diff options
Diffstat (limited to 'old/1616.txt')
| -rw-r--r-- | old/1616.txt | 6041 |
1 files changed, 6041 insertions, 0 deletions
diff --git a/old/1616.txt b/old/1616.txt new file mode 100644 index 0000000..d02d0af --- /dev/null +++ b/old/1616.txt @@ -0,0 +1,6041 @@ +The Project Gutenberg EBook of Cratylus, by Plato + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Cratylus + +Author: Plato + +Translator: B. Jowett + +Posting Date: September 26, 2008 [EBook #1616] +Release Date: January, 1999 + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK CRATYLUS *** + + + + +Produced by Sue Asscher + + + + + +CRATYLUS + +By Plato + + +Translated by Benjamin Jowett + + + + +INTRODUCTION. + +The Cratylus has always been a source of perplexity to the student +of Plato. While in fancy and humour, and perfection of style and +metaphysical originality, this dialogue may be ranked with the best of +the Platonic writings, there has been an uncertainty about the motive of +the piece, which interpreters have hitherto not succeeded in dispelling. +We need not suppose that Plato used words in order to conceal his +thoughts, or that he would have been unintelligible to an educated +contemporary. In the Phaedrus and Euthydemus we also find a difficulty +in determining the precise aim of the author. Plato wrote satires in +the form of dialogues, and his meaning, like that of other satirical +writers, has often slept in the ear of posterity. Two causes may be +assigned for this obscurity: 1st, the subtlety and allusiveness of this +species of composition; 2nd, the difficulty of reproducing a state of +life and literature which has passed away. A satire is unmeaning unless +we can place ourselves back among the persons and thoughts of the age in +which it was written. Had the treatise of Antisthenes upon words, or +the speculations of Cratylus, or some other Heracleitean of the fourth +century B.C., on the nature of language been preserved to us; or if we +had lived at the time, and been 'rich enough to attend the fifty-drachma +course of Prodicus,' we should have understood Plato better, and many +points which are now attributed to the extravagance of Socrates' humour +would have been found, like the allusions of Aristophanes in the Clouds, +to have gone home to the sophists and grammarians of the day. + +For the age was very busy with philological speculation; and many +questions were beginning to be asked about language which were +parallel to other questions about justice, virtue, knowledge, and were +illustrated in a similar manner by the analogy of the arts. Was there +a correctness in words, and were they given by nature or convention? +In the presocratic philosophy mankind had been striving to attain an +expression of their ideas, and now they were beginning to ask themselves +whether the expression might not be distinguished from the idea? They +were also seeking to distinguish the parts of speech and to enquire into +the relation of subject and predicate. Grammar and logic were moving +about somewhere in the depths of the human soul, but they were not yet +awakened into consciousness and had not found names for themselves, or +terms by which they might be expressed. Of these beginnings of the study +of language we know little, and there necessarily arises an obscurity +when the surroundings of such a work as the Cratylus are taken away. +Moreover, in this, as in most of the dialogues of Plato, allowance has +to be made for the character of Socrates. For the theory of language can +only be propounded by him in a manner which is consistent with his +own profession of ignorance. Hence his ridicule of the new school +of etymology is interspersed with many declarations 'that he knows +nothing,' 'that he has learned from Euthyphro,' and the like. Even the +truest things which he says are depreciated by himself. He professes +to be guessing, but the guesses of Plato are better than all the other +theories of the ancients respecting language put together. + +The dialogue hardly derives any light from Plato's other writings, and +still less from Scholiasts and Neoplatonist writers. Socrates must +be interpreted from himself, and on first reading we certainly have a +difficulty in understanding his drift, or his relation to the two other +interlocutors in the dialogue. Does he agree with Cratylus or with +Hermogenes, and is he serious in those fanciful etymologies, extending +over more than half the dialogue, which he seems so greatly to relish? +Or is he serious in part only; and can we separate his jest from his +earnest?--Sunt bona, sunt quaedum mediocria, sunt mala plura. Most +of them are ridiculously bad, and yet among them are found, as if by +accident, principles of philology which are unsurpassed in any ancient +writer, and even in advance of any philologer of the last century. +May we suppose that Plato, like Lucian, has been amusing his fancy by +writing a comedy in the form of a prose dialogue? And what is the final +result of the enquiry? Is Plato an upholder of the conventional theory +of language, which he acknowledges to be imperfect? or does he mean to +imply that a perfect language can only be based on his own theory of +ideas? Or if this latter explanation is refuted by his silence, then +in what relation does his account of language stand to the rest of his +philosophy? Or may we be so bold as to deny the connexion between them? +(For the allusion to the ideas at the end of the dialogue is merely +intended to show that we must not put words in the place of things or +realities, which is a thesis strongly insisted on by Plato in many other +passages)...These are some of the first thoughts which arise in the mind +of the reader of the Cratylus. And the consideration of them may form a +convenient introduction to the general subject of the dialogue. + +We must not expect all the parts of a dialogue of Plato to tend equally +to some clearly-defined end. His idea of literary art is not the +absolute proportion of the whole, such as we appear to find in a Greek +temple or statue; nor should his works be tried by any such standard. +They have often the beauty of poetry, but they have also the freedom +of conversation. 'Words are more plastic than wax' (Rep.), and may be +moulded into any form. He wanders on from one topic to another, careless +of the unity of his work, not fearing any 'judge, or spectator, who +may recall him to the point' (Theat.), 'whither the argument blows we +follow' (Rep.). To have determined beforehand, as in a modern didactic +treatise, the nature and limits of the subject, would have been fatal +to the spirit of enquiry or discovery, which is the soul of the +dialogue...These remarks are applicable to nearly all the works of +Plato, but to the Cratylus and Phaedrus more than any others. See +Phaedrus, Introduction. + +There is another aspect under which some of the dialogues of Plato may +be more truly viewed:--they are dramatic sketches of an argument. We +have found that in the Lysis, Charmides, Laches, Protagoras, Meno, +we arrived at no conclusion--the different sides of the argument +were personified in the different speakers; but the victory was not +distinctly attributed to any of them, nor the truth wholly the property +of any. And in the Cratylus we have no reason to assume that Socrates is +either wholly right or wholly wrong, or that Plato, though he evidently +inclines to him, had any other aim than that of personifying, in the +characters of Hermogenes, Socrates, and Cratylus, the three theories of +language which are respectively maintained by them. + +The two subordinate persons of the dialogue, Hermogenes and Cratylus, +are at the opposite poles of the argument. But after a while the +disciple of the Sophist and the follower of Heracleitus are found to be +not so far removed from one another as at first sight appeared; and both +show an inclination to accept the third view which Socrates interposes +between them. First, Hermogenes, the poor brother of the rich Callias, +expounds the doctrine that names are conventional; like the names of +slaves, they may be given and altered at pleasure. This is one of those +principles which, whether applied to society or language, explains +everything and nothing. For in all things there is an element of +convention; but the admission of this does not help us to understand +the rational ground or basis in human nature on which the convention +proceeds. Socrates first of all intimates to Hermogenes that his view of +language is only a part of a sophistical whole, and ultimately tends to +abolish the distinction between truth and falsehood. Hermogenes is very +ready to throw aside the sophistical tenet, and listens with a sort of +half admiration, half belief, to the speculations of Socrates. + +Cratylus is of opinion that a name is either a true name or not a name +at all. He is unable to conceive of degrees of imitation; a word is +either the perfect expression of a thing, or a mere inarticulate sound +(a fallacy which is still prevalent among theorizers about the origin of +language). He is at once a philosopher and a sophist; for while wanting +to rest language on an immutable basis, he would deny the possibility +of falsehood. He is inclined to derive all truth from language, and in +language he sees reflected the philosophy of Heracleitus. His views are +not like those of Hermogenes, hastily taken up, but are said to be the +result of mature consideration, although he is described as still +a young man. With a tenacity characteristic of the Heracleitean +philosophers, he clings to the doctrine of the flux. (Compare Theaet.) +Of the real Cratylus we know nothing, except that he is recorded by +Aristotle to have been the friend or teacher of Plato; nor have we any +proof that he resembled the likeness of him in Plato any more than the +Critias of Plato is like the real Critias, or the Euthyphro in this +dialogue like the other Euthyphro, the diviner, in the dialogue which is +called after him. + +Between these two extremes, which have both of them a sophistical +character, the view of Socrates is introduced, which is in a manner the +union of the two. Language is conventional and also natural, and the +true conventional-natural is the rational. It is a work not of chance, +but of art; the dialectician is the artificer of words, and the +legislator gives authority to them. They are the expressions or +imitations in sound of things. In a sense, Cratylus is right in saying +that things have by nature names; for nature is not opposed either +to art or to law. But vocal imitation, like any other copy, may be +imperfectly executed; and in this way an element of chance or convention +enters in. There is much which is accidental or exceptional in language. +Some words have had their original meaning so obscured, that they +require to be helped out by convention. But still the true name is that +which has a natural meaning. Thus nature, art, chance, all combine in +the formation of language. And the three views respectively propounded +by Hermogenes, Socrates, Cratylus, may be described as the conventional, +the artificial or rational, and the natural. The view of Socrates is +the meeting-point of the other two, just as conceptualism is the +meeting-point of nominalism and realism. + +We can hardly say that Plato was aware of the truth, that 'languages are +not made, but grow.' But still, when he says that 'the legislator made +language with the dialectician standing on his right hand,' we need not +infer from this that he conceived words, like coins, to be issued +from the mint of the State. The creator of laws and of social life is +naturally regarded as the creator of language, according to Hellenic +notions, and the philosopher is his natural advisor. We are not to +suppose that the legislator is performing any extraordinary function; +he is merely the Eponymus of the State, who prescribes rules for the +dialectician and for all other artists. According to a truly Platonic +mode of approaching the subject, language, like virtue in the Republic, +is examined by the analogy of the arts. Words are works of art which may +be equally made in different materials, and are well made when they have +a meaning. Of the process which he thus describes, Plato had probably no +very definite notion. But he means to express generally that language is +the product of intelligence, and that languages belong to States and not +to individuals. + +A better conception of language could not have been formed in Plato's +age, than that which he attributes to Socrates. Yet many persons have +thought that the mind of Plato is more truly seen in the vague realism +of Cratylus. This misconception has probably arisen from two causes: +first, the desire to bring Plato's theory of language into accordance +with the received doctrine of the Platonic ideas; secondly, the +impression created by Socrates himself, that he is not in earnest, and +is only indulging the fancy of the hour. + +1. We shall have occasion to show more at length, in the Introduction +to future dialogues, that the so-called Platonic ideas are only a +semi-mythical form, in which he attempts to realize abstractions, and +that they are replaced in his later writings by a rational theory of +psychology. (See introductions to the Meno and the Sophist.) And in +the Cratylus he gives a general account of the nature and origin of +language, in which Adam Smith, Rousseau, and other writers of the last +century, would have substantially agreed. At the end of the dialogue, he +speaks as in the Symposium and Republic of absolute beauty and good; but +he never supposed that they were capable of being embodied in words. Of +the names of the ideas, he would have said, as he says of the names +of the Gods, that we know nothing. Even the realism of Cratylus is not +based upon the ideas of Plato, but upon the flux of Heracleitus. Here, +as in the Sophist and Politicus, Plato expressly draws attention to the +want of agreement in words and things. Hence we are led to infer, that +the view of Socrates is not the less Plato's own, because not based upon +the ideas; 2nd, that Plato's theory of language is not inconsistent with +the rest of his philosophy. + +2. We do not deny that Socrates is partly in jest and partly in earnest. +He is discoursing in a high-flown vein, which may be compared to the +'dithyrambics of the Phaedrus.' They are mysteries of which he is +speaking, and he professes a kind of ludicrous fear of his imaginary +wisdom. When he is arguing out of Homer, about the names of Hector's +son, or when he describes himself as inspired or maddened by Euthyphro, +with whom he has been sitting from the early dawn (compare Phaedrus and +Lysias; Phaedr.) and expresses his intention of yielding to the illusion +to-day, and to-morrow he will go to a priest and be purified, we easily +see that his words are not to be taken seriously. In this part of the +dialogue his dread of committing impiety, the pretended derivation of +his wisdom from another, the extravagance of some of his etymologies, +and, in general, the manner in which the fun, fast and furious, vires +acquirit eundo, remind us strongly of the Phaedrus. The jest is a long +one, extending over more than half the dialogue. But then, we remember +that the Euthydemus is a still longer jest, in which the irony is +preserved to the very end. There he is parodying the ingenious follies +of early logic; in the Cratylus he is ridiculing the fancies of a new +school of sophists and grammarians. The fallacies of the Euthydemus are +still retained at the end of our logic books; and the etymologies of the +Cratylus have also found their way into later writers. Some of these are +not much worse than the conjectures of Hemsterhuis, and other critics +of the last century; but this does not prove that they are serious. For +Plato is in advance of his age in his conception of language, as much as +he is in his conception of mythology. (Compare Phaedrus.) + +When the fervour of his etymological enthusiasm has abated, Socrates +ends, as he has begun, with a rational explanation of language. Still +he preserves his 'know nothing' disguise, and himself declares his first +notions about names to be reckless and ridiculous. Having explained +compound words by resolving them into their original elements, he now +proceeds to analyse simple words into the letters of which they are +composed. The Socrates who 'knows nothing,' here passes into the +teacher, the dialectician, the arranger of species. There is nothing in +this part of the dialogue which is either weak or extravagant. Plato is +a supporter of the Onomatopoetic theory of language; that is to say, he +supposes words to be formed by the imitation of ideas in sounds; he also +recognises the effect of time, the influence of foreign languages, the +desire of euphony, to be formative principles; and he admits a certain +element of chance. But he gives no imitation in all this that he is +preparing the way for the construction of an ideal language. Or that +he has any Eleatic speculation to oppose to the Heracleiteanism of +Cratylus. + +The theory of language which is propounded in the Cratylus is in +accordance with the later phase of the philosophy of Plato, and would +have been regarded by him as in the main true. The dialogue is also a +satire on the philological fancies of the day. Socrates in pursuit of +his vocation as a detector of false knowledge, lights by accident on the +truth. He is guessing, he is dreaming; he has heard, as he says in the +Phaedrus, from another: no one is more surprised than himself at his own +discoveries. And yet some of his best remarks, as for example his +view of the derivation of Greek words from other languages, or of the +permutations of letters, or again, his observation that in speaking of +the Gods we are only speaking of our names of them, occur among these +flights of humour. + +We can imagine a character having a profound insight into the nature of +men and things, and yet hardly dwelling upon them seriously; blending +inextricably sense and nonsense; sometimes enveloping in a blaze of +jests the most serious matters, and then again allowing the truth to +peer through; enjoying the flow of his own humour, and puzzling mankind +by an ironical exaggeration of their absurdities. Such were Aristophanes +and Rabelais; such, in a different style, were Sterne, Jean Paul, +Hamann,--writers who sometimes become unintelligible through the +extravagance of their fancies. Such is the character which Plato intends +to depict in some of his dialogues as the Silenus Socrates; and through +this medium we have to receive our theory of language. + +There remains a difficulty which seems to demand a more exact answer: In +what relation does the satirical or etymological portion of the dialogue +stand to the serious? Granting all that can be said about the provoking +irony of Socrates, about the parody of Euthyphro, or Prodicus, or +Antisthenes, how does the long catalogue of etymologies furnish any +answer to the question of Hermogenes, which is evidently the main thesis +of the dialogue: What is the truth, or correctness, or principle of +names? + +After illustrating the nature of correctness by the analogy of the arts, +and then, as in the Republic, ironically appealing to the authority of +the Homeric poems, Socrates shows that the truth or correctness of names +can only be ascertained by an appeal to etymology. The truth of names +is to be found in the analysis of their elements. But why does he admit +etymologies which are absurd, based on Heracleitean fancies, fourfold +interpretations of words, impossible unions and separations of syllables +and letters? + +1. The answer to this difficulty has been already anticipated in part: +Socrates is not a dogmatic teacher, and therefore he puts on this wild +and fanciful disguise, in order that the truth may be permitted to +appear: 2. as Benfey remarks, an erroneous example may illustrate +a principle of language as well as a true one: 3. many of these +etymologies, as, for example, that of dikaion, are indicated, by the +manner in which Socrates speaks of them, to have been current in his own +age: 4. the philosophy of language had not made such progress as would +have justified Plato in propounding real derivations. Like his master +Socrates, he saw through the hollowness of the incipient sciences of +the day, and tries to move in a circle apart from them, laying down the +conditions under which they are to be pursued, but, as in the Timaeus, +cautious and tentative, when he is speaking of actual phenomena. To +have made etymologies seriously, would have seemed to him like the +interpretation of the myths in the Phaedrus, the task 'of a not very +fortunate individual, who had a great deal of time on his hands.' +The irony of Socrates places him above and beyond the errors of his +contemporaries. + +The Cratylus is full of humour and satirical touches: the inspiration +which comes from Euthyphro, and his prancing steeds, the light admixture +of quotations from Homer, and the spurious dialectic which is applied +to them; the jest about the fifty-drachma course of Prodicus, which is +declared on the best authority, viz. his own, to be a complete education +in grammar and rhetoric; the double explanation of the name Hermogenes, +either as 'not being in luck,' or 'being no speaker;' the dearly-bought +wisdom of Callias, the Lacedaemonian whose name was 'Rush,' and, +above all, the pleasure which Socrates expresses in his own dangerous +discoveries, which 'to-morrow he will purge away,' are truly humorous. +While delivering a lecture on the philosophy of language, Socrates is +also satirizing the endless fertility of the human mind in spinning +arguments out of nothing, and employing the most trifling and fanciful +analogies in support of a theory. Etymology in ancient as in modern +times was a favourite recreation; and Socrates makes merry at the +expense of the etymologists. The simplicity of Hermogenes, who is ready +to believe anything that he is told, heightens the effect. Socrates in +his genial and ironical mood hits right and left at his adversaries: +Ouranos is so called apo tou oran ta ano, which, as some philosophers +say, is the way to have a pure mind; the sophists are by a fanciful +explanation converted into heroes; 'the givers of names were like some +philosophers who fancy that the earth goes round because their heads are +always going round.' There is a great deal of 'mischief' lurking in the +following: 'I found myself in greater perplexity about justice than I +was before I began to learn;' 'The rho in katoptron must be the addition +of some one who cares nothing about truth, but thinks only of putting +the mouth into shape;' 'Tales and falsehoods have generally to do with +the Tragic and goatish life, and tragedy is the place of them.' Several +philosophers and sophists are mentioned by name: first, Protagoras and +Euthydemus are assailed; then the interpreters of Homer, oi palaioi +Omerikoi (compare Arist. Met.) and the Orphic poets are alluded to +by the way; then he discovers a hive of wisdom in the philosophy of +Heracleitus;--the doctrine of the flux is contained in the word ousia (= +osia the pushing principle), an anticipation of Anaxagoras is found in +psuche and selene. Again, he ridicules the arbitrary methods of pulling +out and putting in letters which were in vogue among the philologers of +his time; or slightly scoffs at contemporary religious beliefs. Lastly, +he is impatient of hearing from the half-converted Cratylus the doctrine +that falsehood can neither be spoken, nor uttered, nor addressed; +a piece of sophistry attributed to Gorgias, which reappears in the +Sophist. And he proceeds to demolish, with no less delight than he had +set up, the Heracleitean theory of language. + +In the latter part of the dialogue Socrates becomes more serious, +though he does not lay aside but rather aggravates his banter of the +Heracleiteans, whom here, as in the Theaetetus, he delights to ridicule. +What was the origin of this enmity we can hardly determine:--was it +due to the natural dislike which may be supposed to exist between the +'patrons of the flux' and the 'friends of the ideas' (Soph.)? or is it +to be attributed to the indignation which Plato felt at having wasted +his time upon 'Cratylus and the doctrines of Heracleitus' in the days of +his youth? Socrates, touching on some of the characteristic difficulties +of early Greek philosophy, endeavours to show Cratylus that imitation +may be partial or imperfect, that a knowledge of things is higher than a +knowledge of names, and that there can be no knowledge if all things are +in a state of transition. But Cratylus, who does not easily apprehend +the argument from common sense, remains unconvinced, and on the whole +inclines to his former opinion. Some profound philosophical remarks are +scattered up and down, admitting of an application not only to language +but to knowledge generally; such as the assertion that 'consistency is +no test of truth:' or again, 'If we are over-precise about words, truth +will say "too late" to us as to the belated traveller in Aegina.' + +The place of the dialogue in the series cannot be determined with +certainty. The style and subject, and the treatment of the character of +Socrates, have a close resemblance to the earlier dialogues, especially +to the Phaedrus and Euthydemus. The manner in which the ideas are spoken +of at the end of the dialogue, also indicates a comparatively early +date. The imaginative element is still in full vigour; the Socrates +of the Cratylus is the Socrates of the Apology and Symposium, not yet +Platonized; and he describes, as in the Theaetetus, the philosophy of +Heracleitus by 'unsavoury' similes--he cannot believe that the world +is like 'a leaky vessel,' or 'a man who has a running at the nose'; he +attributes the flux of the world to the swimming in some folks' heads. +On the other hand, the relation of thought to language is omitted here, +but is treated of in the Sophist. These grounds are not sufficient to +enable us to arrive at a precise conclusion. But we shall not be far +wrong in placing the Cratylus about the middle, or at any rate in the +first half, of the series. + +Cratylus, the Heracleitean philosopher, and Hermogenes, the brother of +Callias, have been arguing about names; the former maintaining that they +are natural, the latter that they are conventional. Cratylus affirms +that his own is a true name, but will not allow that the name of +Hermogenes is equally true. Hermogenes asks Socrates to explain to +him what Cratylus means; or, far rather, he would like to know, What +Socrates himself thinks about the truth or correctness of names? +Socrates replies, that hard is knowledge, and the nature of names is +a considerable part of knowledge: he has never been to hear the +fifty-drachma course of Prodicus; and having only attended the +single-drachma course, he is not competent to give an opinion on +such matters. When Cratylus denies that Hermogenes is a true name, he +supposes him to mean that he is not a true son of Hermes, because he +is never in luck. But he would like to have an open council and to hear +both sides. + +Hermogenes is of opinion that there is no principle in names; they may +be changed, as we change the names of slaves, whenever we please, and +the altered name is as good as the original one. + +You mean to say, for instance, rejoins Socrates, that if I agree to call +a man a horse, then a man will be rightly called a horse by me, and a +man by the rest of the world? But, surely, there is in words a true +and a false, as there are true and false propositions. If a whole +proposition be true or false, then the parts of a proposition may be +true or false, and the least parts as well as the greatest; and the +least parts are names, and therefore names may be true or false. Would +Hermogenes maintain that anybody may give a name to anything, and as +many names as he pleases; and would all these names be always true at +the time of giving them? Hermogenes replies that this is the only way +in which he can conceive that names are correct; and he appeals to the +practice of different nations, and of the different Hellenic tribes, in +confirmation of his view. Socrates asks, whether the things differ +as the words which represent them differ:--Are we to maintain with +Protagoras, that what appears is? Hermogenes has always been puzzled +about this, but acknowledges, when he is pressed by Socrates, that there +are a few very good men in the world, and a great many very bad; and the +very good are the wise, and the very bad are the foolish; and this +is not mere appearance but reality. Nor is he disposed to say with +Euthydemus, that all things equally and always belong to all men; in +that case, again, there would be no distinction between bad and good +men. But then, the only remaining possibility is, that all things have +their several distinct natures, and are independent of our notions about +them. And not only things, but actions, have distinct natures, and +are done by different processes. There is a natural way of cutting or +burning, and a natural instrument with which men cut or burn, and any +other way will fail;--this is true of all actions. And speaking is +a kind of action, and naming is a kind of speaking, and we must name +according to a natural process, and with a proper instrument. We cut +with a knife, we pierce with an awl, we weave with a shuttle, we name +with a name. And as a shuttle separates the warp from the woof, so +a name distinguishes the natures of things. The weaver will use the +shuttle well,--that is, like a weaver; and the teacher will use the +name well,--that is, like a teacher. The shuttle will be made by the +carpenter; the awl by the smith or skilled person. But who makes a name? +Does not the law give names, and does not the teacher receive them from +the legislator? He is the skilled person who makes them, and of all +skilled workmen he is the rarest. But how does the carpenter make or +repair the shuttle, and to what will he look? Will he not look at the +ideal which he has in his mind? And as the different kinds of work +differ, so ought the instruments which make them to differ. The several +kinds of shuttles ought to answer in material and form to the several +kinds of webs. And the legislator ought to know the different materials +and forms of which names are made in Hellas and other countries. But +who is to be the judge of the proper form? The judge of shuttles is the +weaver who uses them; the judge of lyres is the player of the lyre; +the judge of ships is the pilot. And will not the judge who is able to +direct the legislator in his work of naming, be he who knows how to +use the names--he who can ask and answer questions--in short, the +dialectician? The pilot directs the carpenter how to make the rudder, +and the dialectician directs the legislator how he is to impose names; +for to express the ideal forms of things in syllables and letters is not +the easy task, Hermogenes, which you imagine. + +'I should be more readily persuaded, if you would show me this natural +correctness of names.' + +Indeed I cannot; but I see that you have advanced; for you now admit +that there is a correctness of names, and that not every one can give +a name. But what is the nature of this correctness or truth, you must +learn from the Sophists, of whom your brother Callias has bought his +reputation for wisdom rather dearly; and since they require to be paid, +you, having no money, had better learn from him at second-hand. 'Well, +but I have just given up Protagoras, and I should be inconsistent in +going to learn of him.' Then if you reject him you may learn of the +poets, and in particular of Homer, who distinguishes the names given by +Gods and men to the same things, as in the verse about the river God +who fought with Hephaestus, 'whom the Gods call Xanthus, and men call +Scamander;' or in the lines in which he mentions the bird which the +Gods call 'Chalcis,' and men 'Cymindis;' or the hill which men call +'Batieia,' and the Gods 'Myrinna's Tomb.' Here is an important lesson; +for the Gods must of course be right in their use of names. And this is +not the only truth about philology which may be learnt from Homer. Does +he not say that Hector's son had two names-- + +'Hector called him Scamandrius, but the others Astyanax'? + +Now, if the men called him Astyanax, is it not probable that the +other name was conferred by the women? And which are more likely to be +right--the wiser or the less wise, the men or the women? Homer evidently +agreed with the men: and of the name given by them he offers an +explanation;--the boy was called Astyanax ('king of the city'), because +his father saved the city. The names Astyanax and Hector, moreover, are +really the same,--the one means a king, and the other is 'a holder or +possessor.' For as the lion's whelp may be called a lion, or the horse's +foal a foal, so the son of a king may be called a king. But if the +horse had produced a calf, then that would be called a calf. Whether the +syllables of a name are the same or not makes no difference, provided +the meaning is retained. For example; the names of letters, whether +vowels or consonants, do not correspond to their sounds, with the +exception of epsilon, upsilon, omicron, omega. The name Beta has three +letters added to the sound--and yet this does not alter the sense of the +word, or prevent the whole name having the value which the legislator +intended. And the same may be said of a king and the son of a king, +who like other animals resemble each other in the course of nature; +the words by which they are signified may be disguised, and yet amid +differences of sound the etymologist may recognise the same notion, just +as the physician recognises the power of the same drugs under different +disguises of colour and smell. Hector and Astyanax have only one letter +alike, but they have the same meaning; and Agis (leader) is altogether +different in sound from Polemarchus (chief in war), or Eupolemus (good +warrior); but the two words present the same idea of leader or general, +like the words Iatrocles and Acesimbrotus, which equally denote a +physician. The son succeeds the father as the foal succeeds the horse, +but when, out of the course of nature, a prodigy occurs, and the +offspring no longer resembles the parent, then the names no longer +agree. This may be illustrated by the case of Agamemnon and his son +Orestes, of whom the former has a name significant of his patience at +the siege of Troy; while the name of the latter indicates his savage, +man-of-the-mountain nature. Atreus again, for his murder of Chrysippus, +and his cruelty to Thyestes, is rightly named Atreus, which, to the +eye of the etymologist, is ateros (destructive), ateires (stubborn), +atreotos (fearless); and Pelops is o ta pelas oron (he who sees what +is near only), because in his eagerness to win Hippodamia, he was +unconscious of the remoter consequences which the murder of Myrtilus +would entail upon his race. The name Tantalus, if slightly changed, +offers two etymologies; either apo tes tou lithou talanteias, or apo tou +talantaton einai, signifying at once the hanging of the stone over +his head in the world below, and the misery which he brought upon his +country. And the name of his father, Zeus, Dios, Zenos, has an excellent +meaning, though hard to be understood, because really a sentence which +is divided into two parts (Zeus, Dios). For he, being the lord and king +of all, is the author of our being, and in him all live: this is +implied in the double form, Dios, Zenos, which being put together and +interpreted is di on ze panta. There may, at first sight, appear to be +some irreverence in calling him the son of Cronos, who is a proverb for +stupidity; but the meaning is that Zeus himself is the son of a mighty +intellect; Kronos, quasi koros, not in the sense of a youth, but quasi +to katharon kai akeraton tou nou--the pure and garnished mind, which in +turn is begotten of Uranus, who is so called apo tou oran ta ano, from +looking upwards; which, as philosophers say, is the way to have a pure +mind. The earlier portion of Hesiod's genealogy has escaped my memory, +or I would try more conclusions of the same sort. 'You talk like an +oracle.' I caught the infection from Euthyphro, who gave me a long +lecture which began at dawn, and has not only entered into my ears, but +filled my soul, and my intention is to yield to the inspiration to-day; +and to-morrow I will be exorcised by some priest or sophist. 'Go on; +I am anxious to hear the rest.' Now that we have a general notion, +how shall we proceed? What names will afford the most crucial test of +natural fitness? Those of heroes and ordinary men are often deceptive, +because they are patronymics or expressions of a wish; let us try gods +and demi-gods. Gods are so called, apo tou thein, from the verb 'to +run;' because the sun, moon, and stars run about the heaven; and they +being the original gods of the Hellenes, as they still are of the +Barbarians, their name is given to all Gods. The demons are the golden +race of Hesiod, and by golden he means not literally golden, but good; +and they are called demons, quasi daemones, which in old Attic was used +for daimones--good men are well said to become daimones when they die, +because they are knowing. Eros (with an epsilon) is the same word as +eros (with an eta): 'the sons of God saw the daughters of men that they +were fair;' or perhaps they were a species of sophists or rhetoricians, +and so called apo tou erotan, or eirein, from their habit of spinning +questions; for eirein is equivalent to legein. I get all this from +Euthyphro; and now a new and ingenious idea comes into my mind, and, +if I am not careful, I shall be wiser than I ought to be by to-morrow's +dawn. My idea is, that we may put in and pull out letters at pleasure +and alter the accents (as, for example, Dii philos may be turned into +Diphilos), and we may make words into sentences and sentences into +words. The name anthrotos is a case in point, for a letter has been +omitted and the accent changed; the original meaning being o anathron a +opopen--he who looks up at what he sees. Psuche may be thought to be the +reviving, or refreshing, or animating principle--e anapsuchousa to +soma; but I am afraid that Euthyphro and his disciples will scorn this +derivation, and I must find another: shall we identify the soul with the +'ordering mind' of Anaxagoras, and say that psuche, quasi phuseche = e +phusin echei or ochei?--this might easily be refined into psyche. 'That +is a more artistic etymology.' + +After psuche follows soma; this, by a slight permutation, may be either += (1) the 'grave' of the soul, or (2) may mean 'that by which the soul +signifies (semainei) her wishes.' But more probably, the word is Orphic, +and simply denotes that the body is the place of ward in which the soul +suffers the penalty of sin,--en o sozetai. 'I should like to hear some +more explanations of the names of the Gods, like that excellent one +of Zeus.' The truest names of the Gods are those which they give +themselves; but these are unknown to us. Less true are those by which we +propitiate them, as men say in prayers, 'May he graciously receive any +name by which I call him.' And to avoid offence, I should like to let +them know beforehand that we are not presuming to enquire about them, +but only about the names which they usually bear. Let us begin with +Hestia. What did he mean who gave the name Hestia? 'That is a very +difficult question.' O, my dear Hermogenes, I believe that there was a +power of philosophy and talk among the first inventors of names, both in +our own and in other languages; for even in foreign words a principle +is discernible. Hestia is the same with esia, which is an old form of +ousia, and means the first principle of things: this agrees with the +fact that to Hestia the first sacrifices are offered. There is also +another reading--osia, which implies that 'pushing' (othoun) is the +first principle of all things. And here I seem to discover a delicate +allusion to the flux of Heracleitus--that antediluvian philosopher +who cannot walk twice in the same stream; and this flux of his may +accomplish yet greater marvels. For the names Cronos and Rhea cannot +have been accidental; the giver of them must have known something about +the doctrine of Heracleitus. Moreover, there is a remarkable coincidence +in the words of Hesiod, when he speaks of Oceanus, 'the origin of Gods;' +and in the verse of Orpheus, in which he describes Oceanus espousing +his sister Tethys. Tethys is nothing more than the name of a spring--to +diattomenon kai ethoumenon. Poseidon is posidesmos, the chain of the +feet, because you cannot walk on the sea--the epsilon is inserted by +way of ornament; or perhaps the name may have been originally polleidon, +meaning, that the God knew many things (polla eidos): he may also be +the shaker, apo tou seiein,--in this case, pi and delta have been added. +Pluto is connected with ploutos, because wealth comes out of the earth; +or the word may be a euphemism for Hades, which is usually derived apo +tou aeidous, because the God is concerned with the invisible. But the +name Hades was really given him from his knowing (eidenai) all good +things. Men in general are foolishly afraid of him, and talk with horror +of the world below from which no one may return. The reason why his +subjects never wish to come back, even if they could, is that the +God enchains them by the strongest of spells, namely by the desire of +virtue, which they hope to obtain by constant association with him. He +is the perfect and accomplished Sophist and the great benefactor of the +other world; for he has much more than he wants there, and hence he is +called Pluto or the rich. He will have nothing to do with the souls of +men while in the body, because he cannot work his will with them so +long as they are confused and entangled by fleshly lusts. Demeter is the +mother and giver of food--e didousa meter tes edodes. Here is erate tis, +or perhaps the legislator may have been thinking of the weather, and has +merely transposed the letters of the word aer. Pherephatta, that word +of awe, is pheretapha, which is only an euphonious contraction of e tou +pheromenou ephaptomene,--all things are in motion, and she in her wisdom +moves with them, and the wise God Hades consorts with her--there +is nothing very terrible in this, any more than in the her other +appellation Persephone, which is also significant of her wisdom (sophe). +Apollo is another name, which is supposed to have some dreadful meaning, +but is susceptible of at least four perfectly innocent explanations. +First, he is the purifier or purger or absolver (apolouon); secondly, +he is the true diviner, Aplos, as he is called in the Thessalian dialect +(aplos = aplous, sincere); thirdly, he is the archer (aei ballon), +always shooting; or again, supposing alpha to mean ama or omou, Apollo +becomes equivalent to ama polon, which points to both his musical and +his heavenly attributes; for there is a 'moving together' alike in music +and in the harmony of the spheres. The second lambda is inserted in +order to avoid the ill-omened sound of destruction. The Muses are so +called--apo tou mosthai. The gentle Leto or Letho is named from her +willingness (ethelemon), or because she is ready to forgive and forget +(lethe). Artemis is so called from her healthy well-balanced nature, +dia to artemes, or as aretes istor; or as a lover of virginity, aroton +misesasa. One of these explanations is probably true,--perhaps all of +them. Dionysus is o didous ton oinon, and oinos is quasi oionous because +wine makes those think (oiesthai) that they have a mind (nous) who have +none. The established derivation of Aphrodite dia ten tou athrou genesin +may be accepted on the authority of Hesiod. Again, there is the name of +Pallas, or Athene, which we, who are Athenians, must not forget. Pallas +is derived from armed dances--apo tou pallein ta opla. For Athene we +must turn to the allegorical interpreters of Homer, who make the name +equivalent to theonoe, or possibly the word was originally ethonoe and +signified moral intelligence (en ethei noesis). Hephaestus, again, is +the lord of light--o tou phaeos istor. This is a good notion; and, to +prevent any other getting into our heads, let us go on to Ares. He is +the manly one (arren), or the unchangeable one (arratos). Enough of the +Gods; for, by the Gods, I am afraid of them; but if you suggest other +words, you will see how the horses of Euthyphro prance. 'Only one more +God; tell me about my godfather Hermes.' He is ermeneus, the messenger +or cheater or thief or bargainer; or o eirein momenos, that is, eiremes +or ermes--the speaker or contriver of speeches. 'Well said Cratylus, +then, that I am no son of Hermes.' Pan, as the son of Hermes, is speech +or the brother of speech, and is called Pan because speech indicates +everything--o pan menuon. He has two forms, a true and a false; and is +in the upper part smooth, and in the lower part shaggy. He is the goat +of Tragedy, in which there are plenty of falsehoods. + +'Will you go on to the elements--sun, moon, stars, earth, aether, air, +fire, water, seasons, years?' Very good: and which shall I take first? +Let us begin with elios, or the sun. The Doric form elios helps us to +see that he is so called because at his rising he gathers (alizei) men +together, or because he rolls about (eilei) the earth, or because he +variegates (aiolei = poikillei) the earth. Selene is an anticipation +of Anaxagoras, being a contraction of selaenoneoaeia, the light (selas) +which is ever old and new, and which, as Anaxagoras says, is borrowed +from the sun; the name was harmonized into selanaia, a form which is +still in use. 'That is a true dithyrambic name.' Meis is so called apo +tou meiousthai, from suffering diminution, and astron is from astrape +(lightning), which is an improvement of anastrope, that which turns the +eyes inside out. 'How do you explain pur n udor?' I suspect that pur, +which, like udor n kuon, is found in Phrygian, is a foreign word; for +the Hellenes have borrowed much from the barbarians, and I always resort +to this theory of a foreign origin when I am at a loss. Aer may be +explained, oti airei ta apo tes ges; or, oti aei rei; or, oti pneuma ex +autou ginetai (compare the poetic word aetai). So aither quasi aeitheer +oti aei thei peri ton aera: ge, gaia quasi genneteira (compare the +Homeric form gegaasi); ora (with an omega), or, according to the old +Attic form ora (with an omicron), is derived apo tou orizein, because +it divides the year; eniautos and etos are the same thought--o en eauto +etazon, cut into two parts, en eauto and etazon, like di on ze into Dios +and Zenos. + +'You make surprising progress.' True; I am run away with, and am not +even yet at my utmost speed. 'I should like very much to hear your +account of the virtues. What principle of correctness is there in +those charming words, wisdom, understanding, justice, and the rest?' To +explain all that will be a serious business; still, as I have put on +the lion's skin, appearances must be maintained. My opinion is, that +primitive men were like some modern philosophers, who, by always going +round in their search after the nature of things, become dizzy; and this +phenomenon, which was really in themselves, they imagined to take place +in the external world. You have no doubt remarked, that the doctrine of +the universal flux, or generation of things, is indicated in names. 'No, +I never did.' Phronesis is only phoras kai rou noesis, or perhaps phoras +onesis, and in any case is connected with pheresthai; gnome is gones +skepsis kai nomesis; noesis is neou or gignomenon esis; the word neos +implies that creation is always going on--the original form was +neoesis; sophrosune is soteria phroneseos; episteme is e epomene tois +pragmasin--the faculty which keeps close, neither anticipating nor +lagging behind; sunesis is equivalent to sunienai, sumporeuesthai ten +psuche, and is a kind of conclusion--sullogismos tis, akin therefore in +idea to episteme; sophia is very difficult, and has a foreign look--the +meaning is, touching the motion or stream of things, and may be +illustrated by the poetical esuthe and the Lacedaemonian proper name +Sous, or Rush; agathon is ro agaston en te tachuteti,--for all things +are in motion, and some are swifter than others: dikaiosune is clearly +e tou dikaiou sunesis. The word dikaion is more troublesome, and appears +to mean the subtle penetrating power which, as the lovers of motion say, +preserves all things, and is the cause of all things, quasi diaion going +through--the letter kappa being inserted for the sake of euphony. This +is a great mystery which has been confided to me; but when I ask for an +explanation I am thought obtrusive, and another derivation is proposed +to me. Justice is said to be o kaion, or the sun; and when I joyfully +repeat this beautiful notion, I am answered, 'What, is there no justice +when the sun is down?' And when I entreat my questioner to tell me his +own opinion, he replies, that justice is fire in the abstract, or heat +in the abstract; which is not very intelligible. Others laugh at such +notions, and say with Anaxagoras, that justice is the ordering mind. 'I +think that some one must have told you this.' And not the rest? Let me +proceed then, in the hope of proving to you my originality. Andreia is +quasi anpeia quasi e ano roe, the stream which flows upwards, and +is opposed to injustice, which clearly hinders the principle of +penetration; arren and aner have a similar derivation; gune is the same +as gone; thelu is derived apo tes theles, because the teat makes things +flourish (tethelenai), and the word thallein itself implies increase +of youth, which is swift and sudden ever (thein and allesthai). I am +getting over the ground fast: but much has still to be explained. There +is techne, for instance. This, by an aphaeresis of tau and an epenthesis +of omicron in two places, may be identified with echonoe, and signifies +'that which has mind.' + +'A very poor etymology.' Yes; but you must remember that all language is +in process of change; letters are taken in and put out for the sake of +euphony, and time is also a great alterer of words. For example, what +business has the letter rho in the word katoptron, or the letter sigma +in the word sphigx? The additions are often such that it is impossible +to make out the original word; and yet, if you may put in and pull out, +as you like, any name is equally good for any object. The fact is, that +great dictators of literature like yourself should observe the rules of +moderation. 'I will do my best.' But do not be too much of a precisian, +or you will paralyze me. If you will let me add mechane, apo tou mekous, +which means polu, and anein, I shall be at the summit of my powers, from +which elevation I will examine the two words kakia and arete. The first +is easily explained in accordance with what has preceded; for all things +being in a flux, kakia is to kakos ion. This derivation is illustrated +by the word deilia, which ought to have come after andreia, and may +be regarded as o lian desmos tes psuches, just as aporia signifies an +impediment to motion (from alpha not, and poreuesthai to go), and arete +is euporia, which is the opposite of this--the everflowing (aei reousa +or aeireite), or the eligible, quasi airete. You will think that I am +inventing, but I say that if kakia is right, then arete is also right. +But what is kakon? That is a very obscure word, to which I can only +apply my old notion and declare that kakon is a foreign word. Next, let +us proceed to kalon, aischron. The latter is doubtless contracted from +aeischoroun, quasi aei ischon roun. The inventor of words being a patron +of the flux, was a great enemy to stagnation. Kalon is to kaloun ta +pragmata--this is mind (nous or dianoia); which is also the principle of +beauty; and which doing the works of beauty, is therefore rightly +called the beautiful. The meaning of sumpheron is explained by previous +examples;--like episteme, signifying that the soul moves in harmony with +the world (sumphora, sumpheronta). Kerdos is to pasi kerannumenon--that +which mingles with all things: lusiteloun is equivalent to to tes phoras +luon to telos, and is not to be taken in the vulgar sense of gainful, +but rather in that of swift, being the principle which makes motion +immortal and unceasing; ophelimon is apo tou ophellein--that which gives +increase: this word, which is Homeric, is of foreign origin. Blaberon is +to blamton or boulomenon aptein tou rou--that which injures or seeks to +bind the stream. The proper word would be boulapteroun, but this is too +much of a mouthful--like a prelude on the flute in honour of Athene. The +word zemiodes is difficult; great changes, as I was saying, have been +made in words, and even a small change will alter their meaning very +much. The word deon is one of these disguised words. You know that +according to the old pronunciation, which is especially affected by the +women, who are great conservatives, iota and delta were used where we +should now use eta and zeta: for example, what we now call emera was +formerly called imera; and this shows the meaning of the word to +have been 'the desired one coming after night,' and not, as is often +supposed, 'that which makes things gentle' (emera). So again, zugon is +duogon, quasi desis duein eis agogen--(the binding of two together for +the purpose of drawing.) Deon, as ordinarily written, has an evil sense, +signifying the chain (desmos) or hindrance of motion; but in its ancient +form dion is expressive of good, quasi diion, that which penetrates +or goes through all. Zemiodes is really demiodes, and means that which +binds motion (dounti to ion): edone is e pros ten onrsin teinousa +praxis--the delta is an insertion: lupe is derived apo tes dialuseos tou +somatos: ania is from alpha and ienai, to go: algedon is a foreign word, +and is so called apo tou algeinou: odune is apo tes enduseos tes lupes: +achthedon is in its very sound a burden: chapa expresses the flow +of soul: terpsis is apo tou terpnou, and terpnon is properly erpnon, +because the sensation of pleasure is likened to a breath (pnoe) which +creeps (erpei) through the soul: euphrosune is named from pheresthai, +because the soul moves in harmony with nature: epithumia is e epi ton +thumon iousa dunamis: thumos is apo tes thuseos tes psuches: imeros--oti +eimenos pei e psuche: pothos, the desire which is in another place, +allothi pou: eros was anciently esros, and so called because it flows +into (esrei) the soul from without: doxa is e dioxis tou eidenai, or +expresses the shooting from a bow (toxon). The latter etymology is +confirmed by the words boulesthai, boule, aboulia, which all have to do +with shooting (bole): and similarly oiesis is nothing but the movement +(oisis) of the soul towards essence. Ekousion is to eikon--the +yielding--anagke is e an agke iousa, the passage through ravines which +impede motion: aletheia is theia ale, divine motion. Pseudos is the +opposite of this, implying the principle of constraint and forced +repose, which is expressed under the figure of sleep, to eudon; the psi +is an addition. Onoma, a name, affirms the real existence of that which +is sought after--on ou masma estin. On and ousia are only ion with an +iota broken off; and ouk on is ouk ion. 'And what are ion, reon, doun?' +One way of explaining them has been already suggested--they may be of +foreign origin; and possibly this is the true answer. But mere antiquity +may often prevent our recognizing words, after all the complications +which they have undergone; and we must remember that however far we +carry back our analysis some ultimate elements or roots will remain +which can be no further analyzed. For example; the word agathos was +supposed by us to be a compound of agastos and thoos, and probably thoos +may be further resolvable. But if we take a word of which no further +resolution seems attainable, we may fairly conclude that we have reached +one of these original elements, and the truth of such a word must be +tested by some new method. Will you help me in the search? + +All names, whether primary or secondary, are intended to show the nature +of things; and the secondary, as I conceive, derive their significance +from the primary. But then, how do the primary names indicate anything? +And let me ask another question,--If we had no faculty of speech, how +should we communicate with one another? Should we not use signs, +like the deaf and dumb? The elevation of our hands would mean +lightness--heaviness would be expressed by letting them drop. The +running of any animal would be described by a similar movement of our +own frames. The body can only express anything by imitation; and the +tongue or mouth can imitate as well as the rest of the body. But this +imitation of the tongue or voice is not yet a name, because people may +imitate sheep or goats without naming them. What, then, is a name? In +the first place, a name is not a musical, or, secondly, a pictorial +imitation, but an imitation of that kind which expresses the nature of a +thing; and is the invention not of a musician, or of a painter, but of a +namer. + +And now, I think that we may consider the names about which you were +asking. The way to analyze them will be by going back to the letters, +or primary elements of which they are composed. First, we separate the +alphabet into classes of letters, distinguishing the consonants, mutes, +vowels, and semivowels; and when we have learnt them singly, we shall +learn to know them in their various combinations of two or more letters; +just as the painter knows how to use either a single colour, or a +combination of colours. And like the painter, we may apply letters to +the expression of objects, and form them into syllables; and these +again into words, until the picture or figure--that is, language--is +completed. Not that I am literally speaking of ourselves, but I mean +to say that this was the way in which the ancients framed language. And +this leads me to consider whether the primary as well as the secondary +elements are rightly given. I may remark, as I was saying about the +Gods, that we can only attain to conjecture of them. But still we insist +that ours is the true and only method of discovery; otherwise we must +have recourse, like the tragic poets, to a Deus ex machina, and say +that God gave the first names, and therefore they are right; or that the +barbarians are older than we are, and that we learnt of them; or that +antiquity has cast a veil over the truth. Yet all these are not reasons; +they are only ingenious excuses for having no reasons. + +I will freely impart to you my own notions, though they are somewhat +crude:--the letter rho appears to me to be the general instrument which +the legislator has employed to express all motion or kinesis. (I ought +to explain that kinesis is just iesis (going), for the letter eta was +unknown to the ancients; and the root, kiein, is a foreign form of +ienai: of kinesis or eisis, the opposite is stasis). This use of rho is +evident in the words tremble, break, crush, crumble, and the like; +the imposer of names perceived that the tongue is most agitated in the +pronunciation of this letter, just as he used iota to express the subtle +power which penetrates through all things. The letters phi, psi, sigma, +zeta, which require a great deal of wind, are employed in the imitation +of such notions as shivering, seething, shaking, and in general of what +is windy. The letters delta and tau convey the idea of binding and rest +in a place: the lambda denotes smoothness, as in the words slip, sleek, +sleep, and the like. But when the slipping tongue is detained by the +heavier sound of gamma, then arises the notion of a glutinous clammy +nature: nu is sounded from within, and has a notion of inwardness: alpha +is the expression of size; eta of length; omicron of roundness, and +therefore there is plenty of omicron in the word goggulon. That is my +view, Hermogenes, of the correctness of names; and I should like to hear +what Cratylus would say. 'But, Socrates, as I was telling you, Cratylus +mystifies me; I should like to ask him, in your presence, what he means +by the fitness of names?' To this appeal, Cratylus replies 'that he +cannot explain so important a subject all in a moment.' 'No, but you may +"add little to little," as Hesiod says.' Socrates here interposes +his own request, that Cratylus will give some account of his theory. +Hermogenes and himself are mere sciolists, but Cratylus has reflected +on these matters, and has had teachers. Cratylus replies in the words of +Achilles: '"Illustrious Ajax, you have spoken in all things much to my +mind," whether Euthyphro, or some Muse inhabiting your own breast, +was the inspirer.' Socrates replies, that he is afraid of being +self-deceived, and therefore he must 'look fore and aft,' as Homer +remarks. Does not Cratylus agree with him that names teach us the nature +of things? 'Yes.' And naming is an art, and the artists are legislators, +and like artists in general, some of them are better and some of them +are worse than others, and give better or worse laws, and make better or +worse names. Cratylus cannot admit that one name is better than another; +they are either true names, or they are not names at all; and when he is +asked about the name of Hermogenes, who is acknowledged to have no +luck in him, he affirms this to be the name of somebody else. Socrates +supposes him to mean that falsehood is impossible, to which his own +answer would be, that there has never been a lack of liars. Cratylus +presses him with the old sophistical argument, that falsehood is saying +that which is not, and therefore saying nothing;--you cannot utter the +word which is not. Socrates complains that this argument is too subtle +for an old man to understand: Suppose a person addressing Cratylus were +to say, Hail, Athenian Stranger, Hermogenes! would these words be true +or false? 'I should say that they would be mere unmeaning sounds, like +the hammering of a brass pot.' But you would acknowledge that names, +as well as pictures, are imitations, and also that pictures may give a +right or wrong representation of a man or woman:--why may not names +then equally give a representation true and right or false and wrong? +Cratylus admits that pictures may give a true or false representation, +but denies that names can. Socrates argues, that he may go up to a man +and say 'this is year picture,' and again, he may go and say to him +'this is your name'--in the one case appealing to his sense of sight, +and in the other to his sense of hearing;--may he not? 'Yes.' Then you +will admit that there is a right or a wrong assignment of names, and if +of names, then of verbs and nouns; and if of verbs and nouns, then +of the sentences which are made up of them; and comparing nouns to +pictures, you may give them all the appropriate sounds, or only some of +them. And as he who gives all the colours makes a good picture, and +he who gives only some of them, a bad or imperfect one, but still a +picture; so he who gives all the sounds makes a good name, and he who +gives only some of them, a bad or imperfect one, but a name still. The +artist of names, that is, the legislator, may be a good or he may be a +bad artist. 'Yes, Socrates, but the cases are not parallel; for if you +subtract or misplace a letter, the name ceases to be a name.' Socrates +admits that the number 10, if an unit is subtracted, would cease to +be 10, but denies that names are of this purely quantitative nature. +Suppose that there are two objects--Cratylus and the image of Cratylus; +and let us imagine that some God makes them perfectly alike, both in +their outward form and in their inner nature and qualities: then +there will be two Cratyluses, and not merely Cratylus and the image of +Cratylus. But an image in fact always falls short in some degree of the +original, and if images are not exact counterparts, why should names +be? if they were, they would be the doubles of their originals, and +indistinguishable from them; and how ridiculous would this be! Cratylus +admits the truth of Socrates' remark. But then Socrates rejoins, he +should have the courage to acknowledge that letters may be wrongly +inserted in a noun, or a noun in a sentence; and yet the noun or the +sentence may retain a meaning. Better to admit this, that we may not be +punished like the traveller in Egina who goes about at night, and that +Truth herself may not say to us, 'Too late.' And, errors excepted, we +may still affirm that a name to be correct must have proper letters, +which bear a resemblance to the thing signified. I must remind you of +what Hermogenes and I were saying about the letter rho accent, which +was held to be expressive of motion and hardness, as lambda is of +smoothness;--and this you will admit to be their natural meaning. But +then, why do the Eritreans call that skleroter which we call sklerotes? +We can understand one another, although the letter rho accent is not +equivalent to the letter s: why is this? You reply, because the two +letters are sufficiently alike for the purpose of expressing motion. +Well, then, there is the letter lambda; what business has this in a word +meaning hardness? 'Why, Socrates, I retort upon you, that we put in and +pull out letters at pleasure.' And the explanation of this is custom +or agreement: we have made a convention that the rho shall mean s and a +convention may indicate by the unlike as well as by the like. How could +there be names for all the numbers unless you allow that convention +is used? Imitation is a poor thing, and has to be supplemented by +convention, which is another poor thing; although I agree with you in +thinking that the most perfect form of language is found only where +there is a perfect correspondence of sound and meaning. But let me ask +you what is the use and force of names? 'The use of names, Socrates, is +to inform, and he who knows names knows things.' Do you mean that the +discovery of names is the same as the discovery of things? 'Yes.' But +do you not see that there is a degree of deception about names? He who +first gave names, gave them according to his conception, and that +may have been erroneous. 'But then, why, Socrates, is language so +consistent? all words have the same laws.' Mere consistency is no test +of truth. In geometrical problems, for example, there may be a flaw +at the beginning, and yet the conclusion may follow consistently. And, +therefore, a wise man will take especial care of first principles. But +are words really consistent; are there not as many terms of praise +which signify rest as which signify motion? There is episteme, which +is connected with stasis, as mneme is with meno. Bebaion, again, is the +expression of station and position; istoria is clearly descriptive of +the stopping istanai of the stream; piston indicates the cessation of +motion; and there are many words having a bad sense, which are connected +with ideas of motion, such as sumphora, amartia, etc.: amathia, again, +might be explained, as e ama theo iontos poreia, and akolasia as e +akolouthia tois pragmasin. Thus the bad names are framed on the same +principle as the good, and other examples might be given, which would +favour a theory of rest rather than of motion. 'Yes; but the greater +number of words express motion.' Are we to count them, Cratylus; and is +correctness of names to be determined by the voice of a majority? + +Here is another point: we were saying that the legislator gives names; +and therefore we must suppose that he knows the things which he names: +but how can he have learnt things from names before there were any +names? 'I believe, Socrates, that some power more than human first gave +things their names, and that these were necessarily true names.' Then +how came the giver of names to contradict himself, and to make some +names expressive of rest, and others of motion? 'I do not suppose +that he did make them both.' Then which did he make--those which are +expressive of rest, or those which are expressive of motion?...But if +some names are true and others false, we can only decide between them, +not by counting words, but by appealing to things. And, if so, we must +allow that things may be known without names; for names, as we have +several times admitted, are the images of things; and the higher +knowledge is of things, and is not to be derived from names; and though +I do not doubt that the inventors of language gave names, under the idea +that all things are in a state of motion and flux, I believe that they +were mistaken; and that having fallen into a whirlpool themselves, they +are trying to drag us after them. For is there not a true beauty and +a true good, which is always beautiful and always good? Can the thing +beauty be vanishing away from us while the words are yet in our mouths? +And they could not be known by any one if they are always passing +away--for if they are always passing away, the observer has no +opportunity of observing their state. Whether the doctrine of the flux +or of the eternal nature be the truer, is hard to determine. But no man +of sense will put himself, or the education of his mind, in the power +of names: he will not condemn himself to be an unreal thing, nor will he +believe that everything is in a flux like the water in a leaky vessel, +or that the world is a man who has a running at the nose. This doctrine +may be true, Cratylus, but is also very likely to be untrue; and +therefore I would have you reflect while you are young, and find out the +truth, and when you know come and tell me. 'I have thought, Socrates, +and after a good deal of thinking I incline to Heracleitus.' Then +another day, my friend, you shall give me a lesson. 'Very good, +Socrates, and I hope that you will continue to study these things +yourself.' + + +***** + + +We may now consider (I) how far Plato in the Cratylus has discovered +the true principles of language, and then (II) proceed to compare modern +speculations respecting the origin and nature of language with the +anticipations of his genius. + +I. (1) Plato is aware that language is not the work of chance; nor does +he deny that there is a natural fitness in names. He only insists that +this natural fitness shall be intelligibly explained. But he has no idea +that language is a natural organism. He would have heard with surprise +that languages are the common work of whole nations in a primitive or +semi-barbarous age. How, he would probably have argued, could men devoid +of art have contrived a structure of such complexity? No answer could +have been given to this question, either in ancient or in modern times, +until the nature of primitive antiquity had been thoroughly studied, and +the instincts of man had been shown to exist in greater force, when +his state approaches more nearly to that of children or animals. The +philosophers of the last century, after their manner, would have vainly +endeavoured to trace the process by which proper names were converted +into common, and would have shown how the last effort of abstraction +invented prepositions and auxiliaries. The theologian would have proved +that language must have had a divine origin, because in childhood, +while the organs are pliable, the intelligence is wanting, and when the +intelligence is able to frame conceptions, the organs are no longer able +to express them. Or, as others have said: Man is man because he has the +gift of speech; and he could not have invented that which he is. But +this would have been an 'argument too subtle' for Socrates, who rejects +the theological account of the origin of language 'as an excuse for not +giving a reason,' which he compares to the introduction of the 'Deus ex +machina' by the tragic poets when they have to solve a difficulty; thus +anticipating many modern controversies in which the primary agency +of the divine Being is confused with the secondary cause; and God is +assumed to have worked a miracle in order to fill up a lacuna in human +knowledge. (Compare Timaeus.) + +Neither is Plato wrong in supposing that an element of design and art +enters into language. The creative power abating is supplemented by a +mechanical process. 'Languages are not made but grow,' but they are made +as well as grow; bursting into life like a plant or a flower, they +are also capable of being trained and improved and engrafted upon one +another. The change in them is effected in earlier ages by musical and +euphonic improvements, at a later stage by the influence of grammar +and logic, and by the poetical and literary use of words. They develope +rapidly in childhood, and when they are full grown and set they may +still put forth intellectual powers, like the mind in the body, or +rather we may say that the nobler use of language only begins when the +frame-work is complete. The savage or primitive man, in whom the natural +instinct is strongest, is also the greatest improver of the forms of +language. He is the poet or maker of words, as in civilised ages the +dialectician is the definer or distinguisher of them. The latter calls +the second world of abstract terms into existence, as the former has +created the picture sounds which represent natural objects or processes. +Poetry and philosophy--these two, are the two great formative principles +of language, when they have passed their first stage, of which, as +of the first invention of the arts in general, we only entertain +conjecture. And mythology is a link between them, connecting the visible +and invisible, until at length the sensuous exterior falls away, and the +severance of the inner and outer world, of the idea and the object of +sense, becomes complete. At a later period, logic and grammar, sister +arts, preserve and enlarge the decaying instinct of language, by rule +and method, which they gather from analysis and observation. + +(2) There is no trace in any of Plato's writings that he was acquainted +with any language but Greek. Yet he has conceived very truly the +relation of Greek to foreign languages, which he is led to consider, +because he finds that many Greek words are incapable of explanation. +Allowing a good deal for accident, and also for the fancies of the +conditores linguae Graecae, there is an element of which he is unable to +give an account. These unintelligible words he supposes to be of foreign +origin, and to have been derived from a time when the Greeks were either +barbarians, or in close relations to the barbarians. Socrates is aware +that this principle is liable to great abuse; and, like the 'Deus ex +machina,' explains nothing. Hence he excuses himself for the employment +of such a device, and remarks that in foreign words there is still +a principle of correctness, which applies equally both to Greeks and +barbarians. + +(3) But the greater number of primary words do not admit of derivation +from foreign languages; they must be resolved into the letters out of +which they are composed, and therefore the letters must have a meaning. +The framers of language were aware of this; they observed that alpha was +adapted to express size; eta length; omicron roundness; nu inwardness; +rho accent rush or roar; lambda liquidity; gamma lambda the detention of +the liquid or slippery element; delta and tau binding; phi, psi, sigma, +xi, wind and cold, and so on. Plato's analysis of the letters of the +alphabet shows a wonderful insight into the nature of language. He does +not expressively distinguish between mere imitation and the symbolical +use of sound to express thought, but he recognises in the examples which +he gives both modes of imitation. Gesture is the mode which a deaf and +dumb person would take of indicating his meaning. And language is the +gesture of the tongue; in the use of the letter rho accent, to express +a rushing or roaring, or of omicron to express roundness, there is a +direct imitation; while in the use of the letter alpha to express size, +or of eta to express length, the imitation is symbolical. The use of +analogous or similar sounds, in order to express similar analogous +ideas, seems to have escaped him. + +In passing from the gesture of the body to the movement of the tongue, +Plato makes a great step in the physiology of language. He was probably +the first who said that 'language is imitative sound,' which is the +greatest and deepest truth of philology; although he is not aware of the +laws of euphony and association by which imitation must be regulated. +He was probably also the first who made a distinction between simple and +compound words, a truth second only in importance to that which has just +been mentioned. His great insight in one direction curiously contrasts +with his blindness in another; for he appears to be wholly unaware +(compare his derivation of agathos from agastos and thoos) of the +difference between the root and termination. But we must recollect that +he was necessarily more ignorant than any schoolboy of Greek grammar, +and had no table of the inflexions of verbs and nouns before his eyes, +which might have suggested to him the distinction. + +(4) Plato distinctly affirms that language is not truth, or 'philosophie +une langue bien faite.' At first, Socrates has delighted himself with +discovering the flux of Heracleitus in language. But he is covertly +satirising the pretence of that or any other age to find philosophy in +words; and he afterwards corrects any erroneous inference which might be +gathered from his experiment. For he finds as many, or almost as many, +words expressive of rest, as he had previously found expressive of +motion. And even if this had been otherwise, who would learn of words +when he might learn of things? There is a great controversy and high +argument between Heracleiteans and Eleatics, but no man of sense would +commit his soul in such enquiries to the imposers of names...In this and +other passages Plato shows that he is as completely emancipated from the +influence of 'Idols of the tribe' as Bacon himself. + +The lesson which may be gathered from words is not metaphysical or +moral, but historical. They teach us the affinity of races, they tell us +something about the association of ideas, they occasionally preserve the +memory of a disused custom; but we cannot safely argue from them about +right and wrong, matter and mind, freedom and necessity, or the other +problems of moral and metaphysical philosophy. For the use of words on +such subjects may often be metaphorical, accidental, derived from other +languages, and may have no relation to the contemporary state of thought +and feeling. Nor in any case is the invention of them the result of +philosophical reflection; they have been commonly transferred from +matter to mind, and their meaning is the very reverse of their +etymology. Because there is or is not a name for a thing, we cannot +argue that the thing has or has not an actual existence; or that +the antitheses, parallels, conjugates, correlatives of language have +anything corresponding to them in nature. There are too many words as +well as too few; and they generalize the objects or ideas which they +represent. The greatest lesson which the philosophical analysis of +language teaches us is, that we should be above language, making words +our servants, and not allowing them to be our masters. + +Plato does not add the further observation, that the etymological +meaning of words is in process of being lost. If at first framed on +a principle of intelligibility, they would gradually cease to be +intelligible, like those of a foreign language, he is willing to admit +that they are subject to many changes, and put on many disguises. He +acknowledges that the 'poor creature' imitation is supplemented by +another 'poor creature,'--convention. But he does not see that 'habit +and repute,' and their relation to other words, are always exercising +an influence over them. Words appear to be isolated, but they are really +the parts of an organism which is always being reproduced. They are +refined by civilization, harmonized by poetry, emphasized by literature, +technically applied in philosophy and art; they are used as symbols on +the border-ground of human knowledge; they receive a fresh impress from +individual genius, and come with a new force and association to every +lively-minded person. They are fixed by the simultaneous utterance of +millions, and yet are always imperceptibly changing;--not the inventors +of language, but writing and speaking, and particularly great writers, +or works which pass into the hearts of nations, Homer, Shakespear, +Dante, the German or English Bible, Kant and Hegel, are the makers of +them in later ages. They carry with them the faded recollection of their +own past history; the use of a word in a striking and familiar passage +gives a complexion to its use everywhere else, and the new use of an +old and familiar phrase has also a peculiar power over us. But these and +other subtleties of language escaped the observation of Plato. He is not +aware that the languages of the world are organic structures, and that +every word in them is related to every other; nor does he conceive of +language as the joint work of the speaker and the hearer, requiring in +man a faculty not only of expressing his thoughts but of understanding +those of others. + +On the other hand, he cannot be justly charged with a desire to frame +language on artificial principles. Philosophers have sometimes dreamed +of a technical or scientific language, in words which should have +fixed meanings, and stand in the same relation to one another as the +substances which they denote. But there is no more trace of this in +Plato than there is of a language corresponding to the ideas; nor, +indeed, could the want of such a language be felt until the sciences +were far more developed. Those who would extend the use of technical +phraseology beyond the limits of science or of custom, seem to forget +that freedom and suggestiveness and the play of association are +essential characteristics of language. The great master has shown how +he regarded pedantic distinctions of words or attempts to confine their +meaning in the satire on Prodicus in the Protagoras. + +(5) In addition to these anticipations of the general principles of +philology, we may note also a few curious observations on words and +sounds. 'The Eretrians say sklerotes for skleroter;' 'the Thessalians +call Apollo Amlos;' 'The Phrygians have the words pur, udor, kunes +slightly changed;' 'there is an old Homeric word emesato, meaning "he +contrived";' 'our forefathers, and especially the women, who are most +conservative of the ancient language, loved the letters iota and delta; +but now iota is changed into eta and epsilon, and delta into zeta; +this is supposed to increase the grandeur of the sound.' Plato was +very willing to use inductive arguments, so far as they were within his +reach; but he would also have assigned a large influence to chance. Nor +indeed is induction applicable to philology in the same degree as to +most of the physical sciences. For after we have pushed our researches +to the furthest point, in language as in all the other creations of the +human mind, there will always remain an element of exception or accident +or free-will, which cannot be eliminated. + +The question, 'whether falsehood is impossible,' which Socrates +characteristically sets aside as too subtle for an old man (compare +Euthyd.), could only have arisen in an age of imperfect consciousness, +which had not yet learned to distinguish words from things. Socrates +replies in effect that words have an independent existence; thus +anticipating the solution of the mediaeval controversy of Nominalism +and Realism. He is aware too that languages exist in various degrees +of perfection, and that the analysis of them can only be carried to a +certain point. 'If we could always, or almost always, use likenesses, +which are the appropriate expressions, that would be the most perfect +state of language.' These words suggest a question of deeper interest +than the origin of language; viz. what is the ideal of language, how +far by any correction of their usages existing languages might become +clearer and more expressive than they are, more poetical, and also more +logical; or whether they are now finally fixed and have received their +last impress from time and authority. + +On the whole, the Cratylus seems to contain deeper truths about language +than any other ancient writing. But feeling the uncertain ground upon +which he is walking, and partly in order to preserve the character of +Socrates, Plato envelopes the whole subject in a robe of fancy, and +allows his principles to drop out as if by accident. + +II. What is the result of recent speculations about the origin and +nature of language? Like other modern metaphysical enquiries, they end +at last in a statement of facts. But, in order to state or understand +the facts, a metaphysical insight seems to be required. There are +more things in language than the human mind easily conceives. And many +fallacies have to be dispelled, as well as observations made. The true +spirit of philosophy or metaphysics can alone charm away metaphysical +illusions, which are always reappearing, formerly in the fancies of +neoplatonist writers, now in the disguise of experience and common +sense. An analogy, a figure of speech, an intelligible theory, a +superficial observation of the individual, have often been mistaken for +a true account of the origin of language. + +Speaking is one of the simplest natural operations, and also the most +complex. Nothing would seem to be easier or more trivial than a few +words uttered by a child in any language. Yet into the formation of +those words have entered causes which the human mind is not capable +of calculating. They are a drop or two of the great stream or ocean of +speech which has been flowing in all ages. They have been transmitted +from one language to another; like the child himself, they go back to +the beginnings of the human race. How they originated, who can tell? +Nevertheless we can imagine a stage of human society in which the circle +of men's minds was narrower and their sympathies and instincts stronger; +in which their organs of speech were more flexible, and the sense of +hearing finer and more discerning; in which they lived more in company, +and after the manner of children were more given to express their +feelings; in which 'they moved all together,' like a herd of wild +animals, 'when they moved at all.' Among them, as in every society, a +particular person would be more sensitive and intelligent than the rest. +Suddenly, on some occasion of interest (at the approach of a wild beast, +shall we say?), he first, they following him, utter a cry which resounds +through the forest. The cry is almost or quite involuntary, and may be +an imitation of the roar of the animal. Thus far we have not speech, +but only the inarticulate expression of feeling or emotion in no respect +differing from the cries of animals; for they too call to one another +and are answered. But now suppose that some one at a distance not only +hears the sound, but apprehends the meaning: or we may imagine that +the cry is repeated to a member of the society who had been absent; the +others act the scene over again when he returns home in the evening. And +so the cry becomes a word. The hearer in turn gives back the word to +the speaker, who is now aware that he has acquired a new power. Many +thousand times he exercises this power; like a child learning to talk, +he repeats the same cry again, and again he is answered; he tries +experiments with a like result, and the speaker and the hearer rejoice +together in their newly-discovered faculty. At first there would be few +such cries, and little danger of mistaking or confusing them. For the +mind of primitive man had a narrow range of perceptions and feelings; +his senses were microscopic; twenty or thirty sounds or gestures would +be enough for him, nor would he have any difficulty in finding them. +Naturally he broke out into speech--like the young infant he laughed +and babbled; but not until there were hearers as well as speakers did +language begin. Not the interjection or the vocal imitation of the +object, but the interjection or the vocal imitation of the object +understood, is the first rudiment of human speech. + +After a while the word gathers associations, and has an independent +existence. The imitation of the lion's roar calls up the fears and hopes +of the chase, which are excited by his appearance. In the moment of +hearing the sound, without any appreciable interval, these and other +latent experiences wake up in the mind of the hearer. Not only does he +receive an impression, but he brings previous knowledge to bear upon +that impression. Necessarily the pictorial image becomes less vivid, +while the association of the nature and habits of the animal is more +distinctly perceived. The picture passes into a symbol, for there would +be too many of them and they would crowd the mind; the vocal imitation, +too, is always in process of being lost and being renewed, just as the +picture is brought back again in the description of the poet. Words now +can be used more freely because there are more of them. What was once an +involuntary expression becomes voluntary. Not only can men utter a cry +or call, but they can communicate and converse; they can not only use +words, but they can even play with them. The word is separated both from +the object and from the mind; and slowly nations and individuals attain +to a fuller consciousness of themselves. + +Parallel with this mental process the articulation of sounds is +gradually becoming perfected. The finer sense detects the differences of +them, and begins, first to agglomerate, then to distinguish them. Times, +persons, places, relations of all kinds, are expressed by modifications +of them. The earliest parts of speech, as we may call them by +anticipation, like the first utterances of children, probably partook +of the nature of interjections and nouns; then came verbs; at length the +whole sentence appeared, and rhythm and metre followed. Each stage in +the progress of language was accompanied by some corresponding stage +in the mind and civilisation of man. In time, when the family became a +nation, the wild growth of dialects passed into a language. Then arose +poetry and literature. We can hardly realize to ourselves how much with +each improvement of language the powers of the human mind were enlarged; +how the inner world took the place of outer; how the pictorial or +symbolical or analogical word was refined into a notion; how language, +fair and large and free, was at last complete. + +So we may imagine the speech of man to have begun as with the cries of +animals, or the stammering lips of children, and to have attained by +degrees the perfection of Homer and Plato. Yet we are far from saying +that this or any other theory of language is proved by facts. It is +not difficult to form an hypothesis which by a series of imaginary +transitions will bridge over the chasm which separates man from the +animals. Differences of kind may often be thus resolved into differences +of degree. But we must not assume that we have in this way discovered +the true account of them. Through what struggles the harmonious use +of the organs of speech was acquired; to what extent the conditions of +human life were different; how far the genius of individuals may have +contributed to the discovery of this as of the other arts, we cannot +say: Only we seem to see that language is as much the creation of the +ear as of the tongue, and the expression of a movement stirring the +hearts not of one man only but of many, 'as the trees of the wood are +stirred by the wind.' The theory is consistent or not inconsistent with +our own mental experience, and throws some degree of light upon a dark +corner of the human mind. + +In the later analysis of language, we trace the opposite and contrasted +elements of the individual and nation, of the past and present, of +the inward and outward, of the subject and object, of the notional +and relational, of the root or unchanging part of the word and of the +changing inflexion, if such a distinction be admitted, of the vowel and +the consonant, of quantity and accent, of speech and writing, of poetry +and prose. We observe also the reciprocal influence of sounds and +conceptions on each other, like the connexion of body and mind; and +further remark that although the names of objects were originally proper +names, as the grammarian or logician might call them, yet at a later +stage they become universal notions, which combine into particulars and +individuals, and are taken out of the first rude agglomeration of sounds +that they may be replaced in a higher and more logical order. We see +that in the simplest sentences are contained grammar and logic--the +parts of speech, the Eleatic philosophy and the Kantian categories. So +complex is language, and so expressive not only of the meanest wants of +man, but of his highest thoughts; so various are the aspects in which it +is regarded by us. Then again, when we follow the history of languages, +we observe that they are always slowly moving, half dead, half alive, +half solid, half fluid; the breath of a moment, yet like the air, +continuous in all ages and countries,--like the glacier, too, containing +within them a trickling stream which deposits debris of the rocks over +which it passes. There were happy moments, as we may conjecture, in the +lives of nations, at which they came to the birth--as in the golden age +of literature, the man and the time seem to conspire; the eloquence of +the bard or chief, as in later times the creations of the great writer +who is the expression of his age, became impressed on the minds of +their countrymen, perhaps in the hour of some crisis of national +development--a migration, a conquest, or the like. The picture of the +word which was beginning to be lost, is now revived; the sound again +echoes to the sense; men find themselves capable not only of expressing +more feelings, and describing more objects, but of expressing and +describing them better. The world before the flood, that is to say, the +world of ten, twenty, a hundred thousand years ago, has passed away and +left no sign. But the best conception that we can form of it, though +imperfect and uncertain, is gained from the analogy of causes still in +action, some powerful and sudden, others working slowly in the course of +infinite ages. Something too may be allowed to 'the persistency of the +strongest,' to 'the survival of the fittest,' in this as in the other +realms of nature. + +These are some of the reflections which the modern philosophy of +language suggests to us about the powers of the human mind and the +forces and influences by which the efforts of men to utter articulate +sounds were inspired. Yet in making these and similar generalizations +we may note also dangers to which we are exposed. (1) There is the +confusion of ideas with facts--of mere possibilities, and generalities, +and modes of conception with actual and definite knowledge. The words +'evolution,' 'birth,' 'law,' development,' 'instinct,' 'implicit,' +'explicit,' and the like, have a false clearness or comprehensiveness, +which adds nothing to our knowledge. The metaphor of a flower or a tree, +or some other work of nature or art, is often in like manner only a +pleasing picture. (2) There is the fallacy of resolving the languages +which we know into their parts, and then imagining that we can discover +the nature of language by reconstructing them. (3) There is the danger +of identifying language, not with thoughts but with ideas. (4) There is +the error of supposing that the analysis of grammar and logic has always +existed, or that their distinctions were familiar to Socrates and Plato. +(5) There is the fallacy of exaggerating, and also of diminishing the +interval which separates articulate from inarticulate language--the +cries of animals from the speech of man--the instincts of animals from +the reason of man. (6) There is the danger which besets all enquiries +into the early history of man--of interpreting the past by the present, +and of substituting the definite and intelligible for the true but dim +outline which is the horizon of human knowledge. + +The greatest light is thrown upon the nature of language by analogy. We +have the analogy of the cries of animals, of the songs of birds ('man, +like the nightingale, is a singing bird, but is ever binding up thoughts +with musical notes'), of music, of children learning to speak, of +barbarous nations in which the linguistic instinct is still undecayed, +of ourselves learning to think and speak a new language, of the deaf and +dumb who have words without sounds, of the various disorders of speech; +and we have the after-growth of mythology, which, like language, is an +unconscious creation of the human mind. We can observe the social and +collective instincts of animals, and may remark how, when domesticated, +they have the power of understanding but not of speaking, while on the +other hand, some birds which are comparatively devoid of intelligence, +make a nearer approach to articulate speech. We may note how in the +animals there is a want of that sympathy with one another which appears +to be the soul of language. We can compare the use of speech with other +mental and bodily operations; for speech too is a kind of gesture, and +in the child or savage accompanied with gesture. We may observe that +the child learns to speak, as he learns to walk or to eat, by a natural +impulse; yet in either case not without a power of imitation which +is also natural to him--he is taught to read, but he breaks forth +spontaneously in speech. We can trace the impulse to bind together the +world in ideas beginning in the first efforts to speak and culminating +in philosophy. But there remains an element which cannot be explained, +or even adequately described. We can understand how man creates or +constructs consciously and by design; and see, if we do not understand, +how nature, by a law, calls into being an organised structure. But the +intermediate organism which stands between man and nature, which is the +work of mind yet unconscious, and in which mind and matter seem to meet, +and mind unperceived to herself is really limited by all other minds, is +neither understood nor seen by us, and is with reluctance admitted to be +a fact. + +Language is an aspect of man, of nature, and of nations, the +transfiguration of the world in thought, the meeting-point of the +physical and mental sciences, and also the mirror in which they are +reflected, present at every moment to the individual, and yet having +a sort of eternal or universal nature. When we analyze our own mental +processes, we find words everywhere in every degree of clearness and +consistency, fading away in dreams and more like pictures, rapidly +succeeding one another in our waking thoughts, attaining a greater +distinctness and consecutiveness in speech, and a greater still +in writing, taking the place of one another when we try to become +emancipated from their influence. For in all processes of the mind which +are conscious we are talking to ourselves; the attempt to think without +words is a mere illusion,--they are always reappearing when we fix our +thoughts. And speech is not a separate faculty, but the expression of +all our faculties, to which all our other powers of expression, signs, +looks, gestures, lend their aid, of which the instrument is not the +tongue only, but more than half the human frame. + +The minds of men are sometimes carried on to think of their lives and +of their actions as links in a chain of causes and effects going back to +the beginning of time. A few have seemed to lose the sense of their own +individuality in the universal cause or nature. In like manner we might +think of the words which we daily use, as derived from the first speech +of man, and of all the languages in the world, as the expressions or +varieties of a single force or life of language of which the thoughts +of men are the accident. Such a conception enables us to grasp the +power and wonder of languages, and is very natural to the scientific +philologist. For he, like the metaphysician, believes in the reality of +that which absorbs his own mind. Nor do we deny the enormous influence +which language has exercised over thought. Fixed words, like fixed +ideas, have often governed the world. But in such representations we +attribute to language too much the nature of a cause, and too little +of an effect,--too much of an absolute, too little of a relative +character,--too much of an ideal, too little of a matter-of-fact +existence. + +Or again, we may frame a single abstract notion of language of which all +existent languages may be supposed to be the perversion. But we must +not conceive that this logical figment had ever a real existence, or +is anything more than an effort of the mind to give unity to infinitely +various phenomena. There is no abstract language 'in rerum natura,' +any more than there is an abstract tree, but only languages in various +stages of growth, maturity, and decay. Nor do other logical distinctions +or even grammatical exactly correspond to the facts of language; for +they too are attempts to give unity and regularity to a subject which is +partly irregular. + +We find, however, that there are distinctions of another kind by which +this vast field of language admits of being mapped out. There is the +distinction between biliteral and triliteral roots, and the various +inflexions which accompany them; between the mere mechanical cohesion of +sounds or words, and the 'chemical' combination of them into a new word; +there is the distinction between languages which have had a free and +full development of their organisms, and languages which have been +stunted in their growth,--lamed in their hands or feet, and never able +to acquire afterwards the powers in which they are deficient; there +is the distinction between synthetical languages like Greek and Latin, +which have retained their inflexions, and analytical languages like +English or French, which have lost them. Innumerable as are the +languages and dialects of mankind, there are comparatively few classes +to which they can be referred. + +Another road through this chaos is provided by the physiology of speech. +The organs of language are the same in all mankind, and are only capable +of uttering a certain number of sounds. Every man has tongue, teeth, +lips, palate, throat, mouth, which he may close or open, and adapt in +various ways; making, first, vowels and consonants; and secondly, other +classes of letters. The elements of all speech, like the elements of +the musical scale, are few and simple, though admitting of infinite +gradations and combinations. Whatever slight differences exist in the +use or formation of these organs, owing to climate or the sense of +euphony or other causes, they are as nothing compared with their +agreement. Here then is a real basis of unity in the study of philology, +unlike that imaginary abstract unity of which we were just now speaking. + +Whether we regard language from the psychological, or historical, +or physiological point of view, the materials of our knowledge are +inexhaustible. The comparisons of children learning to speak, of +barbarous nations, of musical notes, of the cries of animals, of the +song of birds, increase our insight into the nature of human speech. +Many observations which would otherwise have escaped us are suggested by +them. But they do not explain why, in man and in man only, the speaker +met with a response from the hearer, and the half articulate sound +gradually developed into Sanscrit and Greek. They hardly enable us to +approach any nearer the secret of the origin of language, which, like +some of the other great secrets of nature,--the origin of birth +and death, or of animal life,--remains inviolable. That problem is +indissolubly bound up with the origin of man; and if we ever know +more of the one, we may expect to know more of the other. (Compare W. +Humboldt, 'Ueber die Verschiedenheit des menschlichen Sprachbaues;' M. +Muller, 'Lectures on the Science of Language;' Steinthal, 'Einleitung in +die Psychologie und Sprachwissenschaft.') + + +***** + + +It is more than sixteen years since the preceding remarks were written, +which with a few alterations have now been reprinted. During the +interval the progress of philology has been very great. More languages +have been compared; the inner structure of language has been laid bare; +the relations of sounds have been more accurately discriminated; the +manner in which dialects affect or are affected by the literary or +principal form of a language is better understood. Many merely verbal +questions have been eliminated; the remains of the old traditional +methods have died away. The study has passed from the metaphysical into +an historical stage. Grammar is no longer confused with language, nor +the anatomy of words and sentences with their life and use. Figures of +speech, by which the vagueness of theories is often concealed, have been +stripped off; and we see language more as it truly was. The immensity +of the subject is gradually revealed to us, and the reign of law becomes +apparent. Yet the law is but partially seen; the traces of it are often +lost in the distance. For languages have a natural but not a perfect +growth; like other creations of nature into which the will of man +enters, they are full of what we term accident and irregularity. And +the difficulties of the subject become not less, but greater, as we +proceed--it is one of those studies in which we seem to know less as we +know more; partly because we are no longer satisfied with the vague and +superficial ideas of it which prevailed fifty years ago; partly also +because the remains of the languages with which we are acquainted always +were, and if they are still living, are, in a state of transition; and +thirdly, because there are lacunae in our knowledge of them which can +never be filled up. Not a tenth, not a hundredth part of them has been +preserved. Yet the materials at our disposal are far greater than any +individual can use. Such are a few of the general reflections which the +present state of philology calls up. + +(1) Language seems to be composite, but into its first elements the +philologer has never been able to penetrate. However far he goes back, +he never arrives at the beginning; or rather, as in Geology or in +Astronomy, there is no beginning. He is too apt to suppose that by +breaking up the existing forms of language into their parts he will +arrive at a previous stage of it, but he is merely analyzing what never +existed, or is never known to have existed, except in a composite form. +He may divide nouns and verbs into roots and inflexions, but he has no +evidence which will show that the omega of tupto or the mu of tithemi, +though analogous to ego, me, either became pronouns or were generated +out of pronouns. To say that 'pronouns, like ripe fruit, dropped out of +verbs,' is a misleading figure of speech. Although all languages have +some common principles, there is no primitive form or forms of language +known to us, or to be reasonably imagined, from which they are all +descended. No inference can be drawn from language, either for or +against the unity of the human race. Nor is there any proof that words +were ever used without any relation to each other. Whatever may be the +meaning of a sentence or a word when applied to primitive language, it +is probable that the sentence is more akin to the original form than +the word, and that the later stage of language is the result rather of +analysis than of synthesis, or possibly is a combination of the two. +Nor, again, are we sure that the original process of learning to speak +was the same in different places or among different races of men. It may +have been slower with some, quicker with others. Some tribes may have +used shorter, others longer words or cries: they may have been more +or less inclined to agglutinate or to decompose them: they may have +modified them by the use of prefixes, suffixes, infixes; by the +lengthening and strengthening of vowels or by the shortening and +weakening of them, by the condensation or rarefaction of consonants. +But who gave to language these primeval laws; or why one race has +triliteral, another biliteral roots; or why in some members of a group +of languages b becomes p, or d, t, or ch, k; or why two languages +resemble one another in certain parts of their structure and differ in +others; or why in one language there is a greater development of vowels, +in another of consonants, and the like--are questions of which we only +'entertain conjecture.' We must remember the length of time that has +elapsed since man first walked upon the earth, and that in this vast +but unknown period every variety of language may have been in process of +formation and decay, many times over. + +(Compare Plato, Laws):-- + +'ATHENIAN STRANGER: And what then is to be regarded as the origin of +government? Will not a man be able to judge best from a point of view in +which he may behold the progress of states and their transitions to good +and evil? + +CLEINIAS: What do you mean? + +ATHENIAN STRANGER: I mean that he might watch them from the point of +view of time, and observe the changes which take place in them during +infinite ages. + +CLEINIAS: How so? + +ATHENIAN STRANGER: Why, do you think that you can reckon the time which +has elapsed since cities first existed and men were citizens of them? + +CLEINIAS: Hardly. + +ATHENIAN STRANGER: But you are quite sure that it must be vast and +incalculable? + +CLEINIAS: No doubt. + +ATHENIAN STRANGER: And have there not been thousands and thousands of +cities which have come into being and perished during this period? And +has not every place had endless forms of government, and been sometimes +rising, and at other times falling, and again improving or waning?' + +Aristot. Metaph.:-- + +'And if a person should conceive the tales of mythology to mean only +that men thought the gods to be the first essences of things, he would +deem the reflection to have been inspired and would consider that, +whereas probably every art and part of wisdom had been DISCOVERED AND +LOST MANY TIMES OVER, such notions were but a remnant of the past which +has survived to our day.') + +It can hardly be supposed that any traces of an original language +still survive, any more than of the first huts or buildings which were +constructed by man. Nor are we at all certain of the relation, if any, +in which the greater families of languages stand to each other. The +influence of individuals must always have been a disturbing element. +Like great writers in later times, there may have been many a barbaric +genius who taught the men of his tribe to sing or speak, showing them by +example how to continue or divide their words, charming their souls +with rhythm and accent and intonation, finding in familiar objects the +expression of their confused fancies--to whom the whole of language +might in truth be said to be a figure of speech. One person may have +introduced a new custom into the formation or pronunciation of a word; +he may have been imitated by others, and the custom, or form, or accent, +or quantity, or rhyme which he introduced in a single word may have +become the type on which many other words or inflexions of words were +framed, and may have quickly ran through a whole language. For like the +other gifts which nature has bestowed upon man, that of speech has been +conveyed to him through the medium, not of the many, but of the few, who +were his 'law-givers'--'the legislator with the dialectician standing +on his right hand,' in Plato's striking image, who formed the manners +of men and gave them customs, whose voice and look and behaviour, whose +gesticulations and other peculiarities were instinctively imitated by +them,--the 'king of men' who was their priest, almost their God...But +these are conjectures only: so little do we know of the origin of +language that the real scholar is indisposed to touch the subject at +all. + +(2) There are other errors besides the figment of a primitive or +original language which it is time to leave behind us. We no longer +divide languages into synthetical and analytical, or suppose similarity +of structure to be the safe or only guide to the affinities of them. We +do not confuse the parts of speech with the categories of Logic. Nor do +we conceive languages any more than civilisations to be in a state of +dissolution; they do not easily pass away, but are far more tenacious +of life than the tribes by whom they are spoken. 'Where two or three +are gathered together,' they survive. As in the human frame, as in the +state, there is a principle of renovation as well as of decay which is +at work in all of them. Neither do we suppose them to be invented by +the wit of man. With few exceptions, e.g. technical words or words +newly imported from a foreign language, and the like, in which art has +imitated nature, 'words are not made but grow.' Nor do we attribute to +them a supernatural origin. The law which regulates them is like the law +which governs the circulation of the blood, or the rising of the sap in +trees; the action of it is uniform, but the result, which appears in the +superficial forms of men and animals or in the leaves of trees, is an +endless profusion and variety. The laws of vegetation are invariable, +but no two plants, no two leaves of the forest are precisely the same. +The laws of language are invariable, but no two languages are alike, no +two words have exactly the same meaning. No two sounds are exactly of +the same quality, or give precisely the same impression. + +It would be well if there were a similar consensus about some other +points which appear to be still in dispute. Is language conscious or +unconscious? In speaking or writing have we present to our minds the +meaning or the sound or the construction of the words which we are +using?--No more than the separate drops of water with which we quench +our thirst are present: the whole draught may be conscious, but not the +minute particles of which it is made up: So the whole sentence may be +conscious, but the several words, syllables, letters are not thought of +separately when we are uttering them. Like other natural operations, the +process of speech, when most perfect, is least observed by us. We do +not pause at each mouthful to dwell upon the taste of it: nor has the +speaker time to ask himself the comparative merits of different modes of +expression while he is uttering them. There are many things in the use +of language which may be observed from without, but which cannot be +explained from within. Consciousness carries us but a little way in +the investigation of the mind; it is not the faculty of internal +observation, but only the dim light which makes such observation +possible. What is supposed to be our consciousness of language is +really only the analysis of it, and this analysis admits of innumerable +degrees. But would it not be better if this term, which is so +misleading, and yet has played so great a part in mental science, were +either banished or used only with the distinct meaning of 'attention +to our own minds,' such as is called forth, not by familiar mental +processes, but by the interruption of them? Now in this sense we may +truly say that we are not conscious of ordinary speech, though we are +commonly roused to attention by the misuse or mispronunciation of a +word. Still less, even in schools and academies, do we ever attempt +to invent new words or to alter the meaning of old ones, except in +the case, mentioned above, of technical or borrowed words which are +artificially made or imported because a need of them is felt. Neither in +our own nor in any other age has the conscious effort of reflection in +man contributed in an appreciable degree to the formation of language. +'Which of us by taking thought' can make new words or constructions? +Reflection is the least of the causes by which language is affected, +and is likely to have the least power, when the linguistic instinct is +greatest, as in young children and in the infancy of nations. + +A kindred error is the separation of the phonetic from the mental +element of language; they are really inseparable--no definite line can +be drawn between them, any more than in any other common act of mind +and body. It is true that within certain limits we possess the power of +varying sounds by opening and closing the mouth, by touching the palate +or the teeth with the tongue, by lengthening or shortening the vocal +instrument, by greater or less stress, by a higher or lower pitch of the +voice, and we can substitute one note or accent for another. But behind +the organs of speech and their action there remains the informing mind, +which sets them in motion and works together with them. And behind the +great structure of human speech and the lesser varieties of language +which arise out of the many degrees and kinds of human intercourse, +there is also the unknown or over-ruling law of God or nature which +gives order to it in its infinite greatness, and variety in its +infinitesimal minuteness--both equally inscrutable to us. We need no +longer discuss whether philology is to be classed with the Natural or +the Mental sciences, if we frankly recognize that, like all the sciences +which are concerned with man, it has a double aspect,--inward and +outward; and that the inward can only be known through the outward. +Neither need we raise the question whether the laws of language, like +the other laws of human action, admit of exceptions. The answer in +all cases is the same--that the laws of nature are uniform, though the +consistency or continuity of them is not always perceptible to us. The +superficial appearances of language, as of nature, are irregular, but +we do not therefore deny their deeper uniformity. The comparison of the +growth of language in the individual and in the nation cannot be wholly +discarded, for nations are made up of individuals. But in this, as in +the other political sciences, we must distinguish between collective +and individual actions or processes, and not attribute to the one +what belongs to the other. Again, when we speak of the hereditary or +paternity of a language, we must remember that the parents are alive +as well as the children, and that all the preceding generations survive +(after a manner) in the latest form of it. And when, for the purposes of +comparison, we form into groups the roots or terminations of words, we +should not forget how casual is the manner in which their resemblances +have arisen--they were not first written down by a grammarian in the +paradigms of a grammar and learned out of a book, but were due to many +chance attractions of sound or of meaning, or of both combined. So many +cautions have to be borne in mind, and so many first thoughts to be +dismissed, before we can proceed safely in the path of philological +enquiry. It might be well sometimes to lay aside figures of speech, such +as the 'root' and the 'branches,' the 'stem,' the 'strata' of Geology, +the 'compounds' of Chemistry, 'the ripe fruit of pronouns dropping from +verbs' (see above), and the like, which are always interesting, but are +apt to be delusive. Yet such figures of speech are far nearer the truth +than the theories which attribute the invention and improvement of +language to the conscious action of the human mind...Lastly, it is +doubted by recent philologians whether climate can be supposed to have +exercised any influence worth speaking of on a language: such a view is +said to be unproven: it had better therefore not be silently assumed. + +'Natural selection' and the 'survival of the fittest' have been applied +in the field of philology, as well as in the other sciences which are +concerned with animal and vegetable life. And a Darwinian school of +philologists has sprung up, who are sometimes accused of putting words +in the place of things. It seems to be true, that whether applied to +language or to other branches of knowledge, the Darwinian theory, unless +very precisely defined, hardly escapes from being a truism. If by 'the +natural selection' of words or meanings of words or by the 'persistence +and survival of the fittest' the maintainer of the theory intends +to affirm nothing more than this--that the word 'fittest to survive' +survives, he adds not much to the knowledge of language. But if he means +that the word or the meaning of the word or some portion of the word +which comes into use or drops out of use is selected or rejected on the +ground of economy or parsimony or ease to the speaker or clearness or +euphony or expressiveness, or greater or less demand for it, or anything +of this sort, he is affirming a proposition which has several senses, +and in none of these senses can be assisted to be uniformly true. For +the laws of language are precarious, and can only act uniformly when +there is such frequency of intercourse among neighbours as is sufficient +to enforce them. And there are many reasons why a man should prefer his +own way of speaking to that of others, unless by so doing he becomes +unintelligible. The struggle for existence among words is not of that +fierce and irresistible kind in which birds, beasts and fishes devour +one another, but of a milder sort, allowing one usage to be substituted +for another, not by force, but by the persuasion, or rather by the +prevailing habit, of a majority. The favourite figure, in this, as in +some other uses of it, has tended rather to obscure than explain the +subject to which it has been applied. Nor in any case can the struggle +for existence be deemed to be the sole or principal cause of changes +in language, but only one among many, and one of which we cannot easily +measure the importance. There is a further objection which may be urged +equally against all applications of the Darwinian theory. As in animal +life and likewise in vegetable, so in languages, the process of change +is said to be insensible: sounds, like animals, are supposed to pass +into one another by imperceptible gradation. But in both cases the +newly-created forms soon become fixed; there are few if any vestiges of +the intermediate links, and so the better half of the evidence of the +change is wanting. + +(3) Among the incumbrances or illusions of language may be reckoned many +of the rules and traditions of grammar, whether ancient grammar or the +corrections of it which modern philology has introduced. Grammar, like +law, delights in definition: human speech, like human action, though +very far from being a mere chaos, is indefinite, admits of degrees, and +is always in a state of change or transition. Grammar gives an erroneous +conception of language: for it reduces to a system that which is not a +system. Its figures of speech, pleonasms, ellipses, anacolutha, pros +to semainomenon, and the like have no reality; they do not either make +conscious expressions more intelligible or show the way in which they +have arisen; they are chiefly designed to bring an earlier use of +language into conformity with the later. Often they seem intended only +to remind us that great poets like Aeschylus or Sophocles or Pindar or +a great prose writer like Thucydides are guilty of taking unwarrantable +liberties with grammatical rules; it appears never to have occurred to +the inventors of them that these real 'conditores linguae Graecae' lived +in an age before grammar, when 'Greece also was living Greece.' It is +the anatomy, not the physiology of language, which grammar seeks to +describe: into the idiom and higher life of words it does not enter. The +ordinary Greek grammar gives a complete paradigm of the verb, without +suggesting that the double or treble forms of Perfects, Aorists, etc. +are hardly ever contemporaneous. It distinguishes Moods and Tenses, +without observing how much of the nature of one passes into the other. +It makes three Voices, Active, Passive, and Middle, but takes no notice +of the precarious existence and uncertain character of the last of the +three. Language is a thing of degrees and relations and associations +and exceptions: grammar ties it up in fixed rules. Language has many +varieties of usage: grammar tries to reduce them to a single one. +Grammar divides verbs into regular and irregular: it does not recognize +that the irregular, equally with the regular, are subject to law, and +that a language which had no exceptions would not be a natural growth: +for it could not have been subjected to the influences by which language +is ordinarily affected. It is always wanting to describe ancient +languages in the terms of a modern one. It has a favourite fiction that +one word is put in the place of another; the truth is that no word +is ever put for another. It has another fiction, that a word has been +omitted: words are omitted because they are no longer needed; and the +omission has ceased to be observed. The common explanation of kata or +some other preposition 'being understood' in a Greek sentence is another +fiction of the same kind, which tends to disguise the fact that under +cases were comprehended originally many more relations, and that +prepositions are used only to define the meaning of them with greater +precision. These instances are sufficient to show the sort of errors +which grammar introduces into language. We are not considering the +question of its utility to the beginner in the study. Even to him the +best grammar is the shortest and that in which he will have least to +unlearn. It may be said that the explanations here referred to are +already out of date, and that the study of Greek grammar has received a +new character from comparative philology. This is true; but it is also +true that the traditional grammar has still a great hold on the mind of +the student. + +Metaphysics are even more troublesome than the figments of grammar, +because they wear the appearance of philosophy and there is no test to +which they can be subjected. They are useful in so far as they give us +an insight into the history of the human mind and the modes of thought +which have existed in former ages; or in so far as they furnish wider +conceptions of the different branches of knowledge and of their relation +to one another. But they are worse than useless when they outrun +experience and abstract the mind from the observation of facts, only to +envelope it in a mist of words. Some philologers, like Schleicher, have +been greatly influenced by the philosophy of Hegel; nearly all of them +to a certain extent have fallen under the dominion of physical science. +Even Kant himself thought that the first principles of philosophy +could be elicited from the analysis of the proposition, in this respect +falling short of Plato. Westphal holds that there are three stages of +language: (1) in which things were characterized independently, (2) +in which they were regarded in relation to human thought, and (3) in +relation to one another. But are not such distinctions an anachronism? +for they imply a growth of abstract ideas which never existed in early +times. Language cannot be explained by Metaphysics; for it is prior to +them and much more nearly allied to sense. It is not likely that the +meaning of the cases is ultimately resolvable into relations of space +and time. Nor can we suppose the conception of cause and effect or +of the finite and infinite or of the same and other to be latent in +language at a time when in their abstract form they had never entered +into the mind of man...If the science of Comparative Philology had +possessed 'enough of Metaphysics to get rid of Metaphysics,' it would +have made far greater progress. + +(4) Our knowledge of language is almost confined to languages which are +fully developed. They are of several patterns; and these become altered +by admixture in various degrees,--they may only borrow a few words from +one another and retain their life comparatively unaltered, or they may +meet in a struggle for existence until one of the two is overpowered +and retires from the field. They attain the full rights and dignity of +language when they acquire the use of writing and have a literature of +their own; they pass into dialects and grow out of them, in proportion +as men are isolated or united by locality or occupation. The common +language sometimes reacts upon the dialects and imparts to them also a +literary character. The laws of language can be best discerned in the +great crises of language, especially in the transitions from ancient to +modern forms of them, whether in Europe or Asia. Such changes are the +silent notes of the world's history; they mark periods of unknown length +in which war and conquest were running riot over whole continents, times +of suffering too great to be endured by the human race, in which the +masters became subjects and the subject races masters, in which driven +by necessity or impelled by some instinct, tribes or nations left their +original homes and but slowly found a resting-place. Language would be +the greatest of all historical monuments, if it could only tell us the +history of itself. + +(5) There are many ways in which we may approach this study. The +simplest of all is to observe our own use of language in conversation +or in writing, how we put words together, how we construct and connect +sentences, what are the rules of accent and rhythm in verse or prose, +the formation and composition of words, the laws of euphony and sound, +the affinities of letters, the mistakes to which we are ourselves +most liable of spelling or pronunciation. We may compare with our own +language some other, even when we have only a slight knowledge of +it, such as French or German. Even a little Latin will enable us to +appreciate the grand difference between ancient and modern European +languages. In the child learning to speak we may note the inherent +strength of language, which like 'a mountain river' is always forcing +its way out. We may witness the delight in imitation and repetition, +and some of the laws by which sounds pass into one another. We may learn +something also from the falterings of old age, the searching for words, +and the confusion of them with one another, the forgetfulness of +proper names (more commonly than of other words because they are more +isolated), aphasia, and the like. There are philological lessons also to +be gathered from nicknames, from provincialisms, from the slang of great +cities, from the argot of Paris (that language of suffering and +crime, so pathetically described by Victor Hugo), from the imperfect +articulation of the deaf and dumb, from the jabbering of animals, +from the analysis of sounds in relation to the organs of speech. The +phonograph affords a visible evidence of the nature and divisions of +sound; we may be truly said to know what we can manufacture. Artificial +languages, such as that of Bishop Wilkins, are chiefly useful in showing +what language is not. The study of any foreign language may be made also +a study of Comparative Philology. There are several points, such as +the nature of irregular verbs, of indeclinable parts of speech, the +influence of euphony, the decay or loss of inflections, the elements of +syntax, which may be examined as well in the history of our own language +as of any other. A few well-selected questions may lead the student at +once into the heart of the mystery: such as, Why are the pronouns and +the verb of existence generally more irregular than any other parts of +speech? Why is the number of words so small in which the sound is an +echo of the sense? Why does the meaning of words depart so widely from +their etymology? Why do substantives often differ in meaning from the +verbs to which they are related, adverbs from adjectives? Why do words +differing in origin coalesce in the same sound though retaining their +differences of meaning? Why are some verbs impersonal? Why are there +only so many parts of speech, and on what principle are they divided? +These are a few crucial questions which give us an insight from +different points of view into the true nature of language. + +(6) Thus far we have been endeavouring to strip off from language the +false appearances in which grammar and philology, or the love of system +generally, have clothed it. We have also sought to indicate the sources +of our knowledge of it and the spirit in which we should approach it, we +may now proceed to consider some of the principles or natural laws which +have created or modified it. + +i. The first and simplest of all the principles of language, common +also to the animals, is imitation. The lion roars, the wolf howls in the +solitude of the forest: they are answered by similar cries heard from +a distance. The bird, too, mimics the voice of man and makes answer to +him. Man tells to man the secret place in which he is hiding himself; +he remembers and repeats the sound which he has heard. The love of +imitation becomes a passion and an instinct to him. Primitive men learnt +to speak from one another, like a child from its mother or nurse. They +learnt of course a rudimentary, half-articulate language, the cry +or song or speech which was the expression of what we now call human +thoughts and feelings. We may still remark how much greater and more +natural the exercise of the power is in the use of language than in any +other process or action of the human mind. + +ii. Imitation provided the first material of language: but it was +'without form and void.' During how many years or hundreds or thousands +of years the imitative or half-articulate stage continued there is no +possibility of determining. But we may reasonably conjecture that there +was a time when the vocal utterance of man was intermediate between +what we now call language and the cry of a bird or animal. Speech before +language was a rudis indigestaque materies, not yet distributed into +words and sentences, in which the cry of fear or joy mingled with more +definite sounds recognized by custom as the expressions of things or +events. It was the principle of analogy which introduced into this +'indigesta moles' order and measure. It was Anaxagoras' omou panta +chremata, eita nous elthon diekosmese: the light of reason lighted up +all things and at once began to arrange them. In every sentence, in +every word and every termination of a word, this power of forming +relations to one another was contained. There was a proportion of sound +to sound, of meaning to meaning, of meaning to sound. The cases and +numbers of nouns, the persons, tenses, numbers of verbs, were generally +on the same or nearly the same pattern and had the same meaning. The +sounds by which they were expressed were rough-hewn at first; after +a while they grew more refined--the natural laws of euphony began to +affect them. The rules of syntax are likewise based upon analogy. Time +has an analogy with space, arithmetic with geometry. Not only in musical +notes, but in the quantity, quality, accent, rhythm of human speech, +trivial or serious, there is a law of proportion. As in things of +beauty, as in all nature, in the composition as well as in the motion +of all things, there is a similarity of relations by which they are held +together. + +It would be a mistake to suppose that the analogies of language are +always uniform: there may be often a choice between several, and +sometimes one and sometimes another will prevail. In Greek there are +three declensions of nouns; the forms of cases in one of them may +intrude upon another. Similarly verbs in -omega and -mu iota interchange +forms of tenses, and the completed paradigm of the verb is often made +up of both. The same nouns may be partly declinable and partly +indeclinable, and in some of their cases may have fallen out of use. +Here are rules with exceptions; they are not however really exceptions, +but contain in themselves indications of other rules. Many of these +interruptions or variations of analogy occur in pronouns or in the verb +of existence of which the forms were too common and therefore too deeply +imbedded in language entirely to drop out. The same verbs in the same +meaning may sometimes take one case, sometimes another. The participle +may also have the character of an adjective, the adverb either of an +adjective or of a preposition. These exceptions are as regular as the +rules, but the causes of them are seldom known to us. + +Language, like the animal and vegetable worlds, is everywhere +intersected by the lines of analogy. Like number from which it seems to +be derived, the principle of analogy opens the eyes of men to discern +the similarities and differences of things, and their relations to one +another. At first these are such as lie on the surface only; after +a time they are seen by men to reach farther down into the nature of +things. Gradually in language they arrange themselves into a sort of +imperfect system; groups of personal and case endings are placed side by +side. The fertility of language produces many more than are wanted; +and the superfluous ones are utilized by the assignment to them of new +meanings. The vacuity and the superfluity are thus partially compensated +by each other. It must be remembered that in all the languages which +have a literature, certainly in Sanskrit, Greek, Latin, we are not at +the beginning but almost at the end of the linguistic process; we have +reached a time when the verb and the noun are nearly perfected, though +in no language did they completely perfect themselves, because for some +unknown reason the motive powers of languages seem to have ceased when +they were on the eve of completion: they became fixed or crystallized in +an imperfect form either from the influence of writing and literature, +or because no further differentiation of them was required for the +intelligibility of language. So not without admixture and confusion and +displacement and contamination of sounds and the meanings of words, a +lower stage of language passes into a higher. Thus far we can see and no +further. When we ask the reason why this principle of analogy prevails +in all the vast domain of language, there is no answer to the question; +or no other answer but this, that there are innumerable ways in which, +like number, analogy permeates, not only language, but the whole world, +both visible and intellectual. We know from experience that it does not +(a) arise from any conscious act of reflection that the accusative of +a Latin noun in 'us' should end in 'um;' nor (b) from any necessity of +being understood,--much less articulation would suffice for this; nor +(c) from greater convenience or expressiveness of particular sounds. +Such notions were certainly far enough away from the mind of primitive +man. We may speak of a latent instinct, of a survival of the fittest, +easiest, most euphonic, most economical of breath, in the case of one of +two competing sounds; but these expressions do not add anything to our +knowledge. We may try to grasp the infinity of language either under +the figure of a limitless plain divided into countries and districts by +natural boundaries, or of a vast river eternally flowing whose origin is +concealed from us; we may apprehend partially the laws by which speech +is regulated: but we do not know, and we seem as if we should never +know, any more than in the parallel case of the origin of species, how +vocal sounds received life and grew, and in the form of languages came +to be distributed over the earth. + +iii. Next in order to analogy in the formation of language or even +prior to it comes the principle of onomatopea, which is itself a kind of +analogy or similarity of sound and meaning. In by far the greater number +of words it has become disguised and has disappeared; but in no stage of +language is it entirely lost. It belongs chiefly to early language, in +which words were few; and its influence grew less and less as time went +on. To the ear which had a sense of harmony it became a barbarism which +disturbed the flow and equilibrium of discourse; it was an excrescence +which had to be cut out, a survival which needed to be got rid of, +because it was out of keeping with the rest. It remained for the most +part only as a formative principle, which used words and letters not as +crude imitations of other natural sounds, but as symbols of ideas which +were naturally associated with them. It received in another way a new +character; it affected not so much single words, as larger portions of +human speech. It regulated the juxtaposition of sounds and the cadence +of sentences. It was the music, not of song, but of speech, in prose as +well as verse. The old onomatopea of primitive language was refined into +an onomatopea of a higher kind, in which it is no longer true to say +that a particular sound corresponds to a motion or action of man or +beast or movement of nature, but that in all the higher uses of language +the sound is the echo of the sense, especially in poetry, in which +beauty and expressiveness are given to human thoughts by the harmonious +composition of the words, syllables, letters, accents, quantities, +rhythms, rhymes, varieties and contrasts of all sorts. The poet with his +'Break, break, break' or his e pasin nekuessi kataphthimenoisin anassein +or his 'longius ex altoque sinum trahit,' can produce a far finer music +than any crude imitations of things or actions in sound, although a +letter or two having this imitative power may be a lesser element of +beauty in such passages. The same subtle sensibility, which adapts the +word to the thing, adapts the sentence or cadence to the general meaning +or spirit of the passage. This is the higher onomatopea which has +banished the cruder sort as unworthy to have a place in great languages +and literatures. + +We can see clearly enough that letters or collocations of letters do by +various degrees of strength or weakness, length or shortness, emphasis +or pitch, become the natural expressions of the finer parts of human +feeling or thought. And not only so, but letters themselves have a +significance; as Plato observes that the letter rho accent is expressive +of motion, the letters delta and tau of binding and rest, the letter +lambda of smoothness, nu of inwardness, the letter eta of length, the +letter omicron of roundness. These were often combined so as to form +composite notions, as for example in tromos (trembling), trachus +(rugged), thrauein (crush), krouein (strike), thruptein (break), pumbein +(whirl),--in all which words we notice a parallel composition of sounds +in their English equivalents. Plato also remarks, as we remark, that the +onomatopoetic principle is far from prevailing uniformly, and further +that no explanation of language consistently corresponds with any system +of philosophy, however great may be the light which language throws +upon the nature of the mind. Both in Greek and English we find groups of +words such as string, swing, sling, spring, sting, which are parallel +to one another and may be said to derive their vocal effect partly from +contrast of letters, but in which it is impossible to assign a precise +amount of meaning to each of the expressive and onomatopoetic letters. +A few of them are directly imitative, as for example the omega in oon, +which represents the round form of the egg by the figure of the mouth: +or bronte (thunder), in which the fulness of the sound of the word +corresponds to the thing signified by it; or bombos (buzzing), of which +the first syllable, as in its English equivalent, has the meaning of +a deep sound. We may observe also (as we see in the case of the poor +stammerer) that speech has the co-operation of the whole body and may +be often assisted or half expressed by gesticulation. A sound or word +is not the work of the vocal organs only; nearly the whole of the upper +part of the human frame, including head, chest, lungs, have a share in +creating it; and it may be accompanied by a movement of the eyes, nose, +fingers, hands, feet which contributes to the effect of it. + +The principle of onomatopea has fallen into discredit, partly because +it has been supposed to imply an actual manufacture of words out of +syllables and letters, like a piece of joiner's work,--a theory of +language which is more and more refuted by facts, and more and more +going out of fashion with philologians; and partly also because the +traces of onomatopea in separate words become almost obliterated in the +course of ages. The poet of language cannot put in and pull out letters, +as a painter might insert or blot out a shade of colour to give effect +to his picture. It would be ridiculous for him to alter any received +form of a word in order to render it more expressive of the sense. He +can only select, perhaps out of some dialect, the form which is already +best adapted to his purpose. The true onomatopea is not a creative, +but a formative principle, which in the later stage of the history of +language ceases to act upon individual words; but still works through +the collocation of them in the sentence or paragraph, and the adaptation +of every word, syllable, letter to one another and to the rhythm of the +whole passage. + +iv. Next, under a distinct head, although not separable from the +preceding, may be considered the differentiation of languages, i.e. the +manner in which differences of meaning and form have arisen in them. +Into their first creation we have ceased to enquire: it is their +aftergrowth with which we are now concerned. How did the roots or +substantial portions of words become modified or inflected? and how did +they receive separate meanings? First we remark that words are attracted +by the sounds and senses of other words, so that they form groups of +nouns and verbs analogous in sound and sense to one another, each noun +or verb putting forth inflexions, generally of two or three patterns, +and with exceptions. We do not say that we know how sense became first +allied to sound; but we have no difficulty in ascertaining how the +sounds and meanings of words were in time parted off or differentiated. +(1) The chief causes which regulate the variations of sound are (a) +double or differing analogies, which lead sometimes to one form, +sometimes to another (b) euphony, by which is meant chiefly the greater +pleasure to the ear and the greater facility to the organs of speech +which is given by a new formation or pronunciation of a word (c) the +necessity of finding new expressions for new classes or processes of +things. We are told that changes of sound take place by innumerable +gradations until a whole tribe or community or society find themselves +acquiescing in a new pronunciation or use of language. Yet no one +observes the change, or is at all aware that in the course of a lifetime +he and his contemporaries have appreciably varied their intonation or +use of words. On the other hand, the necessities of language seem to +require that the intermediate sounds or meanings of words should quickly +become fixed or set and not continue in a state of transition. The +process of settling down is aided by the organs of speech and by the use +of writing and printing. (2) The meaning of words varies because ideas +vary or the number of things which is included under them or with which +they are associated is increased. A single word is thus made to do duty +for many more things than were formerly expressed by it; and it parts +into different senses when the classes of things or ideas which are +represented by it are themselves different and distinct. A figurative +use of a word may easily pass into a new sense: a new meaning caught up +by association may become more important than all the rest. The good or +neutral sense of a word, such as Jesuit, Puritan, Methodist, Heretic, +has been often converted into a bad one by the malevolence of party +spirit. Double forms suggest different meanings and are often used to +express them; and the form or accent of a word has been not unfrequently +altered when there is a difference of meaning. The difference of gender +in nouns is utilized for the same reason. New meanings of words push +themselves into the vacant spaces of language and retire when they are +no longer needed. Language equally abhors vacancy and superfluity. But +the remedial measures by which both are eliminated are not due to any +conscious action of the human mind; nor is the force exerted by them +constraining or necessary. + +(7) We have shown that language, although subject to laws, is far from +being of an exact and uniform nature. We may now speak briefly of the +faults of language. They may be compared to the faults of Geology, in +which different strata cross one another or meet at an angle, or mix +with one another either by slow transitions or by violent convulsions, +leaving many lacunae which can be no longer filled up, and often +becoming so complex that no true explanation of them can be given. So in +language there are the cross influences of meaning and sound, of logic +and grammar, of differing analogies, of words and the inflexions of +words, which often come into conflict with each other. The grammarian, +if he were to form new words, would make them all of the same pattern +according to what he conceives to be the rule, that is, the more common +usage of language. The subtlety of nature goes far beyond art, and it is +complicated by irregularity, so that often we can hardly say that there +is a right or wrong in the formation of words. For almost any formation +which is not at variance with the first principles of language is +possible and may be defended. + +The imperfection of language is really due to the formation and +correlation of words by accident, that is to say, by principles which +are unknown to us. Hence we see why Plato, like ourselves unable to +comprehend the whole of language, was constrained to 'supplement the +poor creature imitation by another poor creature convention.' But the +poor creature convention in the end proves too much for all the rest: +for we do not ask what is the origin of words or whether they are formed +according to a correct analogy, but what is the usage of them; and we +are compelled to admit with Hermogenes in Plato and with Horace that +usage is the ruling principle, 'quem penes arbitrium est, et jus et +norma loquendi.' + +(8) There are two ways in which a language may attain permanence or +fixity. First, it may have been embodied in poems or hymns or laws, +which may be repeated for hundreds, perhaps for thousands of years with +a religious accuracy, so that to the priests or rhapsodists of a nation +the whole or the greater part of a language is literally preserved; +secondly, it may be written down and in a written form distributed more +or less widely among the whole nation. In either case the language which +is familiarly spoken may have grown up wholly or in a great measure +independently of them. (1) The first of these processes has been +sometimes attended by the result that the sound of the words has been +carefully preserved and that the meaning of them has either perished +wholly, or is only doubtfully recovered by the efforts of modern +philology. The verses have been repeated as a chant or part of a ritual, +but they have had no relation to ordinary life or speech. (2) The +invention of writing again is commonly attributed to a particular +epoch, and we are apt to think that such an inestimable gift would have +immediately been diffused over a whole country. But it may have taken +a long time to perfect the art of writing, and another long period may +have elapsed before it came into common use. Its influence on language +has been increased ten, twenty or one hundred fold by the invention of +printing. + +Before the growth of poetry or the invention of writing, languages were +only dialects. So they continued to be in parts of the country in which +writing was not used or in which there was no diffusion of literature. +In most of the counties of England there is still a provincial style, +which has been sometimes made by a great poet the vehicle of his +fancies. When a book sinks into the mind of a nation, such as Luther's +Bible or the Authorized English Translation of the Bible, or again great +classical works like Shakspere or Milton, not only have new powers +of expression been diffused through a whole nation, but a great step +towards uniformity has been made. The instinct of language demands +regular grammar and correct spelling: these are imprinted deeply on the +tablets of a nation's memory by a common use of classical and popular +writers. In our own day we have attained to a point at which nearly +every printed book is spelt correctly and written grammatically. + +(9) Proceeding further to trace the influence of literature on language +we note some other causes which have affected the higher use of it: +such as (1) the necessity of clearness and connexion; (2) the fear +of tautology; (3) the influence of metre, rhythm, rhyme, and of the +language of prose and verse upon one another; (4) the power of idiom and +quotation; (5) the relativeness of words to one another. + +It has been usual to depreciate modern languages when compared with +ancient. The latter are regarded as furnishing a type of excellence to +which the former cannot attain. But the truth seems to be that modern +languages, if through the loss of inflections and genders they lack some +power or beauty or expressiveness or precision which is possessed by +the ancient, are in many other respects superior to them: the thought is +generally clearer, the connexion closer, the sentence and paragraph are +better distributed. The best modern languages, for example English or +French, possess as great a power of self-improvement as the Latin, if +not as the Greek. Nor does there seem to be any reason why they should +ever decline or decay. It is a popular remark that our great writers are +beginning to disappear: it may also be remarked that whenever a great +writer appears in the future he will find the English language as +perfect and as ready for use as in the days of Shakspere or Milton. +There is no reason to suppose that English or French will ever be +reduced to the low level of Modern Greek or of Mediaeval Latin. The wide +diffusion of great authors would make such a decline impossible. Nor +will modern languages be easily broken up by amalgamation with each +other. The distance between them is too wide to be spanned, the +differences are too great to be overcome, and the use of printing makes +it impossible that one of them should ever be lost in another. + +The structure of the English language differs greatly from that of +either Latin or Greek. In the two latter, especially in Greek, sentences +are joined together by connecting particles. They are distributed on +the right hand and on the left by men, de, alla, kaitoi, kai de and the +like, or deduced from one another by ara, de, oun, toinun and the like. +In English the majority of sentences are independent and in apposition +to one another; they are laid side by side or slightly connected by the +copula. But within the sentence the expression of the logical relations +of the clauses is closer and more exact: there is less of apposition +and participial structure. The sentences thus laid side by side are also +constructed into paragraphs; these again are less distinctly marked in +Greek and Latin than in English. Generally French, German, and English +have an advantage over the classical languages in point of accuracy. The +three concords are more accurately observed in English than in either +Greek or Latin. On the other hand, the extension of the familiar use of +the masculine and feminine gender to objects of sense and abstract ideas +as well as to men and animals no doubt lends a nameless grace to style +which we have a difficulty in appreciating, and the possible variety in +the order of words gives more flexibility and also a kind of dignity to +the period. Of the comparative effect of accent and quantity and of the +relation between them in ancient and modern languages we are not able to +judge. + +Another quality in which modern are superior to ancient languages is +freedom from tautology. No English style is thought tolerable in which, +except for the sake of emphasis, the same words are repeated at short +intervals. Of course the length of the interval must depend on the +character of the word. Striking words and expressions cannot be allowed +to reappear, if at all, except at the distance of a page or more. +Pronouns, prepositions, conjunctions may or rather must recur in +successive lines. It seems to be a kind of impertinence to the reader +and strikes unpleasantly both on the mind and on the ear that the +same sounds should be used twice over, when another word or turn of +expression would have given a new shade of meaning to the thought and +would have added a pleasing variety to the sound. And the mind equally +rejects the repetition of the word and the use of a mere synonym for +it,--e.g. felicity and happiness. The cultivated mind desires something +more, which a skilful writer is easily able to supply out of his +treasure-house. + +The fear of tautology has doubtless led to the multiplications of +words and the meanings of words, and generally to an enlargement of the +vocabulary. It is a very early instinct of language; for ancient poetry +is almost as free from tautology as the best modern writings. The speech +of young children, except in so far as they are compelled to repeat +themselves by the fewness of their words, also escapes from it. When +they grow up and have ideas which are beyond their powers of expression, +especially in writing, tautology begins to appear. In like manner when +language is 'contaminated' by philosophy it is apt to become awkward, +to stammer and repeat itself, to lose its flow and freedom. No +philosophical writer with the exception of Plato, who is himself not +free from tautology, and perhaps Bacon, has attained to any high degree +of literary excellence. + +To poetry the form and polish of language is chiefly to be attributed; +and the most critical period in the history of language is the +transition from verse to prose. At first mankind were contented to +express their thoughts in a set form of words having a kind of rhythm; +to which regularity was given by accent and quantity. But after a time +they demanded a greater degree of freedom, and to those who had all +their life been hearing poetry the first introduction of prose had the +charm of novelty. The prose romances into which the Homeric Poems were +converted, for a while probably gave more delight to the hearers or +readers of them than the Poems themselves, and in time the relation of +the two was reversed: the poems which had once been a necessity of the +human mind became a luxury: they were now superseded by prose, which +in all succeeding ages became the natural vehicle of expression to +all mankind. Henceforward prose and poetry formed each other. A +comparatively slender link between them was also furnished by proverbs. +We may trace in poetry how the simple succession of lines, not without +monotony, has passed into a complicated period, and how in prose, rhythm +and accent and the order of words and the balance of clauses, sometimes +not without a slight admixture of rhyme, make up a new kind of harmony, +swelling into strains not less majestic than those of Homer, Virgil, or +Dante. + +One of the most curious and characteristic features of language, +affecting both syntax and style, is idiom. The meaning of the word +'idiom' is that which is peculiar, that which is familiar, the word or +expression which strikes us or comes home to us, which is more readily +understood or more easily remembered. It is a quality which really +exists in infinite degrees, which we turn into differences of kind by +applying the term only to conspicuous and striking examples of words +or phrases which have this quality. It often supersedes the laws of +language or the rules of grammar, or rather is to be regarded as another +law of language which is natural and necessary. The word or phrase which +has been repeated many times over is more intelligible and familiar +to us than one which is rare, and our familiarity with it more than +compensates for incorrectness or inaccuracy in the use of it. Striking +expressions also which have moved the hearts of nations or are the +precious stones and jewels of great authors partake of the nature of +idioms: they are taken out of the sphere of grammar and are exempt from +the proprieties of language. Every one knows that we often put +words together in a manner which would be intolerable if it were not +idiomatic. We cannot argue either about the meaning of words or the use +of constructions that because they are used in one connexion they will +be legitimate in another, unless we allow for this principle. We can +bear to have words and sentences used in new senses or in a new order or +even a little perverted in meaning when we are quite familiar with them. +Quotations are as often applied in a sense which the author did not +intend as in that which he did. The parody of the words of Shakspere or +of the Bible, which has in it something of the nature of a lie, is far +from unpleasing to us. The better known words, even if their meaning be +perverted, are more agreeable to us and have a greater power over us. +Most of us have experienced a sort of delight and feeling of curiosity +when we first came across or when we first used for ourselves a new word +or phrase or figure of speech. + +There are associations of sound and of sense by which every word is +linked to every other. One letter harmonizes with another; every verb or +noun derives its meaning, not only from itself, but from the words +with which it is associated. Some reflection of them near or distant +is embodied in it. In any new use of a word all the existing uses of it +have to be considered. Upon these depends the question whether it will +bear the proposed extension of meaning or not. According to the famous +expression of Luther, 'Words are living creatures, having hands and +feet.' When they cease to retain this living power of adaptation, when +they are only put together like the parts of a piece of furniture, +language becomes unpoetical, in expressive, dead. + +Grammars would lead us to suppose that words have a fixed form and +sound. Lexicons assign to each word a definite meaning or meanings. They +both tend to obscure the fact that the sentence precedes the word and +that all language is relative. (1) It is relative to its own context. +Its meaning is modified by what has been said before and after in the +same or in some other passage: without comparing the context we are +not sure whether it is used in the same sense even in two successive +sentences. (2) It is relative to facts, to time, place, and occasion: +when they are already known to the hearer or reader, they may be +presupposed; there is no need to allude to them further. (3) It is +relative to the knowledge of the writer and reader or of the speaker and +hearer. Except for the sake of order and consecutiveness nothing ought +to be expressed which is already commonly or universally known. A word +or two may be sufficient to give an intimation to a friend; a long or +elaborate speech or composition is required to explain some new idea +to a popular audience or to the ordinary reader or to a young pupil. +Grammars and dictionaries are not to be despised; for in teaching we +need clearness rather than subtlety. But we must not therefore +forget that there is also a higher ideal of language in which all is +relative--sounds to sounds, words to words, the parts to the whole--in +which besides the lesser context of the book or speech, there is also +the larger context of history and circumstances. + +The study of Comparative Philology has introduced into the world a new +science which more than any other binds up man with nature, and distant +ages and countries with one another. It may be said to have thrown a +light upon all other sciences and upon the nature of the human mind +itself. The true conception of it dispels many errors, not only of +metaphysics and theology, but also of natural knowledge. Yet it is far +from certain that this newly-found science will continue to progress in +the same surprising manner as heretofore; or that even if our materials +are largely increased, we shall arrive at much more definite conclusions +than at present. Like some other branches of knowledge, it may be +approaching a point at which it can no longer be profitably studied. But +at any rate it has brought back the philosophy of language from theory +to fact; it has passed out of the region of guesses and hypotheses, and +has attained the dignity of an Inductive Science. And it is not without +practical and political importance. It gives a new interest to distant +and subject countries; it brings back the dawning light from one end of +the earth to the other. Nations, like individuals, are better understood +by us when we know something of their early life; and when they are +better understood by us, we feel more kindly towards them. Lastly, we +may remember that all knowledge is valuable for its own sake; and we +may also hope that a deeper insight into the nature of human speech will +give us a greater command of it and enable us to make a nobler use +of it. (Compare again W. Humboldt, 'Ueber die Verschiedenheit des +menschlichen Sprachbaues;' M. Muller, 'Lectures on the Science +of Language;' Steinthal, 'Einleitung in die Psychologie und +Sprachwissenschaft:' and for the latter part of the Essay, Delbruck, +'Study of Language;' Paul's 'Principles of the History of Language:' to +the latter work the author of this Essay is largely indebted.) + + + + +CRATYLUS + +By Plato + +Translated by Benjamin Jowett + + +PERSONS OF THE DIALOGUE: Socrates, Hermogenes, Cratylus. + + +HERMOGENES: Suppose that we make Socrates a party to the argument? + +CRATYLUS: If you please. + +HERMOGENES: I should explain to you, Socrates, that our friend Cratylus +has been arguing about names; he says that they are natural and not +conventional; not a portion of the human voice which men agree to use; +but that there is a truth or correctness in them, which is the same for +Hellenes as for barbarians. Whereupon I ask him, whether his own name +of Cratylus is a true name or not, and he answers 'Yes.' And Socrates? +'Yes.' Then every man's name, as I tell him, is that which he is called. +To this he replies--'If all the world were to call you Hermogenes, +that would not be your name.' And when I am anxious to have a further +explanation he is ironical and mysterious, and seems to imply that he +has a notion of his own about the matter, if he would only tell, and +could entirely convince me, if he chose to be intelligible. Tell me, +Socrates, what this oracle means; or rather tell me, if you will be so +good, what is your own view of the truth or correctness of names, which +I would far sooner hear. + +SOCRATES: Son of Hipponicus, there is an ancient saying, that 'hard is +the knowledge of the good.' And the knowledge of names is a great +part of knowledge. If I had not been poor, I might have heard the +fifty-drachma course of the great Prodicus, which is a complete +education in grammar and language--these are his own words--and then +I should have been at once able to answer your question about the +correctness of names. But, indeed, I have only heard the single-drachma +course, and therefore, I do not know the truth about such matters; I +will, however, gladly assist you and Cratylus in the investigation +of them. When he declares that your name is not really Hermogenes, I +suspect that he is only making fun of you;--he means to say that you are +no true son of Hermes, because you are always looking after a fortune +and never in luck. But, as I was saying, there is a good deal of +difficulty in this sort of knowledge, and therefore we had better leave +the question open until we have heard both sides. + +HERMOGENES: I have often talked over this matter, both with Cratylus +and others, and cannot convince myself that there is any principle of +correctness in names other than convention and agreement; any name which +you give, in my opinion, is the right one, and if you change that and +give another, the new name is as correct as the old--we frequently +change the names of our slaves, and the newly-imposed name is as good +as the old: for there is no name given to anything by nature; all +is convention and habit of the users;--such is my view. But if I am +mistaken I shall be happy to hear and learn of Cratylus, or of any one +else. + +SOCRATES: I dare say that you may be right, Hermogenes: let us +see;--Your meaning is, that the name of each thing is only that which +anybody agrees to call it? + +HERMOGENES: That is my notion. + +SOCRATES: Whether the giver of the name be an individual or a city? + +HERMOGENES: Yes. + +SOCRATES: Well, now, let me take an instance;--suppose that I call a +man a horse or a horse a man, you mean to say that a man will be rightly +called a horse by me individually, and rightly called a man by the rest +of the world; and a horse again would be rightly called a man by me and +a horse by the world:--that is your meaning? + +HERMOGENES: He would, according to my view. + +SOCRATES: But how about truth, then? you would acknowledge that there is +in words a true and a false? + +HERMOGENES: Certainly. + +SOCRATES: And there are true and false propositions? + +HERMOGENES: To be sure. + +SOCRATES: And a true proposition says that which is, and a false +proposition says that which is not? + +HERMOGENES: Yes; what other answer is possible? + +SOCRATES: Then in a proposition there is a true and false? + +HERMOGENES: Certainly. + +SOCRATES: But is a proposition true as a whole only, and are the parts +untrue? + +HERMOGENES: No; the parts are true as well as the whole. + +SOCRATES: Would you say the large parts and not the smaller ones, or +every part? + +HERMOGENES: I should say that every part is true. + +SOCRATES: Is a proposition resolvable into any part smaller than a name? + +HERMOGENES: No; that is the smallest. + +SOCRATES: Then the name is a part of the true proposition? + +HERMOGENES: Yes. + +SOCRATES: Yes, and a true part, as you say. + +HERMOGENES: Yes. + +SOCRATES: And is not the part of a falsehood also a falsehood? + +HERMOGENES: Yes. + +SOCRATES: Then, if propositions may be true and false, names may be true +and false? + +HERMOGENES: So we must infer. + +SOCRATES: And the name of anything is that which any one affirms to be +the name? + +HERMOGENES: Yes. + +SOCRATES: And will there be so many names of each thing as everybody +says that there are? and will they be true names at the time of uttering +them? + +HERMOGENES: Yes, Socrates, I can conceive no correctness of names other +than this; you give one name, and I another; and in different cities and +countries there are different names for the same things; Hellenes differ +from barbarians in their use of names, and the several Hellenic tribes +from one another. + +SOCRATES: But would you say, Hermogenes, that the things differ as the +names differ? and are they relative to individuals, as Protagoras tells +us? For he says that man is the measure of all things, and that things +are to me as they appear to me, and that they are to you as they appear +to you. Do you agree with him, or would you say that things have a +permanent essence of their own? + +HERMOGENES: There have been times, Socrates, when I have been driven in +my perplexity to take refuge with Protagoras; not that I agree with him +at all. + +SOCRATES: What! have you ever been driven to admit that there was no +such thing as a bad man? + +HERMOGENES: No, indeed; but I have often had reason to think that there +are very bad men, and a good many of them. + +SOCRATES: Well, and have you ever found any very good ones? + +HERMOGENES: Not many. + +SOCRATES: Still you have found them? + +HERMOGENES: Yes. + +SOCRATES: And would you hold that the very good were the very wise, and +the very evil very foolish? Would that be your view? + +HERMOGENES: It would. + +SOCRATES: But if Protagoras is right, and the truth is that things are +as they appear to any one, how can some of us be wise and some of us +foolish? + +HERMOGENES: Impossible. + +SOCRATES: And if, on the other hand, wisdom and folly are really +distinguishable, you will allow, I think, that the assertion of +Protagoras can hardly be correct. For if what appears to each man is +true to him, one man cannot in reality be wiser than another. + +HERMOGENES: He cannot. + +SOCRATES: Nor will you be disposed to say with Euthydemus, that all +things equally belong to all men at the same moment and always; for +neither on his view can there be some good and others bad, if virtue and +vice are always equally to be attributed to all. + +HERMOGENES: There cannot. + +SOCRATES: But if neither is right, and things are not relative to +individuals, and all things do not equally belong to all at the same +moment and always, they must be supposed to have their own proper and +permanent essence: they are not in relation to us, or influenced by +us, fluctuating according to our fancy, but they are independent, and +maintain to their own essence the relation prescribed by nature. + +HERMOGENES: I think, Socrates, that you have said the truth. + +SOCRATES: Does what I am saying apply only to the things themselves, or +equally to the actions which proceed from them? Are not actions also a +class of being? + +HERMOGENES: Yes, the actions are real as well as the things. + +SOCRATES: Then the actions also are done according to their proper +nature, and not according to our opinion of them? In cutting, for +example, we do not cut as we please, and with any chance instrument; +but we cut with the proper instrument only, and according to the natural +process of cutting; and the natural process is right and will succeed, +but any other will fail and be of no use at all. + +HERMOGENES: I should say that the natural way is the right way. + +SOCRATES: Again, in burning, not every way is the right way; but the +right way is the natural way, and the right instrument the natural +instrument. + +HERMOGENES: True. + +SOCRATES: And this holds good of all actions? + +HERMOGENES: Yes. + +SOCRATES: And speech is a kind of action? + +HERMOGENES: True. + +SOCRATES: And will a man speak correctly who speaks as he pleases? Will +not the successful speaker rather be he who speaks in the natural way +of speaking, and as things ought to be spoken, and with the natural +instrument? Any other mode of speaking will result in error and failure. + +HERMOGENES: I quite agree with you. + +SOCRATES: And is not naming a part of speaking? for in giving names men +speak. + +HERMOGENES: That is true. + +SOCRATES: And if speaking is a sort of action and has a relation to +acts, is not naming also a sort of action? + +HERMOGENES: True. + +SOCRATES: And we saw that actions were not relative to ourselves, but +had a special nature of their own? + +HERMOGENES: Precisely. + +SOCRATES: Then the argument would lead us to infer that names ought to +be given according to a natural process, and with a proper instrument, +and not at our pleasure: in this and no other way shall we name with +success. + +HERMOGENES: I agree. + +SOCRATES: But again, that which has to be cut has to be cut with +something? + +HERMOGENES: Yes. + +SOCRATES: And that which has to be woven or pierced has to be woven or +pierced with something? + +HERMOGENES: Certainly. + +SOCRATES: And that which has to be named has to be named with something? + +HERMOGENES: True. + +SOCRATES: What is that with which we pierce? + +HERMOGENES: An awl. + +SOCRATES: And with which we weave? + +HERMOGENES: A shuttle. + +SOCRATES: And with which we name? + +HERMOGENES: A name. + +SOCRATES: Very good: then a name is an instrument? + +HERMOGENES: Certainly. + +SOCRATES: Suppose that I ask, 'What sort of instrument is a shuttle?' +And you answer, 'A weaving instrument.' + +HERMOGENES: Well. + +SOCRATES: And I ask again, 'What do we do when we weave?'--The answer +is, that we separate or disengage the warp from the woof. + +HERMOGENES: Very true. + +SOCRATES: And may not a similar description be given of an awl, and of +instruments in general? + +HERMOGENES: To be sure. + +SOCRATES: And now suppose that I ask a similar question about names: +will you answer me? Regarding the name as an instrument, what do we do +when we name? + +HERMOGENES: I cannot say. + +SOCRATES: Do we not give information to one another, and distinguish +things according to their natures? + +HERMOGENES: Certainly we do. + +SOCRATES: Then a name is an instrument of teaching and of distinguishing +natures, as the shuttle is of distinguishing the threads of the web. + +HERMOGENES: Yes. + +SOCRATES: And the shuttle is the instrument of the weaver? + +HERMOGENES: Assuredly. + +SOCRATES: Then the weaver will use the shuttle well--and well means like +a weaver? and the teacher will use the name well--and well means like a +teacher? + +HERMOGENES: Yes. + +SOCRATES: And when the weaver uses the shuttle, whose work will he be +using well? + +HERMOGENES: That of the carpenter. + +SOCRATES: And is every man a carpenter, or the skilled only? + +HERMOGENES: Only the skilled. + +SOCRATES: And when the piercer uses the awl, whose work will he be using +well? + +HERMOGENES: That of the smith. + +SOCRATES: And is every man a smith, or only the skilled? + +HERMOGENES: The skilled only. + +SOCRATES: And when the teacher uses the name, whose work will he be +using? + +HERMOGENES: There again I am puzzled. + +SOCRATES: Cannot you at least say who gives us the names which we use? + +HERMOGENES: Indeed I cannot. + +SOCRATES: Does not the law seem to you to give us them? + +HERMOGENES: Yes, I suppose so. + +SOCRATES: Then the teacher, when he gives us a name, uses the work of +the legislator? + +HERMOGENES: I agree. + +SOCRATES: And is every man a legislator, or the skilled only? + +HERMOGENES: The skilled only. + +SOCRATES: Then, Hermogenes, not every man is able to give a name, but +only a maker of names; and this is the legislator, who of all skilled +artisans in the world is the rarest. + +HERMOGENES: True. + +SOCRATES: And how does the legislator make names? and to what does he +look? Consider this in the light of the previous instances: to what does +the carpenter look in making the shuttle? Does he not look to that which +is naturally fitted to act as a shuttle? + +HERMOGENES: Certainly. + +SOCRATES: And suppose the shuttle to be broken in making, will he +make another, looking to the broken one? or will he look to the form +according to which he made the other? + +HERMOGENES: To the latter, I should imagine. + +SOCRATES: Might not that be justly called the true or ideal shuttle? + +HERMOGENES: I think so. + +SOCRATES: And whatever shuttles are wanted, for the manufacture of +garments, thin or thick, of flaxen, woollen, or other material, ought +all of them to have the true form of the shuttle; and whatever is the +shuttle best adapted to each kind of work, that ought to be the form +which the maker produces in each case. + +HERMOGENES: Yes. + +SOCRATES: And the same holds of other instruments: when a man has +discovered the instrument which is naturally adapted to each work, he +must express this natural form, and not others which he fancies, in the +material, whatever it may be, which he employs; for example, he ought to +know how to put into iron the forms of awls adapted by nature to their +several uses? + +HERMOGENES: Certainly. + +SOCRATES: And how to put into wood forms of shuttles adapted by nature +to their uses? + +HERMOGENES: True. + +SOCRATES: For the several forms of shuttles naturally answer to the +several kinds of webs; and this is true of instruments in general. + +HERMOGENES: Yes. + +SOCRATES: Then, as to names: ought not our legislator also to know how +to put the true natural name of each thing into sounds and syllables, +and to make and give all names with a view to the ideal name, if he is +to be a namer in any true sense? And we must remember that different +legislators will not use the same syllables. For neither does every +smith, although he may be making the same instrument for the same +purpose, make them all of the same iron. The form must be the same, but +the material may vary, and still the instrument may be equally good of +whatever iron made, whether in Hellas or in a foreign country;--there is +no difference. + +HERMOGENES: Very true. + +SOCRATES: And the legislator, whether he be Hellene or barbarian, is not +therefore to be deemed by you a worse legislator, provided he gives the +true and proper form of the name in whatever syllables; this or that +country makes no matter. + +HERMOGENES: Quite true. + +SOCRATES: But who then is to determine whether the proper form is given +to the shuttle, whatever sort of wood may be used? the carpenter who +makes, or the weaver who is to use them? + +HERMOGENES: I should say, he who is to use them, Socrates. + +SOCRATES: And who uses the work of the lyre-maker? Will not he be the +man who knows how to direct what is being done, and who will know also +whether the work is being well done or not? + +HERMOGENES: Certainly. + +SOCRATES: And who is he? + +HERMOGENES: The player of the lyre. + +SOCRATES: And who will direct the shipwright? + +HERMOGENES: The pilot. + +SOCRATES: And who will be best able to direct the legislator in his +work, and will know whether the work is well done, in this or any other +country? Will not the user be the man? + +HERMOGENES: Yes. + +SOCRATES: And this is he who knows how to ask questions? + +HERMOGENES: Yes. + +SOCRATES: And how to answer them? + +HERMOGENES: Yes. + +SOCRATES: And him who knows how to ask and answer you would call a +dialectician? + +HERMOGENES: Yes; that would be his name. + +SOCRATES: Then the work of the carpenter is to make a rudder, and the +pilot has to direct him, if the rudder is to be well made. + +HERMOGENES: True. + +SOCRATES: And the work of the legislator is to give names, and the +dialectician must be his director if the names are to be rightly given? + +HERMOGENES: That is true. + +SOCRATES: Then, Hermogenes, I should say that this giving of names can +be no such light matter as you fancy, or the work of light or chance +persons; and Cratylus is right in saying that things have names by +nature, and that not every man is an artificer of names, but he only who +looks to the name which each thing by nature has, and is able to express +the true forms of things in letters and syllables. + +HERMOGENES: I cannot answer you, Socrates; but I find a difficulty in +changing my opinion all in a moment, and I think that I should be more +readily persuaded, if you would show me what this is which you term the +natural fitness of names. + +SOCRATES: My good Hermogenes, I have none to show. Was I not telling you +just now (but you have forgotten), that I knew nothing, and proposing to +share the enquiry with you? But now that you and I have talked over the +matter, a step has been gained; for we have discovered that names have +by nature a truth, and that not every man knows how to give a thing a +name. + +HERMOGENES: Very good. + +SOCRATES: And what is the nature of this truth or correctness of names? +That, if you care to know, is the next question. + +HERMOGENES: Certainly, I care to know. + +SOCRATES: Then reflect. + +HERMOGENES: How shall I reflect? + +SOCRATES: The true way is to have the assistance of those who know, +and you must pay them well both in money and in thanks; these are the +Sophists, of whom your brother, Callias, has--rather dearly--bought the +reputation of wisdom. But you have not yet come into your inheritance, +and therefore you had better go to him, and beg and entreat him to tell +you what he has learnt from Protagoras about the fitness of names. + +HERMOGENES: But how inconsistent should I be, if, whilst repudiating +Protagoras and his truth ('Truth' was the title of the book of +Protagoras; compare Theaet.), I were to attach any value to what he and +his book affirm! + +SOCRATES: Then if you despise him, you must learn of Homer and the +poets. + +HERMOGENES: And where does Homer say anything about names, and what does +he say? + +SOCRATES: He often speaks of them; notably and nobly in the places where +he distinguishes the different names which Gods and men give to the same +things. Does he not in these passages make a remarkable statement about +the correctness of names? For the Gods must clearly be supposed to call +things by their right and natural names; do you not think so? + +HERMOGENES: Why, of course they call them rightly, if they call them at +all. But to what are you referring? + +SOCRATES: Do you not know what he says about the river in Troy who had a +single combat with Hephaestus? + +'Whom,' as he says, 'the Gods call Xanthus, and men call Scamander.' + +HERMOGENES: I remember. + +SOCRATES: Well, and about this river--to know that he ought to be called +Xanthus and not Scamander--is not that a solemn lesson? Or about the +bird which, as he says, + +'The Gods call Chalcis, and men Cymindis:' + +to be taught how much more correct the name Chalcis is than the name +Cymindis--do you deem that a light matter? Or about Batieia and Myrina? +(Compare Il. 'The hill which men call Batieia and the immortals the tomb +of the sportive Myrina.') And there are many other observations of the +same kind in Homer and other poets. Now, I think that this is beyond the +understanding of you and me; but the names of Scamandrius and Astyanax, +which he affirms to have been the names of Hector's son, are more within +the range of human faculties, as I am disposed to think; and what +the poet means by correctness may be more readily apprehended in that +instance: you will remember I dare say the lines to which I refer? (Il.) + +HERMOGENES: I do. + +SOCRATES: Let me ask you, then, which did Homer think the more correct +of the names given to Hector's son--Astyanax or Scamandrius? + +HERMOGENES: I do not know. + +SOCRATES: How would you answer, if you were asked whether the wise or +the unwise are more likely to give correct names? + +HERMOGENES: I should say the wise, of course. + +SOCRATES: And are the men or the women of a city, taken as a class, the +wiser? + +HERMOGENES: I should say, the men. + +SOCRATES: And Homer, as you know, says that the Trojan men called him +Astyanax (king of the city); but if the men called him Astyanax, the +other name of Scamandrius could only have been given to him by the +women. + +HERMOGENES: That may be inferred. + +SOCRATES: And must not Homer have imagined the Trojans to be wiser than +their wives? + +HERMOGENES: To be sure. + +SOCRATES: Then he must have thought Astyanax to be a more correct name +for the boy than Scamandrius? + +HERMOGENES: Clearly. + +SOCRATES: And what is the reason of this? Let us consider:--does he not +himself suggest a very good reason, when he says, + +'For he alone defended their city and long walls'? + +This appears to be a good reason for calling the son of the saviour king +of the city which his father was saving, as Homer observes. + +HERMOGENES: I see. + +SOCRATES: Why, Hermogenes, I do not as yet see myself; and do you? + +HERMOGENES: No, indeed; not I. + +SOCRATES: But tell me, friend, did not Homer himself also give Hector +his name? + +HERMOGENES: What of that? + +SOCRATES: The name appears to me to be very nearly the same as the name +of Astyanax--both are Hellenic; and a king (anax) and a holder (ektor) +have nearly the same meaning, and are both descriptive of a king; for +a man is clearly the holder of that of which he is king; he rules, +and owns, and holds it. But, perhaps, you may think that I am talking +nonsense; and indeed I believe that I myself did not know what I meant +when I imagined that I had found some indication of the opinion of Homer +about the correctness of names. + +HERMOGENES: I assure you that I think otherwise, and I believe you to be +on the right track. + +SOCRATES: There is reason, I think, in calling the lion's whelp a lion, +and the foal of a horse a horse; I am speaking only of the ordinary +course of nature, when an animal produces after his kind, and not of +extraordinary births;--if contrary to nature a horse have a calf, then I +should not call that a foal but a calf; nor do I call any inhuman birth +a man, but only a natural birth. And the same may be said of trees and +other things. Do you agree with me? + +HERMOGENES: Yes, I agree. + +SOCRATES: Very good. But you had better watch me and see that I do not +play tricks with you. For on the same principle the son of a king is to +be called a king. And whether the syllables of the name are the same or +not the same, makes no difference, provided the meaning is retained; nor +does the addition or subtraction of a letter make any difference so +long as the essence of the thing remains in possession of the name and +appears in it. + +HERMOGENES: What do you mean? + +SOCRATES: A very simple matter. I may illustrate my meaning by the names +of letters, which you know are not the same as the letters themselves +with the exception of the four epsilon, upsilon, omicron, omega; the +names of the rest, whether vowels or consonants, are made up of other +letters which we add to them; but so long as we introduce the meaning, +and there can be no mistake, the name of the letter is quite correct. +Take, for example, the letter beta--the addition of eta, tau, alpha, +gives no offence, and does not prevent the whole name from having the +value which the legislator intended--so well did he know how to give the +letters names. + +HERMOGENES: I believe you are right. + +SOCRATES: And may not the same be said of a king? a king will often +be the son of a king, the good son or the noble son of a good or noble +sire; and similarly the offspring of every kind, in the regular course +of nature, is like the parent, and therefore has the same name. Yet the +syllables may be disguised until they appear different to the ignorant +person, and he may not recognize them, although they are the same, just +as any one of us would not recognize the same drugs under different +disguises of colour and smell, although to the physician, who regards +the power of them, they are the same, and he is not put out by the +addition; and in like manner the etymologist is not put out by the +addition or transposition or subtraction of a letter or two, or indeed +by the change of all the letters, for this need not interfere with the +meaning. As was just now said, the names of Hector and Astyanax have +only one letter alike, which is tau, and yet they have the same meaning. +And how little in common with the letters of their names has Archepolis +(ruler of the city)--and yet the meaning is the same. And there are many +other names which just mean 'king.' Again, there are several names for +a general, as, for example, Agis (leader) and Polemarchus (chief in war) +and Eupolemus (good warrior); and others which denote a physician, as +Iatrocles (famous healer) and Acesimbrotus (curer of mortals); and there +are many others which might be cited, differing in their syllables and +letters, but having the same meaning. Would you not say so? + +HERMOGENES: Yes. + +SOCRATES: The same names, then, ought to be assigned to those who follow +in the course of nature? + +HERMOGENES: Yes. + +SOCRATES: And what of those who follow out of the course of nature, +and are prodigies? for example, when a good and religious man has an +irreligious son, he ought to bear the name not of his father, but of the +class to which he belongs, just as in the case which was before supposed +of a horse foaling a calf. + +HERMOGENES: Quite true. + +SOCRATES: Then the irreligious son of a religious father should be +called irreligious? + +HERMOGENES: Certainly. + +SOCRATES: He should not be called Theophilus (beloved of God) or +Mnesitheus (mindful of God), or any of these names: if names are +correctly given, his should have an opposite meaning. + +HERMOGENES: Certainly, Socrates. + +SOCRATES: Again, Hermogenes, there is Orestes (the man of the mountains) +who appears to be rightly called; whether chance gave the name, or +perhaps some poet who meant to express the brutality and fierceness and +mountain wildness of his hero's nature. + +HERMOGENES: That is very likely, Socrates. + +SOCRATES: And his father's name is also according to nature. + +HERMOGENES: Clearly. + +SOCRATES: Yes, for as his name, so also is his nature; Agamemnon +(admirable for remaining) is one who is patient and persevering in the +accomplishment of his resolves, and by his virtue crowns them; and his +continuance at Troy with all the vast army is a proof of that admirable +endurance in him which is signified by the name Agamemnon. I also think +that Atreus is rightly called; for his murder of Chrysippus and his +exceeding cruelty to Thyestes are damaging and destructive to his +reputation--the name is a little altered and disguised so as not to be +intelligible to every one, but to the etymologist there is no difficulty +in seeing the meaning, for whether you think of him as ateires the +stubborn, or as atrestos the fearless, or as ateros the destructive one, +the name is perfectly correct in every point of view. And I think that +Pelops is also named appropriately; for, as the name implies, he is +rightly called Pelops who sees what is near only (o ta pelas oron). + +HERMOGENES: How so? + +SOCRATES: Because, according to the tradition, he had no forethought or +foresight of all the evil which the murder of Myrtilus would entail +upon his whole race in remote ages; he saw only what was at hand and +immediate,--or in other words, pelas (near), in his eagerness to win +Hippodamia by all means for his bride. Every one would agree that the +name of Tantalus is rightly given and in accordance with nature, if the +traditions about him are true. + +HERMOGENES: And what are the traditions? + +SOCRATES: Many terrible misfortunes are said to have happened to him in +his life--last of all, came the utter ruin of his country; and after his +death he had the stone suspended (talanteia) over his head in the world +below--all this agrees wonderfully well with his name. You might imagine +that some person who wanted to call him Talantatos (the most weighted +down by misfortune), disguised the name by altering it into Tantalus; +and into this form, by some accident of tradition, it has actually been +transmuted. The name of Zeus, who is his alleged father, has also an +excellent meaning, although hard to be understood, because really like +a sentence, which is divided into two parts, for some call him Zena, and +use the one half, and others who use the other half call him Dia; the +two together signify the nature of the God, and the business of a name, +as we were saying, is to express the nature. For there is none who is +more the author of life to us and to all, than the lord and king of all. +Wherefore we are right in calling him Zena and Dia, which are one name, +although divided, meaning the God through whom all creatures always have +life (di on zen aei pasi tois zosin uparchei). There is an irreverence, +at first sight, in calling him son of Cronos (who is a proverb for +stupidity), and we might rather expect Zeus to be the child of a mighty +intellect. Which is the fact; for this is the meaning of his father's +name: Kronos quasi Koros (Choreo, to sweep), not in the sense of a +youth, but signifying to chatharon chai acheraton tou nou, the pure +and garnished mind (sc. apo tou chorein). He, as we are informed by +tradition, was begotten of Uranus, rightly so called (apo tou oran ta +ano) from looking upwards; which, as philosophers tell us, is the way to +have a pure mind, and the name Uranus is therefore correct. If I could +remember the genealogy of Hesiod, I would have gone on and tried more +conclusions of the same sort on the remoter ancestors of the Gods,--then +I might have seen whether this wisdom, which has come to me all in an +instant, I know not whence, will or will not hold good to the end. + +HERMOGENES: You seem to me, Socrates, to be quite like a prophet newly +inspired, and to be uttering oracles. + +SOCRATES: Yes, Hermogenes, and I believe that I caught the inspiration +from the great Euthyphro of the Prospaltian deme, who gave me a long +lecture which commenced at dawn: he talked and I listened, and his +wisdom and enchanting ravishment has not only filled my ears but taken +possession of my soul, and to-day I shall let his superhuman power +work and finish the investigation of names--that will be the way; but +to-morrow, if you are so disposed, we will conjure him away, and make +a purgation of him, if we can only find some priest or sophist who is +skilled in purifications of this sort. + +HERMOGENES: With all my heart; for am very curious to hear the rest of +the enquiry about names. + +SOCRATES: Then let us proceed; and where would you have us begin, now +that we have got a sort of outline of the enquiry? Are there any names +which witness of themselves that they are not given arbitrarily, but +have a natural fitness? The names of heroes and of men in general are +apt to be deceptive because they are often called after ancestors with +whose names, as we were saying, they may have no business; or they are +the expression of a wish like Eutychides (the son of good fortune), or +Sosias (the Saviour), or Theophilus (the beloved of God), and others. +But I think that we had better leave these, for there will be more +chance of finding correctness in the names of immutable essences;--there +ought to have been more care taken about them when they were named, +and perhaps there may have been some more than human power at work +occasionally in giving them names. + +HERMOGENES: I think so, Socrates. + +SOCRATES: Ought we not to begin with the consideration of the Gods, and +show that they are rightly named Gods? + +HERMOGENES: Yes, that will be well. + +SOCRATES: My notion would be something of this sort:--I suspect that the +sun, moon, earth, stars, and heaven, which are still the Gods of many +barbarians, were the only Gods known to the aboriginal Hellenes. Seeing +that they were always moving and running, from their running nature +they were called Gods or runners (Theous, Theontas); and when men became +acquainted with the other Gods, they proceeded to apply the same name to +them all. Do you think that likely? + +HERMOGENES: I think it very likely indeed. + +SOCRATES: What shall follow the Gods? + +HERMOGENES: Must not demons and heroes and men come next? + +SOCRATES: Demons! And what do you consider to be the meaning of this +word? Tell me if my view is right. + +HERMOGENES: Let me hear. + +SOCRATES: You know how Hesiod uses the word? + +HERMOGENES: I do not. + +SOCRATES: Do you not remember that he speaks of a golden race of men who +came first? + +HERMOGENES: Yes, I do. + +SOCRATES: He says of them-- + +'But now that fate has closed over this race They are holy demons upon +the earth, Beneficent, averters of ills, guardians of mortal men.' +(Hesiod, Works and Days.) + +HERMOGENES: What is the inference? + +SOCRATES: What is the inference! Why, I suppose that he means by the +golden men, not men literally made of gold, but good and noble; and I am +convinced of this, because he further says that we are the iron race. + +HERMOGENES: That is true. + +SOCRATES: And do you not suppose that good men of our own day would by +him be said to be of golden race? + +HERMOGENES: Very likely. + +SOCRATES: And are not the good wise? + +HERMOGENES: Yes, they are wise. + +SOCRATES: And therefore I have the most entire conviction that he called +them demons, because they were daemones (knowing or wise), and in our +older Attic dialect the word itself occurs. Now he and other poets say +truly, that when a good man dies he has honour and a mighty portion +among the dead, and becomes a demon; which is a name given to him +signifying wisdom. And I say too, that every wise man who happens to be +a good man is more than human (daimonion) both in life and death, and is +rightly called a demon. + +HERMOGENES: Then I rather think that I am of one mind with you; but what +is the meaning of the word 'hero'? (Eros with an eta, in the old writing +eros with an epsilon.) + +SOCRATES: I think that there is no difficulty in explaining, for the +name is not much altered, and signifies that they were born of love. + +HERMOGENES: What do you mean? + +SOCRATES: Do you not know that the heroes are demigods? + +HERMOGENES: What then? + +SOCRATES: All of them sprang either from the love of a God for a mortal +woman, or of a mortal man for a Goddess; think of the word in the old +Attic, and you will see better that the name heros is only a slight +alteration of Eros, from whom the heroes sprang: either this is +the meaning, or, if not this, then they must have been skilful as +rhetoricians and dialecticians, and able to put the question (erotan), +for eirein is equivalent to legein. And therefore, as I was saying, +in the Attic dialect the heroes turn out to be rhetoricians and +questioners. All this is easy enough; the noble breed of heroes are a +tribe of sophists and rhetors. But can you tell me why men are called +anthropoi?--that is more difficult. + +HERMOGENES: No, I cannot; and I would not try even if I could, because I +think that you are the more likely to succeed. + +SOCRATES: That is to say, you trust to the inspiration of Euthyphro. + +HERMOGENES: Of course. + +SOCRATES: Your faith is not vain; for at this very moment a new +and ingenious thought strikes me, and, if I am not careful, before +to-morrow's dawn I shall be wiser than I ought to be. Now, attend to me; +and first, remember that we often put in and pull out letters in words, +and give names as we please and change the accents. Take, for example, +the word Dii Philos; in order to convert this from a sentence into +a noun, we omit one of the iotas and sound the middle syllable grave +instead of acute; as, on the other hand, letters are sometimes inserted +in words instead of being omitted, and the acute takes the place of the +grave. + +HERMOGENES: That is true. + +SOCRATES: The name anthropos, which was once a sentence, and is now a +noun, appears to be a case just of this sort, for one letter, which is +the alpha, has been omitted, and the acute on the last syllable has been +changed to a grave. + +HERMOGENES: What do you mean? + +SOCRATES: I mean to say that the word 'man' implies that other animals +never examine, or consider, or look up at what they see, but that man +not only sees (opope) but considers and looks up at that which he sees, +and hence he alone of all animals is rightly anthropos, meaning anathron +a opopen. + +HERMOGENES: May I ask you to examine another word about which I am +curious? + +SOCRATES: Certainly. + +HERMOGENES: I will take that which appears to me to follow next in +order. You know the distinction of soul and body? + +SOCRATES: Of course. + +HERMOGENES: Let us endeavour to analyze them like the previous words. + +SOCRATES: You want me first of all to examine the natural fitness of the +word psuche (soul), and then of the word soma (body)? + +HERMOGENES: Yes. + +SOCRATES: If I am to say what occurs to me at the moment, I should +imagine that those who first used the name psuche meant to express that +the soul when in the body is the source of life, and gives the power of +breath and revival (anapsuchon), and when this reviving power fails then +the body perishes and dies, and this, if I am not mistaken, they called +psyche. But please stay a moment; I fancy that I can discover something +which will be more acceptable to the disciples of Euthyphro, for I +am afraid that they will scorn this explanation. What do you say to +another? + +HERMOGENES: Let me hear. + +SOCRATES: What is that which holds and carries and gives life and motion +to the entire nature of the body? What else but the soul? + +HERMOGENES: Just that. + +SOCRATES: And do you not believe with Anaxagoras, that mind or soul is +the ordering and containing principle of all things? + +HERMOGENES: Yes; I do. + +SOCRATES: Then you may well call that power phuseche which carries and +holds nature (e phusin okei, kai ekei), and this may be refined away +into psuche. + +HERMOGENES: Certainly; and this derivation is, I think, more scientific +than the other. + +SOCRATES: It is so; but I cannot help laughing, if I am to suppose that +this was the true meaning of the name. + +HERMOGENES: But what shall we say of the next word? + +SOCRATES: You mean soma (the body). + +HERMOGENES: Yes. + +SOCRATES: That may be variously interpreted; and yet more variously if +a little permutation is allowed. For some say that the body is the grave +(sema) of the soul which may be thought to be buried in our present +life; or again the index of the soul, because the soul gives indications +to (semainei) the body; probably the Orphic poets were the inventors of +the name, and they were under the impression that the soul is suffering +the punishment of sin, and that the body is an enclosure or prison in +which the soul is incarcerated, kept safe (soma, sozetai), as the name +soma implies, until the penalty is paid; according to this view, not +even a letter of the word need be changed. + +HERMOGENES: I think, Socrates, that we have said enough of this class of +words. But have we any more explanations of the names of the Gods, like +that which you were giving of Zeus? I should like to know whether any +similar principle of correctness is to be applied to them. + +SOCRATES: Yes, indeed, Hermogenes; and there is one excellent principle +which, as men of sense, we must acknowledge,--that of the Gods we +know nothing, either of their natures or of the names which they +give themselves; but we are sure that the names by which they call +themselves, whatever they may be, are true. And this is the best of all +principles; and the next best is to say, as in prayers, that we will +call them by any sort or kind of names or patronymics which they like, +because we do not know of any other. That also, I think, is a very good +custom, and one which I should much wish to observe. Let us, then, +if you please, in the first place announce to them that we are not +enquiring about them; we do not presume that we are able to do so; +but we are enquiring about the meaning of men in giving them these +names,--in this there can be small blame. + +HERMOGENES: I think, Socrates, that you are quite right, and I would +like to do as you say. + +SOCRATES: Shall we begin, then, with Hestia, according to custom? + +HERMOGENES: Yes, that will be very proper. + +SOCRATES: What may we suppose him to have meant who gave the name +Hestia? + +HERMOGENES: That is another and certainly a most difficult question. + +SOCRATES: My dear Hermogenes, the first imposers of names must surely +have been considerable persons; they were philosophers, and had a good +deal to say. + +HERMOGENES: Well, and what of them? + +SOCRATES: They are the men to whom I should attribute the imposition of +names. Even in foreign names, if you analyze them, a meaning is still +discernible. For example, that which we term ousia is by some called +esia, and by others again osia. Now that the essence of things should +be called estia, which is akin to the first of these (esia = estia), is +rational enough. And there is reason in the Athenians calling that estia +which participates in ousia. For in ancient times we too seem to have +said esia for ousia, and this you may note to have been the idea of +those who appointed that sacrifices should be first offered to estia, +which was natural enough if they meant that estia was the essence of +things. Those again who read osia seem to have inclined to the opinion +of Heracleitus, that all things flow and nothing stands; with them the +pushing principle (othoun) is the cause and ruling power of all things, +and is therefore rightly called osia. Enough of this, which is all that +we who know nothing can affirm. Next in order after Hestia we ought to +consider Rhea and Cronos, although the name of Cronos has been already +discussed. But I dare say that I am talking great nonsense. + +HERMOGENES: Why, Socrates? + +SOCRATES: My good friend, I have discovered a hive of wisdom. + +HERMOGENES: Of what nature? + +SOCRATES: Well, rather ridiculous, and yet plausible. + +HERMOGENES: How plausible? + +SOCRATES: I fancy to myself Heracleitus repeating wise traditions of +antiquity as old as the days of Cronos and Rhea, and of which Homer also +spoke. + +HERMOGENES: How do you mean? + +SOCRATES: Heracleitus is supposed to say that all things are in motion +and nothing at rest; he compares them to the stream of a river, and says +that you cannot go into the same water twice. + +HERMOGENES: That is true. + +SOCRATES: Well, then, how can we avoid inferring that he who gave the +names of Cronos and Rhea to the ancestors of the Gods, agreed pretty +much in the doctrine of Heracleitus? Is the giving of the names of +streams to both of them purely accidental? Compare the line in which +Homer, and, as I believe, Hesiod also, tells of + +'Ocean, the origin of Gods, and mother Tethys (Il.--the line is not +found in the extant works of Hesiod.).' + +And again, Orpheus says, that + +'The fair river of Ocean was the first to marry, and he espoused his +sister Tethys, who was his mother's daughter.' + +You see that this is a remarkable coincidence, and all in the direction +of Heracleitus. + +HERMOGENES: I think that there is something in what you say, Socrates; +but I do not understand the meaning of the name Tethys. + +SOCRATES: Well, that is almost self-explained, being only the name of +a spring, a little disguised; for that which is strained and filtered +(diattomenon, ethoumenon) may be likened to a spring, and the name +Tethys is made up of these two words. + +HERMOGENES: The idea is ingenious, Socrates. + +SOCRATES: To be sure. But what comes next?--of Zeus we have spoken. + +HERMOGENES: Yes. + +SOCRATES: Then let us next take his two brothers, Poseidon and Pluto, +whether the latter is called by that or by his other name. + +HERMOGENES: By all means. + +SOCRATES: Poseidon is Posidesmos, the chain of the feet; the original +inventor of the name had been stopped by the watery element in his +walks, and not allowed to go on, and therefore he called the ruler of +this element Poseidon; the epsilon was probably inserted as an ornament. +Yet, perhaps, not so; but the name may have been originally written +with a double lamda and not with a sigma, meaning that the God knew many +things (Polla eidos). And perhaps also he being the shaker of the earth, +has been named from shaking (seiein), and then pi and delta have been +added. Pluto gives wealth (Ploutos), and his name means the giver of +wealth, which comes out of the earth beneath. People in general appear +to imagine that the term Hades is connected with the invisible (aeides) +and so they are led by their fears to call the God Pluto instead. + +HERMOGENES: And what is the true derivation? + +SOCRATES: In spite of the mistakes which are made about the power of +this deity, and the foolish fears which people have of him, such as the +fear of always being with him after death, and of the soul denuded of +the body going to him (compare Rep.), my belief is that all is quite +consistent, and that the office and name of the God really correspond. + +HERMOGENES: Why, how is that? + +SOCRATES: I will tell you my own opinion; but first, I should like to +ask you which chain does any animal feel to be the stronger? and which +confines him more to the same spot,--desire or necessity? + +HERMOGENES: Desire, Socrates, is stronger far. + +SOCRATES: And do you not think that many a one would escape from Hades, +if he did not bind those who depart to him by the strongest of chains? + +HERMOGENES: Assuredly they would. + +SOCRATES: And if by the greatest of chains, then by some desire, as I +should certainly infer, and not by necessity? + +HERMOGENES: That is clear. + +SOCRATES: And there are many desires? + +HERMOGENES: Yes. + +SOCRATES: And therefore by the greatest desire, if the chain is to be +the greatest? + +HERMOGENES: Yes. + +SOCRATES: And is any desire stronger than the thought that you will be +made better by associating with another? + +HERMOGENES: Certainly not. + +SOCRATES: And is not that the reason, Hermogenes, why no one, who has +been to him, is willing to come back to us? Even the Sirens, like all +the rest of the world, have been laid under his spells. Such a charm, as +I imagine, is the God able to infuse into his words. And, according to +this view, he is the perfect and accomplished Sophist, and the great +benefactor of the inhabitants of the other world; and even to us who are +upon earth he sends from below exceeding blessings. For he has much more +than he wants down there; wherefore he is called Pluto (or the rich). +Note also, that he will have nothing to do with men while they are in +the body, but only when the soul is liberated from the desires and evils +of the body. Now there is a great deal of philosophy and reflection in +that; for in their liberated state he can bind them with the desire of +virtue, but while they are flustered and maddened by the body, not even +father Cronos himself would suffice to keep them with him in his own +far-famed chains. + +HERMOGENES: There is a deal of truth in what you say. + +SOCRATES: Yes, Hermogenes, and the legislator called him Hades, not from +the unseen (aeides)--far otherwise, but from his knowledge (eidenai) of +all noble things. + +HERMOGENES: Very good; and what do we say of Demeter, and Here, and +Apollo, and Athene, and Hephaestus, and Ares, and the other deities? + +SOCRATES: Demeter is e didousa meter, who gives food like a mother; Here +is the lovely one (erate)--for Zeus, according to tradition, loved +and married her; possibly also the name may have been given when the +legislator was thinking of the heavens, and may be only a disguise of +the air (aer), putting the end in the place of the beginning. You will +recognize the truth of this if you repeat the letters of Here several +times over. People dread the name of Pherephatta as they dread the name +of Apollo,--and with as little reason; the fear, if I am not mistaken, +only arises from their ignorance of the nature of names. But they go +changing the name into Phersephone, and they are terrified at this; +whereas the new name means only that the Goddess is wise (sophe); for +seeing that all things in the world are in motion (pheromenon), that +principle which embraces and touches and is able to follow them, +is wisdom. And therefore the Goddess may be truly called Pherepaphe +(Pherepapha), or some name like it, because she touches that which is +in motion (tou pheromenon ephaptomene), herein showing her wisdom. And +Hades, who is wise, consorts with her, because she is wise. They alter +her name into Pherephatta now-a-days, because the present generation +care for euphony more than truth. There is the other name, Apollo, +which, as I was saying, is generally supposed to have some terrible +signification. Have you remarked this fact? + +HERMOGENES: To be sure I have, and what you say is true. + +SOCRATES: But the name, in my opinion, is really most expressive of the +power of the God. + +HERMOGENES: How so? + +SOCRATES: I will endeavour to explain, for I do not believe that any +single name could have been better adapted to express the attributes of +the God, embracing and in a manner signifying all four of them,--music, +and prophecy, and medicine, and archery. + +HERMOGENES: That must be a strange name, and I should like to hear the +explanation. + +SOCRATES: Say rather an harmonious name, as beseems the God of Harmony. +In the first place, the purgations and purifications which doctors and +diviners use, and their fumigations with drugs magical or medicinal, +as well as their washings and lustral sprinklings, have all one and the +same object, which is to make a man pure both in body and soul. + +HERMOGENES: Very true. + +SOCRATES: And is not Apollo the purifier, and the washer, and the +absolver from all impurities? + +HERMOGENES: Very true. + +SOCRATES: Then in reference to his ablutions and absolutions, as +being the physician who orders them, he may be rightly called Apolouon +(purifier); or in respect of his powers of divination, and his truth +and sincerity, which is the same as truth, he may be most fitly called +Aplos, from aplous (sincere), as in the Thessalian dialect, for all the +Thessalians call him Aplos; also he is aei Ballon (always shooting), +because he is a master archer who never misses; or again, the name +may refer to his musical attributes, and then, as in akolouthos, +and akoitis, and in many other words the alpha is supposed to mean +'together,' so the meaning of the name Apollo will be 'moving together,' +whether in the poles of heaven as they are called, or in the harmony +of song, which is termed concord, because he moves all together by an +harmonious power, as astronomers and musicians ingeniously declare. +And he is the God who presides over harmony, and makes all things move +together, both among Gods and among men. And as in the words akolouthos +and akoitis the alpha is substituted for an omicron, so the name Apollon +is equivalent to omopolon; only the second lambda is added in order to +avoid the ill-omened sound of destruction (apolon). Now the suspicion +of this destructive power still haunts the minds of some who do not +consider the true value of the name, which, as I was saying just now, +has reference to all the powers of the God, who is the single one, +the everdarting, the purifier, the mover together (aplous, aei Ballon, +apolouon, omopolon). The name of the Muses and of music would seem to be +derived from their making philosophical enquiries (mosthai); and Leto +is called by this name, because she is such a gentle Goddess, and so +willing (ethelemon) to grant our requests; or her name may be Letho, +as she is often called by strangers--they seem to imply by it her +amiability, and her smooth and easy-going way of behaving. Artemis is +named from her healthy (artemes), well-ordered nature, and because of +her love of virginity, perhaps because she is a proficient in virtue +(arete), and perhaps also as hating intercourse of the sexes (ton aroton +misesasa). He who gave the Goddess her name may have had any or all of +these reasons. + +HERMOGENES: What is the meaning of Dionysus and Aphrodite? + +SOCRATES: Son of Hipponicus, you ask a solemn question; there is a +serious and also a facetious explanation of both these names; the +serious explanation is not to be had from me, but there is no objection +to your hearing the facetious one; for the Gods too love a joke. +Dionusos is simply didous oinon (giver of wine), Didoinusos, as he might +be called in fun,--and oinos is properly oionous, because wine makes +those who drink, think (oiesthai) that they have a mind (noun) when they +have none. The derivation of Aphrodite, born of the foam (aphros), may +be fairly accepted on the authority of Hesiod. + +HERMOGENES: Still there remains Athene, whom you, Socrates, as an +Athenian, will surely not forget; there are also Hephaestus and Ares. + +SOCRATES: I am not likely to forget them. + +HERMOGENES: No, indeed. + +SOCRATES: There is no difficulty in explaining the other appellation of +Athene. + +HERMOGENES: What other appellation? + +SOCRATES: We call her Pallas. + +HERMOGENES: To be sure. + +SOCRATES: And we cannot be wrong in supposing that this is derived from +armed dances. For the elevation of oneself or anything else above +the earth, or by the use of the hands, we call shaking (pallein), or +dancing. + +HERMOGENES: That is quite true. + +SOCRATES: Then that is the explanation of the name Pallas? + +HERMOGENES: Yes; but what do you say of the other name? + +SOCRATES: Athene? + +HERMOGENES: Yes. + +SOCRATES: That is a graver matter, and there, my friend, the modern +interpreters of Homer may, I think, assist in explaining the view of the +ancients. For most of these in their explanations of the poet, assert +that he meant by Athene 'mind' (nous) and 'intelligence' (dianoia), and +the maker of names appears to have had a singular notion about her; and +indeed calls her by a still higher title, 'divine intelligence' (Thou +noesis), as though he would say: This is she who has the mind of God +(Theonoa);--using alpha as a dialectical variety for eta, and taking +away iota and sigma (There seems to be some error in the MSS. The +meaning is that the word theonoa = theounoa is a curtailed form of theou +noesis, but the omitted letters do not agree.). Perhaps, however, the +name Theonoe may mean 'she who knows divine things' (Theia noousa) +better than others. Nor shall we be far wrong in supposing that the +author of it wished to identify this Goddess with moral intelligence (en +ethei noesin), and therefore gave her the name ethonoe; which, however, +either he or his successors have altered into what they thought a nicer +form, and called her Athene. + +HERMOGENES: But what do you say of Hephaestus? + +SOCRATES: Speak you of the princely lord of light (Phaeos istora)? + +HERMOGENES: Surely. + +SOCRATES: Ephaistos is Phaistos, and has added the eta by attraction; +that is obvious to anybody. + +HERMOGENES: That is very probable, until some more probable notion gets +into your head. + +SOCRATES: To prevent that, you had better ask what is the derivation of +Ares. + +HERMOGENES: What is Ares? + +SOCRATES: Ares may be called, if you will, from his manhood (arren) +and manliness, or if you please, from his hard and unchangeable nature, +which is the meaning of arratos: the latter is a derivation in every way +appropriate to the God of war. + +HERMOGENES: Very true. + +SOCRATES: And now, by the Gods, let us have no more of the Gods, for I +am afraid of them; ask about anything but them, and thou shalt see how +the steeds of Euthyphro can prance. + +HERMOGENES: Only one more God! I should like to know about Hermes, of +whom I am said not to be a true son. Let us make him out, and then I +shall know whether there is any meaning in what Cratylus says. + +SOCRATES: I should imagine that the name Hermes has to do with speech, +and signifies that he is the interpreter (ermeneus), or messenger, or +thief, or liar, or bargainer; all that sort of thing has a great deal to +do with language; as I was telling you, the word eirein is expressive of +the use of speech, and there is an often-recurring Homeric word +emesato, which means 'he contrived'--out of these two words, eirein +and mesasthai, the legislator formed the name of the God who invented +language and speech; and we may imagine him dictating to us the use +of this name: 'O my friends,' says he to us, 'seeing that he is the +contriver of tales or speeches, you may rightly call him Eirhemes.' +And this has been improved by us, as we think, into Hermes. Iris also +appears to have been called from the verb 'to tell' (eirein), because +she was a messenger. + +HERMOGENES: Then I am very sure that Cratylus was quite right in saying +that I was no true son of Hermes (Ermogenes), for I am not a good hand +at speeches. + +SOCRATES: There is also reason, my friend, in Pan being the +double-formed son of Hermes. + +HERMOGENES: How do you make that out? + +SOCRATES: You are aware that speech signifies all things (pan), and is +always turning them round and round, and has two forms, true and false? + +HERMOGENES: Certainly. + +SOCRATES: Is not the truth that is in him the smooth or sacred form +which dwells above among the Gods, whereas falsehood dwells among men +below, and is rough like the goat of tragedy; for tales and falsehoods +have generally to do with the tragic or goatish life, and tragedy is the +place of them? + +HERMOGENES: Very true. + +SOCRATES: Then surely Pan, who is the declarer of all things (pan) and +the perpetual mover (aei polon) of all things, is rightly called aipolos +(goat-herd), he being the two-formed son of Hermes, smooth in his upper +part, and rough and goatlike in his lower regions. And, as the son of +Hermes, he is speech or the brother of speech, and that brother should +be like brother is no marvel. But, as I was saying, my dear Hermogenes, +let us get away from the Gods. + +HERMOGENES: From these sort of Gods, by all means, Socrates. But why +should we not discuss another kind of Gods--the sun, moon, stars, earth, +aether, air, fire, water, the seasons, and the year? + +SOCRATES: You impose a great many tasks upon me. Still, if you wish, I +will not refuse. + +HERMOGENES: You will oblige me. + +SOCRATES: How would you have me begin? Shall I take first of all him +whom you mentioned first--the sun? + +HERMOGENES: Very good. + +SOCRATES: The origin of the sun will probably be clearer in the Doric +form, for the Dorians call him alios, and this name is given to him +because when he rises he gathers (alizoi) men together or because he is +always rolling in his course (aei eilein ion) about the earth; or from +aiolein, of which the meaning is the same as poikillein (to variegate), +because he variegates the productions of the earth. + +HERMOGENES: But what is selene (the moon)? + +SOCRATES: That name is rather unfortunate for Anaxagoras. + +HERMOGENES: How so? + +SOCRATES: The word seems to forestall his recent discovery, that the +moon receives her light from the sun. + +HERMOGENES: Why do you say so? + +SOCRATES: The two words selas (brightness) and phos (light) have much +the same meaning? + +HERMOGENES: Yes. + +SOCRATES: This light about the moon is always new (neon) and always old +(enon), if the disciples of Anaxagoras say truly. For the sun in his +revolution always adds new light, and there is the old light of the +previous month. + +HERMOGENES: Very true. + +SOCRATES: The moon is not unfrequently called selanaia. + +HERMOGENES: True. + +SOCRATES: And as she has a light which is always old and always new +(enon neon aei) she may very properly have the name selaenoneoaeia; and +this when hammered into shape becomes selanaia. + +HERMOGENES: A real dithyrambic sort of name that, Socrates. But what do +you say of the month and the stars? + +SOCRATES: Meis (month) is called from meiousthai (to lessen), because +suffering diminution; the name of astra (stars) seems to be derived from +astrape, which is an improvement on anastrope, signifying the upsetting +of the eyes (anastrephein opa). + +HERMOGENES: What do you say of pur (fire) and udor (water)? + +SOCRATES: I am at a loss how to explain pur; either the muse of +Euthyphro has deserted me, or there is some very great difficulty in the +word. Please, however, to note the contrivance which I adopt whenever I +am in a difficulty of this sort. + +HERMOGENES: What is it? + +SOCRATES: I will tell you; but I should like to know first whether you +can tell me what is the meaning of the pur? + +HERMOGENES: Indeed I cannot. + +SOCRATES: Shall I tell you what I suspect to be the true explanation +of this and several other words?--My belief is that they are of foreign +origin. For the Hellenes, especially those who were under the dominion +of the barbarians, often borrowed from them. + +HERMOGENES: What is the inference? + +SOCRATES: Why, you know that any one who seeks to demonstrate the +fitness of these names according to the Hellenic language, and not +according to the language from which the words are derived, is rather +likely to be at fault. + +HERMOGENES: Yes, certainly. + +SOCRATES: Well then, consider whether this pur is not foreign; for the +word is not easily brought into relation with the Hellenic tongue, and +the Phrygians may be observed to have the same word slightly changed, +just as they have udor (water) and kunes (dogs), and many other words. + +HERMOGENES: That is true. + +SOCRATES: Any violent interpretations of the words should be avoided; +for something to say about them may easily be found. And thus I get rid +of pur and udor. Aer (air), Hermogenes, may be explained as the element +which raises (airei) things from the earth, or as ever flowing (aei +rei), or because the flux of the air is wind, and the poets call the +winds 'air-blasts,' (aetai); he who uses the term may mean, so to speak, +air-flux (aetorroun), in the sense of wind-flux (pneumatorroun); and +because this moving wind may be expressed by either term he employs +the word air (aer = aetes rheo). Aither (aether) I should interpret as +aeitheer; this may be correctly said, because this element is always +running in a flux about the air (aei thei peri tou aera reon). The +meaning of the word ge (earth) comes out better when in the form of +gaia, for the earth may be truly called 'mother' (gaia, genneteira), as +in the language of Homer (Od.) gegaasi means gegennesthai. + +HERMOGENES: Good. + +SOCRATES: What shall we take next? + +HERMOGENES: There are orai (the seasons), and the two names of the year, +eniautos and etos. + +SOCRATES: The orai should be spelt in the old Attic way, if you desire +to know the probable truth about them; they are rightly called the orai +because they divide (orizousin) the summers and winters and winds and +the fruits of the earth. The words eniautos and etos appear to be the +same,--'that which brings to light the plants and growths of the +earth in their turn, and passes them in review within itself (en eauto +exetazei)': this is broken up into two words, eniautos from en eauto, +and etos from etazei, just as the original name of Zeus was divided +into Zena and Dia; and the whole proposition means that his power of +reviewing from within is one, but has two names, two words etos and +eniautos being thus formed out of a single proposition. + +HERMOGENES: Indeed, Socrates, you make surprising progress. + +SOCRATES: I am run away with. + +HERMOGENES: Very true. + +SOCRATES: But am not yet at my utmost speed. + +HERMOGENES: I should like very much to know, in the next place, how you +would explain the virtues. What principle of correctness is there in +those charming words--wisdom, understanding, justice, and the rest of +them? + +SOCRATES: That is a tremendous class of names which you are +disinterring; still, as I have put on the lion's skin, I must not be +faint of heart; and I suppose that I must consider the meaning of wisdom +(phronesis) and understanding (sunesis), and judgment (gnome), and +knowledge (episteme), and all those other charming words, as you call +them? + +HERMOGENES: Surely, we must not leave off until we find out their +meaning. + +SOCRATES: By the dog of Egypt I have a not bad notion which came into my +head only this moment: I believe that the primeval givers of names were +undoubtedly like too many of our modern philosophers, who, in their +search after the nature of things, are always getting dizzy from +constantly going round and round, and then they imagine that the +world is going round and round and moving in all directions; and this +appearance, which arises out of their own internal condition, they +suppose to be a reality of nature; they think that there is nothing +stable or permanent, but only flux and motion, and that the world is +always full of every sort of motion and change. The consideration of the +names which I mentioned has led me into making this reflection. + +HERMOGENES: How is that, Socrates? + +SOCRATES: Perhaps you did not observe that in the names which have been +just cited, the motion or flux or generation of things is most surely +indicated. + +HERMOGENES: No, indeed, I never thought of it. + +SOCRATES: Take the first of those which you mentioned; clearly that is a +name indicative of motion. + +HERMOGENES: What was the name? + +SOCRATES: Phronesis (wisdom), which may signify phoras kai rhou noesis +(perception of motion and flux), or perhaps phoras onesis (the blessing +of motion), but is at any rate connected with pheresthai (motion); gnome +(judgment), again, certainly implies the ponderation or consideration +(nomesis) of generation, for to ponder is the same as to consider; or, +if you would rather, here is noesis, the very word just now mentioned, +which is neou esis (the desire of the new); the word neos implies that +the world is always in process of creation. The giver of the name wanted +to express this longing of the soul, for the original name was neoesis, +and not noesis; but eta took the place of a double epsilon. The word +sophrosune is the salvation (soteria) of that wisdom (phronesis) which +we were just now considering. Epioteme (knowledge) is akin to this, and +indicates that the soul which is good for anything follows (epetai) the +motion of things, neither anticipating them nor falling behind them; +wherefore the word should rather be read as epistemene, inserting +epsilon nu. Sunesis (understanding) may be regarded in like manner as +a kind of conclusion; the word is derived from sunienai (to go along +with), and, like epistasthai (to know), implies the progression of the +soul in company with the nature of things. Sophia (wisdom) is very dark, +and appears not to be of native growth; the meaning is, touching the +motion or stream of things. You must remember that the poets, when they +speak of the commencement of any rapid motion, often use the word esuthe +(he rushed); and there was a famous Lacedaemonian who was named Sous +(Rush), for by this word the Lacedaemonians signify rapid motion, and +the touching (epaphe) of motion is expressed by sophia, for all things +are supposed to be in motion. Good (agathon) is the name which is given +to the admirable (agasto) in nature; for, although all things move, +still there are degrees of motion; some are swifter, some slower; but +there are some things which are admirable for their swiftness, and this +admirable part of nature is called agathon. Dikaiosune (justice) is +clearly dikaiou sunesis (understanding of the just); but the actual word +dikaion is more difficult: men are only agreed to a certain extent about +justice, and then they begin to disagree. For those who suppose all +things to be in motion conceive the greater part of nature to be a mere +receptacle; and they say that there is a penetrating power which passes +through all this, and is the instrument of creation in all, and is the +subtlest and swiftest element; for if it were not the subtlest, and a +power which none can keep out, and also the swiftest, passing by other +things as if they were standing still, it could not penetrate through +the moving universe. And this element, which superintends all things and +pierces (diaion) all, is rightly called dikaion; the letter k is only +added for the sake of euphony. Thus far, as I was saying, there is a +general agreement about the nature of justice; but I, Hermogenes, being +an enthusiastic disciple, have been told in a mystery that the justice +of which I am speaking is also the cause of the world: now a cause +is that because of which anything is created; and some one comes and +whispers in my ear that justice is rightly so called because partaking +of the nature of the cause, and I begin, after hearing what he has said, +to interrogate him gently: 'Well, my excellent friend,' say I, 'but if +all this be true, I still want to know what is justice.' Thereupon they +think that I ask tiresome questions, and am leaping over the barriers, +and have been already sufficiently answered, and they try to satisfy me +with one derivation after another, and at length they quarrel. For one +of them says that justice is the sun, and that he only is the piercing +(diaionta) and burning (kaonta) element which is the guardian of nature. +And when I joyfully repeat this beautiful notion, I am answered by the +satirical remark, 'What, is there no justice in the world when the sun +is down?' And when I earnestly beg my questioner to tell me his own +honest opinion, he says, 'Fire in the abstract'; but this is not very +intelligible. Another says, 'No, not fire in the abstract, but the +abstraction of heat in the fire.' Another man professes to laugh at all +this, and says, as Anaxagoras says, that justice is mind, for mind, as +they say, has absolute power, and mixes with nothing, and orders all +things, and passes through all things. At last, my friend, I find myself +in far greater perplexity about the nature of justice than I was before +I began to learn. But still I am of opinion that the name, which has led +me into this digression, was given to justice for the reasons which I +have mentioned. + +HERMOGENES: I think, Socrates, that you are not improvising now; you +must have heard this from some one else. + +SOCRATES: And not the rest? + +HERMOGENES: Hardly. + +SOCRATES: Well, then, let me go on in the hope of making you believe in +the originality of the rest. What remains after justice? I do not think +that we have as yet discussed courage (andreia),--injustice (adikia), +which is obviously nothing more than a hindrance to the penetrating +principle (diaiontos), need not be considered. Well, then, the name +of andreia seems to imply a battle;--this battle is in the world of +existence, and according to the doctrine of flux is only the counterflux +(enantia rhon): if you extract the delta from andreia, the name at once +signifies the thing, and you may clearly understand that andreia is not +the stream opposed to every stream, but only to that which is contrary +to justice, for otherwise courage would not have been praised. The words +arren (male) and aner (man) also contain a similar allusion to the same +principle of the upward flux (te ano rhon). Gune (woman) I suspect to +be the same word as goun (birth): thelu (female) appears to be partly +derived from thele (the teat), because the teat is like rain, and makes +things flourish (tethelenai). + +HERMOGENES: That is surely probable. + +SOCRATES: Yes; and the very word thallein (to flourish) seems to +figure the growth of youth, which is swift and sudden ever. And this is +expressed by the legislator in the name, which is a compound of thein +(running), and allesthai (leaping). Pray observe how I gallop away when +I get on smooth ground. There are a good many names generally thought to +be of importance, which have still to be explained. + +HERMOGENES: True. + +SOCRATES: There is the meaning of the word techne (art), for example. + +HERMOGENES: Very true. + +SOCRATES: That may be identified with echonoe, and expresses the +possession of mind: you have only to take away the tau and insert two +omichrons, one between the chi and nu, and another between the nu and +eta. + +HERMOGENES: That is a very shabby etymology. + +SOCRATES: Yes, my dear friend; but then you know that the original +names have been long ago buried and disguised by people sticking on +and stripping off letters for the sake of euphony, and twisting and +bedizening them in all sorts of ways: and time too may have had a share +in the change. Take, for example, the word katoptron; why is the letter +rho inserted? This must surely be the addition of some one who cares +nothing about the truth, but thinks only of putting the mouth into +shape. And the additions are often such that at last no human being can +possibly make out the original meaning of the word. Another example is +the word sphigx, sphiggos, which ought properly to be phigx, phiggos, +and there are other examples. + +HERMOGENES: That is quite true, Socrates. + +SOCRATES: And yet, if you are permitted to put in and pull out any +letters which you please, names will be too easily made, and any name +may be adapted to any object. + +HERMOGENES: True. + +SOCRATES: Yes, that is true. And therefore a wise dictator, like +yourself, should observe the laws of moderation and probability. + +HERMOGENES: Such is my desire. + +SOCRATES: And mine, too, Hermogenes. But do not be too much of a +precisian, or 'you will unnerve me of my strength (Iliad.).' When you +have allowed me to add mechane (contrivance) to techne (art) I shall +be at the top of my bent, for I conceive mechane to be a sign of great +accomplishment--anein; for mekos has the meaning of greatness, and these +two, mekos and anein, make up the word mechane. But, as I was saying, +being now at the top of my bent, I should like to consider the meaning +of the two words arete (virtue) and kakia (vice); arete I do not as yet +understand, but kakia is transparent, and agrees with the principles +which preceded, for all things being in a flux (ionton), kakia is kakos +ion (going badly); and this evil motion when existing in the soul has +the general name of kakia, or vice, specially appropriated to it. The +meaning of kakos ienai may be further illustrated by the use of deilia +(cowardice), which ought to have come after andreia, but was forgotten, +and, as I fear, is not the only word which has been passed over. Deilia +signifies that the soul is bound with a strong chain (desmos), for +lian means strength, and therefore deilia expresses the greatest and +strongest bond of the soul; and aporia (difficulty) is an evil of the +same nature (from a (alpha) not, and poreuesthai to go), like anything +else which is an impediment to motion and movement. Then the word kakia +appears to mean kakos ienai, or going badly, or limping and halting; of +which the consequence is, that the soul becomes filled with vice. And if +kakia is the name of this sort of thing, arete will be the opposite of +it, signifying in the first place ease of motion, then that the stream +of the good soul is unimpeded, and has therefore the attribute of ever +flowing without let or hindrance, and is therefore called arete, or, +more correctly, aeireite (ever-flowing), and may perhaps have had +another form, airete (eligible), indicating that nothing is more +eligible than virtue, and this has been hammered into arete. I daresay +that you will deem this to be another invention of mine, but I think +that if the previous word kakia was right, then arete is also right. + +HERMOGENES: But what is the meaning of kakon, which has played so great +a part in your previous discourse? + +SOCRATES: That is a very singular word about which I can hardly form an +opinion, and therefore I must have recourse to my ingenious device. + +HERMOGENES: What device? + +SOCRATES: The device of a foreign origin, which I shall give to this +word also. + +HERMOGENES: Very likely you are right; but suppose that we leave these +words and endeavour to see the rationale of kalon and aischron. + +SOCRATES: The meaning of aischron is evident, being only aei ischon roes +(always preventing from flowing), and this is in accordance with our +former derivations. For the name-giver was a great enemy to stagnation +of all sorts, and hence he gave the name aeischoroun to that which +hindered the flux (aei ischon roun), and that is now beaten together +into aischron. + +HERMOGENES: But what do you say of kalon? + +SOCRATES: That is more obscure; yet the form is only due to the +quantity, and has been changed by altering omicron upsilon into omicron. + +HERMOGENES: What do you mean? + +SOCRATES: This name appears to denote mind. + +HERMOGENES: How so? + +SOCRATES: Let me ask you what is the cause why anything has a name; is +not the principle which imposes the name the cause? + +HERMOGENES: Certainly. + +SOCRATES: And must not this be the mind of Gods, or of men, or of both? + +HERMOGENES: Yes. + +SOCRATES: Is not mind that which called (kalesan) things by their names, +and is not mind the beautiful (kalon)? + +HERMOGENES: That is evident. + +SOCRATES: And are not the works of intelligence and mind worthy of +praise, and are not other works worthy of blame? + +HERMOGENES: Certainly. + +SOCRATES: Physic does the work of a physician, and carpentering does the +works of a carpenter? + +HERMOGENES: Exactly. + +SOCRATES: And the principle of beauty does the works of beauty? + +HERMOGENES: Of course. + +SOCRATES: And that principle we affirm to be mind? + +HERMOGENES: Very true. + +SOCRATES: Then mind is rightly called beauty because she does the works +which we recognize and speak of as the beautiful? + +HERMOGENES: That is evident. + +SOCRATES: What more names remain to us? + +HERMOGENES: There are the words which are connected with agathon and +kalon, such as sumpheron and lusiteloun, ophelimon, kerdaleon, and their +opposites. + +SOCRATES: The meaning of sumpheron (expedient) I think that you may +discover for yourself by the light of the previous examples,--for it is +a sister word to episteme, meaning just the motion (pora) of the soul +accompanying the world, and things which are done upon this principle +are called sumphora or sumpheronta, because they are carried round with +the world. + +HERMOGENES: That is probable. + +SOCRATES: Again, cherdaleon (gainful) is called from cherdos (gain), but +you must alter the delta into nu if you want to get at the meaning; for +this word also signifies good, but in another way; he who gave the name +intended to express the power of admixture (kerannumenon) and universal +penetration in the good; in forming the word, however, he inserted a +delta instead of a nu, and so made kerdos. + +HERMOGENES: Well, but what is lusiteloun (profitable)? + +SOCRATES: I suppose, Hermogenes, that people do not mean by the +profitable the gainful or that which pays (luei) the retailer, but +they use the word in the sense of swift. You regard the profitable +(lusiteloun), as that which being the swiftest thing in existence, +allows of no stay in things and no pause or end of motion, but always, +if there begins to be any end, lets things go again (luei), and makes +motion immortal and unceasing: and in this point of view, as appears to +me, the good is happily denominated lusiteloun--being that which looses +(luon) the end (telos) of motion. Ophelimon (the advantageous) is +derived from ophellein, meaning that which creates and increases; this +latter is a common Homeric word, and has a foreign character. + +HERMOGENES: And what do you say of their opposites? + +SOCRATES: Of such as are mere negatives I hardly think that I need +speak. + +HERMOGENES: Which are they? + +SOCRATES: The words axumphoron (inexpedient), anopheles (unprofitable), +alusiteles (unadvantageous), akerdes (ungainful). + +HERMOGENES: True. + +SOCRATES: I would rather take the words blaberon (harmful), zemiodes +(hurtful). + +HERMOGENES: Good. + +SOCRATES: The word blaberon is that which is said to hinder or harm +(blaptein) the stream (roun); blapton is boulomenon aptein (seeking to +hold or bind); for aptein is the same as dein, and dein is always a term +of censure; boulomenon aptein roun (wanting to bind the stream) would +properly be boulapteroun, and this, as I imagine, is improved into +blaberon. + +HERMOGENES: You bring out curious results, Socrates, in the use of +names; and when I hear the word boulapteroun I cannot help imagining +that you are making your mouth into a flute, and puffing away at some +prelude to Athene. + +SOCRATES: That is the fault of the makers of the name, Hermogenes; not +mine. + +HERMOGENES: Very true; but what is the derivation of zemiodes? + +SOCRATES: What is the meaning of zemiodes?--let me remark, Hermogenes, +how right I was in saying that great changes are made in the meaning +of words by putting in and pulling out letters; even a very slight +permutation will sometimes give an entirely opposite sense; I may +instance the word deon, which occurs to me at the moment, and reminds me +of what I was going to say to you, that the fine fashionable language of +modern times has twisted and disguised and entirely altered the original +meaning both of deon, and also of zemiodes, which in the old language is +clearly indicated. + +HERMOGENES: What do you mean? + +SOCRATES: I will try to explain. You are aware that our forefathers +loved the sounds iota and delta, especially the women, who are most +conservative of the ancient language, but now they change iota into +eta or epsilon, and delta into zeta; this is supposed to increase the +grandeur of the sound. + +HERMOGENES: How do you mean? + +SOCRATES: For example, in very ancient times they called the day either +imera or emera (short e), which is called by us emera (long e). + +HERMOGENES: That is true. + +SOCRATES: Do you observe that only the ancient form shows the intention +of the giver of the name? of which the reason is, that men long for +(imeirousi) and love the light which comes after the darkness, and is +therefore called imera, from imeros, desire. + +HERMOGENES: Clearly. + +SOCRATES: But now the name is so travestied that you cannot tell the +meaning, although there are some who imagine the day to be called emera +because it makes things gentle (emera different accents). + +HERMOGENES: Such is my view. + +SOCRATES: And do you know that the ancients said duogon and not zugon? + +HERMOGENES: They did so. + +SOCRATES: And zugon (yoke) has no meaning,--it ought to be duogon, which +word expresses the binding of two together (duein agoge) for the purpose +of drawing;--this has been changed into zugon, and there are many other +examples of similar changes. + +HERMOGENES: There are. + +SOCRATES: Proceeding in the same train of thought I may remark that the +word deon (obligation) has a meaning which is the opposite of all the +other appellations of good; for deon is here a species of good, and is, +nevertheless, the chain (desmos) or hinderer of motion, and therefore +own brother of blaberon. + +HERMOGENES: Yes, Socrates; that is quite plain. + +SOCRATES: Not if you restore the ancient form, which is more likely to +be the correct one, and read dion instead of deon; if you convert the +epsilon into an iota after the old fashion, this word will then agree +with other words meaning good; for dion, not deon, signifies the good, +and is a term of praise; and the author of names has not contradicted +himself, but in all these various appellations, deon (obligatory), +ophelimon (advantageous), lusiteloun (profitable), kerdaleon (gainful), +agathon (good), sumpheron (expedient), euporon (plenteous), the same +conception is implied of the ordering or all-pervading principle which +is praised, and the restraining and binding principle which is censured. +And this is further illustrated by the word zemiodes (hurtful), which if +the zeta is only changed into delta as in the ancient language, becomes +demiodes; and this name, as you will perceive, is given to that which +binds motion (dounti ion). + +HERMOGENES: What do you say of edone (pleasure), lupe (pain), epithumia +(desire), and the like, Socrates? + +SOCRATES: I do not think, Hermogenes, that there is any great difficulty +about them--edone is e (eta) onesis, the action which tends to +advantage; and the original form may be supposed to have been eone, but +this has been altered by the insertion of the delta. Lupe appears to be +derived from the relaxation (luein) which the body feels when in sorrow; +ania (trouble) is the hindrance of motion (alpha and ienai); algedon +(distress), if I am not mistaken, is a foreign word, which is derived +from aleinos (grievous); odune (grief) is called from the putting on +(endusis) sorrow; in achthedon (vexation) 'the word too labours,' as +any one may see; chara (joy) is the very expression of the fluency and +diffusion of the soul (cheo); terpsis (delight) is so called from the +pleasure creeping (erpon) through the soul, which may be likened to a +breath (pnoe) and is properly erpnoun, but has been altered by time into +terpnon; eupherosune (cheerfulness) and epithumia explain themselves; +the former, which ought to be eupherosune and has been changed +euphrosune, is named, as every one may see, from the soul moving +(pheresthai) in harmony with nature; epithumia is really e epi ton +thumon iousa dunamis, the power which enters into the soul; thumos +(passion) is called from the rushing (thuseos) and boiling of the soul; +imeros (desire) denotes the stream (rous) which most draws the soul dia +ten esin tes roes--because flowing with desire (iemenos), and expresses +a longing after things and violent attraction of the soul to them, +and is termed imeros from possessing this power; pothos (longing) is +expressive of the desire of that which is not present but absent, and in +another place (pou); this is the reason why the name pothos is applied +to things absent, as imeros is to things present; eros (love) is so +called because flowing in (esron) from without; the stream is not +inherent, but is an influence introduced through the eyes, and from +flowing in was called esros (influx) in the old time when they used +omicron for omega, and is called eros, now that omega is substituted for +omicron. But why do you not give me another word? + +HERMOGENES: What do you think of doxa (opinion), and that class of +words? + +SOCRATES: Doxa is either derived from dioxis (pursuit), and expresses +the march of the soul in the pursuit of knowledge, or from the shooting +of a bow (toxon); the latter is more likely, and is confirmed by oiesis +(thinking), which is only oisis (moving), and implies the movement of +the soul to the essential nature of each thing--just as boule (counsel) +has to do with shooting (bole); and boulesthai (to wish) combines the +notion of aiming and deliberating--all these words seem to follow +doxa, and all involve the idea of shooting, just as aboulia, absence of +counsel, on the other hand, is a mishap, or missing, or mistaking of the +mark, or aim, or proposal, or object. + +HERMOGENES: You are quickening your pace now, Socrates. + +SOCRATES: Why yes, the end I now dedicate to God, not, however, until +I have explained anagke (necessity), which ought to come next, and +ekousion (the voluntary). Ekousion is certainly the yielding (eikon) and +unresisting--the notion implied is yielding and not opposing, yielding, +as I was just now saying, to that motion which is in accordance with +our will; but the necessary and resistant being contrary to our will, +implies error and ignorance; the idea is taken from walking through +a ravine which is impassable, and rugged, and overgrown, and impedes +motion--and this is the derivation of the word anagkaion (necessary) +an agke ion, going through a ravine. But while my strength lasts let us +persevere, and I hope that you will persevere with your questions. + +HERMOGENES: Well, then, let me ask about the greatest and noblest, +such as aletheia (truth) and pseudos (falsehood) and on (being), not +forgetting to enquire why the word onoma (name), which is the theme of +our discussion, has this name of onoma. + +SOCRATES: You know the word maiesthai (to seek)? + +HERMOGENES: Yes;--meaning the same as zetein (to enquire). + +SOCRATES: The word onoma seems to be a compressed sentence, signifying +on ou zetema (being for which there is a search); as is still more +obvious in onomaston (notable), which states in so many words that real +existence is that for which there is a seeking (on ou masma); aletheia +is also an agglomeration of theia ale (divine wandering), implying +the divine motion of existence; pseudos (falsehood) is the opposite of +motion; here is another ill name given by the legislator to stagnation +and forced inaction, which he compares to sleep (eudein); but the +original meaning of the word is disguised by the addition of psi; on +and ousia are ion with an iota broken off; this agrees with the true +principle, for being (on) is also moving (ion), and the same may be said +of not being, which is likewise called not going (oukion or ouki on = +ouk ion). + +HERMOGENES: You have hammered away at them manfully; but suppose that +some one were to say to you, what is the word ion, and what are reon and +doun?--show me their fitness. + +SOCRATES: You mean to say, how should I answer him? + +HERMOGENES: Yes. + +SOCRATES: One way of giving the appearance of an answer has been already +suggested. + +HERMOGENES: What way? + +SOCRATES: To say that names which we do not understand are of foreign +origin; and this is very likely the right answer, and something of this +kind may be true of them; but also the original forms of words may have +been lost in the lapse of ages; names have been so twisted in all +manner of ways, that I should not be surprised if the old language +when compared with that now in use would appear to us to be a barbarous +tongue. + +HERMOGENES: Very likely. + +SOCRATES: Yes, very likely. But still the enquiry demands our earnest +attention and we must not flinch. For we should remember, that if a +person go on analysing names into words, and enquiring also into +the elements out of which the words are formed, and keeps on always +repeating this process, he who has to answer him must at last give up +the enquiry in despair. + +HERMOGENES: Very true. + +SOCRATES: And at what point ought he to lose heart and give up the +enquiry? Must he not stop when he comes to the names which are the +elements of all other names and sentences; for these cannot be supposed +to be made up of other names? The word agathon (good), for example, is, +as we were saying, a compound of agastos (admirable) and thoos (swift). +And probably thoos is made up of other elements, and these again of +others. But if we take a word which is incapable of further resolution, +then we shall be right in saying that we have at last reached a primary +element, which need not be resolved any further. + +HERMOGENES: I believe you to be in the right. + +SOCRATES: And suppose the names about which you are now asking should +turn out to be primary elements, must not their truth or law be examined +according to some new method? + +HERMOGENES: Very likely. + +SOCRATES: Quite so, Hermogenes; all that has preceded would lead to this +conclusion. And if, as I think, the conclusion is true, then I shall +again say to you, come and help me, that I may not fall into some +absurdity in stating the principle of primary names. + +HERMOGENES: Let me hear, and I will do my best to assist you. + +SOCRATES: I think that you will acknowledge with me, that one principle +is applicable to all names, primary as well as secondary--when they are +regarded simply as names, there is no difference in them. + +HERMOGENES: Certainly not. + +SOCRATES: All the names that we have been explaining were intended to +indicate the nature of things. + +HERMOGENES: Of course. + +SOCRATES: And that this is true of the primary quite as much as of the +secondary names, is implied in their being names. + +HERMOGENES: Surely. + +SOCRATES: But the secondary, as I conceive, derive their significance +from the primary. + +HERMOGENES: That is evident. + +SOCRATES: Very good; but then how do the primary names which precede +analysis show the natures of things, as far as they can be shown; which +they must do, if they are to be real names? And here I will ask you +a question: Suppose that we had no voice or tongue, and wanted to +communicate with one another, should we not, like the deaf and dumb, +make signs with the hands and head and the rest of the body? + +HERMOGENES: There would be no choice, Socrates. + +SOCRATES: We should imitate the nature of the thing; the elevation of +our hands to heaven would mean lightness and upwardness; heaviness and +downwardness would be expressed by letting them drop to the ground; +if we were describing the running of a horse, or any other animal, we +should make our bodies and their gestures as like as we could to them. + +HERMOGENES: I do not see that we could do anything else. + +SOCRATES: We could not; for by bodily imitation only can the body ever +express anything. + +HERMOGENES: Very true. + +SOCRATES: And when we want to express ourselves, either with the voice, +or tongue, or mouth, the expression is simply their imitation of that +which we want to express. + +HERMOGENES: It must be so, I think. + +SOCRATES: Then a name is a vocal imitation of that which the vocal +imitator names or imitates? + +HERMOGENES: I think so. + +SOCRATES: Nay, my friend, I am disposed to think that we have not +reached the truth as yet. + +HERMOGENES: Why not? + +SOCRATES: Because if we have we shall be obliged to admit that the +people who imitate sheep, or cocks, or other animals, name that which +they imitate. + +HERMOGENES: Quite true. + +SOCRATES: Then could I have been right in what I was saying? + +HERMOGENES: In my opinion, no. But I wish that you would tell me, +Socrates, what sort of an imitation is a name? + +SOCRATES: In the first place, I should reply, not a musical imitation, +although that is also vocal; nor, again, an imitation of what music +imitates; these, in my judgment, would not be naming. Let me put the +matter as follows: All objects have sound and figure, and many have +colour? + +HERMOGENES: Certainly. + +SOCRATES: But the art of naming appears not to be concerned with +imitations of this kind; the arts which have to do with them are music +and drawing? + +HERMOGENES: True. + +SOCRATES: Again, is there not an essence of each thing, just as there is +a colour, or sound? And is there not an essence of colour and sound as +well as of anything else which may be said to have an essence? + +HERMOGENES: I should think so. + +SOCRATES: Well, and if any one could express the essence of each thing +in letters and syllables, would he not express the nature of each thing? + +HERMOGENES: Quite so. + +SOCRATES: The musician and the painter were the two names which you gave +to the two other imitators. What will this imitator be called? + +HERMOGENES: I imagine, Socrates, that he must be the namer, or +name-giver, of whom we are in search. + +SOCRATES: If this is true, then I think that we are in a condition to +consider the names ron (stream), ienai (to go), schesis (retention), +about which you were asking; and we may see whether the namer has +grasped the nature of them in letters and syllables in such a manner as +to imitate the essence or not. + +HERMOGENES: Very good. + +SOCRATES: But are these the only primary names, or are there others? + +HERMOGENES: There must be others. + +SOCRATES: So I should expect. But how shall we further analyse them, +and where does the imitator begin? Imitation of the essence is made by +syllables and letters; ought we not, therefore, first to separate the +letters, just as those who are beginning rhythm first distinguish the +powers of elementary, and then of compound sounds, and when they have +done so, but not before, they proceed to the consideration of rhythms? + +HERMOGENES: Yes. + +SOCRATES: Must we not begin in the same way with letters; first +separating the vowels, and then the consonants and mutes (letters which +are neither vowels nor semivowels), into classes, according to the +received distinctions of the learned; also the semivowels, which are +neither vowels, nor yet mutes; and distinguishing into classes the +vowels themselves? And when we have perfected the classification of +things, we shall give them names, and see whether, as in the case of +letters, there are any classes to which they may be all referred (cf. +Phaedrus); and hence we shall see their natures, and see, too, whether +they have in them classes as there are in the letters; and when we have +well considered all this, we shall know how to apply them to what they +resemble--whether one letter is used to denote one thing, or whether +there is to be an admixture of several of them; just, as in painting, +the painter who wants to depict anything sometimes uses purple only, or +any other colour, and sometimes mixes up several colours, as his method +is when he has to paint flesh colour or anything of that kind--he uses +his colours as his figures appear to require them; and so, too, we shall +apply letters to the expression of objects, either single letters when +required, or several letters; and so we shall form syllables, as they +are called, and from syllables make nouns and verbs; and thus, at last, +from the combinations of nouns and verbs arrive at language, large and +fair and whole; and as the painter made a figure, even so shall we make +speech by the art of the namer or the rhetorician, or by some other +art. Not that I am literally speaking of ourselves, but I was carried +away--meaning to say that this was the way in which (not we but) the +ancients formed language, and what they put together we must take to +pieces in like manner, if we are to attain a scientific view of the +whole subject, and we must see whether the primary, and also whether the +secondary elements are rightly given or not, for if they are not, the +composition of them, my dear Hermogenes, will be a sorry piece of work, +and in the wrong direction. + +HERMOGENES: That, Socrates, I can quite believe. + +SOCRATES: Well, but do you suppose that you will be able to analyse them +in this way? for I am certain that I should not. + +HERMOGENES: Much less am I likely to be able. + +SOCRATES: Shall we leave them, then? or shall we seek to discover, if +we can, something about them, according to the measure of our ability, +saying by way of preface, as I said before of the Gods, that of the +truth about them we know nothing, and do but entertain human notions of +them. And in this present enquiry, let us say to ourselves, before we +proceed, that the higher method is the one which we or others who +would analyse language to any good purpose must follow; but under the +circumstances, as men say, we must do as well as we can. What do you +think? + +HERMOGENES: I very much approve. + +SOCRATES: That objects should be imitated in letters and syllables, and +so find expression, may appear ridiculous, Hermogenes, but it cannot be +avoided--there is no better principle to which we can look for the truth +of first names. Deprived of this, we must have recourse to divine help, +like the tragic poets, who in any perplexity have their gods waiting in +the air; and must get out of our difficulty in like fashion, by saying +that 'the Gods gave the first names, and therefore they are right.' This +will be the best contrivance, or perhaps that other notion may be even +better still, of deriving them from some barbarous people, for the +barbarians are older than we are; or we may say that antiquity has cast +a veil over them, which is the same sort of excuse as the last; for all +these are not reasons but only ingenious excuses for having no reasons +concerning the truth of words. And yet any sort of ignorance of first or +primitive names involves an ignorance of secondary words; for they +can only be explained by the primary. Clearly then the professor of +languages should be able to give a very lucid explanation of first +names, or let him be assured he will only talk nonsense about the rest. +Do you not suppose this to be true? + +HERMOGENES: Certainly, Socrates. + +SOCRATES: My first notions of original names are truly wild and +ridiculous, though I have no objection to impart them to you if you +desire, and I hope that you will communicate to me in return anything +better which you may have. + +HERMOGENES: Fear not; I will do my best. + +SOCRATES: In the first place, the letter rho appears to me to be the +general instrument expressing all motion (kinesis). But I have not yet +explained the meaning of this latter word, which is just iesis (going); +for the letter eta was not in use among the ancients, who only employed +epsilon; and the root is kiein, which is a foreign form, the same as +ienai. And the old word kinesis will be correctly given as iesis in +corresponding modern letters. Assuming this foreign root kiein, and +allowing for the change of the eta and the insertion of the nu, we have +kinesis, which should have been kieinsis or eisis; and stasis is the +negative of ienai (or eisis), and has been improved into stasis. Now +the letter rho, as I was saying, appeared to the imposer of names an +excellent instrument for the expression of motion; and he frequently +uses the letter for this purpose: for example, in the actual words +rein and roe he represents motion by rho; also in the words tromos +(trembling), trachus (rugged); and again, in words such as krouein +(strike), thrauein (crush), ereikein (bruise), thruptein (break), +kermatixein (crumble), rumbein (whirl): of all these sorts of movements +he generally finds an expression in the letter R, because, as I imagine, +he had observed that the tongue was most agitated and least at rest in +the pronunciation of this letter, which he therefore used in order +to express motion, just as by the letter iota he expresses the subtle +elements which pass through all things. This is why he uses the letter +iota as imitative of motion, ienai, iesthai. And there is another class +of letters, phi, psi, sigma, and xi, of which the pronunciation is +accompanied by great expenditure of breath; these are used in the +imitation of such notions as psuchron (shivering), xeon (seething), +seiesthai, (to be shaken), seismos (shock), and are always introduced by +the giver of names when he wants to imitate what is phusodes (windy). He +seems to have thought that the closing and pressure of the tongue in +the utterance of delta and tau was expressive of binding and rest in +a place: he further observed the liquid movement of lambda, in the +pronunciation of which the tongue slips, and in this he found the +expression of smoothness, as in leios (level), and in the word +oliothanein (to slip) itself, liparon (sleek), in the word kollodes +(gluey), and the like: the heavier sound of gamma detained the slipping +tongue, and the union of the two gave the notion of a glutinous clammy +nature, as in glischros, glukus, gloiodes. The nu he observed to be +sounded from within, and therefore to have a notion of inwardness; hence +he introduced the sound in endos and entos: alpha he assigned to the +expression of size, and nu of length, because they are great letters: +omicron was the sign of roundness, and therefore there is plenty of +omicron mixed up in the word goggulon (round). Thus did the legislator, +reducing all things into letters and syllables, and impressing on them +names and signs, and out of them by imitation compounding other signs. +That is my view, Hermogenes, of the truth of names; but I should like to +hear what Cratylus has more to say. + +HERMOGENES: But, Socrates, as I was telling you before, Cratylus +mystifies me; he says that there is a fitness of names, but he never +explains what is this fitness, so that I cannot tell whether his +obscurity is intended or not. Tell me now, Cratylus, here in the +presence of Socrates, do you agree in what Socrates has been saying +about names, or have you something better of your own? and if you have, +tell me what your view is, and then you will either learn of Socrates, +or Socrates and I will learn of you. + +CRATYLUS: Well, but surely, Hermogenes, you do not suppose that you can +learn, or I explain, any subject of importance all in a moment; at +any rate, not such a subject as language, which is, perhaps, the very +greatest of all. + +HERMOGENES: No, indeed; but, as Hesiod says, and I agree with him, 'to +add little to little' is worth while. And, therefore, if you think that +you can add anything at all, however small, to our knowledge, take a +little trouble and oblige Socrates, and me too, who certainly have a +claim upon you. + +SOCRATES: I am by no means positive, Cratylus, in the view which +Hermogenes and myself have worked out; and therefore do not hesitate +to say what you think, which if it be better than my own view I shall +gladly accept. And I should not be at all surprized to find that you +have found some better notion. For you have evidently reflected on these +matters and have had teachers, and if you have really a better theory of +the truth of names, you may count me in the number of your disciples. + +CRATYLUS: You are right, Socrates, in saying that I have made a study of +these matters, and I might possibly convert you into a disciple. But I +fear that the opposite is more probable, and I already find myself moved +to say to you what Achilles in the 'Prayers' says to Ajax,-- + +'Illustrious Ajax, son of Telamon, lord of the people, You appear to +have spoken in all things much to my mind.' + +And you, Socrates, appear to me to be an oracle, and to give answers +much to my mind, whether you are inspired by Euthyphro, or whether some +Muse may have long been an inhabitant of your breast, unconsciously to +yourself. + +SOCRATES: Excellent Cratylus, I have long been wondering at my own +wisdom; I cannot trust myself. And I think that I ought to stop and +ask myself What am I saying? for there is nothing worse than +self-deception--when the deceiver is always at home and always with +you--it is quite terrible, and therefore I ought often to retrace +my steps and endeavour to 'look fore and aft,' in the words of the +aforesaid Homer. And now let me see; where are we? Have we not been +saying that the correct name indicates the nature of the thing:--has +this proposition been sufficiently proven? + +CRATYLUS: Yes, Socrates, what you say, as I am disposed to think, is +quite true. + +SOCRATES: Names, then, are given in order to instruct? + +CRATYLUS: Certainly. + +SOCRATES: And naming is an art, and has artificers? + +CRATYLUS: Yes. + +SOCRATES: And who are they? + +CRATYLUS: The legislators, of whom you spoke at first. + +SOCRATES: And does this art grow up among men like other arts? Let me +explain what I mean: of painters, some are better and some worse? + +CRATYLUS: Yes. + +SOCRATES: The better painters execute their works, I mean their figures, +better, and the worse execute them worse; and of builders also, the +better sort build fairer houses, and the worse build them worse. + +CRATYLUS: True. + +SOCRATES: And among legislators, there are some who do their work better +and some worse? + +CRATYLUS: No; there I do not agree with you. + +SOCRATES: Then you do not think that some laws are better and others +worse? + +CRATYLUS: No, indeed. + +SOCRATES: Or that one name is better than another? + +CRATYLUS: Certainly not. + +SOCRATES: Then all names are rightly imposed? + +CRATYLUS: Yes, if they are names at all. + +SOCRATES: Well, what do you say to the name of our friend Hermogenes, +which was mentioned before:--assuming that he has nothing of the nature +of Hermes in him, shall we say that this is a wrong name, or not his +name at all? + +CRATYLUS: I should reply that Hermogenes is not his name at all, but +only appears to be his, and is really the name of somebody else, who has +the nature which corresponds to it. + +SOCRATES: And if a man were to call him Hermogenes, would he not be +even speaking falsely? For there may be a doubt whether you can call him +Hermogenes, if he is not. + +CRATYLUS: What do you mean? + +SOCRATES: Are you maintaining that falsehood is impossible? For if this +is your meaning I should answer, that there have been plenty of liars in +all ages. + +CRATYLUS: Why, Socrates, how can a man say that which is not?--say +something and yet say nothing? For is not falsehood saying the thing +which is not? + +SOCRATES: Your argument, friend, is too subtle for a man of my age. +But I should like to know whether you are one of those philosophers who +think that falsehood may be spoken but not said? + +CRATYLUS: Neither spoken nor said. + +SOCRATES: Nor uttered nor addressed? For example: If a person, saluting +you in a foreign country, were to take your hand and say: 'Hail, +Athenian stranger, Hermogenes, son of Smicrion'--these words, whether +spoken, said, uttered, or addressed, would have no application to you +but only to our friend Hermogenes, or perhaps to nobody at all? + +CRATYLUS: In my opinion, Socrates, the speaker would only be talking +nonsense. + +SOCRATES: Well, but that will be quite enough for me, if you will tell +me whether the nonsense would be true or false, or partly true and +partly false:--which is all that I want to know. + +CRATYLUS: I should say that he would be putting himself in motion to no +purpose; and that his words would be an unmeaning sound like the noise +of hammering at a brazen pot. + +SOCRATES: But let us see, Cratylus, whether we cannot find a +meeting-point, for you would admit that the name is not the same with +the thing named? + +CRATYLUS: I should. + +SOCRATES: And would you further acknowledge that the name is an +imitation of the thing? + +CRATYLUS: Certainly. + +SOCRATES: And you would say that pictures are also imitations of things, +but in another way? + +CRATYLUS: Yes. + +SOCRATES: I believe you may be right, but I do not rightly understand +you. Please to say, then, whether both sorts of imitation (I mean both +pictures or words) are not equally attributable and applicable to the +things of which they are the imitation. + +CRATYLUS: They are. + +SOCRATES: First look at the matter thus: you may attribute the likeness +of the man to the man, and of the woman to the woman; and so on? + +CRATYLUS: Certainly. + +SOCRATES: And conversely you may attribute the likeness of the man to +the woman, and of the woman to the man? + +CRATYLUS: Very true. + +SOCRATES: And are both modes of assigning them right, or only the first? + +CRATYLUS: Only the first. + +SOCRATES: That is to say, the mode of assignment which attributes to +each that which belongs to them and is like them? + +CRATYLUS: That is my view. + +SOCRATES: Now then, as I am desirous that we being friends should have a +good understanding about the argument, let me state my view to you: the +first mode of assignment, whether applied to figures or to names, I call +right, and when applied to names only, true as well as right; and the +other mode of giving and assigning the name which is unlike, I call +wrong, and in the case of names, false as well as wrong. + +CRATYLUS: That may be true, Socrates, in the case of pictures; they may +be wrongly assigned; but not in the case of names--they must be always +right. + +SOCRATES: Why, what is the difference? May I not go to a man and say to +him, 'This is your picture,' showing him his own likeness, or perhaps +the likeness of a woman; and when I say 'show,' I mean bring before the +sense of sight. + +CRATYLUS: Certainly. + +SOCRATES: And may I not go to him again, and say, 'This is your +name'?--for the name, like the picture, is an imitation. May I not say +to him--'This is your name'? and may I not then bring to his sense of +hearing the imitation of himself, when I say, 'This is a man'; or of a +female of the human species, when I say, 'This is a woman,' as the case +may be? Is not all that quite possible? + +CRATYLUS: I would fain agree with you, Socrates; and therefore I say, +Granted. + +SOCRATES: That is very good of you, if I am right, which need hardly be +disputed at present. But if I can assign names as well as pictures to +objects, the right assignment of them we may call truth, and the wrong +assignment of them falsehood. Now if there be such a wrong assignment of +names, there may also be a wrong or inappropriate assignment of verbs; +and if of names and verbs then of the sentences, which are made up of +them. What do you say, Cratylus? + +CRATYLUS: I agree; and think that what you say is very true. + +SOCRATES: And further, primitive nouns may be compared to pictures, and +in pictures you may either give all the appropriate colours and figures, +or you may not give them all--some may be wanting; or there may be too +many or too much of them--may there not? + +CRATYLUS: Very true. + +SOCRATES: And he who gives all gives a perfect picture or figure; and +he who takes away or adds also gives a picture or figure, but not a good +one. + +CRATYLUS: Yes. + +SOCRATES: In like manner, he who by syllables and letters imitates the +nature of things, if he gives all that is appropriate will produce a +good image, or in other words a name; but if he subtracts or perhaps +adds a little, he will make an image but not a good one; whence I infer +that some names are well and others ill made. + +CRATYLUS: That is true. + +SOCRATES: Then the artist of names may be sometimes good, or he may be +bad? + +CRATYLUS: Yes. + +SOCRATES: And this artist of names is called the legislator? + +CRATYLUS: Yes. + +SOCRATES: Then like other artists the legislator may be good or he may +be bad; it must surely be so if our former admissions hold good? + +CRATYLUS: Very true, Socrates; but the case of language, you see, is +different; for when by the help of grammar we assign the letters alpha +or beta, or any other letters to a certain name, then, if we add, or +subtract, or misplace a letter, the name which is written is not only +written wrongly, but not written at all; and in any of these cases +becomes other than a name. + +SOCRATES: But I doubt whether your view is altogether correct, Cratylus. + +CRATYLUS: How so? + +SOCRATES: I believe that what you say may be true about numbers, which +must be just what they are, or not be at all; for example, the number +ten at once becomes other than ten if a unit be added or subtracted, +and so of any other number: but this does not apply to that which is +qualitative or to anything which is represented under an image. I should +say rather that the image, if expressing in every point the entire +reality, would no longer be an image. Let us suppose the existence of +two objects: one of them shall be Cratylus, and the other the image of +Cratylus; and we will suppose, further, that some God makes not only +a representation such as a painter would make of your outward form and +colour, but also creates an inward organization like yours, having the +same warmth and softness; and into this infuses motion, and soul, and +mind, such as you have, and in a word copies all your qualities, and +places them by you in another form; would you say that this was Cratylus +and the image of Cratylus, or that there were two Cratyluses? + +CRATYLUS: I should say that there were two Cratyluses. + +SOCRATES: Then you see, my friend, that we must find some other +principle of truth in images, and also in names; and not insist that an +image is no longer an image when something is added or subtracted. Do +you not perceive that images are very far from having qualities which +are the exact counterpart of the realities which they represent? + +CRATYLUS: Yes, I see. + +SOCRATES: But then how ridiculous would be the effect of names on +things, if they were exactly the same with them! For they would be the +doubles of them, and no one would be able to determine which were the +names and which were the realities. + +CRATYLUS: Quite true. + +SOCRATES: Then fear not, but have the courage to admit that one name may +be correctly and another incorrectly given; and do not insist that the +name shall be exactly the same with the thing; but allow the occasional +substitution of a wrong letter, and if of a letter also of a noun in a +sentence, and if of a noun in a sentence also of a sentence which is not +appropriate to the matter, and acknowledge that the thing may be named, +and described, so long as the general character of the thing which you +are describing is retained; and this, as you will remember, was remarked +by Hermogenes and myself in the particular instance of the names of the +letters. + +CRATYLUS: Yes, I remember. + +SOCRATES: Good; and when the general character is preserved, even +if some of the proper letters are wanting, still the thing is +signified;--well, if all the letters are given; not well, when only a +few of them are given. I think that we had better admit this, lest we be +punished like travellers in Aegina who wander about the street late at +night: and be likewise told by truth herself that we have arrived too +late; or if not, you must find out some new notion of correctness of +names, and no longer maintain that a name is the expression of a thing +in letters or syllables; for if you say both, you will be inconsistent +with yourself. + +CRATYLUS: I quite acknowledge, Socrates, what you say to be very +reasonable. + +SOCRATES: Then as we are agreed thus far, let us ask ourselves whether a +name rightly imposed ought not to have the proper letters. + +CRATYLUS: Yes. + +SOCRATES: And the proper letters are those which are like the things? + +CRATYLUS: Yes. + +SOCRATES: Enough then of names which are rightly given. And in names +which are incorrectly given, the greater part may be supposed to be made +up of proper and similar letters, or there would be no likeness; but +there will be likewise a part which is improper and spoils the beauty +and formation of the word: you would admit that? + +CRATYLUS: There would be no use, Socrates, in my quarrelling with you, +since I cannot be satisfied that a name which is incorrectly given is a +name at all. + +SOCRATES: Do you admit a name to be the representation of a thing? + +CRATYLUS: Yes, I do. + +SOCRATES: But do you not allow that some nouns are primitive, and some +derived? + +CRATYLUS: Yes, I do. + +SOCRATES: Then if you admit that primitive or first nouns are +representations of things, is there any better way of framing +representations than by assimilating them to the objects as much as you +can; or do you prefer the notion of Hermogenes and of many others, who +say that names are conventional, and have a meaning to those who +have agreed about them, and who have previous knowledge of the things +intended by them, and that convention is the only principle; and whether +you abide by our present convention, or make a new and opposite one, +according to which you call small great and great small--that, they +would say, makes no difference, if you are only agreed. Which of these +two notions do you prefer? + +CRATYLUS: Representation by likeness, Socrates, is infinitely better +than representation by any chance sign. + +SOCRATES: Very good: but if the name is to be like the thing, the +letters out of which the first names are composed must also be like +things. Returning to the image of the picture, I would ask, How could +any one ever compose a picture which would be like anything at all, if +there were not pigments in nature which resembled the things imitated, +and out of which the picture is composed? + +CRATYLUS: Impossible. + +SOCRATES: No more could names ever resemble any actually existing thing, +unless the original elements of which they are compounded bore some +degree of resemblance to the objects of which the names are the +imitation: And the original elements are letters? + +CRATYLUS: Yes. + +SOCRATES: Let me now invite you to consider what Hermogenes and I +were saying about sounds. Do you agree with me that the letter rho is +expressive of rapidity, motion, and hardness? Were we right or wrong in +saying so? + +CRATYLUS: I should say that you were right. + +SOCRATES: And that lamda was expressive of smoothness, and softness, and +the like? + +CRATYLUS: There again you were right. + +SOCRATES: And yet, as you are aware, that which is called by us +sklerotes, is by the Eretrians called skleroter. + +CRATYLUS: Very true. + +SOCRATES: But are the letters rho and sigma equivalents; and is there +the same significance to them in the termination rho, which there is to +us in sigma, or is there no significance to one of us? + +CRATYLUS: Nay, surely there is a significance to both of us. + +SOCRATES: In as far as they are like, or in as far as they are unlike? + +CRATYLUS: In as far as they are like. + +SOCRATES: Are they altogether alike? + +CRATYLUS: Yes; for the purpose of expressing motion. + +SOCRATES: And what do you say of the insertion of the lamda? for that is +expressive not of hardness but of softness. + +CRATYLUS: Why, perhaps the letter lamda is wrongly inserted, Socrates, +and should be altered into rho, as you were saying to Hermogenes and +in my opinion rightly, when you spoke of adding and subtracting letters +upon occasion. + +SOCRATES: Good. But still the word is intelligible to both of us; when I +say skleros (hard), you know what I mean. + +CRATYLUS: Yes, my dear friend, and the explanation of that is custom. + +SOCRATES: And what is custom but convention? I utter a sound which I +understand, and you know that I understand the meaning of the sound: +this is what you are saying? + +CRATYLUS: Yes. + +SOCRATES: And if when I speak you know my meaning, there is an +indication given by me to you? + +CRATYLUS: Yes. + +SOCRATES: This indication of my meaning may proceed from unlike as well +as from like, for example in the lamda of sklerotes. But if this is +true, then you have made a convention with yourself, and the correctness +of a name turns out to be convention, since letters which are unlike are +indicative equally with those which are like, if they are sanctioned by +custom and convention. And even supposing that you distinguish custom +from convention ever so much, still you must say that the signification +of words is given by custom and not by likeness, for custom may indicate +by the unlike as well as by the like. But as we are agreed thus far, +Cratylus (for I shall assume that your silence gives consent), then +custom and convention must be supposed to contribute to the indication +of our thoughts; for suppose we take the instance of number, how can you +ever imagine, my good friend, that you will find names resembling every +individual number, unless you allow that which you term convention and +agreement to have authority in determining the correctness of names? +I quite agree with you that words should as far as possible resemble +things; but I fear that this dragging in of resemblance, as Hermogenes +says, is a shabby thing, which has to be supplemented by the mechanical +aid of convention with a view to correctness; for I believe that if +we could always, or almost always, use likenesses, which are perfectly +appropriate, this would be the most perfect state of language; as the +opposite is the most imperfect. But let me ask you, what is the force of +names, and what is the use of them? + +CRATYLUS: The use of names, Socrates, as I should imagine, is to inform: +the simple truth is, that he who knows names knows also the things which +are expressed by them. + +SOCRATES: I suppose you mean to say, Cratylus, that as the name is, +so also is the thing; and that he who knows the one will also know the +other, because they are similars, and all similars fall under the same +art or science; and therefore you would say that he who knows names will +also know things. + +CRATYLUS: That is precisely what I mean. + +SOCRATES: But let us consider what is the nature of this information +about things which, according to you, is given us by names. Is it the +best sort of information? or is there any other? What do you say? + +CRATYLUS: I believe that to be both the only and the best sort of +information about them; there can be no other. + +SOCRATES: But do you believe that in the discovery of them, he who +discovers the names discovers also the things; or is this only the +method of instruction, and is there some other method of enquiry and +discovery. + +CRATYLUS: I certainly believe that the methods of enquiry and discovery +are of the same nature as instruction. + +SOCRATES: Well, but do you not see, Cratylus, that he who follows names +in the search after things, and analyses their meaning, is in great +danger of being deceived? + +CRATYLUS: How so? + +SOCRATES: Why clearly he who first gave names gave them according to his +conception of the things which they signified--did he not? + +CRATYLUS: True. + +SOCRATES: And if his conception was erroneous, and he gave names +according to his conception, in what position shall we who are his +followers find ourselves? Shall we not be deceived by him? + +CRATYLUS: But, Socrates, am I not right in thinking that he must surely +have known; or else, as I was saying, his names would not be names at +all? And you have a clear proof that he has not missed the truth, and +the proof is--that he is perfectly consistent. Did you ever observe in +speaking that all the words which you utter have a common character and +purpose? + +SOCRATES: But that, friend Cratylus, is no answer. For if he did begin +in error, he may have forced the remainder into agreement with the +original error and with himself; there would be nothing strange in this, +any more than in geometrical diagrams, which have often a slight and +invisible flaw in the first part of the process, and are consistently +mistaken in the long deductions which follow. And this is the reason +why every man should expend his chief thought and attention on the +consideration of his first principles:--are they or are they not rightly +laid down? and when he has duly sifted them, all the rest will follow. +Now I should be astonished to find that names are really consistent. And +here let us revert to our former discussion: Were we not saying that all +things are in motion and progress and flux, and that this idea of motion +is expressed by names? Do you not conceive that to be the meaning of +them? + +CRATYLUS: Yes; that is assuredly their meaning, and the true meaning. + +SOCRATES: Let us revert to episteme (knowledge) and observe how +ambiguous this word is, seeming rather to signify stopping the soul at +things than going round with them; and therefore we should leave +the beginning as at present, and not reject the epsilon, but make an +insertion of an iota instead of an epsilon (not pioteme, but epiisteme). +Take another example: bebaion (sure) is clearly the expression of +station and position, and not of motion. Again, the word istoria +(enquiry) bears upon the face of it the stopping (istanai) of the +stream; and the word piston (faithful) certainly indicates cessation of +motion; then, again, mneme (memory), as any one may see, expresses +rest in the soul, and not motion. Moreover, words such as amartia +and sumphora, which have a bad sense, viewed in the light of their +etymologies will be the same as sunesis and episteme and other +words which have a good sense (compare omartein, sunienai, epesthai, +sumpheresthai); and much the same may be said of amathia and akolasia, +for amathia may be explained as e ama theo iontos poreia, and akolasia +as e akolouthia tois pragmasin. Thus the names which in these instances +we find to have the worst sense, will turn out to be framed on the same +principle as those which have the best. And any one I believe who would +take the trouble might find many other examples in which the giver of +names indicates, not that things are in motion or progress, but that +they are at rest; which is the opposite of motion. + +CRATYLUS: Yes, Socrates, but observe; the greater number express motion. + +SOCRATES: What of that, Cratylus? Are we to count them like votes? and +is correctness of names the voice of the majority? Are we to say of +whichever sort there are most, those are the true ones? + +CRATYLUS: No; that is not reasonable. + +SOCRATES: Certainly not. But let us have done with this question and +proceed to another, about which I should like to know whether you think +with me. Were we not lately acknowledging that the first givers of names +in states, both Hellenic and barbarous, were the legislators, and that +the art which gave names was the art of the legislator? + +CRATYLUS: Quite true. + +SOCRATES: Tell me, then, did the first legislators, who were the givers +of the first names, know or not know the things which they named? + +CRATYLUS: They must have known, Socrates. + +SOCRATES: Why, yes, friend Cratylus, they could hardly have been +ignorant. + +CRATYLUS: I should say not. + +SOCRATES: Let us return to the point from which we digressed. You were +saying, if you remember, that he who gave names must have known the +things which he named; are you still of that opinion? + +CRATYLUS: I am. + +SOCRATES: And would you say that the giver of the first names had also a +knowledge of the things which he named? + +CRATYLUS: I should. + +SOCRATES: But how could he have learned or discovered things from names +if the primitive names were not yet given? For, if we are correct in +our view, the only way of learning and discovering things, is either to +discover names for ourselves or to learn them from others. + +CRATYLUS: I think that there is a good deal in what you say, Socrates. + +SOCRATES: But if things are only to be known through names, how can +we suppose that the givers of names had knowledge, or were legislators +before there were names at all, and therefore before they could have +known them? + +CRATYLUS: I believe, Socrates, the true account of the matter to be, +that a power more than human gave things their first names, and that the +names which are thus given are necessarily their true names. + +SOCRATES: Then how came the giver of the names, if he was an inspired +being or God, to contradict himself? For were we not saying just now +that he made some names expressive of rest and others of motion? Were we +mistaken? + +CRATYLUS: But I suppose one of the two not to be names at all. + +SOCRATES: And which, then, did he make, my good friend; those which are +expressive of rest, or those which are expressive of motion? This is a +point which, as I said before, cannot be determined by counting them. + +CRATYLUS: No; not in that way, Socrates. + +SOCRATES: But if this is a battle of names, some of them asserting that +they are like the truth, others contending that THEY are, how or by what +criterion are we to decide between them? For there are no other names to +which appeal can be made, but obviously recourse must be had to another +standard which, without employing names, will make clear which of the +two are right; and this must be a standard which shows the truth of +things. + +CRATYLUS: I agree. + +SOCRATES: But if that is true, Cratylus, then I suppose that things may +be known without names? + +CRATYLUS: Clearly. + +SOCRATES: But how would you expect to know them? What other way can +there be of knowing them, except the true and natural way, through their +affinities, when they are akin to each other, and through themselves? +For that which is other and different from them must signify something +other and different from them. + +CRATYLUS: What you are saying is, I think, true. + +SOCRATES: Well, but reflect; have we not several times acknowledged that +names rightly given are the likenesses and images of the things which +they name? + +CRATYLUS: Yes. + +SOCRATES: Let us suppose that to any extent you please you can learn +things through the medium of names, and suppose also that you can learn +them from the things themselves--which is likely to be the nobler and +clearer way; to learn of the image, whether the image and the truth of +which the image is the expression have been rightly conceived, or to +learn of the truth whether the truth and the image of it have been duly +executed? + +CRATYLUS: I should say that we must learn of the truth. + +SOCRATES: How real existence is to be studied or discovered is, I +suspect, beyond you and me. But we may admit so much, that the knowledge +of things is not to be derived from names. No; they must be studied and +investigated in themselves. + +CRATYLUS: Clearly, Socrates. + +SOCRATES: There is another point. I should not like us to be imposed +upon by the appearance of such a multitude of names, all tending in the +same direction. I myself do not deny that the givers of names did really +give them under the idea that all things were in motion and flux; which +was their sincere but, I think, mistaken opinion. And having fallen into +a kind of whirlpool themselves, they are carried round, and want to +drag us in after them. There is a matter, master Cratylus, about which I +often dream, and should like to ask your opinion: Tell me, whether +there is or is not any absolute beauty or good, or any other absolute +existence? + +CRATYLUS: Certainly, Socrates, I think so. + +SOCRATES: Then let us seek the true beauty: not asking whether a face +is fair, or anything of that sort, for all such things appear to be in a +flux; but let us ask whether the true beauty is not always beautiful. + +CRATYLUS: Certainly. + +SOCRATES: And can we rightly speak of a beauty which is always passing +away, and is first this and then that; must not the same thing be born +and retire and vanish while the word is in our mouths? + +CRATYLUS: Undoubtedly. + +SOCRATES: Then how can that be a real thing which is never in the same +state? for obviously things which are the same cannot change while they +remain the same; and if they are always the same and in the same state, +and never depart from their original form, they can never change or be +moved. + +CRATYLUS: Certainly they cannot. + +SOCRATES: Nor yet can they be known by any one; for at the moment that +the observer approaches, then they become other and of another nature, +so that you cannot get any further in knowing their nature or state, for +you cannot know that which has no state. + +CRATYLUS: True. + +SOCRATES: Nor can we reasonably say, Cratylus, that there is knowledge +at all, if everything is in a state of transition and there is nothing +abiding; for knowledge too cannot continue to be knowledge unless +continuing always to abide and exist. But if the very nature of +knowledge changes, at the time when the change occurs there will be no +knowledge; and if the transition is always going on, there will always +be no knowledge, and, according to this view, there will be no one to +know and nothing to be known: but if that which knows and that which is +known exists ever, and the beautiful and the good and every other thing +also exist, then I do not think that they can resemble a process or +flux, as we were just now supposing. Whether there is this eternal +nature in things, or whether the truth is what Heracleitus and his +followers and many others say, is a question hard to determine; and no +man of sense will like to put himself or the education of his mind in +the power of names: neither will he so far trust names or the givers +of names as to be confident in any knowledge which condemns himself and +other existences to an unhealthy state of unreality; he will not believe +that all things leak like a pot, or imagine that the world is a man who +has a running at the nose. This may be true, Cratylus, but is also very +likely to be untrue; and therefore I would not have you be too easily +persuaded of it. Reflect well and like a man, and do not easily accept +such a doctrine; for you are young and of an age to learn. And when you +have found the truth, come and tell me. + +CRATYLUS: I will do as you say, though I can assure you, Socrates, that +I have been considering the matter already, and the result of a great +deal of trouble and consideration is that I incline to Heracleitus. + +SOCRATES: Then, another day, my friend, when you come back, you shall +give me a lesson; but at present, go into the country, as you are +intending, and Hermogenes shall set you on your way. + +CRATYLUS: Very good, Socrates; I hope, however, that you will continue +to think about these things yourself. + + + + + +End of the Project Gutenberg EBook of Cratylus, by Plato + +*** END OF THIS PROJECT GUTENBERG EBOOK CRATYLUS *** + +***** This file should be named 1616.txt or 1616.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/6/1/1616/ + +Produced by Sue Asscher + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. Special rules, +set forth in the General Terms of Use part of this license, apply to +copying and distributing Project Gutenberg-tm electronic works to +protect the PROJECT GUTENBERG-tm concept and trademark. Project +Gutenberg is a registered trademark, and may not be used if you +charge for the eBooks, unless you receive specific permission. If you +do not charge anything for copies of this eBook, complying with the +rules is very easy. You may use this eBook for nearly any purpose +such as creation of derivative works, reports, performances and +research. They may be modified and printed and given away--you may do +practically ANYTHING with public domain eBooks. Redistribution is +subject to the trademark license, especially commercial +redistribution. + + + +*** START: FULL LICENSE *** + +THE FULL PROJECT GUTENBERG LICENSE +PLEASE READ THIS BEFORE YOU DISTRIBUTE OR USE THIS WORK + +To protect the Project Gutenberg-tm mission of promoting the free +distribution of electronic works, by using or distributing this work +(or any other work associated in any way with the phrase "Project +Gutenberg"), you agree to comply with all the terms of the Full Project +Gutenberg-tm License (available with this file or online at +http://gutenberg.org/license). + + +Section 1. General Terms of Use and Redistributing Project Gutenberg-tm +electronic works + +1.A. By reading or using any part of this Project Gutenberg-tm +electronic work, you indicate that you have read, understand, agree to +and accept all the terms of this license and intellectual property +(trademark/copyright) agreement. If you do not agree to abide by all +the terms of this agreement, you must cease using and return or destroy +all copies of Project Gutenberg-tm electronic works in your possession. +If you paid a fee for obtaining a copy of or access to a Project +Gutenberg-tm electronic work and you do not agree to be bound by the +terms of this agreement, you may obtain a refund from the person or +entity to whom you paid the fee as set forth in paragraph 1.E.8. + +1.B. "Project Gutenberg" is a registered trademark. It may only be +used on or associated in any way with an electronic work by people who +agree to be bound by the terms of this agreement. There are a few +things that you can do with most Project Gutenberg-tm electronic works +even without complying with the full terms of this agreement. See +paragraph 1.C below. There are a lot of things you can do with Project +Gutenberg-tm electronic works if you follow the terms of this agreement +and help preserve free future access to Project Gutenberg-tm electronic +works. See paragraph 1.E below. + +1.C. The Project Gutenberg Literary Archive Foundation ("the Foundation" +or PGLAF), owns a compilation copyright in the collection of Project +Gutenberg-tm electronic works. Nearly all the individual works in the +collection are in the public domain in the United States. If an +individual work is in the public domain in the United States and you are +located in the United States, we do not claim a right to prevent you from +copying, distributing, performing, displaying or creating derivative +works based on the work as long as all references to Project Gutenberg +are removed. Of course, we hope that you will support the Project +Gutenberg-tm mission of promoting free access to electronic works by +freely sharing Project Gutenberg-tm works in compliance with the terms of +this agreement for keeping the Project Gutenberg-tm name associated with +the work. You can easily comply with the terms of this agreement by +keeping this work in the same format with its attached full Project +Gutenberg-tm License when you share it without charge with others. + +1.D. The copyright laws of the place where you are located also govern +what you can do with this work. Copyright laws in most countries are in +a constant state of change. If you are outside the United States, check +the laws of your country in addition to the terms of this agreement +before downloading, copying, displaying, performing, distributing or +creating derivative works based on this work or any other Project +Gutenberg-tm work. The Foundation makes no representations concerning +the copyright status of any work in any country outside the United +States. + +1.E. Unless you have removed all references to Project Gutenberg: + +1.E.1. The following sentence, with active links to, or other immediate +access to, the full Project Gutenberg-tm License must appear prominently +whenever any copy of a Project Gutenberg-tm work (any work on which the +phrase "Project Gutenberg" appears, or with which the phrase "Project +Gutenberg" is associated) is accessed, displayed, performed, viewed, +copied or distributed: + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + +1.E.2. If an individual Project Gutenberg-tm electronic work is derived +from the public domain (does not contain a notice indicating that it is +posted with permission of the copyright holder), the work can be copied +and distributed to anyone in the United States without paying any fees +or charges. If you are redistributing or providing access to a work +with the phrase "Project Gutenberg" associated with or appearing on the +work, you must comply either with the requirements of paragraphs 1.E.1 +through 1.E.7 or obtain permission for the use of the work and the +Project Gutenberg-tm trademark as set forth in paragraphs 1.E.8 or +1.E.9. + +1.E.3. If an individual Project Gutenberg-tm electronic work is posted +with the permission of the copyright holder, your use and distribution +must comply with both paragraphs 1.E.1 through 1.E.7 and any additional +terms imposed by the copyright holder. Additional terms will be linked +to the Project Gutenberg-tm License for all works posted with the +permission of the copyright holder found at the beginning of this work. + +1.E.4. Do not unlink or detach or remove the full Project Gutenberg-tm +License terms from this work, or any files containing a part of this +work or any other work associated with Project Gutenberg-tm. + +1.E.5. Do not copy, display, perform, distribute or redistribute this +electronic work, or any part of this electronic work, without +prominently displaying the sentence set forth in paragraph 1.E.1 with +active links or immediate access to the full terms of the Project +Gutenberg-tm License. + +1.E.6. You may convert to and distribute this work in any binary, +compressed, marked up, nonproprietary or proprietary form, including any +word processing or hypertext form. However, if you provide access to or +distribute copies of a Project Gutenberg-tm work in a format other than +"Plain Vanilla ASCII" or other format used in the official version +posted on the official Project Gutenberg-tm web site (www.gutenberg.org), +you must, at no additional cost, fee or expense to the user, provide a +copy, a means of exporting a copy, or a means of obtaining a copy upon +request, of the work in its original "Plain Vanilla ASCII" or other +form. Any alternate format must include the full Project Gutenberg-tm +License as specified in paragraph 1.E.1. + +1.E.7. Do not charge a fee for access to, viewing, displaying, +performing, copying or distributing any Project Gutenberg-tm works +unless you comply with paragraph 1.E.8 or 1.E.9. + +1.E.8. You may charge a reasonable fee for copies of or providing +access to or distributing Project Gutenberg-tm electronic works provided +that + +- You pay a royalty fee of 20% of the gross profits you derive from + the use of Project Gutenberg-tm works calculated using the method + you already use to calculate your applicable taxes. The fee is + owed to the owner of the Project Gutenberg-tm trademark, but he + has agreed to donate royalties under this paragraph to the + Project Gutenberg Literary Archive Foundation. Royalty payments + must be paid within 60 days following each date on which you + prepare (or are legally required to prepare) your periodic tax + returns. Royalty payments should be clearly marked as such and + sent to the Project Gutenberg Literary Archive Foundation at the + address specified in Section 4, "Information about donations to + the Project Gutenberg Literary Archive Foundation." + +- You provide a full refund of any money paid by a user who notifies + you in writing (or by e-mail) within 30 days of receipt that s/he + does not agree to the terms of the full Project Gutenberg-tm + License. You must require such a user to return or + destroy all copies of the works possessed in a physical medium + and discontinue all use of and all access to other copies of + Project Gutenberg-tm works. + +- You provide, in accordance with paragraph 1.F.3, a full refund of any + money paid for a work or a replacement copy, if a defect in the + electronic work is discovered and reported to you within 90 days + of receipt of the work. + +- You comply with all other terms of this agreement for free + distribution of Project Gutenberg-tm works. + +1.E.9. If you wish to charge a fee or distribute a Project Gutenberg-tm +electronic work or group of works on different terms than are set +forth in this agreement, you must obtain permission in writing from +both the Project Gutenberg Literary Archive Foundation and Michael +Hart, the owner of the Project Gutenberg-tm trademark. Contact the +Foundation as set forth in Section 3 below. + +1.F. + +1.F.1. Project Gutenberg volunteers and employees expend considerable +effort to identify, do copyright research on, transcribe and proofread +public domain works in creating the Project Gutenberg-tm +collection. Despite these efforts, Project Gutenberg-tm electronic +works, and the medium on which they may be stored, may contain +"Defects," such as, but not limited to, incomplete, inaccurate or +corrupt data, transcription errors, a copyright or other intellectual +property infringement, a defective or damaged disk or other medium, a +computer virus, or computer codes that damage or cannot be read by +your equipment. + +1.F.2. LIMITED WARRANTY, DISCLAIMER OF DAMAGES - Except for the "Right +of Replacement or Refund" described in paragraph 1.F.3, the Project +Gutenberg Literary Archive Foundation, the owner of the Project +Gutenberg-tm trademark, and any other party distributing a Project +Gutenberg-tm electronic work under this agreement, disclaim all +liability to you for damages, costs and expenses, including legal +fees. YOU AGREE THAT YOU HAVE NO REMEDIES FOR NEGLIGENCE, STRICT +LIABILITY, BREACH OF WARRANTY OR BREACH OF CONTRACT EXCEPT THOSE +PROVIDED IN PARAGRAPH F3. YOU AGREE THAT THE FOUNDATION, THE +TRADEMARK OWNER, AND ANY DISTRIBUTOR UNDER THIS AGREEMENT WILL NOT BE +LIABLE TO YOU FOR ACTUAL, DIRECT, INDIRECT, CONSEQUENTIAL, PUNITIVE OR +INCIDENTAL DAMAGES EVEN IF YOU GIVE NOTICE OF THE POSSIBILITY OF SUCH +DAMAGE. + +1.F.3. LIMITED RIGHT OF REPLACEMENT OR REFUND - If you discover a +defect in this electronic work within 90 days of receiving it, you can +receive a refund of the money (if any) you paid for it by sending a +written explanation to the person you received the work from. If you +received the work on a physical medium, you must return the medium with +your written explanation. The person or entity that provided you with +the defective work may elect to provide a replacement copy in lieu of a +refund. If you received the work electronically, the person or entity +providing it to you may choose to give you a second opportunity to +receive the work electronically in lieu of a refund. If the second copy +is also defective, you may demand a refund in writing without further +opportunities to fix the problem. + +1.F.4. Except for the limited right of replacement or refund set forth +in paragraph 1.F.3, this work is provided to you 'AS-IS' WITH NO OTHER +WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO +WARRANTIES OF MERCHANTIBILITY OR FITNESS FOR ANY PURPOSE. + +1.F.5. Some states do not allow disclaimers of certain implied +warranties or the exclusion or limitation of certain types of damages. +If any disclaimer or limitation set forth in this agreement violates the +law of the state applicable to this agreement, the agreement shall be +interpreted to make the maximum disclaimer or limitation permitted by +the applicable state law. The invalidity or unenforceability of any +provision of this agreement shall not void the remaining provisions. + +1.F.6. INDEMNITY - You agree to indemnify and hold the Foundation, the +trademark owner, any agent or employee of the Foundation, anyone +providing copies of Project Gutenberg-tm electronic works in accordance +with this agreement, and any volunteers associated with the production, +promotion and distribution of Project Gutenberg-tm electronic works, +harmless from all liability, costs and expenses, including legal fees, +that arise directly or indirectly from any of the following which you do +or cause to occur: (a) distribution of this or any Project Gutenberg-tm +work, (b) alteration, modification, or additions or deletions to any +Project Gutenberg-tm work, and (c) any Defect you cause. + + +Section 2. Information about the Mission of Project Gutenberg-tm + +Project Gutenberg-tm is synonymous with the free distribution of +electronic works in formats readable by the widest variety of computers +including obsolete, old, middle-aged and new computers. It exists +because of the efforts of hundreds of volunteers and donations from +people in all walks of life. + +Volunteers and financial support to provide volunteers with the +assistance they need, is critical to reaching Project Gutenberg-tm's +goals and ensuring that the Project Gutenberg-tm collection will +remain freely available for generations to come. In 2001, the Project +Gutenberg Literary Archive Foundation was created to provide a secure +and permanent future for Project Gutenberg-tm and future generations. +To learn more about the Project Gutenberg Literary Archive Foundation +and how your efforts and donations can help, see Sections 3 and 4 +and the Foundation web page at http://www.pglaf.org. + + +Section 3. Information about the Project Gutenberg Literary Archive +Foundation + +The Project Gutenberg Literary Archive Foundation is a non profit +501(c)(3) educational corporation organized under the laws of the +state of Mississippi and granted tax exempt status by the Internal +Revenue Service. The Foundation's EIN or federal tax identification +number is 64-6221541. Its 501(c)(3) letter is posted at +http://pglaf.org/fundraising. Contributions to the Project Gutenberg +Literary Archive Foundation are tax deductible to the full extent +permitted by U.S. federal laws and your state's laws. + +The Foundation's principal office is located at 4557 Melan Dr. S. +Fairbanks, AK, 99712., but its volunteers and employees are scattered +throughout numerous locations. Its business office is located at +809 North 1500 West, Salt Lake City, UT 84116, (801) 596-1887, email +business@pglaf.org. Email contact links and up to date contact +information can be found at the Foundation's web site and official +page at http://pglaf.org + +For additional contact information: + Dr. Gregory B. Newby + Chief Executive and Director + gbnewby@pglaf.org + + +Section 4. Information about Donations to the Project Gutenberg +Literary Archive Foundation + +Project Gutenberg-tm depends upon and cannot survive without wide +spread public support and donations to carry out its mission of +increasing the number of public domain and licensed works that can be +freely distributed in machine readable form accessible by the widest +array of equipment including outdated equipment. Many small donations +($1 to $5,000) are particularly important to maintaining tax exempt +status with the IRS. + +The Foundation is committed to complying with the laws regulating +charities and charitable donations in all 50 states of the United +States. Compliance requirements are not uniform and it takes a +considerable effort, much paperwork and many fees to meet and keep up +with these requirements. We do not solicit donations in locations +where we have not received written confirmation of compliance. To +SEND DONATIONS or determine the status of compliance for any +particular state visit http://pglaf.org + +While we cannot and do not solicit contributions from states where we +have not met the solicitation requirements, we know of no prohibition +against accepting unsolicited donations from donors in such states who +approach us with offers to donate. + +International donations are gratefully accepted, but we cannot make +any statements concerning tax treatment of donations received from +outside the United States. U.S. laws alone swamp our small staff. + +Please check the Project Gutenberg Web pages for current donation +methods and addresses. Donations are accepted in a number of other +ways including checks, online payments and credit card donations. +To donate, please visit: http://pglaf.org/donate + + +Section 5. General Information About Project Gutenberg-tm electronic +works. + +Professor Michael S. Hart is the originator of the Project Gutenberg-tm +concept of a library of electronic works that could be freely shared +with anyone. For thirty years, he produced and distributed Project +Gutenberg-tm eBooks with only a loose network of volunteer support. + + +Project Gutenberg-tm eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the U.S. +unless a copyright notice is included. Thus, we do not necessarily +keep eBooks in compliance with any particular paper edition. + + +Most people start at our Web site which has the main PG search facility: + + http://www.gutenberg.org + +This Web site includes information about Project Gutenberg-tm, +including how to make donations to the Project Gutenberg Literary +Archive Foundation, how to help produce our new eBooks, and how to +subscribe to our email newsletter to hear about new eBooks. |
