effect of the various methods employed to conceal or disguise +a cadence must be thoroughly understood. + +It is necessary to remember, always, the rule that governs the actual +body of the phrase, and its possible preliminary tones; namely, that +the vital, essential starting-point of a phrase (and other factors of +musical form) is _the first primary accent_, the first beat of the +first _full_ measure. The length of the phrase is reckoned from this +point, and consequently, the cadence-chord is entitled to all the beats +that remain, from its accent to the very end of the final measure. For +example: + +[Illustration: Example 19. Fragment of Mozart.] + +In this case the cadence-chord is not modified or disguised in the +least, but takes full advantage of the six beats that make the sum of +the fourth measure. + +This important fact concerning the actual value of the cadence-chord +remains unchanged, through all the licenses taken in disguising or +(apparently) diminishing its value. Whatever means may be resorted to, +in modifying the cadence, they do not alter the fact that _the +cadence-chord is always entitled to this full sum of beats_; and these +beats virtually represent the cadence-chord, either in its unchanged +form (as in Ex. 19 and Ex. 16) or in any of the manifold disguised +forms illustrated in the following examples. + +One of the simplest forms is shown in Ex. 15:--The cadence-chord, on +the accented beat of the fourth measure, is entitled to the six beats +contained in that final measure. One beat is borrowed for the +preliminary tone of the next phrase (that does not appear in our +example, but corresponds to the preliminary tone at the beginning); and +three beats are represented by rests, which cancel the resonance of the +melody-tone _g_, but do not actually negate the effect of the +cadence-chord. In consequence of these two reductions, the time-value +of the _cadence-tone_ is diminished to two beats, and the whole cadence +assumes a lighter, less obstinate and stagnant character. Of the six +beats belonging to the cadence-chord, four are occupied by the tones of +the accompaniment, which thus serves to bridge over the measure of +repose without destroying the impression of a cadence. + +The treatment of the cadence is similar to this in Ex. 18. + +In Ex. 17, No. 1, the cadence-chord falls, properly, upon the primary +accent (first beat) of the final measure--in this instance the fifth +measure, as we have learned. The six beats to which it is entitled are +all occupied by the simple reiteration of the final melody tone, while +the sense of "interruption" is imparted by the long rest in the lower +parts. + +It is by thus sustaining the rhythmic pulse, during the measure +allotted to the cadence-chord, that the desired dual impression,--that +of cadential interruption without actual cessation,--is secured. It is +like rounding off a corner that might otherwise be too angular or +abrupt. + + * * * * * * + +The question naturally arises: What tones are chosen to provide +material for this continuation of the rhythm? They are usually derived +from the cadence-chord, or its auxiliary embellishments; and the +methods employed may be classified as follows: + +(1) The rhythmic pulse is marked in the accompanying (subordinate) +parts, as seen in Ex. 15, Ex. 18, and the following:-- + +[Illustration: Example 20. Fragment of Mendelssohn.] + +[Illustration: Example 20 continued.] + + +The point of repose is marked by the longer melody tone _f_, on the +accent of the fourth measure. The value of the cadence-chord is +recorded, however, in the living tones of the accompanying figure, +which here (as in almost every similar case in composition) continues +its rhythmic movement undisturbed. + +(2) The cadence-chord, or, more properly, the _cadence-tone_ in the +melody, is shifted to some later beat in the cadence measure. Thus: + +[Illustration: Example 21. Fragment of Mozart.] + + +In this example there is in reality no irregularity, because the +cadence-tone rests upon an _accented beat_ (the fourth, in 6-8 +measure), and the conditions of a cadence are fulfilled by _any_ +accent, primary or secondary, of the final measure. But it belongs, +nevertheless, to this class of disguised cadences; for whatever +results, thus, in abbreviating the value of the cadence-chord, lightens +the effect of the cadence, and serves the desirable purpose so +persistently pursued by all good writers. Further:-- + +[Illustration: Example 22. Fragment of Beethoven.] + +[Illustration: Example 22 continued. Fragments of Mendelssohn, +Schumann, and Mozart.] + + +Nos. 2 and 3 illustrate the method most commonly adopted in shifting +the cadence-tone forward to a later beat; namely, by placing an +embellishing tone (usually the upper or lower neighbor) of the +cadence-tone upon the accented beat belonging properly to the latter. +Nos. 4 and 5 are both extreme cases; the actual cadence-tone is shifted +to the very end of the measure, so that the effect of cadential +interruption is very vague and transient,--and will be quite lost +unless the player is intelligent enough to emphasize, slightly, the +phrasing (by making a distinct, though very brief, pause before +attacking the following measure). See also Ex. 17, No. 2, the first +phrase; here, again, the melody runs on (through tones which embellish +the cadence-chord, _f-a-c_) to the last 8th-note of the fourth measure. + +(3) A certain--entirely optional--number of tones are borrowed from the +value of the cadence-chord, as _preliminary tones_ of the following +phrase. An illustration of this has already been seen in Ex. 14, No. 2 +and No. 3. It is the employment of such preliminary tones, that, as +thoroughly explained in Chapter III, creates a distinction between the +_melodic_ beginning and the actual vital starting point of the phrase; +or that gives the phrase an apparently shifted location in its measures. + +Further (the actual cadence-tone is marked):-- + +[Illustration: Example 23. Fragments of Beethoven and Mendelssohn.] + +[Illustration: Example 23 continued. Fragment of Mendelssohn.] + +No. 1 illustrates, again, the absence of preliminary tones in one +phrase, and their presence in the next. In each of these examples +(excepting, perhaps, No. 2) the cadence is so thoroughly disguised that +there is little, if any, evidence left of the "point of repose." In +No. 4, particularly, the cadence-measure is rhythmically the most +active one in the phrase. And yet the presence of a genuine cadence at +each of these places, marked *, is as certain and indisputable as in +Ex. 19. The ear will accept a cadence upon the slightest evidence _in +the right place_,--where a cadence is expected. See, also, Mozart +pianoforte sonata No. 10 (in D major), first 12 measures; measure 8 is +a _cadence-measure_. + +Here follow a few more examples which illustrate the most extreme +application of this principle of borrowed tones,--a mode of treatment +very common in the music of Mozart, Haydn, and, in fact, all classic +writers:-- + +[Illustration: Example 24. Fragments of Mozart.] + +[Illustration: Example 24 continued. Fragment of Beethoven.] + + +It is difficult to believe that in each of these cases the long array +of 16th-notes should not constitute the actual beginning of the phrase, +but are only preliminary; and yet this is the only correct view to take +of it, and it is the view which will simplify all analysis, when +thoroughly comprehended. It must be seen that the cluster of +16th-notes in the cadence-measure (of the preceding phrase) is +_one-sixteenth short of a full measure_, and, therefore, it does not +represent the first measure of the next phrase, because our inviolable +rule is that the first measure of a phrase is its first _full_ measure. +The above examples emphasize the correct manner of counting the +measures; and they simply illustrate possible methods of _disguising +the cadence_. + +In some cases it is difficult to determine whether the tones which thus +disturb the "repose" of the cadence-measure belong to the cadence-chord +(that is, to the _present_ phrase), or, as preliminary tones, to the +following phrase. Upon careful scrutiny, however, it will be found +possible to decide, by examining their melodic bearing, to which phrase +they pertain. In Example 22, they are manifestly (even in No. 5) a +part of the present phrase; in Example 23 and 24 they are as certainly +preliminary to the phrase which follows. In the following example they +seem to constitute an entirely independent little "interlude," without +direct reference to either phrase: + +[Illustration: Example 25. Fragment of Mozart.] + + * * * * * * + +THE ELISION.--Finally, there are some (very rare) instances where the +composer appears to yield to the seductive influence of such extensive +preliminary groups as those seen in Example 24, and by setting aside +the trifling discrepancy, permits the apparent preliminary tones to +represent the _actual first measure of the next phrase_. This is +easily accomplished, when, as in Example 24, No. 2, it is only one +16th-note short of a full measure. And although this 16th, being the +cadence-chord, is actually equivalent to the whole measure, it is +sometimes less confusing to the hearer to silence it. This is called +stifling the cadence (or Elision); and its presence depends simply upon +sufficient proof that what was supposed to be the cadence-measure (and +to a certain extent is such) is at the same time _really the first +measure of the next sentence_. The following contains an illustration +of the elision of a cadence: + +[Illustration: Example 26. Fragment of Mozart.] + +[Illustration: Example 26 continued.] + + +The proofs of this very singular and apparently untrustworthy analysis +are: (1) That there is absolutely no doubt about the first cadence, +marked *; (2) that a cadence is consequently due, and expected, four +measures later,--this proving the measure in question to be the +"cadence-measure of the old phrase," as it is marked and as it appeals +to our sense of cadence; (3) that the last four measures unmistakably +represent a regular, compact phrase,--this proving that the +"cadence-measure of the old phrase" is unquestionably _at the same time +the first measure, or actual beginning, of the new phrase_. In a word, +one measure is lost--not in effect, for the elements of the expected +cadence are all present,--but in the counting. This lost measure is +the stifled cadence-measure, omitted by Elision. + +Such cases are, as stated, very rare; so rare that the student will do +wisely to leave them quite out of his calculations. + +In order to elucidate the embarrassing matter still more fully, we +shall take two more examples of a very misleading character, which the +superficial observer would probably define as elisions, but which are +almost certainly regular cases of disguised cadence merely: + +[Illustration: Example 27. Fragment of Mozart.] + + +Here again there is no doubt of the presence of a cadence at the first +*; but this "cadence-measure" appears almost as certainly to be at the +same time the initial measure of a new phrase. This, however, proves +not to be the case, because _there are four measures left, without this +one_. That is, counting backward from the final cadence, we locate the +"first measure" after, not _with_, the cadence-measure. And this is +the way the passage was meant to sound by its author, and the way it +will and must sound to the student who has properly cultivated his +sense of cadence. + +[Illustration: Example 28. Fragment of Beethoven.] + +This case is extremely misleading; it is hard to believe (and feel) +that the characteristic onset of the 16th-triplet figure does not +herald the new phrase; but all the indications of strict, unswerving +analysis (not to be duped by appearances) point to the fact that this +is one of the common cases of disguised cadence, and not an elision of +the cadence. The _sforzando_ marks of Beethoven confirm this view, +and, as in Example 27, we have our four measures to the next cadence, +without this "cadence-measure." + +The characteristic traits of all these various phases of cadence +formation are:-- + +(1) That the actual cadence-tone in the melody may be of any +time-value, from the full extent of the cadence-measure down to the +smallest fraction of that measure. In Ex. 19 it was the former, +unbroken; in Ex. 17, No. 1, also, but broken into the six pulses of the +measure; in Ex. 20 it was shortened, by a rest, to one-half its real +value; in Ex. 26 it was reduced to one-quarter of its true value; in +Ex. 25, to one 8th-note; and in Ex. 24, No. 3, to one 16th-note. + +(2) That the cadence-tone in the melody may be shifted forward to +almost any point beyond its expected position upon the primary accent. +In Ex. 20 (and many other of the given illustrations) it stands in its +legitimate place, at the beginning of the measure; in Ex. 21 it stands +upon the _second_ accent of the measure; in Ex. 22, No. 1, on the +second beat in 3-4 measure; in Ex. 22, No. 5, on the third beat of the +triple-measure; in Ex. 22, No. 4, on the last eighth note in the +measure. + +(3) That in almost every case the effect of absolute cessation is +softened by marking the rhythm of the cadence-measure; in no case is +the rhythm permitted to pause (not even in Ex. 19, where the +accompaniment, not shown, is carried along in unbroken 8th-notes). In +some part or other, by some means or other, the cadence-measure is kept +alive; either by continuing the accompaniment, as in Exs. 18 and 20, or +by quickly picking up a new rhythm, as in Exs. 27 and 28. Conspicuous +exceptions to this rule will be found, it is true, in hymn-tunes and +the like; though occasionally even there, as the student may recall, +the rhythm, in some cadence-measures, is carried along by one or more +of the inner voices; for example, in the hymn-tune "Lead, Kindly +Light," of J. B. Dykes. (See also Ex. 29.) + + +SPECIES OF CADENCE.--In text-books and musical dictionaries several +varieties of the cadence are distinguished, but they are chiefly +distinctions without any more than one essential point of difference, +namely, difference in force or weight. It is therefore feasible to +reduce all these varieties to two,--the heavy cadence and the light +cadence. The former is represented by the so-called Perfect cadence, +the latter by the many grades of Semicadence. + + +PERFECT CADENCE.--There is one method of checking the current of the +melodic phrase with such emphasis and determination as to convey the +impression of finality; either absolute finality, as we observe it at +the very end of a composition, or such relative finality as is +necessary for the completion of some independent section of the +piece,--conclusive as far as that section is concerned, though not +precluding the addition of other sections to this, after the desired +degree of repose has been felt. This is known as the perfect cadence, +or full stop. It is always made upon the _tonic harmony_ of some key +as cadence-chord, with the _keynote itself in both outer parts_, +and--when desired in its strongest form (without such disguising as we +have seen)--upon an _accented_ beat, and of somewhat longer duration +than its fellow tones. For illustration:-- + +[Illustration: Example 29. Fragment of Schubert.] + +At the end of this four-measure phrase there is a perfect cadence, +exhibited in its strongest, most conclusive form. It is practically +undisguised, though the cadence-chord is reduced to three beats (from +the four to which it is entitled) to make room for the preliminary beat +of the next phrase (calculated to correspond to the one at the +beginning of this phrase). + +The cadence-chord is the tonic harmony of C minor; upon the primary +accent of the 4th measure; it is considerably longer than any other +tone in the phrase; and the keynote _c_ is placed both at the top and +at the bottom of the harmonic body. See also Ex. 15; the cadence is +perfect, because the cadence-chord, on the accent of the 4th measure, +is the tonic harmony of G major, with the keynote as highest and as +lowest tone. It is abbreviated by rests, which very slightly diminish +its weight. Ex. 17, No. 2, closes with a perfect cadence; it is the +tonic harmony of C major, on an accent, and with the keynote in the two +extreme parts. See also Ex. 20. + +In the following: + +[Illustration: Example 30. Fragment of Schumann.] + +the cadence-chord stands upon the secondary accent (3d beat) of the +final measure. This method of shifting the cadence forward is +generally adopted in large species of measure (6-8, 9-8, and the like), +and has been defined among the devices employed in disguising or +_lightening_ the cadence. In Ex. 22, No. 5, the cadence-chord is +shifted to the last beat (unaccented) of the final measure; this +lightens the cadence very materially, but it does not affect any of its +essential properties as perfect cadence. The following is similar:-- + +[Illustration: Example 31. Fragment of Schumann.] + + +The cadence-chord occupies the unaccented (2d) beat, and is no longer +than any other chord in the phrase. Despite its striking brevity, it +is nevertheless a perfect cadence, disguised; it is the tonic chord of +C major, with the keynote at top and bottom. See also Ex. 23, No. 1. + +The following illustrations come under the head of the disguised +cadences seen in Ex. 24:-- + +[Illustration: Example 32. Fragments of Mendelssohn and Schubert.] + +In No. 1 the cadence is perfect, for it is the tonic chord of G major, +keynote _g_ at top and bottom, and on the primary accent of the fourth +measure; but the uninterrupted continuation of the movement of 16ths, +in the right hand, shortens the uppermost keynote to a single +16th-note, and would entirely conceal the cadence, were it not for the +distinct evidence of repose in the lower part. + +In No. 2 the movement in the upper part appears to shatter the cadence; +the keynote does not appear on the accent, and its announcement at the +end of the first triplet is very brief. For all that, it is an +unmistakable perfect cadence; the chord thus shattered (or "broken," +technically speaking) is the tonic harmony of the key, and the keynote +_does_ appear as uppermost (and therefore most prominent) tone, in the +same order of percussion as that given to each of the preceding melody +tones. + + * * * * * * + +At the end of an entire piece of music, or of some larger section of +the piece, the cadence-chord, on the other hand, is often lengthened +considerably, for the sake of the greater weight and decision of +cadential interruption required at that place. Thus:-- + +[Illustration: Example 33. Fragment of Schubert.] + + +The last two measures are merely the prolongation of the final +cadence-chord. See also, Mendelssohn, Songs Without Words, No. 4, last +five measures; No. 8, last eight measures; and others. + +Another peculiarity of the final cadence is, that sometimes the +_uppermost_ tone is the 3d or 5th of the tonic chord, instead of the +keynote,--a significant device to counteract the dead weight of the +cadence-chord, especially when prolonged as just seen. See No. 10 of +the Songs Without Words, last six measures; it is the tonic chord of B +minor, but the tone _d_ (the 3d) is placed at the top, instead of _b_. +Also No. 16, last chord; No. 38, last chord; No. 6, last three measures +(the 5th of the tonic chord as uppermost tone). At any other point in +the piece this default of the keynote would, as we shall presently see, +almost certainly reduce the weight of the cadence from "perfect" to +"semicadence"; at the very end, however, it cannot mislead, because it +does not affect the condition of actual finality. + + +SEMICADENCE.--Any deviation from the formula of the perfect +cadence--either in the choice of some other than the tonic chord, or in +the omission of the keynote in either (or both) of the outer +parts--weakens the force of the interruption, and transforms the +cadence into a lighter, more transient, point of repose, for which the +term semicadence (or half-stop) is used. The semicadence indicates +plainly enough the end of its phrase, but does not completely sever it +from that which follows. + +It is these lighter, transient forms of cadence to which a number of +different names are given; for the student of analysis (and the +composer, also, for that matter) the one general term "semicadence," or +half-cadence, is sufficient, and we shall use no other. + +If, then, a cadence is final in its effect, it is a perfect one; if +not, it is a semicadence. The harmony most commonly chosen as the +resting-place of a semicadence is the chord of the _dominant_,--the +fifth step of the momentary key,--that being the harmony next in +importance to that of the tonic (the one invariably used for the +perfect cadence). The following example illustrates the dominant +semicadence:-- + +[Illustration: Example 34. Fragment of Brahms.] + + +The cadence-chord is the dominant harmony (root _e_) in the key of A +minor; neither of the two upper tones on the first and second beats is +the root of the chord; it is quite sufficient that the root appears as +lowermost tone, and even this is not necessary. The "point of repose" +is shifted to the second beat, in the manner so amply illustrated in +the examples of the disguised cadence; the methods we have seen may be +applied to _any_ kind of cadence. + +See also Ex. 18; the key, and therefore the chord, at the semicadence +is the same as that of the above example (simply major instead of +minor). + +Also Ex. 23, No. 4; the semicadence chord is the dominant harmony of +E-flat major; it is skillfully disguised. Ex. 25, dominant harmony of +A major. Ex. 26, last four measures; the semicadence is made upon the +dominant of C minor. + +In the following: + +[Illustration: Example 35. Fragment of Schumann.] + +the semicadence in the fourth measure is made with the dominant harmony +of C major (the tones _g-b-d-f_); it is so disguised as to remove all +signs of interruption; but the chord _prevails_ throughout the measure, +and (as may be seen by reference to the original, op. 68, No. 3) the +next measure--the fifth--exactly corresponds to the first; this +indicates another "beginning," and proves our "ending." + +But though the dominant is thus generally employed at the semicadence, +it is by no means the only available chord. It must be remembered that +every cadence which does not fulfil the definite conditions of the +perfect cadence, is a semicadence. Examine each of the following, and +determine why the point of repose is each time a semicadence:--Ex. 1; +Ex. 9, No. 3; Ex. 14, No. 2, fourth measure; Ex. 14, No. 3, fourth +measure; Ex. 19; Ex. 22, Nos. 3 and 4; Ex. 23, No. 2, fourth measure. + +The distinction between the two species of cadence becomes most subtle +when the _tonic harmony_ is chosen for the semicadence, _but with some +other part of the chord than the keynote as uppermost (or lowermost) +tone_. This might appear to lighten the perfect cadence too +immaterially to exercise so radical an influence upon the value +(weight) of the interruption. The _keynote_, however, is so decisive +and final in its harmonic and melodic effect--everywhere in music--that +its absence more or less completely cancels the terminating quality of +the cadence-chord; in other words, the force of a tonic cadence depends +upon the weight and prominence of the _keynote_. + +For example: + +[Illustration: Example 36. Fragment of Schubert.] + + +The first, second, and third of these cadences is made upon the tonic +harmony, on the accent of each successive fourth measure. But they are +only _semicadences_, as the melody (uppermost part) rests upon the +Third of the chord, _c_, instead of the keynote; this substitution of +_c_ for _a-flat_ is sufficient to frustrate the perfect cadence and +diminish it to a transient interruption. The final cadence is perfect, +however, because there the uppermost tone _is_ the keynote. See also +Ex. 21; and Ex. 17, No. 2, fourth measure (semicadence, with _a_ +instead of _f_ as principal tone in upper part, and disguised by the +continuation of rhythmic movement to the end of the cadence-measure). +In Ex. 17, No. 1, the cadence is made with the tonic harmony of G +minor, but with the Third (_b-flat_) at the top. + + +LOCATING THE CADENCES.--Next to the recognition and comparison of the +different melodic sections of a composition (in a word, the _melodic +delineation_ of the whole), the most significant task in music analysis +is the locating and classifying of the cadences. They are the angles +of the design, so to speak; and have the same bearing upon the sense of +the music as punctuation marks have in rhetoric. Intelligent and +effective phrasing, adequate interpretation of the composer's purpose, +is impossible without a distinct exposition of the cadences,--if not of +the inferior points of interruption between motives, also. + +The best general rule for locating cadences is, probably, to look for +them in the right place, namely, in the _fourth measure_ from the +beginning of each phrase. The fairly regular operation of this rule +has been verified in Lesson 4. But exceptions have also been seen (in +Ex. 17), and many more are certain to be encountered, simply because +the principle of Unity (exemplified by the prevalence of the +four-measure standard) must interact with the principle of Variety +(exemplified in all phrases of irregular extent). + +Therefore, the more reliable method, as already stated, is _to define +the beginning of the following phrase_,--for each successive beginning +involves a foregone cadence, of course. No very definite directions +can be given; experience, observation, careful study and comparison of +the given illustrations, will in time surely enable the student to +recognize the "signs" of a beginning,--such as the recurrence of some +preceding principal member of the melody, or some such change in +melodic or rhythmic character as indicates that a new phrase is being +announced. + + +LESSON 5. Analyze, again, Schumann, _Jugend Album_ (op. 68), No. 6, +locating every cadence and defining its quality,--as perfect cadence or +semicadence. Also Nos. 22, 24, 26, 28, 30, 33, 14, 15, 16, 3,--and +others. As a curious illustration of the difficulty which may +sometimes attend the analysis of phrases and cadences, the student may +glance at No. 31 (_Kriegslied_, D major); a more baffling example will +rarely be found, for the piece abounds in irregular phrase-dimensions, +and cadences that are disguised to the verge of unrecognizability; the +only fairly reliable clue the composer has given lies in the formation +of the melodic members (the clue intimated in the explanatory text +following Ex. 35). + +Also Mendelssohn, Songs Without Words, No. 34 (first phrase six +measures long); No. 40; No. 18. + +Also Beethoven's pianoforte sonata, op. 22, third movement +(_Menuetto_); op. 28, second movement (_Andante_). + +Again the student is reminded that it is not only permissible, but wise +and commendable, to pass by all confusing cases; without being careless +or downright superficial, to observe a certain degree of prudent +indifference at confusing points, trusting to that superior +intelligence which he shall surely gain through wider experience. + + + + +CHAPTER VI. IRREGULAR PHRASES. + +CAUSES.--The possibility of deviating from the fundamental standard of +phrase-dimension (four measures) has been repeatedly intimated, and is +treated with some detail in the text preceding Example 17, which should +be reviewed. It is now necessary to examine some of the conditions that +lead to this result. + +The causes of irregular phrase-dimension are two-fold; it may result + +(1) from simply inserting an additional cadence, or from omitting one. Or + +(2) it may be the consequence of some specific manipulation of the +phrase-melody with a view to its extension or expansion, its development +into a broader and more exhaustive exposition of its contents. + + +THE SMALL AND LARGE PHRASES.--If a cadence is inserted before it is +properly due, it is almost certain to occur exactly _half-way_ along the +line toward the expected (regular) cadence,--that is, in the _second_ +measure. This is likely to be the case only when the tempo is so slow, +or the measures of so large a denomination, that two of them are +practically equal to four _ordinary_ measures. By way of distinction, +such a two-measure phrase is called a Small phrase. For example:-- + +[Illustration: Example 37. Fragment of Mendelssohn.] + +There is no reasonable doubt of the semicadence in the second measure, +because enough pulses have been heard, up to that point, to represent the +sum of an ordinary phrase. If this were written in 6-8 measure (as it +might be), it would contain four measures. See, also, Song No. 22 of +Mendelssohn,--9-8 measure, adagio tempo; the phrases are "Small"; note +particularly the last two measures. The same is true in No. 17. About +Schumann, op. 68, No. 43 (_Sylvesterlied_), there may be some doubt; but +the measures, though of common denomination, contain so many tones, in +moderate tempo, that the effect of a cadence is fairly complete in the +second measure. + +If, on the other hand, one of the regular cadences is omitted,--owing to +the rapidity of the tempo, or a small denomination of measure,--the +phrase will attain just double the ordinary length; that is, _eight_ +measures. An eight-measure phrase is called a Large phrase. For +illustration:-- + +[Illustration: Example 38. Fragment of Beethoven.] + +There is not the slightest evidence of repose or interruption in the +fourth measure, nor of a new beginning in the fifth, wherefore the +cadence is not expected until four more measures have passed by. The +inferior points of repose in the upper parts, at the beginning of the +5th, 6th and 7th measures, serve only to establish melodic, or rather +rhythmic, variety, and have no cadential force whatever. See +Mendelssohn, Song No. 8; the first cadence appears to stand in the +_eighth_ measure; the tempo is rapid and the measures are small; it is +obviously a large phrase. The phrase which follows is regular, however; +there _is_ a cadence in the twelfth measure, thus proving that Large +phrases may appear in company with regular phrases, in the same +composition. In other words, the omission of an expected cadence (or the +insertion of an additional one) may be an _occasional_ occurrence,--not +necessarily constant. See, again, No. 22 of the Songs Without Words; the +first and second phrases are small; the third phrase, however (reaching +from measure 6 to 9 without cadential interruption), is of regular +dimensions. + + +THE PRINCIPLE OF EXTENSION.--The other cause of modified phrase-dimension +is one of extreme importance, as touching upon the most vital process in +musical composition, namely, that of _phrase-development_. + +Setting aside all critical discussion with reference to the question, +"What is good music?" and simply accepting those types of classic +composition universally acknowledged to be the best, as a defensible +standard (to say the least), we find that such a page of music exhibits +the pursuit of some leading thought (melodic motive or phrase), with +precisely the same coherence and consistency, the same evidence of +determined aim, as is displayed in the creation of a forcible essay, a +masterly poem, an imposing architectural plan, or any other work of art +that betrays intelligence and a definite, fixed, purpose. This is no +more nor less than might be expected from the dominion of the law of +Unity. + +The equally inflexible demands of Variety are satisfied by presenting +this self-same leading thought in ever new and changing aspects,--_not_ +by exchanging the thought itself for a new one at each successive angle. +This latter faulty process would naturally lead to a conglomeration of +impressions, baffling comprehension and jeopardizing real enjoyment. + +In a classic page of music we perceive that each successive unit grows, +more or less directly, out of those which go before; not so directly, or +with such narrow insistence as to produce the impression of sameness and +monotony, but with such consistency of design as to impart a unified +physiognomy to the whole. Hence, it will often be found that every +melodic figure, during a certain section (if not the whole) of a +composition, may be traced to one or another of the figures which +characterized the first phrase, or the first two or three phrases, of the +piece. This was emphasized by our reference, near the end of the first +chapter, to the 8th Song Without Words of Mendelssohn. If the student, +in analyzing the melody of that composition, will endeavor to penetrate +some of the clever disguises employed by the composer (for the sake of +Variety), he will find the whole piece reducible to a very few melodic +figures, announced at or near the beginning. See also No. 45 (C major), +No. 36, No. 26. Also Schumann, op. 68, No. 7, No. 8, No. 18, No. 23. +Also Beethoven, pianoforte sonata, op. 10, No. 2, last movement; op. 26, +last movement. + +In musical composition this process is known as thematic development, and +it generally extends over the whole, or a greater part, of the piece. + +Its operation on a smaller scale, with more limited reference to one +phrase alone, effects the development of the phrase _by extension_. + +The process of extension or expansion, by means of which the phrase +usually assumes a somewhat irregular length, consists mainly in the +varied repetition of the figures or motives that it contains; and the +continuity of the whole, as extension of the _one phrase_, is maintained +by suppressing the cadence--suspending all cadential interruption--during +the lengthening process. For example: + +[Illustration: Example 39. Fragment of Mendelssohn.] + + +These six measures result from a repetition (variated) of the third and +fourth measures of the original--regular--four-measure phrase. A cadence +is due in the fourth measure, but it is not permitted to assert itself; +and if it did, its cadential force would be neutralized by the entirely +obvious return to (repetition of) the motive just heard. Further:-- + +[Illustration: Example 40. Fragment of Mendelssohn.] + + +There is no cadence in the fourth measure,--the current of the melody +obliterates it and hurries on, voicing the last measure again and again +until it dies away in the tenth measure, where a cadence ends it. That +it should be the _tenth_ measure is purely accidental; the number of +measures is of little account in the act of extension; here, it was +continued until a convenient place was found (with reference to chord and +key) for the cadence. Further:-- + +[Illustration: Example 41. Fragment of Mendelssohn.] + +Measures 1, 2, 3 and 8 constitute the original regular four-measure +phrase. + +The following regular phrase (to be found in the last movement of +Beethoven's pianoforte sonata, op. 28):-- + +[Illustration: Example 42. Fragment of Beethoven.] + +is immediately followed by this lengthy and elaborate extension:-- + +[Illustration: Example 43. Fragment of Beethoven.] + +[Illustration: Example 43 continued.] + + +The portion marked _b_ is a complete repetition, with quaint variation, +of the original four-measure phrase, marked _a_ in Ex. 42; _c_ is a +repetition of the last figure (just one measure) of the phrase, with the +melodic parts inverted, or exchanged; _d_ and _e_ are a literal +repetition of the two preceding measures--(_c_) and _c_; _f_ is another +recurrence of (_c_), with still another inversion of the melodies; _g_ +repeats _e_ an octave higher; and _h_ is nothing more or less than a +curious repetition of _g_, in longer tones, and in reversed direction. +Distinct cadential interruption is carefully avoided after the original +phrase has been announced, that is, throughout Ex. 43,--which is the +significant proof (borne out by the manifest identity of the _melodic_ +members) that these measures form part and parcel of the original phrase, +as extension or development of it, and _not_ a new phrase. The total +length is sixteen measures, developed thus out of the original four. + +For an exhaustive explanation of phrase-extension, with all the technical +details, the student is referred to my HOMOPHONIC FORMS, Chapter III. + + * * * * * * + +Another method of extending a phrase consists in prefacing a measure or +two of purely _introductory_ material; it is, therefore, rather +anticipation than prolongation, and is composed most commonly of the +figure of the accompaniment, announced briefly before the actual +phrase-melody begins. + +This is shown very clearly in the first measure of the 22d Song Without +Words; also in the first measure of No. 7, No. 31, No. 42, No. 40, and +others; the first _two_ measures of No. 34, and No. 1; the first _three_ +measures of No. 19, No. 26, and No. 37,--and needs no further +illustration. It emphasizes the necessity of vigilance in defining the +correct _starting-point_ of the first phrase; for a mistake at the +beginning may interfere seriously with the locating of the cadences +(according to our fundamental four-measure rule). For instance, in No. +42 the cadences do _not_ fall in the 4th, 8th, 12th measures--and so +on--but in the 5th, 9th, 13th, 17th, from the very beginning of the piece. + +When the introductory passage is longer than _three_ measures, it +probably constitutes a complete phrase by itself, with its own cadence; +in which case, of course, it must not be analyzed as "extension." For +example, at the beginning of No. 29; still more apparently at the +beginning of No. 28, No. 41, and others. + + * * * * * * + +INHERENT IRREGULARITY.--Finally,--there exists another, third, condition, +besides those mentioned at the head of this chapter, whereby a phrase may +assume an irregular dimension; not by doubling or dividing its length (as +in the large and small phrases) nor by the processes of extension,--but +by an arbitrary and apparently incalculable act of _melodic liberty_,--by +allowing the melody to choose its own time for the cadential +interruption. This comparatively rare occurrence is illustrated in Ex. +17, No. 1 (five-measure phrase), and Ex. 17, No. 2, second phrase (six +measures long). It is true that in each of these cases the "extra" +measures might be accounted for as "extension by modified +repetition,"--for instance, in No. 1 the _second_ measure might be called +a reproduction (or extension) of the first measure. But cases will be +encountered where a phrase of three, five, six, or seven measures will +admit of no such analysis. In such instances the student is compelled to +rely simply upon the evidence of _the cadence_. As was advised in the +context of Ex. 17, he must endeavor to define the phrase by recognition +of its "beginning" and "ending," as such; or by exercising his judgment +of the "cadential impression." See also Ex. 48, second phrase (six +measures). + +See Schubert, pianoforte sonata No. 1 (A minor, op. 42) +_Scherzo_-movement; first 28 measures, divided into 5 phrases,--as +demonstrated by the melodic formation--of 5, 5, 5, 7 and 6 measures. +Also Schubert, _Impromptu_, op. 90, No. 3, measures 42 to 55 (phrases of +5, 5 and 4 measures.) + + +LESSON 6. Analyze the following examples, locating the cadences and +defining their value (as perfect or semicadence); and determining the +nature of each irregular phrase (as small, large, or extended phrase): + +Beethoven, pianoforte sonata, op. 22, second movement (_Adagio_), first +30 measures. + +Beethoven, pianoforte sonata, op. 28, _Scherzo_-movement. + +Beethoven, pianoforte sonata, op. 14, No. 3, _Menuetto_. + +Mendelssohn, Songs Without Words: No. 4, first 5 measures. + +No. 46, last 9 1/2 measures. + +No. 42, last 15 measures. + +No. 45, last 11 measures. + +No. 12, last 12 measures. + +No. 14, last 11 measures. + +No. 36, last 22 measures. + +No. 37, last 11 measures. + +Beethoven, pianoforte sonata, op. 27, No. 2, last movement; measures 7 to +23 from the second double-bar. + +Beethoven, pianoforte sonata, op. 28, first movement; from the double-bar +(near the middle of the movement) measures 21 to 94 (_fermata_ symbol); +in this extraordinary specimen of phrase-development, the original +four-measure phrase yields seventy-four successive measures, with very +few cadences to divide it even into sections. Same sonata, last +movement, last eighteen measures. + + + + +CHAPTER VII. THE PERIOD-FORM. + +PHRASE-ADDITION.--The phrase is the structural basis of all musical +composition. By this is meant, not necessarily the single phrase, but +the phrase in its collective sense. + +The phrase is, after all, only a unit; and the requirements of Variety +cannot be wholly satisfied by the mere development and extension of a +single phrase, except it be for a certain limited section of the piece, +or for a brief composition in small form (like Schumann, op. 68, No. 8). + +The act of _addition_ does therefore enter into the processes of +music-writing, as well as _extension_. Phrase may be added to phrase, +in order to increase the primary material, and to provide for greater +breadth of basis, and a richer fund of resources. The condition to be +respected is, that such aggregation shall not become the ruling trait, +and, by its excess, supplant the main purpose,--that of _development_. +That is, it must be held rigidly within the domain of Unity. The +student of the classic page will therefore expect to find a more or +less marked family resemblance, so to speak; prevailing throughout the +various phrases that may be associated upon that page. + +Each additional phrase should be, and as a rule will be, sufficiently +"new" in some respect or other to impart renewed energy to the +movement; but--so long as it is to impress the hearer as being the same +movement--there will still remain such points of contact with the +foregoing phrase or phrases as to demonstrate its derivation from them, +its having "grown out" of them. + +This process of addition (not to be confounded with the methods of +extending a single phrase, illustrated in the preceding chapter) is +exhibited first, and most naturally, in the so-called Period-form. + + +THE PERIOD.--The Period-form is obtained by the addition of a second +phrase to the first. It is therefore, in a sense, a double phrase; +that is, it consists of two connected phrases, covering _eight ordinary +measures_, or just double the number commonly assigned to the single +phrase. + +Each one of these phrases must, of course, have its individual cadence, +or point of repose; the first--called the _Antecedent phrase_--has its +cadence in the fourth measure, and the second--called the _Consequent +phrase_--in the eighth measure. The effect of the Period-form is that +of a longer sentence interrupted exactly in the middle,--not unlike a +bridge of two spans, resting on a central pier. But, precisely as the +central pier is only an intermediate point of support, and not terra +firma, so the ending of the Antecedent phrase is never anything more +weighty than a semicadence, while the definite, conclusive, perfect +cadence appears at the end of the Consequent phrase,--or of the entire +period-form. + +The reason for this distinction of cadence is obvious. A period is not +two separate phrases, but two related and coherent phrases which +mutually balance each other. The Consequent phrase is not merely an +"addition" to the first, but is its complement and "fulfilment." The +two phrases represent the musical analogy of what, in rhetoric, would +be called thesis and antithesis, or, simply, question and answer. In a +well-constructed period the Antecedent phrase is, therefore, always +more or less _interrogative_, and the Consequent phrase _responsive_, +in character. + +For illustration (Mendelssohn, No. 28):-- + +[Illustration: Example 44. Fragment of Mendelssohn.] + + +The co-operation, or interaction, of the principles of Unity and +Variety, is nowhere more strikingly shown than in the formulation of +the musical period. Either element has the right to predominate, to a +reasonable degree, though never to the exclusion or injury of the +other. In the above example, the principle of Unity predominates to a +somewhat unusual extent:--not only the figures (marked 1-2-3-4), and +the motives (_a-b_), are uniform, in the Antecedent phrase itself, but +the melody of the Consequent phrase corresponds very closely throughout +to that of the Antecedent, only excepting a trifling change in the +course (marked _N. B._), and the last few tones, which are necessarily +so altered as to transform the semicadence into a perfect cadence. It +is this significant change, _at the cadence_, which prevents the second +phrase from being merely a "repetition" of the first one,--which makes +it a "Consequent," a response to the one that precedes. + +Further (Mendelssohn, No. 23):-- + +[Illustration: Example 45. Fragment of Mendelssohn.] + + +In this example also, the Consequent phrase is a complete affirmation +of its Antecedent, agreeing in its melodic form with the latter until +the cadence is nearly due, when an extra measure is inserted (as +extension), and the usual digression into the necessary perfect cadence +is made. The condition of Unity predominates, but a noticeable +infusion of Variety takes place. + +Further (Mozart, pianoforte sonata):-- + +[Illustration: Example 46. Fragment of Mozart.] + + +Here, again, the condition of Unity prevails, but with a still greater +infusion of Variety; the melody of the Consequent phrase _resembles_ +that of the Antecedent in every detail; the rhythm is identical, and it +is evident that the second phrase is designed to balance the first, +figure for figure, the principal change being that some of the figures +are simply turned upside down (compare the places marked _N. B._). The +semicadence rests upon a dominant chord (fifth-step) of D major; the +perfect cadence upon the same chord, it is true, but as _tonic_ harmony +of A major, with keynote in the extreme parts. Being a keynote, though +not in the original key, it is valid as perfect cadence. + +Further (Beethoven, pianoforte sonata, op. 13):-- + +[Illustration: Example 47. Fragment of Beethoven.] + +[Illustration: Example 47 continued.] + + +In this example, the condition of Variety predominates decidedly. The +Consequent melody differs totally from the Antecedent, even in rhythm, +and the necessary portion of Unity is exhibited only in equality of +length, _uniformity of accompaniment_, and similarity of character +(tonality, and general harmonic and rhythmic effect). Observe the +diversity of melodic extent, in the two phrases, in consequence of the +preliminary tone borrowed from the semicadence for the Consequent +phrase. Greater variety than here will rarely be found between two +successive phrases that are intended to form the halves of one coherent +period. + +For more minute technical details see the HOMOPHONIC FORMS, Chapter V. + + +LESSON 7. Analyze the following examples. Locate the cadences; +compare the phrases and define the degrees of Unity and of Variety +exhibited in the melody, or elsewhere; and mark such irregularities of +forms (or extensions) as may be found:-- + +Mendelssohn, Songs Without Words, No. 35, measures 5 1/2-13. (By 5 1/2 +is meant the _middle_ of the fifth measure, instead of its beginning.) + +No. 45, first 8 measures. + +No. 29, measures 4 1/2-12. + +No. 14, " 1-8. + +No. 34, " 1-10. + +No. 18, " 1-9; 10-17. + +No. 9, " 3 1/2-7. + +No. 27, " 5-12. + +Schumann, op. 68, No. 3, measures 1-8; 9-16. + +No. 5, measures 1-8; 9-16. (Do not overlook the preliminary tones +which precede the first measure.) + +The first eight measures of Nos. 6, 7, 8, 9, 11, 12, 15, 22, 23, 24, +26, 30, 32, 39. Also Nos. 13 and 28, first _ten_ measures. + +Beethoven, pianoforte sonatas: op. 2, No. 1, _Adagio_, measures 1-8. +Same sonata, third movement, "Trio," measures 1-10. + +Op. 2, No. 2, _Largo_, measures 1-8; also _Scherzo_, measures 1-8; also +_Rondo_, measures 1-8. + +Op. 2, No. 3, measures 1-13; also _Scherzo_, measures 1-16; also last +movement, measures 1-8. + +Op. 10, No. 1, _Finale_, measures 1-8; and measures 16 1/2-28. + +Op. 10, No. 3, measures 1-10; also _Largo_, measures 1-9; 9 1/2-17; +also _Menuetto_, measures 1-16; also _Rondo_, measures 1-9. + +Op. 14, No. 2, measures 1-8; also _Andante_, measures 1-8; also +_Scherzo_, measures 1-8. + +After analyzing these examples, the student may venture to define the +periods in other compositions, classic or popular, especially such as +he may chance to be learning. + + + + +CHAPTER VIII.--ENLARGEMENT OF THE PERIOD-FORM. + +The processes of extension and development are applied to the period in +the same general manner as to the phrase. The results, however, are +broader; partly because every operation is performed on a +correspondingly larger scale, and partly because the resources of +technical manipulation increase, naturally, with the growth of the +thematic material. + +Among the various methods adopted, there are three, each significant in +its own peculiar way, that provide sufficiently exhaustive directions +for the student of structural analysis. + + +ENLARGEMENT BY REPETITION.--The first and simplest method is to +increase the length of the period-form by the process of _repetition_; +repetition of the entire sentence, or of any one--or several--of its +component members, in a manner very similar to that already seen in +connection with the single phrase (Chap. VI, Ex. 39, etc.), and under +the same conditions of Unity and Variety; that is, the repetitions may +be nearly or quite literal, or they may have been subjected to such +alterations and variations as the skill and fancy of the composer +suggested. + +An example of complete repetition (that is, the repetition of the +entire period), with simple but effective changes, may be found in +Beethoven, pianoforte sonata, op. 13, _Adagio_, measures 1 to 16. +Examine it carefully, and observe, among other details, the treatment +of the perfect cadence (in the 8th measure). See also, Song Without +Words, No. 27, measures 5 to 20. + +The repetition of one of the two phrases is exhibited in the following +(Mozart, sonata No. 14):-- + +[Illustration: Example 48. Fragment of Mozart.] + + +The Antecedent is a regular four-measure phrase, with semicadence (made +on the tonic chord, but with _3d_ as uppermost tone); the Consequent is +a six-measure phrase, with perfect cadence, and is repeated, with +partial change of register. The whole is a "period with repeated +Consequent." + +A somewhat elaborate example of extension by detail-repetition is seen +in the following (Chopin, Mazurka No. 20, op. 30, No. 3--see the +original): + +[Illustration: Example 49. Fragment of Chopin.] + +[Illustration: Example 49 continued.] + + +These sixteen measures are the product out of eight measures, by +extension; that is, they are reducible to a simple period-form (as may +be verified by omitting the passages indicated under dotted lines), and +they represent in reality nothing more than its manipulation and +development. The original 8-measure period makes a complete musical +sentence, and was so devised in the mind of the composer, _without the +extensions_. The method of manipulation is ingenious; observe the +variety obtained by the striking dynamic changes from _ff_ to _pp_; +and, hand in hand with these, the changes from major to minor, and back +(as shown by the inflection of _b_-flat to _b_-double-flat). These are +first applied to members only, of the Antecedent, as indicated by the +brackets _a_ and _b_, and then to the entire Consequent phrase. +Observe, also, that in the repeated form of the latter, the rhythm is +modified to a smoother form, during two measures. The result here +achieved is constant Unity and constant Variety from almost every point +of view, admirably counterbalanced. + + +THE PHRASE-GROUP.--A second method consists in enlarging the +period-form to three phrases, by the same process of addition which, as +explained in the preceding chapter, transforms the single phrase into +the double-phrase or period. In order to preserve the continuity of +the three phrases, it is evident that the second phrase must _also_ +close with a semicadence,--the perfect cadence being deferred until the +last phrase is concluded. + +{78} + +This form, be it well understood, does not include any of the +triple-phrase designs which may result from merely repeating one or the +other of the two phrases that make a period, as is shown in Ex. 48. +_All such phrase-clusters as are reducible to two phrases_, because +nothing more than simple repetition has been employed in their +multiplication, should always be classed among ordinary periods; for +two successive phrases, if connected (that is, unless they are +purposely broken asunder by a definite perfect cadence at the end of +the first phrase) always represent the analogy of Question and Answer. + +The enlarged form we are at present considering consists of three +_different_ phrases, as a general rule; probably very closely related, +or even distinctly resembling one another; but too independent, +nevertheless, to constitute actual repetition, and therefore to admit +of reduction to two phrases. For this very reason it cannot justly be +called "period" at all, but takes the name of "phrase-group." An +illustration by diagram will make the distinction clear:-- + +[Illustration: Phrase group diagram.] + + +Observe that the classification depends upon the number of +phrases,--upon the _melodic_ identity of the phrases,--and upon the +_quality of the cadences_. + +No. 1 is illustrated in Ex. 15; No. 2, in Ex. 42 and the first four +measures of Ex. 43 (cadence not perfect, it is true, but same +phrase-melody and _same cadence_); No. 3 is seen in Ex. 44 +(phrase-melody similar, but cadences different)--also in Ex. 47; No. 4 +is seen in Ex. 48; No. 5 is rare, but an example will be discovered in +Lesson 8; No. 6 is illustrated in the following (Grieg, op. 38, No. +2):-- + +[Illustration: Example 50. Fragment of Grieg.] + + +Comparing this sentence with Ex. 48, we discover the following +significant difference: There, no more than two phrases were present; +the whole sentence was _reducible_ to two phrases. Here (Ex. 50), +however, no such reduction is possible; three sufficiently similar--and +sufficiently different--phrases are coherently connected, without +evidence of mere repetition; it is the result of Addition, and the form +is a _phrase-group_. The first cadence is, strictly speaking, a +_perfect_ one; but of that somewhat doubtful rhythmic character, which, +in conjunction with other indications, may diminish its conclusive +effect, and prevent the decided separation which usually attends the +perfect cadence. This is apt to be the case with a perfect cadence _so +near the beginning_ (like this one) that the impression of "conclusion" +is easily overcome. In a word, there is no doubt of the unbroken +connection of these three phrases, despite the unusual weight of the +first cadence. See also the first cadence in Ex. 51. + +By simply continuing the process of addition (and avoiding a decisive +perfect cadence) the phrase-group may be extended to more than three +phrases, though this is not common. + + +THE DOUBLE-PERIOD.--A third method consists in expanding the period +into a double-period (precisely as the phrase was lengthened into a +double-phrase, or period), _by avoiding a perfect cadence at the end of +the second phrase_, and adding another pair of phrases to balance the +first pair. It thus embraces four _coherent_ phrases, with a total +length of sixteen measures (when regular and unextended). + +An important feature of the double-period is that the second period +usually resembles the first one very closely, at least in its first +members. That is, the second phrase contrasts with the first; _the +third corroborates the first_; and the fourth either resembles the +second, or contrasts with all three preceding phrases. This is not +always--though nearly always--the case. + +The double-period in music finds its poetic analogy in almost any +stanza of four fairly long lines, that being a design in which we +expect unity of meaning throughout, the progressive evolution of one +continuous thought, uniformity of metric structure (mostly in +_alternate_ lines), the corroboration of rhyme, and, at the same time, +some degree and kind of contrast,--as in the following stanza of +Tennyson's: + + Phrase 1. "The splendor falls on castle walls, + Phrase 2. And snowy summits old in story; + Phrase 3. The long light shakes across the lakes, + Phrase 4. And the wild cataract leaps in glory." + +The analogy is not complete; one is not likely to find, anywhere, +absolute parallelism between music and poetry; but it is near enough to +elucidate the musical purpose and character of the double-period. And +it accounts for the very general choice of this form for the hymn-tune. + +The following illustrates the double-period, in its most regular and +convincing form (Beethoven, pianoforte sonata, op. 49, No. 1):-- + +[Illustration: Example 51. Fragment of Beethoven.] + +Each phrase is four measures long, as usual; the first one ends (as in +Ex. 50) with one of those early, transient perfect cadences that do not +break the continuity of the sentence; the second phrase ends with a +semicadence,--therefore the sentence remains unbroken; phrase three is +_exactly_ like the first, and is therefore an Antecedent, as before; +phrase four bears close resemblance to the second one, but differs at +the end, on account of the perfect cadence. The evidences of Unity and +Variety are easily detected. The main points are, that the second pair +of phrases balances the first pair, and that the two periods are +connected (not _separate_ periods). See also Ex. 53, first 16 measures. + + +LESSON 8.--Analyze the following examples. They are not classified; +therefore the student must himself determine to which of the above +three species of enlargement each belongs: + +Mendelssohn, Songs Without Words, No. 29, measures 1-21, (first 4 +measures an introductory phrase). + +No. 37, first 17 measures. + +No. 30, first 15 measures (last phrase irregular). + +No. 16, measures 4-9 (small phrases). + +No. 33, first 12 measures. + +No. 27, first 20 measures (introductory phrase). + +No. 3, first 29 measures, to double-bar (introductory phrase). + +No. 36, first 27 measures (the similarity between phrase one and phrase +three proves the double-period form; the extra phrases are extension by +"addition," as in the group form). + +No. 6, measures 8-17. + +Mozart, pianoforte sonata. No. 13 (Peters edition), first 16 measures. + +Sonata No. 2, first 16 measures (last four measures are extension). + +Sonata No. 3, last movement, first 16 measures. + +Sonata No. 10, second movement, first 16 measures. + +Beethoven, pianoforte sonatas; op. 49, No. 2, first 12 measures. + +Op. 10, No. 3, first 16 measures. + +Op. 10, No. 2, first 12 measures. + +Op. 26, first 16 measures. + +Op. 31, No. 2, last movement, first 31 measures (extension by +repetition). + +Schumann, op. 68, Nos. 16, 20, 33, first 16 measures of each; No. 13, +first 10 measures; No. 15, first 16 measures. + + + + +CHAPTER IX. THE TWO-PART SONG-FORM. + +THE SONG-FORM OR THE PART-FORM.--Almost every musical composition of +average (brief) dimensions, if designed with the serious purpose of +imparting a clear formal impression, will admit of division into either +two or three fairly distinct sections, or Parts, of approximately equal +length. The distinctness with which the points of separation are +marked, and the degree of independence of each of these two or three +larger sections, are determined almost entirely by the length of the +whole. And whether there be two or three such divisions depends to +some extent also upon the length of the piece, though chiefly upon the +specific structural idea to be embodied. + +A composition that contains two such sections is called a Two-Part (or +bipartite, or binary) form; and one that contains three, a Three-part +(tripartite, or ternary) form. + +Such rare exceptions to these structural arrangements as may be +encountered in musical literature, are limited to sentences that, on +one hand, are so brief as to require no radical division; and, on the +other, to compositions of very elaborate dimensions, extending beyond +this structural distinction; and, furthermore, to fantastic pieces in +which the intentional absence of classified formal disposition is +characteristic and essential. + +The terms employed to denote this species ("Song-form" or "Part-form") +do not signify that the music is necessarily to be a vocal composition +of that variety known as the "Song"; or that it is to consist of +several voices (for which the appellation "parts" is commonly used). +They indicate simply a certain _grade_,--not a specific variety,--of +form; an intermediate grade between the smallest class (like brief +hymn-tunes, for example), and the largest class (like complete +sonata-movements). An excellent {84} type of this grade of Form is +found in the Songs Without Words of Mendelssohn, the Mazurkas of +Chopin, and works of similar extent. + +The word Part (written always with a capital in these lessons) denotes, +then, one of these larger sections. The design of the Part-forms was +so characteristic of the early German _lied_, and is so common in the +_song_ of all eras, that the term "Song-form" seems a peculiarly +appropriate designation, irrespective of the vocal or instrumental +character of the composition. + +The student will perceive that it is the smallest class of forms--the +Phrase-forms,--embracing the phrase, period and double-period, to which +the preceding chapters have been devoted. These are the designs which, +as a general rule, _contain only one decisive perfect cadence_, and +that at the end; and which, therefore, though interrupted by +semicadences, _are continuous and coherent_, because the semicadence +merely interrupts, and does not sever, the continuity of the sentence. +(This grade of forms might be called One-Part forms). + + +THE PARTS.--If we inquire into the means employed, in the larger +Part-forms, to effect the division of the whole into its broader Parts, +we find that the prime factors, here again, are Cadence and Melody. +The strongest sign of the consummation of a Part is a _decisive perfect +cadence_, resting, as usual, upon the tonic harmony of the chosen key; +a cadence sufficiently emphatic to interrupt the closer cohesion of the +phrases which, precede, and bring them, as completed Part, to a +conclusion. Such a cadence, marking the end of the First Part, may be +verified in Mendelssohn's Songs Without Words, No. 23, measure 15; No. +3, measure 29 (at the double-bar,--a sign which frequently appears at +the termination of Part One); No. 20, measure 21; No. 27, measure 12; +No. 34, measure 10. + +Another indication of the Part-form is a palpable change in melodic +character in passing from one Part into the next; sufficient to denote +a more striking "new beginning" than marks the announcement of a new +_phrase_ only. The change, however, is as a rule _not very marked_; it +is sometimes, in fact, so slight as to be no more than simply palpable, +though scarcely definable on the page. For these divisions are, after +all, the several "Parts" of one and the same song-form, and, therefore, +any such radical change in melodic or rhythmic character, or in general +style, as would make each Part appear to be a _wholly independent_ +musical idea (subject or theme), would be manifestly inconsistent. + +Generally, both these factors (cadence and melody) unite to define the +end of one Part and the beginning of the next. Should either one be +feeble, or absent, the other factor will be all the more pronounced. +Thus, the cadence of Part One may be less decisive, if the change in +melodic character at the beginning of Part Two is well marked; this is +seen in No. 33, measure 12. The reverse--a strong cadence and but +little melodic change,--in No. 13, measure 20. + + +THE FIRST PART.--Part One may be designed as period, double-period, or +phrase-group; sometimes, though very rarely, as single phrase, +repeated. It ends, usually, with a strong perfect cadence on the tonic +chord of the original key, or of some related key (that is, one whose +_signature_ closely resembles that of the original key). An +introductory phrase, or independent prelude, may precede it. + + +THE SECOND PART.--Part Two, as intimated, is likely to begin with a +more or less palpable change of melodic character,--by no means is this +always the case. It may be designed, also, as period, double-period, +or phrase-group, and is somewhat likely to be a little longer (more +extended) than Part One. A concluding section (called codetta if +small, coda if more elaborate) often follows, after a decided perfect +cadence in the original key has definitely concluded the Part. + +The following is one of the simplest examples of the Two-Part Song-form +(a German _lied_ by Silcher):-- + +[Illustration: Example 52. Fragment of German _lied_.] + + +The whole embraces four phrases, and might, for that reason, be +mistaken for a double-period. But the _strong perfect cadence_ at the +end of the first period (reinforced by the repetition), and the +contrasting melodic formation of the second period, so separate and +distinguish the two periods as to make them independent "Parts" of the +whole. It is not one "double-period," but _two fairly distinct +periods_. The first cadence (in measure 4) has again, strictly +speaking, the elements of a perfect cadence, but, like others we have +seen (Exs. 50, 51), too near the beginning to possess any plausible +concluding power. + +A somewhat similar specimen may be found in the theme of Mendelssohn's +Variations in D minor, op. 54, which see. Each Part is a regular +period-form, with correct semicadence and perfect cadence. The problem +of "agreement and independence" in the relation of Part II to Part I is +admirably solved; it is a masterly model of well-matched Unity and +Variety, throughout. + +For a longer and more elaborate example, see No. 6 of the Songs Without +Words, in which, by the way, the principle of enlargement by the +addition of an independent prefix (introduction) and affix (coda) is +also illustrated:-- + +First number the forty-six measures with pencil. + +The first cadence occurs in measure 7, and marks the end of the +prelude. Part I begins in measure 8. In measure 11 there is a +semicadence, at end of Antecedent phrase; in measure 17, a strong +perfect cadence, which, in connection with the subsequent change of +melodic form, distinctly defines the end of Part I (period-form, +extended). Part II therefore begins in measure 18. In measures 21, +25, 29, cadences occur, but none conclusive enough to close the Part. +This conclusion takes place, however, in measure 34. Part II proves to +be a double-period. A coda begins in measure 35; its first members +resemble the first phrase of Part I. In measure 40 another section of +the coda begins, borrowed from the prelude. For exhaustive technical +details of the Two-Part Song-form, see the HOMOPHONIC FORMS, Chapters 9 +and 10. + + +LESSON 9.--Analyze the following examples of the Two-Part Song-form. +Define the form of each Part, marking and classifying all cadences; and +indicate introductions and codas (or codettas), if present. _The first +step in the analysis of these forms is to divide the whole composition +into its Parts, by defining the end of Part One_. The next step is to +define the beginning of Part One, and end of Part Two, by separating +the introduction and coda (if present) from the body of the form. + +Beethoven, pianoforte sonatas: op. 57, Andante, Theme. + +Op. 109, _Andante_, Theme. + +Op. 111, last movement, Theme of Variations. + +Op. 79, _Andante_, first 8 measures (unusually small); same sonata, +last movement, first 16 measures. + +Op. 54, first 24 measures (each Part repeated). + +Op. 31, No. 3, _Menuetto_ (without Trio). + +Op. 26, "Trio" of _Scherzo_; also last movement, first 28 measures +(second Part repeated). + +Op. 27, No. 2, "Trio" of _Allegretto_. + +Mozart, pianoforte sonatas: No. 2 (Peters edition), _Andante_, measures +1-20; and measures 21-40. + +Schumann, op. 68, No. 7; No. 4; No. 35; No. 42; No. 23 repeated; last +16 1/2 measures, (coda). + + + + +CHAPTER X.--THE THREE-PART SONG-FORM. + +DISTINCTION BETWEEN BIPARTITE AND TRIPARTITE FORMS.--We learned, in the +preceding chapter, that the Two-Part Song-form is a composition of +rather brief extent, with so decisive a perfect cadence in its course +as to divide it, in a marked manner, into two separate and fairly +individual sections or "Parts." + +Between this and the next higher form,--that with _three_ such +Parts,--there is a distinction far more essential and characteristic +than that of mere extent; a distinction that does not rest simply upon +the number of Parts which they respectively contain. Each of the two +classes of formal design, the Two-Part and the Three-Part, embodies a +peculiar structural idea; and it is the evidence of these respective +ideas,--the true content of the musical form,--which determines the +species. The "number" of sections is, in this connection, nothing more +than the external index of the inherent idea. + +The Two-Part forms embody the idea of _progressive growth_. To the +first Part, a second Part (of similar or related melodic contents) is +added, in coherent and logical succession. It should not be, and in +good clear form it is not, a purely numerical enlargement, for the +association of the second Part with a foregoing one answers the +purposes of confirmation and of balance, and is supposed to be so +effectuated as to institute and maintain unity of style, and some +degree of progressive development. But the second Part, in this +bipartite design, does little or nothing more, after all, than thus to +project the musical thought on outward in a straight line (or along +parallel lines) to a conclusion more or less distant from the +starting-point,--from the melodic members which constitute the actual +germ, or the "text" of the entire musical discourse. A very desirable, +not to say vital, condition is therefore {90} lacking, in the Two-Part +forms; namely, the corroboration of this melodic germ by an emphatic +return to the beginning and an unmistakable re-announcement of the +first (leading) phrase or phrases of the composition. + +Nothing could be more natural than such corroboration. Any line of +conduct, if pursued without deviation, simply carries its object +farther and farther away from its origin. If, as in the circle, this +line is led back to the starting-point, it describes the most +satisfying and perfect figure; it perfects, by enclosing space. +Whereas, if it goes straight onward, it ultimately loses itself, or +loses, at least, its connection with its beginning and source. + +Nowhere is this principle of _Return_ more significant and imperative +than in music, which, because of its intangibility, has need of every +means that may serve to define and illuminate its design; and hence the +superior frequency and perfection of the Three-Part form, _which, in +its Third Part, provides for and executes this Return to the +beginning_. Its superiority and greater adaptability is fully +confirmed in the practice of composition; the number of Three-Part +forms exceeds the Two-Part, in musical literature, to an almost +surprising degree; and it may therefore be regarded as the design +peculiarly adapted to the purposes of ordinary music writing within +average limits. + +The three successive divisions of the Three-Part Song-form may then be +characterized as follows:-- + + +PART I.--The statement of the principal idea; the presentation of the +melodic and rhythmic contents of the leading thought, out of which the +whole composition is to be developed. It is generally a period-form, +at least, closing with a firm perfect cadence in the principal key, or +one of its related keys. + + +PART II.--The departure (more or less emphatic) from this leading +melodic statement. It is, for a time, probably an evident continuation +and development of the melodic theme embodied in the First Part; but it +does not end there; it exhibits a retrospective bent, and--when +thoroughly legitimate--its last few measures prepare for, and lead +into, the melodic member with which the piece began. Its form is +optional; but, as a rule, decisive cadence-impressions are avoided, +unless it be the composer's intention to _close_ it with a perfect +cadence (upon any _other_ than the principal tonic), and accomplish the +"return to the beginning" by means of a separate returning passage, +called the Re-transition. + + +PART III.--The recurrence and corroboration of the original statement; +_the reproduction of Part I_, and therewith the fulfilment of the +important principle of return and confirmation. The reproduction is +sometimes exact and complete; sometimes slight changes, or even +striking variations, possibly certain radical alterations, occur; +sometimes it is only a partial recurrence, the first few measures being +sufficient to prove the "Return"; sometimes, on the other hand, +considerable material (more or less related) is added, so that Part III +is longer than the First Part. + +From this it appears that much latitude is given to the composer, in +his formulation of the Third Part. All that the Part has to prove, is +its identity as confirmation of the leading motive, and this it may do +in many ways, and with great freedom of detail, without obscuring the +main purpose. It is precisely this richness of opportunity, this +freedom of detail, which enhances the beauty and value of the +tripartite forms. + +The following is a very regular example of the Three-Part Song-form +(Schumann, op. 68, No. 20):-- + +[Illustration: Example 53. Fragment of Schumann.] + +[Illustration: Example 53 continued.] + + +This version is as complete as it can conveniently be made upon one +single staff (chosen in order to economize space); but the student will +find the formal design somewhat more plastically defined in the +original, complete form, and he is therefore expected to refer to the +latter. Part I is an unusually regular double-period, with three +semicadences and a strong perfect cadence, on the original tonic, to +mark its conclusion; the double-bar is an additional confirmation of +the end of the Part. The second Part runs in the key of E major (the +dominant of the original key) throughout; its form is only a phrase, +but repeated,--as is proven by the almost literal agreement of the +second phrase with the preceding one, _cadence and all_. Part III +agrees literally with Part I in its melodic formation, but differs a +little in the treatment of the lower (accompanying) voices. + +In the theme of Mendelssohn's pianoforte Variations in E-flat major +(op. 82), which see, the design is as follows:--Part I is a period of +eight measures. Part II is also an 8-measure period, ending upon the +tonic chord of B-flat major (the dominant key), as first eighth-note of +the 16th measure; the following eighth-note, b-natural, represents what +we have called the Retransition (in its smallest conceivable form), as +it fulfils no other purpose than that of leading back into the first +tone of the First Part. Part III is _only a phrase_, and therefore +shorter than Part I; but it corroborates the _beginning_, and, in fact, +the entire contents of the First Part. + +The plan of Mendelssohn's 28th Song Without Words is as follows:--First +number the 38 measures, _carefully_. The first four measures are an +introductory phrase, or prelude; Part I begins in the second half of +measure 4 (after the double-bar) and extends, as regular 8-measure +period, to measure 12. Part II follows, during the same measure; its +form is a period, extending to measure 20, and closing with a very +distinctly marked semicadence on the dominant chord (chord of D). Part +III is 14 measures long, containing therefore six more measures than +the First Part; its first phrase is almost exactly like the first +phrase of Part I; its second phrase (measures 25-28) differs from any +portion of Part I, but closely resembles the melodic formation of Part +II; its third phrase is based upon the preceding one (_not_ as +repetition, however), and is expanded to the 34th measure. The form of +Part III is phrase-group. The last four measures are codetta, or +postlude, and corroborate the prelude. + +For exhaustive technical details of the Three-Part Song-form, see the +HOMOPHOBIC FORMS, Chapters 11, 12, 13, 14 and 15. + + +LESSON 10.--Analyze the following examples of the Three-Part Song-form. +The first step, here again, is to fix _the end of the First Part_; the +next, to mark the beginning of the Third Part, by determining where the +_return to the beginning_ is made. These points established, it +remains to fix the beginning of Part I, by deciding whether there is an +introductory sentence or not; then the end of Part II, by deciding +whether it leads directly into Part III, or comes to a conclusion +somewhat earlier, to make room for a Retransition; then the end of Part +III, by deciding whether a codetta or coda has been added. The +extremities of the three Parts being thus determined, there will be no +difficulty in defining the _form_ of each. Very particular attention +must be devoted to _the comparison of Part III with Part I_, in order +to discover, and accurately define, the difference between them,--in +form, in extent, in melodic formation, or in technical treatment. + +Mendelssohn, Songs Without Words: No. 22, No. 35, No. 32, No. 45, No. +42, No. 31, No. 27, No. 46, No. 25, No. 20, No. 26 (Re-transition, +middle of measure 25 to measure 29); No. 36 (beginning of Part III, +measure 60, somewhat disguised); No. 47, No. 12, No. 15, No. 3, No. 43, +No. 40, No. 37, No. 2, No. 33, No. 30, No. 1. + +Schumann, op. 68; No. 3; No. 12, first 24 measures; No. 14, No. 16, No. +17, No. 21 (Part I closes with a semicadence, but made in such a manner +that it answers its purpose without the least uncertainty); No. 24, No. +25, No. 26, No. 28; No. 29, last 48 measures (including coda); No. 33 +(long coda); No. 34; No. 37, first 32 measures; No. 38; No. 40, first +movement (2-4 measure); No. 41. + +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement,--both the +_Menuetto_ and the _Trio_. Op. 2, No. 2, third movement,--both +_Scherzo_ and _Trio_. Same sonata, last movement, first 16 measures +(Parts II and III consist of a single phrase each; therefore the whole +is diminutive in extent; but it is unquestionably Three-Part Song-form, +because of the completeness of Part I, and the unmistakable _return to +the beginning_). + +Op. 7, _Largo_, first 24 measures. Same sonata, third movement; also +the _Minore_. Same sonata, last movement, first 16 measures. + +Op. 10, No. 2, second movement, first 38 measures. + +Op. 10, No. 3, _Menuetto_. + +Op. 14, No. 1, third movement; also the _Maggiore_. + +Op. 14, No. 2, second movement, first 20 measures. + +Op. 22, _Menuetto_; also the _Minore_. + +Op. 26, first 34 measures; same sonata. _Scherzo_; same sonata, +_Funeral march_ (also the _Trio_; what is its form?). + +Mozart, pianoforte sonatas: No. 15 (Peters Edition), _Andante_, first +32 measures. + +No. 1, last movement, first 50 measures. + +No. 12, first 18 measures. Same sonata, _Trio_ of the second movement +(Part III returns to the beginning very briefly, and is otherwise +different from the First Part almost throughout). + +No. 13, _Adagio_, first 16 measures. + +Chopin, _Mazurkas_ (Peters edition), No. 11, No. 22, No. 24, No. 40, +No. 49. + +In the following examples, the student is to determine whether the form +is Two-Part or Three-Part:-- + +Mendelssohn, op. 72 (six pianoforte pieces), No. 1; No. 2; No. 3, No. +4, No. 6.--Etudes, op. 104, No. 1, No. 3. + +A curious example may be found in Schumann, op. 68, No. 32; the form is +actually Two-Part, but with a very brief reminiscence of the beginning +(scarcely to be called a Return) in the _last two measures_,--which +are, strictly speaking, no more than a codetta. The Second Part is +repeated. + +In Schumann's op. 68, Nos. 8, 9, and 11 (first 24 measures), the +_second_ Part is unusually independent in character; completely +detached from Part III, and exhibiting no symptoms of leading into the +latter, as second Parts have commonly been observed to do. + + + + +CHAPTER XI. ENLARGEMENT OF THE THREE-PART SONG-FORM. + +REPETITION OF THE PARTS.--The enlargement of the Three-Part Song-form +is effected, in the majority of cases, by simply repeating the Parts. +The composer, in extending the dimensions of his original design, +resorts as usual to the most legitimate and natural means at his +disposal--that of _repetition_. By so doing, he reinforces the +principle of Unity, and, instead of obscuring, places the contents of +his design in a stronger and more convincing light. It is true that +the act of mere repetition involves the risk of monotony; but against +this the composer has an efficient safeguard,--that of _variation_. He +may modify and elaborate the repetition in any manner and to any extent +that seems desirable or necessary, the only limitations being that the +identity of the original Part must be preserved beyond all danger of +misapprehension, and (as a rule) that the cadences shall not be altered. + +The act of repetition is applied to the First Part alone, and to the +_Second and Third Parts together_; very rarely to the Second Part +alone, or to the Third Part alone. + + +EXACT REPETITIONS.--When Part I,--or Parts II and III together,--are to +be repeated without any changes, it is customary to employ the familiar +repetition-marks (double-bar and dots); with "first and second ending," +if, for any reason, some modification of the cadence-measure is +required. This is illustrated in the 7th Song Without Words; Part I is +repeated alone, and Parts II and III together; both repetitions are +indicated by the customary signs, and each has a double ending. See +also, Schumann, op. 68, No. 1; Part I is repeated exactly, with +repetition-marks; Parts II and III are also repeated literally (all but +the very last tone in the lower part), but written out,--apparently +without necessity. Also No. 2; the literal repetition of Part I is +written out; Parts II and III have the repetition-marks. + + +MODIFIED REPETITIONS.--The quality and extent of the changes that may +be made, in order to enrich the composition without altering its +structural design, depend, as has been intimated, upon the judgment and +fancy of the composer. The student will find no part of his analytical +efforts more profitable and instructive than the careful comparison of +these modified repetitions with the original Parts; nothing can be more +fascinating and inspiring to the earnest musical inquirer, than thus to +trace the operation of the composer's mind and imagination; to witness +his employment of the technical resources in re-stating the same idea +and developing new beauties out of it,--especially when the variations +are somewhat elaborate. + +It must be remembered that mere repetition (even when modified,--as +long as it can be proven to be nothing more than repetition) does not +alter the form. A phrase, repeated, remains a phrase; _nothing less +than a decided alteration of the cadence itself_ will transform it into +a double-phrase (or period). Similarly, a period, repeated, remains a +period, and does not become a double-period; and a Part, repeated, +remains the same Part. Therefore, the student will find it necessary +to concentrate his attention upon these larger forms, and exercise both +vigilance and discrimination in determining which sections of his +design come under the head of "modified repetition." + +For an illustration of the _repeated First Part_, see the 9th Song +Without Words; Part I is a four-measure period (of two small phrases) +closing in the seventh measure; the following four measures are its +modified repetition. For an example of the _repeated Second and Third +Parts_, see No. 48. In No. 29, both repetitions occur, with +interesting changes; the repetition of Part I begins in measure 13; +that of Parts II and III in measure 35; the last 10 1/2 measures are a +coda. + + +{98} + +THE FIVE-PART FORM. The repetition of the Second and Third Parts +together is sometimes subjected to changes that are almost radical in +their nature, and therefore appear to modify the form itself. These +important changes chiefly _affect the Second Part, when it reappears as +"Fourth" Part_. When the alteration of the Second Part (that is, the +difference between Part IV and Part II) is sufficiently radical to +suggest the presence of a virtually new Part, the design is called the +Five-part Song-form. The possible repetition of the First Part, it +will be inferred, does not affect this distinction in the least; it +hinges solely upon the treatment of the reproduction of _Part Two_. +For illustration: + +[Illustration: Diagram of Parts.] + + +The Five-Part form is illustrated in the 14th Song Without +Words;--(first, number the measures; observe that the two endings of +Part I are to be counted as the _same measure_, and not separately; +they are both measure 8):--Part I extends to the double-bar, and is +repeated literally, only excepting the _rhythmic_ modification of the +final measure; Part II extends from measure 9 to 23; Part III, measures +24-35; Part IV, measures 36-47; Part V, measures 48-60; coda to the +end. The comparison of Part IV with Part II discloses both agreement +and diversity; they are, obviously, _practically the same Part_, but +differ in key, in form, and in extent. The comparison of Parts I, III, +and V reveals a similar condition, though the agreement here is much +closer, and each confirms the leading statement. + +A more characteristic example will be found in the familiar F major +_Nachtstueck_ of Schumann, op. 23, No. 4, which see:--Part I extends +from measure 2 to 9 (after 1 1/2 measures of recitative introduction); +Part II, measures 10-13; Part III, measures 14-21; Part IV, measures +22-32; Part V, measures 33-40; codetta to end. The Fourth Part bears +very little resemblance to the Second, and assumes rather the character +of a wholly independent Part. + + +GROUP OF PARTS.--In some, comparatively rare, instances, the +arrangement of perfect cadences is such that,--coupled with +independence of melodic formation and character,--the composition seems +to separate into _four or more individual sections_ or Parts, with or +without a recurrence of the First one; or into three _different_ Parts, +lacking the evidence of the return to the beginning. When such +irregularities are encountered, or when any conditions appear which +elude or baffle natural classification among the Three-Part Song-forms +(simple or enlarged), the piece may be called a group of Parts. The +use of this term is entirely legitimate, and is commended to the +student on account of its convenience, for all examples of the +Song-form which, _upon thoroughly conscientious analysis_, present +confusing features, at variance with our adopted classification. Of +one thing only he must assure himself,--that the design is a +_Song-form_ (_i.e._ an association of _Parts_), and not one of the +larger forms to be explained in later chapters. The definition is +given in Chapter IX (on page 84). + +A fair illustration of the utility of the term "Group of Parts" is seen +in Schumann, op. 68, No. 18. Others will be cited in the following +Lesson. + + +LESSON 11.--Analyze the following examples of the enlarged Three-Part +Song-form. As before, the form of each Part should be defined, and +introductions and codas (if present) properly marked. All of the given +examples belong to this chapter, but are not classified; it is +purposely left to the student to determine where repetitions occur, and +whether they are exact, or variated,--in a word, to decide which of the +above diagrams the composition represents. + +Mendelssohn, Songs Without Words, No. 3, No. 4, No. 8, No. 10, No. 11, +No. 12, No. 16, No. 17, No. 19, No. 21, No. 23, No. 24, No. 27, No. 31, +No. 34, No. 39, No. 43, No. 44, No. 46. + +Schumann, op. 68, No. 5; No. 6; No. 10; No. 13; No. 15; No. 19; No. 22; +No. 30; No. 36; No. 43. + +Mendelssohn, op. 72, No. 5. + +Chopin, _Prelude_, op. 28, No. 17. + +Mozart, pianoforte sonata No. 8, _Andante_ (entire). + +Mozart, No. 18, _Andantino_ (of the "Fantasia"). + +Chopin, _Mazurkas_, No. 1, No. 2, No. 4, No. 5, No. 8, No. 15, No. 16, +No. 18, No. 37, No. 44, No. 48. + + +GROUPS OF PARTS: + +Chopin, _Mazurkas_, No. 3 (apparently five Parts, not counting +repetitions; Part V corroborates Part I, but the intervening sections +are too independent to be regarded as one long Second Part,--as would +be the case if this corroboration were Part III). Also No. 7 (same +design); No. 14 (four Parts, the last like the first); No. 19 (four +Parts, the fourth like the second); No. 20: No. 21; No. 27 (Part V like +I, Part IV like II); No. 34; No. 39; No. 41. + +Schubert, _Momens musicals_, op. 94, No. 3. + + + + +CHAPTER XII. THE SONG-FORM WITH TRIO. + +Another method of enlargement consists in associating two +different--though somewhat related--Song-Forms. The practice was so +common in certain of the older dances, particularly in the minuet, that +this design is also known as the _Minuet Form_. + + +THE PRINCIPAL SONG.--The first division, called the principal song, is +either a Two-Part or a Three-Part Song-form,--most commonly the latter. +It is generally entirely complete in itself; the fact that another +division is to be added, does not affect its character, form, or +conception. + + +THE "TRIO," OR SUBORDINATE SONG.--The division which follows, as second +song-form, was formerly called the "Trio," and it has retained the name +in the majority of examples of this form, although the old custom that +gave rise to the term has long since been discontinued. A more +accurate designation, and one that we shall here adopt, is "Subordinate +Song." (Other names, which the student will encounter, are "maggiore," +"minore," "intermezzo," "alternative," etc.). + +Like the principal song, its fellow (the subordinate song) may be +either a Two-Part or a Three-Part design. It is very likely to +resemble its principal song in species of measure, tempo, and general +style; and its key may be the same as that of the principal division, +or, at least, related to it. But similarity of style is by no means +obligatory, the element of contrast having become more important than +Unity, in a design of such extent. It is also usually complete in +itself, though its connection with its principal song may involve a few +measures of transitional material. + + +THE "DA CAPO."--This association of song-forms is subject to the +principle which governs all tripartite forms, namely, the return to the +beginning, and confirmation of the first (or principal) statement; not +only because of the general desirability of such a return, but because +_the necessity for it increases with the growth of the form_. In a +design that comprises a number of entire song-forms, it may be regarded +as indispensable. + +Therefore, the subordinate song is followed by a recurrence of the +principal song,--called the _da capo_ (or "from the beginning"), +because of those Italian words of direction given to the player upon +reaching the end of the "Trio," or subordinate song. The reproduction +of the principal division is likely to be literal, so that the simple +directions "_da capo_" suffice, instead of re-writing the entire +division. But, here again, changes may be made,--generally unimportant +variations which do not obscure the form; or an abbreviation, or even +slight extension. And a codetta or coda is sometimes added to the +whole. + +The Song with Trio is thus seen to correspond to the Three-Part +Song-form, upon a larger scale. The several _Parts_ of the latter +become complete _Song-forms_. An important distinction, to which +especial attention must be directed, is the _completeness_ of the +contents of each song-form, and their fairly distinct _separation_ from +each other, in the Song with Trio. The significance of these traits +will become apparent to the analytic student, as he progresses along +the line of form-evolution into the still larger designs. + + +LESSON 12.--The following examples all belong to the Song with Trio. +They should be analyzed as usual, each Song separately, defining the +Parts, their form, and other details, as minutely as possible. Careful +analysis is the first condition of intelligent interpretation; and the +more complete the analysis, the fuller and more authoritative the +interpretation:-- + +Beethoven, pianoforte sonatas: op. 2, No. 1, third movement; the +divisions are called _Menuetto_ and _Trio_, therefore this is an +authentic type of the present design; each is a complete Three-Part +Song-form; the key is the same, though a change from minor into major +takes place; after the _Trio_, the _Menuetto_ does not re-appear (on +the printed page), but its reproduction is demanded by the words +_Menuetto da capo_, at the end of the Trio. + +Op. 2, No. 2, _Scherzo_ and _Trio_. + +Op. 2, No. 3, _Scherzo_ and _Trio_. + +Op. 7, third movement, _Allegro_ and _Minore_. + +Op. 10, No. 2, second movement, _Allegretto_ (the subordinate song is +not marked, but is easily distinguished; there are no _da capo_ +directions, because the principal song is re-written, with alterations). + +Op. 10, No. 3, _Menuetto_ and _Trio_. + +Op. 14, No. 1, second movement. _Allegretto_ and _Maggiore_; a coda is +added. + +Op. 22, _Menuetto_ and _Minore_. + +Op. 26, _Scherzo_ and _Trio_. + +Op. 27, No. 1, second movement, _Allegro molto_; the Trio is not +marked; the "_da capo_" is variated, and a coda follows. + +Op. 27, No. 2, _Allegretto_ and _Trio_. + +Op. 28, _Scherzo_ and _Trio_. + +Op. 31, No. 3, _Menuetto_ and _Trio_. + +Schumann, op. 68, No. 11; here there are no outward indications of the +Song with Trio, but that is the design employed; for the subordinate +song the measure is changed from 6-8 to 2-4, but the key remains the +same; the reproduction of the principal song is indicated in German, +instead of Italian. + +No. 12, No. 29, No. 39 (here the _da capo_ is considerably changed). + +In No. 37 the "subordinate song" is represented by no more than a brief +Interlude (measures 33-40) between the principal song and its +recurrence,--just sufficient to provide an occasion for the latter +(which, by the way, is also abbreviated). + +Mozart, pianoforte sonatas: No. 2, _Andante cantabile_; each song-form +has two Parts; the subordinate song changes into the minor. + +No. 9, second movement, _Menuettos_; the subordinate song is marked +"Menuetto II," a custom probably antedating the use of the word "Trio" +(see Bach, 2d English Suite, _Bourree_ I and II). + +No. 12, _Menuetto_. + +Schubert, _Momens musicals_, op. 94, Nos. 1, 4, and 6. + +Schumann, op. 82 (_Waldscenen_), Nos. 7 and 8. + +Chopin, _Mazurkas_, Nos. 6, 12, 23, 47, 50. In Nos. 10, 45, 46 and 51, +the subordinate song consists of one Part only, but is sufficiently +distinct, complete, and separate to leave no doubt of the form. + +Also Chopin, _Nocturne_ No. 13 (op. 48, No. 1). + +Examples of this compound Song-form will also be found, almost without +exception, in Marches, Polonaises, and similar Dance-forms; and in many +pianoforte compositions of corresponding broader dimensions, which, _if +extended beyond the very common limits of the Three-Part form_, will +probably prove to be Song with Trio. This the student may verify by +independent analysis of pianoforte literature,--never forgetting that +uncertain examples may need (if small) to be classed among the +group-forms, or (if large) may be suspected of belonging to the higher +forms, not yet explained, and are therefore to be set aside for future +analysis. Mention must be made of the fact that in some rare cases--as +in Mendelssohn's well-known "Wedding March"--_two Trios_, and +consequently two _da capos_, will be found. + + + + +CHAPTER XIII. THE FIRST RONDO-FORM. + +EVOLUTION.--It cannot have escaped the observant student of the +foregoing pages, that the successive enlargement of the structural +designs of musical composition is achieved by a process of natural +growth and progressive evolution. No single form intrudes itself in an +arbitrary or haphazard manner; each design emerges naturally and +inevitably out of the preceding, in response to the necessity of +expansion, and conformably with the same constant laws of unity and +variety,--the active agents, along the entire unbroken line of +continuous evolution, being _reproduction_ (Unity) and legitimate +_modification_ (Variety); or, in other words, _modified repetition_. +It is upon the indisputable evidence of such normal evolution in the +system of musical structure, that our conviction of the legitimacy and +permanence of this system rests. + +The diagrams which appear on pages 78 and 98 partly illustrate the line +of evolution, which, in its fullest significance, may be traced as +follows: the _tone_, by the simplest process of reproduction, became a +_figure_; the figure, by multiplication or repetition, gave rise to the +_motive_; the latter, in the same manner, to the _phrase_. The +repetition of the phrase, upon the infusion of a certain quality and +degree of modification (chiefly affecting the cadences) became the +_period_; the latter, by the same process, became the double-period. +The limit of coherent phrase-succession (without a determined +interruption) being therewith reached, the larger Part-forms became +necessary. The _Two-Part_ form emerged out of the double-period, the +two "connected" periods of which separated into two "independent" +Parts, by the determined interruption in the center. And, be it well +understood, each new design having once been thus established, its +enlargement within its own peculiar boundaries followed as a matter of +course; I mean, simply, that the two Parts did not need to remain the +_periods_ that were their original type; the process of growth cannot +be stopped. The _Three-Part_ form resulted from adding to the Two-Part +the perfecting reversion to the starting-point, and confirmation of the +principal statement. The _Five-part_ form, and the _Song with Trio_ +are enlargements of the Three-Part forms by repetition or +multiplication; and with the latter the limit of this particular +process appears to be achieved. Any further growth must take place +from within, rather than by addition from without. + +But the process of evolution continues steadily, as the student will +witness. To one vital fact his attention is here called,--a fact which +he is enjoined to hold in readiness for constant application,--namely, +_that perfection of structural design is attained in the Three-Part +form, and that every larger (or higher) form will have its type in this +design, and its basis upon it_. The coming designs will prove to be +expansions of the Three-Part form. + + +THE RONDO-FORMS.--The structural basis of the Rondo, and other larger +or (as they are sometimes called) higher forms, is the Subject or +Theme. The form and contents of this factor, the Theme, are so +variable that a precise definition can scarcely be given. It is a +musical sentence of very distinct character, as concerns its melodic, +harmonic and, particularly, its rhythmic consistency; and of sufficient +length to establish this individuality,--seldom, if ever, less than an +entire period or double-period; often a Two-Part, not infrequently a +complete Three-Part Song-form, though never more than the latter. + +In the Rondo-forms, two or three such Themes are associated in such +_alternating succession that, after each new Theme, the first or +Principal Theme recurs_. The term "Rondo" may be referred to this +trait, the periodic return of the Principal theme, which, in thus +"coming round" again, after each digression into another theme, imparts +a characteristic circular movement (so to speak), to the design. In +the rondos, then, all the movements of musical development revolve +about one significant sentence or theme, the style of which therefore +determines the prevailing character of the whole composition. This, +which is naturally called the Principal theme, is placed at the +beginning of the rondo. Its end being reached, it is temporarily +abandoned for a second sentence, called the Subordinate theme, of more +or less emphatically contrasting style and of nearly or quite equal +length (generally shorter, however), and always in a different key. +After this there occurs the momentous _return to the beginning_,--the +most insistent and vital fundamental condition of good, clear, musical +form, of whatsoever dimension or purport,--and the _Principal_ theme +reasserts itself, recurring with a certain degree of variation and +elaboration (occasionally abbreviation), thus vindicating its title as +Principal theme, and stamping its fellow-theme as a mere digression. +After this,--if a still broader design is desired,--another digression +may be made into a new Subordinate theme, in still another key, +followed by the persistent return to the Principal theme. And so on. +Upon the Subordinate theme, or themes, devolves the burden of variety +and contrast, while the Principal theme fulfils the requirements of +corroboration and concentration. A coda, sometimes of considerable +length, is usually added; it appears to be necessary, as a means of +supplying an instinctive demand for balance, increased interest, and +certain other scarcely definable conditions of very real importance in +satisfactory music form. + +Of the Rondo-forms there are three grades, distinguished respectively +_by the number of digressions_ from the Principal theme:-- + +The First Rondo-form, with one digression (or Subordinate theme), and +one return to the Principal theme; + +The Second Rondo-form, with two digressions, and two returns; + +The Third Rondo-form, with three digressions and three returns. The +persistent recurrence of the Principal theme, something like a refrain, +and the consequent regular alternation of the chief sentence with its +contrasting subordinate sentences, are the distinctive structural +features of the Rondo. + +{108} + +THE FIRST RONDO-FORM.--This consists, then, of a Principal theme +(generally Two-Part or Three-Part Song-form); a Subordinate theme in a +different key (probably a smaller form); a recurrence of the Principal +theme (usually more or less modified or elaborated); and a coda. +Thus:-- + + _Principal Theme. Subordinate Theme. Prin. Theme. Coda._ + 2- or 3-Part Period, Double-period, As before, Optional + Song-form. 2- or 3-Part usually + Probably a form. Different variated. + perfect cadence. style and key. Sometimes + Possibly a few Possibly a brief abbreviated. + beats or measures codetta; and + of transitional usually a few + material, leading measures of + into next theme. Re-transition. + +The design is that of the tripartite forms. But it is not to be +confounded with the Three-Part _Song-form_, because at least one of its +Themes, and probably both, will be a Part-form by itself. It is an +association of Song-forms, and therefore corresponds in design to the +_Song with Trio_. The first Rondo differs from the latter, however, in +being more compact, more coherent and continuous, and more highly +developed. This manifests itself in the relation of the Themes to each +other, which, despite external contrast, is more intimate than that +between the Principal and Subordinate Song (or Trio); further, in the +transitional passages from one Theme into the other (especially the +Re-transition, or "returning passage"); in the customary elaboration of +the recurring Principal Theme; and in the almost indispensable coda, +which often assumes considerable importance, and an elaborate form and +character. + +The evolution of the First Rondo-form of the Song with Trio may be +clearly traced in classic literature. Many intermediate stages appear, +naturally; and it is sometimes difficult to determine whether the +design is Rondo or compound Song-form, simply because it is scarcely +possible to decide just when the "Trio" assumes the more intimate +relation of a Subordinate theme, or when the freedom and comparative +looseness of association (peculiar to the Song with Trio) is +transformed into the closer cohesion and greater smoothness of finish +_which fuses all the component Parts of the design into one compact +whole_,--the distinctive stamp of all so-called "higher" forms. + +The thoughtful examination and comparison of the following four +examples will elucidate the matter:-- + +1. Beethoven, first pianoforte sonata (op. 2, No. 1), _Menuetto_ and +_Trio_. Already analyzed as a perfectly genuine Song with Trio. + +2. Beethoven, pianoforte sonata, op. 28, second movement, _Andante_. +The principal Song is in the Three-Part form, with exact repetitions. +The subordinate song differs so radically in style, and each song is so +complete and distinct from the other, that the form is almost certainly +Song with Trio; but there is a strong intimation of the Rondo-form in +the elaborate variation of the _da capo_, and in the treatment of the +coda (last 17 measures), in which motives from both Songs are +associated so closely as to vindicate their kinship. In a word, this +movement possesses,--despite the apparent independence of its +Songs,--some degree of that continuity, compactness and artistic finish +which culminate in the genuine Rondo-form. + +3. Mozart, pianoforte sonata, No. 10, second movement (_Rondeau en +polonaise_). The continuity and unity of this composition is so +complete that it is certainly a Rondo-form; the principal theme is a +fairly large Three-Part form; the subordinate theme (measure 47-69) is +a Two-Part form, the second part corresponding in contents to the +second Part of the principal theme; the _recurrence_ of the principal +theme is abbreviated to one of its three Parts, and is merged in the +coda (last seven measures), which assumes the nature of a mere +extension. Despite all this evidence, there still remains a certain +impression of structural independence, which, so to speak, betrays the +"seams," and militates somewhat against the spirit of the perfect +Rondo-form. See also, No. 13, Adagio. + +4. Beethoven, pianoforte sonata, op. 2, No. 2, _Largo_; the unessential +details omitted in the following (in order to economize space) appear, +of course, in the original,--to which the student is expected to refer. + +[Illustration: Example 54. Fragment of Beethoven.] + +[Illustration: Example 54 continued.] + +[Illustration: Example 54 continued.] + + +This is a genuine First Rondo-form. All the factors of which it is +composed, Phrases, Parts and Themes, are so closely interlinked that +the continuity, cohesion and _unity_ of the whole is complete. The +variety of contents which these factors exhibit (greatest, naturally, +between the two themes), does not disturb the impression that the whole +movement is a unit. This is due, at least partly, to the manner in +which the perfect cadences are disguised; each one is passed over with +the least possible check of rhythmic movement (measures 8, 19, etc.), +thus snugly dove-tailing the structural factors. The coda is elaborate +and unusually long; it consists of several "sections," as follows (see +the original): from measure 1 (the last measure in Ex. 54) to measure +4, a phrase, derived from the second Part of the Principal theme; +measures 5-7, an abbreviated repetition; measures 8-14, a phrase, +derived from the Principal theme; measures 15-17, a transitional +passage; measures 18-25, a period, closely resembling Part I of the +Principal theme; measures 26-30, final phrase. + + +LESSON 13.--Analyze the following examples. They are not classified; +the student must determine whether the form is pure First Rondo, or an +intermediate grade between Rondo and "Song with Trio." One of the +examples is a genuine Song with Trio; and one is a _Three-Part +Song-form_; with reasonable vigilance the student will detect these +"catches." To distinguish these three designs from each other, +recollect-- + +That the Three-Part Song-form consists of three _single Parts_, fairly +similar in character, fairly small in form, and severed either by a +firm cadence, or by unmistakable proof of new "beginning;" + +That in the first Rondo-form, at least one of the themes (if not both) +contains _two_ (or three) Parts; and, + +That in the Song with Trio, the two "Songs" are more independent of +each other, and more decisively separated, than are the "themes" of the +Rondo-form. + +With reference to all uncertain cases, it must be remembered that _the +more doubtful a distinction is, the less important is its decision_. +These designs naturally merge one in another, and at times it is folly +to impose a definite analysis upon them. + +The analysis should be as minute as possible, nevertheless. The first +step is to define the extremities of the two themes. This fixes the +coda (and the introduction, if present); the re-transition (returning +passage into the Principal theme); and the transition into the +Subordinate theme--if present. The form of each theme must be defined +in detail, as in Ex. 54:-- + +Beethoven, pianoforte sonatas: op. 2, No. 1, _Adagio_. + +Op. 7, _Largo_. + +Op. 2, No. 3, _Adagio_. + +Op. 79, _Andante_. + +Op. 27, No. 1, _Allegro molto_. + +Schubert, pianoforte _Impromptus_, op. 90, No. 2; and No. 3. + +Chopin, _Mazurka_, No. 26. + +Chopin, _Nocturnes_: op. 27, No. 1. + +Op. 32, No. 2. + +Op. 37, No. 2. + +Op. 48, No. 1. + +Op. 55, No. 1; and No. 2 + +Op. 62, No. 1. + +Op. 72, No. 1 (E minor, posthumous). + + + + +CHAPTER XIV. THE SECOND RONDO-FORM. + +As described in the preceding chapter, the Second Rondo-form contains +two digressions from the Principal theme, called respectively the first +and second Subordinate themes. It bears the same relation to the +Five-Part Song-form, that the First Rondo-form bears to the Three-Part +Song-form. + +For the sake of effective contrast, _the two Subordinate themes are +generally differentiated_ to a marked degree; more precisely stated, +the _second_ Subordinate theme is likely to differ strikingly both from +the Principal theme and from the first Subordinate theme; the result is +that, as a general rule, the second digression is more emphatic than +the first. + +To prevent the enlarged design from assuming too great dimensions, the +several themes are apt to be more concise than in the first Rondo-form; +the Two-Part form is therefore more common than the Three-Part; the +first Subordinate theme is generally brief, and the Principal theme +upon its recurrences, is frequently abbreviated,--especially the last +one, which often merges in the coda. + +An example of the second Rondo-form (which may be sufficiently +illustrated without notes) will be found in the last movement of +Beethoven's pianoforte sonata, op. 49, No. 2 (G major). Number the one +hundred and twenty measures, and define the factors of the form with +close reference to the following indications--the figures in +parenthesis denoting the measures: + +_Principal theme_. Part I (1-8), period-form; Part II (9-12), phrase; +Part III (13-20), period-form. + +_Transition_, period-form (21-27), leading into the new key. + +_First Subordinate theme_, period-form (28-36), with + +_Codetta_, repeated (37-42). + +_Re-transition_ (43-47). + +_Principal theme_, as before (48-67). + +_Second Subordinate theme_, double-period (68-83); the process of +_Re-transition_ manifests its inception about one measure before (82), +and is carried on to measure 87. + +_Principal theme_, as before (88-107). + +_Coda_, period, with modified repetition of consequent phrase +(108-119),--followed by an extra perfect cadence, as extension. + + +LESSON 14.--Analyze the following examples, as usual. Review the +directions given in Lesson 13:-- + +Beethoven, pianoforte sonatas: op. 10, No. 3, last movement. + +Op. 14, No. 2, last movement (called _Scherzo_). + +Op. 79, last movement (very concise). + +Op. 13, _Adagio_ (still more concise. Is this not a Five-Part +Song-form?) + +Beethoven, _Polonaise_ for the pianoforte, op. 89. + +Mozart, _Rondo_ in A minor, for pianoforte. + + + + +CHAPTER XV. THE THIRD RONDO-FORM. + +In this form of composition there are three digressions from the +Principal theme. But, in order to avert the excess of variety, so +imminent in a design of such length, the digressions are so planned +that _the third one corresponds to the first_. That is, there are here +again only two Subordinate themes (as in the Second Rondo-form), which +alternate with each other, so that the succession of thematic factors +is as follows: Principal Theme; 1st Subordinate Theme; Principal Theme; +2d Subordinate Theme; Principal Theme; 1st Subordinate Theme; Principal +Theme; and coda. + +It will be observed that this arrangement is another confirmation and +embodiment of the Three-Part (tripartite) form, with its "recurrence of +the first section," magnified into larger proportions than any examples +thus far seen. The three portions are called, _Divisions_. The first +is known as the _Exposition_, comprising the Principal Theme, First +Subordinate Theme, and recurrence of the Principal Theme; the second +division consists of the Second Subordinate Theme only; the Third +Division is the _Recapitulation_ of the first Division. + + +THE EXPOSITION.--This first Division, the "statement," compounded of +two themes and a recurrence, is in itself a complete (though probably +very concise) First Rondo-form; therefore, in order to confirm the +intended design, at least one of its themes must contain two (or more) +Parts,--otherwise it would be no more, all together, than a Three-Part +Song-form, and the _whole_ Rondo would be reduced to the design of the +First Rondo-form. In a word, the Exposition must correspond concisely +to the table given on page 108. The First Subordinate theme takes its +usual emphatic position in a different key,--generally closely related +to the key of the Principal theme. + +Sometimes, but by no means regularly, the Exposition closes with a +decisive perfect cadence in the original key. + +The Middle Division.--As this should balance (at least approximately), +the Exposition, it is likely to be a fairly broad design,--not greater, +however, than a Three-Part Song-form (possibly with repetitions), and +often no more than a Two-Part form. As intimated in the preceding +chapter, the Second Subordinate theme is usually strongly contrasted +with the other themes, in character, key, and length; but the same +unity of total effect is necessary, as in the smaller Rondo-forms. The +re-transition (or returning passage) is often quite lengthy and +elaborate; it is seldom an independent section of the form, however, +but generally developed out of the last phrase of the theme, by the +process of "dissolution,"--to be explained more fully in Chapter XVII. + + +THE RECAPITULATION.--This corresponds, theoretically, to the _da capo_ +in the Song with Trio, or to the variated recurrence of the Principal +theme in the First Rondo-form. But it is more than either of these. +The term "Recapitulation" is more comprehensive than "recurrence" (in +the sense in which we have thus far employed the latter word), as it +always refers to the reproduction of a _collection_ of themes, and, +chiefly on this account, is subject to certain specific conditions of +technical treatment. + +Recapitulation, in the larger designs of composition, _invariably +involves transposition_, or change of key,--the transposition of the +First Subordinate theme, from the key chosen for its first announcement +(in the Exposition) back _to the principal key_ of the piece. This, +as may be inferred, greatly affects the original transition and +re-transition; and it may necessitate changes within the theme itself, +in consequence of the change of register. + +Further, the last recurrence of the Principal theme being no less than +its fourth announcement, is rarely complete; as a rule, a brief +intimation (the first motive or phrase) is deemed sufficient, and this +is then dissolved into the coda; or the Principal theme, as such, is +omitted, or affiliated with the coda, or one of its sections. + +{119} + +For an illustration of the Third Rondo-form, the student is referred to +the last movement of Beethoven's pianoforte sonata, op. 2, No. 2, the +diagram of which is as follows:-- + + _Middle_ + _Exposition._ _Division_ _Recapitulation._ + ------------------------ ---------- ---------------------------------- + Pr.Th. 1stSub.Th. Pr.Th. 2d Sub.Th. Pr.Th. 1st Sub.Th. Pr.Th. and Coda + ------------------------ ---------- ---------------------------------- + A maj. E maj. A maj. A minor A maj. A maj. A maj. + + +For its detailed analysis, number the measures as usual (there are 187, +the "second ending" not being counted), and define each factor of the +form by reference to the given indications,--the figures in parenthesis +again denoting the measures:-- + +_Principal Theme_, Part I (1-8), period-form. Part II (9-12), phrase. +Part III (13-16), phrase. + +_Transition_, period-form (17-26), leading into the new key. + +_First Sub. Theme_, period, Antecedent (27-32), Consequent (33-39). + +_Re-transition_ (40). + +_Principal Theme_, as before, (41-56). This ends the EXPOSITION. + +_Second Sub. Theme_, Part I (57-66), period, literal repetition. Part +II (67-74) period-form. Part III (75-79) phrase. + +Parts II and III repeated (80-92); the process of _re-transition_ +begins one measure earlier (91), and is pursued to measure 99. + +The RECAPITULATION begins in the next measure with the + +_Principal Theme_, as before, slightly modified (100-115). + +_Transition_, as before, slightly abbreviated (116-123). + +_First Subordinate Theme_, as before, but transposed to the principal +key, A major, and somewhat modified (124-135). + +_Principal Theme_ begins in measure 135, where the preceding theme +ends; consequently, there is an Elision. In measure 140 it is +dissolved into the + +_Coda_: Section 1 (to measure 148). + +Section 2 (149-160). + +Section 3 (161-172). + +Section 4 (173-180). + +Section 5 (to end). + + +LESSON 15.--Analyze the following examples, as usual. They represent +chiefly the Third Rondo-form, but _one example each_ of the First and +Second Rondo-forms have been introduced, to stimulate the vigilance of +the student. Review the directions given in Lesson 13: + +Beethoven, pianoforte sonatas: op. 26, last movement, (very concise, +but a perfect model of the form). + +Op. 28, last movement. + +Op. 7, last movement. + +Op. 2, No. 3, last movement. + +Op. 13, last movement. + +Op. 22, last movement. + +Op. 14, No. 1, last movement. + +Op. 31, No. 1, _Adagio_. + +Beethoven, _Rondos_ for pianoforte, op. 51, No. 1; and op. 51, No. 2. + +Mozart, pianoforte sonata, No. 4, last movement; No. 3, last movement. + + + + +CHAPTER XVI. THE SONATINE FORM. + +CLASSIFICATION OF THE LARGER FORMS.--The Sonatine form is the smaller +variety of two practically kindred designs, known collectively as the +Sonata-allegro forms. In order to obtain a clear conception of its +relation to the latter, and also to the Rondo-forms, it is necessary to +subject the entire group of so-called "higher" forms to a brief +comparison. + +The larger, broader, or "higher" designs of musical composition are +divided into two classes: the three _Rondo-forms_, and the two +_Sonata-allegro forms_. The latter constitute the superior of the two +classes, for the following reasons:-- + +In the first place, the rondos rest upon a narrower thematic basis, +centering in one single theme--the Principal one--about which the other +themes revolve. Further, their most salient structural feature is +nothing more significant than simple _alternation_ (of the Principal +theme with its one or more Subordinates) the Principal theme recurs +after each digression with a persistence that lends a certain +one-sidedness to the form,--only excepting in the Third (and highest) +Rondo-form, which, by virtue of its broad Recapitulation of the first +Division, approaches most nearly the rank of the Sonata-allegro design, +as will be seen. + +In the Sonata-allegro forms, on the other hand, the leading purpose is +_to unite two co-ordinate themes upon an equal footing_; one is to +appear as often as the other; and the two themes _together_ constitute +the thematic basis of the design. These are, as in the rondos, a +Principal theme (called principal because it appears first, and thus +becomes in a sense the index of the whole movement), and a Subordinate +theme (so called in contradistinction to the other),--contrasting in +character, as usual, but actually of equal importance, and of nearly or +quite equal length. To these, there is commonly added a codetta (or +"concluding theme" as it is {122} sometimes called, though it seldom +attains to the dignity of a _theme_),--sometimes two, or even more, +codettas, which answer the general purpose of a coda, rounding off and +balancing this Division of the design. This union of the two or three +thematic components that are to represent the contents of the design, +is the _Exposition_, or first Division, of the Sonata-allegro forms. +It indicates a point of contact between the latter and the rondo,--in +the _Third_ form of which we also find an Exposition. Careful +comparison of the two types of exposition reveals the significant +difference between the two classes, however; in the Third Rondo, the +exposition was an _alternation_ of themes, with decided preference for +the principal one; in the Sonata-allegro it is a _union_ of themes, +without preference, resulting in a broader thematic basis. + + +THE SONATINE FORM.--In the Sonatine-form, or the smaller variety of the +sonata-allegro designs, this Exposition (or first Division) is followed +_at once_,--or after a few measures of interlude, or re-transitional +material,--by a Recapitulation of the Division, as was seen in the +Third Rondo-form, and under the same conditions of transposition as +there. The diagram of the form is therefore as follows:-- + + Exposition. Recapitulation. + ----------------------------- ------------------------------ + PR. TH. SUB. TH. CODETTA. Very PR. TH. SUB. TH. CODETTA. + ----------------------------- brief ------------------------------ + As usual. In some Optional. Inter- As In the Also in + related lude before. principal principal + key. key. key. + +An additional coda is, as usual, likely to appear at the end. + +This diagram should be very carefully compared with that of the Third +Rondo-form on page 119, and the points both of agreement and +dissimilarity noted. More minute details of the Sonatine form will be +given in the next chapter, in connection with the larger and more fully +developed Sonata-allegro form. + +An illustration of the Sonatine-form will be found in Mozart, 6th +pianoforte sonata, _adagio_. Number the measures, as usual, and +analyze with reference to the indications given; the figures in +parenthesis again denote the measures. + +_Principal Theme_, B-flat major, period-form,--possibly double-period, +because of the slow tempo and large measures (1-8). There is no +Transition. + +_Subordinate Theme_, F major, period-form, extended. Antecedent +(9-12); consequent, very similar (13-16); extension by addition of new +phrase, as in the group-form (16 1/2-19). + +_Codetta_, also in F major, very brief, only one-half measure, and +repeated as usual (19 1/2-20). This ends the Exposition. + +_Interlude_, the remaining beats of measure 20; it is, of course, a +brief re-transition, and is therefore strongly suggestive of the First +Rondo-form, the _details of which exactly coincide, thus far, with the +above factors of the sonatine-form_. Such coincidences merely confirm +the unbroken line of evolution, and are to be expected in the system of +legitimate, rational music designs. The RECAPITULATION (the original +_da capo_) follows, beginning with the + +_Principal Theme_, B-flat major, as before (21-28) but somewhat +embellished. Again, there is no Transition. (Here the similarity to +the First Rondo ends.) + +_Subordinate Theme_, corresponds very closely to the former version, +but transposed to B-flat major, the principal key, and variated (29-39). + +_Codetta_, also in B-flat major (39 1/2-40), slightly extended. There +is no coda. + + +LESSON 16.--Analyze the following examples of the sonatine-form, in the +usual exhaustive manner:-- + +Beethoven, pianoforte sonatas; op. 10, No. 1, _Adagio_. + +Op. 31, No. 2, _Adagio_. + +Mendelssohn, _Andante cantabile_ in B-flat major (pianoforte). + +Mozart, pianoforte sonata. No. 17, _Andante amoroso_ (somewhat longer +interlude). + +Mendelssohn, _Presto agitato_ in B minor for pianoforte (preceded by an +"Andante cantabile" which has no connection with the sonatine-form of +the _presto_, but may also be analyzed). This design is very broad; +each factor is expanded to its fullest legitimate extent, especially +the "codetta" section. + + + + +{124} + +CHAPTER XVII. THE SONATA-ALLEGRO FORM. + +ORIGIN OF THE NAME.--The fully developed Sonata-allegro form is the +design in which the classic overture and the first movement of the +symphony, sonata and concerto are usually framed. The student must be +careful not to confound this musical form with the _complete_ sonata of +three or four movements. It is not to be called the "sonata form," but +the "sonata-allegro form." It is to one movement only, generally the +first one, which is (or was) very commonly an _allegro_ tempo in the +sonata and symphony, that the present design refers; and its name, +sonata-allegro, is derived from that old historic species of the sonata +which consisted originally of but one movement, generally an _allegro_. + + +THE SONATA-ALLEGRO FORM.--As distinguished from the sonatine-form, with +its two Divisions, this larger species, based upon precisely the same +structural idea, has _three Divisions_,--the Exposition, a middle +Division called the Development (growing out of the brief interlude of +the sonatine-form), and the Recapitulation. The diagram (the keys of +which correspond to the plan of Beethoven, op. 14, No. 2, first +movement) is as follows: + + Exposition. Middle Div. Recapitulation. + ---------------------- ------------- ------------------------- + Pr. Sub. Codetta. Development, Phr. Sub. Codetta + Th. Th. various keys, Th. Th. and Coda. + ---------------------- ending with ------------------------- + G maj. D maj. D maj. Retransition. G maj. G maj. G maj. + + +Compare this diagram, also, with that of the Third Rondo-form, and +note, accurately, the points of resemblance and contrast. + +Compare it, further, with the diagram of the sonatine-form, on page +122. It will be observed that here the Recapitulation does not follow +the Exposition at once, as there, but that a complete middle division +intervenes, instead of the brief interlude or re-transition; from which +the student may conclude that the sonatine-form gradually grows into +the sonata-allegro form, as this interlude becomes longer, more +elaborate, and more like an independent division of the design. Or +inversely, and perhaps more correctly, the sonata-allegro becomes a +sonatine-design _by the omission (or contraction) of the middle +Division_. + + +THE EXPOSITION.--The presentation of the thematic factors, the +statement or Exposition of the two themes and codetta, is made exactly +as in the sonatine-form, though probably upon a broader scale. The +Principal theme is usually a Two-Part Song-form, at least; often +Three-Part. In broader designs, a separate transitional passage +appears; in more concise designs, the transition is developed out of +the last Part of the Principal theme by the process of dissolution--as +will be seen. The object of the transition is, as usual, _to lead into +the new key_ (of the Subordinate theme). It is sometimes, though very +rarely, omitted. + +The Subordinate theme contrasts notably with its fellow, but asserts +equal importance, as a rule, and may be of equal, or nearly equal, +length. The addition of a codetta is almost indispensable, and +frequently two or more appear, growing successively shorter, and +generally repeated. In the sonata-allegro _the Exposition closes, as a +rule, with a very decisive perfect cadence_, followed by a double-bar, +and--especially in older sonatas--repetition-marks; the repetition of +the Exposition being justly considered important, as a means of +emphasizing the "statement," and enforcing the hearer's attention to +the thematic contents before preceding to their development in the +second division of the form. In the sonatine-form, on the contrary, +this positive termination of the Exposition (and consequently the +double-bar and repetition) will very rarely be found. + + +THE DEVELOPMENT, OR MIDDLE DIVISION. The second division of the +sonata-allegro form is devoted to a more or less extensive and +elaborate manipulation and combination of such figures, motives, +phrases or Parts of the Exposition as prove inviting and convenient for +the purpose, or challenge the imaginative faculty of the composer. In +this division, opportunity is provided for the exhibition of technical +skill, imagination and emotional passion; for the creation of ingenious +contrasts and climaxes, and, in a word, for the development of +unexpected resources not strikingly manifest in the more sober +presentation of the thematic factors during the Exposition. The +intermingling of _new material_ is naturally also involved in the +process of development; sometimes to such an extent that the new +predominates over the old,--in which case the middle Division is more +properly called an EPISODE. + +This second Division of the sonata-allegro form (the Development or +Episode) corresponds precisely, as will be recognized, to the second +Part of the Three-Part Song-form; consequently, it represents the +"departure" (see page 90), and entails, in rational form, the +significant "return" to the beginning. Further, it matches to some +degree the "digression" in the rondo-forms. At all events, its +important structural function is to establish contrast; and the +necessity for corroboration of the leading thematic ideas--in +consequence of this contrast--is satisfied in the Division which +succeeds. + +It is sometimes possible to mark the exact point where the Development +ends and the process of re-transition commences; but usually the return +to the beginning is accomplished so gradually that no sensible +interruption occurs. + + +THE RECAPITULATION.--This, the third Division, is, as usual, a review +of the original presentation of the thematic material,--the recurrence +of the Exposition. It is sometimes a nearly exact reproduction, +_excepting the necessary change of key in the Subordinate theme and +codetta_, and such modification of the transitional section as may be +thereby involved. Sometimes, however, considerable alteration is made, +at times so elaborate (especially in broader examples) that, though +preserving easy recognizability, the Recapitulation assumes the +appearance of a new version of the Exposition, and becomes a more +independent part of the design. + +A _coda_ is almost always added; sometimes brief, but occasionally so +elaborate and extensive as to merit the appellation "second +Development." + + +DISSOLUTION.--When any section of a higher form starts out with a +perfectly definite structural intention, pursues this intention for a +time (sufficient to establish it), but then insensibly diverges and +gradually adopts a new modulatory direction,--as transition into the +following section,--the form is said to be dissolved. Such dissolution +takes place, naturally, within the _later_ section of the theme, or +Part, or whatever it may be, whose actual, definite ending in the +expected key is thus frustrated. For instance, the second (or third) +Part of a theme may be dissolved; or the last phrase of a period or +double-period; or the repetition of a phrase. And the dissolution is +invariably applied before a transition or re-transition, as a means of +interlocking the factors of the form more closely and coherently. +Therefore it is a process peculiarly adapted to the higher designs of +composition, and is seldom omitted in the sonata-allegro form. For an +illustration, see Beethoven's sonata, op. 14, No. 2, first movement: +The Principal theme is a Two-Part Song-form; Part I, a period, from +measures 1 to 8; Part II begins in measure 9, and has every appearance +of becoming also a period; its Antecedent phrase closes in measure 12, +its Consequent begins in measure 13--but its end, _as Second Part_, in +the usual definite manner, cannot be indicated; the key is quietly +changed from G to D, and then to A, in obedience to the call of the +Subordinate theme (beginning in measure 26), into which these last 10 +or 12 measures have evidently been a Transition. The Second Part of +the Principal theme therefore includes the transition; but where the +Second Part (as such) ends, and the transition (as such) begins, it is +impossible to point out accurately. The definition of this Principal +theme is, "Two-Part form with dissolved Second Part," or, still better, +"_with transitional Second Part_." + + * * * * * * + +In our illustration of the sonata-allegro form it is necessary, on +account of limited space, to select a very concise example, of unusual +brevity,--Beethoven, sonata, op. 49, No. 1, first movement; the +original may be referred to, for the omitted details:-- + +[Illustration: Example 55. Fragment of Beethoven.] + +[Illustration: Example 55 continued.] + +[Illustration: Example 55 continued.] + +[Illustration: Example 55 continued.] + + +The thematic factors are small, but none is omitted; every essential +component is represented. + +For a more extended and fully developed example of the sonata-allegro +form, see Beethoven, pianoforte sonata, op. 14, No. 2, first movement; +number the 200 measures, and verify all the details according to the +following analysis (figures in parenthesis refer as usual to the +measures):-- + +_Principal Theme_, Part I, period-form (1-8). Part II (9- ), dissolved +(about 14) into _Transition_ ( -25). + +_Subordinate Theme_, Part I, period, extended (26-36). Part II, +period, probably (37-41-47). + +_Codetta I_, period, extended (48-58). + +_Codetta II_, Small phrase, extended (59-63). Here the Exposition +closes, with the customary double-bar and repetition marks. + +_Development_, Section I (64-73), from Principal theme. Section 2 +(74-80), from Subordinate theme. Section 3 (81-98), from Principal +theme. Section 4 (99-107), closely resembling the Principal theme, but +in a remote key. This section practically ends the Development, +inasmuch as it culminates upon the _dominant of the original key_. +Section 5 (107-115), establishment of the dominant. Section 6 +(115-124), the _Re-transition_. The _Recapitulation_ begins with the + +_Principal Theme_, Part I, period (125-132). Part II, group of +phrases, longer than before (133-152). + +_Subordinate Theme_, as before, but in the principal key (153-174). + +_Codetta (I)_, as before, but slightly extended (175-187). The second +codetta is omitted. + +_Coda_, phrase, repeated and extended (188-200). + + +RELATION TO THE THREE-PART SONG-FORM.--In a former chapter (XIII) the +Three-Part form was defined as the type of perfect structural design, +upon which every larger (or higher) form is based. Nowhere is the +connection more striking, and the process of natural evolution out of +this germ more directly apparent, than in the sonata-allegro design. +See the diagram on page 124. The Exposition corresponds to the First +Part, _so expanded as to comprise the two themes and codetta_, fused +into one larger division; the "statement" of a more comprehensive +thematic group than the ordinary Part contains, but no more, for all +that, than the usual initial "statement." The Development corresponds +to the Second Part (proportionately expanded), and the Recapitulation +to the Third Part, or recurrence and confirmation of the "statement." + +Any Three-Part Song-form, the moment that its First Part expands and +divides into the semblance of two fairly distinct thematic sections, +becomes what might be called a miniature sonata-allegro form. Many +Three-Part Song-forms are so broad, and many sonata-allegros so +diminutive, that it is here again often difficult to determine the line +of demarcation between them. Example 55 (cited because of its +comparative brevity) is scarcely more than such a broadly expanded +Three-Part Song-form. An example which approaches much more nearly the +unmistakable Three-Part song, may be found in Mozart, sonata No. 12, +_Menuetto_:-- + +_Part I_, section one (embryo of a principal theme), measures 1-10, +period, extended; section two (embryo of a subordinate theme) measures +11-18, period, _in different key_. + +_Part II_, group of three phrases, measures 19-30. + +_Part III_, section one, as before, measures 31-40; section two, as +before, _but in the principal key_, measures 41-48. + +This is, of course, a Three-Part Song-form; but the essential features +of the Sonata-allegro are unquestionably present, in miniature. + +See also, Beethoven, sonata, op. 101, first movement; certainly a +sonata-allegro design, but diminutive. + + * * * * * * + +The superiority of the sonata-allegro form over all other musical +designs, is amply vindicated by the breadth of its thematic basis, the +straightforwardness and continuity of its structural purpose, the +perfection of its thematic arrangement, and the unexcelled provision +which it affords for unity, contrast, corroboration, balance, and +whatever else a thoroughly satisfactory structural design seems to +demand. Hence, while brief triumphs of apparent "originality" may be +achieved by simply running counter to this and similar designs, it +seems scarcely possible that any musical form could be contrived that +would surpass the sonata-allegro, the last and highest of the forms of +composition. + + +LESSON 17.--Analyze the following examples, as usual, carefully +defining all the details of the form, according to the general plan +adopted in our text:-- + +Beethoven, pianoforte sonatas; op. 2, No. 1, first movement +(diminutive, but very complete and perfect). + +Op. 2, No. 2, first movement. + +Op. 10, No. 3, _Largo_. + +Op. 22, first movement (four or five codettas). + +Op. 14, No. 1, first movement. + +Op. 22. _Adagio_. + +Op. 27, No. 2, last movement. + +Op. 28, first movement. + +Op. 31, No. 1, first movement. + +Op. 31, No. 3, first movement (the last 2 1/2 measures of the +Exposition are a transitional Interlude, which leads back into the +repetition, and on into the Development). + +Same sonata, _Scherzo_. + +Op. 31, No. 2, last movement (coda contains the entire principal theme). + +Op. 78, first movement (diminutive). + +Op. 79, first movement. + +Op. 90, first movement, (no "double-bar"). + +Op. 57, first movement. + +Same sonata, last movement. + +Mozart, sonatas: No. 7, first movement. + +No. 3, first movement. No. 4, first movement; also _Andante_. + +No. 8, first movement. No. 5, first movement. + +No. 10, first movement. No. 6, first movement. + +No. 1, _Andante_. No. 6, last movement. + +Mendelssohn, pianoforte _Caprice_, op. 33, No. 2 (brief introduction). + +Sonata, op. 6, first movement. + +Op. 7, No. 7. + +_Fantasia_, op. 28, last movement. + +Schubert, pianoforte sonatas: op. 143, first movement. + +Op. 42, first movement. + +Op. 120, first movement. + +Op. 147, first movement (in the Recapitulation, the principal theme is +transposed). + +Op. 164, first movement (the same). + +Beethoven, symphony, No. 5, first movement. + +Symphony, No. 1, first _Allegro_; also the second movement; and the +_Finale_. + + + + +CHAPTER XVIII. IRREGULAR FORMS. + +CAUSES.--Despite the many points of resemblance between the various +forms to which our successive chapters have been devoted,--the natural +consequence of a continuous line of structural evolution to which each +plan owes its origin,--they are separate and independent designs, with +individual character and purpose; so much so, that the composer may, +and usually does, select and apply his form according to the purpose +which he has in view. But the form is made for the music, not the +music for the form; no serious composer writes music for the sake of +the form, but chooses the form merely as a means to an end. The +highest ideal of structural dignity and fitness is, to work from the +thematic germ _outward_, and to let the development of this germ, _the +musical contents_, determine and justify the structural plan and +arrangement. + +But the aims of the composer outnumber the regular forms, and therefore +modifications are unavoidable, in order to preserve the latitude which +perfect freedom of expression demands. The student may rest assured of +the existence of many irregular species of these fundamental forms (as +exceptions to the rule) and must expect to encounter no little +difficulty and uncertainty in defining the class to which his example +belongs,--until wider experience shall have made him expert. + +All such irregular (or, in a sense, intermediate) varieties of form +must necessarily either admit of demonstration as modification of the +regular designs; or they will evade demonstration altogether, as +lacking those elements of logical coherence which constitute the vital +and only condition of "form and order" in musical composition. + +To these latter comparatively "_formless_" designs belong:--all the +group-forms; the majority of fantasias, the potpourri, and, as a rule, +all so-called tone-poems, and descriptive (program) music generally. + +On the other hand, those irregular designs which nevertheless admit of +analysis according to the fundamental principles of structural logic, +and are therefore directly referable to one or another of the regular +forms, may be classified in the following four-fold manner--as +Augmentation, Abbreviation, Dislocation, or Mixture, of the proximate +fundamental design. + + +1. AUGMENTATION OF THE REGULAR FORM.--To this species belong those +forms (small and large) which are provided with a separate +Introduction, or Interludes, or an _independent_ Coda (in addition to, +or instead of, the usual consistent coda). + +For example, Beethoven, pianoforte sonata, op. 13, first movement; the +first ten measures (_Grave_) are a wholly independent Introduction, in +phrase-group form, with no other relation to the following than that of +key, and no connection with the fundamental design excepting that of an +extra, superfluous, member. The principal theme of the movement (which +is a sonata-allegro) begins with the _Allegro di molto_, in the 11th +measure. Similar superfluous sections, derived from this Introduction, +reappear as Interlude between the Reposition and Development, and near +the end, as independent sections of the coda. + +In a manner closely analogous to that just seen, the fundamental design +of any movement in a _concerto_ is usually expanded by the addition of +periodically recurring sections, called the "_tutti_-passages," and by +a "_cadenza_," occurring generally within the regular coda. In some +concerto-allegros (for instance, in the classic forms of Mozart, +Beethoven and others), the first orchestral _tutti_ is a complete +_introductory_ Exposition, in concise form, of the thematic material +used in the body of the movement. See the first piano-forte concerto +of Beethoven, first movement. + +Further, when the design is one of unusual breadth, as in some +symphonic movements, or in elaborate chamber music, the number of +fundamental thematic members may be so multiplied that it is necessary +to assume the presence of _two successive Subordinate themes_, of equal +independent significance,--such significance that neither of them could +be confounded with a mere codetta, or any other inferior thematic +member. See Beethoven, pianoforte sonata, op. 7, first movement; the +Subordinate theme runs from measure 41 to 59; it is followed by another +thematic section (60-93) which is so independent, important and +lengthy, that it evidently ranks coordinate with the former, as _second +Subordinate theme_. It might, it is true, be called the second Part of +the Subordinate theme (the latter being no more than a repeated +period); or it might be regarded as the first codetta; its thematic +independence seems, however, to stamp it Second Subordinate theme. + +Further, it is not uncommon to extend the sonatine-form by adding, at +the end, a more or less complete recurrence of the Principal +theme,--instead of, or dissolved into, the customary coda. This may be +seen in Mozart, pianoforte sonata, No. 3, _Andantino_; the superfluous +recurrence of the Principal theme begins in measure 19 from the end, +after the regular sonatine-design has been achieved, fully, though +concisely. + + +2. ABBREVIATION OF THE REGULAR FORM.--This consists chiefly in the +omission of the Principal theme after the Development (that is, in +beginning the Recapitulation with the Subordinate theme). Other +contractions, by omission of _portions_ (Parts) of important thematic +members, during the Recapitulation, are also possible, but not so +common. + +An illustration of the omitted Principal theme may be found in +Mendelssohn, Songs Without Words, No. 5:-- + +_Principal Theme_, period, extended (measures 1-11, dissolved into +Transition--18). + +_Subordinate Theme_, phrase, repeated and extended (19-28). _Codetta_ +(28-33). _Double-bar_. + +_Development_ (measures 34-58). _Retransition_ (59-62). + +_Principal Theme_--omitted. + +_Subordinate Theme_, as before (63-76). _Codetta_. + + +3. DISLOCATION OF THEMATIC MEMBERS.--By this is meant, any exchange or +alteration of the regular and expected arrangement of members. This +can refer, naturally, only to what occurs _after the Exposition_,--that +is, during the Recapitulation; for it is the Exposition which +determines the plan, and regular order, of the thematic members. For +example, Mozart, pianoforte sonata. No. 13, first movement:-- + +_Principal Theme_, with _Transition_ (measures 1-27). + +_Subordinate Theme_ (28-41). + +_Codetta I_ (42-53). + +_Codetta II_ (54-58). In the Recapitulation, the arrangement is thus:-- + +_Principal Theme, Codetta I, Subordinate Theme, Codetta II_; that is, +the first codetta appears before, instead of after, the Subordinate +theme. + + +4. MIXTURE OF CHARACTERISTIC TRAITS.--This process tends to affiliate +the two distinct classes of larger or higher forms, whose respective +characteristics were explained and compared at the beginning of Chapter +XVI. Upon very careful revision of this explanation, and reference to +the given diagrams, the student will perceive that the distinctive +trait of the sonata-allegro form is the section of Development which it +contains; and that of the three Rondo-forms is the absence of such a +Development. Of the mixed forms under consideration there are two: one +in which a section of _Development_ is introduced into the Rondo (as +substitute for one of its Subordinate themes); and the other a +sonata-allegro, in which the Development is omitted, and a new theme (a +sort of additional Subordinate theme) inserted in its place. In other +words, a Rondo (second or third form--probably _not_ the first +rondo-form) with a Development; and a sonata-allegro with a new Middle +theme, or Episode (as we have already called it). + +The Rondo with Development is illustrated in Beethoven, pianoforte +sonata, op. 27, No. 1, last movement; it is the third rondo-form, +designed as follows:-- + +_Principal Theme_, Two-Part form (measures 1-24). + +_Transition_ (25-35). + +_First Subordinate Theme_, period, extended,--or phrase-group (36-56). +_Codetta_ (57-72). + +_Re-transition_ (73-81). + +_Principal Theme_ (82-97). + +_Transition_ (98-106). Then, instead of the Second Subordinate theme, a + +_Development_ (106-138); followed by an elaborate + +_Re-transition_ (139-166), and a regular + +_Recapitulation_. Two wholly independent coda-sections are added, an +_Adagio_ (derived from the third movement of the sonata) and a +_Presto_, based upon the Principal theme. + +The sonata-allegro with new Middle theme is illustrated in Beethoven, +pianoforte sonata, op. 14, No. 1, first movement; the middle Division +contains a preliminary allusion to the Principal theme, but is +otherwise an entirely new thematic member, very suggestive of the +"Second Subordinate theme" of the Rondos (17-measures long,--up to the +Re-transition, in which, again, the Principal theme is utilized). + + +LESSON 18.--Analyze the following examples of Irregular form. They are +classified, as in the text:-- + +1. Beethoven, sonata, op. 81, first movement. + +Beethoven, sonata, op. 49, No. 2, first movement. + +Beethoven, sonata, op. 2, No. 3, first movement. + +Beethoven, sonata, op. 49, No. 1, last movement (_not_ "Rondo," as +marked, but sonatine-form, augmented). + +Mozart, sonata No. 1, first movement. + +Mozart, sonata No. 17, last movement (Rondo, with three Subordinate +themes). + +Mendelssohn, _Capriccio brillant_, in B minor. Schubert, pianoforte +sonata No. 8 (Peters ed.). _Adagio_. + +2. Mendelssohn, _Praeludium_, op. 35, No. 3. + +Mozart, sonata No. 8, last movement. + +Schubert, sonata No. 8, last movement. + +Brahms, pianoforte _Capriccio_, op. 116, No. 1. + +Chopin, pianoforte sonata, op. 35, first movement. + +3. Mozart, sonata No. 3, first movement. + +Mozart, sonata No. 13, last movement (the Development occurs _after_ +instead of before the Principal theme,--in the Recapitulation). + +4. Beethoven, pianoforte sonata, op. 31, No. 1, last movement. + +Beethoven, pianoforte sonata, op. 90, last movement. + +Mendelssohn, pianoforte etude, op. 104, No. 2. + +Beethoven, pianoforte sonata, op. 10, No. 1, first movement. + +Beethoven, pianoforte sonata, op. 2, No. 1, last movement. + +Mozart, sonata No. 7, _Andante_. + +Mozart, sonata No. 14, last movement. + + + + +CHAPTER XIX. APPLICATION OF THE FORMS. + +The use of the various forms of composition, that is, their selection +with a view to general fitness for the composer's object, is, +primarily, simply a question of length. The higher aesthetic law of +adjusting the design to the contents, of which we spoke in the +preceding chapter, comes into action after the main choice has been +determined. + +The smallest complete form, that of the PHRASE, can scarcely be +expected to suffice for an independent piece of music, though its +occurrence as independent _section_ of an entire composition is by no +means rare. The nearest approach to the former dignity is the use of +the Large phrase in one instance by Beethoven, as theme for his +well-known pianoforte Variations in C minor; this theme, and +consequently each variation, is a complete and practically independent +composition. At the beginning of Beethoven's pianoforte sonata, Op. +27, No. 1, the student will find a succession of independent +four-measure phrases, each with a definite perfect cadence, and +therefore complete in itself; this chain of independent phrases is, in +fact, the structural basis of the entire first movement, interrupted +but briefly by the contrasting _Allegro_. The simple phrase may, also, +find occasional application in brief exercises for song or piano; and +we have witnessed its use as introduction, and as codetta, in many of +the larger designs. + +The next larger complete form, the PERIOD, is somewhat more likely to +be chosen for an entire composition, but by no means frequently. The +early grades of technical exercises (public-school music, and similar +phases of elementary instruction) are commonly written in period-form, +and some of the smallest complete songs in literature (a few of +Schumann's, Schubert's, and others) may be defined as period-forms, +extended. The theme of the Chaconne (found in the works of Handel, +Bach, and even some modern writers) is usually a period. Of the +Preludes of Chopin for pianoforte (op. 28), at least four do not exceed +the design of the extended period. But these are, naturally, +exceptional cases; the proper function of the period-form in music is, +to represent the _Parts_, and other fairly complete and independent +thematic members of larger forms. This is very largely true of the +DOUBLE-PERIOD, also; though it is a very appropriate and common design +for the hymn-tune, and similar vocal compositions; and is somewhat more +likely to appear as complete composition (in exercises, smaller piano +pieces and songs) than is the single period. Nine of Chopin's Preludes +are double-periods. + +The TWO-PART SONG-FORM, as already intimated, is not as common as might +be supposed. It is sometimes employed in smaller compositions for +piano (variation-themes and the like), or voice; and is probably the +form most frequently chosen for the hymn-tune. But its most important +place in composition is in the larger forms, as its design adapts it +peculiarly to the purposes of the themes, both principal and +subordinate. + +The THREE-PART SONG-FORM, on the contrary, is unquestionably the most +common of all the music designs. Probably three-fourths of all our +literature are written in this form, with or without the repetitions, +or in the related Five-Part form. It is therefore difficult to +enumerate the styles of composition to which this admirable design is +well adapted, and for which it is employed. + +The GROUP-FORMS will be found in many songs, etudes, anthems, and +compositions of a fantastic, capricious, rather untrammeled character, +in which freedom of expression overrules the consideration of clear, +definite form. It is the design perhaps most commonly selected for the +Invention, Fugue, and--particularly--the various species of Prelude; +though these styles, and others of decidedly fanciful purpose, are not +unlikely to manifest approximate, if not direct, correspondence to the +Three-Part Song-form. The modern Waltz is usually a group of +Song-forms. + +The SONG-FORM WITH TRIO is encountered in older dances, especially the +Menuetto, Passapied, Bourree, and Gavotte (though even these are often +simple Three-Part form, without Trio); and in many modern +ones,--excepting the Waltz. It is characteristic of the March, +Polonaise, modern Minuet, Gavotte and other dances, and of the +Minuet--or Scherzo-movement, in sonatas and symphonies. + +The FIRST RONDO-FORM is sometimes substituted for the Song with Trio +(to which it exactly corresponds in fundamental design, as we have +learned) in compositions whose purpose carries them beyond the limits +of the Three- or Five-Part forms, and in which greater unity, fluency +and cohesion are required than can be obtained in the song with trio; +for instance, in larger Nocturnes, Romanzas, Ballades, Etudes, and so +forth. The peculiar place for the First Rondo-form in literature, +however, is in the "slow movement" (_adagio, andante, largo_) of the +sonata, symphony and concerto, for which it is very commonly chosen. +It may also be encountered in the _small_ Rondos of a somewhat early +date; and is of course possible in broader vocal compositions (large +opera, arias, anthems, etc.). + +From what has just been said, the student will infer that the +rondo-form is not employed exclusively in pieces that are called +"Rondo." In the sense in which we have adopted the term, it applies to +a _design_, and not to a style, of composition; precisely as the +sonata-allegro form may appear in a composition that is not a sonata. +This must not be overlooked. Furthermore, there are a few cases in +literature in which a movement marked "Rondo" is not written according +to the rondo-form. + +The Second and Third Rondo-forms are so similar in purpose and +character that they are generally applied in the same manner, with no +other distinction than that of length. Besides occasional occurrence +as independent compositions (for instance, the two Rondos of Beethoven, +op. 51, the A minor Rondo of Mozart, the Rondos of Field, Dussek, +Hummel, Czerny, etc.), these designs are most commonly utilized for the +_Finale_ (last movement) of the complete sonata, concerto, +string-quartet, trio, and other chamber-music styles; more rarely for +the finale of the symphony. + +The SONATINE and SONATA-ALLEGRO FORMS, likewise, serve corresponding +purposes, and are chosen according to the length or breadth of design +desired. The sonatine-form may therefore be expected in the first +movement of smaller sonatas, or sonatinas (as they are often called), +but it is not infrequently employed in the "slow movement" of larger +sonatas or symphonies. + +The most distinguished of all music-designs, the sonata-allegro form, +is almost invariably chosen for the opening movement of sonatas, +symphonies, concertos, trios, string-quartets and similar compositions, +sometimes in greatly augmented dimensions. It is also not unlikely to +appear in the slow movement, and _finale_, of the symphony. + + +LESSON 19.--The student may now indulge in independent research, in the +careful analysis of the following works: + +The pianoforte sonatas of Haydn (every movement of each). The sonatas +for pianoforte and violin of Mozart, Beethoven, Brahms, Rubinstein, +Grieg, and others. + +The Trios of Beethoven, Mendelssohn, Schubert. + +The String-quartets (in pianoforte arrangement) of Haydn, Mozart, +Beethoven, Mendelssohn, Brahms, Schubert. + +The Overtures (in pianoforte arrangement) of Mozart, Beethoven, Weber, +Cherubim. + +The Concertos (pianoforte or violin) of Mozart, Beethoven, Mendelssohn, +Rubinstein, Saint-Saens, Schumann, Grieg, Chopin. Also a number of +smaller (single) pianoforte compositions:--the etudes of Chopin; a few +etudes of Czerny, Cramer, Clementi, Heller; the mazurkas, nocturnes, +and preludes of Chopin; and miscellaneous pieces by modern +writers,--Grieg, Rubinstein, Tschaikowsky (and other Russians), +Sgambati, Saint-Saens, Moszkowski, Raff, Reinecke, Scharwenka, Schuette, +MacDowell,--or any other compositions, vocal or instrumental, in which +the student may be interested, or which he may be studying. + + * * * * * * + + +AFTERWORD. + +The expression "Musical Forms" is often used, somewhat carelessly and +erroneously, with reference to _Styles_ or _Species_ of composition, +instead of to the structural design upon which the music is based. The +"Barcarolle," "Mazurka," "Etude," "Anthem," and so forth, are _styles_ +of composition, and not necessarily identified with any of the +structural _designs_ we have been examining. Read, again, our +FOREWORD. The general conditions which enter into the distinctions of +_style_ are enumerated in my "Homophonic Forms," paragraph 97, which +the student is earnestly advised to read. As to the manifold styles +themselves, with which the present book is not directly concerned, the +student is referred to Ernst Pauer's "Musical Forms," and to the music +dictionaries of Grove, Baker, Riemann, and other standard writers, +where a description of each style or species of composition may be +found. + + + + +THE END. + + + + + + + + + + + +End of Project Gutenberg's Lessons in Music Form, by Percy Goetschius + +*** END OF THIS PROJECT GUTENBERG EBOOK LESSONS IN MUSIC FORM *** + +***** This file should be named 19354.txt or 19354.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/9/3/5/19354/ + +Produced by Al Haines + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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