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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/15084-8.txt b/15084-8.txt new file mode 100644 index 0000000..64f49e7 --- /dev/null +++ b/15084-8.txt @@ -0,0 +1,9679 @@ +Project Gutenberg's Recent Developments in European Thought, by Various + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Recent Developments in European Thought + +Author: Various + +Release Date: February 16, 2005 [EBook #15084] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + + + + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + + + + + +THE UNITY SERIES + +RECENT DEVELOPMENTS IN EUROPEAN THOUGHT + +_ESSAYS ARRANGED AND EDITED_ + +BY + +F.S. MARVIN + +AUTHOR OF 'THE LIVING PAST', ETC. + + 'To hope till Hope creates + From its own wreck the thing it contemplates.' + + _Prometheus Unbound._ + +HUMPHREY MILFORD + +OXFORD UNIVERSITY PRESS + +LONDON EDINBURGH GLASGOW NEW YORK TORONTO MELBOURNE CAPE TOWN BOMBAY + +1920 + +PRINTED IN ENGLAND + +AT THE OXFORD UNIVERSITY PRESS + + + + +PREFACE + + +This volume, like its two predecessors, arises from a course of lectures +delivered at a Summer School at Woodbrooke, near Birmingham, in August, +1919. The first, in 1915, dealt with 'The Unity of Western Civilization' +generally, the second, in 1916, with 'Progress'. In this book an attempt +has been made to trace the same ideas in the last period of European +history, broadly speaking since 1870. + +It was felt at the conclusion of the course that the point of view was +so enlightening and offered so many opportunities of useful further +study that it should, if possible, be resumed in future years. A large +number of subjects were suggested--'The Relations of East and West,' +'The Duty of Advanced to Backward Peoples,' 'The Rôle of Science in +Civilization,' &c.--all containing the same elements of 'progress in +unity' which have inspired the previous volumes. It was thought that +possibly for the next session 'World Reconstructions Past and Present' +might be most appropriate. + +If any reader feels moved by interest or sympathy with the general idea +to send suggestions, either as to possible places of meeting, or topics +for treatment or any other kindred matter, they would be welcomed either +by the Editor or by Edwin Gilbert, Woodbrooke, Selly Oak, Birmingham. + +F.S.M. + +BERKHAMSTED, _December, 1919._ + + +[** Transcriber's Note: This text contains a single instance of a + character with a diacritical mark. The character is a lower-case + 'r' with a caron (v-shaped symbol) above it. In the text, that + character is depicted thusly: [vr] **] + + + +CONTENTS + + PAGE + + I. GENERAL SURVEY 7 + By F.S. MARVIN. + + II. PHILOSOPHY 25 + By Professor A.E. TAYLOR, St. Andrews. + + III. RELIGION 65 + By Dr. F.B. JEVONS, Hatfield Hall, Durham. + + IV. POETRY 91 + By Professor C.H. HERFORD, Manchester. + + V. HISTORY 140 + By G.P. GOOCH. + + VI. POLITICAL THEORY 164 + By A.D. LINDSAY, Balliol College, Oxford. + + VII. ECONOMIC DEVELOPMENT 181 + 1. THE INDUSTRIAL SCENE, 1842 181 + 2. MINING OPERATIONS 195 + 3. THE SPIRIT OF ASSOCIATION 209 + By C.R. FAY, Christ's College, Cambridge. + +VIII. ATOMIC THEORIES 216 + By Professor W.H. BRAGG, F.R.S. + + IX. BIOLOGY SINCE DARWIN 229 + By Professor LEONARD DONCASTER, F.R.S. + + X. ART 247 + By A. CLUTTON BROCK. + + XI. A GENERATION OF MUSIC 262 + By Dr. ERNEST WALKER, Balliol College, Oxford. + + XII. THE MODERN RENASCENCE 293 + By F. MELIAN STAWELL. + + + + +I + +GENERAL SURVEY + +F.S. MARVIN + + +We are trying in this book to give some impression of the principal +changes and developments of Western thought in what might roughly be +called 'the last generation', though this limit of time has been, as it +must be, treated liberally. From the political point of view the two +most impressive milestones, events which will always mark for the +consciousness of the West the beginning and the end of a period, are no +doubt the war of 1870 and the Great War which has just ended. From 1870 +to 1914 would therefore be the most obvious delimitation of our study; +and it is a striking illustration of human paradox, that a great stage +in the growth of unity should be marked by two international tragedies +and crowned by the most terrible of all. + +Nearly coincident with the political divisions there are important +landmarks in the history of thought. During the 'sixties, while the +power of Prussia was rising to its culmination in the Franco-Prussian +War, the Darwinian theory of development was gaining command in biology. +To many thinkers there has appeared a clear connexion between that +biological doctrine and the 'imperialism', Teutonic and other, which was +so marked a feature of the time. In any case 'post-Darwinian' might well +describe the scientific thought of the age we have in view. + +Industrially the epoch is as clearly defined as it is in politics and +science. For in 1871, the year of the Treaty of Frankfort, an act was +passed after a long working-class agitation, assisted by certain eminent +members of the middle class, legalizing strikes and Trade Unions. And +now at the end of the war, all over the world, society is faced by the +problem of reconciling the full rights, and in some cases the extreme +demands, of 'labour', with democratic government and the prosperity and +social union of the whole community. This is the situation discussed in +our seventh and eighth chapters. + +In philosophy and literature a similar dividing line appears. In the +'sixties Herbert Spencer was publishing the capital works of his system. +The _Principles of Psychology_ was published in 1872. This 'Synthetic +Philosophy' has proved up to the present the last attempt of its kind, +and with the vast increase of knowledge since Spencer's day it might +well prove the last of all such syntheses carried out by a single mind. +Specialism and criticism have gained the upper hand, and the fresh turn +to harmony, which we shall notice later on, is rather a harmony of +spirit than an encyclopaedic unity such as the great masters of system +from Descartes to Comte and Spencer had attempted before. + +In literature also the dates agree. Dickens, most typical of all early +Victorians, died in 1870. George Eliot's last great novel, _Daniel +Deronda_, was published in 1876. Victor Hugo's greatest poem, _La +Légende des Siècles_, the imaginative synthesis of all the ages, +appeared in the 'seventies. There have been many writers since, with +Tolstoi perhaps at their head, in whom the fire of moral enthusiasm has +burnt as keenly, nor have the borders of human sympathy been narrowed. +Yet one cannot fail to note a less pervading and ready confidence in +human nature, a less fervent belief that the good must prevail if good +men will only follow their better leading. + +Here then is our period, marked in public affairs by a progress from +one conflict, desperate and tragic, between two of the leading nations +of the West, to another and still more terrible which swept the whole +world into the maelstrom; and marked in thought by a certain dispersion +and depression of mind, a falling in the barometer of temperament and +imagination, but also by a grappling with realities at closer quarters. +No wonder that some have seen here a 'tragedy of hope' and the +'bankruptcy of science'. + +But it must be noted at once that these obvious landmarks, though +striking, are in themselves superficial. They require explanation rather +than give it, and in some cases an explanation, much less tragic than +the symptom, is suggested by the symptom itself. We may at least fairly +treat them at starting simply as beacon-hills to mark out the country we +are traversing. We have to go deeper to find out the nature of the soil, +and travel to the end to study the vista beyond. + +In making this fuller analysis of man's recent achievement, especially +in the West, the first, and perhaps ultimately the weightiest, element +we have to note is the continued and unexampled growth of science. Was +there ever a more fertile period than the generation which succeeded +Darwin's achievement in biology and Bunsen's and Kirchhoff's with the +spectroscope? Both have created revolutions, one in our view of living +things, the other in our view of matter. In physics the whole realm of +radio-activity has come into our ken within these years, and during the +same time chemistry, both organic and inorganic, has been equally +enlarged. All branches of science in fact show a similar expansion, and +a new school of mathematicians claim that they have recast the +foundations of the fundamental science and assimilated it to the +simplest laws of all thinking. Some discussion of this will be found in +the chapter on philosophy. + +It may serve as tonic--an antidote to that depression of spirits of +which we have spoken--to consider that such an output of mental energy, +rewarded by such a harvest of truth, is without precedent in man's +evolution. No single generation before ever learnt so much not only of +the world around it but also of the doings of previous generations. For +since 1870 we have been living in an age as much distinguished for +historical research as for natural science. If mankind is now to go down +in a wrack of war, starvation, bankruptcy, and ruin, the sunset sky at +least is glorious. + +And there is tonic in another thought which rises from the very nature +of this recent blossoming of knowledge. It marks the growing +co-operative activity of mankind. The fact that science and research of +every kind have advanced so rapidly is not only, or even primarily, a +proof of the continued vigour of the human intellect, but of the +stability of society, the coherence of social classes and nations, the +readiness of the bulk of men to allow their more immediately productive +work to be used for the support of those whose labours are in a more +remote and ideal sphere. Science did not begin until the ancient +priesthoods were enabled to pursue disinterested inquiries without the +need of earning their daily bread. Civilization, we may be assured, is +not threatened in its most vital part so long as the general will +permits the application of the general resources to the promotion of +learning and research without a claim for immediate marketable results. +Our last generation has not only permitted but has encouraged this in +all Western countries, and in other countries, such as China and Japan, +influenced by the West. The money thus spent is vastly greater than in +any equal period before, and the United States, the land of the fullest +democratic claims, is also the land of the amplest generosity for +scientific and educational purposes. + +The growth of knowledge is a symptom not only of the collective capacity +of living man but also of the continuity of the present age with those +which had laid the earlier foundations. One school of vigorous action, +and still more vigorous talk, advises our generation to be done with the +past and make a fresh start on more ideal lines. This is not the voice +of science, which, just in proportion to its growth, has shown more and +more care for its origins and its past: and this is true at every stage +in the history of thought. The Greeks, fighting for freedom and +establishing in the city-state a new form of political organization for +the world, were yet in their scientific evolution true and grateful +successors of the priests who first compiled the observations necessary +for the scientific study of the heavens and founded the art of medicine. +The men of the Renascence, who were burnt and imprisoned for doubting +the verbal inspiration of Aristotle and the Bible, were in fact going +back to an earlier impulse than that of the scholastic philosophy. The +mathematics of Pappus and the mechanics of Archimedes had to be carried +further before the new sciences of which Aristotle had given the first +sketch could be securely founded. The pioneers of the sixteenth and +seventeenth centuries built therefore on the past, although accused of +impiety and revolution; and it must be so with any intellectual +construction which is to hold its own and form the future. So far from +there being any opposition in nature between history and science, the +two are but different aspects of one continuous enlargement of the human +spirit, which sees and lives more fully at each great moment of its +progress, and, so far as it is alive, is always informed by the real +achievements of the past. We illustrate this advance in the marvellous +record of our fifth chapter, and its spirit is summed up in the great +saying of Benedetto Croce that 'all history is contemporary history'. + +But the reader may here begin not unnaturally to feel some impatience +with the argument, and to think that he is being carried into a region +of ideal imaginings quite out of touch with the realities of blood and +hatred and starvation with which we have been actually surrounded at the +end of our period. It is well to be thus sharply reminded of the +contrariety of facts, when we are sailing smoothly along on the current +of any theory, whether of education or politics, religion or art. To get +right with our objector, to set our sail so that the rocks in the stream +may not completely wreck us, we will go back to the point where we were +insisting on the obvious truth that the collective resources and +capacity of mankind have of late enormously increased. + +The material fruits of science are among our most familiar wonders--the +motor-car, the aeroplane, wireless telegraphy. But it is not +sufficiently realized how all these things and the like are dependent +upon the co-operation of a multitude of minds, the collective rather +than the individual capacity of man. Men had dreamt for ages of flying, +but it was not until the invention of the internal combustion engine +that bird-like wings and the mechanical skill of man could be brought +together and made effective. It is Humanity that flies, and not the +individual man alone. The German Daimler, the French Levassor, are the +two names which stand out most prominently in this later development of +engineering as our own Watt and Stephenson stand in the history of the +steam-engine. Wireless telegraphy offers a similar story. Faraday, +Maxwell, Hertz, Lodge, Marconi; the names are international. In 1913, +before ever the League of Nations had been planned, Lord Bryce was +telling an International Congress in London that 'the world is becoming +one in an altogether new sense.... More than four centuries ago the +discovery of America marked the first step in the process by which the +European races have gained dominion over nearly the whole earth. As the +earth has been narrowed through the new forces science has placed at our +disposal, the movements of politics, of economics, and of thought, in +each of its regions, become more closely interwoven. Whatever happens in +any part of the globe has now a significance for every other part. World +History is tending to become one History.' + +The war, tragically as it has shaken this growing oneness of mankind, +has not destroyed it. In some ways it has even stimulated growth. +Against a background of blood and fire the League of Nations has been +forced into actual being, and the long isolation alike of the ancient +East and the youthful West has been broken down at last. Within the +State, again, even allowing for all setbacks, the efforts at social +solidarity have on the whole been strengthened, not weakened. This war +his been an accelerator of, not, as the Napoleonic, a brake upon, +reform. Many reforms, especially in England, which had been long +discussed and partly attempted before the war, were carried out with +dispatch at its close. This was the case with education, with the +franchise and with measures affecting the health, the housing, and the +industrial conditions of the people. And there is now a greater and +stronger demand among us for a further advance, above all for making +every citizen not merely or even primarily a voting unit, but a +consciously active, consciously co-operative, member of the community. + +Comte, who died in 1857 just before our period, was perhaps the clearest +voice in Europe to herald both movements: the advance to international +unity, and social reform within the State. It was he who, under the +title of _Western Republic_, proclaimed the existence of a real unity of +nations, whose business it was to strengthen themselves as a moral +force, to act as trustees for the weaker people and lead the world. It +was he who, in the phrase 'incorporation of the proletariate', summed up +all those social reforms in which we are immersed, which aim at making +every citizen a full member of his nation. Like all ideals it was far +easier to conceive and to respect than to foresee or to secure the +necessary means to put it into effect. Perhaps the perfect symmetry of +the plan, the over-sanguine hopes of the man who framed it, have even +proved some hindrance to its rapid spread. It has seemed, like Dante's +polity in the _De Monarchia_, to take its place rather among the utopias +than the practical schemes of reform, and when men saw the infinite +complexity of the problems and met the living lions in the path, they +suffered the comparative depression which we have noticed as a feature +of the age. + +Here indeed it would appear that we have reached one of the most serious +cross-currents in recent European thought. In science, in philosophy, in +politics, and in social economics, though we see the goal at least in +outline, we are in some danger of being overwhelmed by the difficulties +of the pursuit. Our vision is somewhat clouded and our steps hampered by +the entangling details of the country between. It is substantially the +same problem which faces us both in the philosophical and the practical +sphere, and the analogy between the two is instructive. Spencer's +synthesis, which we instanced as the last encyclopaedic attempt to +present all knowledge--at least all scientific knowledge--in one system, +has been riddled fore and aft by hostile shot, though in the end more +of it may be found to have survived than is seen at present above water. +The philosopher who in our generation has acquired the European vogue +most comparable to that of Spencer is Bergson. Now Bergson has dealt +some of the shrewdest blows at Spencer's system, but he does not set out +to construct a rival system of his own. He is most careful to say that +he is not doing this, that any such work must be done by later workers, +that he is only making suggestions for a new point of view. It is +interesting to note in general terms what that point of view is, as we +shall have occasion later on to revert to it. It rests on a new +interpretation of the nature and growth of conscious life. He is in +short a _semeur d'idées-force_ rather than an encyclopaedist or a +system-maker. The difference is characteristic of the age and might be +traced in the other contemporary schools, the pragmatists, the new +realists, and the rest. The new Descartes is looked for but not +announced. Perhaps when he arrives he will prove to be a whole army and +not a single man. But if an army, it will need a better co-ordination, a +more clearly defined common spirit, than is at present apparent in the +philosophic hosts. + +A similar perplexity in the practical sphere has a similar cause but a +graver urgency. The multiplicity and contrariety of the facts are upon +us as we face in practice the ideals which we have accepted from the +earlier thinkers, from the century of hope. In science and philosophy we +feel that the cause of unity may with some safety be left to look after +itself. If the new Descartes does not appear in person, we may have +confidence that plenty of inferior substitutes will be found, who, if +they work together, will keep alive the great task of unifying thought. +For in this region the nature of things assists our efforts and will +sooner or later get the work done. The stars in their courses are +fighting for us and for unity. But in the world of wills the task is +tenfold more difficult and the dangers imminent. The poor and labouring +millions, the oppressed and dissatisfied nations, are forcing the door, +and though there is fair agreement in theory as to how they should live +and work together in peace, yet the realization is by no means +automatic, and the difficulties thicken as we come nearer to them. + +But even here, perhaps most of all here, it is the first word of wisdom +to take stock of the favourable symptoms, to see clearly the forces on +which we can rely in our forward march. And they are not far to seek in +all classes and in every Western land. Read any account of an English +community in the early nineteenth century, say George Eliot's 'Milby' in +the _Scenes of Clerical Life_. How far more humane, more enlightened, +and happier is the state of the succeeding community, the Nuneaton or +Coventry of the present day! No question but the novelist would have +welcomed as a convincing proof of her 'meliorist' doctrine the progress +made in her own homeland in the century since her birth. We know by +personal experience the general kindliness and cheerfulness of our +fellow citizens, their tolerance, their readiness to hope, their +prevalent orderliness and self-restraint. We are thinking perhaps of a +certain tendency to slackness, a dangerous falling-off in the output of +work. If that be so, we need only look at the activities of any +playground, or of a class-room in a well-ordered school, to be sure of +the future. The natural man, at least in our temperate climates, and as +exhibited in the behaviour of his natural progenitor, the child, is all +for vigour and experiment. It is we, the adult community, the trustees +of the child, who are to blame if his maturity fails of the eager +questioning and the untiring labours of his unspoilt youth. + +But we are dealing in this volume rather with changes of thought than +with the actual life of the times. Theories affecting the organization +of work, the distribution of the product, and the government of society +have had much to do with our present difficulties. They have arisen from +the conditions of the industrial revolution and the doctrines of the +political revolution which began about the same time, and they have +reacted ever since on the work and wages, the life and government of the +mass of Western men. They are discussed in our eighth chapter. It may be +said broadly that in this sphere, as in philosophy, the old and +_simpliste_ doctrines have been criticized almost to the point of +extinction, but that no new all-embracing practical synthesis has taken +their place. The Marxian theory that social evolution has been due +mainly to economic causes, that these have produced inevitably the +present--or recent--capitalist system, which inevitably must be turned +upside down in the interests of manual labour--this is no longer +dominant in any Western community, though it is fighting a desperate +battle in Eastern Europe. But it is equally true that the capitalist +system, presented in an ideal and moralized form in the Utopias of St. +Simon and Comte, is not generally accepted now as an ideal for industry. +The spirit which Comte desired and believed would animate the moralized +employer, acting as the providence of his workpeople, we look to find +rather in a reconstituted and moralized State. We all share this hope in +our degree, _The Times_ as well as the _Daily News_, and we do not +expect the new spirit to operate simply through the free-will and +private capacity and initiative of individuals. The joint stock company +has settled that. + +What we are waiting and hoping for is the time when, under the aegis of +a benevolent State, capital and labour may live together in many +mansions and, like the monks of old, follow many rules of life. In this +region our ideal of unity is more diversified than in the realm of +thought, and there is no demand for a Descartes. + +And here it is interesting to note that one of the most telling books on +social reconstruction published since the war is by an international +writer. This is Dr. Walther Rathenau, a German of Jewish descent, whose +ideas have just been popularized by a Frenchman, M. Gaston Raphael[1]. +He fits in well with our general argument by virtue of his double +attitude, holding, on the one hand, that under the general supervision +of the State, industry should be organized in various self-governing +groups, 'Social Guilds' or 'professional syndicates' in which both +employers and workmen would be included with representatives of the +Government; while, on the other hand, he is emphatic that progress must +proceed from a changed and widening mentality, and aim in turn at +increasing the depth and capacity of the individual soul. + +Our book has no special chapter on the League of Nations itself. The +idea pervades the whole, and the subject was treated in detail in the +first volume of this series (_The Unity of Western Civilization_, 1915). +The history behind the League offers a striking analogy to the other +struggles for unity of which we have spoken. There is the same advance +from the idea of a unity dictated and controlled by one mind to a unity +of spirit arising from the free co-operation of many diverse elements +all aiming at the same general good. Down even to yesterday it seemed to +many minds a necessary condition that one man, gathering in his hands +the resources of one great State, should from that centre dominate the +world. And in the dawn of human history it was no doubt often true, the +only way in which the world could then advance. This was true for +Alexander, the prototype of all the Roman conquerors, and true, +conspicuously, for the Roman empire at its best. But, after the break-up +of the empire, unity of this type became a delusive mirage, misleading +all who, like the Holy Roman emperors, sought to enjoy it again. By the +time of Napoleon it had become an anachronism of the most dangerous and +reactionary kind. The world was then too vast, the freedom of men and +nations too various and deeply rooted. Meanwhile a real unity, stronger +than before, had been forming beneath the surface and needed fresh +institutions to body it forth. This movement for unity has been, as we +have seen, precipitated by the war into visible and decisive action. It +had been simmering for three hundred years in 'Great Designs', 'Projects +of Peace', Treaties of Arbitration, and Hague Conventions. + +Among much that is doubtful in the future of the League, one thing +stands out as a capital certainty. Without losing the very spirit of its +being it can never become a satellite system, revolving round one +dominant Power or even a dominant clique. It was formed to contradict +and destroy an oppressive imperialism: it can only thrive by the free +co-operation of the partners, finding their proper end in a prosperity +shared by all. + +Such is a short summary of some of the leading topics treated here, +those perhaps in which public interest has been most keenly aroused. But +nothing has been said in this introduction of Art or Music, and of +Religion only a little by implication. It may be well in conclusion to +attempt a still more summary impression of the main drift of the period +on the spiritual side. We may in such a wider view see some common +tendency in all these activities, some inspiration of religion, some +link with art, some impulse to live strongly and to hope. + +The present writer would find this leading thread in the increasing +stress laid by recent European thought on the spiritual, or +psychological, side of every problem, in the growing desire to +understand the character of man's own nature and to develop all the +powers of his soul. + +One of the latest authorities[2] on anthropology has told us that 'to +develop soul is progress', and he has followed the clue through the +meagre relics of Palaeolithic and Neolithic man. So does the last +science of the nineteenth century throw light on the dim recesses of the +past. For unquestionably psychology is the characteristic science added +to the hierarchy in our period; it has crowned biology and is exercising +a profound influence on philosophy, literature, and even politics. If +Aristotle was its founder, if it was Descartes who first showed its +profound connexion with philosophy, it is to workers in our own day that +we must look for those methods of accurate observation, comparison, and +the study of causes without which it could not advance farther. And +modern psychology has advanced far enough to see that we must include in +its purview the 'soul' of a minnow as well as of a man. Descartes had +stopped too short, for to him animal life, as distinct from human, +showed only the movements of automata. But now, just as the biologist +conceives man as part of one infinite order of living things, so the +psychologist believes that the facts of his consciousness, the crown of +life, must find their place somewhere related to the simplest movements +of the amoeba. Hence the whole of animate evolution, and not only that +part of which Dr. Marett spoke, may be thought of as the growth of soul. + +But, the objector will inquire, does this imply the enlargement of every +individual or even of the average or the typical personality? And if +not, what becomes of a 'growth of the soul'? + +To this we must admit the impossibility of any complete, or even +approximate, answer with our present knowledge. We can only note one or +two points of certainty or of confident belief. The first, that there +have been individual men, an Aristotle or a Shakespeare, in the past, +with whom later ages never have, and perhaps never may, compare. The +second, that there are good grounds for thinking that the average man +has improved in goodness and in knowledge since we first knew him dimly +in the dawn of history. But more important and more certain is the fact +that the collective soul of man has grown, and all the extensions of +knowledge and of power of which our volume speaks bear witness to it. +They are essentially social in origin and outlook, and rest on a +foundation of common thought immeasurably wider than any in the more +distant past. + +The man of science, the statesman, even the poet, now speaks for a +multitude, and out of a multitudinous consciousness, which had not +gathered to support, to inspire, or to weigh down, an Aristotle, a +Pericles, a Cromwell. This is a dominating fact from which it is well to +take our start. Assuredly the soul of mankind has been collectively +enlarged and enriched. How far the individual can share in this +enlargement is still one of the problems of the future. The West has +committed itself to a general policy of education which aims at making +every citizen a full partaker in the advance of the race. But it cannot +be said that this policy has yet been really tried. It is the +acknowledged ideal to which in all Western countries partial steps have +been taken, and the democracy, through their most enlightened leaders, +will continue to press for its fulfilment. As this approaches, the +individual may become more and more in his degree the microcosm which +philosophers have proclaimed him, and the enlargement of the soul, which +we know to be a fact for humanity, will become a fact for every man. +Need we doubt that with the general raising in the level new eminences +will appear? Do not great mountains sometimes rise from the sea and +sometimes from the high plateau? We are now in the very midst of a +struggle for settlement and incorporation, which, as it is accomplished, +should prepare the way for new excellences of every kind. What may not +be hoped of men if once they learn to live with their fellows? And they +can only so learn by studying them. This is felt by all contemporary +writers from Bergson in philosophy to Graham Wallas in politics. Poets +and novelists, above all, have turned more and more to problems of the +inner life. + +The novelists who ushered in our age are significant of this, and none +more so than George Eliot, whose work, though somewhat out of fashion +for the moment, is yet marked by the transition from Victorian +complacency to modern unrest and modern hopes. Full of love and +appreciation for the old order in England--the contentment and humours +of the country-side, the difference of classes, the respect for +religion--she was carried by the evolutionary philosophy of her time +into thoughts of an eternal and world-wide order, the growth of +humanity, the kinship of man with the universe, the social nature of +duty. Her contribution was essentially psychological; she enlarged our +knowledge of the soul. She showed us, not certainly more living types +than Scott or Dickens, but more play of motives, more varied interests +in life, more mental crises. The soul, above all the woman's soul, had +widened its horizon between Flora Macdonald and Dorothea Brooke. + +Every reader will think of famous novelists who have followed the same +broadening path, and their work is often really great as well as famous. +The history of thought has in fact throughout the last century been a +commentary on those words of Keats to which many of us have turned of +late for comfort and inspiration: 'The world is not a vale of tears, but +a vale of soul-making.' Tears there are in abundance, as the tears of +children. But sorrow is not the leading note of children, nor should it +be of humanity in growth. Soul-making--the practice and the theory--has +become more and more clearly and consciously the object of human thought +and endeavour. We need the greater mind to see the links in the +overwhelming mass of science, in the mazes of human action and history. +We need it still more to grasp and to preserve the unity of our social +life. Most of all for the healing of the world is the greater soul +needed, with a world-consciousness, some knowledge, some sympathy, some +hope for all mankind. Without this, a league of nations would be dead +before its birth. + +The recent development of psychology, social as well as individual, its +pursuit on scientific lines, and its alliance with biology, suggest one +thought which applies generally to an age of science and may be found to +throw some illumination even on the future. Which of all types of modern +men is the most habitually hopeful, the man of letters, the politician, +the business man, or the man of science? There can be no question of the +answer. The typical man of science is sure of the greatness and solidity +of the work he shares, and confident that the future will extend and +make still more beneficial its results. His forward glance is more +assured because the backward reveals a course of growing strength and +continuous ascent. The physicist foresees unmeasured sources of energy, +still untapped. He warns us of our dangers, but has no doubt that, with +due foresight, we may overcome them, and make the reign of man upon the +planet wider and firmer than before. The doctor knows no disease which +may not in time yield to scientific treatment. The agricultural expert +foresees, and can produce, new types of grain and fruit which will +surpass the best yet known. And the trainer of youth, the man to whom +the new science of psychology stands most in stead, is the most hopeful +of them all. Dealing with human nature in its growth he puts no limits +to its powers of goodness and activity. He deplores the want of wise +methods in the past, and if he errs at all it is in an excess of +optimism, in believing that with new methods we may make a new man. + +On this enlargement of the soul, enlightened by science, we build the +future. It is the crowning vision of the modern world, first sketched by +Descartes, filled out and strengthened by the life and thought of three +hundred years. In the interval we have lived much and learnt much, both +of our own nature and of the world in which we live. In our own age a +powerful stimulus has been given by a transformed biology and a new +science which shows the soul itself in growth from an immemorial past, +moulding the future by its own action, surmounting, while assimilating, +the mechanism which surrounds it. But for this building two things are +needed. One, that our souls, as builders, shall act as one with all our +fellows and strive for unity as well as power. The other, that in the +building the laws of growth shall be followed, which science has already +revealed in part and will reveal more fully. For the spirit of science +is the spirit of hope. + +FOOTNOTES: + +[Footnote 1: _Walther Rathenau. Ses Idées et ses Projets d'Organisation +Économique_. By Gaston Raphael (Paris: Payot, 4f. 50 c).] + +[Footnote 2: R.R. Marett in _Progress and History_ (Oxford University +Press).] + + + + +II + +PHILOSOPHY + +PROFESSOR A.E. TAYLOR + + +Between forty and fifty years ago a great European man of science, Emil +du Bois-Reymond, delivered before an audience of the leading scientific +men of Germany a famous discourse on _The Limits of our Knowledge of +Nature_, which he followed up some years later with a second discourse +on the _Seven Riddles of the Universe_. His object was to convince the +materialists of the 'seventies that there were at least seven such +unsound places in _their_ story of everything. Some of the 'riddles', he +admitted, might prove to be soluble as science advances, but the most +important of them will always remain unanswered. Our position as regards +them will always be _ignoramus et ignorabimus_--we do not know the +solutions and we never shall know them. I do not ask now whether du +Bois-Reymond was right in his judgement or not. If he was right, that +means, of course, that the one tale of everything will never be told by +human lips to human ears. There will no more ever be a finally true +Philosophy than there will ever be a finally perfect poem or picture or +symphony. But there is no reason why we should not, at any rate, try to +make our story as nearly perfect as we can, to reduce the number of the +places where we have to break off with 'that is another story', and +perhaps even to hazard a 'wide solution' in matters where absolute +certainty is beyond our reach. This is the work of human Philosophy as I +conceive it, and every man who is disinterestedly trying, without one +eye on wealth or fame or domination over the minds of others, to make +any contribution, however humble, to the telling of this one story or +the removal of loose threads from it, is inspired by the true spirit of +Philosophy. Whoever is doing anything else, no matter under what name or +with what profit or renown to himself, is no true philosopher. + +This point of view implies, it will be seen, no sharp dividing line +between Philosophy and Science. The avoidance of this commonly made +distinction may offend two different sets of students--students of +metaphysics who wish to exalt their own pursuit at the expense of the +'special' sciences, and students of natural science who are accustomed +to pride themselves on the contrast between the finality and +definiteness of their own results and the vagueness and dubiousness of +the conclusion of the metaphysicians. But I must avow my own conviction +that the only distinction we can make is one of convenience, and it may +help to make my peace with both parties if I explain where I take this +distinction of convenience to come in. If we are ever to construct an +approximation to the one story of everything, clearly one result will +consist of a relatively few first principles and a great mass of +conclusions which can be inferred from them. And clearly again, since +men differ so widely in their mental aptitudes, some men will be most +successful in the detection of the principles which underlie all our +knowledge, and others most successful in the accumulation of facts and +the detailed working out of the application of the principles to the +facts. For convenience' sake it will be well that some of us shall be +engaged on the discovery of principles which are so very ultimate that +most men take them for granted without reflecting on them at all, and +others on the work of detail. Further, it will be convenient that, +within this second group, various students shall give their attention to +more special masses of detail, according to their several tastes and +aptitudes, some to the behaviour of moving particles, some to the +behaviour of living organisms, some again to the structure and +institutions of human societies, and so on. For convenience we may agree +to call preoccupation with the great ultimate principles Philosophy and +preoccupation with the application of the principles to masses of +special facts Science. If we make the distinction in this way, we shall +be following pretty closely the lines of historical development along +which 'special' sciences have gradually been constituted. When we go +back far enough in the history of human thought, we find that +originally, among the great Greeks who have taught the world to think, +there was no distinction at all between Science and Philosophy. Men like +Plato and Aristotle were busied at once with the discovery of the first +principles on which all our knowledge depends and with the construction +of a satisfactory theory of the planetary motions or of the facts of +growth and reproduction. As the study of special questions was pursued +further, it became advisable to hand over the treatment of first one and +then another group of closely interconnected questions to students who +would pursue them independently of research into ultimate +presuppositions. This is how Geometry, Astronomy, Biology came, in +ancient times, to be successively detached from general Philosophy. The +separation of Psychology--the detailed study of the processes of mental +life--from Philosophy hardly goes back beyond the days of our fathers, +and the separation of such studies as 'sociology' from general +Philosophy may be said to belong quite definitely to our own time. If +our children have leisure for study at all, no doubt they will see the +process carried much further. But it is important to bear in mind that +neither Philosophy in the narrower sense nor Science in the narrower +sense will be fruitfully prosecuted unless the men who are working at +each understand that their own labours are only part of a single +undivided work. Without a genuine grasp of some department of detailed +facts no man is likely to achieve much in the search for principles, for +it is by analysis of facts that principles are to be found, and without +real insight into broad general principles the worker in detail is +likely to achieve nothing but confusion. The antagonism between +'philosophers' and 'men of science' so characteristic of the last half +of the nineteenth century has been productive of nothing but evil. It +has given us 'philosophers' whose knowledge about the facts with which +serious thinking has to deal has been hopelessly inaccurate; it has also +given us 'men of science' who have been 'ageometretes' and have, by +consequence, when forced to offer some account of first principles, +taken refuge in the wildest and weirdest improvisation. For really +fruitful work we need the union in one person of the 'man of science' +and the 'philosopher', or at least the most intimate co-operation +between the two. Our theories of first principles require to be +constantly revised, purified, and quickened by contact with knowledge of +detailed fact; and our representations of fact call for constant +restatement in terms of a system of more and more thoroughly thought-out +postulates or first principles. This is perhaps why the department of +human knowledge in which the last half-century has seen the most +remarkable advances is just that in which unremitting scrutiny of +principles has gone most closely hand-in-hand with the mastery of fresh +masses of detail, pure mathematics, and again why the present state of +what is loosely called 'evolutionary' science is so unsatisfactory to +any one who has a high ideal of what a science ought to be. It exhibits +at once an enormous mass of detailed information and an apparently +hopeless vagueness about the meaning of the 'laws' by which all this +detail is to be co-ordinated, the reasons for thinking these laws true, +and the precise range of their significance. The work of men like +Cantor, Dedekind, Frege, Whitehead, Russell, is providing us with an +almost unexceptional theory of the first principles required for pure +mathematics. We are already in a position to say with almost complete +freedom from uncertainty what undefined simple notions and +undemonstrated postulates we have to employ in the science and to +express these ultimates without ambiguity. 'Evolutionary science,' rich +as is its information about the details of the processes going on in the +organic world, seems still to await its Frege or Russell. It talks, for +example, much of 'hereditary' and non-hereditary peculiarities, and some +of us can remember a time when our friends among the biologists seemed +almost ready to put each other to the sword for differences of opinion +about the inheritability of certain characteristics; but no one seems to +trouble himself much with the question a philosopher would think most +important of all--precisely what is meant by the metaphor of +'inheritance' when it is applied to the facts of biology. (Indeed, it is +still quite fashionable to talk not merely as if a 'character' were, +like a house or an orchard, a _thing_ which can be transferred bodily +from the possession of a parent to the possession of the offspring, but +even as though an 'heir' could 'inherit' himself.) + +This last remark leads me to a further consideration. Science and +Philosophy are alike created by the simple determination to be +_thorough_ in our thinking about the problems which all things and +events present to us, to use no terms whose meaning is ambiguous, to +assert no propositions as true until we are satisfied that they are +either directly apprehended as true, or strictly deducible from other +propositions which are thus apprehended. But now that the area of facts +open to our exploration has become far too vast for a modern Francis +Bacon to 'take all knowledge for his province', and convenience has led +to the distinction between the philosopher and the man of science, a +_practical_ distinction between the two makes its appearance. It is +_convenient_ that our knowledge of detail should be steadily extended by +considering the consequences which follow from a given set of postulates +without waiting for the solution of the more strictly philosophical +questions whether our postulates have been reduced to the simplest and +most unambiguous expression, whether the list might not be curtailed by +showing that some of its members which have been accepted on their own +merits can be deduced from the rest, or again enlarged by the express +addition of principles which we have all along been using without any +actual formulation of them. The point may be illustrated by considering +the set of 'postulates' explicitly made in the geometry of Euclid. We +cannot be said to have made geometry thoroughly scientific until we know +whether the traditional list of postulates is complete, whether some of +the traditional postulates might not be capable of demonstration, and +whether geometry as a science would be destroyed by the denial of one or +more of the postulates. But it would be very undesirable to suspend +examination of the consequences which follow from the Euclidean +postulates until we have answered all these questions. Even in pure +mathematics one has, in the first instance, to proceed tentatively, to +venture on the work of drawing inferences from what seem to be plausible +postulates before one can pass a verdict on the merits of the postulates +themselves. The consequence of this tentative character of our +inquiries is that, so far as there is a difference between Philosophy +and Science at all, it is a difference in _thoroughness_. The more +philosophic a man's mind is, the less ready will he be to let an +assertion pass without examination as obviously true. Thus Euclid makes +a famous assumption--the 'parallel-postulate'--which amounts to the +assertion that if three of the angles of a rectilinear quadrilateral are +right angles, the fourth will be a right angle. The mathematicians of +the eighteenth and early nineteenth centuries, again, generally assumed +that if a function is continuous it can always be differentiated. A +comparatively unphilosophical mind may let such plausible assertions +pass unexamined, but a more philosophical mind will say to itself, when +it comes across them, 'You great duffer, aren't you going to ask _Why_?' +Suppose that, by way of experiment, I assume that the fourth angle of my +quadrilateral will be acute, or again obtuse, will the body of +conclusions I can now deduce from my set of postulates be free from +contradictions or not? If I really give my mind to the task, cannot I +define a continuous function which is _not_ differentiable? The raising +of the first question led in fact to the discovery of what is called +'non-Euclidean' geometry, the raising of the second has banished from +the text-books of the Calculus the masses of bad reasoning which long +made that branch of mathematics a scandal to logic and led distinguished +philosophers--Kant among them--to suspect that there are hopeless +contradictions in the very foundations of mathematical science. + +Now, the effect of such careful scrutiny of first principles is not, of +course, to upset any conclusions which have been correctly drawn from a +set of premisses. All that happens is that the conclusion is no longer +asserted by itself as a truth; what is asserted is that the conclusion +is true _if_ the premisses are true. Thus we no longer assert the +'theorem of Pythagoras' as a categorical proposition; what we assert is +that the theorem follows as a consequence from the assertion of some +half-dozen ultimate postulates which will be found on analysis to be the +premisses of Euclid's proof of his forty-seventh proposition. + +To come back to the point I wish to illustrate. The peculiarity of the +philosopher is simply that he still goes on to 'wonder' and ask _Why_ +when other persons are ready to leave off. He is less contented than +other men to take things for granted. Of course, he knows that, in the +end, you cannot get away from the necessity of taking something for +granted, but he is anxious to take for granted as few things as +possible, and when he has to take something for granted, he is +exceptionally anxious to know exactly what that something is. De Morgan +tells a story of a very pertinacious controversialist who, being asked +whether he would not at least admit that 'the whole is greater than the +part', retorted, 'Not I, until I see what use you mean to make of the +admission.' I am not sure whether De Morgan quotes this as an ensample +for our following or as a warning for our avoidance, but to my own mind +it is an excellent specimen of the philosophic temper. Until you know +what use is going to be made of your admission, you do not really know +what it is you have admitted. It is this superior thoroughness of +Philosophy which Plato has in mind when he says of his supreme science +'Dialectic' that its business is to examine and even to 'destroy' +([Greek: anairein]) the assumptions of all the other sciences. It does +not let propositions which they have been content to take for granted +pass without challenge, and it may actually 'destroy' them by showing +that there is no justification for asserting them. Thus Euclid's +assumption about parallels ceased to be included among the indispensable +premisses of geometry, and was 'destroyed' in Plato's sense when +Lobatchevsky, Bolyai, and Riemann showed that complete bodies of +self-consistent geometrical theory can be deduced from sets of +postulates in which Euclid's assumption is explicitly denied. There are +two further points I should like to put before you in this connexion. +One of them has been forcibly argued by Mr. Bertrand Russell in his +admirable little work _The Problems of Philosophy_; the other has not. +Indeed, it is just in his unwillingness to allow the second of these +points to be raised at all that Mr. Russell seems to me to fall +conspicuously and unaccountably short of being what, by his own showing, +a great philosopher ought to be. + +To take first the point with which Mr. Russell has dealt. There is one +very important branch of inquiry, if we ought not rather to say that +there are two, which appear to belong wholly to general Philosophy and +not to any of the 'sciences'. We cannot so much as ask the simplest +question without making the implication that there is an ultimate +distinction between true assertions and false ones, and certain definite +principles by which we can infer true conclusions from true premisses. +It is thus a very important part of the true 'story of everything' to +state the principles upon which valid reasoning depends, and to +enunciate the ultimate postulates which have to be taken for granted +whenever we try to reason validly about anything. This is the inquiry +known by the name of logic. We cannot expect men whose time is fully +taken up with the task of reaching true conclusions about some special +class of facts, those which concern the history of living organisms, or +the production and distribution of 'wealth', or the stability of various +forms of government, to burden themselves with this inquiry in addition +to their other tasks. They may fairly be allowed to leave the +construction of logic to others. But the man who makes it the business +of his life to get back to ultimate first principles must plainly be a +logician, though he need not be a specialist in biology or economics or +'sociology'. One great advantage which our children should have over +their parents as students of Philosophy is that the last half-century +has been one of unprecedented advance in the study of logic. In the +'logic of relations', founded by De Morgan, carried out further in the +third volume of Ernst Schröder's _Algebra der Logik_, and made still +more precise in the earliest sections of the _Principia Mathematica_ of +Whitehead and Russell, we now possess the most potent weapon of +intellectual analysis ever yet devised by man. + +We must further remark that the serious pursuit of any kind of science +implies not only that there _are_ truths, but that some of them, at +least, can be _known_ by man. Hence there arises a problem which is not +quite the same as that of logic. What _is_ the relation we mean to speak +of when we talk of 'knowing' something, and what conditions must be +fulfilled in order that a proposition may not only be true but be known +by us to be true? The very generality of this problem marks it out as +one which belongs to what I have been all along calling Philosophy. (We +must be careful to note that the problem does not belong to the 'special +science' of psychology. Psychology aims at telling us how particular +thoughts and trains of thought arise in an individual mind, but it has +nothing to say on the question which of our thoughts give us 'knowledge' +and which do not. The 'possibility of knowledge' has to be presupposed +by the psychologist as a pre-condition of his particular investigations +exactly as it is presupposed by the physicist, the botanist, or the +economist.) The study of the problem 'what are the conditions which must +be satisfied whenever anything at all is known' is precisely what Kant +meant by _Criticism_, though the raising of the problem in this +definite form is not due to Kant but goes back to Plato, who made it the +subject of one of his greatest dialogues, the _Theaetetus_. The simplest +way to make the nature and importance of the problem clear is perhaps +the way Mr. Russell adopts in the _Problems of Philosophy_--to give a +very rough statement of Kant's famous solution. + +Kant held that careful analysis shows us that any piece of knowledge has +two constituents of very diverse origin. It has a _matter_ or material +constituent consisting, as Kant held, of certain crude data supplied by +sensation, colours, tones of varying pitch and loudness, odours, +savours, and the like. It has also a _form_ or formal constituent. Our +data, when we know anything at all, are arranged on some definite +principle of order. When we recognize an object by the eye or a tune by +the ear, we do not apprehend simply so much colour or sound, but colours +spread out and forming a pattern or notes following one another in a +fixed order. (If you reverse the movement of a gramophone, you get the +same notes as before, but you do not get the same tune.) Further, Kant +thought it could be shown that the data of our knowledge are a +disorderly medley and come to us from without, being supplied by things +which exist and are what they are equally whether any one perceives them +or not, but the element of form, pattern, or order is put into them by +our own minds in the act of knowing them. Our minds are so constructed +that we _can_ only perceive things or think of them as connected by +certain definite principles of orderly arrangement. This, he thought, +explains the indubitable fact that we can sometimes know universal +propositions to be true without needing to examine all the individual +instances. I can know for certain that in every triangle the greater +angle is subtended by the greater side, or that every event has a +definite cause among earlier events, though I cannot examine all +triangles or all events one by one. This is because the postulates of +geometry and the law of causality are types of order which my mind +_puts_ into the data of its knowledge in the very act of attending to +them, and it is therefore certain that I shall never perceive or think +anything which does not conform to these types. + +I give Kant's answer to the problem of Criticism not because I believe +it to be the correct one, but to show what important consequences follow +from our acceptance of a solution of this problem. If it is true that +one of the constituent elements of every piece of knowledge is a lump of +crude sensation, it follows that we can have no knowledge about our own +minds or souls, and still less about God, since, if there are such +beings as my soul and God, at any rate neither furnishes me with +sense-data. Hence a great part of Kant's famous _Critique of Pure +Reason_ is taken up by an elaborate attempt to show that psychology and +theology contain no real knowledge. We cannot even know whether there is +any probability for or against the existence of the soul or of God, +though Kant was very anxious to show that it is our duty on moral +grounds to _believe_ very firmly in both. Now if Kant is right about +this, his result is tremendously important. If psychology and theology +are wholly devoid of scientific value, it is most desirable that we +should know this, not only that we may not waste time in studying them, +but because it may reasonably make a very great difference to the +practical ordering of our lives. If Kant can be proved wrong, it is +equally important to be convinced that he is wrong. We may have been led +by belief in his teaching to neglect the acquisition of a great deal of +knowledge of high intrinsic interest, and may even have been betrayed +into basing the conduct of life on wrong principles. If, for example, we +can really know something about the soul, it _may_ be possible to know +whether it is immortal or not, and it is not unreasonable to hold that +certain knowledge, or even probable belief, on such a point ought to +make a great difference to our choice between rival aims in life. There +is clearly much less to be said for the recommendation to 'eat and drink +for to-morrow we die' if we have reason to believe our souls immortal +than if we have not, and some of us do not share Mr. Russell's view that +Philosophy is called upon to abdicate what the Greeks thought her +sovereign function, the regulation of life. It is true that Kant +convinced himself that it is a moral duty to act as if we knew the truth +of doctrines for or against which we cannot detect the slightest balance +of probability. But the logically sound inference from Kant's premisses +would be that, to use Pascal's famous metaphor, a prudent man will do +well to bet neither for nor against immortality. Unfortunately, as +Pascal said, you can't _help_ betting; _il faut parier_. If it makes any +difference to the relative values of different goods whether the soul +dies with the body or not, one _must_ take sides in the matter. In +making one's choices one must prefer either the things it is reasonable +to regard as good for a creature whose days are threescore years and ten +or those which it is reasonable to regard as best for a being who is to +live for ever. The only way to escape having to bet is not to be born. + +I come to the second problem, the one which, as I think, Mr. Russell +arbitrarily ignores. A human being is not a mere knowledge-machine. The +relation of knower to known is not the only relation in which he stands +to himself and to other things. The 'world' is not merely something at +which he can look on, it is also an instrument for achieving what he +regards as good and for creating what he judges to be beautiful. To do +good and to make beautiful things are just as much man's business as to +discover truth. A knowledge of the world would be very incomplete if it +did not include knowledge of what ought to be, whether because it is +morally best or because it is beautiful, as well as knowledge of what is +actually there. And it is not immediately evident how the two, knowledge +of what ought to be and knowledge of what merely is, are connected. + +There is, to be sure, one way in which it is pretty plain that they are +_not_ related. You cannot learn what ought to be--what is beautiful or +morally good--merely by first finding out what has been or what is +likely to be. This simple consideration of itself deprives many of the +big volumes which have been written about the 'evolution' of art and +morals of most of their value. They may have interest if they are +treated only as contributions to the history of opinion about art and +morals. But unhappily their authors often assume that we can find out +what really _is_ right or beautiful by merely discovering what men have +thought right and beautiful in the remote past or guessing what they +will think right or beautiful in the distant future. The fallacy +underlying this procedure has been happily exposed by Mr. Russell +himself in an occasional essay where he remarks that it is antecedently +just as likely that evolution is going from bad to worse as that it is +going from good to better. _Unless_ it is going from bad to worse it is +obviously absurd to suppose that you can find out what _is_ good by +discovering what our distant ancestors _thought_ good. And _if_ (as may +be the case) it is going from bad to worse, no amount of knowledge about +what our posterity will think good can throw any light on the question +what is good. There is, in fact, no ground whatever for believing that +'evolution' need be the same thing as progress, and this is enough to +knock the bottom out of 'evolutionary ethics'. + +On the other hand, it is quite certain that when we call an act right +or a picture beautiful we do not mean to be expressing a mere personal +liking of our own, any more than when we make a statement about the +composition of sulphuric acid or the product of 9 and 7. As Dr. Rashdall +has put it, when we say that a given act is right, we do not pretend to +be infallible. We know that we may fall into mistakes about right and +wrong just as we may make mistakes in working a multiplication sum. But +we do mean to say that _if_ our own verdict 'that act is right' is a +true one, then the verdict of any one who retorts 'that act is wrong' is +false, just as when we state the result of our multiplication we mean to +assert that _if_ we have done the sum correctly any one else who brings +out a different answer has worked it wrongly. Indeed, we might convince +ourselves that these verdicts are not meant to be expressions of private +and personal liking in a still simpler way. All of us must be aware that +the line of action we pronounce 'right' is not always what we like nor +the conduct we call 'wrong' what we dislike. We often like doing what we +fully believe to be wrong and dislike doing what we believe right, +without being in the least confused in our moral verdicts by this +collision of liking and conviction. So again it is a common thing to +like one poem or picture better than another, and yet to be fully +persuaded that the work we like the less is the better work of art. +Indeed, the whole process of moral and aesthetic education may be said +to exist just in learning to like most what is really best. + +All this, put into so many words, may seem too simple to call for +statement, but it makes nonsense of a great deal that has been written +about ethics of late years. It disposes once for all of the theory that +moral and aesthetic verdicts are 'subjective', that is, that they mean +no more than that the persons who make them have certain personal likes +and dislikes of which these verdicts are a record. Of course, it might +be urged that all of us do indeed mean to express truths which are +independent of our personal likings when we make moral and aesthetic +judgements, but that we never succeed in doing so. A man might +conceivably hold that there is no real distinction between right and +wrong or between beautiful and ugly, but that it is a universal illusion +of mankind to suppose that there are such distinctions. Or he might hold +that the distinctions are real, but that we do not know where to draw +them. He might suggest that some ways of acting are really right and +others really wrong, but that we do not know which are the right acts +and so regularly confuse what we like doing with what is 'really' right. +Mr. Russell, in some of his later writings, seems to incline to views of +this sort. But the suggestion is really unmotived. It would be just as +reasonable to suggest that all geometrical or astronomical propositions +are only expressions of the personal and private feelings of geometers +and astronomers, and that either there is no distinction between truths +and falsehoods in geometry and astronomy, or that, at any rate, we do +not know which the true propositions are. That there is a real +distinction between true and false propositions and that, with pains and +care, we can discover some truths are assumptions we must make if we are +to recognize the possibility of pursuing knowledge at all, and there is +no reason to suppose that these assumptions do not hold as good in +matters of art and morals as elsewhere. No doubt, in practice men are +prone to mistake what they like for what is right or beautiful, but this +danger, such as it is, is not confined to art and morals. Men do often +call acts right merely because they like doing them or pictures +beautiful merely because they get pleasure from them. But it is also +notorious that many men are prone to believe that a thing is likely to +happen merely because they wish it to happen, or that it is unlikely to +happen merely because they wish it not to happen. Yet no one seriously +makes the reality of these tendencies a ground for denying the +possibility of 'inferring the future from the past'. We must then, I +hold, regard it as an integral part of the whole story of everything to +find an answer to the questions What is good? and What is beautiful? as +well as to the question What is fact? By the side of the so-called +'positive sciences', which deal with the third question, we must +recognize as having an equal right to exist the so-called 'sciences of +value', which deal with the first and the second. + +I want now to take a further step in which disciples of Mr. Russell +would perhaps decline to follow me. We have already seen what is meant +by the co-ordination of the sciences into a single body of deductions +from definite ultimate postulates, though in what we have said about the +task we were content to speak provisionally as if the sciences of 'what +is' were all the sciences to be co-ordinated. We talked, in fact, as if +the work of Philosophy were merely to work into a coherent story all +that can be known of 'objects that present themselves to the +contemplation' of a knower. But, of course, if Philosophy is ever to +attack its final problem, we must take into account two things which we +have so far ignored. The 'whole story of everything' includes the +knowing intelligence itself as well as the 'objects' which present +themselves to its gaze. Indeed, it is not even accurate to speak as if +'objects' 'presented themselves' to a merely passive intelligence; to be +apprehended, they have to be actively attended to. If we would see them, +we have to be on the look-out for them. And the knowing intelligence is +not aware merely of these objects. It is also aware of itself, though +it is certainly never a 'presented object'. Also, it is not only a +knower but a doer and a maker. Intelligence is shown as much in the +ordering of life by a rule based on a right valuation of goods and in +the making of things of beauty as in the discovery of propositions about +what is. Hence, we can hardly be content to leave the 'positive' +sciences and the 'sciences of values' simply standing over against one +another. There is that which 'is', and there is that which 'ought to +be', and, at first sight at any rate, the two seem very different. Much +that is--ignorance, sin, misery, ugliness--ought not to be, and much +that ought to be is very far from being fact. We are accustomed to +regard this as a matter of course, but, closely considered, it is +perhaps the supreme wonder of all the wonders. We creatures of +circumstance, as we call ourselves, can take stock of the sum of things +to which we belong, and judge it. It is not simply that we can, and +often do, _wish_ that it were different in various ways; we can judge +that it _ought_ to be different, and you may find a man of science like +Huxley, after a life spent in trying to understand the laws which +prevail in the world, deliberately making it his last word to his +fellows that their duty is to set themselves to reverse the 'cosmic +process', to select for preservation just the human types which, if the +much-abused metaphor may be tolerated, Nature, left to herself, selects +for destruction. + +We might, of course, regard this apparently unreconcilable conflict +between the arrangements which do prevail; as is commonly supposed, in +the world, and those which ought to prevail, as a mystery which we must +despair of ever understanding. But, to say the least of it, it is hardly +consistent with the philosophic temper to treat any question as an +insoluble riddle until one has tried all ways of solution and found them +_culs-de-sac_. If we are to be thoroughly loyal to the spirit which +prompts all intelligent inquiry, we are bound at least to ask whether +it is, after all, beyond the power of human intelligence to think of the +world as a system in which somehow, in the end, what ought to be +prescribes what is. It is true that, for reasons already mentioned, we +cannot, like Spinoza or the Sufis, reconcile facts and values by the +simple assumption that what is is shown, by the fact that it is, to be +what ought to be, and that our common conviction that sin and ugliness +are painfully real is only an illusion due to spiritual short sight. We +have just as much reason to believe that some pleasures are good, that +pain which is not a means to good is evil, that justice and purity are +good, lewdness and cruelty bad, that some colours are lovely and others +odious, as we have to believe that between any two points there is +always a third, or that, if _B_ and _C_ are two points there is always a +point _D_ on the straight line _BC_ such that _C_ is between _B_ and +_D_, and a point _A_ on _CB_ such that _B_ is between _C_ and _A_. +Indeed, the most fanatical champion of what Mr. Russell in his +anti-ethical mood calls 'ethical neutrality' cannot well avoid +recognizing the truth of at least one proposition in ethics, the +proposition that knowledge of scientific truth is _better_ than +ignorance of it. The admission of this single truth of value is enough +to raise all the time-honoured problems of ethics and theodicy. If +knowledge of truth is better than ignorance of it, the actual present +state of the world, in which so much truth is yet to seek, is by no +means wholly good, and there really is at least one way in which it is +our duty to make it more like what it ought to be. + +If then we cannot get rid of the apparent conflict between Is and Ought +by saying that Ought is an illusion, can we get rid of it, in the only +other possible way, by holding that what ought to be is the lasting and +primary reality and that the 'facts' which are so far from being what +they ought to be are by comparison only half-real, much what shadows are +to the solid things which throw them? This was the doctrine of Plato, +who makes Socrates say in the _Phaedo_ that it is the 'Good' which holds +the Universe together, and that in the end the true reason for each +particular arrangement in the world, whether we can see it or not, is +that it is 'best' that this arrangement, and no other, should exist. It +is also the foundation of Kant's well-known contention that, however +barren speculative theology and psychology may be, the reality of the +moral order and the unconditionality of moral obligation compel us to +make the existence of God, the immortality of our souls, and the moral +government of the world postulates of practical philosophy. More +generally, it is just this conviction that 'what is' has its source and +explanation in what 'ought to be', which is the central thought of all +philosophical Theism. If we can accept such a faith, we shall not, of +course, be enabled to eliminate mystery from things. We shall, for +instance, be still quite in the dark about the way in which evil comes +to be in a world of God's making. We shall neither be able to say _how_ +any particular thing comes to be other than it ought to be, nor _how_ in +the end good is 'brought out of evil'. But if we are to have a right to +hold a view of the Platonic or Theistic type, we must be able, not +indeed to say how evil comes about or how it is to be finally got rid +of, but to say, in a general way, what it is 'good for'. Thus, if there +are certain goods of the highest value which could not exist at all +except on the condition of the existence of less important evils, this +consideration will remove, so far as _those_ goods and evils are +concerned, the time-honoured puzzle how evil can exist at all if God is. +To take a specific example. To many of us it appears directly certain +that such qualities of character as fortitude, patience, superiority to +carnal lusts, magnanimity, are goods of the highest value. We think also +that we see that these qualities are not primitive psychological +endowments but require for their development the experience of struggle +and discipline in a world where there is real suffering, real +disappointment, real temptation. To us, therefore, there seems to be no +contradiction between the existence of God and the presence in a world +made by God of the evils needed for the development of these virtues. +And this will include some of the worst of all the evils we know of. Few +things are more ghastly than some of the cruelties which have been +practised in the late War and are still being practised in the +distracted country of Russia. Yet we know how revulsion from these +horrors has made many a man who seemed to be sunk in sloth or greed or +carnality into a Bayard or a Galahad. It may well be that this moral +re-birth would never have been effected if the evils which provoked it +had been less monstrous. Here, then, we seem to discern a principle +which _may_ be adequate to explain what all the ills of human life are +'good for'. + +I must not deny that all such explanation, in my judgement, involves the +postulate that the ennoblement of character and deepening of insight +brought about by suffering are permanent--in fact, that it requires the +postulates of the existence of God and the reality of everlasting life. +Mr. Russell, I imagine, would regard this as a confession that I am sunk +in what he airily dismisses as 'theological superstitions'. I should +reply that the 'superstition' is on his side; to dismiss God and the +eternal soul, without serious inquiry, as 'superstitions' is just the +most superficial of all the superstitions. It is, of course, incumbent +on anyone who holds the Platonic view to show that its postulates are +not inconsistent with any known truth, and I would add that he ought +also to show that there are at any rate known facts which seem to demand +just this kind of explanation. Both these points, as I hold, can be +established, but I do not in the least wish to suggest that any +philosopher will ever find it an easy task to 'justify the ways of God +to man'. As Timaeus says in Plato, 'to find the father and fashioner of +the Universe is _not_ easy', and I want rather to lay stress on the +magnitude of the task than to extenuate it. But I am concerned to urge +that the doctrine which accounts for what is by what ought to be is the +_only_ philosophical theory on which it ceases to be an unintelligible +mystery that we should have--as I maintain we certainly have--the same +kind of assurance about values that we have about facts. The chief +complaint I have to make about the mental attitude of Mr. Russell and +some of his friends is that, in their zeal for the unification of +science, they seem inclined to assume that the larger problem of the +co-ordination of Science with Life does not exist, or, at any rate, need +not occupy our minds. This is what I should call mere atheistic +superstition. On this point they might, I believe, learn much which it +imports them to know from the works of some of the notable living +philosophers of Italy, in particular from Professor Varisco of Rome and +Professor Aliotta of Padua, whose labours have been specially directed +to the co-ordination in a consistent system of the principles of the +sciences of fact with those of the sciences of value. Though, after all, +those who have refused to learn the lesson from the noble philosophical +work of Professor James Ward, the illustrious champion of sober thought +in their own University of Cambridge, are perhaps unlikely to master it +in the schools of Rome or Padua. + +You will readily see that I am suggesting in effect that if Philosophy +is ever to execute her supreme task, she will need to take into much +more serious account than it has been the fashion to do, not only the +work of the exact sciences but the teachings of the great masters of +life who have founded the religions of the world, and the theologies +which give reasoned expression to what in the great masters is immediate +intuition. For us this means more particularly that it is high time +philosophers ceased to treat the great Christian theologians as +credulous persons whose convictions need not be taken seriously and the +Gospel history as a fable to which the 'enlightened' can no longer pay +any respect. They must be prepared to reckon with the possibility that +the facts recorded in the Gospel happened and that Catholic theology is, +in substance, true. If we are to be philosophers in earnest we cannot +afford to have any path which may lead to the heart of life's mystery +blocked for us by placards bearing the labels 'reactionary', 'unmodern,' +and their likes. That what is most modern must be best is a superstition +which it is strange to find in a really educated man--especially after +the events of the last five years. A philosopher, at any rate, should be +able to endure the charge of being 'unmodern' with fortitude. It is at +least a tenable thesis that many of the qualities which we Western men +have been losing in our craze for industrialism and commercialistic +'Imperialism' are just those which are most necessary to the seeker +after speculative truth. Abelard and St. Thomas would very likely have +failed as advertising agents, company promoters, or editors of +sensational daily papers. But it may well be that both of them were much +better fitted than Lord Northcliffe, Mr. Bottomley, or Mr. A.G. Gardiner +to tell us whether God is and what God is. In fact, one would hardly +suppose habitual and successful composition of effective 'posters' or +alluring prospectuses to be wholly compatible with that candour and +scrupulous veracity which are required of the philosopher. As for +'reaction', no one but a writer in a 'revolutionary' journal would be +fool enough to use the word as, in itself, an epithet of reproach. Most +persons who have a bowing acquaintance with Mechanics know that you +cannot have an engine in which there is all action and no reaction, and +most sane men can see that before you pronounce a given 'reaction' good +or bad you need to know what it is reacting against. If a man who wants +to go east discovers that he is walking west, he is usually reactionary +enough to go back on his steps. + +In short, if we mean to be philosophical, our main concern will be that +our beliefs should be true; we shall care very little whether they +happen to be popular or unpopular with the intellectual 'proletarians' +of the moment, and if we can get at a truth, we shall not mind having to +go back a long way for it. Indeed, when one wants to get on the track of +the most ultimate and important truths of all, there is usually a great +positive advantage in going back a very long way for them. The questions +which deal with first principles, being the simplest--though the +hardest--of all, are mostly raised very simply and directly by Plato and +Aristotle, who were the very first writers to raise them. In the +discussions of later times, the great simple questions about principles +have so often been overlaid by mainly irrelevant accretions of secondary +details that it is usually very hard indeed 'to see the wood for the +trees'. This is the chief reason why one who, like myself, finds it his +main business in life to introduce younger men and women to the study of +Philosophy must think indifference to Greek literature about the worst +misfortune which could happen to our intellectual civilization. + +I have tried in what I have said so far to explain what I understand by +the philosophical spirit and what I regard as the primary problems with +which Philosophy has to wrestle. If what I have said is not wholly wide +of the mark, it should be clear what is the deadliest enemy of the true +spirit of Philosophy. It is the temper which is too indolent to think +out a question for itself and consequently prefers to accept traditional +ready-made answers to the problems of Science and Life. Traditionalism, +wherever it is found, is the enemy, because Traditionalism is only +another name for indolence. Observe that I say Traditionalism, not +Tradition. Nowhere in life, and least of all in Philosophy, is the +solitary likely to work to much purpose unless he has behind him that +body of organized sound sense which we call Tradition. And I do not mean +that true philosophers are necessarily 'heretics', or that 'orthodoxy' +is less philosophical than 'heterodoxy'. I mean that however true an +'orthodox' proposition may be, it is no living truth for me unless I +have made it my own, as its first discoverer did, by personal labour of +the spirit. The truth is something which each generation must rediscover +for itself. True traditions may be quite as injurious, if they have +become mere traditions, as false ones. It was not so much because the +Aristotelian doctrines were false that the unquestioning acceptance of +Aristotelian formulae all but strangled human thought in the later days +of Scholasticism. Some of these doctrines were false, but many of them +were much truer than anything the seventeenth and eighteenth centuries +had to put in their place, and the rediscovery of their real meaning is +perhaps the chief service of the Hegelian school to Philosophy. The +trouble was that mechanical repetition of Aristotle's formulae as +matters of course inevitably led to loss of real insight into the +meaning the formulae had borne for Aristotle. + +We may say, generally, that because Traditionalism is the death of sound +thinking, the ages in which the prospects of advance in Philosophy are +brightest are just those in which a powerful historical tradition has +broken down and men feel themselves compelled to go back on their steps +and raise once more the fundamental questions which their fathers had +supposed to be disposed of once for all by a formula. This has happened +twice since the downfall of the degenerate Scholasticism, Protestant and +Roman, of the sixteenth century. In the seventeenth century the result +was the great movement in Philosophy, Mathematics, and Physics, of which +Descartes and Galileo are the principal figures. Towards the end of the +eighteenth century, when the doctrines of Descartes had themselves been +traditionalized, the same thing happened again, the leading actors in +the drama being David Hume and Immanuel Kant; the result was first the +revival of the 'critical' problem by Kant, and then the great, if +over-hasty, attempt at a positive interpretation of the Universe which +culminated in the philosophical system of Hegel. In our own age, it is +mainly Kant and Hegel who have been traditionalized, and we seem to be +living through the last stages of the discrediting of this third +tradition with every prospect of a great advance if our own time can +only find its Descartes. In what I am going on to say I must naturally +speak of the disintegrating influences chiefly as we have seen them at +work in our own country; but I should like, before I do so, to remark +that on the Continent splendid work has been done in the requickening of +genuine philosophical thought by an influence which has, so far, not +made itself widely felt among ourselves. I mean the revival of Thomism +so earnestly promoted in the academies of the Roman Church by Pope Leo +XIII. Neo-Thomism, I am convinced, if its representatives will only +maintain it at the high level characteristic, for example, of the +Italian _Rivista Neo-Scolastica_, has a very great contribution to make +to the Philosophy of the future, and is much more deserving of the +serious attention of students in our own country than the +much-advertised 'impressionism' of Pragmatists and Bergsonians. Indeed, +I hardly know how much we may not hope from the movement if it should +please Providence to send into the world a Neo-Thomist who is also a +really qualified mathematician. + +Of the state of thought in our own country we may fairly say that a +generation ago opinion on the ultimate questions was, in the main, +fairly divided into two camps. There were the professional +metaphysicians, mainly living on a tradition derived from Kant and +Hegel, and there were the men of science whose 'philosophy', such as it +was, is perhaps best represented by two well-known and most instructive +books, Mach's _Science of Mechanics_ and Karl Pearson's _Grammar of +Science_. The men of the Kant-Hegel tradition, whatever their family +dissensions, were generally united by the common view that--as William +James accused them of teaching--the function of sensation in +contributing to knowledge, whatever it is, is something 'contemptible'. +Kant himself, as we have seen, had thought very differently, but he was +supposed to have been 'corrected' on this, as on so many points, by +Hegel. The most distinguished of my own Oxford teachers seemed agreed to +believe that our thought builds up the fabric of knowledge entirely from +within by what Hegel called an 'immanent dialectic'. A rough idea of +what this means may be given in the following way. You take any +experience you please and try to put what you experience into a +proposition. The proposition may, to begin with, be as vague as, e.g. 'I +am now feeling something,' 'I am now aware of something.' On reflection +you find that the statement does not do justice to the experience. You +feel the need to say more precisely _what_ you are feeling or are aware +of, how it is related to what you experience on other occasions, and +what the 'I' is which is said to 'have' the experience. Until you have +done this your thought is a miserable reproduction of your experience, +and if you could ever do it completely, it would turn out that a really +adequate account of the most trivial experience would involve complete +knowledge of the structure and working of everything. Thus, if you once +begin to think about your experience at all, you are irresistibly driven +on to endless further reflection. If you try to stop short anywhere in +the process, the results of your reflection are found to contain +unexplained contradictions, just because you have not yet fitted on the +fact on which you are reflecting to everything else there is to know. +All the assumptions of every-day 'common sense' and all the more +recondite assumptions of the sciences are saturated with these +contradictions, because both 'common sense' and the sciences leave so +much of the whole 'story of everything' untouched. If the whole story +were told, all things would be found to be just one thing, which these +philosophers call the 'Absolute', and the only perfectly true statement +we can make would be a statement about this Absolute in which we +asserted of it all that it is. Since no science ever attempts to say +anything at all about this one sole thing, far less to get all there +might be to be said about it into a single statement, no scientific +proposition can be more than 'partially' true, and unhappily _we_ do not +know what alterations would be required to make our 'partial' truths +quite true. Naturally enough Kant's allegation that mathematical first +principles are so self-contradictory that you can rigidly demonstrate +mathematical propositions which contradict each other was grist to the +Hegelian mill. That our notions of space, time, the infinitely great, +the infinitely little, are all a jumble of contradictions was steadily +repeated by the Hegelian philosophers, and indeed the mathematicians +were accustomed to state their own principles so loosely and confusedly +that there was a great deal of excuse for the suspicion that the fault +lay with Mathematics and not with the mathematicians. + +It is clear that such a philosophy ought to end in unqualified +Agnosticism. The Hegelians, to be sure, made merry over the Unknowable +of Mr. Spencer, but their own Absolute is really just the Unknowable in +its 'Sunday best'. Nothing that we can say about anything which is not +the Absolute is really true, because there really _is_ nothing but the +Absolute to speak about, and nothing that we can say about the Absolute +is quite true either, because we can never succeed in saying itself of +it. Mr. Bradley, far the most eminent of the philosophers of the +Absolute, has made persistent and brilliant attempts to show that, in +spite of this, we do know enough to be sure that our own mind is more +like the Absolute than a cray-fish, and a cray-fish more like it than a +crystal. But when all is said, though I owe more to Mr. Bradley than I +can ever acknowledge adequately, I cannot help feeling that there are +two men in Mr. Bradley, a great constructive thinker and a subtle +destructive critic, and that the destructive Hyde is perpetually pulling +to pieces all that the constructive Jekyll has built up. Of course it is +obvious that the truth of mathematics, if mathematics are true, is a +fatal stone of stumbling for this type of philosophy. Mathematics never +attempts to say anything about the 'Absolute'--the only 'Absolute' of +which it knows is only a 'degraded conic'--yet it claims that its +statements, if once they have been correctly expressed, are not +'partial' but complete. + +Over against the Hegelianizing philosophers, we had, of course, the men +of science. No one could wish to speak of the scientific men of the +days of Huxley without deep respect for their success in adding to our +positive knowledge of facts. But it may perhaps be said at this distance +of time that it was not precisely the greatest among them who were most +prominent as mystagogues of Science with the big S, and it may certainly +be said that when the mystagogues, the Cliffords, Huxleys, and the rest, +undertook to improvise a theory of first principles, their achievement +was little better than infantile. They took it on trust from Hume that +the whole of knowledge is built up of sensations, actual or 'revived', +and quite missed Kant's point that their empiricism left the formal +constituent in knowledge, the type of order by which data are organized +into an intelligible pattern, wholly out of account. Even when they +deigned to read Kant, they read him without any inkling of the character +of the 'critical' problem. Hence they taught dogmatically as true a +theory of scientific method which Hume himself had elaborately proved +impossible. It was just because Hume had seen so clearly that no +universal scientific truths can be derived from premisses which merely +record particular facts that he professed himself a follower of the +'academic' or 'sceptical' philosophy. He recognized the impossibility of +constructing scientific knowledge out of its material constituent alone, +but did not see where the formal constituent could come from, and so +resigned himself to regarding the actual successes of science as a kind +of standing miracle. + +The men of the 'seventies were, after all, in many cases more anxious to +damage theology than to build up Philosophy. They read Hume without any +delicate sense for his urbane ironies, and believed in good faith that +he and John Stuart Mill between them had shown that by a mysterious +process called 'induction' it is possible to prove rigorously universal +conclusions in science without universal premisses. A scientific law, +according to them, is only a convenient short-hand notation in which to +register the 'routine of our perceptions'. Thus we have known of a great +many men who have died, and have never known of any man who lived to +much over a hundred without dying. The universal proposition 'all men +are mortal' is a short expression for this information, and it is +nothing more. It ought to have been obvious that, if this is a true +account of science, all scientific 'generalizations' are infinitely +improbable. The number of men of whom we _know_ that they have died is +insignificant by comparison with the multitude of those who have lived, +are living, or will live, and we have no guarantee that this +insignificant number is a fair average sample. So again, unless there +are true universal propositions which are not 'short-hand' for any +plurality of observed facts whatever, we cannot with any confidence, +however faint, infer that a 'regular sequence' or 'routine' which has +been observed from the dawn of recorded time up to, say, midnight, +August 4, 1919, will continue to be observed on August 5, 1919. How, +except by relying on the truth of some principle which does not depend +itself on the validity of 'generalization', can we tell that it is even +slightly probable that the nature of things will not change suddenly at +the moment of midnight between August 4 and August 5, 1919? What is +called 'inductive' science certainly has 'pulled off' remarkable +successes in the past, but we can have no confidence that these +successes will be repeated unless there are much better reasons for +believing in its methods and initial assumptions than any which the +scientific man who is an amateur 'empiricist' in his philosophy can +offer us. We may note, in particular, that this empiricism, which has +been expounded most carefully by Pearson and Mach, coincides with +Hegelian Absolutism in leading to the denial of the truth of +mathematics. It would be a superfluous task to argue at length that, +e.g., De Moivre's theorem or Taylor's theorem is not a short-hand +formula for recording the 'routine of our perceptions'. + +The general state of things at the time of which I am speaking was thus +that relations were decidedly strained between a body of philosophers +and a body of scientific men who ought at least to have met on the +common ground of a complete Agnosticism. The philosophers were, in +general, shy of Science, mainly, no doubt, because they were modest men +who knew their own limitations, but they had a way of being +condescending to Science, which naturally annoyed the scientific men. +These latter professed a theory of the structure of knowledge which the +philosophers could easily show to be grotesque, but the retort was +always ready to hand that at any rate Science seemed somehow to be +getting somewhere while Philosophy appeared to lead nowhere in +particular. + +The conditions for mutual understanding have now greatly improved, +thanks mainly to the labour of mathematicians with philosophical minds +on the principles of their own science. If we admit that mathematics is +true--and it seems quite impossible to avoid the admission--we can now +see that neither the traditional Kant-Hegel doctrine nor the traditional +sensationalistic empiricism can be sound. Not to speak of inquiries +which have been actually created within our own life-time, it may fairly +be said that the whole of pure mathematics has been shown, or is on the +verge of being shown, to form a body of conclusions rigidly deduced from +a few unproved postulates which are of a purely logical character. +Descartes has proved to be right in his view that the exceptional +certainty men have always ascribed to mathematical knowledge is not due +to the supposed restriction of the science to relation of number and +magnitude--there is a good deal of pure mathematics which deals with +neither--but to the simplicity of its undefined notions and the high +plausibility of its unproved postulates. Bit by bit the bad logic has +been purged out of the Calculus and the Theory of Functions and these +branches of study have been made into patterns of accurate reasoning on +exactly stated premisses. It has appeared in the process that the +alleged contradictions in mathematics upon which the followers of Kant +and Hegel laid stress do not really exist at all, and only seemed to +exist because mathematicians in the past expressed their meaning so +awkwardly. Further, it has been established that the most fundamental +idea of all in mathematics is not that of number or magnitude but that +of _order_ in a series and that the whole doctrine of series is only a +branch of the logic of Relations. From the logical doctrine of serial +order we seem to be able to deduce the whole arithmetic of integers, and +from this it is easy to deduce further the arithmetic of fractions and +the arithmetic or algebra of the 'real' and 'complex' numbers. As the +logical principles of serial order enable us to deal with infinite as +well as with finite series, it further follows that the Calculus and the +Theory of Functions can now be built up without a single contradiction +or breach of logic. The puzzles about the infinitely great and +infinitely small, which used to throw a cloud of mystery over the +'higher' branches of Mathematics, have been finally dissipated by the +discovery that the 'infinite' is readily definable in purely ordinal +terms and that the 'infinitesimal' does not really enter into the +misnamed 'Infinitesimal Calculus' at all. Arithmetic and the theory of +serial order have been shown to be the sufficient basis of the whole +science which, as Plato long ago remarked, is 'very inappropriately +called geometry'. A résumé of the work which has been thus done may be +found in the stately volumes of the _Principia Mathematica_ of Whitehead +and Russell, or--to a large extent--in the _Formulario Matematico_ of +Professor Peano. Of other works dealing with the subject, the finest +from the strictly philosophical point of view is probably that of +Professor G. Frege on _The Fundamental Laws of Arithmetic_. The general +result of the whole development is that we are now at last definitely +freed from the haunting fear that there is some hidden contradiction in +the principles of the exact sciences which would vitiate all our +knowledge of universal truths. This removes the chief, if not the only +ground for the view that all the truths of Science are only 'partial'. +At the same time, the proof that pure mathematics is a strictly logical +development and that all its conclusions are of the hypothetical form, +'if _a b c_ ..., then _x_' definitely disproves the popular Kantian +doctrine that _sense_-data are a necessary constituent of scientific +knowledge. And with this dogma falls the _main_ ground for the denial +that knowledge about the soul and God is attainable. The recovery of a +sounder philosophical method has, as Mr. Russell himself says, disposed +of what was yesterday the accepted view that the function of Philosophy +is to narrow down the range of possible interpretations of facts until +only one is left. Philosophy rather opens doors than shuts them. It +multiplies the number of logically possible sets of premisses from which +consequences agreeing with empirical facts may be inferred. Mr. +Russell's unreasoned anti-theism seems to me to make him curiously blind +to an obvious application of this principle. On the other side, the +revived attention to the logical methods of the sciences is killing the +crude sensationalism of the days which saw the first publication of +Mach's _Science of Mechanics_ and Pearson's _Grammar of Science_. The +claims of 'induction' to be a method of establishing truths may be +fairly said to have been completely exposed. It is clearer now than it +was when Kant made the observation that each of the 'sciences' contains +just so much science as it contains mathematics, and that the Critical +Philosophy was fully justified in insisting that all science implies +universal _à priori_ postulates, though it went wrong in thinking that +these postulates are laws of the working of the human mind or are 'put +into' things by the human mind. How far Science has moved away from +crude sensationalistic empiricism may be estimated by a comparison of +the successive editions of the _Grammar of Science_. It must always have +been apparent to an attentive reader that the chapters of that +fascinating book which deal directly with the leading principles of +Physics and Biology are of very different quality from the earlier +chapters which expound, with many self-contradictions and much wrath +against metaphysicians and theologians whom the writer seems never to +have tried to understand, the fantastic 'metaphysics of the +telephone-exchange'. But the difference of quality is more marked in the +second edition than in the first, and in the (alas!) unfinished third +edition than in the second. So far, then, as the problem of the +unification of the sciences is concerned, the old prejudices which +divided the rationalist philosopher from the sensationalist scientific +man seem to have been, in the main, dissipated. We can see now that what +used to be called Philosophy and what used to be called Science are both +parts of one task, that they have a common method and presuppose a +common body of principles. + +So far it may be said with truth that Philosophy is becoming more +faithful than Kant was himself to the leading ideas of 'Criticism', and +again that it is reverting once more, as it reverted in the days of +Galileo, to the positions of Plato. I do not mean that the whole +programme has been completely executed and that there is nothing for a +successor of Frege or Russell to do. It is instructive to observe that +at the very end of the great work on arithmetic to which I have referred +Frege found himself compelled by difficulties which had been overlooked +until Russell called attention to them to add an appendix confessing +that there was a single important flaw in his elaborate logical +construction of the principles of arithmetic. He had shown that if there +are certain things called 'integers', defined as he had defined them, +the whole of arithmetic follows. But he had not shown that there _is_ +any object answering to his definition of an integer, and the logical +researches of Russell had thrown some doubt on the point. This proved +that some restatement of the initial assumptions of the theory was +needed. Since the date of Frege's appendix (1903), Mr. Russell and +others have done something towards the necessary rectification, and the +resulting 'Theory of Types' is pretty certainly one of the most +important contributions ever made to logical doctrine, but it may still +be reasonably doubted whether the 'Theory of Types', as expounded by +Whitehead and Russell in their _Principia Mathematica_, is the last word +required. At any rate, it seems clear that it is a great step on the +right road to the solution of a most difficult problem. + +There still remains the greatest problem of all, the harmonization of +Science and Life. I cannot believe that this problem is an illegitimate +one, or that we must sit down content to accept the severance of 'fact' +and 'value' as final for our thought. Even the unification of the +sciences itself remains imperfect so long as we treat it as merely +something which 'happens to be the case' that there are many things and +many kinds of things in the universe and also a number of relations in +which they 'happen' to stand. It is significant that in his later +writings Mr. Russell has been driven to abandon the concept of personal +identity, which is so fundamental for practical life, and to assert that +each of us is not one man but an infinite series of men of whom each +only exists for a mathematical instant. I am sure that such a theory +requires the abandonment of the whole notion of value as an illusion, +and even more sure that it is ruinous to any practical rule of living, +and I cannot believe in the 'philosophy' of any man who is satisfied to +base his practice on what he regards as detected illusion. Hence I find +myself strongly in sympathy with my eminent Italian colleague Professor +Varisco, who has devoted his two chief works (_I Massimi Problemi_ and +_Conosci Te Stesso_) to an exceedingly subtle attempt to show that 'what +ought to be', in Platonic phrase 'the Good', is in the end the single +principle from which all things derive their existence as well as their +value. Mr. Russell's philosophy saves us half Plato, and that is much, +but I am convinced that it is whole and entire Plato whom a profounder +philosophy would preserve for us. I believe personally that such a +philosophy will be led, as Plato was in the end led, to a theistic +interpretation of life, that it is in the living God Who is over all, +blessed for ever, that it will find the common source of fact and value. +And again I believe that it will be led to its result very largely by +what is, after all, perhaps the profoundest thought of Kant, the +conviction that the most illuminating fact of all is the _fact_ of the +absolute and unconditional obligatoriness of the law of right. It is +precisely here that fact and value most obviously meet. For when we ask +ourselves what in fact we are, we shall assuredly find no true answer to +this question about what _is_ if we forget that we are first and +foremost beings who _ought_ to follow a certain way of life, and to +follow it for no other reason than that it is good. But I cannot, of +course, offer reasons here for this conviction, though I am sure that +adequate reasons can be given. Here I must be content to state this +ultimate conviction as a 'theological superstition', or, as I should +prefer to put it with a little more certainty, as a matter of faith. The +alternative is to treat the world as a stupid, and possibly malicious, +bad joke. + +_Note_.--It may be thought that something should have been said about +the revolt against authority and tradition which has styled itself +variously 'Pragmatism' and 'Humanism', and also about the recent vogue +of Bergsonianism. I may in part excuse my silence by the plea that both +movements are, in my judgement, already spent forces. If I must say more +than this, I would only remark about Pragmatism that I could speak of it +with more confidence if its representatives themselves were more agreed +as to its precise principles. At present I can discern little agreement +among them about anything except that they all show a great impatience +with the business of thinking things quietly and steadily out, and that +none of them seems to appreciate the importance of the 'critical' +problem. 'Pragmatism' thus seems to me less a definite way of thinking +than a collective name for a series of 'guesses at truth'. Some of the +guesses may be very lucky ones, but I, at least, can hardly take the +claims of unmethodic guessing to be a philosophy very seriously. To +'give and receive argument' appears to me to be of the very essence of +Philosophy. As for M. Bergson, I yield to no one in admiration for his +brilliancy as a stylist and the happiness of many of his illustrations. +But I have always found it difficult to grasp his central idea--if he +really has one--because his whole doctrine has always seemed to me to be +based upon a couple of elementary blunders which will be found in the +opening chapter of his _Données Immédiates de la Conscience_. We are +there called on to reject the intellect in Philosophy on the grounds (1) +that, being originally developed in the services of practical needs, it +can at best tell us how to find our way about among the bodies around +us, and is thus debarred from knowing more than the _outsides_ of +things; (2) that its typical achievement is therefore geometry, and +geometry, _because it can measure only straight lines_, necessarily +misconceives the true character of 'real duration'. Now, as to the first +point, I should have thought it obvious that the establishment of a +_modus vivendi_ with one's fellows has always been as much of a +practical need as the avoidance of stones and pit-falls, and the alleged +conclusion about the defects of the intellect does not therefore seem to +me to follow from M. Bergson's premisses, even if we had any reason, as +I do not see that we have, to accept the premisses. And as to the second +point, I would ask whether M. Bergson possesses a clock or a watch, and +if he has, how he supposes time is measured on them? He seems to me to +have forgotten the elementary fact that angles can be measured as well +as straight lines. (I might add that he makes the further curious +assumption that all geometry is metrical.) It may be that something +would be left of the Bergsonian philosophy if one eliminated the +consequences of these initial blunders, but I do not know what the +remainder would be. At any rate, the anti-intellectualism which M. +Bergson and his disciple, Professor Carr, seem to regard as fundamental +will have to go, unless different and better grounds can be found for +it. I must leave it to others to judge of the adequacy of this apology. + + +FOR REFERENCE + +Varisco, _The Great Problem_ (Macmillan). + +Varisco, _Know Thyself_ (Macmillan). + +Aliotta, _The Idealistic Reaction against Science_ (Macmillan). + +Bertrand Russell, _Our Knowledge of the External World_ (Open Court +Publishing Co.). + +Bertrand Russell, _The Problems of Philosophy_ (Home University +Library). + +A.N. Whitehead, _The Principles of Natural Knowledge_ (Cambridge Press). + +G.E. Moore, _Ethics_ (H.U.L.). + +W. McDougall, _Philosophy_ (H.U.L.). + +A.N. Whitehead, _Introduction to Mathematics_ (H.U.L.). + + + + +III + +RECENT DEVELOPMENTS IN EUROPEAN THOUGHT ON THE EVOLUTION OF RELIGION + +F.B. JEVONS + + +The living beings that exist or have existed upon the earth are of kinds +innumerable; and, in the opinion of man, the chief of them all is +mankind. Man, for the simple reason that he is man, is anthropomorphic +in all his judgements and not merely in his religious conceptions; he +holds himself to be the standard and measure in all things. If his right +so to regard himself were challenged, if he were called upon to justify +himself for having taken his foot as a unit of measurement, or his +fingers as the basis of his system of numbers, he might reply that +anything will serve as a standard for weights and measures, provided +that it never varies, but is always the same whenever referred to. But +the reply, valid though it is, does not do full justice to man: it +leaves room for the suspicion that a standard is something chosen by man +in a purely arbitrary manner and without reference to the facts of +nature. If that were really the case, then man's conception of himself +as superior to the other animals on earth might be but a prejudice of an +arbitrary kind. When, however, we consider, from the point of view of +evolution, the place of man among the other animals that occupy or have +occupied the earth, it is indubitable that the human organism is in +point of time the latest evolved and the human brain is in point of +complexity and efficiency the most highly developed. Further, the +evidence of embryology goes to show that the organism which has +eventually become human became so only by passing through successive +stages, each of which has its analogue in some of the existing forms of +animal life. Those forms of animal life exist side by side; and if we +conceive them to be represented diagrammatically by vertical lines, +differing in height according to their degree of evolution, the line +representing the human organism will be the tallest, and may be +considered to have become the tallest by successive increments or stages +corresponding to the height of the various other parallel vertical +lines. + +When the conception of evolution, which had been employed to explain the +origin of species and the descent of man, and which had been gained by a +consideration of material organisms, came to be applied to the world of +man's thoughts, to the non-material and spiritual domain, and to be used +for the purpose of explaining the growth and the development of +religion, it was natural that the conception which had proved so +valuable in the one case should be applied without modification to the +other--as natural as that the first railway coach should be built on the +model of the stagecoach. The possibility that the theory of evolution +might itself evolve, and in evolving change, was one that was not, and +at that time could hardly be, present to the minds of those who were +extending the theory and in the process of extending it were developing +it. Yet the possibility was there, implicit in the very conception of +evolution, which involves continuous change--change in continuity and +continuity in change. + +Any and every attempt to trace the evolution of religion seems at first +necessarily to involve the assumption that from the beginning religion +was there to be evolved. That was the position assumed by Robertson +Smith in _The Religion of the Semites_, which appeared in 1889. At that +date the aborigines of Australia were supposed to represent the human +race in its lowest and its earliest stage of development. In them, +therefore, if anywhere, we might expect to find what would be religion +in its lowest and earliest stage indeed but still religion. Reduced to +its lowest terms, religion, it was felt at first, must imply at least +belief in a god and communion with him. If, therefore, religion was to +be found amongst the representatives of the lowest and earliest stage in +the evolution of humanity, belief in a god and communion with him must +there be found. He who seeks finds. Robertson Smith found amongst the +Australians totem-gods and sacramental rites. Indeed, it was at that +time the belief universally held by students of the science of religion +that in Australia a totem was a god and a god might be a totem. It was +conjectured by Robertson Smith that in Australia the totem animal or +plant was eaten sacramentally. Since, then, the totem in Australia was +held to be both the god and the animal or plant in which the god +manifested himself, it followed that in Australia we had, preserved to +this day, the earliest form of sacrifice--that in which the totem animal +was itself the totem god to whom it was offered as a sacrifice, and was +itself--or rather himself--the sacramental meal furnished to his +worshippers. The totem was eaten, it was conjectured, with the object of +acquiring the qualities of the divine creature, or of absorbing them +into the person of the worshipper. That the totem was eaten +sacramentally rested, as has just been said, on the conjecture made by +Robertson Smith in 1889; but in 1899 Dr. (now Sir James) Frazer declared +that, thanks to the investigations of Messrs. Spencer and Gillen, 'here, +in the heart of Australia, among the most primitive savages known to +us, we find the actual observance of that totem sacrament which +Robertson Smith, with the intuition of genius, divined years ago, but of +which positive examples have hitherto been wanting.' + +On the foundation thus laid by the intuition of Robertson Smith and +approved in 1899 by Sir James Frazer, a simple and complete theory of +the evolution of religion was possible. In any one tribe there were +several totem-kins. The totem of each kin was divine, but the +personality of a totem was so undeveloped in conception that, though it +might, and on the theory did, develop into a deity, it was originally +more of the nature of a spirit than a god, and totemism proper might +easily pass into polydaemonism, that is a system in which the beings +worshipped were conceived to possess a personality more clearly defined +than that attributed to totems but less developed than that assigned to +deities. From the beginning each tribe had worshipped a plurality of +totems; it was, therefore, readily intelligible that, as these totems +came to be credited with more and more definite and developed +personality, the plurality of totems became not only a polydaemonism, +but afterwards a plurality of deities, and a system of polytheism came +to be established. From polytheism then, amongst the Israelites, +monotheism was conceived to have been gradually developed. + +On this theory the evolution of religion was, if we may so describe it, +linear or rectilinear: the process consisted in a series of successive +stages. In some cases, as for instance among the aborigines of +Australia, it never rose higher than its starting-point, totemism; in +others, as for instance in Samoa, it became polytheism without ceasing +to be totemism; in others again, as for instance amongst the Aryan +peoples, it became so completely polytheistic that even conjecture can +discover but few indications or 'survivals' of the totemism from which +it is supposed to have developed; and the polytheism of the Israelites +was so completely superseded by monotheism that the very existence of an +earlier stage of polytheism could be as strenuously denied in their case +as the pre-existence of totemism could be denied amongst the +polytheistic Aryans. Nevertheless the theory was that if we represent +the growth of the various religions of the world diagrammatically by +vertical lines parallel to one another but of various lengths, one line +standing for totemism, a longer line for polydaemonism, a still longer +one for polytheism, and the longest of all for monotheism, we should see +that the line of growth has been the same in all cases, and that it is +in their length, or (shall we say?) in their height alone that the +various lines differ, and that the longest line culminates in monotheism +only because it has been, so to speak, pulled out in the same way that a +telescope when closed, may be extended. The evolution of religion on +this view has been a process literally of 'evolution' or unfolding: the +idea of a god and of communion with him has been present from the +beginning; and, much though religion may have changed, it remains to the +end essentially the same thing. This view of the process of religious +evolution we may fairly term 'the pre-formation theory'; for on this +theory each stage is pre-formed in the stage immediately preceding it, +and in the earliest stage of all were all succeeding stages contained +pre-formed, though it depended on circumstances whether the seed should +spring up, and how many stages of its growth it should accomplish. + +Robertson Smith's theory of the evolution of religion is in effect a +form of the pre-formation theory, and is liable to the same difficulties +as dog the theory of pre-formation in all its applications. On the +theory, if we cut open a seed we should find within it the plant +pre-formed; if we analyse totemism, the seed from which, in Robertson +Smith's view, all other forms of religion have grown in orderly +succession one after the other, we find in it religion in all its stages +pre-formed. In fact, however, if we cut open an acorn we do not find a +miniature oak-tree inside. The presumption, therefore, is that neither +in totemism, if we dissect it, shall we find religion pre-formed. +Indeed, there is the possibility that totemism, on dissection, will be +found to have no such content--that the hope or expectation of finding +anything in it is as vain, is as much doomed to disappointment, as is +the expectation of the child who cuts open his drum, thinking to find +inside it something which produces the sound. + +It was, however, not on _a priori_ grounds like these that Sir James +Frazer was led eventually to combat and deny the existence, 'in the +heart of Australia, amongst the most primitive savages known to us' of +'that totem sacrament which', in 1899 he declared, 'Robertson Smith, +with the intuition of genius' had divined years before it was actually +observed. It was by the evidence of new facts, discovered by Messrs. +Spencer and Gillen, that Sir James Frazer was compelled to abandon +Robertson Smith's theory of the evolution of religion. Robertson Smith +had seen, or had thought he saw, amongst the Australians sacramental +rites and the worship of totem gods. Sir James Frazer is now compelled +by the evidence of the facts to hold that in what he calls 'pure +totemism', i.e., in totemism as we find it in Australia, 'there is +nothing that can properly be described as worship of the totems. +Sacrifices are not presented to them, nor prayers offered, nor temples +built, nor priests appointed to minister to them. In a word, totems pure +and simple are never gods, but merely species of natural objects, +united by certain intimate and mystic ties to groups of men.' It seems, +therefore, according to Frazer, that in totemism, when dissected, there +is no religion, just as in the child's drum, when cut open, there +is--nothing. Yet, we may reflect, on the battle-field from a drum +proceeds a great and glorious sound, inspiring men to noble deeds. +Whereas _ex nihilo nil fit_: from nothing naturally nothing comes. If, +however, something does come, it is not from nothing that it comes. +Amongst the most primitive savages known to us, men are united to their +totems, as Frazer admits, by 'certain intimate and mystic ties'. + +What then is it in totemism from which, on Sir James Frazer's view, +something comes? We might, perhaps, have expected that it was from the +'mystic' bond uniting man with the world which is not only around him +but of which he is part, and in which he lives and moves and has his +being. To say so, however, would be to admit that in totemism there was +something not only 'mystic' but potentially religious. And Sir James +Frazer does not follow that line of thought, so dangerous in his view. +On the contrary, he maintains that 'the aspect of the totemic system, +which we have hitherto been accustomed to describe as religious, +deserves rather to be called magical'. The totem rites which Robertson +Smith had interpreted as being sacramental and as being intended as a +means of communion with the totem-gods Sir James Frazer regards as +merely magical: 'totemism,' he says, 'is merely an organized system of +magic intended to secure a supply of food.' + +We may remark, in passing, that if totemism is 'mere' magic, there is +indeed (as Sir James holds) no worship in totemism, but in that case in +totemism there can be no such 'intimate and mystic ties' between the +totem and the totem-kin as Sir James at first maintained there was. But +be that as it may, according to Sir James Frazer, 'in the heart of +Australia, amongst the most primitive savages known to us,' we find +totemism; and totemism on examination proves to be 'merely an organized +system of magic'. If now we start by assuming these premisses, or by +granting these postulates for the sake of argument, we can, indeed, +erect on them a theory of the evolution of religion. But if we so start, +we must do as Sir James Frazer did in the first edition of _The Golden +Bough_: we must hold that religion is but a developed form of magic. _En +route_ it may have changed considerably in appearance, but in fact and +fundamentally it remains the same thing. In all the lower forms of +religion, and in most of the higher, there are practices which are by +common consent and beyond doubt magical. This indisputable fact lends +colour to the view that religion was in its origin nothing but magic, +and that religion is, to those who can see the facts as they are, +nothing but magic to this day: the magician was but a priest, and the +priest, claiming superhuman power, is but a magician still. Prayers were +at first but spells, and even now are supposed, by simple repetition, to +produce their effects. + +If against this view it be objected that one of the most constant facts +in the history of all religions, from the lowest to the highest, is that +religion has at all times carried on war against sorcery, witchcraft, +and magic, that in the lowest stages of man's evolution witches have +been 'smelt out' by the witch-finder, and that in the higher stages of +civilization witches have been persecuted, tortured, and burnt, the +reply made to the objection is that the war against witchcraft and magic +is due simply to the jealousy and resentment which regular practitioners +of any art, e.g., medicine, have ever displayed and do still display +towards irregular, unprofessional practitioners. This reply, however, is +now generally admitted to be one which it is impossible to accept in +the case of religion for the simple reason that it does not account for +the facts. The plain fact which wrecks this attempted explanation is +that magic is punished and witches are burnt not because witch-finders +or priests are jealous of them, but because the community dreads them +and feels their very existence to be a danger. It is the community which +feels the world of difference there is between magic and religion. + +The attraction of the view that religion is but magic under another +name, that prayers are to the end but spells, that 'priest' is but +'magician' written differently, is that it is a simplicist theory. It +simplifies things. It exhibits religion as evolved out of magic and as +containing at the end nothing more or other than was present at the +beginning in magic. It is but a variant of the pre-formation theory of +the evolution of religion. In fine, the notion that in magic we have +religion pre-formed is the counterpart of the idea that we can find +religion pre-formed in totemism. In both cases we secure continuity in +the process of evolution apparently, but the continuity secured is +appearance merely and is gained only at the price of ignoring the facts. + +It is not surprising, therefore, that in the later, enlarged editions of +_The Golden Bough_, Sir James Frazer has given up the view that religion +evolved out of magic, being moved thereto by the fact, as he says, that +there is 'a fundamental distinction and even opposition of principle +between magic and religion'. There is, in Frazer's present view, no +continuity between the magic which came first and the religion which +came ages later: between them is an absolute breach of continuity, a +fundamental distinction, an opposition of principle. 'The principles of +thought on which magic is based,' Frazer says, 'resolve themselves into +two: first, that like produces like; and, second, that things which +have once been in contact with each other continue to act on each +other.' These beliefs are due to the association of ideas: if two things +are more or less like one another, or if two things have gone together +in our experience of the past, the sight of the one will make us think +of the other and expect to find it. So strong is the expectation which +is thus created that in the savage it amounts to absolute belief; and +magic consists in acting on that belief, in setting like to produce +like, with the firm conviction that thus (by magic) man can obtain all +that he desires. For long ages, according to Frazer, man acted on that +belief, and only eventually did he discover that magic did not always +act. This discovery set him thinking and led him to the inference that +at work in the world there must be supernatural powers or beings, that +the course of nature and of human life is controlled by personal beings +superior to man. And that inference, according to Sir James Frazer's +definition, constitutes religion. + +The fundamental distinction, then, and even opposition of principle +between magic and religion, is that in the one case man thinks that he +can gain all that he desires by means of magic, and that in the other he +turns with offerings and supplication to the personal beings superior to +man whom he imagines to control the course of nature and of human life. + +Whether the distinction which Sir James Frazer draws between magic and +religion will hold depends partly on whether his definitions of magic +and religion are acceptable. In his account of magic there at least +appears to be some confusion of thought. On the one hand, he says, 'it +must always be remembered that every single profession and claim put +forward by the magician, as such, is false; not one of them can be +maintained without deception, conscious or unconscious.' This +pronouncement makes it easy for us to understand that even the savage +would eventually find magic an unsatisfactory method of gratifying his +desires, a deception in fact. On the other hand, Sir James apparently +contradicts himself, that is to say, he denies that every single +profession or claim put forward by the magician is false, and says, +'however justly we may reject the extravagant pretensions of magicians +and condemn the deceptions which they have practised on mankind, the +original institution of this class of man has, take it all in all, been +productive of incalculable good to humanity.' The ground for this second +pronouncement, so contradictory of the first, is that magicians, Sir +James tells us, 'were the direct predecessors, not merely of our +physicians and surgeons but of our investigators and discoverers in +every branch of natural science.' Thus, though he no longer regards +priests as transmogrified magicians, he does regard magicians as the +earliest men of science, and does regard science, therefore, as a highly +developed stage of magic. This view logically follows from the premisses +from which it starts; and if it is felt to be unacceptable, we shall +naturally be inclined to scrutinize the premisses once more and more +carefully. When we do so scrutinize them, we see that the principles of +thought on which Sir James Frazer assumes magic to be based are in +effect the principles from which science started: they are the beliefs +that like produces like--the basis of the law of causation--and that +things which our experience shows to have gone together in the past tend +always to go together--which is one way of stating our belief in the +uniformity of nature. If then these principles of thought are the +principles on which magic as well as science is based, then science and +magic are the same thing, and we have only to choose whether we will +say that magic is not magic but undeveloped science, or that science is +not science but merely magic transmogrified. Thus, the pre-formation +theory once more reasserts itself: magic is the seed in which science is +prefigured or pre-formed. + +If we wish to escape from this conclusion, if we wish to maintain the +validity of science and yet always to remember 'that every single +profession and claim put forward by the magician, as such, is false--not +one of them can be maintained without deception, conscious or +unconscious', we must consider whether Sir James Frazer's account of +magic, according to which the principles of magic are identical with +those of science, is the only account that can be given of magic; and +for that purpose we may contrast it with the view of Wilhelm Wundt. But +before doing so, since Sir James Frazer holds that there is 'a +fundamental distinction and even opposition of principle between magic +and religion', it will be well to try to see not only what he means by +magic, but also whether his description or definition of religion is +acceptable. + +Whereas Robertson Smith held that religion, reduced to its very lowest +terms, must imply at least belief in a god and communion with him, +Frazer considers religion to be the belief that the course of nature and +of human life is controlled by personal beings superior to man. By the +one view stress is laid on the mystic side of religion, on the communion +which is effected through sacrifice; by the other view stress is laid on +the power which the gods may be induced by prayer and supplication to +exercise for the benefit of man. Our first reflection, therefore, is +that any view of religion, to be comprehensive, cannot confine itself to +either of these aspects singly, but must find room for both--for both +prayer and sacrifice. They cannot be mutually exclusive, nor can they +be simply juxtaposed, as though they were atoms unrelated to one +another, accidental neighbours in the same district. There must be a +higher unity, not created by or subsequent to the coalescence of +elements originally independent of each other, but a higher unity of +which both prayer and sacrifice are manifestations. This higher unity, I +venture to suggest, is the first principle of religion; and, if it is +not explicitly recognized as the first principle of religion either by +Robertson Smith or by Frazer, that may well be because their attention +is concentrated on the earlier stages in the evolution of religion, when +as yet it is not conspicuous and is, therefore, though in fact +operative, liable to be overlooked. As Ferrier has said, 'first +principles of every kind have their influence, and indeed operate +largely and powerfully long before they come to the surface of human +thought and are articulately expounded.' What then is the first +principle of religion which only after long ages of evolution rose to +the surface of human thought, and which, though it had been operative +largely and powerfully, came only in the slow course of human evolution +to be articulately expounded? The first principle of religion is +love--love of one's neighbour and one's God. + +In the light of that first principle it is manifest that prayer and +sacrifice are not fundamentally unrelated and accidentally juxtaposed: a +sacrifice accompanied not even by unspoken prayer, prompted by no +desire, no wish for anything whatever, is a meaningless concept. Equally +unmeaning and unintelligible is the idea of a prayer which involves no +sacrifice--whether by sacrifice we understand the offering of gifts or +the sacrifice of self. But perhaps it may be said that, even though love +alone can lead to sacrifice of self, still it is undeniable that prayers +may be put up and sacrifices be offered by a man for the sake of what he +is going to get by doing so; and that that is what Sir James Frazer +means when he sees in religion the belief that beings superior to man +may be induced by prayer so to order things that man may get his heart's +desire. Then, indeed, we get a continuity of evolution, a continuity +between magic and religion, which Frazer perhaps did not intend wholly +to deny: that is to say the continuous thread running through both magic +and religion and uniting them is desire. Desire is continuous, though +the means of gratifying it change. In one stage of evolution magic is +the means; in another, religion. But throughout we find the process of +evolution to be continuous--change in continuity and continuity in +change. + +Now it is indeed undeniable that prayer and sacrifice may be made by a +man for the sake of what he is going to get, and may from the beginning +have been made, partly at least, from that motive. But if evolution in +one of its aspects is change, then one of the changes brought about by +evolution in religion is precisely that prayer and sacrifice come to be +regarded as no longer a means whereby a man can get his desires +accomplished--his will done--but as the indispensable condition for +doing God's will. Prayer then becomes communion with God, and the +sacrifice of self the living exhibition of love--the first principle of +religion, the principle which manifests itself now in prayer and now in +sacrifice. + +From this point of view, then, Sir James Frazer's account of religion +will be considered unacceptable: it makes religion and magic alike but +means whereby man has--vainly--sought to satisfy desire. And the +implication is that the day of both alike is over. But if Frazer's +account of religion is unacceptable, his account of magic also is open +to criticism. He wavers between two opinions about magic: at one time he +regards it as all falsehood and deception, at another as the source from +which science springs, just as at one time he considered magic +fundamentally the same as religion and then again as fundamentally +different from religion. When Frazer is bent upon identifying magic and +science, he attributes to primitive man a theory of causation (that like +produces like): magic is based, he says, upon 'the views of natural +causation embraced by the savage magician'. On the other hand, according +to Wilhelm Wundt in his _Völkerpsychologie_, primitive man has no notion +whatever of natural causation: primitive man, Wundt says, has only one +way of accounting for events--if something happens, somebody did it. If +any one mysteriously falls ill and dies, the question at once presents +itself to the savage mind, who did it? How any one could contrive to +make the man fall ill and die is, to the man's relations, thoroughly and +disquietingly mysterious. The one thing clear to them is that somebody +possesses and has exercised this mysterious and horrible power. The +person who, in the opinion not only of the relatives but also of all or +most of the community, naturally would do this sort of thing differs in +some way--in his appearance or habits--from the average member of the +community, and accordingly is credited, or discredited, with this +mysterious and dreadful power. Such a person, according to Wundt, is a +magician. Such an event is a marvel: so long as it is supposed to be +brought about by a man, it is a piece of magic; when it is ascribed (as, +according to Wundt, it comes in later, though not in primitive times, to +be ascribed) to a god, it is a miracle. + +If science then does not work magic, there must be a fundamental +distinction between science and magic, an absolute opposition of +principles. The principles of thought on which magic is based cannot be, +as Frazer maintains, the same as those which give to science its +validity. In fine, the belief in magic seems to be based not on any +principle of thought, but upon the assumption that, if something +happens, somebody must have done it, and therefore must have had the +power to do it. + +Wundt, whilst differing from Frazer in his description of magic, is at +one with him in believing that before religion existed there was an age +of magic. But Wundt's view that marvels are magic when supposed to have +been done by man, but miracles when supposed to have been done by a god +or his priests, suggests the possibility that, as the belief in magic is +found usually, if not always, to exist side by side with the belief in +miracles, the two beliefs may from the beginning have co-existed, that +the age of magic is not prior in the course of evolution to the age of +religion. This possibility, it will be admitted, derives some colour at +least from the way in which the theory of evolution is employed to +account for the origin of species: different though reptiles are from +birds, the serpent from the dove, both are descended from a common +ancestor, the archaeopteryx. If this instance be taken as typical of the +process of evolution in general, then the course of evolution is not, so +to speak, linear or rectilinear, but--to use M. Bergson's +word--'dispersive'. To suppose that religion is descended from magic +would then be as erroneous as to suppose that birds are descended from +reptiles or man from the monkey. The true view will be that the course +of evolution is not linear, is not a line produced for ever in the same +direction, not a succession of stages, but is 'dispersive', that from a +common starting point many lines of evolution radiate in different +directions. The course of evolution is not unilinear but multilinear; it +runs on many lines which diverge, but all the diverging lines start from +the same point. + +If we apply this conception of evolution in general to the evolution of +religion in particular--and Bergson, I should say, does not--then the +centre of dispersion, common to all religions, is the heart of man. The +forms of religion evolving, emanating and radiating from that common +centre are, let us say, fetishism, polytheism, and monotheism. If we +wish to avoid, in the theory of religious evolution, an error analogous +to that of supposing birds to be descended from reptiles, we must +decline to suppose that monotheism is simply polytheism evolved, or that +polytheism is descended from fetishism. We must consider that each of +these three forms of religion is terminal, in the sense that no one of +them leads on to, or passes into, either of the other two. All three +forms of religious life may, and indeed do, exist side by side with one +another, just as the countless forms of physical life may be found +existing side by side. The foraminifera exist now, as they existed +millions of years ago; but the fact that they co-exist with higher forms +of physical life does not show that the higher forms of life are but +foraminifera in a more highly evolved form. Similarly, the fact that +fetishism exists side by side with polytheism, or polytheism with +monotheism, does not show that one is but a higher form of another: we +must consider each to be a terminal form, as incapable of producing +another, as it is impossible to conceive that the serpent develops into +the dove. + +The common centre and starting-point of fetishism, polytheism, and +monotheism on this view (the 'dispersive' view) of the evolution of +religion lies in the heart of man, in a consciousness, originally vague +in the extreme, of the personality and superiority to man of the being +or object worshipped. In all these three forms of religion there is +worship, and in all three forms the being worshipped is personal. +Further, a special tie is felt to exist between the worshipper and the +personality worshipped: religion is the bond of union between them, and +it is also a bond which unites the worshippers to one another. It is by +its very nature a bond of union, a means of communion between persons, +human and divine. That is the mystic aspect of religion which finds +expression in the rite of sacrifice and in the sacramental meals which +are felt somehow to bind together, or rather to reunite and keep +together, the worshippers and their god. This communion however is not +merely mystic: it has its practical effects inasmuch as it affects the +conduct of the worshipper and enables him to do what without it he would +not have had strength to do. + +If fetishism, polytheism, and monotheism radiate from a common centre, +the heart of man, then the heart of man must also be regarded as the +starting-point of magic. If they spring straight from the heart, though +in different directions, dispersively, then magic must also start from +the common centre; and, though its divergence from religion tends to +become total, at first, and indeed it may be for long, the discrepancy +between them is rather felt uneasily than recognized clearly. +Categories, such as those of cause and effect, identity and difference, +which are the common property of civilized thought, and which among us, +Mr. L.T. Hobhouse says, 'every child soon comes to distinguish in +practice, are for primitive thought interwoven in wild confusion.' Two +categories, which in primitive thought are thus interwoven in wild +confusion, are, it may be suggested, religion and magic; and only in the +dispersive process of evolution do they tend to become discriminated. In +ancient Egypt, in Babylon, in Brahminism, religion fails to disentangle +itself from magic; and not even has Christianity always succeeded in +throwing it off. Different as we may conceive magic and religion to be, +the fact remains that at first they grow up intertwined together. In the +lower forms of religion magic is worked not only by magicians but by +priests as well; spells and prayers are hardly to be distinguished from +one another. The idea that 'priest' is but 'magician' writ differently, +that prayers are but spells under another name, is now obsolete. The +truth may be that religion neither follows on, nor is evolved from +magic, but that both radiate from a common centre, the heart of man; and +that at first both are attempts made by man to secure the fulfilment of +his desires, to do his will, though eventually he finds that the way to +control nature is to obey her, not to try to command her by working +magic; and that it is in endeavouring to do God's will, not his own, +that man finds peace at the last. + +In the three forms of religion which thus far we have taken into +account, fetishism, polytheism, monotheism, religion is felt to be a +personal relation--a relation between the human personality and some +personality more than human; and the human heart is reaching out and +groping after some divine personality, if peradventure it may find Him. +But there is yet another form of religion proceeding from the human +heart in which this does not seem to be the case--and that is Buddhism. +The Buddha definitely renounced the search after God and would not allow +his disciples to engage in the pursuit. Practically the pursuit was +useless, according to the Buddha: escape from suffering is all that man +can want or strive or hope for. Escape from suffering is possible only +by cessation from existence; and that cessation from existence, here and +hereafter, can be attained by man himself, who can reach Nirvana without +the aid of gods, if gods there be. From the point of view of metaphysics +the idea that there is any relation between the human personality and +the divine falls to the ground, according to the Buddha, because, +whether there be gods or not, at any rate there is no human personality. +As in a conflagration--and according to the Buddha the whole world, +burning with desire, is in a state of conflagration--the flames leap +from one house that is burning to the next, so in its transmigrations +the self, or rather the character, _Karman_, like a flame, leaps from +one form of existence to another. The flame indeed appears to be there +all the time the fire is burning; but the flame has no permanence, it is +changing all the time the process of combustion is going on; and 'I' +have no more permanence than the flame. 'I' only appear to be there as +long as the process of life goes on. And as the flame only continues so +long as there is something for it to feed on, so the process of +transmigration or re-birth continues only so long as the thirst for +being continues: the escape from re-birth is conditional on the +extinction of that thirst or desire; and the disciple who has succeeded +in putting off lust and desire has attained to deliverance from death +and re-birth, has attained to rest, to Nirvana. + +Thus, on the 'dispersive' view of the evolution of religion, Buddhism is +a radiation from the common centre, from the heart of man, though it +radiates in a direction very different from that followed by any other +religion. The direction is indeed one which, as the history of religion +shows, it has been impossible for man long to follow, for, wherever +Buddhism has been established, it has relapsed; and the Buddha, who +strove to divert man from prayer and from the worship of gods, has +himself become a god to whom prayer and worship are addressed. Whether +in the future the direction may be pursued more permanently than it has +been by Buddhism up to now lies with the future to show. + +Buddhism, however, on the 'dispersive' view of the evolution of +religion, is not the only radiation from the common centre, of which we +have to take account, in addition to fetishism, polytheism, and +monotheism. From the human heart also proceeds 'the religion of +humanity', the Positivist Church. Here, as originally in Buddhism, the +conception of a divine personality plays no part; but here the human +personality, the very existence of which is denied by the Buddha, is +raised to a high, indeed to the highest, level. There is no such thing +as an individual, if by 'individual' is meant a man existing solely by +himself, for a man can neither come into existence nor continue in +existence by himself alone. It is an essential part of the conception of +personality that it includes fellowship: a person to be a person must +stand in some relation to other persons. They are presented to him, the +subject, as objects of his awareness; and he, the subject, is also an +object of their awareness. Humanity is thus a complex, in which alone +persons are found and apart from which they have in fact no existence. +Humanity thus plays in Positivism, as a religion, the part of 'the great +Being', _le grand Être_, which in other religions is fulfilled by God, +but with this difference, that humanity is human always and never +divine. + +The ruler of a country steers the ship of state, but he is a pilot only +metaphorically. Whether the terms worship and prayer are used more than +metaphorically by the Positivist seems hard to decide. On the one hand, +if it is felt that worship and prayer are indispensable to religion, it +may be argued that in religions other than Positivism they prove not +only on analysis, but in the course of history, to be, as by Positivism +they are recognized to be, of purely subjective import. On the other +hard, it may be that they provide merely a means of transition from the +religions of the past to the religion of the future. + +Another matter of interest is the place of morality in Positivism as a +religion. According to M. Alfred Loisy in his book _La Religion_, +morality and religion are bound up together. They cannot exist apart +from one another: they might, he says, 'be dissociated in fact and +thought, were it not that they are inseparable in the life of +humanity.' And in his view morality is summed up in the idea of duty. He +says, 'in the beginning was duty, and duty was in humanity, and duty was +humanity. Duty was at the beginning in humanity. By it all things were +made, and without it nothing was made.' Thus, where duty is, there also +is religion. Not only, according to Loisy, has that always been so in +every stage through which the evolution of religion has passed, but it +will also be the case with the religion of the future. Thus the +conception of evolution which Loisy holds is the same as that +entertained by Robertson Smith, the difference being that, whereas on +the one view the idea of God and of communion with Him has been present +from the beginning, and, much though it may have changed, it remains to +the end the same thing; on the other view it is the idea of duty--the +duty which is humanity--that was in the beginning and will continue to +the end. Both views are applications of the 'pre-formation' theory of +evolution. + +But Positivism perhaps is not necessarily tied to the 'pre-formation' +theory. It seems equally capable of being fitted in to the 'dispersive' +theory, and of being regarded as an emanation or radiation proceeding +direct from the human heart. It may be so regarded, if we consider the +essence of it to be found not in the concept of duty, which seems to +imply the existence of some superior who imposes duties on man, but in +that love of one's fellow-man which, to be love, must be given freely, +and simply because one loves. The sense of obligation, the feeling of +duty, obedience to the commandments of authority and to the prohibitions +which the community both enforces and obeys, are, all of them, various +expressions of the primitive feeling of taboo--a feeling of alarm and +fear. If we confine our attention to this set of facts, we may say, +with M. Loisy, 'in the beginning was duty, and duty was in humanity'. We +may however hesitate to follow him when he goes on to say, 'by duty all +things were made, and without it nothing was made'. We may hesitate and +the Positivist may hesitate, because, primitive though the feeling of +fear may be, the feeling of love is equally original: on it and in it +the family and society have their base and their origin; and to it they +owe not only their origin but their continuance. Love however is not a +matter of duty and obedience; it is not subject to commandment or +prohibition; nor does it strive by commands or authority to enforce +itself. In the process by which duty--legal and moral +obligation--evolves out of the primitive feeling of taboo, love is not +implicated: love springs from its own source, the human heart, and runs +its own course. Taboo may have existed from the beginning; but to the +end, whatever its form--duty, obligation, obedience to authority--it +remains in character what it was at first, prohibitive, negative. Love +alone is creative: without it 'was not anything made that was made'. + +There seems, therefore, no necessity to regard the 'pre-formation' +theory of evolution, rather than the 'dispersive theory, as essential to +Positivism. + +Common to all the views about the evolution of religion that have been +mentioned in this paper is the belief that, the more religion changes, +the more it remains the same thing. If identified with duty, then duty +it was in the beginning, and duty it will remain to the end. For those +who conceive it to be merely magic, magic it was and magic it remains. +Those who define it as belief in a god and communion with him find that +belief in the earliest as well as the latest stages. All would agree in +rejecting Bergson's view of evolution--that in evolution there is +change, but nothing which changes. All would agree that in the evolution +of religion there is something which, change though it may, remains the +same thing, and that is religion itself. But on the question what +religion is, there is no agreement: no definition of religion as +yet--and there have been many attempts to define it--has gained general +acceptance. We may even surmise, and admit, that no attempt ever will be +successful. Such admission, indeed, may at first to some seem equivalent +to admitting that religion is a nullity, and the admission may +accordingly be welcomed or rejected. But a moment's reflection will show +that the admission has no such consequence. None of our simple feelings +can be defined: pleasure and pain can neither be defined; nor, when +experienced, doubted. And some of our general terms, those at any rate +which are ultimate, are beyond our power either to define or doubt: no +one imagines that 'life' can be defined, but no one doubts its +existence. And religion both as a term and as a fact of experience is +ultimate, and, because ultimate, incapable of definition. It is not to +be defined but only to be felt. It is an affair not merely of the +intellect, but still more of the heart. + +In what sense, then, can we speak of the evolution of religion? +Evolution implies change; and no one doubts that there have been changes +in religion. No one can imagine that it has from the beginning till now +remained identically the same. What seems conceivable is that throughout +there has been, not identity but continuity--change indeed in continuity +but also continuity in change. The child 'learns to speak the words and +think the ideas, to reproduce the mode of thought, as he does the form +of speech' of the community into which he is born. In the speech, +thought, and feelings--even in the religious feelings--of the community, +from generation to generation, there is continuity, but not identity. +From generation to generation they are not identical but are +continuously changing; and they change because each child who takes them +over reproduces them; and, in reproducing them, changes them, not much +in most cases, but very considerably in the case of men of genius and +the great religious reformers. The heart is the treasure-house in which +not only old things are stored, but from which also new things are +brought forth. The process of evolution implies indeed that the old +things, though not everlasting, persist for a time; but it also implies +the manifestation of that which, though continuous with the old, is at +the same time new. It is from the heart of man, of some one man, that +what is new proceeds: the community it is which is conservative of the +old. The heart of man, or man himself, exhibits both change in +continuity and continuity in change. + +The acorn, the sapling, and the oak are different stages of one +continuous process. But it is the same tree throughout the whole +process. So, too, perhaps it may be said, religion is a term which +includes or is applicable to all stages in the one process, and not to +the stage of monotheism alone, or of polytheism alone, or even to those +stages alone in which there is a reference to personal beings. Each of +these stages is a stage in the process of religion but no stage is by +itself the whole process. But this view of the evolution of religion +regards religion as though it were an organism, self-subsistent, +existing and evolving as independently of man as the oak-tree does; +whereas in truth religion has no such independent existence or +evolution. It is not from polytheism that monotheism proceeds; nor does +polytheism proceed from fetishism: it is from the heart of man that they +and all other forms of religion emanate and radiate. To conceive +fetishism, polytheism, and monotheism as three successive stages in one +process, to represent the evolution of religion by a straight line +marked off into three parts, or any other number of parts, is to forget +that they do not produce one another but that each emanates from the +heart of man. The fact that they emanate in temporal succession does not +prove that one springs from the other. + +Nor can we say that values--religious or aesthetic--are to be determined +on the simple principle that the latest edition is the best. To say that +an _editio princeps_ has value only for the bibliophile is to admit that +all values are personal, as are all thoughts and all feelings, all +goodness and all love. + + +FOR REFERENCE + +Robertson Smith, _The Religion of the Semites_ (A. & C. Black, 1889). + +J.G. Frazer, _The Golden Bough_ (Macmillan & Co., 1890-1915). + +Grant Allen, _The Evolution of the Idea of God_ (Grant Richards, 1897). + +H. Bergson, _L'Évolution créatrice_ (F. Alcan, 1908). + +F.B. Jevons, _The Idea of God in Early Religions_ (1910), and +_Comparative Religion_ (1913) (Cambridge University Press). + +G.F. Moore, _History of Religions_ (T. & T. Clark, 1914). + +A. Loisy, _La Religion_ (E. Nourry, 1917). + + + + +IV + +RECENT TENDENCIES IN EUROPEAN POETRY + +WITH OCCASIONAL REFERENCES TO THE NOVEL, DRAMA, AND CRITICISM + +PROFESSOR C.H. HERFORD + + +When Matthew Arnold declared that every age receives its best +interpretation in its poetry, he was making a remark hardly conceivable +before the century in which it was made. Poetry in the nineteenth +century was, on the whole, more charged with meaning, more rooted in the +stuff of humanity and the heart of nature, less a mere province of +_belles-lettres_ than ever before. Consciously or unconsciously it +reflected the main currents in the mentality of European man, and the +reflection was often most clear where it was least conscious. Two of +these main currents are: + +(1) The vast and steady enlargement of our knowledge of the compass, the +history, the potencies, of Man, Nature, the World. + +(2) The growth in our sense of the _worth_ of every part of existence. + +Certain aspects of these two processes are popularly known as 'the +advance of science', and 'the growth of democracy'. But how far +'science' reaches beyond the laboratory and the philosopher's study, and +'democracy' beyond political freedom and the ballot-box, is precisely +what poetry compels us to understand; and not least the poetry of the +last sixty years with which we are to-day concerned. + +How then does the history of poetry in Europe during these sixty years +stand in relation to these underlying processes? On the surface, at +least, it hardly resembles growth at all. In France above all--the +literary focus of Europe, and its sensitive thermometer--the movement of +poetry has been, on the surface, a succession of pronounced and even +fanatical schools, each born in reaction from its precursor, and +succumbing to the triumph of its successor. Yet a deeper scrutiny will +perceive that these warring artists were, in fact, groups of successive +discoverers, who each added something to the resources and the scope of +poetry, and also retained and silently adopted the discoveries of the +past; while the general line of advance is in the direction marked by +the two main currents I have described. Nowhere else is the succession +of phases so sharp and clear as in France. But since France does reflect +more sensitively than any other country the movement of the mind of +Europe, and since her own mind has, more than that of any other country, +radiated ideas and fashions out over the rest of Europe, these phases +are in fact traceable also, with all kinds of local and national +variations, in Italy and Spain, Germany and England, and I propose to +take this fact as the basis of our present very summary and diagrammatic +view. The three phases of the sixty years are roughly divided by the +years 1880 and 1900. + +The first, most clearly seen in the French Parnassians, is in close, if +unconscious, sympathy with the temper of science. Poetry, brought to the +limit of expressive power, is used to express, with the utmost veracity, +precision, and impersonal self-suppression, the beauty and the tragedy +of the world. It sought Hellenic lucidity and Hellenic calm--in the +example most familiar to us, the Stoic calm and 'sad lucidity' of +Matthew Arnold. + +The second, best seen in the French Symbolists, was directly hostile to +science. But they repelled its confident analysis of material reality in +the name of a part of reality which it ignored or denied, an immaterial +world which they mystically apprehended, which eluded direct +description, frustrated rhetoric, and was only to be come at by the +magical suggestion of colour, music, and symbol. It is most familiar to +us in the 'Celtic' verse of Mr. Yeats and 'A.E.'. + +The third, still about us, and too various and incomplete for final +definition, is in closer sympathy with science, but, in great part, only +because science has itself found accommodation between nature and +spirit, a new ideality born of, and growing out of, the real. If the +first found Beauty, the end of art, in the plastic repose of sculpture, +and the second in the mysterious cadences of music, the poetry of the +twentieth century finds its ideal in life, in the creative evolution of +being, even in the mere things, the 'prosaic' pariahs of previous +poetry, on which our shaping wills are wreaked. We know it in poets +unlike one another but yet more unlike their predecessors, from +D'Annunzio and Dehmel and Claudel to our Georgian experimenters in the +poetry of paradox and adventure. + + +I. POETIC NATURALISM + +The third quarter of the nineteenth century opened, in western Europe, +with a decided set-back for those who lived on dreams, and a +corresponding complacency among those who throve on facts. The political +and social revolution which swept the continent in 1848 and 1849, and +found ominous echoes here, was everywhere, for the time, defeated. The +discoveries of science in the third and fourth decades, resting on +calculation and experiment, were investing it with the formidable +prestige which it has never since lost; and both metaphysics and +theology reeled perceptibly under the blows delivered in its name. The +world exhibition of 1851 seemed to announce an age of settled +prosperity, peace, and progress. + +In literature the counterpart of these phenomena was the revolt from +_Romanticism_, a movement, in its origins, of poetic liberation and +discovery, which had rejuvenated poetry in Germany and Italy, and yet +more signally in England and in France, but was now petering out in +emotional incoherence, deified impulse, and irresponsible caprice. + +The revolt accordingly everywhere sought to bring literature into closer +conformity with reality; with reality as interpreted by science; and to +make art severe and precise. In the novel, Flaubert founded modern +naturalism with his enthralling picture of dull provincials, _Mme +Bovary_ (1857); two years later George Eliot tilted openly in _Adam +Bede_ against the romancers who put you off with marvellous pictures of +dragons, but could not draw the real horses and cattle before their +eyes.[3] + +Realism, at once more unflinching and more profoundly poetic, and yet +penetrated, especially in Tolstoy and Dostoievsky, with an intensity of +moral conviction beside which the ethical fervour of George Eliot seems +an ineffectual fire, was one of the roots of the Russian Novel; which +also reached its climax in the third quarter of the century. But though +it concurred with analogous movements in the West, it drew little of +moment from them; even Turgenjev, a greater Maupassant in artistry, drew +his inner inspiration from wholly alien springs of Slavonic passion and +thought. And it was chiefly through them that the Russian novel later +helped to nourish the radically alien movement of Symbolism in France. + +In drama, Ibsen broke away from the Romantic tradition of his country +with the iconoclastic energy of one who had spent his own unripe youth +in offering it a half-reluctant homage. The man of actuality in him +denounced the drama built upon the legends of the Scandinavian past--the +mark for him of a people of dreamers oblivious of the calls of the hour. +On the morrow of the disastrous (and for Norway in his view ignominious) +Danish war of 1864, his scorn rang out with prophetic intensity in the +fierce tirade of _Brand_. Happily for his art, revolt against romance in +him was united, more signally than in more than two or three of his +contemporaries, with the power of seizing and presenting contemporary +life. 'Realism' certainly expresses inadequately enough the genius of an +art like his, enormously alive rather than fundamentally like life, and +no less charged with purpose and idea than the work of the great +Russians, though under cover of reticences and irony little known to +them. The great series of prose dramas--from 1867 (_The League of +Youth_) onwards--with their experimental prelude _Love's Comedy_ +(1863)--were to be for all Europe the most considerable literary event +of the fourth quarter of the century, and they generated affiliated +schools throughout the West. They did not indeed themselves remain +untouched by the general intellectual currents of the time, and it will +be noticed below that the later plays (from _The Lady of the Sea_ +onward) betray affinities, like the Russian novel, with what is here +called the second phase of the European movement. + +In Criticism, the showy generalizations of Villemain gave place to +Sainte-Beuve's series of essays towards a 'natural history of minds'[4] +and Taine's more sweeping attempt to explain literature by +environment.[5] Among ourselves, Meredith's _Essay on Comedy_ (1872) +brilliantly restated Molière's dictum that the comic is founded on the +real, and not on a fantastic distortion of it, while Matthew Arnold +applied alike to literature and to theology a critical insight +fertilized by his master Sainte-Beuve's delicate faculty for disengaging +the native quality of minds from the incrustations of tradition and +dogma. + +In poetry the French Parnassians created the most brilliant poetry that +has, since Milton, been built upon erudition and impeccable art. Their +leader, Leconte de Lisle, in the preface of his _Poèmes antiques_ +(1853), scornfully dismissed Romanticism as a second-hand, incoherent, +and hybrid art, compounded of German mysticism, reverie, and Byron's +stormy egoism. Sully Prudhomme addressed a sterner criticism to the +shade of Alfred de Musset--the Oscar Wilde of the later +Romantics[6]--who had never known the stress of thought, and had filled +his poetry with light love and laughter and voluptuous despairs; the new +poets were to be no such gay triflers, but workers at a forge, beating +the glowing metal into shape, and singing as they toiled.[7] Carducci, +too, derisively contrasts the 'moonlight' of Romanticism--cold and +infructuous beams, proper for Gothic ruins and graveyards--with the +benignant and fertilizing sunshine he sought to restore; for him, too, +the poet is no indolent caroller, and no gardener to grow fragrant +flowers for ladies, but a forge-worker with muscles of steel.[8] Among +us, as usual, the divergence is less sharply marked; but when Browning +calls Byron a 'flat fish', and Arnold sees the poet of _Prometheus_ +appropriately pinnacled in the 'intense inane', they are expressing a +kindred repugnance to a poetry wanting in intellectual substance and in +clear-cut form. + +If we turn from the negations of the anti-romantic revolt to consider +what it actually sought and achieved in poetry, we find that its +positive ideals, too, without being derived from science, reflect the +temper of a scientific time. Thus the supreme gift of all the greater +poets of this group was a superb vision of beauty, and of beauty--_pace_ +Hogarth--there is no science. But their view of beauty was partly +limited, partly fertilized and enriched, by the sources they discovered +and the conditions they imposed, and both the discoveries and the +limitations added something to the traditions and resources of poetry. +Thus: + +(1) They exploited the aesthetic values to be had by knowledge. They +pursued erudition and built their poetry upon erudition, not in the +didactic way of the Augustans, but as a mine of poetic material and +suggestion. Far more truly than Wordsworth's this poetry could claim to +be the impassioned expression which is in the face of science; for +Wordsworth's knowledge is a mystic insight wholly estranged from +erudition; his celandine, his White Doe, belong to no fauna or flora. +When Leconte de Lisle, on the other hand, paints the albatross of the +southern sea or the condor of the Andes, the eye of a passionate +explorer and observer has gone to the making of their exotic sublimity. +The strange regions of humanity, too, newly disclosed by comparative +religion and mythology, he explores with cosmopolitan impartiality and +imaginative penetration; carving, as in marble, the tragedy of Hjalmar's +heart and Angentyr's sword, of Cain's doom, and Erinnyes never, like +those of Aeschylus, appeased. The Romantics had loved to play with +exotic suggestions; but the East of Hugo's _Orientales_ or Moore's +_Lalla Rookh_ is merely a veneer; the poet of _Qain_ has heard the wild +asses cry and seen the Syrian sun descend into the golden foam. + +In the three commanding poets of our English mid-century, learning +becomes no less evidently poetry's honoured and indispensable ally. +Tennyson studies nature like a naturalist, not like a mystic, and finds +felicities of phrase poised, as it were, upon delicate observation. Man, +too, in Browning, loses the vague aureole of Shelleyan humanity, and +becomes the Italian of the Renascence or the Arab doctor or the German +musician, all alive but in their habits as they lived, and fashioned in +a brain fed, like no other, on the Book of the histories of Souls. +Matthew Arnold more distinctively than either, and both for better and +for worse, was the scholar-poet; among other things he was, with Heredia +and Carducci, a master of the poetry of critical portraiture, which +focusses in a few lines (_Sophocles_, _Rahel_, _Heine_, _Obermann Once +More_) the meaning of a great career or of a complex age. + +(2) In the elaboration of their vision of beauty from these enlarged +sources, Leconte de Lisle and his followers demanded an impeccable +artistry. 'A great poet', he said, 'and a flawless artist are +convertible terms.' The Parnassian precision rested on the postulate +that, with sufficient resources of vocabulary and phrase, everything can +be adequately expressed, the analogue of the contemporary scientific +conviction that, with sufficient resources of experiment and +calculation, everything can be exhaustively explained. The pursuit of an +objective calm, the repudiation of missionary ardour, of personal +emotion, of the _cri du coeur_, of individual originality, involved the +surrender of some of the glories of spontaneous song, but opened the +way, for consummate artists such as these, to a profusion of +undiscovered beauty, and to a peculiar grandeur not to be attained by +the egoist. Leconte's temperament leads him to subjects which are +already instinct with tragedy and thus in his hands assume this grandeur +without effort. The power of sheer style to ennoble is better seen in +Sully Prudhomme's _tours de force_ of philosophic poetry--when he +unfolds his ideas upon 'Justice' or 'Happiness', for instance, under the +form of a debate where masterly resources of phrase and image are +compelled to the service of a rigorous logic; or in the brief cameo-like +pieces on 'Memory', 'Habit', 'Forms', and similar unpromising +abstractions, most nearly paralleled in English by the quatrains of Mr. +William Watson. But the cameo comparison is still more aptly applied to +the marvellously-chiselled sonnets of Heredia--monuments of a moment, as +sculpture habitually is, but reaching out, as the finest sculpture does, +to invisible horizons, and to the before and after--the old wooden +guardian-god recalling his former career as a scarlet figure-head +laughing at the laughter or fury of the waves; Antony seeing the flying +ships of Actium mirrored in the traitorous azure of Cleopatra's eyes. + +In Italy the ideal of an austere simplicity and reserve, resting as it +did on the immense prestige of Leopardi, asserted itself even in the +naturally exuberant and impetuous genius of Carducci. Without it we +should not have had those reticences of an abounding nature, those +economies of a spendthrift, which make him one of the first poets of the +sonnet in the land of its origin, and one of the greatest writers of +Odes among the 'barbarians'. With reason he declared in 1891, when most +of his poetry had been written, that 'all the apparent contradictions in +my work are resolved by the triple formula: in politics Italy before +all, in aesthetics classical poetry before all, in practice, frankness +and force before all'. His two chief disciples, D'Annunzio and Pascoli, +antithetical in almost all points, may be said to have divided his +inheritance in this; Pascoli's Vergilian economy contrasting with the +exuberance of D'Annunzio somewhat as with us the classicism of the +present poet-laureate with that of Swinburne. In Germany the Parnassian +reserve, concentration, and aristocratic exclusiveness was to reappear +in the lyrical group of Stefan Georg. + +(3) Finally, the Parnassian poetry, like most contemporary science, was +in varying degrees detached from and hostile to religion, and found some +of its most vibrating notes in contemplating its empty universe. Leconte +de Lisle offers the Stoic the last mournful joy of 'a heart seven-times +steeped in the divine nothingness',[9] or calls him to 'that city of +silence, the sepulchre of the vanished gods, the human heart, seat of +dreams, where eternally ferments and perishes the illusory +universe'.[10] Here, too, Leopardi had anticipated him. + +In the ebullient genius of Carducci and Swinburne this lofty disdain for +theological illusions passes into the fierce derision of the Ode to +Satan and the militant paganism of the Sonnet to Luther, and the _Hymn +to Man_. In Matthew Arnold it became a half-wistful resignation, the +pensive retrospect of the Greek 'thinking of his own gods beside a +fallen runic stone', or listening to the 'melancholy long withdrawing +roar' of the tide of faith 'down the vast edges drear and naked shingles +of the world'; while in James Thomson resignation passed into the +unrelieved pessimism of the _City of Dreadful Night_. In all these +poets, what was of moment for poetry was not, of course, the +anti-theological or anti-clerical sentiment which marks them all, but +the notes of sombre and terrible beauty which the contemplation of the +passing of the gods, and of man's faith in them, elicits from their art. + +Yet the supreme figure, not only among those who share in the +anti-Romantic reaction but among all the European poets of his time, was +one who had in the heyday of youth led the Romantic vanguard--Victor +Hugo. Leconte de Lisle never ceased to own him his master, and Hugo's +genius had since his exile, in 1851, entered upon a phase in which a +poetry such as the Parnassian sought--objective, reticent, impersonal, +technically consummate--was at least one of the strings of his +many-chorded lyre. Three magnificent works--the very crown and flower of +Hugo's production--belong to this decade, 1850-60,--the _Châtiments_, +_Contemplations_, and _Légende des Siècles_. I said advisedly, one +string in his lyre. Objective reticence is certainly not the virtue of +the terrible indictment of 'Napoleon the Little'. On the other hand, the +greatest qualities of Parnassian poetry were exemplified in many +splendid pieces of the other two works, together with a large benignity +which their austere Stoicism rarely permits, and I shall take as +illustration of the finest achievement of poetry in this whole first +phase the closing stanzas of his famous _Boaz Endormi_ in the _Légende_, +whose beauty even translation cannot wholly disguise. Our decasyllable +is substituted for the Alexandrine.[11] + + 'While thus he slumbered, Ruth, a Moabite, + Lay at the feet of Boaz, her breast bare, + Waiting, she knew not when, she knew not where, + The sudden mystery of wakening light. + + Boaz knew not that there a woman lay, + Nor Ruth what God desired of her could tell; + Fresh rose the perfume of the asphodel, + And tender breathed the dusk on Galgala. + + Nuptial, august, and solemn was the night, + Angels no doubt were passing on the wing, + For now and then there floated glimmering + As it might be an azure plume in flight. + + The low breathing of Boaz mingled there + With the soft murmur of the mossy rills. + It was the month when earth is debonnaire; + The lilies were in flower upon the hills. + + Night compassed Boaz' slumber and Ruth's dreams, + The sheep-bells vaguely tinkled far and near; + Infinite love breathed from the starry sphere; + 'Twas the still hour when lions seek the streams. + + Ur and Jerimedeth were all at rest; + The stars enamelled the blue vault of sky; + Amid those flowers of darkness in the west + The crescent shone; and with half open eye + + Ruth wondered, moveless, in her veils concealed, + What heavenly reaper, when the day was done + And harvest gathered in, had idly thrown + That golden sickle on the starry field.' + + +II. DREAM AND SYMBOL + +The rise of French symbolism towards the end of the 'seventies was a +symptom of a changed temper of thought and feeling traceable in some +degree throughout civilized Europe. Roughly, it marked the passing of +the confident and rather superficial security of the 'fifties into a +vague unrest, a kind of troubled awe. As if existence altogether was a +bigger, more mysterious, and intractable thing than was assumed, not so +easily to be captured in the formulas of triumphant science, or mirrored +and analysed by the most consummate literary art. + +Political and social conditions contributed to the change. France stood +on the morrow of a shattering catastrophe. The complacency of +mid-Victorian England began to be disturbed by menaces from the +workshops of industry. And it was precisely in triumphant Germany +herself that revolutionary Socialism found, in Karl Marx, its first +organizing mind and authoritative exponent. The millennium was not so +near as it had seemed; the problems of society, instead of having been +solved once for all, were only, it appeared, just coming into view. + +In the secluded workshops of Thought, subtler changes were silently +going on. The dazzling triumphs of physical science, which had led +poetry itself to emulate the marble impassivity of the scientific +temper, were undiminished; but they were seen in a new perspective, +their authority ceased to be exclusive, the focus of interest was slowly +shifting from the physical to the psychical world. Lange, writing the +history of _Materialism_ in 1874, virtually performed its obsequies; and +Tyndall's brilliant effort, in 1871, to equip primordial Matter with the +'promise and the potency' of mind, unconsciously confessed that its +cause was lost. Psychology, after Fechner, steadily advanced in prestige +and importance from the outlying circumference of the sciences to their +very centre and core. + +But it was not merely particular doctrines that lost ground; the scope +and validity of scientific method itself began to be questioned. In the +most varied fields of thought there set in that 'idealistic reaction +against science' which has been described in one of the most penetrating +books of our time. Most significant of all, science itself, in the +person of Mach, and Pearson, has abandoned the claim to do more than +provide descriptive formulas for phenomena the real nature of which is +utterly beyond its power to discover. + +Of this changed outlook the growth of Symbolism is the most significant +literary expression. It was not confined to France, or to poetry. We +know how the drama of Ibsen became charged with ulterior meanings as the +fiery iconoclast passed into the poet of insoluble and ineluctable +doubt. But by the French symbolists it was pursued as a creed, as a +religion. If the dominant poetry of the third quarter of the century +reflected the prestige of science, the dominant poetry of the fourth +reflected the idealistic reactions against it, and Villiers de l'Ile +Adam, its founder, came forward proclaiming that 'Science was bankrupt'. +And so it might well seem to him, the visionary mystic inhabiting, as +he did, a world of strange beauty and invisible mystery which science +could not unlock. The symbolists had not all an explicit philosophy; but +they were all aware of potencies in the world or in themselves which +language cannot articulately express, and which are yet more vitally +real than the 'facts' which we can grasp and handle, and the +'respectable' people whom we can measure and reckon with. Sometimes +these potencies are vaguely mysterious, an impalpable spirit speaking +only by hints and tokens; sometimes they are felt as the pulsations of +an intoxicating beauty, breaking forth in every flower, but which can +only be possessed, not described; sometimes they are moods of the soul, +beyond analysis, and yet full of wonder and beauty, visions half +created, half perceived. Experiences like these might have been +described, as far as description would go, by brilliant artificers like +the Parnassians. Verlaine and Mallarmé did not discover, but they +applied with new daring, the fact that an experience may be communicated +by words which, instead of representing it, suggest it by their colour, +their cadences, their rhythm, their verbal echoes and inchoate phrases. +All the traditional artistry of French poetic speech was condemned as +both inadequate and insincere. 'Take eloquence and wring her neck! +Nothing but music and the nuance--all the rest is "Literature", mere +writing--futile verbosity!' that was the famous watchword of Verlaine's +creed.[12] + +The strength of symbolism lay in this demand for a complete sincerity of +utterance. Its revolt against science was at the same time a vindication +of truth, an effort to get nearer to reality both by shedding off the +incrustations of habitual phrase and by calling into play the obscure +affinities by which it can be magically evoked. In the subtleties of +suggestion latent in sensations the symbolists were real discoverers. +But the way had already been pointed in famous verses by Baudelaire: + + 'Earth is a Temple, from whose pillared mazes + Murmurs confused of living utterance rise; + Therein Man thro' a forest of symbols paces, + That contemplate him with familiar eyes. + + As prolonged echoes, wandering on and on, + At last in one far tenebrous depth unite, + Impalpable as darkness, and as light, + Scents, sounds, and colours meet in unison.' + +There Baudelaire had touched a chord that was to sound loud and long; +for what else than this thought of all the senses meeting in union +inspired the music drama of Wagner?--only one of his points of kinship, +as we shall see, with symbolism. + +Thus the symbolists, in quest of reality, touched it only through the +inner life. There they are, in their fashion, realists. 'A landscape', +said Albert Samain, 'is a state of soul.' The landscape may be false, +but the state of soul is veracious. What interests them in life is the +image of life, not lucidly reflected but exquisitely transformed. Yet +the vision of the world caught in that transforming mirror was not +without strange revealing glimpses, invisible, like stars mirrored in a +well, to the plain observer. They could hear the music of the spheres; +or in the language of Samain's sonnet + + 'Feel flowing through them, like a pouring wave, + The music-tide of universal Soul; + Hear in their heart the beating pulse of heaven.'[13] + +In the earlier poetry of Maurice Maeterlinck, the inner life imposes a +more jealous sway. The poet sits not before a transforming mirror, where +the outer world is disguised, but in a closed chamber, where it is only +dreamed of, and it fades into the incoherence and the irrelevance of a +dream. But the chamber is of rare beauty, and in its hushed and perfumed +twilight, dramas of the spirit are being silently and almost +imperceptibly enacted, more tragic than the loud passion and violence of +the stage. He has written an essay on Silence,--silence that, like +humility, holds for him a 'treasure' beyond the reach of eloquence or of +pride; for it is the dwelling of our true self, the spiritual core of +us, 'more profound and more boundless than the self of the passions or +of pure reason.' And so there is less matter for drama in 'a captain who +conquers in battle or a husband who avenges his honour than in an old +man, seated in his arm-chair waiting patiently with his lamp beside him, +giving unconscious ear to all the eternal laws that reign about his +house, interpreting without comprehending, the silence of door and +window, and the quivering voice of the light; submitting with bent head +to the presence of his soul and his destiny.' + +It is on this side that symbolism discloses its kinship with the Russian +novel,--with the mystic quietism of Tolstoy and the religion of +self-sacrifice in Dostoievsky; and its sharp antagonism to the +Nietzschean gospel of daemonic will and ruthless self-assertion, just +then being preached in Germany. The two faiths were both alive and both +responded to deep though diverse needs of the time; but the immediate +future, as we shall see, belonged to the second. They had their first +resounding encounter when Nietzsche held up his once venerated master +Wagner to scorn as the chief of 'decadents' because he had turned from +the superhuman heroism of Siegfried and the boundless passion of +Tristram to glorify the mystic Catholicism of the Grail and the +loveliness of the 'pure fool' Parzifal. + +Outside France symbolism found eager response among young poets, but +rather as a literary than as an ethical doctrine. In Germany Dehmel, the +most powerful personality among her recent poets, began as a disciple of +Verlaine; in Italy, D'Annunzio wove esoteric symbols into the texture of +the more than Nietzschean supermanliness of his supermen and superwomen. +More significant than these, however, was the symbolism of what we call +the Celtic school of poets in Ireland. For here both their artistic +impressionism and their mystic spirituality found a congenial soil. The +principal mediating force was Mr. Arthur Symons, friend of Verlaine and +of Yeats, and himself the most penetrating interpreter of Symbolism, +both as critic and as poet.[14] And to the French influence was added +that of Blake, a poet too great to be included in any school, but allied +to symbolism by his scorn for 'intellect' and for rhetoric, and by his +audacities of figured speech. But Mr. Yeats and 'A.E.', the leaders of +the 'Celtic' group, are in no sense derivation voices. They had the +great advantage over the French of a living native folklore and faery +lore. Hence their symbolism, no less subtle, and no less steeped in +poetic imagining, has not the same air of literary artifice, of studio +fabrication, of cultured Bohemianism; it breathes of the old Irish +hills, holy with old-world rites, and the haunted woods, and the magical +twilight and dewy dawns. And beneath all the folklore, and animating it, +is the passion for Ireland herself, the mother, deathless and ever +young, whom neither the desolation of the time nor the decay of hope can +touch: + + 'Out-worn heart in a time out-worn + Come clear of the nets of wrong and right; + Laugh, heart, again in the grey twilight; + Sigh, heart, again in the dew of the morn. + + Your mother Eire is always young, + Dew ever shining and twilight grey; + Tho' hope fall from you and love decay + Burning in fires of a slanderous tongue. + + Come, heart, where hill is heaped upon hill; + For there the mystical brotherhood + Of sun and moon and hollow and wood + And river and stream work out their will.' + +For that, the French had only the Fauns of a literary neo-classicism. +The passion for France was yet indeed to find a voice in poetry. But +this was reserved for the more trumpet-tongued tones of the contemporary +phase to which I now turn. + + +III. 'CREATIVE EVOLUTION' + +1. _Philosophic Analogies_ + +Nothing is more symptomatic of the incipient twentieth century than the +drawing together of currents of thought and action before remote or +hostile. The Parnassians were an exclusive sect, the symbolists an +eccentric and often disreputable coterie; Claudel, D'Annunzio, Rudyard +Kipling, speak home to throngs of everyday readers, are even national +idols, and our Georgians contrive to be bought and read without the +least surrender of what is most poetic in their poetry. And the +analogies between philosophic thinking and poetic creation become +peculiarly striking. Merely to name Friedrich Nietzsche, Henri Bergson, +and Benedetto Croce is to become vividly aware of these analogies and +of the common bent from which they spring. All three--whether with +brilliant rhetoric, or iron logic, or a blend of both--use their +thinking power to deride the theorizing intelligence in comparison with +the creative intuition which culminates in poetry. To define the scope +and province of this intuition is the purport of Croce's epoch-making +_Aesthetics_, the basis and starting-point of his illumining work, in +_Critica_, as a literary critic. Bergson is the dominant figure in a +line of French thinkers possessed with the conviction that life, a +perpetual streaming forth of creative energy, cannot be caught in the +mechanism of law, adapted to merely physical phenomena, which at best +merely gives us generalizations and lets the all-important +particulars--the individual living thing--slip through the meshes; +whereas intuition--the eye fixed on the object--penetrates to the very +heart of this individual living thing, and only drops out the skeleton +framework of abstract laws. Philosophy, in these thinkers, was deeply +imbued with the analogies of artistic creation. 'Beauty,' said +Ravaisson, 'and especially beauty in the most divine and perfect form, +contains the secret of the world.'[15] And Bergson's _Creative +Evolution_ embodied a conception of life and of the world profoundly +congenial to the artistic and poetic temper of his time. For he +restated, it has been well said, the two great surviving formulas of the +nineteenth century, evolution and the will to live, in terms precisely +suited to the temper of the age just dawning. The will to live became a +formula of hope and progress; evolution became a formula of vital +impulse, of creative purpose, not of mechanical 'struggle for +existence'. + +The idea that aesthetic experience gives a profounder clue than logical +thought to the inner meaning of things was as old as Plato. It was one +of the crowning thoughts of Kant; it deeply coloured the metaphysics of +Schelling. And Nietzsche developed it with brilliant audacity when in +his _Birth of Tragedy_ (1872) he contrasted scornfully with the laboured +and ineffectual constructions of the theoretic man, even of Socrates the +founder of philosophy, the radiant vision of the artist, the lucid +clarity of Apollo. 'His book gave the lie to a thousand years of orderly +development', wrote the great Hellenist Wilamowitz, Nietzsche's old +schoolfellow, indignant at his rejection of the labours of scholastic +reason. But it affirmed energetically the passion of his own time for +immediate and first-hand experience. + +And it did more. Beside and above Apollo, Nietzsche put Dionysus; beside +vision and above it, _rage_. Of the union of these two Tragedy was born. +And Nietzsche's glorification of this elemental creative force also +responded to a wider movement in philosophy, here chiefly German. His +Dionysiac rage is directly derived from that will in which Schopenhauer +saw the master faculty of man and the hidden secret of the universe; and +the beginning of Schopenhauer's fame, about 1850, coincides with a +general rehabilitation of will as the dominant faculty in the soul and +in the world, at the cost of the methodic orderly processes of +understanding; a movement exhibited in the psychological innovations of +Wundt and Münsterberg, in the growth of the doctrine that what a thing +is is determined by what it _can_; that value is in fact the measure, +and even the meaning, of existence; that will can arm impotence, create +faith, and master disease; and in the call of the colossal will-power +which created the German empire and launched her on the career of +industrial greatness. Nietzsche's Superman is, above all, a being of +colossal and masterful will, and Zarathustra, the prophet of +superhumanity, is only an incarnation of the will that for Schopenhauer +moved the world. The moment at which the prestige of will began +definitely to overcome that of reasoning is marked, as Aliotta has +pointed out, by the appearance of James's _Will to Believe_, just when +agnosticism seemed triumphant. + +Nietzsche and Bergson thus, with all their obvious and immense +divergences, concurred in this respect, important from our present point +of view, that their influence tended to transfer authority from the +philosophic reason to those 'irrational' elements of mind which reach +their highest intensity in the vision and 'rage' of the poet. James's +vindication of drunken exaltation as a source of religious insight was +not the least symptomatic passage of his great book. And both concurred, +however remote their methods or their speech, in conceiving reality as +creation, creation in which we take part--a conception which again, in +the hands of the constructive religious thinker, led directly to the +type of faith announced in that last--the Jamesian--'Variety' of +religious experience, which represents us as indispensable +fellow-workers and allies of a growing and striving God. + + +2. _The New Freedom_ + +No reader of the poetry of our time can mistake the kinship of its +prevailing temper with that which lies at the root of these +philosophies. Without trying to fit its infinite variety to any finite +formula, we may yet venture to find in it, as Mr. McDowall has found in +our Georgian poetry in particular, a characteristic union of grip and +detachment; of intense and eager grasp upon actuality as it breaks upon +us in the successive moments of the stream of time, and yet an inner +independence of it, a refusal to be obsessed by its sanctions and +authorities, a tacit assumption that everything, by whatever length of +tradition consecrated, must come before the bar of the new century to be +judged by its new mind. 'Youth is knocking at the door,' as it is said +of Hilda in the symbolical _Master Builder_, and doubtless in every +generation the philistines or Victorians in possession have had occasion +to make that remark. The difference in our time is rather that youth +comes in without knocking, and that instead of having to work slowly up +to final dominance against the inertia of an established literary +household, it has spontaneously, like Hilda Wrangel, taken possession of +the home, rinding criticism boundlessly eulogistic, the public +inexhaustibly responsive, and philosophy interpreting the universe, as +we have seen, precisely in sympathy with its own naïve intuitions. No +wonder that youth at twenty is writing its autobiography or having its +biography written, and that at twenty-five it makes a show of laying +down the pen, like Max Beerbaum, with the gesture of one rising sated +from the feast of life: 'I shall write no more.' + +The fact that youth finds itself thus at home in the world explains the +difference in temper between the new poets of freedom and the old. The +wild or wistful cry of Shelley for an ideal state emancipated from pain +and death is as remote from their poetry as his spiritual anarchy from +their politics; they can dream and see visions, in Scott's phrase, 'like +any one going', but their feet are on the solid ground of actuality and +citizenship, and the actuality comes into and colours their poetry no +less than their vision. When Mr. Drinkwater looks out of his 'town +window' he dreams of the crocus flaming gold in far-off Warwick woods; +but he does not repudiate the drab inglorious street nor the tramway +ringing and moaning over the cobbles, and they come into his verse. And +I find it significant of the whole temper of the new poetry to ordinary +life no less than that of ordinary men and women to the new poetry, +that he has won a singularly intimate relationship with a great +industrial community. He has not fared like his carver in stone. But +then the eagles of his carving, though capable of rising, like +Shelley's, to the sun, are the Cromwells and Lincolns who themselves +brought the eagle's valour and undimmed eye into the stress and turmoil +of affairs. + +No doubt a fiercer note of revolt may be heard at times in the poetry of +contemporary France, and that precisely where devotion to some parts of +the heritage of the past is most impassioned. The iconoclastic scorn of +youth's idealism for the effeteness of the 'old hunkers', as Whitman +called them, has rarely rung out more sharply than in the closing +stanzas of Claudel's great Palm Sunday ode. All the pomp and splendour +of bishops and cardinals is idle while victory yet is in suspense: that +must be won by youth in arms. + + 'To-morrow the candles and the dais and the bishop with his clergy + coped and gold embossed, + But to-day the shout like thunder of an equal, unofficered host + Who, led and kindled by the flag alone, + With one sole spirit swollen, and on one sole thought intent, + Are become one cry like the crash of walls shattered and gates rent: + 'Hosanna unto David's son!' + + Needless the haughty steeds marble-sculptured, or triumphal arches, or + chariots and four, + Needless the flags and the caparisons, the moving pyramids and towers, + and cars that thunder and roar,-- + 'Tis but an ass whereon sits Christ; + For to make an end of the nightmare built by the pedants and the + pharisees, + To get home to reality across the gulf of mendacities, + The first she-ass he saw sufficed! + + Eternal youth is master, the hideous gang of old men is done with, we + Stand here like children, fanned by the breath of the things to be, + But victory we will have to-day! + Afterwards the corn that like gold gives return, afterwards the gold + that like corn is faithful and will bear, + The fruit we have henceforth only to gather, the land we have + henceforth only to share, + But victory we will have to-day!' + +In the same spirit Charles Péguy--like Claudel, be it noted, a student +of Bergson at the École Normale--found his ideal in the great story of +the young girl of Domremy who saved France when all the pomp and wisdom +of generals had broken down. And in our own poetry has not Mr. Bottomley +rewritten the Lear story, with the focus of power and interest +transferred from the old king--left with not an inch of king in him--to +a glorious young Artemis-Goneril? + +But among our English Georgians this tense iconoclastic note is rare. +Their detachment from what they repudiate is not fanatical or ascetic; +it is conveyed less in invective than in paradox and irony; their temper +is not that which flies to the wilderness and dresses in camel hair, but +of mariners putting out to the unknown and bidding a not unfriendly +good-bye at the shore. The temper of adventure is deeply ingrained in +the new romance as in the old; the very word adventure is saturated with +a sentiment very congenial to us both for better and worse; it quickens +the hero in us and flatters the devil-may-care. + +In its simplest form the temper of adventure has given us the profusion +of pleasant verses which we know as the poetry of 'vagabondage' and 'the +open road'. The point is too familiar to be dwelt on, and has been +admirably illustrated and discussed by Mr. McDowall. George Borrow, +prince of vagabonds, Stevenson, the 'Ariel', with his 'Vagabond-song'-- + + 'All I seek the heaven above, + And the road below me', + +and a few less vocal swallows, anticipated the more sustained flights +and melodies of to-day, while Borrow's wonderful company of vagabond +heroes and heroines is similarly premonitory of the alluring gipsies and +circus-clowns of our Georgian poetry. Sometimes a traditional motive is +creatively transformed; as when Father Time, the solemn shadow with +admonitory hour-glass, appears in Mr. Hodgson's poem as an old gipsy +pitching his caravan 'only a moment and off once again'. + +Elsewhere a deeper note is sounded. It is not for nothing that Jeanne +d'Arc is the saint of French Catholic democracy, or that Péguy, her +poet, calls the Incarnation the 'sublime adventure of God's Son'. That +last adventure of the Dantesque Ulysses beyond the sunset thrills us +to-day more than the Odyssean tale of his triumphant home-return, and +D'Annunzio, greatly daring, takes it as the symbol of his own +adventurous life. Francis Thompson's most famous poem, too, represents +the divine effort to save the erring soul under the image of the hound's +eager chase of a quarry which may escape; while Yeats hears God 'blowing +his lonely horn' along the moonlit faery glades of Erin. And Meredith, +who so often profoundly voiced the spirit of the time in which only his +ripe old age was passed, struck this note in his sublime verses on +revolutionary France-- + + 'soaring France + That divinely shook the dead + From living man; that stretched ahead + Her resolute forefinger straight + And marched toward the gloomy gate + Of Earth's Untried.' + +It is needless to dwell upon the affinity between this temper of +adventure in poetry and the teaching of Bergson. That the link is not +wholly fortuitous is shown by the interesting _Art Poétique_ (1903) of +his quondam pupil, Claudel, a little treatise pervaded by the idea of +Creative-evolution. + +It was natural in such a time to assume that any living art of poetry +must itself be new, and in fact the years immediately before and after +the turn of the century are crowded with announcements of 'new' +movements in art of every kind. Beside Claudel's _Art Poétique_ we have +in England the _New Aestheticism_ of Grant Allen; in Germany the 'new +principle' in verse of Arno Holz. And here again the English innovators +are distinguished by a good-humoured gaiety, if also by a slighter build +of thought, from the French or Nietzschean 'revaluers'. Rupert Brooke +delightfully parodies the exquisite hesitances and faltering half-tones +of Pater's cloistral prose; and Mr. Chesterton pleasantly mocks at the +set melancholy of the aggressive Decadence in which he himself grew up: + + 'Science announced nonentity, and art adored decay, + The world was old and ended, but you and I were gay.' + +Like their predecessors in the earlier Romantic school, the new +adventurers have notoriously experimented with poetic _form_. France, +the home of the most rigid and meticulous metrical tradition, had +already led the way in substituting for the strictly measured verse the +more loosely organized harmonies of rhythmical prose, bound together, +and indeed made recognizable as verse, in any sense, solely by the +rhyme. With the Symbolists 'free verse' was an attempt to capture finer +modulations of music than the rigid frame of metre allowed. With their +successors it had rather the value of a plastic medium in which every +variety of matter and of mood could be faithfully expressed. But whether +called verse or not, the vast rushing modulations of rhythmic music in +the great pieces of Claudel and others have a magnificence not to be +denied. And the less explicitly poetic form permits matter which would +jar on the poetic instinct if conveyed through a metrical form to be +taken up as it were in this larger and looser stride. + +In Germany, on the other hand, the rhythmic emancipation of Whitman was +carried out, in the school of Arno Holz, with a revolutionary audacity +beyond the example even of Claudel. Holz states with great clearness and +trenchancy what he calls his 'new principle of lyric'; one which +'abandons all verbal music as an aim, and is borne solely by a rhythm +made vital by the thought struggling through it to expression'. Rhyme +and strophe are given up, only rhythm remains. + +Of our Georgian poetry, it must suffice to note that here, too, the +temper of adventure in form is rife. But it shows itself, +characteristically, less in revolutionary innovation than in attempts to +elicit new and strange effects from traditional measures by deploying to +the utmost, and in bold and extreme combinations, their traditional +resources and variations, as in the blank verse of Mr. Abercrombie and +Mr. Bottomley. This, and much beside in Georgian verse, has moods and +moments of rare beauty. But, on the whole, verse-form is the region of +poetic art in which Georgian poetry as a whole is least secure. + + +3. _The New Realism_ + +We see then how deeply rooted this new freedom is in the passion for +actuality; not the dream but the waking and alert experience throbs and +pulses in it. We have now to look more closely into this other aspect of +it. Realism is a hard-worked term, but it may be taken to imply that the +overflowing vitality of which poetry is one expression fastens with +peculiar eagerness upon the visible and tangible world about us and +seeks to convey that zest in words. Our poets not only do not scorn the +earth to lose themselves in the sky; they are positive friends of the +matter-of-fact, and that not in spite of poetry, but for poetry's sake; +and Pegasus flies more freely because 'things' are 'in the saddle' along +with the poet. + +That this matter-of-factness is loved by poets, for poetry's sake, marks +it off once for all from the photographic or 'plain' realism of Crabbe. +But it is also clearly distinct from the no less poetic realism of +Wordsworth. Wordsworth's mind is conservative and traditional; his +inspiration is static; he glorifies the primrose on the river brink by +seeing its transience in the light of something far more deeply +interfused which does not change nor pass away. Romance, in a high +sense, lies about his greatest poetry. But it is a romance rooted in +memory, not in hope--the 'glory of the grass and splendour of the +flower' which he had seen in childhood and imaginatively re-created in +maturity; a romance which change, and especially the intrusions of +industrial man, dispelled and destroyed. Whereas the romance of our new +realism rests, in good part, precisely in the sense that the _thing_ so +vividly gripped is not or need not be permanent, may turn into something +else, has only a tenancy, not a freehold, in its conditions of space and +time, a 'toss-up' hold upon existence, as it were, full of the zest of +adventurous insecurity. A pessimistic philosophy would dissipate this +romance, or strip it of all but the mournful poetry of doom. Mr. +Chesterton glorifies the dust which may become a flower or a face, +against the Reverend Peter Bell for whom dust is dust and no more, and +Hamlet who only remembers that it once was Caesar. If our realism is +buoyant, if it had at once the absorbed and the open mind, this is, in +large part, in virtue of the temper which finds reality a perpetual +creation. Every moment is precious and significant, for it comes with +the burden and meaning of something that has never completely been +before; and goes by only to give place to another moment equally curious +and new. This is the deeper ground of our present fashion of paradox; +what Mr. Chesterton, its apostle, means when he says that 'the great +romance is reality'; for paradox, the unexpected, is, in a reality so +framed, the bare and sober truth. Hence the frequency, in our new +poetry, of pieces founded deliberately upon, as Mr. McDowall points out, +paradox: the breaking in of some utter surprise upon a humdrum society, +as in Mr. de la Mare's _Three Jolly Farmers_, or Mr. Abercrombie's _End +of the World_, or Mr. Munro's _Strange Meetings_. + +Moreover, in this incessantly created reality we are ourselves +incessantly creative. That may seem to follow as a matter of course; but +it corresponds with the most radical of the distinctions between our +realism and that of Wordsworth. When Mr. Wells tells us that his most +comprehensive belief about the universe is that every part of it is +ultimately important, he is not expressing a mystic pantheism which +feels every part to be divine, but a generous pragmatism which holds +that every part _works_. The idea of shaping and adapting will, of +energy in industry, of mere routine practicality in office or household, +is no longer tabooed, or shyly evaded; not because of any theoretic +exaltation of labour or consecration of the commonplace, but because +merely to use things, to make them fulfil our purposes, to bring them +into touch with our activities, itself throws a kind of halo over even +very humble and homely members of the 'divine democracy of things'. +Rupert Brooke draws up a famous catalogue of the things of which he was +a 'great lover'. He loved them, he says, simply _as being_. And no +doubt, the simple sensations of colour, touch, or smell counted for +much. But compare them with the things that Keats, a yet greater lover +of sensations, loved. You feel in Brooke's list that he liked doing +things as well as feasting his passive senses; these 'plates', 'holes in +the ground,' 'washen stones,' the cold graveness of iron, and so forth. +One detects in the list the Brooke who, as a boy, went about with a book +of poems in one hand and a cricket-ball in the other, and whose left +hand well knew what his right hand did.[16] That takes us far from the +dream of eternal beauty, which a Greek urn or a nightingale's song +brought to Keats, and the fatal word 'forlorn', bringing back the light +of common day, dispelled. The old ethical and aesthetic canons are +submerged in a passion for life which finds a good beyond good and evil, +and a beauty born of ugliness more vital than beauty's self. 'The worth +of a drama is measured', said D'Annunzio, 'by its fullness of life', and +the formula explains, if it does not justify, those tropical gardens, +rank with the gross blooms of 'superhuman' eroticism and ferocity, to +which he latterly gave that name. And we know how Maeterlinck has +emerged from the mystic dreams and silences of his recluse chamber to +unfold the dramatic pugnacities of Birds and Bees. + +Even the downright foulness and ugliness which some people find so +puzzling in poets with an acute delight in beauty, like Mr. Masefield, +come into it not from any aesthetic obtuseness, but because these +uglinesses are full of the zest of drama, of things being done or made, +of life being lived. When Masefield sounded his challenge to the old +aesthetics: + + 'Others may sing of the wine and the wealth and the mirth, + Mine be the dirt and the dross, the dust and scum of the earth', + +he knew well, as _The Everlasting Mercy_ and _The Widow of Bye Street_ +showed, that dirt and dross, if wrought into tragedy, can win a higher +beauty than the harmonies of idyll. Even the hideous elder women in Mr. +Bottomley's _Lear's Wife_, or his Regan--an ill-conditioned girl, +sidling among the 'sweaty, half-clad cook-maids' after pig-killing, +'smeary and hot as they', participate in this beauty and energy of +doing. + +Poetry, in these cases, wins perhaps at most a Pyrrhic victory over +reluctant matter. It is otherwise with the second of the great Belgian +poets. + +In the work of Verhaeren, the modern industrial city, with its spreading +tentacles of devouring grime and squalor, its clanging factories, its +teeming bazaars and warehouses, and all its thronging human population, +is taken up triumphantly into poetry. Verhaeren is the poet of +'tumultuous forces', whether they appear in the roar and clash of 'that +furnace we call existence', or in the heroic struggles of the Flemish +nation for freedom. And he exhibits these surging forces in a style +itself full of tumultuous power, Germanic rather than French in its +violent and stormy splendour, and using the chartered licence of the +French 'free verse' itself with more emphasis than subtlety. + + +4. _The Cult of Force_ + +In Verhaeren, indeed, we are conscious of passing into the presence of +power more elemental and unrestrained than the civil refinement of our +Georgians, at their wildest, allows us to suspect. The tragic and heroic +history of his people, and their robust art, the art of Rembrandt, and +of Teniers, vibrates in the Flemish poet. He has much of the temperament +of Nietzsche, and if not evidently swayed by his ideas, or even aware of +them, and with a generous faith in humanity which Nietzsche never knew, +he thinks and imagines with a kindred joy in violence: + + 'I love man and the world, and I adore the force + Which my force gives and takes from man and the universe.' + +And it is no considerable step from him to the poets who in this third +phase of our period have unequivocally exulted in power and burnt +incense or offered sacrifice before the altar of the strong man. The joy +in creation which, we saw, gives its romance to so much of the realism +of our time, now appears accentuated in the fiercer romance of conflict +and overthrow. Thanks largely to Nietzsche, this romance acquired the +status of an authoritative philosophy--even, in his own country, that of +an ethical orthodoxy. + +The German people was doubtless less deeply and universally imbued with +this faith than our war-prejudice assumes. But phenomena such as the +enormous success of a cheap exposition of it, _Rembrandt als Erzieher_ +(1890) by a fervent Bismarckian, and of the comic journal +_Simplicissimus_ (founded 1895) devoted to systematic ridicule of the +old-fashioned German virtues of tenderness and sympathy, indicated a +current of formidable power and compass, which was soon to master all +the other affluents of the national stream. + +But older, and in part foreign, influences concurred to colour and +qualify, while they sustained, the Nietzschean influence,--the daemonic +power of Carlyle, the iron intensity and masterful reticence of Ibsen. +This was the case especially, as is well known, in the drama. Gerhardt +Hauptmann, who painted the tragedy of the self-emancipated superman,--as +Mr. Shaw about the same time showed us his self-achieved +apotheosis,--was no doubt the most commanding (as Mr. Shaw was the most +original) figure in the European drama of the early century. + +In poetry, the contributory forces were still more subtly mingled, and +the Nietzschean spirit, which blows where it listeth, often touched men +wholly alien from Nietzsche in cast of genius and sometimes stoutly +hostile to him. Several of the most illustrious were not Germans at all. +Among the younger men who resist, while they betray, his spell, is the +most considerable lyric poet of the present generation in Germany. +Richard Dehmel's vehement inspiration from the outset provoked +comparison with Nietzsche, which he warmly resented. + +He began, in fact, as a disciple of Verlaine, and we may detect in the +unrestraint of his early erotics the example of the French poet's +_fureur d'aimer_. But Dehmel's more strongly-built nature, and perhaps +the downright vigour of the German language, broke through the tenuities +of _la nuance_. It was not the subtle artistry of the Symbolists, but +the ethical and intellectual force of the German character, which +finally drew into a less anarchic channel the vehement energy of Dehmel. +Nietzsche had imagined an ethic of superhuman will 'beyond good and +evil'. The poet, replied Dehmel, had indeed to know the passion which +transcends good and evil, but he had to know no less the good and evil +themselves of the world in and by which common men live. And if he can +cry with the egoism of lawless passion, in the _Erlösungen_, 'I will +fathom all pleasure to the deepest depths of thirst, ... Resign not +pleasure, it waters power',--he can add, in the true spirit of Goethe +and of the higher mind of Germany, 'Yet since it also makes slack, turn +it into the stuff of duty!' + +If Nietzsche provoked into antagonism the sounder elements in Dehmel, he +was largely responsible for destroying such sanity as the amazing genius +of Gabriele D'Annunzio had ever possessed. In D'Annunzio the sensuality +of a Sybarite and the eroticism of a Faun go along with a Roman +tenacity and hardness of nerve. The author of novels which, with all +their luxurious splendour, can only be called hothouses of morbid +sentiment, has become the apostle of Italian imperialism, and more than +any other single man provoked Italy to throw herself into the great +adventure of the War. Unapproached in popularity by any other Italian +man of letters, D'Annunzio discovered Nietzsche, and hailed him--a great +concession--as an equal. When Nietzsche died, in 1900, D'Annunzio +indicted a lofty memorial ode to the Titanic Barbarian who set up once +more the serene gods of Hellas over the vast portals of the Future. +Nietzsche indeed let loose all the Titan, and all consequently that was +least Hellenic, in the fertile genius of the Italian; his wonderful +instinct for beauty, his inexhaustible resources of style are employed +in creating orgies of superhuman valour, lust, and cruelty like some of +his later dramas, and hymns intoxicated with the passion for Power, like +the splendid Ode in which the City of the Seven Hills is prophetically +seen once more the mistress of the world, loosing the knot of all the +problems of humanity. His poetic autobiography, the first _Laude_ +(1901)--counterpart of Wordsworth's _Prelude_ and its very +antipodes--culminates in a prayer 900 lines long to Hermes, god of the +energy which precipitates itself on life and makes it pregnant with +invention and discovery, of the iron will 'which chews care as a laurel +leaf'--the god of the Superman. And so he discovers the muse of the +Superman, the Muse of Energy, a tenth Muse whose first poet he modestly +disclaims to be, if he may only be, as he would have us interpret his +name, her Announcer. + +If D'Annunzio emulates Nietzsche, the two great militant poets of +Catholic France would have scorned the comparison. Charles Péguy's brief +career was shaped from his first entrance, poor and of peasant birth, at +a Paris Lycée, to his heroic death in the field, September 1914, by a +daemonic force of character. His heroine, glorified in his first book, +was Jeanne d'Arc, who attempted the impossible, and achieved it. In +writing, his principle--shocking to French literary tradition--was to +speak the brutal truth _brutalement_. As a poet he stood in the direct +lineage of Corneille, whose _Polyeucte_ he thought the greatest of the +world's tragedies. As a man, he embodied with naïve intensity the +unsurpassed inborn heroism of the French race. + +Claudel, even more remote as a thinker from Nietzsche than Péguy, +exhibits a kindred temper in the ingrained violence of his art. His +stroke is vehement and peremptory; he is an absolutist in style as in +creed. It is the style of one who apprehends the visible world with an +intensity as of passionate embrace, such as the young Browning expresses +in _Pauline_. 'I would fain have seen everything,' he cries, 'possessed +and made it my own, not with eyes and senses only, but with mind and +spirit.' And after he was converted he saw and painted supernatural +things with the same carnal and robust incisiveness. The half-lights of +Symbolist mysticism are remote from his hard glare. As a dramatist he +drew upon and exaggerated that which in Aeschylus and Shakespeare seems +to the countrymen of Racine nearest to the limit of the terrible and the +brutal permissible in art: a princess nailed by the hands like a +sparrow-hawk to a pine by a brutal peasant; the daughter of a noble +house submitting to a loathed marriage with a foul-mouthed plebeian in +order to save the pope. + +And if we look, finally, for corresponding phenomena at home, we find +them surely in the masculine, militant, and in the French sense _brutal_ +poetry of W.E. Henley and Rudyard Kipling. If any modern poets have +conceived life in terms of will, and penetrated their verse with that +faith, it is the author of 'I am the Captain of my Soul', the 'Book of +the Sword', and 'London Voluntaries', friend and subject of the great +kindred-minded sculptor Rodin, the poet over whose grave in St. Paul's +George Wyndham found the right word when he said--marking him off from +the great contemplative, listening poets of the past--'His music was not +the still sad music of humanity; it was never still, rarely sad, always +intrepid.' And we know how Kipling, after sanctioning the mischievous +superstition that 'East and West can never meet', refuted it by +producing his own 'two strong men'. + + +5. _The New Idealism_ + +(1) _Nationality_ + +We have now seen something of that power, at once of grip and of +detachment with which the dominant poetry of this century faces what it +thinks of as the adventure of experience, its plunge into the +ever-moving and ever-changing stream of life. How then, it remains to +ask, has it dealt with those ideal aspirations and beliefs which one may +live intensely and ignore, which in one sense stand 'above the battle', +but for which men have lived and died. With a generation which holds so +lightly by tradition, which revises and revalues all accepted values, +these aspirations and beliefs might well drop out of its poetry. On the +other hand, these same aspirations and beliefs might overcome the +indifference to tradition by ceasing to be merely traditional, by being +immersed and steeped in that moving stream of life, and interwoven with +the creative energies of men. The inherited faiths were put to this +dilemma, either to become intimately alive and creative in poetry or to +be of no concern for it. Some of them failed in the test. England has +still devotees of Protestantism, but Protestant religion has hardly +inspired noble poetry since Milton. Nationality, on the other hand, has +during the last century inspired finer poetry than at any time since the +sixteenth, and that because it has been brought down from the region of +political abstractions and ideologies into intimate union with heart and +brain, imagination and sense. This is true also of Catholicism and of +Socialism, and, if fitfully and uncertainly yet, of the ideal of +international fraternity, of humanity. And to all these ideals, to all +ideals, came finally the terrific, the overwhelming test of the War,--a +searching, annihilating, purifying flame, in which some shrivelled away, +some were stripped of the illusive glitter that concealed their mass of +alloy, and some, purged of their baser constituents, shone out with a +lustre unapproached before. + +What is the distinctive note of this new poetry of nationality? And for +the moment I speak of the years before the War. May we not say that in +it the ideal of country is saturated with that imaginative grip of +reality in all its concrete energy and vivacity which I have called the +new realism? The nation is no abstraction, whether it be called +Britannia, or _Deutschland über Alles_. It is seen, and felt; seen in +its cities as well as in its mountains, in the workers who have made it, +as well as in the heroes who have defended it; in its roaring forges as +well as in its idyllic woodlands and its tales of battles long ago; and +all these not as separate strands in a woven pattern, but as waters of +different origin and hue pouring along together in the same great +stream. + +Émile Verhaeren, six years before the invasion, had seen and felt his +country, living body and living soul, with an intensity which made it +seem unimaginable that she should be permanently subdued. He well called +his book _Toute la Flandre_, for all Flanders is there. Old +Flanders,--Artevelde and Charles Téméraire--whose soul was a forest of +huge trees and dark thickets, + + 'A wilderness of crossing ways below, + But eagles, over, soaring to the sun,'-- + +Van Eyck and Rubens--'a thunder of colossal memories'; then the great +cities, with their belfries and their foundries, and their warehouses +and laboratories, their antique customs and modern ambitions; and the +rivers, the homely familiar Lys, where the women wash the whitest of +linen, and the mighty Scheldt, the Escaut, the 'hero sombre, violent and +magnificent', 'savage and beautiful Escaut', whose companionship had +moulded and made the poet, whose rhythms had begotten his music and his +best ideas[17]. + +None of our English poets have rendered England in poetry with the same +lyric intensity in its whole compass of time and space, calling up into +light and music all her teeming centuries and peopled provinces. Yet the +present generation has in some respects made a nearer approach to such +achievement than its predecessors. A century of growing historic +consciousness has not passed over us in vain; and if any generic +distinction is to be found between our recent, often penetrating and +beautiful, poetry of the English countryside and the Nature description +of Wordsworth or of Ruskin, it is in the ground-tone of passion and +memory that pervades it for England herself. Wordsworth wrote +magnificently of England threatened with invasion, and magnificently of +the Lake Country, Nature's beloved haunt. But the War sonnets and the +Lake and mountain poetry come from distinct strains in his genius, +which our criticism may bring into relation, but our feeling insists on +keeping apart. His Grasmere is a province of Nature--her favoured +province--rather than of England; it is in the eye of Nature that the +old Cumberland beggar lives and dies; England only provides the +obnoxious workhouses to which these destitute vagrants were henceforth +to be consigned. Is it not this that divides our modern local poetry +from his? Mr. Belloc's Sussex is tenderly loved for itself; yet behind +its great hills and its old-world harbours lies the half-mystic presence +of historic England. And in Edward Thomas's wonderful old Wiltshireman, +Lob, worthy I think to be named with the Cumberland Beggar, + + 'An old man's face, by life and weather cut + And coloured,--rough, brown, sweet as any nut,-- + A land face, sea-blue eyed,'-- + +you read the whole lineage of sterling English yeomen and woodlanders +from whom Lob springs. + +This note is indeed relatively absent from the work of the venerable +master who has made 'Wessex' the most vividly realized of all English +provinces to-day, and whose prose Egdon Heath may well be put at the +head of all the descriptive poetry of our time. But Mr. Hardy, in this +respect, belongs to an earlier generation than that into which he +happily survives. + +Sometimes this feeling is given in a single intense concentrated touch. +When Rupert Brooke tells us of + + 'Some corner of a foreign field + That is for ever England. There shall be + In that rich earth a richer dust concealed; + A dust whom England bore, shaped, made aware, + Gave, once, her flowers to love, her ways to roam,' + +do we not feel that the solidarity of England with the English folk and +of the English folk with the English soil, is burnt into our +imaginations in a new and distinctive way? + +But the poetry of shires and provinces reacts too upon the poetry of +nationality. It infuses something of the more instinctive and +rudimentary attachments from which it springs into a passion peculiarly +exposed to the contagion of rhetoric and interest. Some of the most +strident voices among living nationalist poets have found an unexpected +note of tenderness when they sang their home province. Mr. Kipling +charms us when he tells, in his close-knit verse, of the 'wooded, dim, +Blue goodness of the Weald'. And the more strident notes of D'Annunzio's +patriotism are also assuaged by the tenderness and depth of his home +feeling. We read with some apprehension his dedication of _La Nave_ to +the god of seas: + + 'O Lord, who bringest forth and dost efface + The ocean-ruling Nations, race by race, + It is this living People, by Thy grace + Who on the sea + Shall magnify Thy name, who on the sea + Shall glorify Thy name, who on the sea + With myrrh and blood shall sacrifice to Thee + At the altar-prow, + Of all earth's oceans make our sea, O Thou! + Amen! + +But he dedicated a noble drama, the _Figlia d'Iorio_, in a different +tone, 'To the land of the Abruzzi, to my Mother, to my Sisters, to my +brother in exile, to my father in his grave, to all my dead and all my +race in the mountains and by the sea, I dedicate this song of the +ancient blood.' + + +(2) _Democracy_ + +The growth of democratic as of national feeling during the later century +naturally produced a plentiful harvest of eloquent utterance in verse. +With this, merely as such, I am not here concerned, even though it be +as fine as the Socialist songs of William Morris or Edward Carpenter. +But the Catholic Socialism of Charles Péguy,--itself an original and, +for most of his contemporaries, a bewildering combination--struck out a +no less original poetry,--a poetry of solidarity. Péguy's Socialism, +like his Catholicism, was single-souled; he ignored that behind the one +was a Party, and behind the other a Church. It was his bitterest regret +that a vast part of humanity was removed beyond the pale of fellowship +by eternal damnation. It was his sublimest thought that the solidarity +of man includes the damned. In his first version of the Jeanne d'Arc +mystery, already referred to, he tells how Jesus, crucified, + + Saw not his Mother in tears at the cross-foot + Below him, saw not Magdalen nor John, + But wept, dying, only for Judas' death. + The Saviour loved this Judas, and though utterly + He gave himself, he knew he could not save him. + +It was the dogma of damnation which for long kept Péguy out of its fold, +that barbarous mixture of life and death, he called it, which no man +will accept who has won the spirit of collective humanity. But he +revolted not because he was tolerant of evil; on the contrary to damn +sins was for him a weak and unsocial solution; evil had not to be damned +but to be fought down. Whether this vision of Christ weeping because he +could not save Judas was un-Christian, or more Christian than +Christianity itself, we need not discuss here; but I am sure that the +spirit of a Catholic democracy as transfigured in the mind of a great +poet could not be more nobly rendered. + + +(3) _Catholicism_ + +But Péguy's powerful personality set its own stamp upon whatever he +believed, and though a close friend of Jaurès, he was a Socialist who +rejected almost all the ideas of the Socialist school. As little was +his Catholicism to the mind of the Catholic authorities. And his +Catholic poetry is sharply marked off from most of the poetry that +burgeoned under the stimulus of the remarkable revival of Catholic ideas +in twentieth-century France. I say of Catholic ideas, for sceptical +poets like Rémy de Gourmont played delicately with the symbols of +Catholic worship, made 'Litanies' of roses, and offered prayers to +Jeanne d'Arc, walking dreamily in the procession of 'Women Saints of +Paradise', to 'fill our hearts with anger'.[18] The Catholic adoration +of women-saints is one of the springs of modern poetry. At the close of +the century of Wordsworth and Shelley, the tender Nature-worship of +Francis of Assisi contributed not less to the recovered power of +Catholic ideas in poetry, and this chiefly in the person of two poets, +in France and in England, both of whom played half-mystically with the +symbolism of their names, Francis Thompson and Francis Jammes. The +child-like naïvete of S. Francis is more delicately reflected in Jammes, +a Catholic W.H. Davies, who casts the idyllic light of Biblical pastoral +over modern farm life, and prays to 'his friends, the Asses' to go with +him to Paradise, 'For there is no hell in the land of the Bon Dieu.' + +But the most powerful creative imagination to-day in the service of +Catholic ideas is certainly Paul Claudel. I pass by here the series of +dramas, where a Catholic inspiration as fervent as Calderon's is +enforced with Elizabethan technique and Elizabethan violence of terror, +cruelty, and pity.[19] From the ferocious beauty of _L'Ôtage_ turn +rather to the intense spiritual hush before the altar of some great +French church at noon, where the poet, not long after the first +decisive check of the invaders on the Marne, finds himself alone, before +the shrine of Marie. Here too, his devotion finds a speech not borrowed +from the devout or from their poetry: + + 'It is noon. I see the Church is open. I must enter. + Mother of Jesus Christ, I do not come to pray. + + I have nothing to offer and nothing to ask. + I come only, Mother, to gaze at you. + + To gaze at you, to weep for happiness, to know + That I am your son and that you are there. + + Nothing at all but for a moment when all is still, + Noon! to be with you, Marie, in this place where you are. + + To say nothing, to gaze upon your face, + To let the heart sing in its own speech.' + +There the nationalist passion of Claudel animates his Catholic religion, +yet does not break through its confines. But sometimes the strain of +suffering and ruin is too intense for Christian submission, and he takes +his God to task truculently for not doing his part in the contract; we +are his partner in running the world, and see, he is asleep! + + 'There is a great alliance, willy-nilly, between us henceforth, there + is this bread that with no trembling hand + We have offered you, this wine that we have poured anew, + Our tears that you have gathered, our brothers that you share with us, + leaving the seed in the earth, + There is this living sacrifice of which we satisfy each day's demand, + This chalice we have drunk with you!' + +Yet the devout passion emerges again, with notes of piercing pathos: + + 'Lord, who hast promised us for one glass of water a boundless sea, + Who knows if Thou art not thirsty too? + And that this blood, which is all we have, will quench that thirst + in Thee, + We know, for Thou hast told us so. + If indeed there is a spring in us, well, that is what is to be shown, + If this wine of ours is red, + If our blood has virtue, as Thou sayest, how can it be known + Otherwise than by being shed?' + + +(4) _Effects of the War upon Poetry_ + +Thus could the great Catholic poet sing under pressure of the supreme +national crisis of his country. Poetry at such times may become a great +national instrument--a trumpet whence Milton or Wordsworth, Arndt or +Whitman, blow soul-animating strains. The war of 1914 was for all the +belligerent peoples far more than a stupendous military event. It +shattered the patterns of our established mentality, and compelled us to +seek new adjustments and support in the chaotically disorganized world. +The psychical upheaval was most violent in the English-speaking peoples, +where the military shock was least direct; for here a nation of +civilians embraced suddenly the new and amazing experience of battle. +Here too, the imaginatively sensitive minds who interpret life through +poetry, and most of all the youngest and freshest among them, themselves +shared in the glories and the throes of the fight as hardly one of the +signers of our most stirring battle poetry had ever done before. How did +this new and amazing experience react upon their poetry? This, our final +question, is perhaps the crucial one in considering the tendencies of +recent European poetry. + +In the first place it enormously stimulated and quickened what was +deepest and strongest in the energies and qualities which had been +apparent in our latter day poetry before. They had sought to clasp life, +to live, not merely to contemplate, experience; and here indeed was +life, and death, and both to be embraced. Here was adventure indeed, but +one whose grimness made romance cheap, so that in this war-poetry, for +the first time in history, the romance and glamour of war, the pomp and +circumstance of military convention, fall entirely away, and the +bitterest scorn of these soldier-poets is bestowed not on the enemy, but +on those contemplators who disguised its realities with the camouflage +of the pulpit and the editorial arm-chair. Turn, I will not say from +Campbell or from Tennyson, but from Rudyard Kipling or Sir H. Newbolt, +to Siegfried Sassoon, and you feel that you have got away from a +literary convention, whether conveyed in the manners of the barrack-room +or of the public-school, to something intolerably true, and which holds +the poet in so fierce a grip that his song is a cry. + +But if the war has brought our poets face to face with intense kinds of +real experience, which they have fearlessly grasped and rendered, its +grim obsession has not made them cynical, or clogged the wings of their +faith and their hope. I will not ask how the war has affected the +idealism of others, whether it has left the nationalism of our press or +the religion of our pulpits purer or more gross than it found them. But +of our poetry at least the latter cannot be said. In Rupert Brooke the +inspiration of the call obliterated the last trace of dilettante youth's +pretensions, and he encountered darkness like a bride, and greeted the +unseen death not with a cheer as a peril to be boldly faced, but as a +great consummation, the supreme safety. How his poetry would have +reacted to the actual experience of war we can only guess. But in +others, his friends and comrades, the fierce immersion in the welter of +ruin and pain and filth and horror and death brought only a more superb +faith in the power of man's soul to rise above the hideous obsession of +his own devilries, to retain the vision of beauty through the riot of +foul things, of love through the tumult of hatreds, of life through the +infinity of death. True this was not a new power: poetry to be poetry +must always in some measure possess it. What was individual to the poets +was that this power of mastering actuality went along in them with the +fierce and eager immersion in it; the thrill of breathing the + + 'calm and serene air + Above the smoke and stir of this dim spot + Which men call earth,' + +with the thrill of seeing and painting in all its lurid colouring the +volcanic chaos of this 'stir and smoke' itself. Thus the same Siegfried +Sassoon who renders with so much close analytic psychology the moods +that cross and fluctuate in the dying hospital patient, or the haunted +fugitive, as he flounders among snags and stumps, to feel at last the +strangling clasp of death, can as little as the visionary Shelley +overcome the insurgent sense that these dead are for us yet alive, made +one with Nature. + +He visits the deserted home of his dead friend-- + + 'Ah, but there was no need to call his name, + He was beside me now, as swift as light ... + For now, he said, my spirit has more eyes + Than heaven has stars, and they are lit by love. + My body is the magic of the world, + And dark and sunset flame with my spilt blood.' + +And so the undying dead + + 'Wander in the dusk with chanting streams, + And they are dawn-lit trees, with arms upflung, + To hail the burning heaven they left unsung.' + +Further, this war poetry, while reflecting military things with a +veracity hardly known before, is yet rarely militant. We must not look +for explicit pacifist or international ideas; but as little do we find +jingo patriotism or hymns of hate. The author of the German hymn of hate +was a much better poet than anyone who tried an English hymn in the same +key, and the English poets who could have equalled its form were above +its spirit. Edith Cavell's dying words 'Patriotism is not enough' cannot +perhaps be paralleled in these poets, but they are continually +suggested. They do not say, in the phrase of the old cavalier poet, that +we should love England less if we loved not something else more, or that +something is wanting in our love for our country if we wrong humanity in +its name. But the spirit which is embodied in these phrases breathes +through them; heroism matters more to them than victory, and they know +that death and sorrow and the love of kindred have no fatherland. They +'stand above the battle' as well as share in it, and they share in it +without ceasing to stand above it. The German is the enemy, they never +falter in that; and even death does not convert him into a friend. But +for this enemy there is chivalry, and pity, and a gleam, now and then, +of reconciling comradeship. + + 'He stood alone in some queer sunless place + Where Armageddon ends,'-- + +the Englishman whom the Germans had killed in fight, to be themselves +slain by his friend, the speaker. Their ghosts throng around him,-- + + 'He stared at them, half wondering, and then + They told him how I'd killed them for his sake, + Those patient, stupid, sullen ghosts of men: + At last he turned and smiled; smiled--all was well + Because his face would lead them out of hell.' + +Finally, the poet himself glories in his act; he knows that he can beat +into music even the crashing discords that fill his ears; he knows too +that he has a music of his own which they cannot subdue or debase: + + 'I keep such music in my brain + No din this side of death can quell, + Glory exulting over pain, + And beauty garlanded in hell.' + +To have found and kept and interwoven these two musics--a language of +unflinching veracity and one of equally unflinching hope and faith--is +the achievement of our war-poetry. May we not say that the possession +together of these two musics, of these two moods, springing as they do +from the blended grip and idealism of the English character, warrants +hope for the future of English poetry? For it is rooted in the greatest, +and the most English, of the ways of poetic experience which have gone +to the making of our poetic literature--the way, ultimately, of +Shakespeare, and of Wordsworth. But that temper of catholic fraternity +which finds the stuff of poetry everywhere does not easily attain the +consummate technique in expression of a rarer English tradition, that of +Milton, and Gray, and Keats. Beauty abounds in our later poets, but it +is a beauty that flashes in broken lights, not the full-orbed radiance +of a masterpiece. To enlarge the grasp of poetry over the field of +reality, to apprehend it over a larger range, is not at once to find +consummate expression for what is apprehended. The flawless perfection +of the Parnassians--of Heredia's sonnets--is nowhere approached in the +less aristocratically exclusive poetry of to-day. But the future, in +poetry also, is with the spirit which found the aristocracy of noble art +not upon exclusions, negations, and routine, but upon imagination, +penetration, discovery, and catholic openness of mind. + + +SOME BOOKS FOR CONSULTATION + +Pellissier, _Le Mouvement Littéraire au XIXme Siècle_. + +Brunetière, _La Poésie Lyrique au XIXme Siècle_. + +Eccles, F.Y., _A Century of French Poets_. + +Vigié-Lecocq, _La Poésie Contemporaine_. + +Phelps, _Advance of English Poetry in the Twentieth Century_. + +Muret, _La Littérature Italienne d'aujourd'hui_. + +Ladenarde, _G. Carducci_. + +Symons, _The Symbolist Movement in Literature_. + +Jackson, _The Eighteen Nineties_. + +McDowall, _Realism_. + +Aliotta, _The Idealist Reaction against Science_. + +Soergel, _Die deutsche Litteratur unserer Zeit_. + +Bithell, _Contemporary German Poetry_ (Translated). + +Halévy, _Charles Péguy_. + +FOOTNOTES: + +[Footnote 3: The temper of the two realists was no doubt widely +different. 'C'est en haine du réalisme', wrote Flaubert, 'que j'ai +entrepris ce roman. Mais je n'en déteste pas moins la fausse idéalité, +dont nous sommes bercés par le temps qui court' (_Corresp._ 3, 67).] + +[Footnote 4: _Causeries du Lundi_, 1850 f.] + +[Footnote 5: _Histoire de la littérature anglaise_, 1863.] + +[Footnote 6: But a Wilde who wrote no _De Profundis_ and no _Ballad of +Reading Gaol_.] + +[Footnote 7: _La Forge_: dedicated to Gaston Paris, the greatest +_forgeron_ of his generation in the love of Old French.] + +[Footnote 8: _Rime Nuove_: Classicismo e Romantismo.] + +[Footnote 9: _Midi_.] + +[Footnote 10: _La Paix des Dieux_.] + +[Footnote 11: For this and the other verse-translations the writer is +responsible.] + +[Footnote 12: Even the 'music' was far removed from the simplicity of +pure song. The song of these poets was an incantation. Nay, painting +itself witnessed a corresponding revolt against the 'eloquence' of the +pseudo-realists--the 'far away dirty reasonableness', as Manet dubbed +it, which missed the essential vision by using the worn-down accepted +phrases of the public.] + +[Footnote 13: _Au jardin de l'Infante: Veillée_.] + +[Footnote 14: To some types of Irish imagination French Naturalism, it +is true, was no less congenial; hence the rift between the realist and +the spiritual Irishmen delightfully played on in Max Beerbaum's cartoon +of Yeats presenting the _Faery Queene_ to George Moore.] + +[Footnote 15: Aliotta, _The Idealistic Revolt_, p. 116. Cf. the account +of the analogous views of Boutroux and Renouvier in the same chapter.] + +[Footnote 16: Keats, no doubt, also aspired to the life of action. But +in him the two moods were disparate, even in conflict; in Brooke they +were seemingly fused.] + +[Footnote 17: Eighteenth-century observation, in the person of +Goldsmith, had found no worthier epithet for the great Flemish river +than 'lazy', and the modern tourist is likely to find this by far the +more 'characteristic'. But which had the best chance of seeing truly, +the life-long companion and lover, or the stranger, sad, lonely, and +longing for home?] + +[Footnote 18: _Les Saintes du Paradis_.] + +[Footnote 19: Cf. for instance the situation of Signe, in the grip of +the brutal _préfet_, with that of Beatrice, in _The Changeling_, in the +hands of De Flores.] + + + + +V + +HISTORICAL RESEARCH + +G.P. GOOCH + + +The scientific study of history began a hundred years ago in the +University of Berlin. Preparatory work of the highest importance had +been accomplished by laborious collectors like Baronius and Muratori, +keen-sighted critics such as Mabillon and Wolf, and brilliant narrators +like Gibbon and Voltaire. But it was not till Niebuhr, Böckh, and above +all Ranke preached and practised the critical use of authorities and +documentary material that historical scholarship entered on the path +which it has pursued with ever-increasing success for the last three +generations. It is my task to-day to direct your attention to some of +its main achievements during the last half-century. + +The outstanding feature of our time has been the immense increase in the +material available for the knowledge and interpretation of every stage +and chapter in the life of humanity. Primitive civilization has been +definitely brought within the circle of historical study. The +discoveries of Boucher des Perthes, Pitt-Rivers, and their successors +have thrown back the opening of the human drama tens if not hundreds of +thousands of years, and we recreate prehistoric man from skull and +weapon, language and legend. Anthropology has become a science, and the +habits and beliefs of our savage ancestors have been rendered +intelligible by the piercing insight of Tylor and Sir James Frazer. In +its boundless erudition, its constructive imagination, and its wealth of +suggestion, the _Golden Bough_ stands forth as perhaps the most notable +contribution of the age to our knowledge of the evolution of the human +race. + +Among the most sensational events of the nineteenth century was the +resurrection of the Ancient East. We now know that Greece and Rome, far +from standing near the beginning of recorded history, were the heirs of +a long series of civilizations. Our whole perspective has been changed +or should be changed by the discovery. The ancient world thus revealed +by the partnership of philology and archaeology ceases to be merely the +vestibule to Christian Europe, and becomes in point of duration the +larger part of human history. + +The story opens with Champollion's decipherment of the bilingual tablet +discovered more than a century ago at the Rosetta mouth of the Nile. The +key once fitted to the lock, the whole civilization of ancient Egypt lay +open to the explorer. A secure chronological basis was supplied by +Lepsius, and systematic excavation was commenced by Mariette, who was +named by the Khedive Director of Antiquities and established the Cairo +Museum. The work of the three great founders of Egyptology has been +carried forward during the last half-century by an international army of +scholars. The interpretation of the ancient scripts has reached a +technical mastery unknown to the pioneers, and the genius of Brugsch +unlocked the door to demotic, which Champollion had never thoroughly +mastered. But the triumphs of philology have been surpassed by the +conquests of the spade. The closest friend of Mariette's later years was +Maspero, who succeeded him as Director of Antiquities, and whose most +sensational find was the tombs of the Kings near Thebes. Equally eminent +as excavator, philologist, and historian, Maspero was the first to +popularize Egyptology in France, as Flinders Petrie, the greatest +excavator since Mariette, has popularized it in England. Until twenty +years ago the curtain rose on the pyramid-builders of the Fourth +dynasty. We have now not only recovered the earlier dynasties, but +neolithic and palaeolithic Egypt emerges from the primitive cemeteries. +The immense accession of new material has enabled Eduard Meyer to +construct something like a definite chronology; but though marvellous +progress has been made in our knowledge of the Early, Middle, and New +Empires, a great gap remains between the sixth and the eleventh +dynasties, and the period of the Hyksos is still tantalizingly obscure. +Egyptian history in the light of the latest discoveries may be best +studied in the judicial pages of Breasted, the foremost of American +Egyptologists. + +The revelation of Assyrian civilization through Rawlinson's decipherment +of cuneiform and the excavations of Botta and Layard in the middle of +the nineteenth century was followed by a concerted attack on Babylonia. +It was clear from the Nineveh tablets that most of the literary +treasures of Assyria were merely copies of Babylonian originals; and +when in 1877 de Sarzec, French Vice-Consul at Basra, bored into the +mounds at Tello, the ancient Lagash, in Southern Babylonia, the most +eager anticipations were surpassed. Texts had been found which Rawlinson +pronounced to be pre-Semitic; but for the purpose of history the +Sumerians were discovered at Tello. When de Sarzec died in 1901 he had +opened a new chapter of history. The palaces of Sargon and Sennacherib, +at which the world had marvelled in the 'forties, appeared relatively +modern beside the vast antiquity of the Chaldean city. The chain of +human experience lengthened before our eyes when it was realized that as +Assyrian culture derived from Babylonia, so a large part of Babylonian +culture, including the art of writing, was inherited by the Semites from +the Sumerians. + +While de Sarzec was busy at Tello, an American expedition was sent to +Nippur under the lead of Peters and Hilprecht; and the long array of +magnificent volumes which embody the results of the mission, including +the thousands of tablets found in the temple library, constitutes the +most important source of our knowledge of Northern Babylonia. Still more +recently a German mission under Koldewey commenced the systematic +excavation of Babylon itself; but its operations were interrupted by the +outbreak of the Great War. Though no monuments have been brought to +light in Babylonia comparable in magnificence to those of Khorsabad and +Nineveh, Babylonian culture towers above its neighbour. Since the +discovery in the royal library of Nineveh of a cylinder containing the +story of the Flood, no find has aroused such world-wide interest as that +of the Code of Hammurabi, unearthed by de Morgan at Susa in 1901. The +massive block of diorite, eight feet high, containing 282 paragraphs of +laws, revealed in a flash a complex, refined, and orderly civilization. +After expelling the Elamites about 2250 B.C. Hammurabi united North and +South Babylonia into a single State, and, desiring that uniform laws +should prevail, issued the code which bears his name. During the last +decade the exploration of Assyria has been resumed after a long +interval, and the city of Assur, the first capital, has been unearthed +by the German Oriental Society. We thus learn of Assyria before the days +of its greatness, when it was still a subject province under Babylonian +Viceroys. + +The history of the lands watered by the Tigris and the Euphrates, which +was almost a blank half a century ago, may now be tentatively +reconstructed. The vast mass of official correspondence, judicial +decisions, and legal documents, taken in conjunction with the evidences +of religion, science, and art, reveal a startlingly modern society a +thousand years before Rameses and two thousand years before Pericles. +Babylonia proves to have been to the ancient East what Rome was one day +to be to Europe. The Tel-el-Amarna letters prove the unchallenged +supremacy of its culture over vast areas, and the revelation of the +religious debt of the Jews sets the Old Testament in a new frame. So +rapid is the pace of excavation and interpretation that all but the most +recent narratives of the Ancient East are out of date. If we master +Leonard King's sumptuous volumes on Babylonia and the latest edition of +the first volume of Eduard Meyer's incomparable _History of Antiquity_, +we need go no farther afield. + +Scarcely if at all less remarkable has been the discovery of an advanced +civilization in Crete in the second and third millenniums before Christ. +While in Egypt and Mesopotamia the frontiers of knowledge were pushed +back, in Crete an unknown world was brought to light. Its romantic +interest was intensified by the establishment of an historic foundation +for one of the most celebrated legends of the ancient world. How the +Minotaur devoured the tribute of youths and maidens in the labyrinth, +how Ariadne, daughter of Minos, fell in love with Theseus and gave him a +sword to slay the Minotaur and a thread to retrace his steps, was known +to every Greek child and has thrilled the imagination of the centuries. +The exploration of the city called by Homer 'Great Knossus' was among +the ambitions of Schliemann; but it was carried out by Sir Arthur Evans, +whose labours have outlined a series of chapters in Cretan history +extending two thousand years before the destruction of the palace about +the year 1400. Though the Minoan language still defies attack, the +frescoes, sculptures, and objects of art tell their tale of a luxurious +and peace-loving community, closely connected with Egypt and forming one +of the main sources of the Greek culture of a later age. + +Most of us are old enough to remember the thrill of excitement when Susa +and Knossus, if not Tello or Thebes, yielded up their romantic secrets; +but the generation now growing to manhood may experience similar +emotions as it watches the ghost of the Hittite Empire materialize +before its eyes. The meagre references in the Old Testament have been +supplemented by Assyrian and Egyptian inscriptions, revealing an +important Power in Northern Syria and Asia Minor for a thousand years +before it was swallowed up by Assyria. During the last twenty years +Hittite remains, marked by crude vigour rather than by a sense of +beauty, have been discovered all over Asia Minor and in the northern +reaches of the great Mesopotamian plain. In 1911 the British Museum +undertook the excavation of Carchemish on the Euphrates, the capital of +the North Syrian sector of the Empire; but the most precious results +have been achieved by Winckler at Boghaz Keui, the capital of the +Cappadocian portion of the Hittite dominions, which yielded a library of +20,000 tablets of the thirteenth and fourteenth centuries, now stored in +the museum at Constantinople. A few bilingual inscriptions have +furnished valuable clues; but the world still eagerly awaits the coming +of a new Champollion to unlock the doors of the treasure-house. Winckler +himself died in 1913; but in 1915 the Austrian Professor Hrozny startled +the world by proclaiming his conviction that Hittite was an +Indo-European language. Whether or no his contention is confirmed, +orientalists of both hemispheres are hot in pursuit, and it is no rash +prophecy that within a decade scholars will read Hittite as they now +read cuneiform and hieroglyphics, and new chapters of incalculable +importance will be added to the story of the Ancient East. + +The recovery of the political and religious history of the empires +surrounding Palestine has run parallel with the application of critical +methods to the Jewish scriptures. To read Ewald's _History of the People +of Israel_, which was regarded as dangerous by pious folk in the middle +of last century, is to realize the progress of Semitic studies. The +great revolution in our conception of the Old Testament which rendered +Ewald out of date was accomplished by Wellhausen's _Prolegomena to the +History of Israel_. That the arrangement of the Canon was utterly +misleading, that the Prophets were earlier than the priestly code and +that the Psalms for the most part were later than both, was proclaimed +in the writings and lectures of Vatke and Graf, Kuenen and Reuss; but it +was not till their discoveries were confirmed and elaborated by +Wellhausen that they won their way, and it was generally recognized that +their reconstruction alone rendered the religious development of the +Jews intelligible. This outline was shortly after filled in by Stade in +the first critical history of Israel; but his emphasis on the falsity of +tradition was overdone, and subsequent critics, while accepting the late +redaction of the law, have argued that parts of it are far older, in +substance if not in form, than Wellhausen and his disciple were prepared +to allow. + +The history of the Jews owes much less to archaeological research on the +arena of their historic life than Egypt or Mesopotamia. No splendid +buildings or sculptures have been brought to light, and the inscriptions +are few. But British, American, and German excavators have flashed light +far back into the third millennium, and a partial excavation of +Jerusalem has revealed a network of prehistoric tunnels and aqueducts. +The historic life of Gezer has been minutely revealed by Macalister, +with the strata of seven cities reaching back to the neolithic age. The +most piquant result of his excavations has been to rehabilitate the +Philistines, the makers of the most artistic objects found in the debris +of two thousand years. Far more light, however, has been thrown on the +religious customs and beliefs of the Jews by discoveries beyond their +borders. The notion firmly held by our fathers that Israel was one of +the oldest of civilizations and formed a world by itself has vanished +into thin air; for an older and vaster civilization has been discovered +to which she owed not only her science but the larger part of her +religion. The dimension of the debt to Babylonia has been and continues +to be fiercely argued by conservative and radical critics; but its +recognition has sufficed to revolutionize the study of early Israel and +to provide a new background for the religious history of the world. The +relation of the beliefs and practices of the Jews to those of other +branches of the Semitic family was boldly explored by Robertson Smith, +and has lately been illuminated by the epoch-making volumes of Sir James +Frazer on the _Folklore of the Old Testament_. + +The history of Greece, like the history of the Jews, presents a very +different aspect to that which was offered to the readers of Grote, +Thirlwall, and even Curtius. Schliemann's discoveries at Troy, Tiryns, +and Mycenae unearthed Mycenaean civilization and gave an incalculable +impetus to archaeological research; but the brilliant amateur was almost +pathetically incompetent to interpret the treasures he had brought to +light, and much of his work has had to be done again by Dörpfeld. +Despite the achievements of archaeology, however, the period before +Solon remains very dark. Barely second in importance to the discoveries +of Schliemann was the Aristotelian treatise on the Constitution of +Athens, which was given to the world in 1891 by Sir Frederick Kenyon and +has been most authoritatively interpreted by Wilamowitz, the greatest of +living Hellenists. With the growing mass of new literary material, +inscriptions, coins, and papyri, the exploration of sites, the recovery +of innumerable objects of art and fresh light streaming from Asia Minor +and Crete, new attempts to write the history of Greece have been made. +Professor Bury's narrative, at once scientific and popular, has +summarized for English readers the assured results of research; but the +most authoritative survey is that contained in the Greek volumes of +Eduard Meyer's vast survey of antiquity. 'For the great tasks of +history', he writes, 'salvation is only to be found when it becomes +conscious of its universal character, in ancient as well as in modern +times. Only by treating Greece in connection with the Mediterranean +peoples can its real nature be seized.' This colossal task, which proved +beyond the strength of Duncker, has been performed by the Berlin +Professor, the only scholar of our time who could have accomplished it +single-handed. The dazzling picture of Athenian democracy painted by +Grote has faded away; and Beloch, following in the footsteps of Droysen, +dwells with greater satisfaction on the diffusion of Greek influence +through the conquests of Alexander. + +Greek culture has received no less attention than Greek politics. The +Homeric problem continues to exert an irresistible attraction. Every +expert from Wilamowitz to Gilbert Murray and Walter Leaf adds to our +comprehension of the epic; but no positive results have been +established, and Holm uttered the gloomy prophecy that we shall never +know whether Homer existed, who he was, or what he wrote. On the other +hand we have gained a deeper insight into the early mind and soul of +Greece, thanks in large measure to a group of English scholars with Jane +Harrison at their head. Rohde's _Psyche_, the most illuminating treatise +on any branch of Greek religion, has traced the conception of +immortality through the ages. The later editions of Zeller's _Philosophy +of the Greeks_, first published in 1851, kept pace with the progress of +scholarship, and remains one of the glories of German scholarship. The +more recent work of the Austrian Gomperz has won almost equal +popularity, without placing its predecessor on the shelf. In the realm +of literature the most interesting event has been the recovery of the +poems of Bacchylides and Herondas, fragments of Sappho and Pindar, +Euripides and Sophocles and Menander; and the Oxyrhynchus Papyri, which +have already produced undreamed-of treasures, may well have in store for +us further glad surprises. The attempt to assess the influence of +economic factors, courageously undertaken by Böckh and somewhat +neglected after his death, has in recent years been renewed, with the +fruitful results familiar to us in Zimmern's realistic picture of Athens +in the fifth century. + +The history of Roman studies since Niebuhr is largely the record of the +activity of a single man. The most personal and popular of Mommsen's +works, the _Roman History till the death of Caesar_, the greatest effort +of his genius though not of his scholarship, was published as far back +as 1854, and carried his name all over the world. He next turned to +special departments of research, pouring forth in rapid succession his +treatises on Chronology, Coinage, the Digest, and above all the +_Staatsrecht_, the largest and in his opinion the most important of his +works, and perhaps the greatest constitutional treatise in historical +literature. Meanwhile the _Corpus Inscriptionum Latinarum_, which he +edited for the Berlin Academy, was the main occupation and the most +enduring monument of his life. He had devoted himself to Latin epigraphy +and had edited the Sammite and Neapolitan inscriptions before the +publication of the Roman History. The first instalment of the Corpus +appeared in 1863, and the great scholar lived to hail the appearance of +nearly twenty volumes, half of them edited by himself. The Inscriptions +rendered possible a history of the Empire, and the whole world hoped +that the master would write it; but he contented himself with a survey +of the provinces. The closing years of his life were devoted to a +gigantic treatise on Roman Criminal Law, and to editions of Jordanes, +Cassiodorus, the Theodosian Code and the Liber Pontificalis, thus +enlarging the sphere of his operations till Rome was swallowed up in the +Middle Ages. His publications extended over sixty years. There is no +immaturity in his early works and no decline in the later. The +imaginative and critical faculties met and balanced, large vision mating +with a genius for detail. The complete assimilation and reproduction of +a classical civilization of which scholars have dreamed ever since +Scaliger has been achieved by Mommsen alone. Rome before Mommsen was +like modern Europe before Ranke. We may truly say of him, as was said of +Augustus, that he found it of brick and left it of marble. + +Mommsen, like Ranke, was the founder of a school; and his inspiration +has been felt by every worker in the field of Roman studies. His +successors naturally confine themselves to some special province or +period. Gaetano de Sanctis is far advanced in the most ambitious history +of the Republic that has been attempted in the last half-century. +Ferrero's _Greatness and Decline of Rome_, though frowned on by +scholars, aroused world-wide interest by interpreting the fall of the +Republic in terms of economics and psychology. The political and social +crises which fill the century from Sulla to Augustus, he argues, were +due to the change of customs caused by the augmentation of wealth, +expenditure, and needs. Of greater value are the attempts to fill in +different sections of the vast canvas of Imperial Rome, such as +Gardthausen's monumental survey of the reign of Augustus, Camille +Jullian's volumes on Gaul, and Professor Haverfield's slender monographs +on Britain. Roman life and culture have been diligently explored; but +the extreme paucity of materials makes the recovery of the atmosphere of +the early Republic almost impossible. The most daring attempt was made +by Fustel de Coulanges in _La Cité Antique_, which offered a complete +interpretation of early society in terms of religion. Less harmonious +but more convincing pictures of religious life have been painted by +Warde Fowler, while the civilization of the Empire has been successively +analysed in the fascinating and authoritative works of Friedländer, +Boissier, and Dill. Meanwhile archaeology contributes a steady stream of +new material. Boni's excavations in the Forum and on the Palatine have +produced sensational results. The unveiling of Pompeii moves slowly +forward, and that of Ostia, the port of Rome, has begun. The +resurrection of Herculaneum should be witnessed by the next generation +if not by our own. + +A more difficult because a more controversial problem than the Roman +Empire is its contemporary, the early Christian Church. In the middle +decades of last century Baur treated the rise of Christianity as an +historical phenomenon, leaving his hearers to determine for themselves +whether it was human or divine; but his influence proved more enduring +than his writings. Weiszäcker, his successor at Tübingen, in his +_Apostolic Age_, described with consummate scholarship and passionless +serenity the life and organization of the early Christian communities. +The necessity of a careful study of the soil out of which Christianity +has grown is now generally recognized, and great scholars such as +Schürer and Pfleiderer have re-created the religious atmosphere into +which Christ was born. The constitution of the primitive Church, too +long hotly discussed by the champions of rival sects, has been studied +with welcome impartiality by Lightfoot and Hatch. But no man, alive or +dead, can boast of such achievements as Harnack. His History of Dogma, +his vast survey of Christian Literature till Eusebius, his narrative of +the Expansion of Christianity before the conversion of Constantine, are +inseparable companions of the student who means business. The treasures +of the catacombs have been revealed by De Rossi, to whom we also owe the +publication of the Christian Inscriptions of Rome. The history of the +early Christian communities in the outlying provinces of the Empire has +been enriched by Ramsay's explorations in Asia Minor. While the best +work naturally goes into monographs, comprehensive narratives are +occasionally attempted by scholars of the first class. Renan's sparkling +volumes have enjoyed immense popularity, and some of them may still be +read with profit; but, like his History of the Jews, they belong rather +to literature than to science. If we desire a readable summary of the +scholarship of the last half-century we may turn to the Volumes of the +Catholic Duchesne or, better still, to those of the late Professor +Gwatkin. + +Imperial Rome and the Christian Church meet and blend in the Byzantine +Empire, the later history of which appeared to Gibbon 'a tedious and +uniform tale of weakness and misery'. Its services to civilization and +the greatness of many of its rulers were revealed to the world by +Finlay, whose narrative was acclaimed by Freeman as the most +considerable work of English historical literature since the _Decline +and Fall_. In the half-century that has elapsed since its completion, +the exploration of a thousand years has gone busily forward. The lead +was taken in France by Rambaud, Schlumberger, and Diehl, the latter of +whom was rewarded for his efforts by his appointment as first occupant +of the Chair created in Paris in 1899. Greater than any of the three was +Krumbacher, the prince of German Byzantinists, for whom a Chair was +founded at Munich in 1892, and whose encyclopaedic survey of Byzantine +literature is beyond comparison the most important single work in this +field of historical study. England is worthily represented by Professor +Bury, whose narrative of the Empire has already reached the ninth +century. + +Byzantium has emerged from the scholarship of two generations no longer +decadent and inert but the mother of great statesmen and soldiers, the +home of culture while Central and Western Europe was plunged in +darkness, the rampart of Christian Europe for a thousand years against +the Arab and Turk, the educator of the Slavonic races. Freeman truly +remarked that Constantinople was for ages the seat of the only regular +and systematic Government in the world. Its administrative machine was +the most elaborate yet invented by man, and the Court was to mediaeval +Europe what Versailles was to the rulers of the seventeenth and +eighteenth centuries. It was indeed a bureaucratic despotism in which +liberty was unknown, and, except in art, its spirit was imitative; but +to preserve Greek culture during the barbarism of the Middle Ages and to +defend it against the repeated assaults of Islam was to deserve well of +civilization. + +While the Byzantine Empire carried over important elements from the +classical world, Western and Central Europe passed under the dominion of +ideas which were as foreign to those of Greece and Rome as they are to +the conceptions of to-day. We have outgrown the blind contempt of the +eighteenth century and the gushing enthusiasm of the Romantic Movement; +but it is still a difficult task to form a just estimate of the +character of the thousand years that began with Augustine and ended with +Macchiavelli. It is true that our materials grow from year to year; that +the criticism of original authorities as taught in the École des Chartes +has become something like an exact science; that thanks to Lord Bryce +the Holy Roman Empire has become intelligible; that the structure and +function of institutions have been patiently analysed by Waitz and +Stubbs, Fustel de Coulanges and Vinogradoff, Maitland and Gierke; that +literature and art, scholasticism and the Universities, have found their +chroniclers and interpreters; that every ruler and every State, every +treaty and every council, may be studied in monographs innumerable. But +the Middle Ages were above all the reign of the Catholic Church; and we +are still far from agreement as to the merits and influence of that +venerable institution which, be it human or divine, occupies a unique +place in the story of civilization. + +In the middle decades of last century the history of the mediaeval +Church was related from very different standpoints in the widely-read +works of Neander and Milman; but it was only with the opening of the +Vatican archives by Pope Leo XIII in 1881 that it became possible to set +forth the whole story of the Papacy and to understand the working of the +machinery of Catholicism. So vast is the accumulation of official acts +and documents, and such technical training is required for the task, +that we shall have to wait many years till the material is surveyed in +its entirety and its results made available for the use of the +historian. Some idea of the value of the Registers may be gained from +the Master of Balliol's pregnant lectures on Church and State in the +Middle Ages, based on the 8,000 documents of the eleven years of the +rule of Innocent IV in the middle of the thirteenth century. The study +of these documents, he tells us, stirred him to admiration of the +organization of the Papacy, and convinced him of its enormous +superiority over its secular contemporaries as a centre not merely of +religion but of law and government; but he adds that he derived an +equally profound impression of the abuses which ate into the heart of +the system, of the growing bitterness which it inspired, and of the +devastating effects of the passion to erect a powerful principality in +the heart of Italy. + +No Protestant historian is tempted to glorify the record of the Papacy +in the last two centuries before the Reformation; but it is generally +agreed that in the earlier half of the Middle Ages the example and +influence of the Church were a bright light shining in a dark world. +This notion has been recently challenged by Mr. Coulton, who, angered by +the special pleading of Cardinal Gasquet and other professional +apologists, hotly denounces the exaltation of the Ages of Faith. The +Middle Ages, he complains, are the one domain of history into which, in +England at any rate, the scientific spirit has not yet penetrated. +Taking as his text the autobiography of the Franciscan Fra Salimbene, +the most precious authority for the ordinary life of Catholic folk at +the high-water mark of the Middle Ages, he draws a sombre picture of +manners and morals and maintains that hideous vices existed in all the +Orders long before the thirteenth century. 'Imagination', he cries, +'staggers at the moral gulf that yawns between that age and ours.' His +condemnation of the life and influence of the Church re-echoes in +somewhat shrill tones the verdict of Henry Charles Lea, whose massive +treatise on the Inquisition was rightly described by Lord Acton as the +most important contribution of the New World to the religious history of +the old, and whose volumes on Sacerdotal Celibacy constitute a +formidable indictment of mediaeval Catholicism. + +Next to the origins of Christianity the most controversial of the larger +problems of history is the Reformation; and here Protestants of all +schools are ranged in a solid phalanx against Catholics. That the Church +was in need of reform is agreed by both sides; but the Catholic contends +that the evils to be remedied have been fantastically exaggerated, that +there was no need for a revolt, and that the revolution inaugurated by +Luther left Germany far worse than it found her. Realizing that the +Protestant view most authoritatively presented in Ranke's classical +work on the Reformation held the field, Janssen compiled a cultural +history of the German people from the end of the Middle Ages to the +outbreak of the Thirty Years War. Based throughout on original sources, +and illustrating his thesis from every angle, his eight massive volumes +were hailed with gratitude and enthusiasm by Catholics all over the +world. No Catholic historical work of the nineteenth century, and +certainly no attack on the Reformation since Bossuet's _Variations of +Protestantism_, obtained such resounding success or led to so much +controversy. + +Janssen's object was to show that the fifteenth century was not a period +of moral or intellectual decrepitude, with a few 'Reformers before the +Reformation' crying like voices in the wilderness, but an era of healthy +activity and abounding promise. He describes the flourishing state of +religious and secular education, the vitality of art, the comfort of the +peasantry, and the prosperity of the towns. On reaching the sixteenth +century, he denounces the paganism of the Humanists and paints a +terrible picture of the material and moral chaos into which Germany was +plunged by the Lutheran revolt. The later volumes are devoted to the era +of the Counter-Revolution and present a canvas of unrelieved gloom, +immorality and drunkenness, ignorance, superstition and violence. Thus +the story which opened with the bright colours of the fifteenth century +closes in deep shadows, and the moral is drawn that Germany was ruined +not by the Thirty Years War but by the Reformation. + +Protestant historians fell upon the audacious iconoclast with fierce +cries of anger, and had no difficulty in exposing his uncritical use of +authorities, his habit of generalizing from isolated particulars, and +his suppression of facts damaging to his own side. But though it was a +dexterous polemic, not a work of disinterested science, Janssen's book +has made it impossible for any self-respecting Protestant to write on +the Reformation without knowing and weighing the Catholic side. Of +similar tendency though of far higher value is the monumental work in +which Pastor is narrating the story of the Renaissance and +sixteenth-century Popes from the Vatican archives, which neither Ranke +nor Creighton had been able to employ. No really objective picture of +the Reformation can be painted by Catholic or Protestant; but a good +deal of firm ground has been won, and the writings of Kawerau, the +greatest of Lutheran scholars, inspire us with a confidence that no +writings of the last generation deserved. + +Though Ranke's chief works had been published before the period to which +this lecture is confined, his influence can be traced in almost every +writer on modern history during the last half-century. His greatest +service to scholarship was to divorce the study of the past from the +passions of the present, and, to quote the watchword of his first book, +to relate what actually occurred. A second was to establish the +necessity of founding historical construction on strictly contemporary +authorities. When he began to write in 1824 historians of high repute +believed memoirs and chronicles to be trustworthy guides. When he laid +down his pen in 1886 every scholar with a reputation to make had learned +to content himself with nothing less than the papers and correspondence +of the actors themselves and those in immediate contact with the events +they describe. A third service was to found the science of evidence by +the analysis of authorities, contemporary or otherwise, in the light of +the author's temperament, affiliations, and opportunity of knowledge, +and by comparison with the testimony of other writers. There can be no +better preparation for the perils and responsibilities of authorship +than to study the critical analyses of Guicciardini and Sarpi, +Clarendon, Saint-Simon, and many another, scattered through the sixty +volumes of the master. And finally he taught by precept and practice the +necessity of exploring the relations of States to one another and of +measuring the interaction of foreign and domestic policy. + +These sound principles have been applied by the scholars of all +countries who have jointly built up the history of the last four +centuries. We may study the Tudors under the guidance of Pollard, the +Stuarts under Gardiner and Firth, the Hanoverians under Lecky, without +fear that we are being misled or that essential facts are being withheld +from our notice. We continue to admire the literary brilliance of +Macaulay and Carlyle, Motley and Froude; but we are instinctively aware +that their partisanship is out of date. The same cooling process has +taken place in France, where the passions and tempers of Thiers and +Michelet have tended to yield place to the calm lucidity of which Mignet +and Guizot were the earliest masters. There is, it must be confessed, a +good deal of the old Adam in Taine's elaborate study of Jacobinism, in +Masson's innumerable volumes on Napoleon, and even in Aulard's priceless +contributions to our knowledge of the French Revolution; but such works +as Lavisse's full-length portrait of Louis XIV, Ségur's volumes on +Turgot and Necker, Sorel's massive treatise on Europe and the +Revolution, and Vandal's incomparable presentation of the Consulate rank +as high in scholarship as in literature. + +The unification of Germany after fierce struggles within and without +naturally deflected historical scholarship from the path marked out by +Ranke, who had grown to manhood in the era of political stagnation +following the downfall of Napoleon. The master's Olympian serenity was +deplored by the group of hot-blooded scholars who are collectively +known as the Prussian School, and who were firmly convinced that the +principal duty of historians was to supply guidance and encouragement to +their fellow-countrymen in the national and international problems of +the time. In his gigantic work on the History of Prussian Foreign +Policy, Droysen, the eldest of the Triumvirate, calls four centuries to +witness that the Hohenzollerns alone, from their unswerving fidelity to +German interests as a whole, were fitted to restore the Empire. He +worked exclusively from Prussian archives, and history seen exclusively +through Prussian spectacles was bound to be one-sided. No student of +European history would contest the value of his researches; but his +interpretation of Prussian policy in terms of German nationalism was at +once recognized as a fundamental error, and has long been abandoned. The +second member of the group, Sybel, himself one of the three favourite +pupils of Ranke, revolted in middle life, and in his two great treatises +on the era of the French Revolution and the foundation of the German +Empire championed the policy of the Hohenzollerns and delivered slashing +attacks on France and Austria, their rivals and antagonists. + +The last and greatest of the triumvirate, Treitschke, the Bismarck of +the Chair, devoted his life to a history of Germany in the nineteenth +century which occupies the same unique place in the affections of German +readers as Macaulay's unfinished masterpiece enjoys throughout the +English-speaking world. Unlike the works of Droysen and Sybel, the +_German History_ was far more than a political narrative, and presented +an encyclopaedic picture of national development. His theme was the +conflict of the forces which were promoting and opposing the +transformation of his country into a powerful Empire, and he judges men +and states by the measure in which they promoted or obstructed that +purpose. On the one side stands Prussia, feeling her way to the +realization of her historic task, on the other the middle and smaller +states, aided and abetted by the arch-enemy Austria and deeply infected +with the doctrinaire liberalism of France. Treitschke's stage is a +battlefield, with the historian looking down and encouraging his friends +with loud cries of applause. Such methods could not survive the +realization of the aim which they had done so much to assist, and with +Treitschke's death in 1896 the Prussian School disappeared. Its members +were the political schoolmasters of Germany at a time of uncertainty and +discouragement, and they braced their countrymen to the efforts which +culminated in the creation of a mighty Empire. If the purpose of history +is to stir a nation to action, Droysen, Sybel, and Treitschke are among +the greatest masters of the craft. If its supreme aim is to discover +truth and to interpret the movement of humanity, they have no claim to a +place in the first class. The stream, temporarily deflected by their +powerful influence, began to return to the channel which Ranke had +marked out for it. Such works as Moriz Ritter's narrative of the +Counter-Reformation and the Thirty Years War, Koser's biography of +Frederick the Great, Max Lehmann's biographies of Scharnhorst and Stein, +and Erich Marcks' studies of Bismarck and his master are as notable for +their judgement as for their erudition. + +The cooling process noted in the Old World has also occurred in the New, +and America of the twentieth century smiles at Bancroft's complacent +idealization of the Puritan colonies. Even the slavery struggle, the +ashes of which are scarcely yet cold, has found in James Ford Rhodes a +historian who can do justice to Jefferson Davis and Lee no less than to +Lincoln and Grant. But no American scholar compares in world-wide +influence with Mahan, whose study of Sea-Power in the seventeenth and +eighteenth centuries, published in 1889, not only founded a school of +naval history but was inwardly digested by distinguished pupils in both +hemispheres, among them the Emperor William II and Theodore Roosevelt. +The Admiral's writings owe their importance not to research, for few new +facts are brought to light, but to the new angle from which familiar +events are envisaged. Occasionally, perhaps, the element of sea-power in +the determination of a particular result is over-emphasized at the +expense of other factors; but he was the first to seize the wider +bearings of naval history and to make the general reader aware of its +momentous significance. + +The scope of history has gradually widened till it has come to include +every aspect of the life of humanity. No one would now dare to maintain +with my old master Seeley that history was the biography of States or +with Freeman that it was merely past politics. The growth of nations, +the achievements of men of action, the rise and fall of parties remain +among the most engrossing themes of the historian; but he now casts his +net wider and embraces the whole opulent record of civilization. The +influence of nature, the pressure of economic factors, the origin and +transformation of ideas, the contribution of science and art, religion +and philosophy, literature and law, the material conditions of life, the +fortunes of the masses--such problems now claim his attention in no less +degree. He must see life steadily and see it whole. We must master such +revealing works as Lecky's histories of Rationalism and Morals, +Burckhardt's and Symonds' interpretations of the Italian Renaissance, +Sainte-Beuve's full-length portrait of the Jansenists, Morley's studies +of Voltaire, Rousseau and the Encyclopaedists, Dean Church's sketch of +the Oxford Movement, and Merz's survey of European Thought in the +nineteenth century, if we are to understand the throbbing life of the +human spirit. We must measure the operation of economic factors and +forces and profit by the faithful labours of Schmoller and Thorold +Rogers, Cunningham and Kovalevsky, the Webbs and the Hammonds, if we are +to visualize the life of the unnumbered and the unknown who have done +the routine work of the world. + +The fifty years roughly sketched in this lecture witnessed an immense +and almost immeasurable advance in historical studies. The technique +needed to turn raw materials into the finished article kept pace with +the supply, and men learned to write the history of their own country, +their own party, and their own beliefs, as impartially as that of other +lands and other creeds. But the Great War has ravaged the placid +pastures of scholarship no less than the fields of France and Belgium. +Too many historians in every belligerent country have lost their heads +and degenerated into shrieking partisans. International co-operation in +the pursuit of truth, which is the condition of progress in history no +less than in science, has been rudely shattered by the clash of arms. +With all but the calmest minds, national self-consciousness and national +self-righteousness have rendered frankness in dealing with the record of +our late allies and fairness in dealing with our late enemies difficult +if not impossible. Many years will elapse before the European atmosphere +regains the tranquillity in which alone the disinterested pursuit of +truth can nourish. Meanwhile it is a source of legitimate satisfaction +that while the world was rocking to its foundations two English +historians, Sir Adolphus Ward and Mr. William Harbutt Dawson, were +narrating the development of Germany in the nineteenth century with a +steadiness of pulse unsurpassed in the piping times of peace. The +historian is a man of flesh and blood and may love his country as +ardently as other men; but, if he is to be worthy of his high calling, +he must trample passion and prejudice under his feet and walk humbly and +reverently in the temple of the Goddess of Truth. + + +FOR REFERENCE + +Gooch, _History and Historians in the Nineteenth Century_ (Longmans). + + + + +VI + +POLITICAL THEORY + +A.D. LINDSAY + + +Political Philosophy or the philosophical theory of the State has closer +relations with history than any other branch of philosophical inquiry. +It is indeed distinguished from history in that it can disregard the +success or failure, the historical development of this or that state. +For it is concerned not with historical happenings but with ideals, not +with the varying extent to which different states have approximated or +fallen short of their purpose, but with that purpose itself, not, in +short, with states but with _the_ State. Yet this need not involve that +the ideal, _the_ State, is always and everywhere the same. Ideals are +born of historical circumstances and fashioned to meet historical +problems, and the would-be timeless ideals which political philosophers +have put before us have always borne clear marks of the country and time +of their origin. The ideal which men have set themselves in political +organization has varied from time to time. That such variation is +inevitable will be clear if we ask ourselves what we can possibly mean +by an ideal state. That states fall short of their ideal because of the +imperfections of their citizens is clear enough. All political life +demands a certain standard of moral behaviour, of capacity to work for a +common good, and an understanding of the results of our own and other +people's actions. Were human selfishness completely overcome, the state +would still be necessary to correct individual shortsightedness. The +policeman, exempt from the cares of apprehending criminals, would still +be needed to control traffic. But imagine, not that all citizens +attained a certain standard of moral and intellectual behaviour, as the +ideal demands, but that they were all perfectly good and perfectly wise, +should we need any kind of government at all? Is not the supposition of +perfection so far removed from any state of affairs we can really think +of or plan for, that it cannot enter into our reckoning, ideal or +practical? Every ideal takes certain facts of human life for granted +whilst it tries to improve others. All ideal states, Plato's as well as +others, assume certain facts about human nature and human society. These +facts may and do vary. The Greek city state assumed that a state must be +small, if it was to have the intensive life they demanded. The Roman +Empire was a denial of the anarchy to which the Greek ideal had led, but +it lost in intensity what it gained in extent. All political ideals +assume a certain sociological background on which the state is based and +from which spring the problems which the state is intended to solve. As +this sociological background varies from time to time, _the_ State, the +purpose which men set before themselves in political organization, will +vary also. The Greek city state and the mediaeval state were not +different approximations to the same ideal. They were the expressions of +different ideals. They rested on different assumptions, e.g. as to the +place of authority in society. With the disappearance at the Reformation +of one of the great assumptions on which the mediaeval state had been +based, a new theory of the state was inevitable. The national state of +the seventeenth century was something new in history, and Hobbes differs +from Aristotle, not because Hobbes is perverse and Aristotle right, +though Hobbes often is perverse, but because the political problems +which Hobbes and Aristotle had to face were not the same. + +Two great historical facts at the end of the eighteenth century, the +French Revolution and the Industrial Revolution, profoundly modified the +basis of political organization. The modern state in consequence differs +in many important respects from any that have preceded it. It does not +rest on the common acceptance of authority, either religious, as did the +mediaeval state, or personal, as did the seventeenth-century state. +Unlike the Greek city state, it is large. Its administration is +concerned with millions who cannot be in personal relations to one +another, or share the same intensive life. + +With the nineteenth century, then, a new chapter in the development of +political theory begins as the peculiar problems of the modern state +develop. Professor Dicey, in his _Law and Opinion in England_, has +divided the century into two periods of political thought--Individualism +and Collectivism--one marking the decrease, the other the increase of +the power and authority of the state. When our period begins, the day of +individualism was passing. Ever since the Reformation it had, in spite +of Burke, dominated political theory. Two forces had given it +strength--one idealistic, one scientific. It represented the revolt of +the individual conscience against the claims of authority, and as such +was a theory which attempted to limit the power of government over the +individual, whether by an appeal to natural rights in Locke and Tom +Paine, or to the greatest happiness of the greatest number in the +Utilitarians, or to the super-eminent value of individual liberty as set +forth in John Stuart Mill's noble panegyric. The French Revolution gave +a notable impetus to this side of individualism, with its passionate +assertion of the principle that political institutions exist for man, +not man for political institutions, and that all government must be +tested by the life which it enables each and every one of its citizens +to live. Individualism in this sense is concerned with the discovery of +principles by which the power of government over the lives of its +members may be limited. It is not necessarily a theory of the nature of +society. Hobbes, however, was an individualist as well as Locke, and for +Hobbes the individual was the scientific unit from which societies and +states were built up--the starting-point for a scientific treatment of +society. As the French Revolution gave a fresh impulse to idealistic +individualism, the Industrial Revolution reanimated the scientific, for +it displayed the economic man, Hobbes's hero, come to life and a +respectable member of society. With him came the growth of political +economy, apparently the first really scientific study of man. From +Political Economy Darwin borrowed the conception of the struggle for +existence and the survival of the fittest, and from the new biology the +doctrine of Evolution through individual competition returned to +reinforce with the prestige of the new science the economists' +conception of society. + +For the first half of the nineteenth century all the forces inspiring +individualism seemed to work together, for economics and biology +breathed a benevolent optimism which promised that if the scientific +forces of individualism were left to work unchecked by state +restriction, they would of themselves produce that individual liberty +and free development which idealistic individualism desired. + +The development of the industrial revolution, however, soon made +economic optimism impossible, and with its decay idealistic and +scientific individualism parted company. The former retained its concern +for individual liberty but came to see that its ideal was as much +threatened by economic dependence as by state control, that the choice +for most members of society was not one between state interference and +no interference at all, but between the state controlling or not +controlling the power of interference possessed by the economically +superior members of society. On such principles Henry Sidgwick +justified an extensive system of state control of industry, and for such +reason the strongest supporters of the rights of the individual have +been found among Socialists. + +Scientific individualism, which found its unit in the economic man and +sought to absorb in economics both ethics and politics, was not in +essence affected by the discrediting of economic optimism. It painted +the struggle between individuals in gloomy instead of in attractive +colours, its 'scientific' prepossessions inclined it to a determinism +which led easily to the economic theory of history and even, by a +curious conversion of opposites, to the 'scientific socialism' of Karl +Marx. In its essence it is a denial of the real existence of politics. +For it is a theory of society which denies the possibility of a will for +the common good and therefore the possibility of political ideals. + +It was this powerful and malignant theory which was attacked and +answered by the modern idealist school represented by Green, Wallace, +and Ritchie, and, in the present day, by Dr. Bosanquet. These writers +gave us a theory of the state based on the importance and reality of +social purpose. They went back to the theory of the Greek city state +expounded by Plato and Aristotle, finding modern reinforcement in the +teaching of Rousseau and more especially of Hegel. Their destructive +criticism of 'scientific' individualism was reinforced by the teaching +of anthropology and of historical jurisprudence, which emphasized the +part played in early forms of society by social solidarity and showed +the inability of individualism to account for the development of +society. Their destructive criticism was, however, the least part of +their achievement. They exhibited convincingly the state as the product +of will and purpose, based on man's moral nature and being in turn the +form in which that moral nature expresses itself. In a notable phrase of +Dr. Bosanquet's, a phrase to which he has given constant detailed +amplification, 'institutions are ethical ideas'; moral purpose may seem +to shine dimly enough in many actual institutions, but it is the only +light which shines in them at all, and only in that light can their +meaning and reality be understood. + +The main principles of this idealistic school may be safely said to have +by this time established themselves against criticism. Of recent years +Social Psychology has done much to explain the gap between the +contemplated purpose and the actual working of institutions, and has +given precision and definiteness to those elements in human nature which +strengthen or weaken social solidarity. Economists have come to see that +economic relations are possible only within the framework of a society +which has its root in moral and political purpose, although within that +framework they may be theoretically isolated and studied by themselves. +Sociology, after many false starts, inspired by the mistaken belief that +a scientific treatment of society should interpret higher forms in the +light of lower, has now found it possible to study the manifold variety +of institutional and social life on the basis provided by idealistic +philosophy. + +As a theory of society, in short, this philosophy holds the field. It +has been criticized of late years as a theory of the state, and as these +criticisms show both where the idealistic theory was in some respects +defective and also where the chief problems for political philosophy in +the future are to be found, I shall devote the greater part of my +lecture to these considerations. + +The idealistic school drew their inspiration from the theory of the +Greek city state, and in their conception of the function of the state +they assumed an essential identity between the Greek city state and the +modern nation state. In so far as these two types of state have been the +most self-conscious types of society that have existed, and have +therefore displayed explicitly the purpose that is implicit in all +society, the identification has been sound and fruitful; in so far, +however, as the identity is pressed to imply that in the modern state +the definite political or governmental organization should play the same +function as it did in the Greek city state, the identification has been +mistaken. + +The Greek city state failed conspicuously to solve the problem of +inter-state relations, and its philosophers, instead of recognizing the +failure and trying to remedy it, made their ideal state even more +self-centred and autonomous than the existing states around them. Modern +Idealism, just because it glorifies the state as the necessary upholder +of moral relations, has often found it hard to regard the state as in +its turn a member of a moral world. + +Again, the Greek city state, just because it was small, could take up +into itself all the various social activities of its members. The state, +in the sense of the Community in its political organization, directed +and inspired Society, and the distinction between society and the state +was not of great importance. In the modern world the boundaries of +political organization are not nearly as definite boundaries in society +as are the boundaries of the Greek city state. There are all manner of +associations whose members are of different states and whose purposes +are but to a small degree inspired or controlled by political +organizations. Modern states are not all or completely nation states, +and the nation is not as pervading and dominating an entity as was the +Greek _polis_. This is not to say that the non-political associations +could do without the state, as some recent writers have contended. +Churches, e.g., could not exist were there not law and government. Yet +it is impossible to maintain that in any real sense they are upheld by +the state. They clearly get their inspiration from other sources. The +difficulty is not evaded if we go behind both political and +non-political organization to the community in which both exist and +which upholds them both. For what in this reference is 'the community'? +In regard to the political association it is the special solidarity of +people living in a certain area; in regard to the non-political +organization it is the solidarity of a section of the world-wide +society, marked off from the rest on a non-territorial basis. The +community in the two cases is not the same. Hence there arises in the +modern state, as there arose in the mediaeval, a conflict of loyalties +between the state and non-political associations. If we divide the world +into states whose lines of division follow the divisions of the +organization of force, we are faced with a host of problems concerning +the proper place in society of these force-bearing organizations, and +their relation to other associations. + +In considering both sets of problems, international and internal, we may +either begin with the division of the world into states, each of which +will be an approximation of _the_ State which we are studying, or we may +regard the whole world as in some sort one society, covered with a +network of overlapping associations of all kinds. On the former view the +world is thought of as consisting of a number of independent +communities, each shaping and controlling the various forms of social +life within its own borders, upholding their moral world, and each being +as a whole single entity a member of the community of states. On the +latter we start with the solidarity and will to co-operate which +pervades in all manner of degrees the whole world society, and regard +the organization of force which marks the state as being the mark of a +settled and determined form of that will to co-operate which is +characteristic of all forms of human association. How dominant and +determinant over other forms of association is that special form which +controls organized force--that is the problem before us. We are +concerned in technical language with the problem of sovereignty. + +Let us consider first the problem of international relations. The +doctrine of sovereignty, formulated in the seventeenth century and +crystallized by Austin at the beginning of the nineteenth, made +sovereignty the hallmark of the state. The person or persons, to whom +the bulk of a given society render habitual obedience, either do or do +not render habitual obedience in turn to some other person or persons. +If they do not, the society constitutes a sovereign state; if they do, +it is only part of a sovereign state. The world therefore was regarded +as containing a number of sovereign independent states. As sovereignty +and law necessarily went hand in hand, there could be no law between +sovereign states. There could only be world-wide law if there were one +world-wide state. So long as there are more states than one, there are +communities between whom there is no law. The doctrine of sovereignty +was in its inception individualist, but in so far as concerns the +implications, though not the basis of sovereignty, it was taken over by +Hegel and by the English idealist school with the exception of T.H. +Green. Idealism, indeed, always insisted that will, not force, was the +basis of the state, but whereas in Green the state is constituted by the +moral willing of individuals for a general good, in Hegel and in +Bosanquet the conflicting willings of individuals are reconciled by +their being taken up into the supra-personal will of the state. With the +former therefore the morality of individuals is the primary fact, the +existence of the state the secondary; with the latter on the whole the +existence of the state is the primary moral fact, the moral willing of +individuals secondary. Just because the wills of individuals are +reconciled, not by each recognizing certain abstract principles of duty, +but by being taken up into the supra-personal will of the state, where +there is no such supra-personal will there is no reconciliation of +conflicting wills and no morality beyond and outside the boundaries of +communities. Hence arises a conception of the state which fits into the +absolutist doctrine of sovereignty which we have described. + +The first thing to be said about this doctrine of the independent +sovereign state is that political facts have obviously outrun it. It was +derived from a study of the unitary state and will hardly fit any +federal state. It is manifestly absurd when applied to the British +Empire. If we disregard, as we must, the superficial legal facts and +look at the real nature of the British Empire, we must admit that the +Dominions are neither separate sovereign states nor parts of one +sovereign state, and that the unity of the Empire is a unity of will--a +willingness to co-operate which has not yet clothed itself in legal +forms, and which is not, for geographical and other reasons, as intense +as that will to co-operate which must be at the basis of a unitary +sovereign state. This must suggest to us that the willingness to +co-operate admits of degrees, and the relations of communities to one +another to have stability must reflect these degrees. The importance of +these considerations is obvious if we think of the problems with which +we are confronted at the present moment, when we are attempting to form +an international organization. The problems which have confronted the +Peace Conference have brought two things clearly to light. The first, +that the nation state is far too simple a solution of modern +difficulties. Self-determination will not carry us very far. There are +many cases where the boundaries dictated by nationality on the one hand +and by the need for common organization on the other do not coincide, +and where the only solution is one which impairs sovereignty in the old +sense. The second is that the League of Nations, if it is to mean +anything at all, will have to impair the sovereignty of the states which +join it without thereby constituting in itself a world state. Much of +the opposition to the League of Nations is concerned with this implied +impairment of sovereignty. Whether this opposition will weigh with us +will depend on whether we regard the independent sovereign state as the +be-all and end-all of political theory, or see that the fundamental fact +to be taken into account is man's readiness to co-operate for common +purposes. If we take the latter view, we shall still be holding to what +was the fundamental contribution of the idealist school, the teaching +that the basis of all political questions is moral. The essence of the +matter is how we are prepared to treat other people, for what purposes +we are prepared to act with them, how far we are prepared to recognize +and give settled organized recognition to our mutual obligations. The +political organization is the vehicle and not the creator of these moral +facts. As the facts vary, so will its forces. We may learn from the +Hegelian school to recognize the enormous importance of the state, the +great achievement of the human spirit which its organization represents, +and the folly of light-heartedly endangering its existence, without +making one form which it has taken in the nation state sacrosanct and +absolute. + +Let us turn now to the second of our problems, the relation of the state +to associations, such as churches and trade unions, within its borders. +Here again we find a principle, originating in earlier individualist +theory, taken up into idealism. In the beginnings of modern political +theory in the seventeenth century, the absolutist doctrine of the state +was the outcome of the need of the times for strong government. A state +that was not master in its own house was felt to be incapable of the +hard task these troublous times set before it. The French Revolution +made no change in the attitude of the state to associations. New-born +democracy was not inclined to look favourably on the independence of +religious non-democratic associations, and the fact that Leviathan had +become democratic was thought to have transformed him into a monster +within whose capacious maw any number of Jonahs might live at ease or +liberty. Association against a tyrant might be a sacred duty; against +the people it could only be a suspicious superfluity. In a very +different way the Prussian state, centralized, efficient, and Erastian, +organizing the whole resources of the community under the guidance of +the state, enforced the same principle. The state is a moral +institution, it cannot surrender the inculcation and upholding of +morality to an alien or independent body. From all the sources of modern +idealistic political theory, Plato, Rousseau, Hegel, comes the same +principle of state absolutism over associations within the state. The +principle was put in idealistic form in the doctrine that the state is a +supra-personal will, absorbing in itself the activities of its members. + +Of late years dissatisfaction with this doctrine has been making itself +more and more loudly expressed. Along with an increasing belief in the +extension of the state's administrative capacities has gone an +increasing disinclination to leave men's moral and cultural activities +to the political organization. The ideal of the _Kulturstaat_ is now +sufficiently discredited. Men are coming more and more to recognize the +part played in life by non-political organizations and to insist on the +importance of preserving the independence and freedom from state control +of such associations as churches. The loyalty of individuals to their +associations, churches or trade unions, has been conflicting with their +loyalty to the state, and men are not prepared to admit that in all such +cases of conflict loyalty to the state ought to be paramount. + +Curiously enough, the central doctrine of the later idealistic school, +the personality of the state, lent a force to the criticism of the +doctrine of state absolutism. If the state can be described as a person, +may not also a church and a trade union? We have begun to learn from +Gierke, interpreted and reinforced to us by Maitland, that what is sauce +for the state goose is also sauce for the corporation gander, and that +associations within the state may claim from the state a greater +independence and a recognition of their intrinsic worth because they, as +it, embody in some sense a real will over and above the wills of their +members. This doctrine of corporate personality is of great interest and +complexity, and has not yet been satisfactorily worked out. But I shall +not discuss it now because it will not help us far towards a solution of +the problem of what are the proper relations between associations and +the state, be they personalities or not. + +Recent writers have mainly attempted to solve the problem by the +principle of differentiation of function. This will certainly help us in +considering the relation of church and state. For we can say that the +task of the political organization is to maintain the conditions of the +good life, leaving the work of developing the meaning of the good life, +the fostering and inculcation of ideals, to voluntary associations. The +state will then maintain a certain minimum of moral behaviour, while the +more delicate and freer work of inspiration is left to individuals and +voluntary associations. This will not always provide a clean-cut and +sufficient differentiation. The state must make up its own mind what is +essential to the maintenance of the good life, the voluntary +associations may hold that what the state ordains is flatly evil, as the +state may hold that what a voluntary association teaches is subversive +of all that makes a common ordered life possible, and both must be true +to the facts as they see them. When such conflict arises, as it has +arisen lately, if the only answer we can give at present is the old +answer given by Dr. Johnson, 'The state had a right to martyr the Early +Christians, and they had a right to be martyred,' yet at least we are +farther on if each side honestly recognizes the importance of the work +that the other has to do. + +When we come to the problem raised by the present position and claims of +Trade Unions, differentiation of functions is less satisfactory. Let us +first look at the problem as it confronts us to-day. There was a time +when the state was doubtful whether it should allow trade unions to +exist. The Political Economy prevalent in the earlier part of the +nineteenth century taught that trade unions were either unnecessary or +useless--unnecessary in so far as economic relations, if unhindered by +regulations from the state or from combinations, were regarded by +economic optimism as themselves producing satisfactory social +conditions; useless where Political Economy had substituted for optimism +a belief in 'iron laws' whose results no combination or government +regulation could affect. We now see that economic relations, just +because they are possible between men who have no common purpose, need +regulation inspired by a common purpose, and can be affected by such +regulation. The growth of governmental interference with industry and of +trade unionism are part of the same movement to control the working of +economic relations with a view to maintaining the conditions of the good +life. Trade unions have grown and are still steadily growing in size and +importance. For a large portion of the nation loyalty to a trade union +has become the most obvious form of collective loyalty or general will. +This has been accompanied by an inevitable decrease in what we may call +territorial loyalty. The result of the increase in means of +communication and the growth of large towns has been that men's common +interests as members of the same trade or as employees in the same +workshop are coming to mean more and to constitute a greater common bond +between men than their common interests as dwellers in the same +locality. The trade union has often a more live and real general will +than the Parliamentary constituency. Men's aspirations and ideals for +their common life are being expressed more truly through trade union +organizations than through Parliament. The growth in the prestige of +organized labour is therefore coincident with a decay in the prestige of +Parliament. Parliament, however, based on a local sub-division of the +nation, is at present the only political organization of the nation. +Trade union organization, as a political organization, has no +constitutional authority, and all the general will which it represents +can find no regular national expression. The result is that it either +uses the territorial organization by getting men who really represent +their Trade Union elected as members for Parliamentary local +constituencies, to the detriment of both the territorial and the trade +union organization, or acts as an _imperium in imperio_ by making +demands on and issuing ultimata to Parliament. We seem to be approaching +a crisis where the trade unions are asking whether they will allow the +state to exist. + +This is obviously an unsatisfactory state of affairs. What is the cure +for it? Differentiation of functions, as I have said, will not help us +here. Some writers have maintained that vocational organization should +concern itself with industrial or economic matters, the state, as we +know it, with political matters. But can we possibly distinguish between +industrial and political matters? If the aim of politics is to regulate +men's actions in the light of men's common interests, the action of a +trade union is in its essence political. Its differentiation from +government is that it is concerned with the common interests of a few +rather than the common interests of all. The difference between a trade +union and a parliamentary constituency is that the sub-division of the +general common interest which each represents rests on a different basis +of division. The whole community might as well be organized by vocations +as it now is by localities. There would seem to be certain advantages in +both principles of differentiation, and one obvious practical solution +of our present difficulties is that the supreme organ of government +should in its two chambers represent the nation as organized on both +principles, vocational and territorial. + +We seem to have come now to the discussion of political machinery, but, +as in our discussion of the League of Nations, we can see that our +attitude to such questions of machinery will vary as we regard the +force-bearing organization with its national and territorial basis as +the primary fact in the community, to be distinguished sharply from all +other organizations, or regard the possession of organized force as the +expression of men's settled and permanent will to maintain their common +interests and safeguard the conditions of the good life. If we +consistently follow out Green's dictum that will, not force, is the +basis of the state, we shall be anxious that the political organization +to which we render obedience shall follow the actual ramifications of +common interests and of men's willingness to co-operate, and shall +recognize that the national state with its territorial basis represents +only one form of such ramification. + +The view that political action is not confined to constitutional and +governmental channels will not imply that we must give up the +distinction between society and the state. For, on the one hand, trade +unions have only arisen because of the special need for a _common_ +safeguarding of common interests produced by economic relations. +Economic relations need to be controlled by, but cannot be superseded +by, politics. On the other hand, as we have seen, the work of such +associations as churches is different in kind from the work done by +political organizations. The inculcation and development of moral ideals +and the safeguarding of the conditions of the good life are +complementary functions. Each is impossible without the other. But that +does not make them identical, however closely interfused they may be. + +If, then, we accept the political theory of idealism as a theory of +society, we must recognize in social life the distinction between +ethical, economic, and political relations, and the task before +Political Theory is to define the relations between politics and +economic activities on the one side and ethical activities on the other, +and that in a society which is not confined within the bounds of a +single nation state. The intricate ramifications of vast economic +undertakings and the common aspirations and ideals of humanity are but +signs of a solidarity of mankind that political philosophy must +recognize in all the problems it has to face. + + +FOR REFERENCE + +Green, _Principles of Political Obligation_. + +Bosanquet, _Philosophical Theory of the State_. + +Barker, _Political Thought in England from Spencer to to-day_. + +Hobhouse, _The Metaphysical Theory of the State_. + +Figgis, _Churches in the Modern State_. + +Cole, _Labour in the Commonwealth_. + +Cole, _Self Government in Industry_. + +Delisle Burns, _The Morality of Nations_. + + + + +VII + +ECONOMIC DEVELOPMENT[20] + +C.R. FAY + + +I. THE INDUSTRIAL SCENE, 1842 + +1. Let us hover in fancy over the industrial scene in 1842, and +photograph a stage of the economic conflict which the people of England +were waging then with the forces which held them in thrall. + +Our photograph shows us great white lines, continuous or destined to +become continuous; they are numerous in Durham and Lancashire, and the +newest lead up to and away from London. These white lines are the new +railroads of England, and the myriad ant-heaps along them are the +navvies. In the year 1848 their numbers had risen to 188,000.[21] + +What is a navvy and how does he live? The navvy is an inland navigator +who used to dig dykes and canals and now constructs railroads. In the +forties the navvies are getting 5_s._ a day, and for tunnelling and +blasting even more, but they are a rowdy crowd, and many of them are +Irish. Said the Sheriff substitute of Renfrewshire in 1827: 'If an +extensive drain, or canal, or road were to make that could be done by +piecework, I should not feel in the least surprised to find that of 100 +men employed at it, 90 were Irish.'[22] In 1842 they are building +railroads, and when they and the Highlanders are on the same job, it is +necessary to segregate them in order to avoid a breach of the peace. The +Irish sleep in huts and get higher pay than the natives who are lodged +in the neighbouring cottages. The English navvy too keeps out the +Irishman if he can. On a track in Northamptonshire, 'There is only one +Irishman on the work, for they would not allow any other Irishman.'[23] + +In the South of England wages are lower and the navvies are less expert. +In South Devon 'very few North countrymen; they are men who have worked +down the line of the Great Western; that have followed it from one +portion to another'.[24] The riff-raff from the villages cannot work +stroke for stroke with the navvy. 'In tilting the waggons they could, +but in the barrow runs it requires practice and experience.'[25] + +The high wages of the navvy are offset by the disadvantages of his +employment. He is lucky if he gets the whole of his earnings in cash. In +the Trent Valley they are paid once a month, 'but every fortnight they +receive what is called "sub" that is subsistence money, and between the +times of subsistence money and times of the monthly payment, they may +have tickets by applying to the time-keeper, or whoever is the person to +give them out, for goods; and those tickets are directed to a certain +person; they cannot go to any other shop.'[26] + +The huts in which they live are little better than pigsties, and +especially bad for regular navvies, who take their families about with +them. In South Devon, 'man, woman, and child all sleep exposed to one +another.'[27] On a section of the London and Birmingham Railway fever +and small-pox broke out. 'I have seen', says an eye-witness, 'the men +walking about with the small-pox upon them as thick as possible and no +hospitals to go to.'[28] The country people, the witness continues, make +money by letting rooms double. When one lot came out, another lot went +in. + +Such is the navvy's life at work and at rest. + + +2. If we can suppose that our camera is capable of distinguishing +centres of industrial activity, then our picture will give us 'vital' +patches, which stand out against a background of deadness. This deadness +is rural England. + +What is the condition of the rural counties of Wessex? 'Everywhere the +cottages are old, and frequently in a state of decay.' 'Ignorance of the +commonest things, needle-work, cooking, and other matters of domestic +economy, is ... nearly universally prevalent.'[29] To make both ends +meet the wife has abandoned her now useless spinning-wheel and hired +herself out to hoe turnips or pick stones. + +On the little farms inside the factory districts of Lancashire and +Yorkshire, on which the country hand-loom weavers eke out a miserable +livelihood by cultivating patches of grass land, there is distress more +acute than ever was known in a Dorset village. But in Northumberland, by +exception, there is a decent country life. 'What I saw of the northern +peasantry impressed me very strongly in their favour; they are very +intelligent, sober, and courteous in their manners.... The education in +Northumberland is very good; the people are intelligent and cute, alive +to the advantages of knowledge, and eager to acquire it; it is a rare +thing to find a grown-up labourer who cannot read and write and who is +not capable of keeping his own accounts.'[30] The same sort of thing was +said of Northumberland in 1869: 'If all England had been like +Northumberland, this commission ought never to have been issued.' The +Commissioner found that though the labourers worked harder and longer +than in the South they were not working against starvation. They were +enjoying a rough plenty, which included fresh milk. The rest of the +family earned sufficient to leave the married woman in her home and no +children under twelve were employed in field labour.[31] + +Here then in Northumberland there is a decent country life, but +elsewhere there is an atmosphere of deadness; and it is this deadness of +the countryside which explains the horror that new comers to industrial +regions frequently expressed at the prospect of a forcible return to the +parish of their origin. + +'I was told,' says a visitor to Lancashire in 1842, 'that there had been +several instances of death by sheer starvation. On asking why +application had not been made to the commissioner of the parish for +relief, I was informed that they were persons from agricultural +districts who, having committed an act of vagrancy, would be sent to +their parishes, and that they had rather endure anything in the hope of +some manufacturing revival, than return to the condition of farm +labourers from which they had emerged. This was a fact perfectly new to +me, and at the first blush, truly incredible, but I asked the neighbours +in two of the instances quoted ... and they not only confirmed the +story, but seemed to consider any appearance of scepticism a mark of +prejudice or ignorance.'[32] + + +3. Though there is little peasant life in England, there is life of a +feverish desperate order for many who live in country places. These +people are not farm workers nor yet are they craftsmen who supply the +industrial needs of the village. They are feeders to the towns, engaged +in what is misnamed 'domestic industry'. The life they lead is a sordid +replica of an all too sordid original. + +Cobbett in a tirade against the Lords of the Loom[33] idealized the +old-time union of agriculture and manufacture. The men should work in +the fields, while the women and children stayed at home at their +spinning wheels, making homespun for the family garments. But the +picture was a vanishing one even in his day. Domestic industry does not +mean this. The rural distress revealed in the Hand-loom Weavers +Commission is the distress of specialized hand-workers, male and female, +who are clinging desperately to the worst-paid branch of a dying trade. +The worsted industry of East Anglia is perishing, defeated by the +resources of Yorkshire, of which the power-loom is only one. The cloth +trade in the Valley of Stroud (Gloucester) is a shadow of its former +self. It has lost the power of recovering from a depression. The next +period of slackness that comes along may bankrupt the business and rob a +village of specialized hand-workers of their main employment. + +In Devonshire, the serge trade, which used to give employment to looms +in almost every town and village, has become so unremunerative that it +has passed into the hands of the wives and daughters of mechanics and +agricultural labourers. In Oxfordshire in 1834, we are told by the Poor +Law Commissions of that year, glove and lace making were vanishing +occupations. In the neighbourhood of Banbury 'some make lace and gloves +in the villages. Formerly spinning was the work for women in the +villages, now there is scarcely any done.'[34] + +Since 1834 the process of disintegration had proceeded apace. + +We must not, however, convey the impression that domestic industry in +1842 had all but vanished from the countryside. In its ancient +strongholds it still endures, but it is in an unhealthy condition, and +the towns are sucking its life-blood away. + +To illustrate this, let us describe the course of a boom in domestic +industry and study how the trade boom of 1833-7 reached through to the +country silk weavers in Essex and other places all around London. The +terms which we usually apply to the cultivation of land are apposite. +The town workers represent the intensive margin of cultivation, the +country workers the extensive margin. First of all the Spitalfield +weavers, who have been short of work, have more work given to them. The +weavers' wives also get work, and their boys and girls who never were on +a loom before are now put to the trade. Fresh hands are introduced. From +the Metropolis the demand for labour pushes outwards over the country. +Recourse is had to 'inferior soils'. Old weavers in the villages get +work, together with their wives and families. Even farm labourers are +impressed. Blemishes for which at other times deductions would be +claimed are now over-looked. Carts are sent round to the villages and +hamlets with work for the weavers, so that time may not be lost in going +to the warehouses to take back or carry home work. Then comes the ebb: +'the immediate effect is that all the less skilful workmen, the +dissolute and disorderly, are denied work; the third and fourth looms, +those worked by the sons and daughters of the weavers, are all thrown +out of use'. The intensiveness of cultivation has been reduced in the +towns, the least remunerative no longer pays. + +The ebb of the tide, which reduces the quantity of employment in the +towns, leaves the country districts high and dry. 'At such times the +country towns and villages to which work is liberally sent, when there +is a demand for goods, suffer still more. A staff or skeleton only is +kept in pay, and that chiefly with a view to operations when a demand +returns.'[35] A skeleton--well said. + +Occasional cultivation is bad for land, and worse for human beings. The +ribbon-weaving villages north of Coventry are a disorderly eruption from +the town. Coventry itself has the better-paid 'engine weaving'; the +rural districts have the 'single hand trade'. The country workers, say +the Commissioners, 'retain most of their original barbarism with an +accession of vice'. The yokels who went out to the French wars innocent +boys returned confirmed rogues. Bastardy is greater than ever, despite +the new Poor Law. 'It may surprise the denouncers of the factory system +to find all the vices and miseries which they attribute to it, +flourishing so rankly in the midst of a population not only without the +walls of a factory, but also beyond the contamination of a large +town.'[36] It may have surprised such people, but it does not surprise +us who are surveying the industrial scene and beginning to apprehend the +rottenness of that worm-eaten structure which under the misnomer of +domestic industry marks the half-way house to full capitalism. + + +4. Let us now journey to the factory districts of Lancashire and the +West Riding of Yorkshire where town lies close upon town, and the tall +chimneys envelop in smoke the cottages in which hand-loom weavers work +and the children of hand-loom weavers sleep. Let us suppose that we have +found our position by Leeds. We should like to follow the track of the +new railroads, for we have in our pocket a small green book: + + 'Bradshaw's Railway Time Tables and Assistant to + Railway Travelling'. + + '10th Mo. 19th, 1839. Price Sixpence.' + +Bradshaw tells us that we can get from Littleborough to Manchester in 11 +hours--via Rochdale, Heywood, and Millshill--but it is not clear how we +are to get to Littleborough. So we follow an alternative route, the +canal. It is a fashionable method of transit for mineral traffic and +paupers. Mr. Muggeridge, the emigration agent, tells us how he +transported the southern paupers in 1836. 'The journey from London to +Manchester was made by boat or waggon, the agents assisting the +emigrants on their journey.'[37] When we got up our geography for the +tour out of Thomas Dugdale's 'England and Wales' this is what we read at +every turn: 'Keighley: in the deep valley of the Aire, its prosperity +had been much increased by the Leeds and Liverpool Canal which passes +within two miles.' 'Skipton: in a rough mountainous district. The trade +has been greatly facilitated by the proximity of the town to the Leeds +and Liverpool Canal.' So the Leeds and Liverpool canal shall be our +guide. + +We leave Bradford, Halifax, and the worsted districts to the left of us, +and passing by Shipley, approach the cotton district near the Lancashire +border. 'The township of Shipley is the western-most locality of the +Leeds clothing districts; it runs like a tongue into the worsted +district. In like manner the worsted district blends with the cotton +district at Steeton, Silsden, and Addingham.' We are passing, the +Commissioner tells us, from high wages to low. 'The cloth weavers of +Shipley work for wages little, if any, higher than those of the worsted +weavers; while the worsted weavers north-west of Keighley are reduced +down to the cotton standard.'[38] + +At Keighley we bend sharply south and soon reach Colne in Lancashire. +Dr. Cook Taylor describes the conditions there in the early part of +1842: + + 'I visited eighty-eight dwellings, selected at hazard. They were + destitute of furniture save old boxes for tables or stalls, or + even large stones for chairs; the beds are composed of straw and + shavings. The food was oatmeal and water for breakfast, flour and + water, with a little skimmed milk for dinner, oatmeal and water + again for a second supply.' He actually saw children in the + markets grubbing for the rubbish of roots. And yet, 'all the + places and persons I visited were scrupulously clean. Children + were in rags, but they were not in filth. In no single instance + was I asked for relief.... I never before saw poverty which + inspired respect, and misery which demanded involuntary homage.' + +From Colne we journey to Accrington. Of its 9,000 inhabitants not more +than 100 were fully employed. Numbers kept themselves alive by +collecting nettles and boiling them. Some were entirely without food +every alternate day, and many had but one meal in the day and that a +poor one.[39] + +Our last stage is Burnley, where the weavers--to quote again from Dr. +Cook Taylor--'were haggard with famine, their eyes rolling with that +fierce and uneasy expression common to maniacs. "We do not want +charity," they said, "but employment." I found them all Chartists, but +with this difference, that the block-printers and hand-loom weavers +united to their Chartism a hatred of machinery which was far from being +shared by the factory operatives.' + +What a comment on England's industrial supremacy--England with her +virtual monopoly of large-scale manufacture in Europe! It must have been +a puzzle, too, for the Poor Law Commissioners, who were then building +workhouses in these parts for the purpose of depauperizing hand-loom +weavers on the less eligibility principle. + +But how was it, with such a Poor Law, that the hand-loom weavers did not +die of starvation by the thousand? If we enter a cotton mill we shall +see why. Within these gaunt walls, which are illumined at night by +sputtering gas-light, the factory children work, earning twice as much +as their parents, who were too old and too respectable to become factory +hands. + +By this time, perhaps, it is evening, but this matters nothing to the +'melancholy mad engines', which feed on water or burning coals. The +young people will still be there, with eight hours work to their credit +and more to do--'kept to work by being spoken to or by a little +chastisement'.[40] + +'I have seen them fall asleep,' said an over-looker in 1833, 'and they +have been performing their work with their hands while they were asleep, +after the Billy had stopped. Put to bed with supper in their hands, they +were clasping it next morning, when their parents dragged them out of +bed. Half asleep they stumbled or were carried to the mill, to begin +again the ceaseless round.' + +'It keeps them out of mischief', said the opponents of shorter hours. +Besides, the conditions were no worse than any other industries! Factory +work, however, as the doctors show, was different from work in the +mines. The heat and confinement of the mill caused precocious sexual +development, whilst in the mines the result of exaggerated muscular +development was to delay maturity. + +In 1842 conditions are better than they were in 1833--thanks to the +factory inspectors. There is little positive cruelty, and the sight of +deformity--enlarged ankle bones, bow legs, and knock knees, caused by +excessive standing as a child--is rare. The problem now is one of +industrial fatigue. The children are 'sick-tired'. + + +5. The Midlands of Leicestershire, Notts, and Derbyshire are a region of +red bricks and pantiles, dotted over valleys of exquisite green. So let +us leave the smoke of Lancashire and hover here for a while. Here dwell +the stocking workers or frame-work knitters--the people who knit on +frames stockings, gloves, and other articles of hosiery. It does not +look like a region of industry. There are only a few towns, such as +Nottingham, Leicester, and Loughborough; and except for a few lace +factories in Nottingham, large buildings are rare. The town knitters +either work in their own homes or in shops with standings for perhaps as +many as fifty frames. In the villages the knitting is nearly all done in +the cottages, opposite long low windows, or in a small out-house which +might well be a fowl-house. + +But in the streets of Leicester we can see 'life' of a sort. We can +watch the procession to the pawnbrokers. Some of the knitters pawn their +blankets for the day, and most lodge their Sunday clothing during the +week. Says a Leicester pawnbroker: + + 'We regularly pay away from £40 to £50 (to some 300 persons) + every Monday morning or on the Tuesday. They will, perhaps, wash + on the Monday and get their linen clean preparatory to the next + Sunday, and in the course of the week they bring all the linen + things they can spare. Friday is the worst; they will then bring + their small trifling articles, such as are scarcely worth a + penny, and we lend on them, to enable them to buy a bit of meat + or a few trifles for dinner.'[41] + +They are too poor to indulge in church-going or alcohol. They have no +clothes to go to church in. Their publican is the druggist, where they +buy opium for themselves and Godfrey's cordial, a preparation from +laudanum, for their children. In the whole of Leicester, with its +population of 50,000, there are but nine gin-houses. And only on Sundays +do they get a bit of schooling. 'We have only one bit of a cover lid to +cover the five of us in winter ... we are all obliged to sleep in one +bed.'[42] + +A frame smith, making his usual inspection of hosiers' frames at +workmen's dwellings in Nottingham, after thus spending a fortnight, +found his health had begun to suffer from the squalid wretchedness of +their abodes. Thinking to improve it, he went on the same errand into +the country, but found the frame-work knitters there in a still more +deplorable state. From the bad air and other distressing influences in +their condition and that of their dwellings, in another fortnight he +returned, too ill to attend to his business for some weeks afterwards. +This occurred in 1843.[43] + +Nottingham, however, with its up-to-date lace trade was usually better +off than this. The lace factories, like the cotton mills in Lancashire, +eased the position of the hand-workers. In Leicestershire the knitters +had no such alternative. The more their earnings were reduced, the more +helplessly they were bound to their only trade. + + +6. 1842 is a long while ago! Let us go to sleep for thirty years and +wake up in 1871, when the Truck Commissioners are publishing their +report. + +West of Birmingham lies the black country, an area of some twenty square +miles. Here, if we have read the evidence of the Truck Commissioners, we +can interpret a dumb-show in Dudley, where the nail-makers dwell. + +On Monday mornings the nail-maker emerges from a small hovel containing +a smithy and walks into Dudley to call on a gentleman known as a fogger, +a petty-fogger if he is a middleman, a market-fogger if he is a master. +The nailer comes out with a bundle of metal which he takes to a second +house and changes for a second bundle of metal, and with this he walks +away. (The next nailer, not so lucky, hangs about till Wednesday +morning, waiting for his metal.) On Saturday the nailer comes back with +his nails, enters the fogger's shop, and emerges with 12_s._ in his +hand. But he does not go home. He slips into a shop close by and parts +company with the shillings. In return he gets a parcel, the contents of +which are obviously displeasing to him. What has happened? + +The nailer is a Government servant. But the Government only employs him +indirectly. It puts out contracts for rivets and nails to contractors +who sublet their contract, so that the work reaches the nailer at third +or fourth hand. The Government, in the interest of public economy +(Victorian England is famous for retrenchment), gives its contract to +the lowest tenderer; and the policy of the lowest tender is responsible +for the dumb-show we have watched. + +To begin with, the nailer gets metal which does not suit him, so he has +to change it, and this he does at the price of 2_d._ per 10_d._ bundle, +at a metal changers, a relative of the fogger. (His friend who has to +wait till Wednesday for his bundle is kept idling about in order that +he may drink what is left of last week's earnings at a 'wobble shop' +which is owned by yet another branch of the family of fogger.) + +When the nailer and his family have worked fourteen hours a day +throughout the week, the nailer returns on Saturday with the nails, and +receives 12_s._ for them. These shillings he takes to the fogger's store +and exchanges for tea and other articles. The shillings are 'nimble'; we +commend the rapidity of their circulation to Mr. Irving Fisher. A fogger +who pays out the shillings from his warehouse receives them back again +in a few minutes over the counter of his store. 'He will perhaps reckon +with seven or eight at one time, and when he has reckoned with them, and +perhaps paid them six, seven, or eight pounds, he will wait until they +have gone to the shop and taken the money there as they leave the +warehouse. Then he goes into the shop himself for it, as he cannot go on +paying without it.'[44] + +But surely this is truck! Certainly not. There may be 'fearful cheating' +with tea, but the nailer is not bound to go there. He is perfectly free. +The only trouble is this: it is a case of tea or no work the week +following. This is why, despite the Truck Act of 1831 and despite the +known existence of the abuse, these practices are rife among the nailers +as late as 1871, the year in which the Truck Commissioners issued the +Report from which this scene is compiled. The plight of the nailers is +not the plight of factory operatives or miners; it is the plight of the +frame-work knitters, of men who are bound by the intangible fetters of +economic need to the uncontrollable devil of 'semi-capitalism'. + + +2. MINING OPERATIONS + +1. Coal was king of the nineteenth century. The first steam-engine was +built to pump water out of coal mines, the first canal was cut to carry +the Duke of Bridgwater's coal from Worsley to Manchester. The first +railroads were laid around Newcastle to convey the coals from the pit +mouth to the river. George Stephenson, the inventor of the locomotive, +began life as a trapper on a Tyneside colliery. + +Where would English industry have been without its king? In 1780 (in +round figures) 5,000,000 tons of coal were raised in the United Kingdom: +in 1800, 10,000,000; in 1865, 100,000,000; and in 1897, 200,000,000. +Coal enticed the cotton factories from the dales of the Pennines to the +moist lowlands of West Lancashire. At every stage of their work the +iron-makers depended on coal; and the great inventions in the iron and +steel industry are land-marks in the expansion of the demand for +coal--Cort's puddling process 1783, Watt's steam-engine 1785, Neilson's +hot blast 1824, Naysmith's steam-hammer 1835, Bessemer's steel-converter +1855, Siemen's open hearth 1870, Thomas' basic process for the treatment +of highly phosphoric ores 1878. The steamship, a novelty in 1820, ruled +the seas in 1870; and ironclads followed steamships. The smokeless +steam-coal of South Wales guarded the heritage of Trafalgar. By the end +of the nineteenth century, coaling stations were an important item in +international politics. + +Meanwhile, the people of England, heedless of Malthusian forebodings, +multiplied exceedingly. They lighted their streets and buildings with +coal-gas, and burnt coal in their grates. With coal they paid for the +food and raw materials from other lands. Imports of food and raw +materials were offset by exports of coal and of textiles and hardware +produced by coal. The spirit of invention has pushed on to electricity +and oil, but coal is still the pivot of English industry and commerce. +And therefore, seeing that coal has meant all this to England, let us +look at the men who raised the coal. How did they live, what did they +think about, what did they count for then, what do they count for now? + + +2. In 1800 the miners stood for nothing in the nation's life. In +Scotland they had just been emancipated from the status of villeinage. +In Northumberland and Durham they were tied by yearly bonds. Elsewhere +they were weak and isolated. In 1825 a 'Voice from the coal mines of the +Tyne and Wear' cried: 'While working men in general are making 20_s._ to +30_s._ per week (_sic_) the pitmen here are only making 13_s._ 6_d._ and +from this miserable pittance deductions are made.'[45] + +In 1839, during the Chartist disturbances, a Welsh M.P. wrote to the +Home Secretary begging for barracks and troops: 'A more lawless set of +men than the colliers and miners do not exist ... it requires some +courage to live among such a set of savages.'[46] When the miners came +out in 1844, there were thousands of cottages tenantless in +Northumberland and Durham. For the colliery proprietors owned the +cottages, and when the miners struck evicted them. So the miners set up +house in the streets. 'In one lane ... a complete new village was built, +chests-of-drawers, deck beds, etc., formed the walls of the new dwelling; +and the top covered with canvas or bedclothes as the case might be.'[47] +Yet, for all their griminess, they had human hearts and voices. During +the strike they obtained permission to hold a meeting at Newcastle; and +the wealthy citizens who made their fortunes out of the coal trade +trembled before the invasion of black barbarians. But the meeting passed +off in rain and peace. Thirty thousand miners marched in procession, +'for near a mile flags in breeze, men walking in perfect order'; and as +they marched, they sang, as only miners sing, songs and hymns and +topical ditties: + + 'Stand fast to your Union + Brave sons of the mine, + And we'll conquer the tyrants + Of Tees, Wear, and Tyne!' + +Up and down the Durham coalfields tramped a misguided agitator (in after +life the veteran servant of the Durham Miners' Association), by name +Tommy Ramsey. With bills under his arm and crake in hand, he went from +house-row to house-row calling the miners out. He had only one message: + + 'Lads, unite and better your condition. + When eggs are scarce, eggs are dear; + When men are scarce, men are dear.'[48] + +Such blasphemy appalled the Government's Commissioners. But the miners +had a zest for religion as well as for strikes. During the strike of +1844, 'frequent meetings were held in their chapels (in general those of +the Primitive Methodists or Ranters as they are commonly called in that +part of the country), where prayers were publicly offered up for the +successful result of the strike.' They attended their prayer meeting 'to +get their faith strengthened'.[49] + +Such ignorance could only be cured by education. Some worthy members of +society had already recognized the fact. In 1830 a Cardiff 'Society for +the improvement of the working population in the county of Glamorgan' +issued improving pamphlets: + +No. 9. Population, or Patty's Marriage. + +No. 10. The Poor's Rate, or the Treacherous Friend. + +No. 11. Foreign Trade, or the Wedding Gown.[50] + +But the northern miners were perverse people. In Scotland, according to +one Wesleyan minister,[51] the miners read Adam Smith. In +Northumberland, with still greater perversity, they preferred Plato. 'A +translation of Plato's _Ideal Republic_ is much read among those +classes, principally for the socialism and unionism it contains; in pure +ignorance, of course, that Plato himself subsequently modified his +principles and that Aristotle showed their fallacy.'[52] + + +3. The Royal Commission of 1842 on the Employment and Condition of +Children and Young Persons in Mines disclosed facts which made Cobdenite +England gasp. The worst evidence came from Lancashire, Cheshire, the +West Riding of Yorkshire, East Scotland, and South Wales. In these +districts juvenile labour was cheap and plentiful; and this was an +irresistible argument for its employment, though the miners themselves +disliked it. The meddlesome restrictions on the factories were a +contributory cause. Parents, it was said in Lancashire, were pushing +their children into colliery employment at an earlier age because of the +legal restrictions upon sending them to the neighbouring factories. + +A Lancashire woman said in evidence: + + 'I have a belt round my waist and a chain passing between my + legs, and I go on my hands and feet.... The pit is very wet where + I work and the water comes over our clog tops always, and I have + seen it up to my thighs.... I have drawn till I have had the skin + off me; the belt and chain is worse when we are in the family + way.'[53] + +The children's office was a lonesome one. Children hate the dark, but +being little they fitted into a niche, and so they were used to open and +close the trap-doors. A trapper lad from the county of Monmouth, William +Richards, aged seven-and-a-half, said in evidence: + + 'I been down about three years. When I first went down, I could + not keep my eyes open; I don't fall asleep now; I smokes my pipe, + smokes half a quartern a week.'[54] + +Except in the northern mining districts, where there were good day and +Sunday schools and Methodism was powerful, a pagan darkness prevailed. +As a Derbyshire witness put it: + + 'When the boys have been beaten, knocked about, and covered with + sludge all the week, they want to be in bed all day to rest on + Sunday.'[55] + +In the hope of startling a religiously-minded England, the Commissioners +reproduced examples of working-class ignorance. James Taylor, aged +eleven, + + 'Has heard of hell in the pit, when the men swore; has never + heard of Jesus Christ; has never heard of God; he has heard the + men in the pit say, "God damn thee ".' + +A Yorkshire girl, aged eighteen, said: + + 'I do not know who Jesus Christ was; I never saw him, but I have + seen Foster, who prays about him.'[56] + + +4. Just as in the East Midlands the frame-work knitters worked for +middlemen or master middlemen, and just as the Dudley nailers worked for +petty-foggers and market-foggers, so too the Staffordshire miners worked +for 'butties'. Here again the workers were exposed to the petty +tyrannies of semi-capitalism; and here again the middlemen, in this case +the butties, incurred the odium of a system for which their superiors, +the coal-owners and coal-masters, were responsible. + +Why the butty system prevailed in the Midlands--and in a modified form +it prevails to-day--is not clear. In some places it seems to be +connected with the smallness of the mining concerns or of the metal +trades which they supplied. In South Staffordshire a contributing factor +was the ancient and allied industry of nail-making. + +The conditions in South Staffordshire in 1843 are fully described in the +Midland Mining Commission of that year. + +The butty was a contractor who engaged with the proprietor or lessee of +the mine to deliver the coal or iron-stone at so much per ton, himself +hiring the labourers, using his own horses, and supplying the tools +requisite for the working of the mine. The contract price was known as +the 'charter price' or 'charter'. Thus by a freak of language the +Staffordshire miner knew by the same word the 'butty's charter' which +was the symbol of his oppression, and the 'people's charter' which was +the goal of his desire. + +'The butties', said the miners and their wives, 'are the devil: they are +negro drivers: they play the vengeance With the men.'[57] The men +kicked when, after working a couple of hours, they were fetched up, +without pay, on the excuse that there were no waggons to take away the +coal. But the butty comforted them with a bottle of pit drink, and all +was smooth again. + +A collier related a case where 'a pike man had worked only one half-day +in the week and got 2_s._ for it, and because he did not spend 6_d._ of +this at the butty's shop, the latter told the doggy (the under man) to +let the man play for it.'[58] + +The miners recognized that often the butty was not to blame. In the +district north and east of Dudley, the butties got their 'charter price' +from the coal-owners in the form of tickets on the coal-owners' +truck-shop. What else could they do but hand them on to the men? 'He +used to be a very good butty,' said one miner's wife, 'till they haggled +him and dropped his "charter", so that he cannot pay his men.'[59] + +West and south of Dudley the butties, though they did not truck their +men, kept public-houses; and being employer and publican in one, they +had a tight hold on the men. + +Was the compulsion to drink an oppression? To our minds, yes; as also to +the minds of the teetotal Chartists whom the Government imprisoned, and +of the strike leaders whom the Government's Commissioners denounced. But +to the majority of the miners the abundance of beer was a delight. They +objected to the butty's bullying, but they loved his beer, especially +the feckless ones, for when wives were importunate the drunkards pleaded +necessity. + +However, all the beer-drinking could not be charged to the butties. The +miners themselves, in their own fellowships, were devoted to it; and +the compulsion of friends was as severe as the compulsion of butties. +Every approach to recreation, every act of mutual providence against +accident or disease, began and ended in beer. The day a man entered the +pit's company, he paid 1_s._ for footing-ale, and the doggy saw that no +churl escaped. When a lad was old enough to have a sweetheart he was +toasted with the 'nasty' shilling. The sins of the married men were +washed away in half-a-crown's worth of ale. The beer-shop was the +head-quarters of the Burial and Savings Clubs. The first charge on a +Burial Club was a good oak coffin, the second charge drinks for the +pall-bearers, and then a glass or two for the rest of the company. + +They had lotteries to which each man contributed 20 fortnightly +shillings. Each week a name was drawn, and the lucky man stood a feast; +while every member, in addition to a shilling for the box, produced +6_d._ for drinks. + +In all these festivities the butty was in the offing. When they would +have him he presided; and so at his worst an obnoxious bully, at his +best he was an accommodating landlord. + +Direct employment, such as prevailed in the north of England, would have +averted much of this evil. There were no structural difficulties in the +way of change. Direct employment would not have meant a change to +another class of work (this is what direct employment meant for knitters +and hand-loom weavers). The butty system existed and persisted through +slackness and irresponsibility. The owners paid compensation for +accidents, when they might have diminished the number of accidents. They +paid commissions to middlemen with whom they might have dispensed. The +system made temperance impossible for the individual; and the masters, +with the full approval of the Government, did their best to destroy the +'pernicious combinations' by which alone a standard of sober decency +could be promoted. + + +5. The Report of the Truck Commissioners (1871-2) enables us to complete +the picture. It also enables us to understand why, at this late day, +truck was still rife in certain districts. + +Truck and Tommy, truck-shop and Tommy-shop, are convertible terms. Truck +is from the French 'troc' = barter. Cobbett tells us how the word +'Tommy' was used. In his soldiering days the rations of brown bread, +'for what reason God knows', went by the name of Tommy. 'When the +soldiers came to have bread served out to them in the several towns in +England, the name of Tommy went down by tradition, and, doubtless, it +was taken up and adapted to the truck-system in Staffordshire and +elsewhere.'[60] From the textile districts it had all but disappeared in +1871. When the cotton manufactures went to outlying dales for water +power, they were almost compelled to open stores for their workpeople. +Owen's store at New Lanark was, in effect, a well-managed truck-shop; +and the Truck Commissioners of 1871 reported that the New Lanark Company +of that day was breaking the law. But when the cotton industry was +gathered in the towns, the need for company stores ceased. Consequently, +after the passing of the Act of 1831, which prohibited truck altogether, +the masters very generally abolished the stores of their own accord; and +survivals were jealously watched. + +A collection of Factory Scraps, preserved at the Goldsmiths' Library in +London, contains a copy of the Factory Bill of 1833, with some pencil +notes in Ostler's handwriting which run: + + _Cragg Dale Facts_ + + _Truck System_: Little altered: men knew they were imposed. They + pay in money now--but compel them to buy at their own shops.... + Wholesale warehouses at Rochdale say, 'Oh! put it sideways: it + will do for Cragg Dale masters to sell among their people.' + + _Song_: 'Lousy butter and burnt bread.' + +About 1842 a curious perversion of truck was prevalent in parts of +Yorkshire. The trade depression in the Bradford district tempted +disreputable woollen manufacturers to force on their operatives the +products of the factory as part payment of wages. Combers were given +pieces of cloth, workers in shoddy mills bundles of rags. But this +utterly inexcusable fraud, no less than its more specious complement, +the employer's store, was rooted out by inspectors and factory +reformers. Therefore in 1854 the Government's Commissioner was able to +say that in a factory district like Lancashire truck was not only +non-existent but 'impossible'.[61] + +He was right as to the factory districts, but not quite right as to +Lancashire. In Prescot, a small Lancashire town on the fringe of the +factory district, the watchmakers in 1871 were being paid in watches. +The masters alleged that they only gave watches to the workers when the +latter had orders for them, but the evidence showed that these orders +only came to hand when the men were asking for fresh work. The +pawnbrokers explained what happened. 'Watches', said a pawnbroker's +clerk, 'pass from hand to hand as a circulating medium until they get +very low in the market and are pawned.'[62] The pawnshop in question +had 700 watches on pledge, most of them belonging to workmen in the +town. + +In railway contracting truck was prevalent in the forties. In roving +employment of this type it is difficult to see how some form of +contractor's shop could have been avoided. The navvy needed canteens or +Y.M.C.A. huts, but such things had not been thought of then. However, +when the big period of railway construction came to an end, the question +lost its importance. + +South Staffordshire and the Black Country were the ancient strongholds +of truck. The campaigns against truck originated here. The nailers, the +cash-paying masters, and the respectable ratepayers joined together to +promote the Truck Act of 1820. Lord Hatherton, a Staffordshire nobleman, +after three years hammering at the House of Commons, obtained the Truck +Act of 1831. But in 1843, the year of the Midland Mining Commission, +truck was still rife in the coalfields. The well-known Tommy-shop scene +in Disraeli's novel _Sybil_, which was published in 1845, is taken +direct from the Commissioners' Report. Diggs, the butty of the novel, is +Banks, the coal proprietor of the Report. In the novel the people say of +Master Joseph Diggs, the son: 'He do swear at the women, when they rush +in for the first turn, most fearful; they do say he's a shocking little +dog.' In the Report, page 93, the miner's wife says: 'He swears at the +women when the women are trying to crush in. He is a shocking little +dog.' One touch is Disraeli's own. He makes the miners keen to purchase +'the young Queen's picture'. 'If the Queen would do something for us +poor men, it would be a blessed job.' In the Report there is nothing +about this, but there is a section dealing with Chartism. + +However, the truck-shop was gradually disappearing. Every year it +became easier to expose evasions, and in good times the workers used +their prosperity to slip away from the Company store. In 1850 a final +campaign was initiated by five local Anti-Truck Associations, backed by +the National Miners' Association under Alexander MacDonald. +Truck-masters were prosecuted and truck was steadily dislodged from the +coalfields and adjacent ironworks. Only in the nail trade did it +survive, for the reason that the complete subjection of the nailers made +it possible to practise the essentials of truck without a formal +violation of the law. + +In the remaining colliery districts in 1871 truck was prevalent only in +West Scotland and South Wales. + +In West Scotland it was yielding ground before the pressure of the +unions. The companies only maintained it by active coercion. If a miner +held out for money, they had to yield; and if they were malicious, they +marked him as a sloper and dismissed him the first when a depression +came. 'Black lists', said the Truck Commissioners, 'are often kept of +slopers; threats of dismissal were repeatedly proved; and cases of +actual dismissal for not dealing at the store are not rare.'[63] +However, the masters themselves were getting tired of it, since it led +so frequently to strikes. + +Truck in South Staffordshire was bound up with the butty system; in +railway construction with the system of contracting and sub-contracting, +and similarly in South Wales, as also in the west of Scotland, it was +bound up with and dependent on the system of long pays. In order to +carry on from one pay day to the next, the men got advances on the +company's store. In this way many lived permanently ahead of their +wages. The thriftless and drunkards were always 'advance men, but the +provident miners hated it and only dealt there on compulsion'. + +The Commissioners drew a vivid picture of Turn Book morning in South +Wales at the close of the pay month. + +At 1 or 2 a.m. the women and children begin to arrive with their Advance +Books. Perhaps one hundred would be there, wet or fine, sleeping on the +doorsteps or singing ballads until morning. + +At 5.30 a.m. the doors opened, and the waiters made a rush for the +counter. Advance Books were produced, and goods handed over up to the +amount of wages which would shortly fall due. Women took their pick of +the articles, groceries, tobacco, occasionally a few shillings. + + 'It is quite usual', say the Commissioners, 'for shoemakers and + other small tradesmen in the neighbourhood of Abersychan to be + paid by the workmen in goods.... Tobacco in several districts of + South Wales has become nothing less than a circulating medium. It + is bought by the men and resold by them for drink, and finds its + way back again to some of the Company's shops. Packets of tobacco + pass unopened from hand to hand. An Ebbw Vale grocer who took the + Company's tobacco at a discount declared: "For years, when they + were selling it for 1_s._ 4_d._ a lb. I used to give 1_s._; but I + was so much over-flooded with it that I was obliged to reduce the + price to 11_d._ That would not do still, and I had to reduce it + to 10_d._ I told the men to take it to some other shop if they + could get 11_d._ or 1_s._ for it. I was obliged to do that many a + time, in order to get rid of the large stocks I held in hand. + Tobacco will not keep for many months without getting worse."' + +Weekly pays, therefore, were the constant demand of the miners' unions. +In Northumberland and Durham, whence truck had disappeared long ago, +pays were fortnightly, and the only objection advanced by the owners +against weekly pays was the practical inconvenience of the pressure on +the pay staff. In the North of England Iron Trade, weekly pays, the +Commissioners found, had just been introduced. In West Scotland some of +the coal-owners were trying to recoup themselves for the loss of their +truck-shop by charging poundage on the men's wages. But this dodge, like +the bigger grievance of truck, was stoutly resisted by the local union. +Indeed, in one coalfield after another the disappearance of truck and +kindred evils coincides with the appearance of strong County Unions. + + +6. We are given to understand that the miners of South Wales insist on +economics written by sound labour men. We therefore offer them a few +suggestions for a history of the currency in the nineteenth century from +the worker's point of view. + + i. In 1800 London relied for small coin on private enterprise. + Every week the Jews' boys collected from the shopkeepers their + bad shillings, buying them at a heavy discount, with serviceable + copper coin forged in Birmingham (_vide_ Patrick Colquhoun, _A + Treatise on the Police of the Metropolis_, 1800, Chapter VII). + The resumption of cash payments in 1819 was injurious; for owing + to the shortage of small coin, the wage-earners were paid in bulk + with large notes, which they had to split at the nearest + public-house. The Truck Act of 1831 prohibited wage-payments in + notes on Banks more than 15 miles distant, but said nothing about + cheques--an oversight which the capitalists repeated in their + Bank Act of 1844. + + ii. The general dissatisfaction with the state of the currency + led to attempts to dispense with coin. About 1830 Labour + Exchanges were opened in London for the exchange of goods against + time notes, representing one or more hours of labour. The + originator was Robert Owen, and the failure of the Exchanges was + probably due to the fact that Owen was at heart a capitalist. + The National Equitable Labour Exchange at one time was doing a + business of over 20,000 hours per week, but very shortly after + this, the President (Owen) had to report a serious deficiency of + hours, many thousands having been mislaid or stolen. The Exchange + in consequence had to close its doors. + + iii. In the 'forties the centre of interest is the Midlands, and + the period may be termed the Staffordshire or beer period. The + currency was very popular and highly liquid, but it was issued to + excess and difficult to store. More solid surrogates were + therefore tried. A Bilston pawnbroker[64] said that he had in + pawn numerous batches of flour, which the men's wives had brought + from the Truck Shops and turned into money, in order to pay their + house-rents. Flour, however, was not so hard as a Prescot watch. + + iv. We come next to the Welsh or Tobacco period, when the + currency was easily transferable, but liable to deterioration. + + v. Finally, in the last quarter of the nineteenth century, the + world of labour attained to a cash basis, and there was no + Cobbett to denounce the resumption. + +We shall not be guilty of serious exaggeration if we preface our history +with the motto: + +'_In the nineteenth century the Trade Unions and the Trade Unions alone +made the nominal earnings of the working man a cash reality_.' + + +3. THE SPIRIT OF ASSOCIATION + +1. The student of Dicey's Law and Opinion in England is invited to +distinguish three periods: + + i. The period of old Toryism or legislative quiescence (1800-38). + + ii. The period of Benthamism or individualism (1825-70). + + iii. The period of collectivism (1865-1900). + +Bentham lived during the first period and his name is rightly given to +the second period. + +The student, therefore, comes to wonder if there is anything which is +not Benthamism. Benthamism, he says to himself, stands for +individualism. How then can the period of Benthamism include the +humanitarian legislation which begins with the first Factory Act of 1802 +and broadens out during the middle of the century into the elaborate +code regulating from then onwards the conditions of employment in +workshops, factories, and mines? How can a monster beget an angel? + +We may perhaps throw light on this difficulty by suggesting that the +_social_ trend from 1825-70 cannot be compressed into a single word. +Individualism may suffice to define the dominant _legal_ trend, but it +conceals the influence exerted on the legislature from without and from +below by the action of voluntary associations. The period of voluntary +association coincides with and overlaps the period of individualism. + + +2. What Bentham was to individualism, Robert Owen was to voluntary +association. Bentham himself was an admirer of Owen and supported his +philanthropy, but, as expressions of a social attitude, Benthamism and +Owenism were poles asunder. The contrast between the two is admirably +displayed in the evidence given before the Factory Committee of 1816 by +two representatives of the employing class, Josiah Wedgwood of pottery +fame and Robert Owen himself. + +'In the state of society,' said Wedgwood, 'in which there is evidently a +progressive movement, it is much better to leave things as they are than +to attempt to amend the general state of things in detail. The only +safe way of securing the comfort of any people is to leave them at +liberty to make the best use of their time, and to allow them to +appropriate their earnings in such way as they think fit.'[65] + +Robert Owen thought otherwise. In a couple of answers he exposed the +fallacy of enlightened self-interest. They seem obvious enough to-day, +but in 1816 they were the voice of one crying in the wilderness. He was +asked whether he believed that 'there is that want of affection and +feeling on the part of parents, that would induce them to exact from +their children more labour than they could perform without injury to +their health;' and he replied: + +'I do not imagine that there is the smallest difference between the +general affection of the lower order of the people, except with regard +to that which may be produced by the different circumstances in which +they are placed.'[66] + +Another question was: 'Do you conceive that it is not injurious to the +manufacturer to hazard, by overwork, the health of the people so +employed?' He replied: + +'If those persons were purchased by the manufacturers I should say +decisively, yes; but as they are not purchased by the manufacturer and +the country must bear all the loss of their strength and their energy{;} +it does not appear, at first sight, to be the interest of the +manufacturer to do so.'[67] + +Owen had grasped the meaning of social responsibility, and he devoted +his life to social service. But he was too wayward to observe the +conventions of society, and passed beyond the social pale. The factory +reformer became the Socialist. Whether his disciples comprehended his +philosophy we may doubt, but he understood better than any one else +their instinct for association, and he gratified it. + +It is not contended that Owen was responsible for all the associative +effort of his generation; for with political and religious associations +he had no sympathy. But the spirit which infected him infected others +after him, rousing them to associate now for this, and now for that +social or religious or political purpose. + + +3. We may divide associations for social purposes into two classes. + +To the first class belong associations formed to secure the abolition of +some abuse. These naturally disappear when their object is attained. + +For example, there was the Anti-slavery Campaign in which Joseph Sturge +and other Quakers played so prominent a part. By an organized crusade of +political education the Abolitionists induced an originally hostile +Parliament to emancipate the West Indian negroes in 1833, and to shorten +the period of semi-servile apprenticeship in 1838. Yorkshire was the +home of the Short Time Committees, which organized the campaign against +White Slavery at home. The Ten Hours Movement caused the Ten Hours Bill +to become the law of the land. From Lancashire came the Anti-Corn Law +League, whose story is told in another chapter. + +The second class of association was the association for economic +betterment--the Friendly Society, the Co-operative Society, the Trade +Union. Conceived in enthusiasm and self-inspired, these associations +asked only of the State a legal framework in which to develop, but they +did not win it without struggle and delay. + +The Government was anxious to encourage thrift, but the development of +the Friendly Societies was impeded for a time by legislation aimed at +political conspiracy. The Corresponding Societies Act of 1799 prevented +the Friendly Societies from forming a central organization with +branches, and the Dorchester Labourers of 1834 discovered the peril into +which the ritual of oaths might lead innocent men. + +These deterrents were removed by enabling legislation. In 1829 a central +authority, the Registrar of Friendly Societies, was appointed to +supervise Friendly Societies, and between 1829 and 1875 further +privileges and safeguards were conferred. But the Friendly Society +Movement throughout the nineteenth century was wholly voluntary. In 1911 +the situation was suddenly reversed by the passing of the National +Insurance Act. + +The Co-operative Societies were more suspect. They crept into legal +recognition as the children of the Friendly Society, under the 'frugal +investments' clause of the Act of 1846, being compelled by the legal +prejudice against association in restraint of trade to adopt this +unnatural mother. Their real nature was recognized in 1852, when they +were brought under the Industrial and Provident Societies Act, and in +1862, when they were granted the boon of limited liability. But the +accident of their legal origin still survives; for they are regulated +to-day by the Industrial and Provident Societies Act of 1893. The +Co-operative Movement is now drawing closer to politics, following the +lead of most of the continental countries, notably Belgium and Germany. +Though we cannot say that there is any indication of the State taking +over the movement, we may note that the growth of municipal trading in +the 'nineties was, in principle, an application of the consumers' +association to monopolies of distribution such as tramways, water, +electricity, and gas. + +The State was altogether hostile to the growth of the Trade Union. The +Charter of Emancipation, won by the guile of Francis Place in 1824, was +severely curtailed in 1825. Huskisson[68] depicted in lurid terms the +tyranny of a military trades unionism, 'representing a systematic union +of the workers of many different trades'. It was a 'kind of federal +republic', whose mischievous operations, if not checked, would keep the +commercial classes 'in constant anxiety and fear about their interests +and property'. Arnold, of Rugby, a decade later wrote of them in the +same strain: 'you have heard, I doubt not, of the trades unions; a +fearful engine of mischief, ready to riot or assassinate; and I see no +counteracting power.'[69] + +The counteracting power was their own weakness. The early militancy +burnt itself out, and was succeeded at the turn of the century by a 'New +Spirit and a New Model'. The new spirit was anti-militant, and the new +model was a trade union representing the _élite_ of the skilled trades. +The Amalgamated Society of Engineers was founded in 1850 and served as a +model to the Carpenters, Tailors, Compositors, Iron-founders, +Brick-layers, and others. The Trades Unions were now respectable, and in +1867 the State recognized the fact. + +The period of collectivism is denoted by the growth of the Labour Party +in Parliament, and the increasing part played by the State in industrial +disputes and the regulation of wages. The nationalization of railways +and the nationalization of mines are burning questions. + + +4. In all the movements we have described, the spiritual stimulus, the +initial drive, and the solid successes have been provided by voluntary +association. The State has not been the pioneer of social reform. Such a +notion is the mirage of politicians. It has merely registered the +insistent demands of organized voluntary effort or given legal +recognition to accomplished facts. This is the distinctive note of +English social development in the nineteenth century. + + +FOR REFERENCE + +Dicey, _Law and Opinion_. + +Robinson, _The Spirit of Association_. + +Hovell, _The Chartist Movement_. + +Sombart (tr. Epstein), _Socialism and the Socialist Movement_. + +[Cd. 9236], _Report of Committee on Trusts_. + +FOOTNOTES: + +[Footnote 20: From the writer's forthcoming book _Life and Labour in the +Nineteenth Century_, to be published by the Cambridge University Press.] + +[Footnote 21: Tooke and Newmarch, _History of Prices_, v. 356.] + +[Footnote 22: _Commons Committee on Emigration_, 1827, Q. 1761.] + +[Footnote 23: _Commons Committee on the Condition of Labourers employed +in the Construction of Railways_, 1846, Q. 866.] + +[Footnote 24: Ibid., Q. 217.] + +[Footnote 25: Ibid., Q. 897.] + +[Footnote 26: Ibid., Q. 733.] + +[Footnote 27: Ibid., Q. 193.] + +[Footnote 28: Ibid., Qs. 869-78.] + +[Footnote 29: _Report of Poor Law Commissioners on the Employment of +Women and Children in Agriculture_ (1843), pp. 20, 25.] + +[Footnote 30: Ibid., pp. 299-300.] + +[Footnote 31: _Report of Commissioners on the Employment of Young +Persons in Agriculture_, p. 64.] + +[Footnote 32: Dr. Cook Taylor, Letter to the _Morning Chronicle_, dated +from Rossendale Forest (Lancashire), June 20, 1842.] + +[Footnote 33: _Rural Rides_, i. 219.] + +[Footnote 34: _Poor Law Commission of 1834_, Appendix.] + +[Footnote 35: _Hand-loom Weavers' Commission, Final Report, 1841_, p. +18.] + +[Footnote 36: _Hand-loom Weavers' Commission, Assistant-Commissioner's +Report, 1840_, Part IV, pp. 76-81.] + +[Footnote 37: _Second Annual Report of the Poor Law Commissioners_, +1836.] + +[Footnote 38: _Hand-loom Weavers' Commission, Assistant-Commissioner's +Report_, Part III, p. 551.] + +[Footnote 39: _Anti-bread Tax Circular_, No. 91, June 16, 1842.] + +[Footnote 40: _First Report of the Factory Commissioners_, 1833, p. 27.] + +[Footnote 41: _Report of Commissioner on the Condition of the Framework +Knitters_ (1845), p. 109.] + +[Footnote 42: Ibid., p. 115.] + +[Footnote 43: William Felkin, _History of the Machine-wrought Hosiery +and Lace Manufactures_ (1867), p. 458.] + +[Footnote 44: _Evidence before the Truck Commissioners_ (1871), Q. +37,500.] + +[Footnote 45: Pamphlet of 1825, p. 14.] + +[Footnote 46: _Home Office Papers_, 40, Letter from R.J. Blewitt, Esq., +M.P., November 6, 1839.] + +[Footnote 47: Richard Fynes, _Miners of Northumberland and Durham_, p. +72.] + +[Footnote 48: John Wilson, _History of the Durham Miners' Association_ +(1870-1904), p. 40.] + +[Footnote 49: _Report of Commissioner on the State of the Mining +Population_ (1846).] + +[Footnote 50: These pamphlets are in the British Museum.] + +[Footnote 51: _Report of Commissioner on the State of the Mining +Population_ (1850).] + +[Footnote 52: Ibid. (1852).] + +[Footnote 53: _Royal Commission, First Report_ (_Mines_), p. 27.] + +[Footnote 54: Ibid., p. 21.] + +[Footnote 55: _Royal Commission, Second Report_ (_Trades and +Manufactures_), p. 147.] + +[Footnote 56: Ibid., pp. 155-6.] + +[Footnote 57: _Midland Mining Commission, First Report_, p. 34.] + +[Footnote 58: Ibid., p. 91.] + +[Footnote 59: Ibid., p. 44.] + +[Footnote 60: _Rural Rides_, ii. 353.] + +[Footnote 61: _Commons Committee, Stoppage of Wages_ (_Hosiery, 1854_). +Evidence of Mr. Tremenheere.] + +[Footnote 62: _Evidence before the Truck Commissioners_, Q. 33,670.] + +[Footnote 63: _Truck Commission, 1871. Report_, p. 16.] + +[Footnote 64: _Commons Committee, Stoppage of Wages in the Hosiery +Manufacture_ (1854), Q. 80.] + +[Footnote 65: _Commons Committee of_ 1816, pp. 64 and 73.] + +[Footnote 66: Ibid., p. 38.] + +[Footnote 67: Ibid., p. 28.] + +[Footnote 68: Speech, March 29, 1825.] + +[Footnote 69: Letter to the Chevalier Bunsen, 1834, quoted in Strachey, +_Eminent Victorians_, p. 197.] + + + + +VIII + +ATOMIC THEORIES + +PROFESSOR W.H. BRAGG, C.B.E., D.SC., F.R.S. + + +When a lecture on the progress of Science is given before a conference +concerned largely with historical subjects, it is not inappropriate to +point out that Science has a history of its own and that its progress +makes a connected story. The discovery of new facts is not made in an +isolated fashion, nor is it a matter of pure chance, unaffected by what +has gone before. On the contrary, scientific progress is made step by +step, each new point that is reached forming a basis for further +advances. Even the direction of discovery is not entirely in the +explorer's control; there is always a next step to be taken and a +limited number of possible steps forward from which a choice can be +made. The scientific discoverer has to go in the direction in which his +discoveries lead him. When discoveries have been made it is possible to +think of uses to which they may be put, but in the first instance all +discoveries are made without any knowledge whatever of what use may +afterwards be made of them. + +Consequently scientific progress is a quite orderly advance, not a +spasmodic collection of facts, and in the truest sense of the word it +has a history. In order that opportunities for this steady progress may +be provided it is very important that this point should be fully +appreciated. Every one, for example, is vaguely conscious that science +played a great part in the War. As a consequence the number of students +of science has greatly increased; manufacturing firms are awakening to +the fact that they must pay more attention to scientific development +and are founding research laboratories. It is very important that this +awakened attention should be well informed, and for that reason it +cannot be pointed out too often that the scientific work which has been +the basis of all material progress can only be turned to definite +material ends in the last stages of its development. Fundamentally +everything rests on the pure attempt to gain knowledge without any idea +of the use to which it may subsequently be put. Without pure science +there is no applied science at all. It is quite right in my opinion that +the researcher in pure science should have with him the hope that what +he does may one day be of direct benefit to others. But it is probable +that he does not in his own mind confine the idea of possible uses to +such material matters as I have mentioned above and as are so prominent +at present. He believes that his work has a less material side whose +value need not be explained to the present audience. + +In the general line of progress it is natural to find that there are +certain broad roads along which the main advance has been directed. +Students of physics and chemistry and the subjects which are allied to +them find that they are in general considering either matter, or +electricity, or energy. I make this classification, not from any +philosophical point of view, but simply for present convenience. The +first important principle to which I would like to draw your attention +is that each of these things can be measured quantitatively. If we +accept the weight of a substance as an indirect measure of the amount of +matter present, then we all know we can express the amount of matter in +any given body in terms of a fundamental unit, like a pound or a gramme; +and the idea has been put to immemorial use. In later years we have +learnt that electricity itself is also a quantity and that the amount of +electricity which stands on an electrified body, or flows past a given +point in an electric conductor, as for example the wire connected to an +electric light, can be expressed arithmetically in terms of some unit. +Instruments are made for the purpose of measuring quantities of +electricity in terms of the legal standard. It is one of the functions +of a Government Institution, like the National Physical Laboratory, to +test such instruments and report on their accuracy. International +conferences have been held for the purpose of reducing these units to as +small a number as possible so that people may be able to trade less +wastefully and more conveniently, so that also the barriers between +peoples may be broken down and the interchange of ideas as well as of +materials may be made more easily. Without an arrangement of this kind +it would be impossible to carry on industrial life in which use is made +of electricity. It would be as difficult as to hold a market without the +use of weights and scales, more difficult, in fact, since anyone can +estimate the size of a piece of cloth or the amount of corn in a sack, +but no one has a natural sense by which he can estimate an amount of +electricity. + +In just the same way energy can be measured as a quantity in terms of a +fundamental unit. The discovery that this was so was made by Joule and +others towards the middle of the nineteenth century, and lit the road +for further advance as a dark street is lit by the sudden turning-up of +the lamps. All modern industry rests on this principle. We are now so +accustomed to the idea that energy is a quantity that we can hardly +realize a time when it was merely a vague term. If we want an +illustration of how thoroughly we have grasped this idea let us remember +that when we pay our electric-light bill we pay so much money for so +many units of energy supplied; for so much energy, let us note, not for +so much electricity, since we take into account not only the actual +amount of electricity driven through our house wires, but also the +magnitude of the force which is there to drive it. Energy exists in many +forms: energy of motion, heat, gravitational energy, chemical energy, +radiation, and so on. In the transformations of energy which are +continually occurring in all natural processes, there is never any +change in the total amount of energy. This is the famous principle of +the Conservation of Energy. Sometimes it is stated in the form +'Perpetual motion is impossible'. + +One of the most important forms of energy is radiation. The constant +outpouring by the sun of energy in this form is vital to us. The fact +was obvious long ago and that is one of the reasons why light and heat +have interested students of science in all ages. + +There exist then three main subjects of study--matter, electricity, and +energy. These themselves and their mutual relations have been, and are, +the principal objects of interest to the scientific student, and from +our strivings to understand them we have learnt most of what we know. +All three are quantities and all are expressible in terms of units. + +Now there is one point which I have thought would especially interest +you. A very remarkable tendency of modern discovery shows more and more +clearly that not only are these things quantities which we can express +in units of our own choosing, but that Nature herself has already chosen +units for them. The natural unit does not, of course, bear any exact +connexion with our own. This being so, it must be of the utmost +importance that we should know what these natural units are and so be +able to understand what Nature is ready to tell us. Nature has chosen to +speak in a certain language; we must get to know that language. + +In the first place we know surely that there are natural units of +matter. This was the great discovery made by Dalton in the beginning of +the nineteenth century. When he found that each of the known elements, +such as copper or oxygen or carbon, consisted ultimately of atoms, all +the atoms of any one element being alike, he laid the foundation on +which the huge structure of modern chemistry has been raised. The +chemist takes one or more atoms of one element, one or more of another, +and may be of a third or fourth, and he puts them together into a +compound which we call a molecule. The molecule for example of ordinary +salt contains always one atom of chlorine and one of sodium. Chlorine +and sodium are elements, salt is a compound. Six atoms of carbon and six +of hydrogen put together in a certain way make benzene. In the same way +every substance that we meet is capable of analysis, showing ultimately +the molecules as made up, according to a definite plan, of so many atoms +of the various elements. In analytical chemistry molecules are dissected +in order to discover the mode of their building; in synthetic chemistry +the atoms are put together to make a molecule which is already known to +have, or even may be anticipated to have, certain properties. This is +the work of the chemist. Sometimes enormous forces are concerned in this +pulling apart and putting together, witness the terrific power of modern +explosives. But the same kind of handling by the chemist may be devoted +to the delicate construction of a molecule which gives a certain colour +to the dyer's vat and so pleases the eye that the great cloth industries +feel the consequence, and nations themselves are affected by the flow of +trade. After all, since the processes of the physical world operate +ultimately through the power and properties of molecules, it is not +surprising that the chemist's work in these and numberless other ways +has such tremendous influence in the world. + +Here then by the recognition of the units of matter which Nature has +chosen for herself it has been possible to do great things. + +It should be observed that the atom, in spite of its name, is not +something which is incapable of all further division; it is only +incapable of retaining its properties on division. When an atom of +radium breaks down in the unique operation during which its singular +properties are manifested, it dies as radium and becomes two atoms, one +of helium, the other of a different and rare substance. It will interest +you to know that the airships of the future are expected to be filled +with this non-inflammable helium. + +The discovery of the atomic nature of electricity came later. Faraday +established the fact that in certain processes there was more than a +hint that electricity was always present in multiples of a definite +unit. In the process called electrolysis the electric current is driven +across a cell full of liquid containing molecules of some substance. +When the electricity passes there is a loosening of the bonds that bind +together the atoms of the molecule, and a separation; atoms of one kind +travel with the electricity across the cell and are deposited where the +current leaves the cell; the other kind travel the opposite way. In this +way for example we deposit silver on metal objects in electro-plating +processes, or separate out the purest copper for certain electrical +purposes. The striking thing which Faraday discovered was that the +number of atoms deposited always bore a very simple relation to the +quantity of electricity that passes. The same current passing in +succession through cells containing different kinds of molecules broke +up the same number of molecules in each cell. It was as if in each +electrolytic cell atoms of matter and atoms of electricity travelled +together. The movement of an atom meant the simultaneous movement of a +definite quantity of electricity. Electricity was, so to speak, done up +in little equal parcels, and an atom of matter on the move, which was +termed an ion, or wanderer, carried, not a vaguely defined amount of +electricity, but one of these definite parcels. + +It was not, however, until the later years of the nineteenth century +that the natural unit of electricity was manifested by itself and +without a carrier. At a famous address to the British Association at +York in 1881 Sir William Crookes described the first marvellous +experiments in which this feat had been accomplished, though there was +still to come a long controversy before the interpretation was clearly +accepted. It is now definitely established that there is a fundamental +atom of electricity which we now call the electron. As we all know +electrification is of two kinds--a positive and a negative. The electron +is of the negative kind. There does not appear to be a corresponding +positive atom of electricity, or at least not one that is so singular in +its properties as the electron. Electrons go to the making of all atoms, +just as atoms go to the making of molecules. The atom which is neutral, +that is, shows neither positive nor negative electrification, must +contain positive electricity in some form to balance the electrons which +we know it contains. When we strip an atom, as we know how to do, of one +or more of these electrons, the remainder is positively charged. The +positive ion is any sort of an atom or molecule which has become +positively electrified in this way. An atom which has become positive by +the loss of one or more of its electrons exercises a force on any spare +electrons in its neighbourhood or on any atom carrying a spare electron. +When there are large numbers of atoms seeking in this way to become +neutral once more, as occurs often in Nature, the forces generated may +be tremendous. They are shown, for example, in the lightning-stroke. But +indeed it would seem that all the chemical forces of which we have +already spoken depend ultimately upon the electric state of the atom +concerned. + +It is because the force which a positively-charged atom exerts on an +electron is so great and because the electron is so light and easily +moved compared to an atom that the electron has not been isolated at +will until recent years. The isolation in fact depends upon the electron +being endowed with a sufficient speed to carry it through or past the +action of an atom which is seeking to absorb it into its system. A lump +of matter flying in space might enter our solar system with such speed +as to be able to pass through and go on its way almost undeflected. Or +again, it might have a much lower speed and go so much nearer the sun +that it was seriously deflected in its course, as we see in the case of +comet visitors. But if for some reason or other the lump of matter found +itself inside the solar system without the endowment of high velocity it +would certainly be absorbed. Just so an electron can pass through an +atom with or without serious deviation from its line of motion, provided +that motion is rapid enough. Only recently have we been able to exert +electric forces of sufficient strength to set an electron in motion with +the speed it must have if it is to maintain an individual existence Now +we can gather electrons at will, dragging them from the interior of +solid bodies, and hurl them with tremendous speed like a stream of +projectiles. Since in the open air the speed is soon lost by innumerable +collisions with the air-molecules, the effect can only be studied +satisfactorily in a glass bulb from which the air has been evacuated. +Crookes made great improvements in air-pumps during an investigation on +thallium, and consequently was able to obtain the high vacuum required +for the experiment with the electron streams. It was afterwards found by +Röntgen that when an electron stream in an evacuated bulb was directed +upon a target placed within the bulb, a remarkable radiation issued +from the target. Thus arose the so-called X or Röntgen rays. As you all +know they have for many years played a most important part in surgery +and medicine. You may have heard that during the war they were also used +to examine the interior of aeroplane constructions and to look for flaws +invisible from without. Although X-Rays are of the same nature as light +rays they can penetrate where light rays cannot, passing in greater or +less degree through materials which are opaque to visible light and +allowing us to examine the interior which is hidden from the eye. + +Every electric discharge is essentially a hurried rush of electrons. +When we rub two bodies together and they become electrified we have in +some way or other torn electrons from one of the bodies and piled them +on the other. The former becomes the positively charged body and the +latter the negative. A film of moisture stops this action. When wool is +spun in factories it tends to become in certain stages of the process +too dry and too free from grease; the yarn then becomes electrified as +it passes over the leather rollers, and when the machine tries to spin +the threads together they fly apart and refuse to join up the minute +hooks with which the wool fibres are furnished. The spinning operation +would come to an end were there not means provided by which the air can +be so filled with moisture that the fibres become damp and the action +ceases. So in some cases a stream of air filled with positive and +negative ions is made to play upon the fibres; the fibres select what +ions they want, and so neutralizing themselves, spinning can proceed +again. + +When a current of electricity runs along a wire there is in fact nothing +more than a procession of electrons. The stream of electrons that runs +through the filaments in the lamps that light this room, raising the +filaments to a white heat, are set in motion by the dynamos in the city. +There is a complete wire circuit, including the dynamo, the conductors, +and the lamps. When the dynamos are not working the electrons do not as +a whole move either way, though they are always there. When the dynamo +begins to turn, the electrons set out on their continuous journey. + +Electrons are involved in the emission of wireless signals, and in their +receipt. The so-called 'valve', which multiplies minute electric signals +and was so greatly improved during the war, depends entirely on the +action of electrons, and the brilliant experimental work was based on +the newly-acquired knowledge of their properties. + +I have told you that under certain circumstances a stream of electrons +may generate X-Rays, in reality a form of light rays. This action is a +very common one, and it is curious that the faster the electron goes the +shorter is the wave-length of the radiation. A very fast electron +generates an X-Ray of so short a wave-length that the penetrating power +of the ray, which goes with the shortness of the wave, is excessive, and +in this way we may have rays which go right through the human body or +even through inches of steel. As the speed of the exciting electron +becomes less, the X-Rays are less penetrating. With still slower +electrons we may generate ordinary light, and it will take a slower +electron to generate red than to generate blue. The slowest electrons we +use in this way have a speed of many hundred miles per second; the +fastest have a speed which nearly approaches that of light, or 186,000 +miles a second. + +And conversely radiation can set electrons in motion. When X-Rays are +driven into a patient's body electrons are set in motion within, and +moving over certain minute distances, initiate chemical actions which +are necessary to some cure. Or they may go right through the body and +fall on a photographic plate, setting in operation chemical action which +forms a picture on the plate. + +There is another occasion of an entirely different kind when the +electron is greatly in evidence and displays effects which are most +astonishing and significant. Every atom of radium or other radio-active +substances sooner or later meets with the catastrophe in which its life +as radium ends and atoms of other substances are formed. At that moment +occurs the emission which is the characteristic property of the +substance. One of the radiations emitted consists of high-velocity +electrons, moving, some of them, nearly as fast as light. + +Now it is found that when the speed approaches that of light, 186,000 +miles or 3 x 10^{10} centimetres per second, the energy is higher than +it should be if it followed the usual rule, viz. energy is equal to half +the mass multiplied by the square of the velocity. It would seem that an +electron moving with the velocity of light would have infinite energy; +or, to put the matter in another way, the experimenter in his laboratory +can never hope to observe an electron moving so fast; it would be the +end of his laboratory and of himself if ever it turned up. + +Linked up with this result is the very strange fact that no one has ever +been able to find any direct evidence of the existence of the ether, +which is postulated in order to carry light-waves. It has been pictured +as a medium through which the heavenly bodies move, and to which their +motions may be referred. But when light is launched into the ether, its +apparent velocity must depend on whether it travels with or against the +drift of the ether through the laboratory where the measurement is made. +The experiment has been performed without the discovery of any such +difference, although the method was amply accurate enough to detect the +effect that might be expected. It was afterwards shown that the negative +result might be explained by supposing that a measure of length varied +in length according to whether it was travelling with or against the +ether. But the continual failure of all such experiments has led to a +remarkable hypothetical development with which the name of Einstein is +firmly connected. It is supposed that some flaw must exist in our +fundamental hypotheses, and that if this were corrected we should then +find that we ought to get the same value for the velocity of light +however and whenever we measured it, and at the same time we should find +that no measurement of the velocity of a body moving relative to the +observer would ever equal the velocity of light. The hypothesis denies +the existence of an absolute standard to which motions can be referred, +and insists that they must all be considered relatively to the observer. +It is called the principle of relativity. Calculations of its +consequences begin with the necessary changes in the fundamentals, such +as Einstein has introduced.[70] + +Time does not allow me to say more of the innumerable ways in which +electrons play an essential part in all the processes in the world. We +have long believed that this is so, but the picture has never been so +clear to us as it is now; and with our understanding our power is +increased. Yet once more the illumination of our understanding comes +from our recognition that Nature has preferred the discrete to the +continuous and that electricity is not infinitely divisible but is, like +matter, and even more simply than matter, of an atomic structure. And we +have found the unit and learnt how to handle it. + +It is even more strange that it may now be said of energy that there are +signs of atomicity. It may seem absurd to think that the energy which is +transformed in any operation is transformed in multiples of a universal +unit or units, so that the operation cannot be arrested at any desired +stage but only at definite intervals. Indeed we have no right to assert +that this is always true. But undoubtedly there are cases in which the +atomicity of energy is clear enough, as for example in the interchange +of energy between electrons in motion and radiation. It is remarkable +that when radiation sets an electron in motion, the electron acquires a +perfectly definite speed depending only on the wave-length of the +radiation and not on its intensity, and has apparently absorbed from the +radiation a definite unit of energy. Radiation of a particular +wave-length cannot spend its energy in this way except in multiples of a +certain unit, because each of the electrons which it sets in motion has +the same initial energy, which it must have got from the radiation. In +other words, energy of radiation of the particular wave-length can only +be transformed into energy of movement of electrons in multiples of a +certain 'quantum' peculiar to that wave-length. The intensity of the +radiation, that is to say, the amount of energy moving along the beam, +can only affect the number of electrons set in motion and not the speed +of any one of them. During the last few years a very extraordinary +theory has been developed on the basis of these and similar facts. I +doubt if it would be more profitable to give further instances at +present, but I have mentioned it because it seems to show looming on the +horizon of our knowledge another tendency of Nature to make use of the +atomic principle. + +I will only add that the whole position of physics is indeed at this +time of extraordinary interest, and at any moment there may be some +great discovery or illuminating thought which will explain the present +startling difficulties and open up new worlds of thought. + + +FOR REFERENCE + +Bragg, _Rays and Crystals_ (Ball & Sons). + +FOOTNOTES: + +[Footnote 70: Since this address was given, the results of the Eclipse +Expedition to Brazil are considered to have confirmed in a satisfactory +manner one of the most remarkable deductions made by Einstein from the +principles which he maintains. The matter has roused so much interest +that some of the leading exponents of the relativity principle have +published careful accounts intended for students not familiar with it: +it would therefore be superfluous to discuss the matter here.] + + + + +IX + +PROGRESS IN BIOLOGY DURING THE LAST SIXTY YEARS + +PROFESSOR LEONARD DONCASTER, F.R.S. + + +On November 24, 1859, _The Origin of Species_ was published, and this +date marks the beginning of an epoch in every branch of biology. Before +it, Biology had been almost entirely a descriptive science, but within a +few years after the publication of the _Origin_ its effects began to +colour all aspects of biological research. A co-ordinating and unifying +principle had been found, and the leading idea of biologists ceased to +be to describe living things as they are, and became transformed into +the attempt to discover how they are related to one another. The first +effect of this change of attitude was chiefly to turn biologists towards +the task of tracing phylogenetic or evolutionary relationships between +different groups of animals--the drawing up of probable or possible +genealogical trees and the explanation of natural classification on an +evolutionary basis. When once, however, the notion of cause and effect, +or more correctly of relationship, between the phenomena seen in living +beings had become familiar to biologists, it spread far beyond the +limits of tracing genealogical connexions between different animals and +plants. It made possible the conception of a true Science of Life, in +which every phenomenon seen in a living organism should fall into its +true place in relation to the rest, and in which also the phenomena of +life should be correlated with those discovered in the inorganic +sciences of Chemistry and Physics. + +The history of the various branches of biological science in the past +sixty years reflects the general course of these tendencies. Until +shortly after 1859, the study of morphology, or the comparative +structure of animals (and of plants) was intimately related with that of +physiology, that is, with the study of function. In the years following +the appearance of the _Origin_, however, anatomists and morphologists +were seized with a new interest. For the time at least, the chief aim in +studying structure was no longer to explain function, but rather to +explain how that structure had come into being in the course of +evolution, and how it was related with homologous but different +structures in other forms. The result was a tendency to a divorce +between morphology and physiology, or at least between morphologists and +physiologists, which led to the division into two more or less distinct +sciences of what had hitherto been regarded as closely inter-related +branches of one. The greater men of the early part of the period, such +as Huxley, remained both morphologists and physiologists, but most of +their followers fell inevitably into one or the other group, and in +discussing the later phases of biological progress it will be necessary +to keep them separate. + +Apart from its effect on the systematic and anatomical side of Biology, +the idea of Evolution, and especially of Darwin's theory of Natural +Selection, had important consequences on that side of the science which +may be described as Natural History. Before the appearance of Darwin's +work, Natural History consisted chiefly in the observation and +collection of facts about the habits and life-history of animals and +plants, which as a rule had no unifying principle unless they were used, +as in the Bridgewater Treatises, to illustrate 'the power, wisdom, and +goodness of God'. Now, however, a new motive was provided--that of +discovering the uses to the organism of its various colours, +structures, and habits, and the application of the principle of natural +selection to show how these characters conduced to the preservation and +further evolution of the species. And out of this interest in the theory +of natural selection grew in the last twenty years of the nineteenth +century the greatly increased attention to the facts and theories of +heredity, which was stimulated by Darwin's hypothesis of Pangenesis and +especially by Weismann's speculations about the nature and behaviour of +the 'germ-plasm'. Before the appearance of Weismann's work, the +germ-cells, which bear somehow or other the hereditary characters that +appear in the offspring, were supposed to be produced directly from the +body of the parent. Darwin provisionally suggested that every cell of +every organism gives off minute particles which become congregated in +the germ-cells, and that these cells thus contain representative +portions of all parts of the parent's body. Weismann, on the basis of +his work on the origin of the germ-cells in Medusae and Insects, +maintained that these cells are not derived from the body, but only from +pre-existing germ-cells stored within it--that, in fact, although an egg +gives rise to a hen, a hen does not give rise to an egg, but only keeps +inside her a store of embryonic eggs which mature and are laid as the +time comes round. The theory had to be modified to suit the facts of +regeneration and vegetative reproduction, but in essence it was accepted +by the biological world and is the orthodox opinion (if such a word may +be used in Science) at the present day. The difference between the two +views is not only of theoretical interest, for it involves the whole +question of whether characteristics acquired by an individual during its +life in response to external conditions can or cannot be transmitted to +offspring. If the germ-cells contain representatives of all parts of the +body, modifications impressed on the body during its life may at least +possibly be transmitted to offspring born after the modifications have +taken place. If, however, the germ-cells are independent of the rest of +the body, and only stored within it for safe-keeping like a deed-box in +the vaults of a bank, it would seem impossible for any environmental +influence, whether for good or ill, to take effect on the offspring. +This controversy on the heritability of 'acquired characters' was one of +the most important towards the end of last century, and although the +majority of biologists now follow Weismann in so far as they deny that +'acquired' characters are transmissible, the question is not yet +completely settled; all that can be said is that, in spite of many +attempts to prove the contrary, there is no satisfactory evidence of the +transmission to offspring of effects impressed on the body of the +parent, unless the germ-cells themselves have been affected by the same +cause--as for example in some cases of long-continued poisoning by +alcohol or similar drugs. + +While the problem of the transmission of acquired characters, and of the +cause of variation and its relation to evolution, was occupying much of +the attention of biologists, the whole problem entered upon a new phase +in the year 1900 with the re-discovery of Mendel's work on heredity. +Mendel worked with plants, and published his results in 1865, but at +that time the biological world was too much occupied with the fierce +controversy which raged over _The Origin of Species_ to take much notice +of a paper the bearing of which upon it was not appreciated. Mendel's +discovery never came to the notice of Darwin, was buried in an obscure +periodical, and remained unknown until many years after the death of its +author. In 1900 it was unearthed, and, largely owing to the work of +Bateson, it rapidly became known as one of the most important +contributions to Biology made during the period under review. + +This is not the place to describe in detail the nature of Mendel's +theory. Its essence is, firstly, that the various characteristics of an +organism are in general inherited quite independently of one another; +and, secondly, that the germ-cells of a hybrid are pure in respect of +any one character, that is to say, that any one germ-cell can only +transmit any unit character as it was received from one parent or the +other, and not a combination of the two. This leads to a conception of +the organism as something like a mosaic, in which each piece of the +pattern is transmitted in inheritance independently of the rest, and in +which any piece cannot be modified by association with a different but +corresponding piece derived from another ancestor. It is impossible to +say as yet whether this conception at all completely represents the +nature of the living organism, but it is one which is exercising +considerable influence in biological thought, and if established it will +mark a revolution in Biology hardly inferior to that brought about in +Physics and Chemistry by the discovery of radio-activity. + +An important consequence of the advance in our knowledge of heredity +associated with the work of Mendel and his successors is a tendency to +doubt whether natural selection is of such fundamental importance in +shaping the course of evolution as was supposed in the years of the +first enthusiasm which followed the publication of the _Origin_. + +Darwin based his theory of Natural Selection on the belief which he +derived from breeders of plants and animals, that the kind of variation +used by them to produce new breeds was the small and apparently +unimportant differences which distinguish a 'fine' from a 'poor' +specimen. He supposed that the skilled breeder picked out as parents of +his stock those individuals which were slightly superior in one feature +or another, and that by the accumulative effect of these successive +selections not only was the breed steadily improved, but also, by +divergent selection, new breeds were produced. Experience shows, +however, that although this method is used to keep breeds up to the +required standard, it is rarely, if ever, the means by which new breeds +arise. New breeds commonly come into existence either by a 'sport' or +mutation, or by crossing two already distinct races, and by selecting +from among the heterogeneous descendants of the cross those individuals +which show the required combination of characters. And it is further +found that most of the distinguishing features of various breeds of +domestic animals and plants are inherited according to Mendel's Law, +suggesting that each of these characters is a unit, like one piece of a +mosaic, independent of the rest. Now it is easy to see how the selection +of small, continuously varying characters could take place in Nature by +the destruction of all those individuals which failed to reach a certain +standard, but it is much more difficult to understand how natural +selection could act on comparatively large, sporadic, unco-ordinated +'sports'. There is thus a distinct tendency at present to regard natural +selection as less omnipotent in directing the course of evolution than +was formerly supposed, but it must be admitted that no very satisfactory +alternative hypothesis has been suggested. Some have supposed that there +is a kind of organic momentum which causes evolution to continue in +those directions in which it has already proceeded, while others have +postulated, like Bergson, an _élan vital_ as a kind of directive agency. +Others again have reverted towards the older belief in the inherited +effects of environment--a belief which, in spite of the arguments of +Weismann and his followers, has never been without its supporters. The +present condition of this part of biology, as of many others, is one of +open-mindedness approaching agnosticism. There is dissatisfaction with +the beliefs which satisfied the preceding generation, and which were +held up almost as dogmas, but there is no clear vision of the direction +in which a truer view may be sought. + +Before leaving this side of the subject, reference must be made to one +important aspect of modern work on heredity--that of the inheritance of +'mental and moral' characteristics. As a result of the work of the +biometric school founded by Galton and Pearson, it has been shown that +the so-called mental and moral characteristics of man are inherited in +the same manner and to the same extent as his physical features. Of the +theoretical importance of this demonstration this is not the place to +speak; its practical value is unquestionable, and may in the future have +important effects on sociological problems. + +Another notable line of advance, entirely belonging to the period under +review, and chiefly the product of the present century, is seen in the +science of Cytology--the investigation of the microscopic structure of +the cells of which the body is composed. The marvellous phenomena of +cell and nuclear division have revealed much of the formerly unsuspected +complexity of living things, while the universality of the processes +shows how fundamentally alike is life in all its forms. In recent years +great progress has been made in correlating the phenomena of heredity +and of the determination of sex with the visible structural features of +the germ-cells. Weismann attempted a beginning of this over thirty years +ago, but the detailed knowledge of the facts was then insufficient. +Since the discovery of Mendel's Law, a great amount of work has been +done, chiefly in America, by E.B. Wilson and T.H. Morgan and their +pupils, on tracing the actual physical basis of hereditary transmission. +Although the matter is far from being completely known, the results +obtained make it almost indubitable that inherited characters are in +some way borne by the _chromosomes_ in the nuclei of the germ-cells. +The work of Morgan and his school has shown that the actual order in +which these inherited 'factors' are arranged in the chromosomes can +almost certainly be demonstrated, and his results go far to support the +conception of the organism, referred to above, as a combination or +mosaic of independently inherited features. + +It was said at the beginning of this sketch that most of the more +notable lines of advance in Biology could be traced back to the impetus +given by the acceptance of the theory of Evolution, and the desire to +test and prove that theory in every biological field. It is most +convenient, therefore, to take this root-idea as a starting-point, and +to see how the various branches of study have diverged from it and have +themselves branched out in various ways, and how these branches have +often again become intertwined and united in the later development of +the science. + +Perhaps the most obvious method of testing the theory of evolution is by +the study of fossil forms, and our knowledge of these has progressed +enormously during the period under review. Not only have a number of new +and strange types of ancient life come to light, but in some cases, e.g. +in that of the horse and elephant, a very complete series of +evolutionary stages has been discovered. In this branch, however, as in +almost all others, the results have not exactly fulfilled the +expectations of the early enthusiasts. On the one hand, evolution has +been shown to be a much more complex thing than at first seemed +probable; and on the other, many of the gaps which it was most hoped to +fill still remain. A number of most remarkable 'missing links' have been +discovered, such as, for example, _Archaeopteryx_, the stepping-stone +between the Reptiles and the Birds, and the faith of the palaeontologist +in the truth of evolution is everywhere confirmed. But the hope of +finding all the stages, especially in the ancestry of Man, has not been +realized, and it has been found that what at one time were regarded as +direct ancestors are collaterals, and that the problem of human +evolution is much less simple than was once supposed. + +A second important piece of evidence in favour of evolution is provided +by the study of the geographical distribution of animals, on which much +work was done in the earlier part of the period under review. And in +this connexion mention must be made of the science of Oceanography, for +our whole knowledge of life in the abysses of the ocean, and almost all +that we know of the conditions of life in the sea in general, has been +gained in the last fifty years. + +Another of the chief lines of evidence for the truth of the evolution +theory is based on the study of embryology, and this also was followed +with great vigour by the zoologists of the last thirty years of the +nineteenth century. It is found that in many instances animals +recapitulate in their early development the stages through which their +ancestors passed in the course of evolution. Land Vertebrates, including +man, have in their early embryonic life gill-clefts, heart and +circulation, and in some respects skeleton and other organs of the type +found in fishes, and this can only be explained on the assumption that +they are descended from aquatic fish-like ancestors. On the basis of +such facts as these, the theory was formulated that every animal +recapitulates in ontogeny (development) the stages passed through in its +phylogeny (evolution), and great hopes were founded upon this principle +of discovering the systematic position and evolutionary history of +isolated and aberrant forms. In many cases the search has led to +brilliant results, but, as in the case of palaeontology, in many others +the light that was hoped for has not been forthcoming. For it soon +became evident that the majority of animals show adaptation to their +environment not only in their adult stages but also in their larval or +embryonic period, and these adaptations have led to modifications of the +course of development which are often so great as to mask, or obscure +altogether, the ancestral structure which may once have existed. +Although, therefore, the results of embryological research have provided +most convincing proof of the truth of the theory of evolution in +general, they have not completely justified the hopes of the early +embryologists that by this method all the outstanding phylogenetic +problems might be solved. + +The detailed study of embryology, however, has led to most important +results apart from the particular purpose for which most of the earlier +investigations in this field were originally undertaken. For the study +of embryology, at first purely descriptive and comparative, was soon +found to involve fundamental problems concerning the factors which +control development. An egg consists of a single cell, and it develops +by the division of this cell into two, then into four, eight, and so +forth, until a mass of cells is produced. In some cases all these cells +are to all appearance alike, or nearly alike; in others the included +yolk is from the first segregated more or less completely into some +cells, leaving the other cells without it. But in any case, after this +process of cell-division has proceeded for a certain time, +differentiation begins to set in--some cells become modified in one way, +others in another, and from what was a relatively homogeneous mass an +organized embryo, with highly differentiated parts, appears. The problem +immediately propounds itself--what are the factors which control this +differentiation? This problem is essentially a physiological one, and +yet, since it arises most conspicuously in a field which has been worked +by professed zoologists rather than physiologists, it has been studied +more by those trained in zoology and botany than by those who have +specialized in physiology. In this way, as in many other directions, +such as in the study of heredity, of sex, and of the effects of the +environment on the colours and structure of animals, the trend of +zoology in recent years has returned towards the physiological side, and +the old division which separated the sciences (but which has never so +seriously affected students of plant life) is being obliterated. + +Hence we are led back to consider the progress of Physiology as a +whole--a subject with which the present writer hesitates to deal except +in a very superficial manner. Physiology as an organized science has +inevitably been deeply influenced by its close relation with medicine, +with the result that through a large portion of the period under review +it has concerned itself chiefly with the functions of the human body in +particular, or at least chiefly with Vertebrates from which, by analogy, +the human functions may be inferred. In this field it has made enormous +progress, and a vast amount of knowledge has been gained with regard to +the function and mechanism of all the parts and organs of the body. It +may perhaps be suggested, however, that in the pursuit of this detailed +(and in practice absolutely necessary) knowledge, physiologists have to +some extent lost sight of the wood in their preoccupation with the +trees. That is to say, while they have advanced an immense distance in +their knowledge of organs, they have not yet got as far as might be +hoped in the understanding of the organism--which is to say no more than +that the great and fundamental problem of Biology, the nature and +meaning of Life, is apparently almost as far from solution as ever. To +this further reference will be made below. + +The progress of Physiology has been so great in all its branches that it +is difficult to decide which most deserve mention; perhaps the most +important advances are those connected with the nervous system and with +internal secretions. Little or nothing was known fifty years ago of the +minute structure of the nervous system, nor of the special functions of +its different parts. Now the main functions of the various parts of the +brain, and the relation of these parts to the activities of the other +organs of the body, are well known, although much remains to be +discovered with regard to the more detailed localization of function. +The study of the microscopic structure of brain and nerve, and +experiment on the conduction of nervous impulse, have given us some +insight into the mechanism of the nervous system, but the fundamental +nature of nervous action still remains unsolved. + +The nervous system is the chief co-ordinating link between the various +organs of the body, but in recent years it has been discovered that the +relations of the different parts to one another are greatly influenced +by substances known as internal secretions or 'hormones'. These +substances are produced by ductless glands (the thyroid, suprarenals, +&c.), from which they diffuse into the blood-stream and exercise a +remarkable influence either on particular organs or systems, or on the +body as a whole. Some of these secretions act specifically on the +involuntary muscles of the body, others control growth, others the +development of the secondary sexual characters, such as the distinctive +plumage of male birds, and also greatly influence the sexual instinct. +Much still remains to be discovered with regard to them, but it seems +clear that they are of immense importance in the economy of the body. It +has been suggested, without much experimental support, however, that if +a part of the body becomes modified by use or environment, it may +produce a modified hormone, and that so, by the action of this on the +germ-cells, the modification may be transmitted to subsequent +generations. + +Before leaving the subject of physiology in the more special or +technical application of the term, reference must be made to another +science the growth of which has been largely under the influence of +medicine. This is bacteriology, one of the newest branches of biology, +and yet one which both from its practical importance and from the +theoretical interest of its discoveries is rapidly taking a foremost +place. Of its practical achievements in connexion with disease, and with +the part played by bacteria and other minute organisms in the life and +affairs of man, it is not necessary to speak. Every one knows the great +advances that have been made in recent years in identifying (and to a +less extent in controlling) disease-producing organisms, whether +bacteria, protozoa (such as the organisms causing malaria, dysentery, +etc.), or more highly organized parasites. The attempt, however, to +combat these pathogenic bacteria has led to discoveries of the highest +importance with regard to the production of immunity, not only against +specific germs, but against many organic poisons such as snake venom and +various vegetable toxins. That an attack of certain diseases leaves the +patient immune to that disease for a longer or shorter time has of +course been known for centuries, but it is a modern discovery that a +specific poison induces the body to produce a specific antidote which +neutralizes it, and the detailed working out of this principle and the +study of the means by which the immunity is brought about promise to +lead us a long way towards the central problem of the nature and +activities of life itself. + +We have seen how zoology has been led back into physiological channels +of research, and how the study of bacteria is opening up some of the +deepest problems of the reaction of living things to environmental +stimuli, and just as the various branches of these sciences interlace +and influence one another, so all of them, in recent years, have been +coming into contact with the inorganic sciences of chemistry and +physics. One of the noteworthy features of science in all its branches +in recent years has been the tendency of subjects which were at one time +regarded as distinct to come together again and to find that the +problems of each can only be successfully attacked by the co-operation +of the others. In their earlier days the biological sciences were in +most respects far removed from chemistry and physics; it was recognized, +of course, that organisms were in one sense at least physico-chemical +mechanisms, consisting of chemical elements and subject to the +fundamental laws of matter and energy. With the advent of the theory of +evolution this conception of the organism as a mechanism took more +definite shape, and among many biologists the belief was held that in no +very long time all the phenomena of life would be explicable by known +physico-chemical laws. Hence arose the scientific materialism which was +so widespread in the years following the general acceptance of Darwin's +theory. It was recognized, of course, that our knowledge of organic +chemistry was at the time entirely inadequate to place this belief upon +a proved scientific basis, but the expectation of proving it gave a +great impetus to the study of the physical and chemical phenomena of +life. This attempt was still further stimulated by the investigation of +the factors controlling development referred to in a preceding +paragraph, for it is evident that to a great extent at least these +factors are chemical and physical in nature. And concurrently, the great +advances in organic chemistry, resulting in the analysis and in many +cases in the artificial synthesis of substances previously regarded as +capable of production only in the tissues of living organisms, made +possible a much more thorough investigation of the chemical and physical +basis of vital phenomena. The result of this has been that to a quite +considerable extent the factors, hitherto mysterious, which control the +fertilization, division, and differentiation of the egg, the digestion +and absorption of food, the conduction of nervous impulses, and many of +the changes undergone in the normal or pathological functioning of the +organs and tissues, can be ascribed to chemical and physical causes +which are well known in the inorganic world. + +As in other instances, however, some of which have been mentioned above, +the elucidation of the organism from this point of view has turned out +to be a much less simple process than the more sanguine of the early +investigators supposed. The more knowledge has progressed, the more +complex and intricate has even the simplest organism shown itself to be, +and although the mechanism of the parts is gradually becoming +understood, the fundamental mystery of life remains as elusive as ever. + +The chief reason for this failure to penetrate appreciably nearer to the +central mystery of life appears to be the fact that an organism is +something more than the sum of its various parts and functions. In +tracing the behaviour of any one part or function, whether it be the +conduction of a nervous impulse, the supply of oxygen to the tissues by +the blood, or the transmission of inherited characters by the +germ-cells, we may be able to give a more or less complete +physico-chemical or mechanical account of the process. But we seem to +get little or no nearer to an explanation of the fact that although +every one of these processes may be explicable by laws familiar in the +non-living, in the living organism they are co-ordinated in such a way +that none of them is complete in itself; they are parts of a whole, but +the whole is not simply a sum of its parts, but is in itself a unity, in +which all the parts are subject to the controlling influence of the +whole. An organism, alone among the material bodies which we know, is +constantly and necessarily in a state of unstable equilibrium, and yet +has a condition of _normality_ which is maintained by the harmonious +interaction of all its parts. Every function of the body, if not thus +co-ordinated with the rest, would very quickly destroy this condition of +normality, but in consequence of the co-ordination each is subject to +the needs of the whole, and normality is maintained. When the normality +is artificially disturbed, all the functions of the body adapt +themselves to the change, and, if the disturbance be not too great, +co-operate in the restoration of the normal condition. It is in these +phenomena of adaptation and organic unity and co-ordination that up to +the present time the efforts to reduce the phenomena of living things to +the operation of physico-chemical laws have most conspicuously failed. + +From what has been said it will be evident that, fundamentally, all +biological research, whether its authors are conscious of it or not, is +directed towards the solution of one central problem--the problem of the +real and ultimate nature of life. And the main outcome of the work of +sixty years has been that this problem has begun clearly to emerge as +the central aim of the science. The theory of evolution made the problem +a reality, for without evolution the mystery of life must for ever be +insoluble, but whatever direction biological investigation has taken, it +has led, often by devious paths, to the borderland between the living +and the inorganic, and in that borderland the central problem inevitably +faces us. + +Many suggestions for its solution have been made. On the one hand there +is still, as there always has been, a considerable body of opinion that +the solution will be a mechanical one--using the word mechanical in the +widest sense--and that the living differs from the non-living not in +kind, but only in degree of complexity. The upholders of the mechanistic +or materialist theory, however, are perhaps less confident than their +predecessors of the last century, for the solution in this direction +has to face not only the problem of organic co-ordination already +referred to, but also that of consciousness and mind. For although the +study of psychology on physiological lines has made similar progress to +that of other branches of physiology, it seems to approach little nearer +to a discovery of the nature of the relation between consciousness in +its various aspects and the material body with which it is associated. +So long as this gulf remains unbridged, the possibility of a +satisfactory mechanistic explanation of life seems far away. + +On the other hand, there has been a revival of the ancient tendency +towards what is called a vitalistic solution. A certain number of +biologists, impressed by the apparent similarity between the control and +co-ordination exercised by the organism over its functions and the +conscious control of voluntary activity with which we are familiar in +ourselves, have supposed that these things are not merely superficially +similar but have a real and fundamental affinity. This does not mean +that organic control is always conscious, but that there is a +controlling entity, non-material in nature, which is similar in kind to +the 'ego' of a self-conscious human being. They suppose that the +organism is not simply material, but is a material mechanism controlled +by a non-material entity the nature of which is more akin to what we +mean by the word spirit than anything else of which we are accustomed to +think. They are in fact dualists, and divide reality into the material +and spatial on the one hand, and non-material principle or entity which +may fairly be called spiritual on the other. + +And, in the third place, there are those who seek a solution which +denies the truth of both the preceding, and which is metaphysically +idealist or monist in character. To them, if the present writer +understands their attitude, matter and spirit are different aspects of +one reality. In the inorganic and non-living, phenomena appear which are +generalized under the laws of physics and chemistry, but the phenomena +of life fall into a different category which includes the conception of +co-ordination or individuality, while a still higher category is +required to include the phenomena of consciousness and mind. + +It is evident from this brief review that Biology in the period +considered has passed through three main stages. The first of these was +the acceptance of a new illuminating and unifying idea, which led to +enthusiastic research in many directions for the purpose of proving and +amplifying it. Very rapidly new facts, or new interpretations of facts +already known, were shown to fall into line, and the evolution theory +became converted from a hypothesis into something approaching a dogma. +Not only the idea of organic evolution itself, but all the current +beliefs about the method of evolution, and the larger speculations to +which it gave rise, were widely regarded as almost indisputable, and +where difficulties and inconsistencies appeared, these were supposed to +be due solely to the insufficiency of our knowledge, which would soon be +remedied. Then, however, as detailed knowledge increased, the voice of +criticism and doubt was more frequently heard. The various branches of +Biology began once more to overlap, and to join hands with chemistry and +physics, and it became clear that the interpretation of life was very +far from being a simple problem. And so, as with the Atomic Theory in +chemistry, the present position is one of dissolution of the older ideas +and of hesitation to express a fixed belief, for while Biology has a +clearer vision of the problem before it than ever it had, its wider +knowledge reveals the fact that the problem is far from being solved. +Perhaps one of the chief results of the great increase of knowledge +during the past sixty years has been to show us the immensity of the +field still remaining to be explored. + + +FOR REFERENCE + +Centenary volume on Darwin (Cambridge University Press). + + + + +X + +ART + +A. CLUTTON-BROCK + + +My subject is art and thought about art. I deal with aesthetics only so +far as they concern art, that is to say I shall not attempt any purely +philosophic speculations about the nature of art and I shall speak of +the speculations of others, such as Croce and Tolstoy, only so far as +they seem to me likely to have a practical effect upon art. My subject +is the art of to-day and our ideas about it. We are beginning at last to +connect aesthetics with our own experience of art and to see that our +beliefs about the nature and value of art will affect the art we +produce. Hence a new aesthetic is very slowly appearing; but I have to +confess it has not yet appeared. + +Indeed there are at present two conflicting theories of art, one or +other of which is held consciously or unconsciously by most people who +are interested in art at all, and both of which I think are not only +imperfect but to some extent false. They are theories about the relation +of the artist to the public, and because of the conflict between them +and the falsity of each, we are confused in our ideas about art, and the +artists are often confused in their practice of it. + +The first theory has been expressed, not philosophically but with great +liveliness, by Whistler in his _Ten O'clock_, and has had great +influence both upon the thought of many people who care about art and +upon the practice of artists. It is, put shortly, that the artist has no +concern with the public whatever, nor the public with the artist. There +is no kind of necessary relation between them, but only an accidental +one; and the less of that the better for the artist and his art. + +Whistler states it in the form of a New Testament of his own. + + 'Listen,' he says. 'There never was an artistic period. + + 'There never was an art-loving nation. + + 'In the beginning man went forth each day--some to do battle, + some to the chase; others again to dig and to delve in the + field--all that they might gain and live or lose and die. Until + there was found among them one differing from the rest, whose + pursuits attracted him not, and so he stayed by the tents with + the women, and traced strange devices with a burnt stick upon a + gourd. + + 'This man, who took no joy in the ways of his brethren--who cared + not for conquest and fretted in the field--this designer of + quaint patterns--this deviser of the beautiful--who perceived in + nature about him curious curvings--as faces are seen in the + fire--this dreamer apart, was the first artist.' + + 'And when from the field and from afar, there came back the + people, they took the gourd--and drank from it.' + +Whistler means that they did not notice the patterns the artist had +traced on it. + + 'They drank at the cup,' he says, 'not from choice, not from a + consciousness that it was beautiful, but because forsooth there + was none other.' + +So gradually there came the great ages of art. + + 'Then', he says, 'the people lived in marvels of art--and ate and + drank out of masterpieces for there was nothing else to eat and + drink out of, and no bad building to live in.' + +And, he says, the people questioned not, and had nothing to do or say in +the matter. + +But then a strange thing happened. There arose a new class + + 'who discovered the cheap, and foresaw fortune in the facture of + the sham. Then sprang into existence the tawdry, the common, the + gewgaw, and what was born of the million went back to them and + charmed them, for it was after their own heart.... And Birmingham + and Manchester arose in their might--and Art was relegated to the + curiosity shop.' + +I do not think this can be a true account of the matter; for, if the +people were not aware of the existence of art and did not value it at +all, how came they to imitate it? One imitates only that which one +values. Imitation, as we know, is the sincerest form of flattery; and +you cannot flatter that which you do not know to exist. + +But Whistler's account of the primitive artist is also wrong, so far as +we can check it. We may be sure that, if the other primitive men had +seen no value in his pursuits, they would have killed him or let him +starve. And the artist, as he exists at present among primitive peoples, +is not a dreamer apart. The separation between the artist and other men +is modern and a result of modern specialization. In many primitive +societies most men practise some art in their leisure, and for that +reason are interested in each other's art. In fact they notice the cups +they drink out of much more than we do. If we did notice the cups we +drink out of, we should not be able to endure them. In primitive +societies there are not star pianists or singers or dancers; they all +dance and make music. Homer himself was a popular entertainer; he would +have been very much surprised to hear that he was a dreamer apart. In +fact Whistler made up this pretty story about the primitive artist +because he assumed that all artists must be like himself. He read +himself back into the past and saw himself painting primitive nocturnes +in a primitive Chelsea, happily undisturbed by primitive critics. He is +wrong in his facts, and I believe he is wrong in his theory. There is a +relation, and a necessary relation, between the artist and his public; +but what is the nature of it? That is a difficult question for us to +answer because the relation now between the artist and the public is, in +fact, usually wrong; and Tolstoy in his _What is Art?_ tried to put it +right. + +_What is Art?_ is a most interesting book, full of incidental truth; but +I believe that the main contention in it is false. I will give this +contention as shortly as I can in his own words. + + 'Art', he says, 'is a human activity, consisting in this--that + one man consciously, by means of certain external signs, hands on + to others feelings he has lived through, and that other people + are infected by these feelings and also experience them.' + +Now this is well enough as far as it goes, but it is not enough, and +just because it is not enough it leads Tolstoy into error. Clearly, if +art is nothing but the infection of the public with the feelings of the +artist, it follows that a work of art is to be judged by the number of +people who are infected. And Tolstoy with his usual sincerity accepts +these conclusions; indeed, he wrote his book to insist upon them. He +judges art entirely as a thing of use, moral use, and he says it can be +of no use unless a large audience is infected by it. A work of art that +few can enjoy fails as art, just as a railway from nowhere to nowhere +fails as a railway. A railway exists to be travelled by and a work of +art exists to be experienced by as many people as possible. Here are the +actual words of Tolstoy: + + 'For a work to be esteemed good and to be approved of and + diffused, it will have to satisfy the demands, not of a few + people living in identical and often unnatural conditions, but it + will have to satisfy the demands of all those great masses of + people who are situated in the natural conditions of laborious + life.' + +Now this sounds plausible; but consider the effect of it upon yourself. +You listen to a symphony by Beethoven; and before you esteem it good, +you must ask yourself, not whether it is good to you, but whether it +will satisfy the demands of those great masses of people who are +situated in the natural conditions of laborious life. Tolstoy does +proceed to ask himself this question about Beethoven's Choral symphony +and about King Lear, and condemns them both because, he says, a Russian +peasant would not understand them. But if we all obeyed him and asked +this question about all works of art, we should none of us ever +experience any work of art at all; for, while we listened to a piece of +music, we should be wondering whether other people understood it; that +is to say we should not listen to it at all. And what is this Jury of +people situated in the natural conditions of laborious life who are to +decide not individually but as a Jury? Who can say whether he himself +belongs to them? Who is to choose them? Tolstoy chose them as consisting +of Russian peasants; he, like Whistler, believed in the primitive, but +for him it was the primitive man, not the primitive artist, who was +blessed. In his view there would be no Jury in all western Europe worthy +of deciding upon a work of art, because we none of us are situated in +the natural conditions of laborious life. So we must change all our way +of life or despair of art altogether. Not one of the great ages of art +would satisfy his conditions. Certainly not the Greeks of the age of +Pericles, or the Chinese of the Sung dynasty, or the thirteenth century +in France, or the Renaissance in Italy; and as a matter of fact he +condemns most of the great art of the world, including his own. + +We can escape from the tyranny of Tolstoy's doctrine, as from the +tyranny of Whistler's, only by considering the facts of our own +experience of art. The fact that we _can_ enjoy and experience a work +of art frees us from Whistler's doctrine, because, if we can enjoy and +experience it, we are concerned with it. Because of our enjoyment, art +is for us a social activity and not a game played by the artist for his +own amusement. We know also that the artist likes us to enjoy his art, +in fact complains loudly if we do not; and we do not believe that the +primitive artist or man was different in this respect. There is now, and +always has been, some kind of relation between the artist and the +public, but not the relation which Tolstoy affirms. + +According to him the proper aim of art is to do good. + + 'The assertion that art may be good art and at the same time + unintelligible to a great number of people is extremely unjust, + and its consequences are ruinous to art itself.' + +The word _unjust_ implies that the aim of art is to do good. The artist +sins if he does not try to do good to as many people as possible, and I +sin if I am ready to enjoy and encourage a work of art which most people +do not enjoy. + +But as a matter of fact a work of art is good to me, not morally good +but good as a work of art, if I enjoy it. In my estimate of the work of +art I can ask only if it is a work of art to me, not if it is one to +other people. I may wish and try to make them enjoy it, but if I do that +is as a result of my own enjoyment of it. I can't begin by asking +whether other people enjoy it; I must begin with my own experience of +it, for I have nothing else to go by. + +And so it is with the artist; he cannot begin by asking himself whether +the mass of men will understand what he proposes to produce; he must +produce it, and then trust in man, and God, for its effect. Art is +produced by the individual artist and experienced by the individual man. +Tolstoy holds that it is to be experienced by mankind in the mass, not +by individuals; his audience is an abstraction. Whistler holds that it +is produced by the individual, but for himself, and not experienced by +mankind either in the mass or as individuals. Both are heretics. What is +the truth? + +I will now turn for a moment to the high aesthetic doctrine of Benedetto +Croce. He in his _Aesthetic_ tells us that all art is expression. True +enough, as far as it goes; but what do we mean by expression? Croce's +doctrine of expression is incomplete, he does not explain clearly what +he means by expression, because he also avoids the question of the +necessary relation between the artist and his audience; and this is the +question which our thought about art has to deal with, just as we have +to solve it in our practice of art and in our actual relation with the +artist. Croce does not see that the question--What is expression? +depends upon the question--What is the relation between the artist and +his audience? He does see that the audience exists, which Whistler +denies; he insists that the audience have the same faculties as the +artist, though to a less degree--that the artist is not a dreamer apart. +He says indeed that to experience a work of art we also must exercise +our aesthetic faculty; our very experience of it is itself expression; +and this is a most important point. But for Croce, as for Whistler, the +artist, when he expresses himself, is concerned only with what he +expresses, not with the people to whom he expresses himself. Croce does +not see this obvious fact, that a work of art is a work of art _because +it is addressed to some one_ and is not a private activity of the +artist. That is why he fails to give a satisfying account of the nature +of expression. Croce cannot distinguish between expression, or art, and +day-dreaming; but the distinction is this, that as soon as I pass from +day-dreaming to expression, I am speaking no longer to myself but to +others. So the form of every work of art is conditioned by the fact that +it is addressed to others. A story, for instance, is a story, it has a +plot, because it is told. A play is a play, and also has a plot, because +it is made to be acted before an audience. A piece of music has musical +form, with its repetitions and developments, because it is made to be +heard. A picture has composition, emphasis, because it is painted to be +seen. The very process of pictorial art is a process of pointing out. +When a man draws he makes a gesture of emphasis; he says--This is what I +have seen and what I want you to see. And in each case the work of art +is a work of art, expression is expression, because it implies an +audience or spectators. Without that implication, without the effort of +address, there could be no art, no expression, at all. + +In fact, art in its nature is a social activity, because man in his +nature is a social being. Art does not exist in isolation because man +does not exist in isolation. His very faculties are in their nature +social always and whether for good or for evil. The individual in +isolation is a figment of man's mind, and so is art in isolation. + +But although art is a social activity, it is not, as Tolstoy thinks, a +moral activity. The artist does not address mankind with the object of +doing them good. It is useless to say that he ought to have that object; +if he had he would not be an artist. The aim of doing good is itself +incompatible with the artistic aim. But that is not to say that art does +not do good. It may do good all the more because the artist is not +trying to do good. + +But what is it that really happens when the artist addresses us, and why +does he wish to address us? To answer this, we must consider our own +experience, not merely as an audience but also as artists, for we are, +as Croce insists, all of us to some extent artists. You have all no +doubt been aware of some failure and dissatisfaction in those of your +experiences which seem to you the highest. Suppose, for instance, you +see some extreme beauty, as of a sunset. It leaves you sad with a +feeling of your own inadequacy. You have not been equal to it, and why? +You will say in speaking of it to others--I wish I could tell you what I +felt or what I saw, but I can't. That wish is itself natural and +instantly stirred in you by the experience of extreme beauty. The +experience seems incomplete, because you cannot tell anyone else what +you felt and saw; and you are hurt by your effort and failure to do so. + +It is a fact of human nature that the experience of any beauty does +arouse in us the desire to communicate our experience; and this desire +is instinctive. It is not that we wish to do good to others by +communicating it. It is simply that we wish to communicate it. The +experience itself is incomplete for us until we communicate it. The +happiness which it gives us is frustrated by our failure to communicate +it. We should be utterly happy if we could make others see what we see +and feel what we feel, but we fail of happiness because we cannot. + +Why? One can only conjecture and express conjectures in dull language. +This beauty is itself a universal quality or virtue which makes +particular things more real when they have it. It speaks to the +universal in us, to the everyman in us, and, speaking so, it makes us +aware of the universal in all men. We too wish to speak to that +universal, we wish to find it and the more intense reality which is to +be seen only where it is seen, we wish ourselves to be a part of it; and +we can do that only when all other men also are a part of it. Beauty +seems to speak not merely to us but to the whole listening earth, and we +would be assured that all the earth is listening to it, not to us. + +But we ourselves have to play our part in the realizing of this +universal; the sense of it comes and goes; for the most part we +ourselves are not aware of it. We are merely particulars, like other +men, and separated from them by the fact that we are all particulars. +Only, when for a moment we are aware of it, then we are filled with a +passion to make it real and permanent; and it is this passion which +causes art and the blind instinctive effort at art, at communication, at +expression, which we have all experienced. + +But it follows from this that the audience to which the artist addresses +himself is not any particular men and women: it is mankind. The moment +he addresses himself to any particular men and women and considers their +particular wants and desires, he is giving up that very sense of the +universal that impelled him to expression; he is ceasing to be an artist +and becoming something else, a tradesman, a philanthropist, a +politician. The artist as artist speaks to mankind, not to any +particular set of men; and he speaks not of himself but of that +universal which he has experienced. His effort is to establish that +universal relation which he has seen, a universal relation of feeling. +And to him, in his effort, there is neither time nor space. Mankind are +not here or there or of this moment or of that; they are everywhere and +for ever. The voice in Mozart's music is itself a universal voice +speaking to the universe of universal things. And all art is an acting +of the beauty that has been experienced, a perpetuation of it so that +all men may share it for ever. The artist's effort is to be the sunset +he has seen, to eternalize it in his art, but always so that he and all +men may be part of this universal by their common experience of it. + +So, as I say, the artist must not speak to any particular audience with +the aim of pleasing them--there is that amount of truth in Whistler's +doctrine; and he does fail if he does not communicate, since his aim is +communication--there is that amount of truth in Tolstoy's doctrine. + +But the next question that arises is the attitude of ourselves to the +artist. + +We have to remember that he is speaking not to us in particular, but to +all mankind, and that he speaks, not to please us or to satisfy any +particular demand of ours, but to communicate to us that universal he +has experienced so that we with him may become part of it. + +It follows then that we must not make any particular demands upon him. +We must not come with our own ideas of what he ought to give us. If we +do, we shall be an obstruction between him and that ideal universal +audience to which he would address himself. We shall be tempting him, +with our egotistical demands, to comply with them. But these demands we +are always making; and that is why the relation between the artist and +any actual public is usually nowadays wrong. I was once looking at +Tintoret's 'Crucifixion' in the Scuola di San Rocco with a lady, and she +said to me--'That isn't my idea of a horse.' 'No'--I answered--'it's +Tintoret's. If it were your idea of a horse, why should you look at it? +You look at a picture to get the artist's idea.' But that isn't the +truth about art either. The artist doesn't try to substitute his own +particular for yours. He tries to communicate to you that universal +which he has experienced, because it is to him a universal, not his own, +but all men's, and he wishes to realize it by sharing it with all men. +His faith, though he may never have consciously expressed it to himself, +is in this universal which, because it is a universal, can be +communicated to all men. His effort is based on that faith. He speaks +because he believes all men can hear, if they will. + +So the effort of the audience must be to hear and not to distract him +with their particular demands. They must not, for instance, demand that +he shall remind them of what they have found pleasant in actual life. +They must not complain of him that he does not paint pretty women for +them, or compose bright cheerful tunes. They are not to him particular +persons to be tickled according to their particular tastes, but mankind +to whom he wishes to communicate the universal he has experienced. + +So, if there is an actual audience listening for that universal and +clearing their minds of their own egotistical demands, then art will +flourish and the artist will be encouraged to communicate that universal +which he has experienced. But if particular audiences demand this or +that and are not happy until they get it, if they say to him--Tickle my +senses--Persuade me that all is for the best in the world as I like it; +that prosperous people like myself have a right to be prosperous; that I +am a fine fellow because I once fell in love; that all who disagree with +me are wicked and absurd--then you will have the kind of art you have +now, in the theatre, in the picture gallery, in the cinema, in the +novel; yes, and in your buildings, your cups and saucers, your pots and +pans even. For in the very arts of use you demand that the craftsman +shall provide you with what you demand, and as cheap as possible; +because you do not understand that he should express himself, you do not +understand also that his expression is worth having and that he ought to +be paid for it. In the very pattern on a tea-cup, if it is worth having +at all, there is the communication of that universal which the artist +has experienced. It is there to remind you of itself whenever you drink +tea, to bring the sacrament of the universal into everything as if it +were music accompanying and heightening all our common actions; but if +you want a fashionable tea-cup cheap, you will get that, and you will +not get anything expressed or communicated with it. You will be shut up +in yourself and your own particularity and ugliness. If we want art we +must know how we should think and feel and act so as to encourage the +artist to produce it. + +But why should we want art at all? I hope I have answered that question +incidentally. It is so that we may have life more abundantly; for we can +have life more abundantly only when we are in communication with each +other, mind flowing into mind, the universal expressing itself in and +through all of us. We all more or less blindly desire this +communication, but we seldom know why we desire it or even what exactly +it is we desire. We make the strangest, clumsiest efforts to communicate +with each other--I am making one now--and we are constantly inhibited by +false shame from real communication. We are afraid to be serious with +each other, afraid of beauty, of the universal, when we see it. On this +point I will tell a little story from Mr. Kirk's _Study of Silent +Minds_. At a concert behind the front, an audience of soldiers had +listened to the ordinary items, a performance, as Mr. Kirk says, 'clean, +bright, and amusing', which means of course silly and ugly. Then the +orchestra played the introduction to the _Keys of Heaven_, and a gunner +remarked--'Sounds like a bloody hymn.' That was his fear of beauty, his +false shame. But when the _Keys of Heaven_ was ended, the whole +audience, including the gunner, gave a sigh of content; and after that +they went to hear it time after time. Well, the beauty of that song, and +of all art, is the 'Key of Heaven' itself. For Heaven is a state of +being of which we all dream, however dully, in which all have the power +of communication with each other; in which all are aware of the +universal, possessed by it and a part of it, all members of one body, +all notes in one tune, and therefore all the more intensely themselves, +for a note is itself, finds itself, only in a tune; otherwise it is mere +nonsense. + +Of course if you are to believe this, you must believe in the existence +of a universal, independent of yourself, yet also in you and in all men. +You must believe that beauty exists as a virtue, a quality, a relation +of things, and that it is possible for you also to produce that virtue, +to live in that relation. But no one can prove that to you. The only way +to believe it is to see beauty with intensity and to make the effort of +communication in some form or other. + +Tolstoy believes that the very word beauty is a useless one because, he +says, all efforts to define beauty are vain. But that is true of the +word life, yet we have to use the word because life exists. And all +explanations of art which refuse to believe in beauty as a reality +independent of us, yet one of which we may become a part, do fall into +incredible nonsense. We are told that art is play; the only answer to +which is that it isn't. Others say that it is an expression of the +sexual instinct, which has forgotten itself. They discover that in some +savage tribe the male beats a tom-tom to attract the female; and they +conclude that Beethoven's Choral Symphony is only a more elaborate +tom-tom beaten to attract a more sophisticated female. But again the +only answer is that it isn't; and that if all our ancestors were, not +Whistler's dreamers apart, but beaters of tom-toms to attract females, +then there was something in the sound of the tom-tom that made them +forget the female. The reality of art is to be found not in its origins +but in what it is trying to be; and what it is trying to be is always a +communication between mind and mind; what we aim at in art is a +fellowship not for purposes of use but for its own sake, the fellowship +we feel when we are all together singing a great tune. + +But now, since we have a hundred foolish ideas about art, its nature and +value, it is of the greatest importance that we should attain to a right +idea of it, not only as a matter of theory to be discussed, but as a +religion to be practised. And, if we can grasp this right idea of it, we +shall not think of art as consisting merely of the fine arts, painting, +poetry, music, sculpture. We shall see that it is possible for men to be +artists, to exercise this great activity of communication, in the work +by which they earn their living, and that a happy society is one in +which all men do so exercise it. We are very far from that happiness +now, and that is why Ruskin and Morris became almost desperate rebels +against our present society. What they said about art and its nature is +still the best that has been said about it, far nearer to philosophic +truth than all that the professed philosophers have said, and of the +utmost moment to us now. For if we could believe them we should change +most of our values; we should see that the ordinary man, now being +deprived of all the joy of art in his work, is living a mutilated life; +we should place art among the rights of man. Whereas Rousseau said--All +men are born free and everywhere they are in chains--we should say--All +men are born artists and everywhere they are drudges. With our curious +English originality, which hits on so many momentous truths and then +makes no use of them, it is we who have found the greatest truth about +art, but neither we nor any other people is at present making much use +of it. Because we lack art, lack the power of communication, we lack +fellowship; and as Morris said--Fellowship is life and the lack of it is +death. + + +FOR REFERENCE + +W. Morris, _Hopes and Fears for Art_. + + + + +XI + +A GENERATION OF MUSIC + +DR. ERNEST WALKER + + +The general subject of this course is European Thought; and, to some, +music may perhaps seem in this connexion rather like an intruder. +Indeed, if the musician is, in William Morris's phrase, 'the idle singer +of an empty day', if his business is to administer alternate stimulants +and soporifics to the nerves or, at best, the surface emotions, or to +serve in Cinderella-like fashion any passing, shallow needs of either +the individual or the crowd, then, obviously, he has no place worth +self-respecting mention in the world as it exists for philosophy. But +widespread as some such conception of the function of music is, I hope +you will agree with me in throwing it aside as, at any rate for our +present purpose, no more worth the trouble of even approximately patient +argument than that other less general but more objurgated conception of +musical composition as something like a mechanically calculated spinning +of bloodless formulae. By the conditions of its being, music has to +express itself through non-intellectual channels, but may we not say +that its essence is intellectual, that it is, in Combarieu's phrase, the +art of thinking in sound--thinking in as precise a sense as the word can +bear? It does not express itself verbally: it is self-dependent, with a +language available only for the expression of its own ideas and not even +indirectly translatable by nature into a verbal medium. Yet it is +thought none the less; perhaps all the more. Words, we have often been +told, serve for the concealment of thought; but the language of music is +more subtle, more comprehensive. It has been said that where words end, +music begins; and anyhow, for musicians, there stands on record the +serenely proud claim of one of themselves. 'Only art and knowledge', +said Beethoven, 'raise man to the divine; and music is a higher +revelation than all wisdom and all philosophy.' + +But I must not allow this little preliminary apology to stray into the +field of abstract aesthetics. The subject proposed to me, the +correlation of the progress of specifically musical thought during the +last generation with the progress of European thought in general, is so +extensive that I cannot within the necessary limits attempt to deal with +more than some of the most salient features, and even those I shall have +to treat in very broad outlines, with a certain disregard of detail and +nicely balancing qualifications. I shall only attempt to put before you +what seem to me the most prominent considerations, and to throw out +suggestions which I hope you may perhaps, if sufficiently interested, +develop at leisure for yourselves. + +In several ways the correlation of the musician with the non-musical +world is now more intimate and conscious than ever before. Forty or +fifty years ago--in spite of brilliant individual exceptions--musicians +were, in the main, self-centred craftsmen; they were inclined to drift +into a backwater, away from the chief currents of the intellectual, or +often indeed of the general artistic life of their day, and they seem on +the whole to have been content to have it so. In England we were +somewhat behindhand, no doubt, in our participation in the gradual but +steady change. But men like Parry and Stanford brought their profession +into close touch with the general culture of their contemporaries, and +made the universities and music understand each other; Grove, the first +director of the Royal College, himself a man whose professional career +(not to mention his amateur interests) had ended in music after ranging +through civil engineering, business organization, biblical archaeology, +and the editorship of a great literary magazine, preached with +infectious enthusiasm the new doctrine of the larger outlook; and for +the last thirty years, even if our practice may have occasionally seemed +somewhat to lag behind, at any rate our theory has not looked back. +Musicians have been granted their claim to be judged by the same +intellectual and moral standards as other reasonable people; it is a +modest claim, but, especially in England, it has had to be fought for. + +And the entry on this wider heritage, which English musicians, apart +from an exception or two such as Pierson and Bennett, won for the first +time a generation ago, has had in every country a definite influence on +composition, especially (as is only natural) on the composer's attitude +towards the musical setting of literature. I should be far from saying +that any modern is a greater song-writer than Schubert; but it is +obvious that the followers of Wolf and Duparc and Moussorgsky are aiming +at something different. They may not express the general mood of the +poem more faithfully, but they certainly attach more importance to its +lyrical structure and to flexibly expressive diction: they accept the +poet as an equal colleague. The serious song-writer can hardly any +longer, like Schumann in his setting of Heine's 'Das ist ein Flöten und +Geigen', afford to stultify great poetry by quoting from memory and +getting the adjectives deplorably wrong. Nor can he, like Beethoven in +'Adelaide' and the 'Entfernte Geliebte' cycle, let himself weave musical +structures many sizes too large for the proper structure of the words, +which have consequently to be repeated over and over again with very +little regard for poetical or even common sense. Schumann and Beethoven, +especially the former, were culturally very far from narrow-minded men; +but there was not in their days any general cultural pressure +sufficiently strong to influence them as composers. Now, the pressure is +so strong that few can resist. Most composers have now fully learned +their lesson of a fitting politeness towards their +poet-colleagues--learned it in the main, so far as not intuitively, from +the high examples set by Wolf and the modern French school--and have, +moreover, come to recognize the duty of setting such words as may be fit +not only to be sung but to be read, a duty shockingly neglected by many +of the greatest geniuses in musical history. + +And the cultural pressure has gone farther than this. Not only has the +increasing complexity of life broadened the musician's personal outlook, +professional or unprofessional: it has also modified, whether for better +or for worse, the outlook of the music itself. We may conveniently +divide all music into two great classes: 'absolute' music, in which the +composer appeals to the listener through the direct medium of the pure +sound and that alone; and 'applied' music, in which the appeal is more +or less conditioned by words, either explicit or implicit by +association, or by bodily movement of some kind, dramatic or not, or by +any other non-musical factor that affects the nature of the composer's +thought and the method of its presentation. Up to the present +generation, instrumental music, unconnected with the stage, has been +virtually identifiable with absolute music; there are a handful of +exceptions--sporadic pieces, usually though not invariably thrown off in +composers' relatively easy-going moods, and an isolated figure or two of +serious revolt, like Berlioz and Liszt--but they only serve to prove +the rule. Now, this identification is far from holding good. More +consciously than ever before, instrumental music is straining beyond its +own special domain and asking for external spurs to creative activity. +And it asks in various quarters. It may ask merely the hint of +particular emotional moods conditioned by special circumstances; or it +may vie with the poet and the novelist in analysis of character. The +psychology, again, may pass into the illustration of incident, whether +partially realistic or purely imaginative, or into the illustration of +philosophical tenets, as in Strauss's version of Nietzsche's doctrines +in his _Also sprach Zarathustra_ or Scriabin's of theosophy in his +_Prometheus_. Or the composer may go directly to painting, whether +actual as in Rachmaninoff's symphonic poem on Böcklin's picture of 'The +island of the dead', or visionary as in Debussy's 'La cathédrale +engloutie'. There is indeed no end to such instances. + +All this development of instrumental music into territories more or less +adjacent makes a very imposing show; and it is so markedly a product of +the last generation that we easily over-estimate the novelty of its +essential results. As I have said, instrumental music is more and more +asking for external spurs to creative activity; but this does not mean +that music as a whole is, so to speak, breaking loose from its moorings +and adventurously voyaging on to uncharted seas. What it means is, +simply, that, under the stress of modern culture, the barriers between +vocal and instrumental, dramatic and non-dramatic, music have been to a +great extent abolished. + +We may consider music as normally involving three persons: the composer, +the performer, and the listener. Until the present generation, the role +of the listener was normally quite passive. All that he had to do was to +keep his ears open to the music, and further, when required, his ears +open to words and his eyes to dramatic presentation. The composer and +the performers did everything for him. But now they do not. The modern +composer urges that, just as vocal music demands from the listener a +separate knowledge of the words, so instrumental music may demand, as a +condition of full understanding, a separate knowledge of some verbally +expressible signification. The parallel no doubt holds well enough even +if we answer, as we certainly may, that in much vocal music the words +are so unimportant that it really does not musically matter if they are +unintelligible or inaudible. But this latter-day demand on the listener +is considerable. The listener to Strauss's _Don Quixote_, for example, +must, in order to appreciate in full measure any section of this long +work, have a fairly close acquaintance with Cervantes' book--whether +derived from an analytical programme or from personal reading: there are +neither words nor acting to give a clue, nor does the printed music +itself give the slightest assistance, except in so far that a couple of +themes are labelled with the names of the 'Knight of the sorrowful +countenance' himself and Sancho Panza. Sometimes, no doubt, a composer +helps at any rate the purchaser of his music more; but to the listener +he gives nothing, and leaves his thought, as embodied in the mere title, +to be reached as best it may. The modern composer makes these demands on +the listener continually; and he does so simply because the sphere of +the music-lover's imaginativeness and general culture has become so +greatly enlarged that he thinks he can fairly afford to take the risk. + +But we may well ask whether the music of suggestion has not, in its +restless anxiety to correlate itself with non-musical culture, reached +or perhaps even overstepped the limits of musical possibility. It is no +question of a composer's rights: he has a right to do anything he can, +provided that he preserves a due proportion between essentials and +unessentials. And judicious criticism will turn, if not a blind, at any +rate a short-sighted eye towards a great composer's occasional realistic +escapades, which, however irritating they may perhaps be to others, are +to him only a part of the general background of his texture; after all, +in their different media, Bach and most of the other giants have +occasionally allowed themselves similar little flings. It is a question +not of rights, but of powers. The poet and the painter and the novelist, +not to mention all the non-human agents in the universe, are bound to do +a good many things much better than the composer can; and even if he may +personally aspire to be a kind of spectator of all time and existence, +he has no means of making his listeners see eye to eye with himself. The +risk he runs may be too great. Realizing as we must that all this +ferment of suggestion-seeking has undoubtedly vivified and enriched +musical development in not a few aspects, we may nevertheless feel, and +feel profoundly, that there is a cardinal weakness inherent in it. A +composer may so easily be tempted to forget that it is after all by his +music, and by his music alone, that he stands or falls. If he asks too +much extra-musical sympathy from the listener, he defeats his own end. +The listener will inevitably concentrate on the unessentials, and will +as likely as not get them quite wrong; he may indeed indulge the habit +of realistic suspicion to such an extent as to make him become +thoughtlessly unfair and credit the composer with sins of taste, whether +babyish or pathological, of which the objurgated culprit may be +altogether innocent. If a composer plays with fire, he is fairly sure to +burn some one's fingers, even if he successfully avoids burning his own. +And anyhow it is waste of time, and worse, for us to cudgel our brains +to fits of entirely unnecessary inventiveness when the composer has +left his music unlabelled. We sometimes hear of children being +encouraged to give verbal or dramatic expression of their own to +instrumental music; that is not education--very much the reverse. It is +merely the expense of spirit in a waste of fancifulness, the wilful +murder of all feeling for music as such. + +The feeling for music as such, that is still the one thing needful. And +by this canon, so it seems to me, we must judge all these alarums and +excursions of modern composers. If we hold firmly by it, we shall not be +unduly worried when we learn that the music which seems so perfectly to +realize the composer's expressed meaning has been originally designed by +him quite otherwise--as has happened oftener than is generally known; +though this fact does not excuse wilful contradictions of a composer's +definite intentions, as in the vulgar perversion of Rimsky-Korsakoff's +_Scheherezade_ popularized by the latest fashionable toy, the Russian +Ballet, which would do more musically unexceptionable service were it to +confine itself to works specially designed for it, such as the +fascinating and finely-wrought scores of Stravinsky, or concert works +like Balakireff's _Thamar_, based on programmes that can be mimetically +reproduced without unfaithfulness. And anyhow, in the midst of all these +appeals to the eye or the literary memory or what not, we may call to +mind the simple truth that music is something to be heard with either +the inward or the outward ear, and if we are too much distracted +otherwise, our hearing sense suffers. We shall pay too high a price for +our latter-day correlation of music with literature and the other arts +if the music itself has to play the part of Cinderella. 'We do it wrong, +being so majestical.' + +Again, we may endeavour to correlate recent musical development with +the development of the conceptions of nationality and race. With +nationality in the strictly political sense music has, indeed, nothing +to do: there is no inborn musical expression common to all the +inhabitants of Switzerland, or the United States, or the British Empire +(or indeed the British Islands). And if we abandon political nationality +entirely and think of national music solely in terms of race, we still +have to make very large deductions. Heredity counts, it would seem, for +far less than environment in musical development--especially so in these +days of free intercourse. Nevertheless, we may to some extent isolate +the racial element; and within the last generation increasingly vigorous +efforts have been made to do so--though they have perhaps neglected +sufficiently to observe that racial ancestry is often an extremely mixed +quantity. + +To the musician, this insistence on race is in the main a quite modern +thing. It is true that, as the successive waves of Italian influence +flowed northward in the sixteenth, seventeenth, and eighteenth +centuries, they met in England, France, and Germany, and, at the end, in +Russia, native cross-currents; and there was plenty of controversy +between the opposing parties. But this controversy was mainly concerned +with matters of technique; whereas the whole force of the modern +movement consists in its reliance on the simple folk-music which is +supposed to be characteristic of the race as a whole, and about which +hardly any composers of the past consciously troubled themselves at all. +Haydn and Beethoven, no doubt, used folk-tunes in their own works to +some extent, but the former's adaptations from the uncultivated tunes of +his own Croatian people are polished nearly out of recognition, and when +the latter commandeers from Ireland or Russia or elsewhere, nothing but +pure Beethovenishness remains after his masterful hand has done its +will. We may say, indeed, that nationality, as such, was never in their +time a conscious factor in musical composition. + +The modern movement seems to owe its origin to several non-musical +causes. For example, the spread of political democracy had no little +influence in arousing interest in the music specifically characteristic +of at any rate the non-urban sections of the newly enfranchised classes. +But, in the main, it was caused by the modern rise into something like +political prominence of the smaller nations, smaller either in size or +in historical importance. The events of 1848, for example, brought +Hungarian folk-music before the world; Bohemian claims against Austria +produced the work of Smetana and Dvo[vr]ák, largely based on the general +style of their own native melodies; the Irish Question made us know the +Irish songs; and the dominating races followed those leads, at any rate +in so far as to take interest in their own traditional music, and try to +evaluate its differentiating factors. Conscious connexion between +artistic composition and folk-music has varied very much: very strong in +Russia and other Slavonic countries, it has been very weak in Italy and +France; in Germany we find all stages between the work of Brahms, where +the folk-element is very notable, and of Wolf, where it is non-existent; +in our own islands it has been very weak, but is now becoming very +strong. But, whether this connexion has been conscious or not, still, +sooner or later, all the insisters on the importance of the element of +nationality have joined hands with the enthusiasts for the folk-music of +the people. In the work of preserving the knowledge of this folk-music +England has been one of the last of all countries: even the last edition +of Grove's _Dictionary_, our standard authority, gives many pages to +Scotland and Ireland and Wales, and smuggles English folk-music into an +appendix. Only indeed in the twentieth century has anything like an +adequate study of the varied treasures of English folk-music become +possible, and we have learned enough to realize that great folk-music is +no monopoly of the races that have been either politically or socially +decentralized. + +This advance of the conception of racialism has widened and intensified +music in not a few ways. It has brought to our knowledge many splendid +melodies, infinitely varied in design and emotional range, and, at their +best, inspirations that the greatest composers would have been proud to +sign. And, mixed as are the feelings with which we must contemplate the +general course of our own musical history, we can anyhow boast of some +of the finest folk-tunes in existence in these relics of the old world +on its last western fringes, in Ireland and the Hebrides. We have come +to see that this great mass of traditional music--only in part, of +course, the outpouring of sheer genius, but at its worst sincere--is, +with its appeal alike to the child and the adult, either in years or in +musical culture, the most perfect educational weapon yet devised with +which to combat all the forces that make for musical degradation. And, +apart from all this half-unconsciously wrought music, we have been shown +the value of the bypaths in art, of the work of the great men of the +younger races like the Scandinavians and the Czechs and most of all the +Russians, who do not speak the older classical tongues but have, all the +same, abundance to say that is well worth the whole world's hearing. It +is to our immense gain that we have now come, far more than ever before, +to realize that in the house of music there are many mansions. And, once +again, we have been taught the duty of being fair to the men of our own +blood, past and present. Particularly in our own artistic history there +has been visible a strongly marked tendency, such as no other nation +has shown in equal measure, to neglect and depreciate native work in +comparison with foreign, even when the latter might perhaps be worse. +But I think we may say, without self-laudation, that British composition +is now worth some considerable attention from ourselves and others; it +was, not unnaturally, wellnigh forgotten during its sleep from the death +of Purcell till the rise of Parry--a fairly sound sleep, during which it +occasionally half-opened its eyes for a moment or two--but it is wide +awake now. We are still slow to learn the lesson; but we have come to +realize, at any rate theoretically, the duty of doing what we can, in +the spirit not of favouritism but of justice and knowledge, to disprove +the proverb that a prophet (and an artist also) has no honour in his own +country and in his father's house. + +So much to the good. But to-day, more than ever before, many voices are +urging us to go farther--and, I think, to fare worse. Artistic racialism +has always been spontaneous, so far as the art is great. No composer who +is worth anything can be dragooned into being patriotic: he will go his +own way. Some are attracted more than others by the general types of +phrase or the general emotional moods exemplified in the folk-music of +their own race; but that is a matter for neither credit nor discredit. +Individuality includes race as the greater includes the less. The only +vital consideration is the value of the output in the general terms of +all races; and indeed all great folk-music, like any other kind, speaks, +for those who have ears to hear, a world-language and not a dialect. And +there is still more at stake in this issue. Those who, as I do, hold +that the best chance for the political future of the world lies in the +weakening of national and racial as well as class consciousness, must +needs regard very suspiciously any of these modern attempts to force +music into channels which are deliberately designed for it by +non-musical considerations: the fettering, by set purpose, of art is a +very considerable step towards the fettering of life itself. England may +sometimes have failed in kindness to her own artistic children, living +and dead; but at any rate we have been free from the curse of a narrow +jealousy and have steadfastly held to the proud faith of the open door +and the open mind. The ideal--so violently dinned into our ears +nowadays--of a national school of composers may very easily mean a +wilful narrowing of our artistic heritage. If an English composer with +nothing to say for himself imitates Brahms or Debussy, it is obviously +regrettable; but he will not mend matters by imitating Purcell. And, +after all, the musician who (save occasionally when seeking texts for +his own individual discourses) borrows his material from his native +folk-music stamps himself, just as much as if he borrowed from any other +quarter, as a common plagiarist incapable of inventing material of his +own. If we may adapt for the purpose Johnson's famous aphorism about +patriotism and scoundrels, we may say that racial parochialism is the +last refuge of composers who cannot compose. Let us assert once more the +supreme beauty of folk-music at its best; but it is often childish, and, +anyhow, childish or not, it is after all the work of children. And any +of the world's activities would come to a strange pass if children--or +any races or classes which, through lost opportunities or the oppression +of others, are still virtually children--were to dictate principles of +intolerance to those who, by no merit of their own but as a plain matter +of fact, can possess the wider vision. Let a composer steep himself as +much as he can in his native folk-music, as in all other great music, +and then write in sincerity whatever is in his own marrow; but anything +approximately like a chauvinistic attitude towards music, as towards +any other of the things of the spirit, means either insensibility to +spiritual ideals or unfaithfulness to them. Let me take an analogy. I +have always felt that a philosophical and historical study of the idea +of honour would throw more light than anything else on many great +problems, notably the problem of war, and that in this investigation the +conception of the duel would have a very prominent place. May we not say +that, just as the individual honour of each of us, unless we are members +of the self-styled upper classes of a few countries, is now supposed to +be able to take care of itself, so the blood in a composer's veins will, +if his music is worth anything, be able to take care of itself also? +Neither honour nor artistic personality is affectable by external +considerations which are on a different plane of value. And music indeed +is the most specifically international, or supernational, of all the +arts; it has not, like literature, any barriers of language, nor, like +painting or sculpture or architecture, any local habitation. Musical +separatism is not a natural quality; it needs careful and continuous +fostering. And I know from personal experience that, all through the +war, there was no difficulty at all in carrying on concerts in the +programmes of which works by living German composers, and songs in the +German language, were included in their due proportions just as before. + +Another great factor in modern European thought with which I would +attempt to correlate music is the factor of religion. No one will deny +that the last generation has seen profoundly important changes in +religious thought: whatever may have been the eddies and backwaters, the +main stream has run, and still runs, like a cataract. These changes may +be very differently judged by different types of men, all of them +equally firm believers in the supremacy of spiritual ideals: some may +definitely regret, some may, with the help of such conceptions as that +of progressive revelation, steer a middle course, some (among whom I +would number myself) may definitely welcome. But in whatever light we +may regard these radical refusals of the old allegiances, we shall +naturally expect to find their influence in music, which has had in many +ways so intimate a connexion with religion. Indeed, the conception of +music as in some special way the handmaid of religion dies very hard. It +is still possible, in April 1919, for distinguished musicians, when +appealing for funds for the foundation of a professorship of +ecclesiastical music, to put their names to the statement that 'the +church will always be the chief home and school of music for the +people'[71]: and this when the facts about attendances at places of +worship have long been familiar. We must rate the influence of church +music more modestly; it has a great influence in its own sphere, but its +sphere is only one among many. + +We may, I think, envisage this religious development on its practical +side as a process of differentiation by which the sincere standers in +the old and the middle and the new paths have little by little drawn +apart intellectually--but not, in societies that are happily able to +take broad views of human nature, otherwise than intellectually--not +only from each other but still more from those who, whatever their +ostensible labels, are in reality followers of Gallio and routine. And +something like the same process is observable in the religious music of +the past generation. Many of its old conventions have silently dropped +away, unregarded and unregretted: whatever the outlooks, and they are +many and various, they are more clear-sighted, more sincere. Here in +England we have somewhat lagged behind: we have had, not perhaps +altogether fairly but indubitably, a reputation for national hypocrisy +to sustain, and our religious music has only with difficulty shaken +itself loose. Not very long ago, Saint-Saëns's _Samson and Delilah_, now +one of the most popular of operas, could only be performed as an +oratorio: it dealt with biblical incidents and characters, therefore it +was religious music, therefore it could not be given stage presentation. +Of course this kind of attitude is never logical: for a long time we +closed Covent Garden to Strauss's _Salome_ for the same reason, but no +one, so far as I know, ever proposed to endow it with a religious halo. +Now, when Sunday secular music is everywhere, its origins seem lost in +antiquity; but the chamber-music concerts at South Place in London and +Balliol College in Oxford, which are, I think I am right in saying, the +twin pioneers, are both little over thirty years old. In most other +countries, however, music has suffered far fewer checks of this kind; +and it is of more importance to correlate musical and religious +development on more general lines. Particularly interesting, I think, is +the history of the decline of the oratorio, which I should myself be +inclined to date from the production of the German Requiem of Brahms +about half a century ago, though the real impetus has become apparent +only during the last generation. + +Brahms's Requiem was indeed something of a portent: it was a definite +herald of revolt. The mere title, 'A German Requiem', involving the +commandeering of the name hitherto associated exclusively with the +ritual of the Roman Church and the practice of prayers for the dead, and +its adaptation to entirely different words, was in itself of the utmost +significance; and the significance was enhanced by the character of the +words themselves. In the first place, they were self-selected on purely +personal lines; in the second place, they were, theologically, hardly so +much as Unitarian. Brahms claimed the right to express his own +individual view of the problem, and at a length which involved the +corollary that the problem was regarded in its completeness. The 'German +Requiem' cannot be considered, as an anthem might be, as an expression +of a mere portion of a complete conception of the particular religious +problem: in an organic work of this length, what it does not assert it +implicitly denies or at any rate disregards. And this was at once +recognized, both by Brahms's opponents and by himself: he categorically +refused to add any dogmatically Christian element to his scheme. +Similarly with his _Ernste Gesänge_, written some thirty years later, at +the end of his life: he balances the reflections on death taken from +Ecclesiastes and similar sources with the Pauline chapter on faith, +hope, and charity--not with any more definite consolation. And again, +with the choral works, the settings of Hölderlin's _Schicksalslied_, +Schiller's _Nänie_, Goethe's _Gesang der Parzen_ (the first-fruits of +the essentially modern spirit which has impelled so many composers to +choral settings of great poetry)--they deal with the ultimate things, +but the expression is never, so to speak, orthodox: it is imaginative, +sometimes perhaps ironical, but never anything but intensely +non-ecclesiastical. + +Brahms's Requiem represents, as I have said, the beginning of the change +in the conception of concert-room religious music, of the abandonment of +the old type of oratorio in favour of something much more conscious and +individual; and in refusing to take things for granted, religious music +has been altogether in line with general religious development. The +change can perhaps be observed in English music more markedly than +elsewhere. Oratorio, in the sense in which we ordinarily use the term, +is to all intents and purposes an invention of the genius of Handel +reacting on his English environment: the form was of course older, but +he gave it a specific shape that set the fashion for future times. It +had its birth in a business speculation; it was a novelty designed to +occupy the Lenten season when the theatres were not available for opera. +Like the opera, it supplied narrative and incident and characterization +though without scenery or action, and it dealt with biblical history. +The history of the oratorio is the history of this loose compromise; it +has afforded an attractive flavour of the theatre even to those to whom +drama may in itself have seemed disreputable, and it has had the +advantage of possessing subjects which combined unquestioningly accepted +literal truth with unlimited possibilities for wholesale edification, +and at the same time made no intimately personal claims. The libretto of +Mendelssohn's _Elijah_ is perhaps at once the most familiar and the most +skilfully compiled example of the type; but it is now, so far as great +music is concerned, extinct. Here in England--where, for something like +a century and a half, the demand was so large that composers, when tired +of writing oratorios themselves, still went on producing them out of the +mangled fragments of other music--Parry's _Judith_ of 1888 is the last +of the old type from the pen of a great composer; and his subsequent +works show, in striking fashion, the direction of the newer paths. There +is no longer the assumption that everything in the Bible or the +Apocrypha is at one and the same time literally true and somehow or +other edifying. _Job_ and _King Saul_ are great literature and vivid +drama; they stand on their own merits. And the long succession of +smaller choral works, in which Parry mingled in curious but intensely +personal fusion his own earnest but somewhat pedestrian poetry with +fragments of the Old Testament prophets, represent a still further +abandonment of the old routine; they form a connected exposition of his +philosophy of life, on the whole theistic rather than specifically +Christian, and always transparently individual. Individual--that is the +real issue. According to their differing temperaments, different +composers may swing towards either the right or the left wing of thought +in these non-ecclesiastical expressions of ultimate things: Stanford may +join with Whitman or Robert Bridges, Vaughan-Williams with Whitman or +George Herbert, Frank Bridge with Thomas à Kempis, Walford Davies with a +mediaeval morality-play, Gustav Hoist with the Rig-Veda, Bantock with +Omar Khayyam. But the essentials, for any composer worth the name, are +that his theme shall have its birth in personal vision and shall appeal +to personal intelligence. The routine oratorio fulfilled neither of +these conditions; and it is dead beyond recall. It was a curious +illustration of foreign ignorance of British musical life that +Saint-Saëns, when asked to write a choral work for the Gloucester +Festival of 1913, should have imagined that he was meeting our national +tastes with an oratorio on the most prehistoric lines. However, the +unanimous chilliness with which _The Promised Land_ was received must +have effectually disillusioned him. + +But the liberalisers, though the more numerous force, have no monopoly +of sincerity: among the genuine conservatives also we can find, I think, +signs of the correlation of musical with religious development. We have +had, during the last generation, many works that are in the legitimate +line of descent from the great classical settings of ritual words or (as +with the Passions and Cantatas of Bach) words that are intended anyhow +to appeal not as literature but as dogma. When Elgar prints on the +title-pages of his oratorios the letters A.M.D.G.--_ad majorem Dei +gloriam_--the personal note is, in these days, obvious. His own libretti +to _The Apostles_ and its sequel _The Kingdom_ (and to the further +sequels which had been sketched out twelve years ago, though none has as +yet seen the light) resemble those of the older type of oratorio in so +far as they include narrative and dramatic incident and religious +moralizing; but there is not a trace of the old lethargic taking things +for granted, it is all a ringing sacramental challenge to the individual +soul. Elgar's work is indeed the typical musical expression of recent +Roman Catholic developments; but there are others also. There was +Perosi, the Benedictine priest, whose oratorios, tentative, childishly +sincere mixtures of Palestrina and Wagner, were forced upon Europe in +the late 'nineties with the full driving power of his Church, and who, +when his musical insufficiency became palpable, was dropped in favour of +Elgar himself, whose sudden rise into deserved fame coincides in time. +There was again the allocution of Pius X, known as the _Motu proprio_, +which sought to reform ecclesiastical music and has, however fruitless +it may have been elsewhere, made the services in Westminster Cathedral, +under Dr. Terry's direction, a Mecca for musicians of all faiths who are +interested in the great sixteenth-century masterpieces. There are also +the aristocratically Catholic composers of latter-day France, centring +round Vincent d'Indy and the _Schola Cantorum_ and looking back for +inspiration to César Franck. And again, in the English communion, there +is the marked High-Church movement for the encouragement of dignified +music, a movement that has had great influence in the purification of +popular taste. And the pivot round which all this turns is the dogmatic +faith that definitely Christian expression in music is the property, +the exclusive property, of those who by temperament and conviction are +Christians. The attitude, like the conditions which have brought it +about, is, I think, new: but some of its adherents go surely too far +when they urge that those whose minds work otherwise cannot really +appreciate this music at its due worth. César Franck, that simple-minded +childlike genius, once pronounced Kant's _Kritik der reinen Vernunft_ +'very amusing'--a surely unique criticism--simply, it would seem, +because it was eccentric enough not to take Catholicism as a primary +postulate: I do not myself happen to have any information about Kant's +musicianship--perhaps, like too many great thinkers, he knew little +about music and cared less--but I think we may venture to say, in the +abstract, that his philosophy would have made him fairer to Franck than +Franck was to him. + +And thus perhaps we may conclude that recent musical development has +kept pace with religious development in concentrating more and more on +individual sincerity, whether on the one side or the other, and +abandoning the old easy-going haphazard routine. But, in reaction from +the extreme right and the extreme left of the movement, we have also the +sincere dislikers of stark thinking, whom their opponents call by +dignified names of abuse, such as pragmatists or undenominationalists: +and here again music keeps pace with religion. It is not the old routine +again (though perhaps in practice it may at times come rather perilously +near it); it is the more or less conscious adoption of a compromise. We +can see its musical working best of all in the recent history of church +music in England; it is true that the great mass of the younger +musicians, here as in all other countries, stand outside these +developments, and look both for ideals and practice elsewhere, but the +developments have none the less been very significant. There have been +three stages. A couple of generations ago there was no conflict and no +call for compromise. The ecclesiastical musician of the time was +expected, whether as composer, as organist, or as administrator, to do +his best according to his lights: it was his accepted business, as +presumably knowing more about the matter than the artistic laity, to +lead their taste, not to follow. Then came the reign of men like Dykes +and Stainer and Gounod, whose normal attitude involved the sacrifice by +the musician of some of his musicianship in the supposed interests of +religion. The supposed interests, I say; for the whole point of the +third stage of development, the conflict in which English church music +is now involved, is the denial by one of the opposing parties that the +interests of religion are in any way served by such a sacrifice. It is a +very keen conflict, in which the sympathies of the musician _qua_ +musician naturally lean towards those who uphold the inalienable dignity +of his art: and even if he feels that ecclesiastical music, _qua_ +ecclesiastical, is outside his personal concern, influences from it are +bound to radiate into the secular departments. But what I would more +especially point out is that the religious and the musical developments +proceed side by side. Just as the stricter purists in the one field are, +in the other, generally inclined, even if themselves unmusical, to +uphold plain-song and the Elizabethans and only such modern work as is +inspired by something like a similar spirit, aloof and strong, so those +whose religious mentality is of a more pliable type are, if musically +indifferent, generally inclined to uphold the practical accommodation +afforded by the inclusion of at any rate a certain quantity of music +that is consciously adapted to the more immediately obvious emotions of +the average worshipper. + +And, even if there is no question of a lowered artistic standard, we +see, I think, the same spirit of compromise, of ready acceptance of the +more immediately obvious as the average and proper norm for all people, +elsewhere on the boundaries of musical and religious life. It is so easy +to turn a blind eye to logic and minorities, or even to majorities if +they have little pressure, social or other, to back them up. To +illustrate from one or two English examples, the transformations of +cathedrals into secular concert-rooms are as open to blame from the one +side as are, from the other, such assumptions as that of the 'Union of +Graduates in Music' to take rank as a definitely ecclesiastical, indeed +an Anglican society. Again, it so happens that a somewhat exceptional +proportion of English musicians hold, or have held, as conditions of +livelihood, posts to which not all of them would have aspired had other +channels, open to their foreign fellow-artists, been open to them also; +and, as a necessary consequence, there is more probability here than +elsewhere of the musical profession presenting practical problems for +the intellectual conscience to solve. So far as the musician is a +personal non-conformer and also a teacher (even if not a church +organist), he is often compelled into a tacit agreement with the +Cowper-Temple clause, at the least: and so far as he is a convinced +conformer, he is often compelled to strain, far beyond the meaning of +the parable, the principle of letting the wheat and the tares grow +together. This is called a practical age: and the compromisers, in +religion and in religious music, are a powerful force. But I would +venture to think that the future lies, in the long run, in other hands +than theirs. + +To the mediaeval musician, religion and science were the twin +foundations of his art. But while the influence of religious development +can without difficulty be traced in musical history, the influence of +scientific development is much more contestable. It may indeed, I +think, be said that post-mediaeval music has gone its own way without +considering science at all. Theorists of course there have been, and +still are, who try to discover scientific foundations for the art of +music as we moderns know it: they do their best to correlate +mathematical physics with practical composition. But during the past +generation these attempts, never very hopeful, have become much less so. +It is only too easy to play scientific havoc with the foundations of +modern music: but, arbitrary and scientifically indefensible though they +may be, they are our inheritance. Music has come to be what it is by +methods that will not bear accurate investigation: our tonal systems are +mere makeshifts, and no composer can completely express his thoughts in +our clumsy notation. I doubt if, throughout all this last generation +that has seen such overwhelming scientific advance, music has really +been scientifically affected (in the strict sense of the word) in the +slightest degree, if we exclude some interesting experiments in +sympathetic resonances, primary and secondary, at which some recent +composers for the piano have, at present rather tentatively, tried their +hands. And whole-tone and duodecuple scales and modern harmony in +general are taking us farther and farther away from those natural laws +of the vibrating string upon which arm-chair theorists have sought to +build a very top-heavy edifice. Of course, the vibrating string +ultimately gives--mostly out of tune--all the notes of the chromatic +scale, but composers employ them on principles the reverse of +mathematical. + +The growth of music has not been scientific; but growth of some kind is +evident enough, though it is none too easy to define it at all +adequately. Some might say, with Romain Rolland in his _Musiciens +d'autrefois_, that 'the efforts of the centuries have not advanced us a +step nearer beauty since the days of St. Gregory and Palestrina'; but +this is surely a narrow outlook. Beauty combines the many with the one: +and plain-song and the _Missa Papae Marcelli_ show us only a few, a very +few, of its manifestations. But artistic progress is, anyhow, very +subtle and evasive; and musical progress, in particular, is hardly +correctable with any other. Above all, we must recollect that, to us +Europeans, music--which, in the only sense worth our present +consideration, is an exclusively European product--is incalculably the +youngest of the great arts; if we exclude some monophonic conceptions +that have still their value for us, it is barely five hundred years old +at the most. + +During the last generation an advance in material complexity is obvious, +even though the complexity may often enough be one of accidentals rather +than essentials. An orchestral score of Wagner is relatively simple in +comparison with one of Delius or Ravel or Scriabin or Stravinsky or +Schönberg; and the demands on performers' technique and also on their +intelligence have steadily increased to heights altogether unknown +before. The composer has at his present disposal a vastly enlarged +medium; the possibilities of sound have developed incalculably more than +those of paint or stone or marble. Pheidias could, we may imagine, have +appreciated Rodin across a gulf of over two thousand years; but it is +difficult to see the points of contact, after little over three hundred +years, between Palestrina and any twentieth-century work that would +claim to be 'in the movement'. And it is not only in complexity that we +have advanced. We have extended the limits of musical style. We have +adopted in sober earnest methods forecasted at rare intervals in the +past by adventurous explorers, and employ musical notes not as elements +in any harmonic scheme but purely as points of colour, exactly as if +the definite notes were mere clangs of indefinite instruments like +cymbals or triangles. Wordless vocal tone, moreover, of several +different types, is pressed into the same service. Varied tonal and +harmonic colour, and structural freedom: those are the two battle-cries +of the young generation. Little by little the old tonalities, based as +they were on fixed centres, are slipping away; all the notes of the +chromatic scale are acquiring even status; the principles of structure +are newborn with every new work. And advance of this kind has been +extraordinarily accelerated during the last twenty years. At no time in +musical history have there been such express-speed modifications of +manner as those which divide, let us say, the latest piano pieces of +Brahms (1893) and the latest of Scriabin (1914). It is possible, indeed, +that our standard system of keyboard tuning may require modification in +the not very distant future. Once again, as three hundred years ago, +music seems to be in the throes of a new birth. On the former occasion, +the process of convalescence lasted rather more than a century, from +Monteverde through Carissimi and Schütz and Purcell to Bach; and it may +perhaps take as long now. + +But it is plain enough that mere novelty does not involve progress; if +it were so, the music of the casually strumming baby would demand high +recognition. Nor is progress to be found in merely quantitative, +Brobdingnagian expansion. And when we have taken our stand on what seems +a sufficiently sound definition of musical progress in its material +aspect--the combination of novelty with expansion, the new thought with +its appropriately enlarged medium--we have yet to remember that many +very fine composers still can, and do, express their natural and full +selves in older idioms, and that progress of this kind, however +widespread it may become, is not necessarily advance in the scale of +values. There is, somewhere or other, a limit to the cubic capacity of +things: they cannot increase indefinitely in depth and breadth at once. +We may confidently hope that we have not yet musically come within +hailing distance of the limit: but nevertheless it is becoming more and +more difficult to see music steadily and see it whole, and it is useful +to take stock of our position. Our musical minds are very much broader +than they were: in that sense we can well, like the heroes of Homer, +boast that we are much better than our fathers. But are they also +deeper? We have gained access to many new rooms in the house of art, +rooms full of strange and beautiful things, for the knowledge of which +we must needs be profoundly and lastingly grateful; but some of the +rooms seem rather small and their windows do not seem to have been +opened very often, while others seem liable to be swept by hurricanes +which upset the furniture right and left. Veterans there are, musicians +not to be named except with high honour, who fall back for nutriment on +the great classics and pessimism; but our notions of beauty cannot stand +still, and in all ages of music one of the most vital tasks of criticism +has been to distinguish between the relatively non-beautiful which has +character and truth and its superficial imitation which has neither. All +musicians very well recollect their first bewilderment at what has +afterwards become as clear as daylight. But we must retain our standards +of judgement. We have no right to criticize without familiarity, but we +must remember that over-familiarity, mere dulled habitual acceptance, +means equal incapacity for criticism. If, after trying our utmost, we +still cannot see any sense in some of these modernist pages, there is no +reason why we should not say so; it is quite possible that there really +is no sense in them, and that the composer is perfectly aware of the +fact. Odd stories float about the artistic world. And if the anarchists +call us philistines and the philistines call us anarchists, it is fairly +likely that we are seeing things pretty much as they are. + +Moreover, it is worth remembering that a good deal of what is loosely +called modernism is in reality very much the reverse. There is nothing +progressive in the confusion of processes with principles, in the +breathless disregard of the larger issues. Take the ideal of 'direct +expression of emotion', the attempt to give, as Pater said half a +century ago, 'the highest quality to our moments as they pass and simply +for those moments' sake'. Musically, it is a return to the childhood of +our race, to the natural savage. If a musical composition is to consist +of anything more than one isolated noise, it must inevitably have a form +of some kind, its component parts must look backward and forward. The +latter-day composers who speak of Form as a kind of bogey that they have +at last exorcized remind us of those latter-day thinkers who boast that +they have abolished metaphysics. We cannot leap off our shadows; if we +try, we shall only find that we are left with a residuum of bad +metaphysics or bad musical form--as thoroughly bad as the metaphysics +and the musical form that have resulted from the confusion of the one +with empty word-spinning and of the other with hide-bound pedantry. +Again, much of the modern rhythmical complexity strongly resembles, in +essence, the machine-made experiments of mediaeval times; and the +peculiarly fashionable trick of shifting identical chords up and down +the scale--the clothes'-peg conception of harmony, so to speak--is a +mere throw-back still farther, to Hucbald and the diaphony of a thousand +years ago. And the insistence, now so common, on the decorative side of +music, the conscious preference of the sensuous to the intellectual or +emotional elements, brings us back to our own infancy, with its +unreflecting delight in things that sparkle prettily or are soft to the +touch or sweet to the taste. It is a reaction from sentimentality, no +doubt, but is a reaction to an equal extreme, a perversion of the truth +that great art never wholly gives itself away. As Vincent d'Indy has +justly pointed out, the 'sensualist formula'--'all for and by +harmony'--is as much an aberration of good sense as the parallel formula +of the ultra-melodic schools of Rossini and Donizetti: in either case it +means the sacrifice of spaciousness to immediate effect, the supremacy +of sensation over the equilibrium of the heart and the intelligence. Not +of course that any music lacks the sensuous element; but it is a matter +of proportion. And very distinguished as are many of the modern +exponents of this side of things, history tells us, I think, that they +are working in a blind alley. They have their supporters, no doubt. M. +Jean-Aubry, in his very suggestive and valuable book on modern French +musicians, has used a phrase that seems to me worth remembering; he +speaks of the 'obsession of intellectual chastity' which, to his mind, +disfigures the work of César Franck and other great composers whom he +therefore rejects from his latter-day Pantheon. I am glad to think that +Franck would have gloried in this shame. He, and a very goodly company +with him, knew that music was, at its highest, something better than an +entertainment, however thrilling or however refined. + +But, whatever critics and composers may feel about musical progress, it +is, as Wagner said, in the home of the amateur that music is really kept +alive, and the amateur's music depends very largely on the schools. A +generation ago music was certainly sociologically selfish. Musicians had +not realized that all classes of the community were open to the +influences of fine music, if only they had the opportunities for +knowing it. But since then there have been very great advances, both +quantitative and qualitative, in musical education. We have spread it +broadcast, in the increasing faith that appreciation depends, not on +technical knowledge or executive skill, but on the responsive +temperament and the will to understand. Familiarity, familiarity at home +if possible, is the key to this understanding; and in this connexion +there is, I believe, an enormous educational future before pianolas and +gramophones, if only the preparation of their records can be taken in +hand on artistic rather than narrowly commercial lines. And our +standards of judgement have risen: we do not worship quite so blindly +mere names, whether of the past or of the present, nor exalt the +performer quite so dizzily above what is performed. Nor do we quite so +glibly disguise our indifference to vital distinctions by talking about +differences of taste: we know that, however catholic we may rightly be +within the limits of the good, whether grave or gay, there comes sooner +or later, in our judgement of musical as of all other spiritual values, +a point where we must put our foot down. We are going on, and our +theories are sound enough: but the path of a democratically widened, and +rightly so widened, art is by no means easy. The principle of levelling +up slides so readily into the practice of levelling down: and the book +of music is closed once for all if we are to accept the plenary +inspiration of majorities. + +But here in England the greatest danger to musical progress is, I +venture to think, the self-styled practical Englishman--fortified as he +is by the consciousness that, for at any rate a couple of centuries or +more, we have as a nation taken a low view of the arts and have been +rather proud of it than otherwise. It is so obvious that no profession +is economically more unsound than that of the serious composer: it is +not so obvious that we owe all the great things of the spirit by which +we chiefly live to those whom the world calls dreamers, among whom the +great musicians have had, and, I hope and believe, will always have, no +mean place. Against the 'practical Englishman', and all that his +attitude to music involves, we can all of us fight in our respective +spheres: and I would commend to you for useful weapons three very +different books by very different men--Sir Hubert Parry's great book on +_Style in Musical Art_, Mr. C.T. Smith's account of his artistic work in +an elementary school in the East End of London which he calls _The Music +of Life_, and a pamphlet _Starved Arts mean Low Pleasures_ recently +written by Mr. Bernard Shaw for the British Music Society. And one +particular line of indirect attack, easily open to all of us, is, I am +inclined to think, specially promising. In the third and fourth verses +of the thirty-fifth chapter of the book of Ecclesiasticus we shall find +these injunctions, which I translate as literally as Greek epigrams can +be translated: 'Do not hinder music: do not pour out chatter during any +artistic performance: and do not argue unseasonably.' In other words, +conversation, however valuable, prevents complete listening to music; +and music that is not meant to be listened to in its completeness is not +worth calling music, and had much better not be there at all. Musical +progress will be spiritually well on its way when we all realize this +axiomatic truth as firmly as this Hebrew sage of two thousand years and +more ago. + +FOOTNOTES: + +[Footnote 71: _The Times_, April 17, 1919.] + + + + +XII + +THE MODERN RENASCENCE + +F. MELIAN STAWELL + + +To understand in any degree the modern outlook on life it seems +necessary to go back to the time of the French Revolution. For at that +stirring epoch there flamed up in the minds of enthusiasts an ideal of +man's life larger than had ever yet been known, and one that has +dominated us all ever since. If we give, as I think we should give, a +wide sense to the word 'Liberty' and make it mean all that stands for +self-development, then one may say that this ideal was fairly well +summed-up in the famous Revolutionary watchword, 'Liberty, Equality, +Fraternity'. It is impossible at any rate to read the idealists of that +time and its sequel--say from 1793 to 1848--whether in France, Germany, +England, or Italy, whether inside or outside the Revolutionary ranks, +without feeling their buoyant hope that a fresh era was opening in which +man, casting aside old shackles and prejudices, could advance at once +towards knowledge, joy, splendour, both for himself and all his fellows. +Shelley, perhaps, is most typical of what I mean. Hogg laughed at him +for his belief in the 'perfectibility' of the race, but Hogg knew the +belief was vital to the poet. To Shelley it was a damnable doctrine that +the many should ever be sacrificed to the few: yet neither was the +ultimate vision that inspired him the vision of the few being sacrificed +for the many. He was anything but an ascetic seeking martyrdom. The +martyrdom of his Prometheus is a prelude to the Unbinding when +happiness shall flood the world:-- + + 'The joy, the triumph, the delight, the madness! + The boundless, overflowing, bursting gladness, + The vaporous exultation not to be confined!' + +And not only happiness and love, but knowledge also: the Earth calls to +the Sky: 'Heaven, hast thou secrets? Man unveils me; I have none.' +Soberer spirits shared this poet's ecstasy. Wordsworth sang + + 'Bliss was it in that dawn to be alive, + But to be young was very heaven.' + +And that heaven was exactly this foretaste of the Spirit of Man entering +undisturbed into his full inheritance at last: Science welcomed as a +dear and honoured guest, Poetry known as 'the breath and finer spirit +that is in the countenance of all knowledge'. + +It is scarcely necessary even to mention the high hopes of the French +themselves, the confident anticipation of an Age of Reason when all men +should be brothers and the earth bring forth all her treasures, but it +is well worth noting the attitude of Goethe, an attitude the more +significant because, in a sense, Goethe always stood outside the French +Revolution. But he, like the best of its votaries--and this is less +known than it should be--desired the development of all men every whit +as much as he desired the high culture of a few. It was for the double +goal that he worked. 'Only through all men,' he writes in a notable +passage, 'only through all men, can mankind be made.'[72] All good lies +in Man, he tells us again, and must be developed, 'only not in one man, +but in many'. Goethe, the so-called aristocrat, has given us here as +true a formula for the democratic faith as could well be found. And to +him, as to Shelley and to Wordsworth, Poetry and Science were not +enemies but friends dearer than sisters. Those three, Shelley, +Wordsworth, and Goethe, foreshadowed a new poetry of science that has +never yet been achieved, though fine work has been done by Tennyson, +Whitman, Sully Prudhomme, and Meredith. + +Goethe, moreover, again like Shelley and the French, broke with all +ideals of mere self-abnegation. In his poem, 'General Confession', he +makes his disciples repent of ever having missed an opportunity for +enjoyment and resolve never so to offend again. Here, as often, Goethe +comes into the closest touch with our modern feeling. We, too, can never +return to the Franciscan ideal of poverty, celibacy, and obedience as +the highest life for man on earth. We have done with self-denial except +as the means to a human end. We are still in the tide of what I would +call the Modern Renascence; we claim the whole garden of the world for +our own, the tree with the knowledge of good and evil included, reacting +even from Christian ideals if they can make no room for that. But, after +all, the characteristic of the belief dominant a century ago was exactly +that such room could be made, that Hellenism could be combined with +Christianity, and self-development with self-denial. + +And this belief is, I think, reflected in the music of the time. +Schubert, that sweetest soul of tears and laughter, understands every +shade of wistfulness, and yet again and again in his music it seems as +though the universe had become, to quote a lover of his, one immense and +glorious blackbird. Mozart, in 'The Magic Flute', as Goethe seems to +have recognized, sings the very song of union between the unreflecting +joy of the natural man and the strenuous self-devotion of the awakened +spirit. Beethoven, greatest of them all, plumbs the lowest depths of +suffering and then astounds and comforts us by ineffable vistas of +happiness. After years of personal misery he crowns the glorious series +of his symphonies by the one that ends in a hymn of joy, freedom, and +faith, embracing the whole world--'Diese Kuss der ganzen Welt'--that +majestic open melody, clear as the morning, fresh as though it came from +far oversea, greater even than any of the great harmonies that have gone +before, larger than the tortured human heart, steadier than the sudden +ecstasy of the spirits set free, stronger than the swansong of the +dying, a melody content with earth because it is conscious of heaven. I +offer no apology for weaving my own fairy-tales round such music: I see +no harm in the practice, but only good, so long as we understand what we +are about. Music, it is true, is something other than, in a sense more +than, either thought or feeling or even poetry, and cannot be reduced to +any of them (nor any of them to it). The universe would be poor indeed +if it could be so. But none the less the truth may be, as Spinoza +thought, that the universe is at once a unity and a unity with many +facets, so that any one facet, while for ever unique, can bring to our +minds all the mysteries of the rest. + +In any case, the high confidence that breathes in the music of a hundred +years ago meets us again in the philosophers. + +Hegel, born in the same year as Beethoven and Wordsworth (1770), is sure +that nothing can resist the onslaught of man's spirit. 'Stronger than +the gates of Hell are the gates of Thought.' Fichte is convinced that +there waits in man, only to be developed, a power that will unite him +with all other men and at the same time develop his own personality to +the full. In a sense, the deepest, each man _is_ his fellow-men, and +they are he. + +How much this conception has affected modern thought can be seen in a +recent and very remarkable book, _The New State_,[73] where the very +basis of democracy is shown to be the faith in this essential unity, a +unity to be worked out, not yet realized, but capable of realization, a +faith stirring all through the modern world, in ways expected and +unexpected, from Syndicalism to the League of Nations. + +Later than Hegel and Fichte, the great Positivist conception of life +preached by Comte is instinct with this belief that man united with his +fellows, and only as so united, can attain heights undreamt-of and +unlimited. + +The flood-tide of this faith flowed far into the nineteenth century. The +Italian Mazzini, leader of revolt in 1848, was filled with it. Prophet +of the most generous political gospel ever preached, he lived on the +hope that, if freedom were given to the nations and duty set before +them, they would prove worthy of their double mission, and peace would +come to pass between all peoples. + +But even Mazzini had his moments of agonizing doubt. And others beside +him, men of lesser intellect as well as greater, were soon to raise, or +had already raised, voices, stern or fretful, of protest and criticism. +It became clear at last that this joyous confidence rested on a very +definite view of life and one that might easily be challenged, the view, +namely, that at bottom the universe meant well to man, that his greatest +aspirations were compatible with each other and nowise beyond +attainment. Almost from the first there were men of the modern world who +did challenge this. Byron and Schopenhauer are significant figures, both +born in the same year, only eighteen years later than the great Three of +1770, Wordsworth, Hegel, and Beethoven. Byron is full of moody +questionings, Schopenhauer of much more than questionings. Against the +dauntless optimism of Hegel, he flatly denies that the universe is good, +or happiness possible for man. On the contrary, at the heart of it and +of him there lies an infinite unrest, never to be quieted until man +himself gives up the Will to Live and sinks back into the Unconscious +from which he came. + +Now after Schopenhauer came Nietzsche, and though Nietzsche's influence +may have been exaggerated, yet undeniably it has been of immense +importance both for Germany and Europe. He is typical of the change that +begins to appear about the middle of the century. Reacting from the +optimism of the idealists (which seemed to him both smug and false), +Nietzsche welcomed Schopenhauer's more Spartan view with a kind of +fierce delight. But his criticism of Schopenhauer was fierce too, and he +gave a strangely different turn to such parts of the doctrine as he did +accept. To Schopenhauer, since it was folly to hope for real happiness +in this life or any other, the wise course would be to kill outright, so +far as possible, the Will to Live itself. To Nietzsche the wise course +was to assert life, to claim it more and more abundantly, to face this +tragic show with a courage so high that it could be gay, a courage that +could do without happiness, and yet that turned aside from none of +life's joys simply because they were fleeting, that was more than +content to 'live dangerously', picking flowers, as it were, clear-eyed, +on the edge of the precipice. And this not merely in the temper of 'Let +us eat and drink, for to-morrow we die.' For him the motto would have +run, 'Let us be up and doing, for to-morrow we die', sustained by the +belief that the heroic struggle now would lead inevitably to the +production of a nobler type of man, a man who would be something more +than man--the Super-man, to give him the name that every reader knows, +if he knows nothing else about Nietzsche. + +Even this short statement shows how Nietzsche shared the admiration for +life and power characteristic of what I have called the Modern +Renascence, and how deeply he was influenced by the doctrine of +Evolution, and that in a not unhopeful form, the hope for an advance in +the race at least, if not in the individuals now living. And it shows +too how mistaken those are who see in him nothing but a preacher of +brutal egotism. If he had been only that, he would never have won the +influence he possessed and possesses. Yet there is important truth in +the cursory popular judgement. If his teaching has its heroic side, a +side that has enabled him to give succour to many when other and sweeter +gospels are spurned as flattering unctions, he has also a most ruthless +element. And this partly because of his very sincerity. Accept the +doctrine that men and women perish like candles blown out in the night, +accept it really and fully, with intellect, imagination, and feeling, +and then see how much light-heartedness can be got out of life, if we +still allow ourselves to pity men. Nietzsche had intellect, imagination, +and feeling, and he saw plainly enough that, while even in such a +universe there could be a grim happiness for the lives of heroes, there +could be nothing but infinite sadness for the countless failures who +have never been either happy or heroic. There was no immortality; these +wretched beings would never have another chance. If joy was to be kept +(and Nietzsche was avid for joy), if the universe was to be accepted +(and Nietzsche desired above all to say Yes! to the universe), then he +must root out pity from his heart as an unmanly weakness. In this way +was sharpened the ruthlessness and savage arrogance latent in the man, a +ruthlessness and an arrogance that have done so much harm both to his +country and the world. + +In fairness, we must add that Nietzsche could not succeed in his own +attempt; the struggle tore him to pieces and he died in madness. + +But it is above all instructive to contrast him here with several of +his contemporaries and successors. Browning in England, Walt Whitman in +America, facing the same problems of joy and struggle, of life and +death, of the few great and the many commonplace, of Man himself and the +Nature that seems at once his mother and his enemy, refused to give up +the hope of a solution, nay, they were sure they had found a solution, +and for them it was bound up with the hope of immortality. They go even +beyond the earlier men in their insistence on the double ideal of +Paganism and Christianity, but they have an insistence of their own on +the belief in unending life as alone giving man elbow-room, so to speak, +for working out his destiny. Browning claims eternity as the due of +every man, however mean; and if Whitman feels his foothold 'tenon'd and +mortised in granite', it is because he can 'laugh at dissolution' and +knows 'the amplitude of time'. + +But in such insistence and such conviction they have not been followed, +speaking broadly, by our leading writers since. On the other hand, they +have been so followed, again speaking broadly, in their loyalty to the +twofold ideal. Here and there, no doubt, as I have said, writers like +Nietzsche, on the one hand, have tried to be satisfied with the splendid +development of a Few, or, on the other hand, like Tolstoy, have flung +back in a kind of despair to the old ideal of abnegation, of sheer +brotherly love and nothing else, turning their backs on all splendours +of art, knowledge, or delight, that do not directly minister to the one +thing they hold needful. But the earlier and wider ideal, the ideal of +our Renascence, once envisaged by man, that has not been lost, and I +believe never can be lost. Its own greatness will keep the foremost men +true to it. Meredith is one of the men I mean. He is full of pity, but +he does not only pity men and women--he wants them to grow, and to grow +for themselves. His whole attitude towards Woman shows this: for the +women's movement is nothing more and nothing less, as Ibsen also felt, +than one big stream of the general movement towards liberty and +self-determination. So far Meredith marches with Browning and Whitman. +But he will never commit himself about immortality. It seems enough for +him to take part in the struggle for a finer life, at once heroic and +tender, not caring overmuch whether we reach it or no. 'Spirit raves not +for a goal' is one of his hard and characteristic sayings, and here he +seems to me typical both of modern thought in general and especially of +English thought, and that both for good and ill. We see in him the want +of precision, the lack of logical coherence, that have prevented us from +ever producing a philosopher of the first rank. At the same time there +is something true and profound in his instinct that the moment has not +yet come in which to formulate our faith. We all feel that we are on the +brink of tremendous, perhaps terrifying, discoveries; we resent any +cut-and-dried solution, however pleasant, perhaps all the more if it is +pleasant, and we resent it because we feel that at bottom our hopes +would be travestied by any conception we, with our little intellect and +minute knowledge, could at present frame. It was once said to me by a +far-seeing friend[74] that the modern dislike of church-going, the +modern incapacity to write a long coherent poem, the modern passion for +music and for realism, even for sordid realism, all sprang from the same +roots, from the thirst for an infinite harmony, the belief that +everything was somehow involved in that harmony, and the conviction that +all systems, as yet made or makeable, were entirely inadequate. + +And to the list we may add, I think, the modern passion for history and +for science. We study history not merely to be warned by failures or +inspired by shining examples: at bottom we have a belief that somehow +the lives and struggles of those men in the distant past are still quite +as important as our own. We follow the discoveries of science not only +for their commercial value or because we share the excitement of the +chase, but because, deeper than all, we suspect that the universe is a +glorious thing. + +And there is another matter, perhaps the most important of all, on which +I would dwell as I draw to a close, where Meredith leads directly to the +dominant thought of the present day. I mean his feeling that, if the +universe is to be proved acceptable to man's conscience, it will be +through the effort of man himself struggling towards his own ideal. It +is as though the world itself had to be redeemed by man. This hope is +the real hope of our time. So far as the modern world believes the +doctrine of the Incarnation, it is in this sense that it believes. + +And this belief we find everywhere in all hopeful writers, great or +small. It gives dignity to the latest writings of H.G. Wells, this faith +in a spirit moving in man greater than man himself, worthy to fight and +fit to overcome all that is wrong in the universe. Bernard Shaw's creed +is just the same, sometimes thinly disguised under respect for 'the +Life-Force', sometimes coming boldly forward in audacious, profound +assertions that God needs Man to accomplish His own will and is helpless +without him. 'There is something I want to do,' Shaw imagines his God as +saying, 'and I don't know what it is; I must make a brain, the human +brain, to find it out.' Rodin modelled a mighty hand, the Hand of God, +holding within it Man and Woman. Shaw, it is reported, asked the +sculptor: 'I suppose you meant your own hand after all?' 'Yes,' said +Rodin, 'as the tool.' + +The same idea is at the base of what is most stimulating in Bergson, +the idea of what he calls Creative Evolution, an undefined splendour not +yet fully existing, but, as it were, crying out to be born, and only to +be born through the struggle of man's spirit with matter. This is one +function of matter, perhaps the supreme function, to be the material +through which alone man's vague ideal can become definite and actual, +just as an artist can only get close to his own conception through the +effort to embody it in visible form or audible sound. + +From this point of view, the world is conceived as anything but +ready-made, rather it is in the process of making, and we ourselves are +among the makers. Or, to take a metaphor that perhaps appeals more to +the modern world, it is a fight, and an unfinished fight. To quote +William James, 'It _feels_ like a real fight--as if there were something +really wild in the universe which we, with all our idealities and +faithfulnesses, are needed to redeem; and first of all to redeem our own +hearts from atheisms and fears.' He goes on to confess that he himself +does not know, and certainly cannot prove scientifically, that the +redemption will surely be accomplished. Such proof, he admits, 'may not +be clear before the day of judgement (or some stage of being which that +expression may serve to symbolize)'. 'But the faithful fighters of this +hour, or the beings that then and there will represent them, may turn to +the faint-hearted, who here decline to go on, with words like those with +which Henry IV greeted the tardy Crillon after a great battle had been +gained: + + "Hang yourself, brave Crillon! We fought at Arques, + and you were not there!"'[75] + +Thus, if the idea of the splendour and perfection of the universe has +sunk into the background, if the sense of worship and the feeling of +ecstasy have been dimmed (and I think they have), at least the reverence +for heroism and for tenderness has not been impaired, and there after +all lies the root of human majesty. There is deep pathos in the change, +but maybe, paradoxical as it sounds, deep hope as well. The world may +grow the stronger for having to live now by what Carlyle called +'desperate hope' as distinct from 'hoping hope'. The triumphant harmony +that seemed attained a century ago by certain poets and thinkers may +have been, after all, too cheap and easy, if not for their own large +spirits, at least for us, their lesser readers. Mystics have spoken of +'The Dark Night of the Soul' as the stage inevitable before the crowning +glory, and to-day some of those who call to us out of great darkness are +among our greatest leaders. + +Of such certainly is a living writer, now beginning to be acclaimed as +he deserves, the writer Conrad. In some ways this noble novelist might +stand as the special representative of modern feeling. A Pole by birth +and more than half an Englishman by sympathy, his view of life is as +wide as it is profound and grave. It has all the sternness of temper of +which I have spoken, the determination to look facts in the face +whatever the consequences. Conrad would echo Sartor's noble cry for +Truth--'Truth! though the Heavens crush me for following her;--no +Falsehood! though a whole celestial Lubberland were the price of +Apostasy!' This determination is fierce enough to be taken for cynicism, +but Conrad is far too tender ever to be a cynic. So also does his +pitifulness prevent him from ever falling into the errors of a +Nietzsche, but none the less he has all Nietzsche's ardour for heroism. +That to him is the core of life:--'to face it.' 'Keep on facing it,' so +the old skipper tells the young mate in _Typhoon_. And facing the +mysterious universe, peering into the Darkness with steady alert eyes, +Conrad has at once an endless wistfulness and, or so it seems to me, a +secret unquenchable hope. Doubt certainly he has in plenty. The sea of +which he is always dreaming is terrible and cruel in his eyes as well as +august and ennobling. + +But he is sure of one thing: it is through the struggle with it and such +as it that man alone can become Man. It is through facing the horrors of +a dead calm, with a sick crew on board and no medicine, that the young +master of the sailing-vessel in the Pacific crosses successfully the +Shadow Line that divides youth from manhood. And it is through facing +the unleashed fury of the tornado that the old captain of the +'full-powered steam-ship' in _Typhoon_ shows what he has in him, +compassion and kindness as well as shrewd knowledge of men, expert +seamanship, and indomitable heroism. The whole thing is driven home with +a power, an incisiveness, and a delicate irradiating humour which I +should despair of conveying by mere criticism. The book must be read for +itself, and read again and again. It is told, in one way, simply as a +sailor's yarn, but it awakes in us the feeling that the struggle is a +symbol of man's life. + +Threatened by the advancing cyclone, Captain MacWhirr, 'the stupid man' +of no imagination, decides, almost instinctively, that the only thing to +be done is to keep up steam and face the wind. By sheer force of +personality he holds the crew together and carries the ship through. And +in the desperate struggle, every nerve on the strain for hours that seem +unending, MacWhirr finds time to care for the miserable pack of +terrified coolies on board, who have given way to panic and are fighting +madly in the hold. MacWhirr stops this, brings about order and a chance +for the Chinese, when the rest of his men, fine men as most of them +are, can think of nothing but the safety of the ship. 'Had to do what's +fair for all,' he mumbles stolidly to his clever grumbling mate, Jukes, +during a dead lull in the storm--'they are only Chinamen. Give them the +same chance with ourselves' ... 'Couldn't let that go on in my ship, if +I knew she hadn't five minutes to live. Couldn't bear it, Mr. Jukes.' He +does not know whether the ship will be lost or not--(and we do not know +whether mankind will be lost or not)--what he does know is how he must +act. But also he never loses hope. 'She may come out of it yet': that is +the kind of answer the taciturn man gives when driven to speech. The +chief mate, locked in his captain's arms to brace himself against the +hurricane, scarcely able to make the other hear in the terrific gale +though he shouts close to his head, gets back such answers, and with +them the power to endure. He tells him the boats are gone: the captain +yells back sensibly, 'Can't be helped.' + +And so noble is the power with which Conrad uses our tongue, the tongue +he has made his own by adoption and genius, that I must let him speak +for himself, and can find no better close for my own lame words. Jukes +has been shouting to his captain again: + + 'And again he heard that voice, forced and ringing feebly, but + with a penetrating effect of quietness in the enormous discord of + noises, as if sent out from some remote spot of peace beyond the + black wastes of the gale; again he heard a man's voice--the frail + and indomitable sound that can be made to carry an infinity of + thought, resolution, and purpose, that shall be pronouncing + confident words on the last day, when heavens fall and justice is + done--again he heard it, and it was crying to him, as if from + very, very far--"All right."' + +FOOTNOTES: + +[Footnote 72: _Wilhelm Meister's Lehrjahre_, Bk. 8, c. 5.] + +[Footnote 73: By M.P. Follett (Longmans).] + +[Footnote 74: Professor A.C. Bradley, to whom also is due the passage +about Schubert and the parallel drawn between Beethoven, Hegel, and +Wordsworth.] + +[Footnote 75: From _The Will to Believe_, quoted in Bridges' _The Spirit +of Man_, No. 425.] + + + + + + +End of Project Gutenberg's Recent Developments in European Thought, by Various + +*** END OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + +***** This file should be named 15084-8.txt or 15084-8.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/1/5/0/8/15084/ + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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Marvin. + </title> + <style type="text/css"> +/*<![CDATA[ XML blockout */ +<!-- + p { margin-top: .75em; + text-align: justify; + margin-bottom: .75em; + } + .poem span.i1 {display: block; margin-left: 1em;} + .poem span.i12 {display: block; margin-left: 12em;} + .poem span.i18 {display: block; margin-left: 18em;} + .poem span.i3 {display: block; margin-left: 3em;} + .poem span.i5 {display: block; margin-left: 5em;} + h1,h2,h3,h4,h5,h6 { + text-align: center; /* all headings centered */ + clear: both; + } + hr { width: 33%; + margin-top: 2em; + margin-bottom: 2em; + margin-left: auto; + margin-right: auto; + clear: both; + } + + table {margin-left: auto; margin-right: auto;} + + body{margin-left: 10%; + margin-right: 10%; + } + + .linenum {position: absolute; top: auto; left: 4%;} /* poetry number */ + .blockquot{margin-left: 5%; margin-right: 10%;} + .pagenum {position: absolute; left: 92%; font-size: smaller; text-align: right;} /* page numbers */ + .sidenote {width: 20%; padding-bottom: .5em; padding-top: .5em; + padding-left: .5em; padding-right: .5em; margin-left: 1em; + float: right; clear: right; margin-top: 1em; + font-size: smaller; background: #eeeeee; border: dashed 1px;} + + .bb {border-bottom: solid 2px;} + .bl {border-left: solid 2px;} + .bt {border-top: solid 2px;} + .br {border-right: solid 2px;} + .bbox {border: solid 2px;} + + .center {text-align: center;} + .smcap {font-variant: small-caps;} + + .figcenter {margin: auto; text-align: center;} + + .figleft {float: left; clear: left; margin-left: 0; margin-bottom: 1em; margin-top: + 1em; margin-right: 1em; padding: 0; text-align: center;} + + .figright {float: right; clear: right; margin-left: 1em; margin-bottom: 1em; + margin-top: 1em; margin-right: 0; padding: 0; text-align: center;} + + .footnotes {border: dashed 1px;} + .footnote {margin-left: 10%; margin-right: 10%; font-size: 0.9em;} + .footnote .label {position: absolute; right: 84%; text-align: right;} + .fnanchor {vertical-align: super; font-size: .8em; text-decoration: none;} + + .poem {margin-left:10%; margin-right:10%; text-align: left;} + .poem br {display: none;} + .poem .stanza {margin: 1em 0em 1em 0em;} + .poem span {display: block; margin: 0; padding-left: 3em; text-indent: -3em;} + .poem span.i2 {display: block; margin-left: 2em;} + .poem span.i4 {display: block; margin-left: 4em;} + // --> + /* XML end ]]>*/ + </style> + </head> +<body> + + +<pre> + +Project Gutenberg's Recent Developments in European Thought, by Various + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Recent Developments in European Thought + +Author: Various + +Release Date: February 16, 2005 [EBook #15084] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + + + + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + + + + + +</pre> + + +<h1><a name="Page_1" id="Page_1" />THE UNITY SERIES</h1> + +<h2>RECENT DEVELOPMENTS IN EUROPEAN THOUGHT</h2> + +<h3><i>ESSAYS ARRANGED AND EDITED</i></h3> + +<h3>BY</h3> + +<h2>F.S. MARVIN</h2> + +<p class="center">AUTHOR OF 'THE LIVING PAST', ETC.</p> + +<div class="poem"><div class="stanza"> +<span>'To hope till Hope creates<br /></span> +<span>From its own wreck the thing it contemplates.'<br /></span> +</div><div class="stanza"> +<span><i>Prometheus Unbound.</i><br /></span> +</div></div> + +<p class="center"><br /><br />HUMPHREY MILFORD</p> + +<p class="center">OXFORD UNIVERSITY PRESS</p> + +<p class="center">LONDON EDINBURGH GLASGOW NEW YORK TORONTO MELBOURNE CAPE TOWN BOMBAY</p> + +<p class="center">1920</p> + +<p class="center"><a name="Page_2" id="Page_2" />PRINTED IN ENGLAND</p> + +<p class="center">AT THE OXFORD UNIVERSITY PRESS</p> + + + +<hr style="width: 65%;" /> +<h2><a name="PREFACE" id="PREFACE" /><a name="Page_3" id="Page_3" />PREFACE</h2> + + +<p>This volume, like its two predecessors, arises from a course of lectures +delivered at a Summer School at Woodbrooke, near Birmingham, in August, +1919. The first, in 1915, dealt with 'The Unity of Western Civilization' +generally, the second, in 1916, with 'Progress'. In this book an attempt +has been made to trace the same ideas in the last period of European +history, broadly speaking since 1870.</p> + +<p>It was felt at the conclusion of the course that the point of view was +so enlightening and offered so many opportunities of useful further +study that it should, if possible, be resumed in future years. A large +number of subjects were suggested—'The Relations of East and West,' +'The Duty of Advanced to Backward Peoples,' 'The Rôle of Science in +Civilization,' &c.—all containing the same elements of 'progress in +unity' which have inspired the previous volumes. It was thought that +possibly for the next session 'World <a name="Page_4" id="Page_4" />Reconstructions Past and Present' +might be most appropriate.</p> + +<p>If any reader feels moved by interest or sympathy with the general idea +to send suggestions, either as to possible places of meeting, or topics +for treatment or any other kindred matter, they would be welcomed either +by the Editor or by Edwin Gilbert, Woodbrooke, Selly Oak, Birmingham.</p> + +<p>F.S.M.</p> + +<p>BERKHAMSTED, <i>December, 1919.</i></p> + + + +<hr style="width: 65%;" /> +<h2><a name="CONTENTS" id="CONTENTS" /><a name="Page_5" id="Page_5" />CONTENTS</h2> + +<div class="centered"><table border="0" cellpadding="2" cellspacing="7" summary="Table of Contents"> + +<tr><th align='right'> </th><th align='right'> </th><th align='left'> </th><th align='right'><span class="smcap">Page</span></th></tr> + +<tr><td align='right'><br /></td><td align='right'><br /></td><td align='left'> +<span class="smcap"><a href="#Page_3">PREFACE</a></span></td><td align='right'><a href="#Page_3">3</a></td></tr> +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'><a href="#I">I</a></td><td align='left'><span class="smcap">GENERAL SURVEY +<br />By F.S. MARVIN.</span></td><td align='right'><a href="#Page_7">7</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'><a href="#II">II</a></td><td align='left'><span class="smcap">PHILOSOPHYr />By Professor A.E. TAYLOR, St. Andrews.</span></td><td align='right'><a href="#Page_25">25</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'><a href="#III">III</a></td><td align='left'><span class="smcap">RELIGION<br />By Dr. F.B. JEVONS, Hatfield Hall, Durham.</span></td><td align='right'><a href="#Page_65">65</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'><a href="#IV">IV</a></td><td align='left'><span class="smcap">POETRY<br />By Professor C.H. HERFORD, Manchester.</span></td><td align='right'><a href="#Page_89">91</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#V">V</a></td><td align='left'><span class="smcap">HISTORY<br />By G.P. GOOCH.</span></td><td align='right'><a href="#Page_140">140</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#VI">VI</a></td><td align='left'><span class="smcap">POLITICAL THEORY<br />By A.D. LINDSAY, Balliol College, Oxford.</span></td><td align='right'><a href="#Page_164">164</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#VII">VII</a></td><td align='left'><span class="smcap">ECONOMIC DEVELOPMENT<br /> +1. THE INDUSTRIAL SCENE, 1842<br /> +2. MINING OPERATIONS<br /> +3. THE SPIRIT OF ASSOCIATION<br /> +By C.R. FAY, Christ's College, Cambridge.</span></td><td align='right'><a href="#Page_181">181</a><br /><a href="#Page_181">181</a><br /><a href="#Page_195">195</a><br /><a href="#Page_209">209</a><br /> </td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#VIII">VIII</a></td><td align='left'><span class="smcap">ATOMIC THEORIES<br />By Professor W.H. BRAGG, F.R.S.</span></td><td align='right'><a href="#Page_216">216</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#IX">IX</a></td><td align='left'><span class="smcap">BIOLOGY SINCE DARWIN<br />By Professor LEONARD DONCASTER, F.R.S.</span></td><td align='right'><a href="#Page_229">229</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#X">X</a></td><td align='left'><span class="smcap">ART<br />By A. CLUTTON BROCK.</span></td><td align='right'><a href="#Page_247">247</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#XI">XI</a></td><td align='left'><span class="smcap">A GENERATION OF MUSIC<br />By Dr. ERNEST WALKER, Balliol College, Oxford.</span></td><td align='right'><a href="#Page_262">262</a></td></tr> + +<tr><td align='right'><span class="smcap">Chapter</span></td><td align='right'> +<a href="#XII">XII</a></td><td align='left'><span class="smcap">THE MODERN RENASCENCE<br />By F. MELIAN STAWELL.</span></td><td align='right'><a href="#Page_293">293</a></td></tr> + +<tr><td colspan='4'></td></tr> +</table></div> + + + +<hr style="width: 65%;" /> +<h2><a name="I" id="I" /><a name="Page_6" id="Page_6" /><a name="Page_7" id="Page_7" />I</h2> + +<p class="center">GENERAL SURVEY</p> + +<p class="center">F.S. MARVIN</p> + + +<p>We are trying in this book to give some impression of the principal +changes and developments of Western thought in what might roughly be +called 'the last generation', though this limit of time has been, as it +must be, treated liberally. From the political point of view the two +most impressive milestones, events which will always mark for the +consciousness of the West the beginning and the end of a period, are no +doubt the war of 1870 and the Great War which has just ended. From 1870 +to 1914 would therefore be the most obvious delimitation of our study; +and it is a striking illustration of human paradox, that a great stage +in the growth of unity should be marked by two international tragedies +and crowned by the most terrible of all.</p> + +<p>Nearly coincident with the political divisions there are important +landmarks in the history of thought. During the 'sixties, while the +power of Prussia was rising to its culmination in the Franco-Prussian +War, the Darwinian theory of development was gaining command in biology. +To many thinkers there has appeared a clear connexion between that +biological doctrine and the 'imperialism', Teutonic and other, which was +so marked a feature of the time. In any case 'post-Darwinian' might well +describe the scientific thought of the age we have in view.</p> + +<p>Industrially the epoch is as clearly defined as it is in politics and +science. For in 1871, the year of the Treaty <a name="Page_8" id="Page_8" />of Frankfort, an act was +passed after a long working-class agitation, assisted by certain eminent +members of the middle class, legalizing strikes and Trade Unions. And +now at the end of the war, all over the world, society is faced by the +problem of reconciling the full rights, and in some cases the extreme +demands, of 'labour', with democratic government and the prosperity and +social union of the whole community. This is the situation discussed in +our seventh and eighth chapters.</p> + +<p>In philosophy and literature a similar dividing line appears. In the +'sixties Herbert Spencer was publishing the capital works of his system. +The <i>Principles of Psychology</i> was published in 1872. This 'Synthetic +Philosophy' has proved up to the present the last attempt of its kind, +and with the vast increase of knowledge since Spencer's day it might +well prove the last of all such syntheses carried out by a single mind. +Specialism and criticism have gained the upper hand, and the fresh turn +to harmony, which we shall notice later on, is rather a harmony of +spirit than an encyclopaedic unity such as the great masters of system +from Descartes to Comte and Spencer had attempted before.</p> + +<p>In literature also the dates agree. Dickens, most typical of all early +Victorians, died in 1870. George Eliot's last great novel, <i>Daniel +Deronda</i>, was published in 1876. Victor Hugo's greatest poem, <i>La +Légende des Siècles</i>, the imaginative synthesis of all the ages, +appeared in the 'seventies. There have been many writers since, with +Tolstoi perhaps at their head, in whom the fire of moral enthusiasm has +burnt as keenly, nor have the borders of human sympathy been narrowed. +Yet one cannot fail to note a less pervading and ready confidence in +human nature, a less fervent belief that the good must prevail if good +men will only follow their better leading.</p> + +<p><a name="Page_9" id="Page_9" />Here then is our period, marked in public affairs by a progress from +one conflict, desperate and tragic, between two of the leading nations +of the West, to another and still more terrible which swept the whole +world into the maelstrom; and marked in thought by a certain dispersion +and depression of mind, a falling in the barometer of temperament and +imagination, but also by a grappling with realities at closer quarters. +No wonder that some have seen here a 'tragedy of hope' and the +'bankruptcy of science'.</p> + +<p>But it must be noted at once that these obvious landmarks, though +striking, are in themselves superficial. They require explanation rather +than give it, and in some cases an explanation, much less tragic than +the symptom, is suggested by the symptom itself. We may at least fairly +treat them at starting simply as beacon-hills to mark out the country we +are traversing. We have to go deeper to find out the nature of the soil, +and travel to the end to study the vista beyond.</p> + +<p>In making this fuller analysis of man's recent achievement, especially +in the West, the first, and perhaps ultimately the weightiest, element +we have to note is the continued and unexampled growth of science. Was +there ever a more fertile period than the generation which succeeded +Darwin's achievement in biology and Bunsen's and Kirchhoff's with the +spectroscope? Both have created revolutions, one in our view of living +things, the other in our view of matter. In physics the whole realm of +radio-activity has come into our ken within these years, and during the +same time chemistry, both organic and inorganic, has been equally +enlarged. All branches of science in fact show a similar expansion, and +a new school of mathematicians claim that they have recast the +foundations of the fundamental science and assimilated it to the +simplest laws of all thinking. Some <a name="Page_10" id="Page_10" />discussion of this will be found in +the chapter on philosophy.</p> + +<p>It may serve as tonic—an antidote to that depression of spirits of +which we have spoken—to consider that such an output of mental energy, +rewarded by such a harvest of truth, is without precedent in man's +evolution. No single generation before ever learnt so much not only of +the world around it but also of the doings of previous generations. For +since 1870 we have been living in an age as much distinguished for +historical research as for natural science. If mankind is now to go down +in a wrack of war, starvation, bankruptcy, and ruin, the sunset sky at +least is glorious.</p> + +<p>And there is tonic in another thought which rises from the very nature +of this recent blossoming of knowledge. It marks the growing +co-operative activity of mankind. The fact that science and research of +every kind have advanced so rapidly is not only, or even primarily, a +proof of the continued vigour of the human intellect, but of the +stability of society, the coherence of social classes and nations, the +readiness of the bulk of men to allow their more immediately productive +work to be used for the support of those whose labours are in a more +remote and ideal sphere. Science did not begin until the ancient +priesthoods were enabled to pursue disinterested inquiries without the +need of earning their daily bread. Civilization, we may be assured, is +not threatened in its most vital part so long as the general will +permits the application of the general resources to the promotion of +learning and research without a claim for immediate marketable results. +Our last generation has not only permitted but has encouraged this in +all Western countries, and in other countries, such as China and Japan, +influenced by the West. The money thus spent is vastly greater than in +any equal period before, <a name="Page_11" id="Page_11" />and the United States, the land of the fullest +democratic claims, is also the land of the amplest generosity for +scientific and educational purposes.</p> + +<p>The growth of knowledge is a symptom not only of the collective capacity +of living man but also of the continuity of the present age with those +which had laid the earlier foundations. One school of vigorous action, +and still more vigorous talk, advises our generation to be done with the +past and make a fresh start on more ideal lines. This is not the voice +of science, which, just in proportion to its growth, has shown more and +more care for its origins and its past: and this is true at every stage +in the history of thought. The Greeks, fighting for freedom and +establishing in the city-state a new form of political organization for +the world, were yet in their scientific evolution true and grateful +successors of the priests who first compiled the observations necessary +for the scientific study of the heavens and founded the art of medicine. +The men of the Renascence, who were burnt and imprisoned for doubting +the verbal inspiration of Aristotle and the Bible, were in fact going +back to an earlier impulse than that of the scholastic philosophy. The +mathematics of Pappus and the mechanics of Archimedes had to be carried +further before the new sciences of which Aristotle had given the first +sketch could be securely founded. The pioneers of the sixteenth and +seventeenth centuries built therefore on the past, although accused of +impiety and revolution; and it must be so with any intellectual +construction which is to hold its own and form the future. So far from +there being any opposition in nature between history and science, the +two are but different aspects of one continuous enlargement of the human +spirit, which sees and lives more fully at each great moment of its +progress, and, so far as it is alive, is always informed by the real +<a name="Page_12" id="Page_12" />achievements of the past. We illustrate this advance in the marvellous +record of our fifth chapter, and its spirit is summed up in the great +saying of Benedetto Croce that 'all history is contemporary history'.</p> + +<p>But the reader may here begin not unnaturally to feel some impatience +with the argument, and to think that he is being carried into a region +of ideal imaginings quite out of touch with the realities of blood and +hatred and starvation with which we have been actually surrounded at the +end of our period. It is well to be thus sharply reminded of the +contrariety of facts, when we are sailing smoothly along on the current +of any theory, whether of education or politics, religion or art. To get +right with our objector, to set our sail so that the rocks in the stream +may not completely wreck us, we will go back to the point where we were +insisting on the obvious truth that the collective resources and +capacity of mankind have of late enormously increased.</p> + +<p>The material fruits of science are among our most familiar wonders—the +motor-car, the aeroplane, wireless telegraphy. But it is not +sufficiently realized how all these things and the like are dependent +upon the co-operation of a multitude of minds, the collective rather +than the individual capacity of man. Men had dreamt for ages of flying, +but it was not until the invention of the internal combustion engine +that bird-like wings and the mechanical skill of man could be brought +together and made effective. It is Humanity that flies, and not the +individual man alone. The German Daimler, the French Levassor, are the +two names which stand out most prominently in this later development of +engineering as our own Watt and Stephenson stand in the history of the +steam-engine. Wireless telegraphy offers a similar story. Faraday, +Maxwell, Hertz, Lodge, Marconi; the names are international. In 1913, +before ever the League <a name="Page_13" id="Page_13" />of Nations had been planned, Lord Bryce was +telling an International Congress in London that 'the world is becoming +one in an altogether new sense.... More than four centuries ago the +discovery of America marked the first step in the process by which the +European races have gained dominion over nearly the whole earth. As the +earth has been narrowed through the new forces science has placed at our +disposal, the movements of politics, of economics, and of thought, in +each of its regions, become more closely interwoven. Whatever happens in +any part of the globe has now a significance for every other part. World +History is tending to become one History.'</p> + +<p>The war, tragically as it has shaken this growing oneness of mankind, +has not destroyed it. In some ways it has even stimulated growth. +Against a background of blood and fire the League of Nations has been +forced into actual being, and the long isolation alike of the ancient +East and the youthful West has been broken down at last. Within the +State, again, even allowing for all setbacks, the efforts at social +solidarity have on the whole been strengthened, not weakened. This war +his been an accelerator of, not, as the Napoleonic, a brake upon, +reform. Many reforms, especially in England, which had been long +discussed and partly attempted before the war, were carried out with +dispatch at its close. This was the case with education, with the +franchise and with measures affecting the health, the housing, and the +industrial conditions of the people. And there is now a greater and +stronger demand among us for a further advance, above all for making +every citizen not merely or even primarily a voting unit, but a +consciously active, consciously co-operative, member of the community.</p> + +<p>Comte, who died in 1857 just before our period, was perhaps the clearest +voice in Europe to herald both <a name="Page_14" id="Page_14" />movements: the advance to international +unity, and social reform within the State. It was he who, under the +title of <i>Western Republic</i>, proclaimed the existence of a real unity of +nations, whose business it was to strengthen themselves as a moral +force, to act as trustees for the weaker people and lead the world. It +was he who, in the phrase 'incorporation of the proletariate', summed up +all those social reforms in which we are immersed, which aim at making +every citizen a full member of his nation. Like all ideals it was far +easier to conceive and to respect than to foresee or to secure the +necessary means to put it into effect. Perhaps the perfect symmetry of +the plan, the over-sanguine hopes of the man who framed it, have even +proved some hindrance to its rapid spread. It has seemed, like Dante's +polity in the <i>De Monarchia</i>, to take its place rather among the utopias +than the practical schemes of reform, and when men saw the infinite +complexity of the problems and met the living lions in the path, they +suffered the comparative depression which we have noticed as a feature +of the age.</p> + +<p>Here indeed it would appear that we have reached one of the most serious +cross-currents in recent European thought. In science, in philosophy, in +politics, and in social economics, though we see the goal at least in +outline, we are in some danger of being overwhelmed by the difficulties +of the pursuit. Our vision is somewhat clouded and our steps hampered by +the entangling details of the country between. It is substantially the +same problem which faces us both in the philosophical and the practical +sphere, and the analogy between the two is instructive. Spencer's +synthesis, which we instanced as the last encyclopaedic attempt to +present all knowledge—at least all scientific knowledge—in one system, +has been riddled fore and aft by hostile shot, though in <a name="Page_15" id="Page_15" />the end more +of it may be found to have survived than is seen at present above water. +The philosopher who in our generation has acquired the European vogue +most comparable to that of Spencer is Bergson. Now Bergson has dealt +some of the shrewdest blows at Spencer's system, but he does not set out +to construct a rival system of his own. He is most careful to say that +he is not doing this, that any such work must be done by later workers, +that he is only making suggestions for a new point of view. It is +interesting to note in general terms what that point of view is, as we +shall have occasion later on to revert to it. It rests on a new +interpretation of the nature and growth of conscious life. He is in +short a <i>semeur d'idées-force</i> rather than an encyclopaedist or a +system-maker. The difference is characteristic of the age and might be +traced in the other contemporary schools, the pragmatists, the new +realists, and the rest. The new Descartes is looked for but not +announced. Perhaps when he arrives he will prove to be a whole army and +not a single man. But if an army, it will need a better co-ordination, a +more clearly defined common spirit, than is at present apparent in the +philosophic hosts.</p> + +<p>A similar perplexity in the practical sphere has a similar cause but a +graver urgency. The multiplicity and contrariety of the facts are upon +us as we face in practice the ideals which we have accepted from the +earlier thinkers, from the century of hope. In science and philosophy we +feel that the cause of unity may with some safety be left to look after +itself. If the new Descartes does not appear in person, we may have +confidence that plenty of inferior substitutes will be found, who, if +they work together, will keep alive the great task of unifying thought. +For in this region the nature of things assists our efforts and will +sooner or later get the work done. The stars in their courses are +fighting <a name="Page_16" id="Page_16" />for us and for unity. But in the world of wills the task is +tenfold more difficult and the dangers imminent. The poor and labouring +millions, the oppressed and dissatisfied nations, are forcing the door, +and though there is fair agreement in theory as to how they should live +and work together in peace, yet the realization is by no means +automatic, and the difficulties thicken as we come nearer to them.</p> + +<p>But even here, perhaps most of all here, it is the first word of wisdom +to take stock of the favourable symptoms, to see clearly the forces on +which we can rely in our forward march. And they are not far to seek in +all classes and in every Western land. Read any account of an English +community in the early nineteenth century, say George Eliot's 'Milby' in +the <i>Scenes of Clerical Life</i>. How far more humane, more enlightened, +and happier is the state of the succeeding community, the Nuneaton or +Coventry of the present day! No question but the novelist would have +welcomed as a convincing proof of her 'meliorist' doctrine the progress +made in her own homeland in the century since her birth. We know by +personal experience the general kindliness and cheerfulness of our +fellow citizens, their tolerance, their readiness to hope, their +prevalent orderliness and self-restraint. We are thinking perhaps of a +certain tendency to slackness, a dangerous falling-off in the output of +work. If that be so, we need only look at the activities of any +playground, or of a class-room in a well-ordered school, to be sure of +the future. The natural man, at least in our temperate climates, and as +exhibited in the behaviour of his natural progenitor, the child, is all +for vigour and experiment. It is we, the adult community, the trustees +of the child, who are to blame if his maturity fails of the eager +questioning and the untiring labours of his unspoilt youth.</p> + +<p><a name="Page_17" id="Page_17" />But we are dealing in this volume rather with changes of thought than +with the actual life of the times. Theories affecting the organization +of work, the distribution of the product, and the government of society +have had much to do with our present difficulties. They have arisen from +the conditions of the industrial revolution and the doctrines of the +political revolution which began about the same time, and they have +reacted ever since on the work and wages, the life and government of the +mass of Western men. They are discussed in our eighth chapter. It may be +said broadly that in this sphere, as in philosophy, the old and +<i>simpliste</i> doctrines have been criticized almost to the point of +extinction, but that no new all-embracing practical synthesis has taken +their place. The Marxian theory that social evolution has been due +mainly to economic causes, that these have produced inevitably the +present—or recent—capitalist system, which inevitably must be turned +upside down in the interests of manual labour—this is no longer +dominant in any Western community, though it is fighting a desperate +battle in Eastern Europe. But it is equally true that the capitalist +system, presented in an ideal and moralized form in the Utopias of St. +Simon and Comte, is not generally accepted now as an ideal for industry. +The spirit which Comte desired and believed would animate the moralized +employer, acting as the providence of his workpeople, we look to find +rather in a reconstituted and moralized State. We all share this hope in +our degree, <i>The Times</i> as well as the <i>Daily News</i>, and we do not +expect the new spirit to operate simply through the free-will and +private capacity and initiative of individuals. The joint stock company +has settled that.</p> + +<p>What we are waiting and hoping for is the time when, under the aegis of +a benevolent State, capital and labour may live together in many +mansions and, like the monks <a name="Page_18" id="Page_18" />of old, follow many rules of life. In this +region our ideal of unity is more diversified than in the realm of +thought, and there is no demand for a Descartes.</p> + +<p>And here it is interesting to note that one of the most telling books on +social reconstruction published since the war is by an international +writer. This is Dr. Walther Rathenau, a German of Jewish descent, whose +ideas have just been popularized by a Frenchman, M. Gaston Raphael<a name="FNanchor_1_1" id="FNanchor_1_1" /><a href="#Footnote_1_1" class="fnanchor">[1]</a>. +He fits in well with our general argument by virtue of his double +attitude, holding, on the one hand, that under the general supervision +of the State, industry should be organized in various self-governing +groups, 'Social Guilds' or 'professional syndicates' in which both +employers and workmen would be included with representatives of the +Government; while, on the other hand, he is emphatic that progress must +proceed from a changed and widening mentality, and aim in turn at +increasing the depth and capacity of the individual soul.</p> + +<p>Our book has no special chapter on the League of Nations itself. The +idea pervades the whole, and the subject was treated in detail in the +first volume of this series (<i>The Unity of Western Civilization</i>, 1915). +The history behind the League offers a striking analogy to the other +struggles for unity of which we have spoken. There is the same advance +from the idea of a unity dictated and controlled by one mind to a unity +of spirit arising from the free co-operation of many diverse elements +all aiming at the same general good. Down even to yesterday it seemed to +many minds a necessary condition that one man, gathering in his hands +the resources of one great State, should from that centre dominate the +world. And in the dawn of human history it was no doubt often true, the +only way in which the world could <a name="Page_19" id="Page_19" />then advance. This was true for +Alexander, the prototype of all the Roman conquerors, and true, +conspicuously, for the Roman empire at its best. But, after the break-up +of the empire, unity of this type became a delusive mirage, misleading +all who, like the Holy Roman emperors, sought to enjoy it again. By the +time of Napoleon it had become an anachronism of the most dangerous and +reactionary kind. The world was then too vast, the freedom of men and +nations too various and deeply rooted. Meanwhile a real unity, stronger +than before, had been forming beneath the surface and needed fresh +institutions to body it forth. This movement for unity has been, as we +have seen, precipitated by the war into visible and decisive action. It +had been simmering for three hundred years in 'Great Designs', 'Projects +of Peace', Treaties of Arbitration, and Hague Conventions.</p> + +<p>Among much that is doubtful in the future of the League, one thing +stands out as a capital certainty. Without losing the very spirit of its +being it can never become a satellite system, revolving round one +dominant Power or even a dominant clique. It was formed to contradict +and destroy an oppressive imperialism: it can only thrive by the free +co-operation of the partners, finding their proper end in a prosperity +shared by all.</p> + +<p>Such is a short summary of some of the leading topics treated here, +those perhaps in which public interest has been most keenly aroused. But +nothing has been said in this introduction of Art or Music, and of +Religion only a little by implication. It may be well in conclusion to +attempt a still more summary impression of the main drift of the period +on the spiritual side. We may in such a wider view see some common +tendency in all these activities, some inspiration of religion, some +link with art, some impulse to live strongly and to hope.</p> + +<p>The present writer would find this leading thread in <a name="Page_20" id="Page_20" />the increasing +stress laid by recent European thought on the spiritual, or +psychological, side of every problem, in the growing desire to +understand the character of man's own nature and to develop all the +powers of his soul.</p> + +<p>One of the latest authorities<a name="FNanchor_2_2" id="FNanchor_2_2" /><a href="#Footnote_2_2" class="fnanchor">[2]</a> on anthropology has told us that 'to +develop soul is progress', and he has followed the clue through the +meagre relics of Palaeolithic and Neolithic man. So does the last +science of the nineteenth century throw light on the dim recesses of the +past. For unquestionably psychology is the characteristic science added +to the hierarchy in our period; it has crowned biology and is exercising +a profound influence on philosophy, literature, and even politics. If +Aristotle was its founder, if it was Descartes who first showed its +profound connexion with philosophy, it is to workers in our own day that +we must look for those methods of accurate observation, comparison, and +the study of causes without which it could not advance farther. And +modern psychology has advanced far enough to see that we must include in +its purview the 'soul' of a minnow as well as of a man. Descartes had +stopped too short, for to him animal life, as distinct from human, +showed only the movements of automata. But now, just as the biologist +conceives man as part of one infinite order of living things, so the +psychologist believes that the facts of his consciousness, the crown of +life, must find their place somewhere related to the simplest movements +of the amoeba. Hence the whole of animate evolution, and not only that +part of which Dr. Marett spoke, may be thought of as the growth of soul.</p> + +<p>But, the objector will inquire, does this imply the enlargement of every +individual or even of the average <a name="Page_21" id="Page_21" />or the typical personality? And if +not, what becomes of a 'growth of the soul'?</p> + +<p>To this we must admit the impossibility of any complete, or even +approximate, answer with our present knowledge. We can only note one or +two points of certainty or of confident belief. The first, that there +have been individual men, an Aristotle or a Shakespeare, in the past, +with whom later ages never have, and perhaps never may, compare. The +second, that there are good grounds for thinking that the average man +has improved in goodness and in knowledge since we first knew him dimly +in the dawn of history. But more important and more certain is the fact +that the collective soul of man has grown, and all the extensions of +knowledge and of power of which our volume speaks bear witness to it. +They are essentially social in origin and outlook, and rest on a +foundation of common thought immeasurably wider than any in the more +distant past.</p> + +<p>The man of science, the statesman, even the poet, now speaks for a +multitude, and out of a multitudinous consciousness, which had not +gathered to support, to inspire, or to weigh down, an Aristotle, a +Pericles, a Cromwell. This is a dominating fact from which it is well to +take our start. Assuredly the soul of mankind has been collectively +enlarged and enriched. How far the individual can share in this +enlargement is still one of the problems of the future. The West has +committed itself to a general policy of education which aims at making +every citizen a full partaker in the advance of the race. But it cannot +be said that this policy has yet been really tried. It is the +acknowledged ideal to which in all Western countries partial steps have +been taken, and the democracy, through their most enlightened leaders, +will continue to press for its fulfilment. As this approaches, the +individual may become more and <a name="Page_22" id="Page_22" />more in his degree the microcosm which +philosophers have proclaimed him, and the enlargement of the soul, which +we know to be a fact for humanity, will become a fact for every man. +Need we doubt that with the general raising in the level new eminences +will appear? Do not great mountains sometimes rise from the sea and +sometimes from the high plateau? We are now in the very midst of a +struggle for settlement and incorporation, which, as it is accomplished, +should prepare the way for new excellences of every kind. What may not +be hoped of men if once they learn to live with their fellows? And they +can only so learn by studying them. This is felt by all contemporary +writers from Bergson in philosophy to Graham Wallas in politics. Poets +and novelists, above all, have turned more and more to problems of the +inner life.</p> + +<p>The novelists who ushered in our age are significant of this, and none +more so than George Eliot, whose work, though somewhat out of fashion +for the moment, is yet marked by the transition from Victorian +complacency to modern unrest and modern hopes. Full of love and +appreciation for the old order in England—the contentment and humours +of the country-side, the difference of classes, the respect for +religion—she was carried by the evolutionary philosophy of her time +into thoughts of an eternal and world-wide order, the growth of +humanity, the kinship of man with the universe, the social nature of +duty. Her contribution was essentially psychological; she enlarged our +knowledge of the soul. She showed us, not certainly more living types +than Scott or Dickens, but more play of motives, more varied interests +in life, more mental crises. The soul, above all the woman's soul, had +widened its horizon between Flora Macdonald and Dorothea Brooke.</p> + +<p>Every reader will think of famous novelists who have <a name="Page_23" id="Page_23" />followed the same +broadening path, and their work is often really great as well as famous. +The history of thought has in fact throughout the last century been a +commentary on those words of Keats to which many of us have turned of +late for comfort and inspiration: 'The world is not a vale of tears, but +a vale of soul-making.' Tears there are in abundance, as the tears of +children. But sorrow is not the leading note of children, nor should it +be of humanity in growth. Soul-making—the practice and the theory—has +become more and more clearly and consciously the object of human thought +and endeavour. We need the greater mind to see the links in the +overwhelming mass of science, in the mazes of human action and history. +We need it still more to grasp and to preserve the unity of our social +life. Most of all for the healing of the world is the greater soul +needed, with a world-consciousness, some knowledge, some sympathy, some +hope for all mankind. Without this, a league of nations would be dead +before its birth.</p> + +<p>The recent development of psychology, social as well as individual, its +pursuit on scientific lines, and its alliance with biology, suggest one +thought which applies generally to an age of science and may be found to +throw some illumination even on the future. Which of all types of modern +men is the most habitually hopeful, the man of letters, the politician, +the business man, or the man of science? There can be no question of the +answer. The typical man of science is sure of the greatness and solidity +of the work he shares, and confident that the future will extend and +make still more beneficial its results. His forward glance is more +assured because the backward reveals a course of growing strength and +continuous ascent. The physicist foresees unmeasured sources of energy, +still untapped. He warns us of our dangers, but has no doubt that, with +due foresight, we may overcome <a name="Page_24" id="Page_24" />them, and make the reign of man upon the +planet wider and firmer than before. The doctor knows no disease which +may not in time yield to scientific treatment. The agricultural expert +foresees, and can produce, new types of grain and fruit which will +surpass the best yet known. And the trainer of youth, the man to whom +the new science of psychology stands most in stead, is the most hopeful +of them all. Dealing with human nature in its growth he puts no limits +to its powers of goodness and activity. He deplores the want of wise +methods in the past, and if he errs at all it is in an excess of +optimism, in believing that with new methods we may make a new man.</p> + +<p>On this enlargement of the soul, enlightened by science, we build the +future. It is the crowning vision of the modern world, first sketched by +Descartes, filled out and strengthened by the life and thought of three +hundred years. In the interval we have lived much and learnt much, both +of our own nature and of the world in which we live. In our own age a +powerful stimulus has been given by a transformed biology and a new +science which shows the soul itself in growth from an immemorial past, +moulding the future by its own action, surmounting, while assimilating, +the mechanism which surrounds it. But for this building two things are +needed. One, that our souls, as builders, shall act as one with all our +fellows and strive for unity as well as power. The other, that in the +building the laws of growth shall be followed, which science has already +revealed in part and will reveal more fully. For the spirit of science +is the spirit of hope.</p> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_1_1" id="Footnote_1_1" /><a href="#FNanchor_1_1"><span class="label">[1]</span></a> <i>Walther Rathenau. Ses Idées et ses Projets d'Organisation +Économique</i>. By Gaston Raphael (Paris: Payot, 4f. 50 c).</p></div> + +<div class="footnote"><p><a name="Footnote_2_2" id="Footnote_2_2" /><a href="#FNanchor_2_2"><span class="label">[2]</span></a> R.R. Marett in <i>Progress and History</i> (Oxford University +Press).</p></div> +</div> + + +<hr style="width: 65%;" /> +<h2><a name="II" id="II" /><a name="Page_25" id="Page_25" />II</h2> + +<p class="center">PHILOSOPHY</p> + +<p class="center">PROFESSOR A.E. TAYLOR</p> + + +<p>Between forty and fifty years ago a great European man of science, Emil +du Bois-Reymond, delivered before an audience of the leading scientific +men of Germany a famous discourse on <i>The Limits of our Knowledge of +Nature</i>, which he followed up some years later with a second discourse +on the <i>Seven Riddles of the Universe</i>. His object was to convince the +materialists of the 'seventies that there were at least seven such +unsound places in <i>their</i> story of everything. Some of the 'riddles', he +admitted, might prove to be soluble as science advances, but the most +important of them will always remain unanswered. Our position as regards +them will always be <i>ignoramus et ignorabimus</i>—we do not know the +solutions and we never shall know them. I do not ask now whether du +Bois-Reymond was right in his judgement or not. If he was right, that +means, of course, that the one tale of everything will never be told by +human lips to human ears. There will no more ever be a finally true +Philosophy than there will ever be a finally perfect poem or picture or +symphony. But there is no reason why we should not, at any rate, try to +make our story as nearly perfect as we can, to reduce the number of the +places where we have to break off with 'that is another story', and +perhaps even to hazard a 'wide solution' in matters where absolute +certainty is beyond our reach. This is the work of human Philosophy as I +conceive it, and <a name="Page_26" id="Page_26" />every man who is disinterestedly trying, without one +eye on wealth or fame or domination over the minds of others, to make +any contribution, however humble, to the telling of this one story or +the removal of loose threads from it, is inspired by the true spirit of +Philosophy. Whoever is doing anything else, no matter under what name or +with what profit or renown to himself, is no true philosopher.</p> + +<p>This point of view implies, it will be seen, no sharp dividing line +between Philosophy and Science. The avoidance of this commonly made +distinction may offend two different sets of students—students of +metaphysics who wish to exalt their own pursuit at the expense of the +'special' sciences, and students of natural science who are accustomed +to pride themselves on the contrast between the finality and +definiteness of their own results and the vagueness and dubiousness of +the conclusion of the metaphysicians. But I must avow my own conviction +that the only distinction we can make is one of convenience, and it may +help to make my peace with both parties if I explain where I take this +distinction of convenience to come in. If we are ever to construct an +approximation to the one story of everything, clearly one result will +consist of a relatively few first principles and a great mass of +conclusions which can be inferred from them. And clearly again, since +men differ so widely in their mental aptitudes, some men will be most +successful in the detection of the principles which underlie all our +knowledge, and others most successful in the accumulation of facts and +the detailed working out of the application of the principles to the +facts. For convenience' sake it will be well that some of us shall be +engaged on the discovery of principles which are so very ultimate that +most men take them for granted without reflecting on them at all, and +others on the work of detail. Further, <a name="Page_27" id="Page_27" />it will be convenient that, +within this second group, various students shall give their attention to +more special masses of detail, according to their several tastes and +aptitudes, some to the behaviour of moving particles, some to the +behaviour of living organisms, some again to the structure and +institutions of human societies, and so on. For convenience we may agree +to call preoccupation with the great ultimate principles Philosophy and +preoccupation with the application of the principles to masses of +special facts Science. If we make the distinction in this way, we shall +be following pretty closely the lines of historical development along +which 'special' sciences have gradually been constituted. When we go +back far enough in the history of human thought, we find that +originally, among the great Greeks who have taught the world to think, +there was no distinction at all between Science and Philosophy. Men like +Plato and Aristotle were busied at once with the discovery of the first +principles on which all our knowledge depends and with the construction +of a satisfactory theory of the planetary motions or of the facts of +growth and reproduction. As the study of special questions was pursued +further, it became advisable to hand over the treatment of first one and +then another group of closely interconnected questions to students who +would pursue them independently of research into ultimate +presuppositions. This is how Geometry, Astronomy, Biology came, in +ancient times, to be successively detached from general Philosophy. The +separation of Psychology—the detailed study of the processes of mental +life—from Philosophy hardly goes back beyond the days of our fathers, +and the separation of such studies as 'sociology' from general +Philosophy may be said to belong quite definitely to our own time. If +our children have leisure for study at all, no doubt they will see the +process carried much further. But it is <a name="Page_28" id="Page_28" />important to bear in mind that +neither Philosophy in the narrower sense nor Science in the narrower +sense will be fruitfully prosecuted unless the men who are working at +each understand that their own labours are only part of a single +undivided work. Without a genuine grasp of some department of detailed +facts no man is likely to achieve much in the search for principles, for +it is by analysis of facts that principles are to be found, and without +real insight into broad general principles the worker in detail is +likely to achieve nothing but confusion. The antagonism between +'philosophers' and 'men of science' so characteristic of the last half +of the nineteenth century has been productive of nothing but evil. It +has given us 'philosophers' whose knowledge about the facts with which +serious thinking has to deal has been hopelessly inaccurate; it has also +given us 'men of science' who have been 'ageometretes' and have, by +consequence, when forced to offer some account of first principles, +taken refuge in the wildest and weirdest improvisation. For really +fruitful work we need the union in one person of the 'man of science' +and the 'philosopher', or at least the most intimate co-operation +between the two. Our theories of first principles require to be +constantly revised, purified, and quickened by contact with knowledge of +detailed fact; and our representations of fact call for constant +restatement in terms of a system of more and more thoroughly thought-out +postulates or first principles. This is perhaps why the department of +human knowledge in which the last half-century has seen the most +remarkable advances is just that in which unremitting scrutiny of +principles has gone most closely hand-in-hand with the mastery of fresh +masses of detail, pure mathematics, and again why the present state of +what is loosely called 'evolutionary' science is so unsatisfactory to +any one who has a high ideal <a name="Page_29" id="Page_29" />of what a science ought to be. It exhibits +at once an enormous mass of detailed information and an apparently +hopeless vagueness about the meaning of the 'laws' by which all this +detail is to be co-ordinated, the reasons for thinking these laws true, +and the precise range of their significance. The work of men like +Cantor, Dedekind, Frege, Whitehead, Russell, is providing us with an +almost unexceptional theory of the first principles required for pure +mathematics. We are already in a position to say with almost complete +freedom from uncertainty what undefined simple notions and +undemonstrated postulates we have to employ in the science and to +express these ultimates without ambiguity. 'Evolutionary science,' rich +as is its information about the details of the processes going on in the +organic world, seems still to await its Frege or Russell. It talks, for +example, much of 'hereditary' and non-hereditary peculiarities, and some +of us can remember a time when our friends among the biologists seemed +almost ready to put each other to the sword for differences of opinion +about the inheritability of certain characteristics; but no one seems to +trouble himself much with the question a philosopher would think most +important of all—precisely what is meant by the metaphor of +'inheritance' when it is applied to the facts of biology. (Indeed, it is +still quite fashionable to talk not merely as if a 'character' were, +like a house or an orchard, a <i>thing</i> which can be transferred bodily +from the possession of a parent to the possession of the offspring, but +even as though an 'heir' could 'inherit' himself.)</p> + +<p>This last remark leads me to a further consideration. Science and +Philosophy are alike created by the simple determination to be +<i>thorough</i> in our thinking about the problems which all things and +events present to us, to use no terms whose meaning is ambiguous, to +assert no <a name="Page_30" id="Page_30" />propositions as true until we are satisfied that they are +either directly apprehended as true, or strictly deducible from other +propositions which are thus apprehended. But now that the area of facts +open to our exploration has become far too vast for a modern Francis +Bacon to 'take all knowledge for his province', and convenience has led +to the distinction between the philosopher and the man of science, a +<i>practical</i> distinction between the two makes its appearance. It is +<i>convenient</i> that our knowledge of detail should be steadily extended by +considering the consequences which follow from a given set of postulates +without waiting for the solution of the more strictly philosophical +questions whether our postulates have been reduced to the simplest and +most unambiguous expression, whether the list might not be curtailed by +showing that some of its members which have been accepted on their own +merits can be deduced from the rest, or again enlarged by the express +addition of principles which we have all along been using without any +actual formulation of them. The point may be illustrated by considering +the set of 'postulates' explicitly made in the geometry of Euclid. We +cannot be said to have made geometry thoroughly scientific until we know +whether the traditional list of postulates is complete, whether some of +the traditional postulates might not be capable of demonstration, and +whether geometry as a science would be destroyed by the denial of one or +more of the postulates. But it would be very undesirable to suspend +examination of the consequences which follow from the Euclidean +postulates until we have answered all these questions. Even in pure +mathematics one has, in the first instance, to proceed tentatively, to +venture on the work of drawing inferences from what seem to be plausible +postulates before one can pass a verdict on the merits of the postulates +themselves. The consequence of this <a name="Page_31" id="Page_31" />tentative character of our +inquiries is that, so far as there is a difference between Philosophy +and Science at all, it is a difference in <i>thoroughness</i>. The more +philosophic a man's mind is, the less ready will he be to let an +assertion pass without examination as obviously true. Thus Euclid makes +a famous assumption—the 'parallel-postulate'—which amounts to the +assertion that if three of the angles of a rectilinear quadrilateral are +right angles, the fourth will be a right angle. The mathematicians of +the eighteenth and early nineteenth centuries, again, generally assumed +that if a function is continuous it can always be differentiated. A +comparatively unphilosophical mind may let such plausible assertions +pass unexamined, but a more philosophical mind will say to itself, when +it comes across them, 'You great duffer, aren't you going to ask <i>Why</i>?' +Suppose that, by way of experiment, I assume that the fourth angle of my +quadrilateral will be acute, or again obtuse, will the body of +conclusions I can now deduce from my set of postulates be free from +contradictions or not? If I really give my mind to the task, cannot I +define a continuous function which is <i>not</i> differentiable? The raising +of the first question led in fact to the discovery of what is called +'non-Euclidean' geometry, the raising of the second has banished from +the text-books of the Calculus the masses of bad reasoning which long +made that branch of mathematics a scandal to logic and led distinguished +philosophers—Kant among them—to suspect that there are hopeless +contradictions in the very foundations of mathematical science.</p> + +<p>Now, the effect of such careful scrutiny of first principles is not, of +course, to upset any conclusions which have been correctly drawn from a +set of premisses. All that happens is that the conclusion is no longer +asserted by itself as a truth; what is asserted is that the conclusion +<a name="Page_32" id="Page_32" />is true <i>if</i> the premisses are true. Thus we no longer assert the +'theorem of Pythagoras' as a categorical proposition; what we assert is +that the theorem follows as a consequence from the assertion of some +half-dozen ultimate postulates which will be found on analysis to be the +premisses of Euclid's proof of his forty-seventh proposition.</p> + +<p>To come back to the point I wish to illustrate. The peculiarity of the +philosopher is simply that he still goes on to 'wonder' and ask <i>Why</i> +when other persons are ready to leave off. He is less contented than +other men to take things for granted. Of course, he knows that, in the +end, you cannot get away from the necessity of taking something for +granted, but he is anxious to take for granted as few things as +possible, and when he has to take something for granted, he is +exceptionally anxious to know exactly what that something is. De Morgan +tells a story of a very pertinacious controversialist who, being asked +whether he would not at least admit that 'the whole is greater than the +part', retorted, 'Not I, until I see what use you mean to make of the +admission.' I am not sure whether De Morgan quotes this as an ensample +for our following or as a warning for our avoidance, but to my own mind +it is an excellent specimen of the philosophic temper. Until you know +what use is going to be made of your admission, you do not really know +what it is you have admitted. It is this superior thoroughness of +Philosophy which Plato has in mind when he says of his supreme science +'Dialectic' that its business is to examine and even to 'destroy' +([Greek: anairein]) the assumptions of all the other sciences. It does +not let propositions which they have been content to take for granted +pass without challenge, and it may actually 'destroy' them by showing +that there is no justification for asserting them. Thus Euclid's +assumption about parallels ceased to be included among the indispensable +<a name="Page_33" id="Page_33" />premisses of geometry, and was 'destroyed' in Plato's sense when +Lobatchevsky, Bolyai, and Riemann showed that complete bodies of +self-consistent geometrical theory can be deduced from sets of +postulates in which Euclid's assumption is explicitly denied. There are +two further points I should like to put before you in this connexion. +One of them has been forcibly argued by Mr. Bertrand Russell in his +admirable little work <i>The Problems of Philosophy</i>; the other has not. +Indeed, it is just in his unwillingness to allow the second of these +points to be raised at all that Mr. Russell seems to me to fall +conspicuously and unaccountably short of being what, by his own showing, +a great philosopher ought to be.</p> + +<p>To take first the point with which Mr. Russell has dealt. There is one +very important branch of inquiry, if we ought not rather to say that +there are two, which appear to belong wholly to general Philosophy and +not to any of the 'sciences'. We cannot so much as ask the simplest +question without making the implication that there is an ultimate +distinction between true assertions and false ones, and certain definite +principles by which we can infer true conclusions from true premisses. +It is thus a very important part of the true 'story of everything' to +state the principles upon which valid reasoning depends, and to +enunciate the ultimate postulates which have to be taken for granted +whenever we try to reason validly about anything. This is the inquiry +known by the name of logic. We cannot expect men whose time is fully +taken up with the task of reaching true conclusions about some special +class of facts, those which concern the history of living organisms, or +the production and distribution of 'wealth', or the stability of various +forms of government, to burden themselves with this inquiry in addition +to their other tasks. They may fairly be allowed to leave the +construction of logic to others. But the man who <a name="Page_34" id="Page_34" />makes it the business +of his life to get back to ultimate first principles must plainly be a +logician, though he need not be a specialist in biology or economics or +'sociology'. One great advantage which our children should have over +their parents as students of Philosophy is that the last half-century +has been one of unprecedented advance in the study of logic. In the +'logic of relations', founded by De Morgan, carried out further in the +third volume of Ernst Schröder's <i>Algebra der Logik</i>, and made still +more precise in the earliest sections of the <i>Principia Mathematica</i> of +Whitehead and Russell, we now possess the most potent weapon of +intellectual analysis ever yet devised by man.</p> + +<p>We must further remark that the serious pursuit of any kind of science +implies not only that there <i>are</i> truths, but that some of them, at +least, can be <i>known</i> by man. Hence there arises a problem which is not +quite the same as that of logic. What <i>is</i> the relation we mean to speak +of when we talk of 'knowing' something, and what conditions must be +fulfilled in order that a proposition may not only be true but be known +by us to be true? The very generality of this problem marks it out as +one which belongs to what I have been all along calling Philosophy. (We +must be careful to note that the problem does not belong to the 'special +science' of psychology. Psychology aims at telling us how particular +thoughts and trains of thought arise in an individual mind, but it has +nothing to say on the question which of our thoughts give us 'knowledge' +and which do not. The 'possibility of knowledge' has to be presupposed +by the psychologist as a pre-condition of his particular investigations +exactly as it is presupposed by the physicist, the botanist, or the +economist.) The study of the problem 'what are the conditions which must +be satisfied whenever anything at all is known' is precisely what Kant +meant by <i>Criticism</i>, <a name="Page_35" id="Page_35" />though the raising of the problem in this +definite form is not due to Kant but goes back to Plato, who made it the +subject of one of his greatest dialogues, the <i>Theaetetus</i>. The simplest +way to make the nature and importance of the problem clear is perhaps +the way Mr. Russell adopts in the <i>Problems of Philosophy</i>—to give a +very rough statement of Kant's famous solution.</p> + +<p>Kant held that careful analysis shows us that any piece of knowledge has +two constituents of very diverse origin. It has a <i>matter</i> or material +constituent consisting, as Kant held, of certain crude data supplied by +sensation, colours, tones of varying pitch and loudness, odours, +savours, and the like. It has also a <i>form</i> or formal constituent. Our +data, when we know anything at all, are arranged on some definite +principle of order. When we recognize an object by the eye or a tune by +the ear, we do not apprehend simply so much colour or sound, but colours +spread out and forming a pattern or notes following one another in a +fixed order. (If you reverse the movement of a gramophone, you get the +same notes as before, but you do not get the same tune.) Further, Kant +thought it could be shown that the data of our knowledge are a +disorderly medley and come to us from without, being supplied by things +which exist and are what they are equally whether any one perceives them +or not, but the element of form, pattern, or order is put into them by +our own minds in the act of knowing them. Our minds are so constructed +that we <i>can</i> only perceive things or think of them as connected by +certain definite principles of orderly arrangement. This, he thought, +explains the indubitable fact that we can sometimes know universal +propositions to be true without needing to examine all the individual +instances. I can know for certain that in every triangle the greater +angle is subtended by the greater side, or that every event has a +definite cause <a name="Page_36" id="Page_36" />among earlier events, though I cannot examine all +triangles or all events one by one. This is because the postulates of +geometry and the law of causality are types of order which my mind +<i>puts</i> into the data of its knowledge in the very act of attending to +them, and it is therefore certain that I shall never perceive or think +anything which does not conform to these types.</p> + +<p>I give Kant's answer to the problem of Criticism not because I believe +it to be the correct one, but to show what important consequences follow +from our acceptance of a solution of this problem. If it is true that +one of the constituent elements of every piece of knowledge is a lump of +crude sensation, it follows that we can have no knowledge about our own +minds or souls, and still less about God, since, if there are such +beings as my soul and God, at any rate neither furnishes me with +sense-data. Hence a great part of Kant's famous <i>Critique of Pure +Reason</i> is taken up by an elaborate attempt to show that psychology and +theology contain no real knowledge. We cannot even know whether there is +any probability for or against the existence of the soul or of God, +though Kant was very anxious to show that it is our duty on moral +grounds to <i>believe</i> very firmly in both. Now if Kant is right about +this, his result is tremendously important. If psychology and theology +are wholly devoid of scientific value, it is most desirable that we +should know this, not only that we may not waste time in studying them, +but because it may reasonably make a very great difference to the +practical ordering of our lives. If Kant can be proved wrong, it is +equally important to be convinced that he is wrong. We may have been led +by belief in his teaching to neglect the acquisition of a great deal of +knowledge of high intrinsic interest, and may even have been betrayed +into basing the conduct of life on wrong principles. If, for example, we +can really know something <a name="Page_37" id="Page_37" />about the soul, it <i>may</i> be possible to know +whether it is immortal or not, and it is not unreasonable to hold that +certain knowledge, or even probable belief, on such a point ought to +make a great difference to our choice between rival aims in life. There +is clearly much less to be said for the recommendation to 'eat and drink +for to-morrow we die' if we have reason to believe our souls immortal +than if we have not, and some of us do not share Mr. Russell's view that +Philosophy is called upon to abdicate what the Greeks thought her +sovereign function, the regulation of life. It is true that Kant +convinced himself that it is a moral duty to act as if we knew the truth +of doctrines for or against which we cannot detect the slightest balance +of probability. But the logically sound inference from Kant's premisses +would be that, to use Pascal's famous metaphor, a prudent man will do +well to bet neither for nor against immortality. Unfortunately, as +Pascal said, you can't <i>help</i> betting; <i>il faut parier</i>. If it makes any +difference to the relative values of different goods whether the soul +dies with the body or not, one <i>must</i> take sides in the matter. In +making one's choices one must prefer either the things it is reasonable +to regard as good for a creature whose days are threescore years and ten +or those which it is reasonable to regard as best for a being who is to +live for ever. The only way to escape having to bet is not to be born.</p> + +<p>I come to the second problem, the one which, as I think, Mr. Russell +arbitrarily ignores. A human being is not a mere knowledge-machine. The +relation of knower to known is not the only relation in which he stands +to himself and to other things. The 'world' is not merely something at +which he can look on, it is also an instrument for achieving what he +regards as good and for creating what he judges to be beautiful. To do +good and to make beautiful things are just as much man's business as to +<a name="Page_38" id="Page_38" />discover truth. A knowledge of the world would be very incomplete if it +did not include knowledge of what ought to be, whether because it is +morally best or because it is beautiful, as well as knowledge of what is +actually there. And it is not immediately evident how the two, knowledge +of what ought to be and knowledge of what merely is, are connected.</p> + +<p>There is, to be sure, one way in which it is pretty plain that they are +<i>not</i> related. You cannot learn what ought to be—what is beautiful or +morally good—merely by first finding out what has been or what is +likely to be. This simple consideration of itself deprives many of the +big volumes which have been written about the 'evolution' of art and +morals of most of their value. They may have interest if they are +treated only as contributions to the history of opinion about art and +morals. But unhappily their authors often assume that we can find out +what really <i>is</i> right or beautiful by merely discovering what men have +thought right and beautiful in the remote past or guessing what they +will think right or beautiful in the distant future. The fallacy +underlying this procedure has been happily exposed by Mr. Russell +himself in an occasional essay where he remarks that it is antecedently +just as likely that evolution is going from bad to worse as that it is +going from good to better. <i>Unless</i> it is going from bad to worse it is +obviously absurd to suppose that you can find out what <i>is</i> good by +discovering what our distant ancestors <i>thought</i> good. And <i>if</i> (as may +be the case) it is going from bad to worse, no amount of knowledge about +what our posterity will think good can throw any light on the question +what is good. There is, in fact, no ground whatever for believing that +'evolution' need be the same thing as progress, and this is enough to +knock the bottom out of 'evolutionary ethics'.</p> + +<p>On the other hand, it is quite certain that when we call <a name="Page_39" id="Page_39" />an act right +or a picture beautiful we do not mean to be expressing a mere personal +liking of our own, any more than when we make a statement about the +composition of sulphuric acid or the product of 9 and 7. As Dr. Rashdall +has put it, when we say that a given act is right, we do not pretend to +be infallible. We know that we may fall into mistakes about right and +wrong just as we may make mistakes in working a multiplication sum. But +we do mean to say that <i>if</i> our own verdict 'that act is right' is a +true one, then the verdict of any one who retorts 'that act is wrong' is +false, just as when we state the result of our multiplication we mean to +assert that <i>if</i> we have done the sum correctly any one else who brings +out a different answer has worked it wrongly. Indeed, we might convince +ourselves that these verdicts are not meant to be expressions of private +and personal liking in a still simpler way. All of us must be aware that +the line of action we pronounce 'right' is not always what we like nor +the conduct we call 'wrong' what we dislike. We often like doing what we +fully believe to be wrong and dislike doing what we believe right, +without being in the least confused in our moral verdicts by this +collision of liking and conviction. So again it is a common thing to +like one poem or picture better than another, and yet to be fully +persuaded that the work we like the less is the better work of art. +Indeed, the whole process of moral and aesthetic education may be said +to exist just in learning to like most what is really best.</p> + +<p>All this, put into so many words, may seem too simple to call for +statement, but it makes nonsense of a great deal that has been written +about ethics of late years. It disposes once for all of the theory that +moral and aesthetic verdicts are 'subjective', that is, that they mean +no more than that the persons who make them have certain <a name="Page_40" id="Page_40" />personal likes +and dislikes of which these verdicts are a record. Of course, it might +be urged that all of us do indeed mean to express truths which are +independent of our personal likings when we make moral and aesthetic +judgements, but that we never succeed in doing so. A man might +conceivably hold that there is no real distinction between right and +wrong or between beautiful and ugly, but that it is a universal illusion +of mankind to suppose that there are such distinctions. Or he might hold +that the distinctions are real, but that we do not know where to draw +them. He might suggest that some ways of acting are really right and +others really wrong, but that we do not know which are the right acts +and so regularly confuse what we like doing with what is 'really' right. +Mr. Russell, in some of his later writings, seems to incline to views of +this sort. But the suggestion is really unmotived. It would be just as +reasonable to suggest that all geometrical or astronomical propositions +are only expressions of the personal and private feelings of geometers +and astronomers, and that either there is no distinction between truths +and falsehoods in geometry and astronomy, or that, at any rate, we do +not know which the true propositions are. That there is a real +distinction between true and false propositions and that, with pains and +care, we can discover some truths are assumptions we must make if we are +to recognize the possibility of pursuing knowledge at all, and there is +no reason to suppose that these assumptions do not hold as good in +matters of art and morals as elsewhere. No doubt, in practice men are +prone to mistake what they like for what is right or beautiful, but this +danger, such as it is, is not confined to art and morals. Men do often +call acts right merely because they like doing them or pictures +beautiful merely because they get pleasure from them. But it is also +notorious that many men are <a name="Page_41" id="Page_41" />prone to believe that a thing is likely to +happen merely because they wish it to happen, or that it is unlikely to +happen merely because they wish it not to happen. Yet no one seriously +makes the reality of these tendencies a ground for denying the +possibility of 'inferring the future from the past'. We must then, I +hold, regard it as an integral part of the whole story of everything to +find an answer to the questions What is good? and What is beautiful? as +well as to the question What is fact? By the side of the so-called +'positive sciences', which deal with the third question, we must +recognize as having an equal right to exist the so-called 'sciences of +value', which deal with the first and the second.</p> + +<p>I want now to take a further step in which disciples of Mr. Russell +would perhaps decline to follow me. We have already seen what is meant +by the co-ordination of the sciences into a single body of deductions +from definite ultimate postulates, though in what we have said about the +task we were content to speak provisionally as if the sciences of 'what +is' were all the sciences to be co-ordinated. We talked, in fact, as if +the work of Philosophy were merely to work into a coherent story all +that can be known of 'objects that present themselves to the +contemplation' of a knower. But, of course, if Philosophy is ever to +attack its final problem, we must take into account two things which we +have so far ignored. The 'whole story of everything' includes the +knowing intelligence itself as well as the 'objects' which present +themselves to its gaze. Indeed, it is not even accurate to speak as if +'objects' 'presented themselves' to a merely passive intelligence; to be +apprehended, they have to be actively attended to. If we would see them, +we have to be on the look-out for them. And the knowing intelligence is +not aware merely of these objects. It is also aware of itself, though +<a name="Page_42" id="Page_42" />it is certainly never a 'presented object'. Also, it is not only a +knower but a doer and a maker. Intelligence is shown as much in the +ordering of life by a rule based on a right valuation of goods and in +the making of things of beauty as in the discovery of propositions about +what is. Hence, we can hardly be content to leave the 'positive' +sciences and the 'sciences of values' simply standing over against one +another. There is that which 'is', and there is that which 'ought to +be', and, at first sight at any rate, the two seem very different. Much +that is—ignorance, sin, misery, ugliness—ought not to be, and much +that ought to be is very far from being fact. We are accustomed to +regard this as a matter of course, but, closely considered, it is +perhaps the supreme wonder of all the wonders. We creatures of +circumstance, as we call ourselves, can take stock of the sum of things +to which we belong, and judge it. It is not simply that we can, and +often do, <i>wish</i> that it were different in various ways; we can judge +that it <i>ought</i> to be different, and you may find a man of science like +Huxley, after a life spent in trying to understand the laws which +prevail in the world, deliberately making it his last word to his +fellows that their duty is to set themselves to reverse the 'cosmic +process', to select for preservation just the human types which, if the +much-abused metaphor may be tolerated, Nature, left to herself, selects +for destruction.</p> + +<p>We might, of course, regard this apparently unreconcilable conflict +between the arrangements which do prevail; as is commonly supposed, in +the world, and those which ought to prevail, as a mystery which we must +despair of ever understanding. But, to say the least of it, it is hardly +consistent with the philosophic temper to treat any question as an +insoluble riddle until one has tried all ways of solution and found them +<i>culs-de-sac</i>. If we are to be thoroughly loyal to the spirit which +<a name="Page_43" id="Page_43" />prompts all intelligent inquiry, we are bound at least to ask whether +it is, after all, beyond the power of human intelligence to think of the +world as a system in which somehow, in the end, what ought to be +prescribes what is. It is true that, for reasons already mentioned, we +cannot, like Spinoza or the Sufis, reconcile facts and values by the +simple assumption that what is is shown, by the fact that it is, to be +what ought to be, and that our common conviction that sin and ugliness +are painfully real is only an illusion due to spiritual short sight. We +have just as much reason to believe that some pleasures are good, that +pain which is not a means to good is evil, that justice and purity are +good, lewdness and cruelty bad, that some colours are lovely and others +odious, as we have to believe that between any two points there is +always a third, or that, if <i>B</i> and <i>C</i> are two points there is always a +point <i>D</i> on the straight line <i>BC</i> such that <i>C</i> is between <i>B</i> and +<i>D</i>, and a point <i>A</i> on <i>CB</i> such that <i>B</i> is between <i>C</i> and <i>A</i>. +Indeed, the most fanatical champion of what Mr. Russell in his +anti-ethical mood calls 'ethical neutrality' cannot well avoid +recognizing the truth of at least one proposition in ethics, the +proposition that knowledge of scientific truth is <i>better</i> than +ignorance of it. The admission of this single truth of value is enough +to raise all the time-honoured problems of ethics and theodicy. If +knowledge of truth is better than ignorance of it, the actual present +state of the world, in which so much truth is yet to seek, is by no +means wholly good, and there really is at least one way in which it is +our duty to make it more like what it ought to be.</p> + +<p>If then we cannot get rid of the apparent conflict between Is and Ought +by saying that Ought is an illusion, can we get rid of it, in the only +other possible way, by holding that what ought to be is the lasting and +primary reality and that the 'facts' which are so far from being <a name="Page_44" id="Page_44" />what +they ought to be are by comparison only half-real, much what shadows are +to the solid things which throw them? This was the doctrine of Plato, +who makes Socrates say in the <i>Phaedo</i> that it is the 'Good' which holds +the Universe together, and that in the end the true reason for each +particular arrangement in the world, whether we can see it or not, is +that it is 'best' that this arrangement, and no other, should exist. It +is also the foundation of Kant's well-known contention that, however +barren speculative theology and psychology may be, the reality of the +moral order and the unconditionality of moral obligation compel us to +make the existence of God, the immortality of our souls, and the moral +government of the world postulates of practical philosophy. More +generally, it is just this conviction that 'what is' has its source and +explanation in what 'ought to be', which is the central thought of all +philosophical Theism. If we can accept such a faith, we shall not, of +course, be enabled to eliminate mystery from things. We shall, for +instance, be still quite in the dark about the way in which evil comes +to be in a world of God's making. We shall neither be able to say <i>how</i> +any particular thing comes to be other than it ought to be, nor <i>how</i> in +the end good is 'brought out of evil'. But if we are to have a right to +hold a view of the Platonic or Theistic type, we must be able, not +indeed to say how evil comes about or how it is to be finally got rid +of, but to say, in a general way, what it is 'good for'. Thus, if there +are certain goods of the highest value which could not exist at all +except on the condition of the existence of less important evils, this +consideration will remove, so far as <i>those</i> goods and evils are +concerned, the time-honoured puzzle how evil can exist at all if God is. +To take a specific example. To many of us it appears directly certain +that such qualities of character as fortitude, patience, superiority <a name="Page_45" id="Page_45" />to +carnal lusts, magnanimity, are goods of the highest value. We think also +that we see that these qualities are not primitive psychological +endowments but require for their development the experience of struggle +and discipline in a world where there is real suffering, real +disappointment, real temptation. To us, therefore, there seems to be no +contradiction between the existence of God and the presence in a world +made by God of the evils needed for the development of these virtues. +And this will include some of the worst of all the evils we know of. Few +things are more ghastly than some of the cruelties which have been +practised in the late War and are still being practised in the +distracted country of Russia. Yet we know how revulsion from these +horrors has made many a man who seemed to be sunk in sloth or greed or +carnality into a Bayard or a Galahad. It may well be that this moral +re-birth would never have been effected if the evils which provoked it +had been less monstrous. Here, then, we seem to discern a principle +which <i>may</i> be adequate to explain what all the ills of human life are +'good for'.</p> + +<p>I must not deny that all such explanation, in my judgement, involves the +postulate that the ennoblement of character and deepening of insight +brought about by suffering are permanent—in fact, that it requires the +postulates of the existence of God and the reality of everlasting life. +Mr. Russell, I imagine, would regard this as a confession that I am sunk +in what he airily dismisses as 'theological superstitions'. I should +reply that the 'superstition' is on his side; to dismiss God and the +eternal soul, without serious inquiry, as 'superstitions' is just the +most superficial of all the superstitions. It is, of course, incumbent +on anyone who holds the Platonic view to show that its postulates are +not inconsistent with any known truth, and I would add that he <a name="Page_46" id="Page_46" />ought +also to show that there are at any rate known facts which seem to demand +just this kind of explanation. Both these points, as I hold, can be +established, but I do not in the least wish to suggest that any +philosopher will ever find it an easy task to 'justify the ways of God +to man'. As Timaeus says in Plato, 'to find the father and fashioner of +the Universe is <i>not</i> easy', and I want rather to lay stress on the +magnitude of the task than to extenuate it. But I am concerned to urge +that the doctrine which accounts for what is by what ought to be is the +<i>only</i> philosophical theory on which it ceases to be an unintelligible +mystery that we should have—as I maintain we certainly have—the same +kind of assurance about values that we have about facts. The chief +complaint I have to make about the mental attitude of Mr. Russell and +some of his friends is that, in their zeal for the unification of +science, they seem inclined to assume that the larger problem of the +co-ordination of Science with Life does not exist, or, at any rate, need +not occupy our minds. This is what I should call mere atheistic +superstition. On this point they might, I believe, learn much which it +imports them to know from the works of some of the notable living +philosophers of Italy, in particular from Professor Varisco of Rome and +Professor Aliotta of Padua, whose labours have been specially directed +to the co-ordination in a consistent system of the principles of the +sciences of fact with those of the sciences of value. Though, after all, +those who have refused to learn the lesson from the noble philosophical +work of Professor James Ward, the illustrious champion of sober thought +in their own University of Cambridge, are perhaps unlikely to master it +in the schools of Rome or Padua.</p> + +<p>You will readily see that I am suggesting in effect that if Philosophy +is ever to execute her supreme task, she <a name="Page_47" id="Page_47" />will need to take into much +more serious account than it has been the fashion to do, not only the +work of the exact sciences but the teachings of the great masters of +life who have founded the religions of the world, and the theologies +which give reasoned expression to what in the great masters is immediate +intuition. For us this means more particularly that it is high time +philosophers ceased to treat the great Christian theologians as +credulous persons whose convictions need not be taken seriously and the +Gospel history as a fable to which the 'enlightened' can no longer pay +any respect. They must be prepared to reckon with the possibility that +the facts recorded in the Gospel happened and that Catholic theology is, +in substance, true. If we are to be philosophers in earnest we cannot +afford to have any path which may lead to the heart of life's mystery +blocked for us by placards bearing the labels 'reactionary', 'unmodern,' +and their likes. That what is most modern must be best is a superstition +which it is strange to find in a really educated man—especially after +the events of the last five years. A philosopher, at any rate, should be +able to endure the charge of being 'unmodern' with fortitude. It is at +least a tenable thesis that many of the qualities which we Western men +have been losing in our craze for industrialism and commercialistic +'Imperialism' are just those which are most necessary to the seeker +after speculative truth. Abelard and St. Thomas would very likely have +failed as advertising agents, company promoters, or editors of +sensational daily papers. But it may well be that both of them were much +better fitted than Lord Northcliffe, Mr. Bottomley, or Mr. A.G. Gardiner +to tell us whether God is and what God is. In fact, one would hardly +suppose habitual and successful composition of effective 'posters' or +alluring prospectuses to be wholly compatible with that candour and +scrupulous veracity <a name="Page_48" id="Page_48" />which are required of the philosopher. As for +'reaction', no one but a writer in a 'revolutionary' journal would be +fool enough to use the word as, in itself, an epithet of reproach. Most +persons who have a bowing acquaintance with Mechanics know that you +cannot have an engine in which there is all action and no reaction, and +most sane men can see that before you pronounce a given 'reaction' good +or bad you need to know what it is reacting against. If a man who wants +to go east discovers that he is walking west, he is usually reactionary +enough to go back on his steps.</p> + +<p>In short, if we mean to be philosophical, our main concern will be that +our beliefs should be true; we shall care very little whether they +happen to be popular or unpopular with the intellectual 'proletarians' +of the moment, and if we can get at a truth, we shall not mind having to +go back a long way for it. Indeed, when one wants to get on the track of +the most ultimate and important truths of all, there is usually a great +positive advantage in going back a very long way for them. The questions +which deal with first principles, being the simplest—though the +hardest—of all, are mostly raised very simply and directly by Plato and +Aristotle, who were the very first writers to raise them. In the +discussions of later times, the great simple questions about principles +have so often been overlaid by mainly irrelevant accretions of secondary +details that it is usually very hard indeed 'to see the wood for the +trees'. This is the chief reason why one who, like myself, finds it his +main business in life to introduce younger men and women to the study of +Philosophy must think indifference to Greek literature about the worst +misfortune which could happen to our intellectual civilization.</p> + +<p>I have tried in what I have said so far to explain what I understand by +the philosophical spirit and what I regard <a name="Page_49" id="Page_49" />as the primary problems with +which Philosophy has to wrestle. If what I have said is not wholly wide +of the mark, it should be clear what is the deadliest enemy of the true +spirit of Philosophy. It is the temper which is too indolent to think +out a question for itself and consequently prefers to accept traditional +ready-made answers to the problems of Science and Life. Traditionalism, +wherever it is found, is the enemy, because Traditionalism is only +another name for indolence. Observe that I say Traditionalism, not +Tradition. Nowhere in life, and least of all in Philosophy, is the +solitary likely to work to much purpose unless he has behind him that +body of organized sound sense which we call Tradition. And I do not mean +that true philosophers are necessarily 'heretics', or that 'orthodoxy' +is less philosophical than 'heterodoxy'. I mean that however true an +'orthodox' proposition may be, it is no living truth for me unless I +have made it my own, as its first discoverer did, by personal labour of +the spirit. The truth is something which each generation must rediscover +for itself. True traditions may be quite as injurious, if they have +become mere traditions, as false ones. It was not so much because the +Aristotelian doctrines were false that the unquestioning acceptance of +Aristotelian formulae all but strangled human thought in the later days +of Scholasticism. Some of these doctrines were false, but many of them +were much truer than anything the seventeenth and eighteenth centuries +had to put in their place, and the rediscovery of their real meaning is +perhaps the chief service of the Hegelian school to Philosophy. The +trouble was that mechanical repetition of Aristotle's formulae as +matters of course inevitably led to loss of real insight into the +meaning the formulae had borne for Aristotle.</p> + +<p>We may say, generally, that because Traditionalism is the death of sound +thinking, the ages in which the <a name="Page_50" id="Page_50" />prospects of advance in Philosophy are +brightest are just those in which a powerful historical tradition has +broken down and men feel themselves compelled to go back on their steps +and raise once more the fundamental questions which their fathers had +supposed to be disposed of once for all by a formula. This has happened +twice since the downfall of the degenerate Scholasticism, Protestant and +Roman, of the sixteenth century. In the seventeenth century the result +was the great movement in Philosophy, Mathematics, and Physics, of which +Descartes and Galileo are the principal figures. Towards the end of the +eighteenth century, when the doctrines of Descartes had themselves been +traditionalized, the same thing happened again, the leading actors in +the drama being David Hume and Immanuel Kant; the result was first the +revival of the 'critical' problem by Kant, and then the great, if +over-hasty, attempt at a positive interpretation of the Universe which +culminated in the philosophical system of Hegel. In our own age, it is +mainly Kant and Hegel who have been traditionalized, and we seem to be +living through the last stages of the discrediting of this third +tradition with every prospect of a great advance if our own time can +only find its Descartes. In what I am going on to say I must naturally +speak of the disintegrating influences chiefly as we have seen them at +work in our own country; but I should like, before I do so, to remark +that on the Continent splendid work has been done in the requickening of +genuine philosophical thought by an influence which has, so far, not +made itself widely felt among ourselves. I mean the revival of Thomism +so earnestly promoted in the academies of the Roman Church by Pope Leo +XIII. Neo-Thomism, I am convinced, if its representatives will only +maintain it at the high level characteristic, for example, of the +Italian <i>Rivista Neo-Scolastica</i>, has a very great contribu<a name="Page_51" id="Page_51" />tion to make +to the Philosophy of the future, and is much more deserving of the +serious attention of students in our own country than the +much-advertised 'impressionism' of Pragmatists and Bergsonians. Indeed, +I hardly know how much we may not hope from the movement if it should +please Providence to send into the world a Neo-Thomist who is also a +really qualified mathematician.</p> + +<p>Of the state of thought in our own country we may fairly say that a +generation ago opinion on the ultimate questions was, in the main, +fairly divided into two camps. There were the professional +metaphysicians, mainly living on a tradition derived from Kant and +Hegel, and there were the men of science whose 'philosophy', such as it +was, is perhaps best represented by two well-known and most instructive +books, Mach's <i>Science of Mechanics</i> and Karl Pearson's <i>Grammar of +Science</i>. The men of the Kant-Hegel tradition, whatever their family +dissensions, were generally united by the common view that—as William +James accused them of teaching—the function of sensation in +contributing to knowledge, whatever it is, is something 'contemptible'. +Kant himself, as we have seen, had thought very differently, but he was +supposed to have been 'corrected' on this, as on so many points, by +Hegel. The most distinguished of my own Oxford teachers seemed agreed to +believe that our thought builds up the fabric of knowledge entirely from +within by what Hegel called an 'immanent dialectic'. A rough idea of +what this means may be given in the following way. You take any +experience you please and try to put what you experience into a +proposition. The proposition may, to begin with, be as vague as, e.g. 'I +am now feeling something,' 'I am now aware of something.' On reflection +you find that the statement does not do justice to the experience. You +feel the need to say more <a name="Page_52" id="Page_52" />precisely <i>what</i> you are feeling or are aware +of, how it is related to what you experience on other occasions, and +what the 'I' is which is said to 'have' the experience. Until you have +done this your thought is a miserable reproduction of your experience, +and if you could ever do it completely, it would turn out that a really +adequate account of the most trivial experience would involve complete +knowledge of the structure and working of everything. Thus, if you once +begin to think about your experience at all, you are irresistibly driven +on to endless further reflection. If you try to stop short anywhere in +the process, the results of your reflection are found to contain +unexplained contradictions, just because you have not yet fitted on the +fact on which you are reflecting to everything else there is to know. +All the assumptions of every-day 'common sense' and all the more +recondite assumptions of the sciences are saturated with these +contradictions, because both 'common sense' and the sciences leave so +much of the whole 'story of everything' untouched. If the whole story +were told, all things would be found to be just one thing, which these +philosophers call the 'Absolute', and the only perfectly true statement +we can make would be a statement about this Absolute in which we +asserted of it all that it is. Since no science ever attempts to say +anything at all about this one sole thing, far less to get all there +might be to be said about it into a single statement, no scientific +proposition can be more than 'partially' true, and unhappily <i>we</i> do not +know what alterations would be required to make our 'partial' truths +quite true. Naturally enough Kant's allegation that mathematical first +principles are so self-contradictory that you can rigidly demonstrate +mathematical propositions which contradict each other was grist to the +Hegelian mill. That our notions of space, time, the infinitely great, +the infinitely little, are all <a name="Page_53" id="Page_53" />a jumble of contradictions was steadily +repeated by the Hegelian philosophers, and indeed the mathematicians +were accustomed to state their own principles so loosely and confusedly +that there was a great deal of excuse for the suspicion that the fault +lay with Mathematics and not with the mathematicians.</p> + +<p>It is clear that such a philosophy ought to end in unqualified +Agnosticism. The Hegelians, to be sure, made merry over the Unknowable +of Mr. Spencer, but their own Absolute is really just the Unknowable in +its 'Sunday best'. Nothing that we can say about anything which is not +the Absolute is really true, because there really <i>is</i> nothing but the +Absolute to speak about, and nothing that we can say about the Absolute +is quite true either, because we can never succeed in saying itself of +it. Mr. Bradley, far the most eminent of the philosophers of the +Absolute, has made persistent and brilliant attempts to show that, in +spite of this, we do know enough to be sure that our own mind is more +like the Absolute than a cray-fish, and a cray-fish more like it than a +crystal. But when all is said, though I owe more to Mr. Bradley than I +can ever acknowledge adequately, I cannot help feeling that there are +two men in Mr. Bradley, a great constructive thinker and a subtle +destructive critic, and that the destructive Hyde is perpetually pulling +to pieces all that the constructive Jekyll has built up. Of course it is +obvious that the truth of mathematics, if mathematics are true, is a +fatal stone of stumbling for this type of philosophy. Mathematics never +attempts to say anything about the 'Absolute'—the only 'Absolute' of +which it knows is only a 'degraded conic'—yet it claims that its +statements, if once they have been correctly expressed, are not +'partial' but complete.</p> + +<p>Over against the Hegelianizing philosophers, we had, of course, the men +of science. No one could wish to <a name="Page_54" id="Page_54" />speak of the scientific men of the +days of Huxley without deep respect for their success in adding to our +positive knowledge of facts. But it may perhaps be said at this distance +of time that it was not precisely the greatest among them who were most +prominent as mystagogues of Science with the big S, and it may certainly +be said that when the mystagogues, the Cliffords, Huxleys, and the rest, +undertook to improvise a theory of first principles, their achievement +was little better than infantile. They took it on trust from Hume that +the whole of knowledge is built up of sensations, actual or 'revived', +and quite missed Kant's point that their empiricism left the formal +constituent in knowledge, the type of order by which data are organized +into an intelligible pattern, wholly out of account. Even when they +deigned to read Kant, they read him without any inkling of the character +of the 'critical' problem. Hence they taught dogmatically as true a +theory of scientific method which Hume himself had elaborately proved +impossible. It was just because Hume had seen so clearly that no +universal scientific truths can be derived from premisses which merely +record particular facts that he professed himself a follower of the +'academic' or 'sceptical' philosophy. He recognized the impossibility of +constructing scientific knowledge out of its material constituent alone, +but did not see where the formal constituent could come from, and so +resigned himself to regarding the actual successes of science as a kind +of standing miracle.</p> + +<p>The men of the 'seventies were, after all, in many cases more anxious to +damage theology than to build up Philosophy. They read Hume without any +delicate sense for his urbane ironies, and believed in good faith that +he and John Stuart Mill between them had shown that by a mysterious +process called 'induction' it is <a name="Page_55" id="Page_55" />possible to prove rigorously universal +conclusions in science without universal premisses. A scientific law, +according to them, is only a convenient short-hand notation in which to +register the 'routine of our perceptions'. Thus we have known of a great +many men who have died, and have never known of any man who lived to +much over a hundred without dying. The universal proposition 'all men +are mortal' is a short expression for this information, and it is +nothing more. It ought to have been obvious that, if this is a true +account of science, all scientific 'generalizations' are infinitely +improbable. The number of men of whom we <i>know</i> that they have died is +insignificant by comparison with the multitude of those who have lived, +are living, or will live, and we have no guarantee that this +insignificant number is a fair average sample. So again, unless there +are true universal propositions which are not 'short-hand' for any +plurality of observed facts whatever, we cannot with any confidence, +however faint, infer that a 'regular sequence' or 'routine' which has +been observed from the dawn of recorded time up to, say, midnight, +August 4, 1919, will continue to be observed on August 5, 1919. How, +except by relying on the truth of some principle which does not depend +itself on the validity of 'generalization', can we tell that it is even +slightly probable that the nature of things will not change suddenly at +the moment of midnight between August 4 and August 5, 1919? What is +called 'inductive' science certainly has 'pulled off' remarkable +successes in the past, but we can have no confidence that these +successes will be repeated unless there are much better reasons for +believing in its methods and initial assumptions than any which the +scientific man who is an amateur 'empiricist' in his philosophy can +offer us. We may note, in particular, that this empiricism, which has +been <a name="Page_56" id="Page_56" />expounded most carefully by Pearson and Mach, coincides with +Hegelian Absolutism in leading to the denial of the truth of +mathematics. It would be a superfluous task to argue at length that, +e.g., De Moivre's theorem or Taylor's theorem is not a short-hand +formula for recording the 'routine of our perceptions'.</p> + +<p>The general state of things at the time of which I am speaking was thus +that relations were decidedly strained between a body of philosophers +and a body of scientific men who ought at least to have met on the +common ground of a complete Agnosticism. The philosophers were, in +general, shy of Science, mainly, no doubt, because they were modest men +who knew their own limitations, but they had a way of being +condescending to Science, which naturally annoyed the scientific men. +These latter professed a theory of the structure of knowledge which the +philosophers could easily show to be grotesque, but the retort was +always ready to hand that at any rate Science seemed somehow to be +getting somewhere while Philosophy appeared to lead nowhere in +particular.</p> + +<p>The conditions for mutual understanding have now greatly improved, +thanks mainly to the labour of mathematicians with philosophical minds +on the principles of their own science. If we admit that mathematics is +true—and it seems quite impossible to avoid the admission—we can now +see that neither the traditional Kant-Hegel doctrine nor the traditional +sensationalistic empiricism can be sound. Not to speak of inquiries +which have been actually created within our own life-time, it may fairly +be said that the whole of pure mathematics has been shown, or is on the +verge of being shown, to form a body of conclusions rigidly deduced from +a few unproved postulates which are of a purely logical character. +Descartes has proved to be right in his view that the exceptional +certainty men have always ascribed to <a name="Page_57" id="Page_57" />mathematical knowledge is not due +to the supposed restriction of the science to relation of number and +magnitude—there is a good deal of pure mathematics which deals with +neither—but to the simplicity of its undefined notions and the high +plausibility of its unproved postulates. Bit by bit the bad logic has +been purged out of the Calculus and the Theory of Functions and these +branches of study have been made into patterns of accurate reasoning on +exactly stated premisses. It has appeared in the process that the +alleged contradictions in mathematics upon which the followers of Kant +and Hegel laid stress do not really exist at all, and only seemed to +exist because mathematicians in the past expressed their meaning so +awkwardly. Further, it has been established that the most fundamental +idea of all in mathematics is not that of number or magnitude but that +of <i>order</i> in a series and that the whole doctrine of series is only a +branch of the logic of Relations. From the logical doctrine of serial +order we seem to be able to deduce the whole arithmetic of integers, and +from this it is easy to deduce further the arithmetic of fractions and +the arithmetic or algebra of the 'real' and 'complex' numbers. As the +logical principles of serial order enable us to deal with infinite as +well as with finite series, it further follows that the Calculus and the +Theory of Functions can now be built up without a single contradiction +or breach of logic. The puzzles about the infinitely great and +infinitely small, which used to throw a cloud of mystery over the +'higher' branches of Mathematics, have been finally dissipated by the +discovery that the 'infinite' is readily definable in purely ordinal +terms and that the 'infinitesimal' does not really enter into the +misnamed 'Infinitesimal Calculus' at all. Arithmetic and the theory of +serial order have been shown to be the sufficient basis of the whole +science which, as Plato long <a name="Page_58" id="Page_58" />ago remarked, is 'very inappropriately +called geometry'. A résumé of the work which has been thus done may be +found in the stately volumes of the <i>Principia Mathematica</i> of Whitehead +and Russell, or—to a large extent—in the <i>Formulario Matematico</i> of +Professor Peano. Of other works dealing with the subject, the finest +from the strictly philosophical point of view is probably that of +Professor G. Frege on <i>The Fundamental Laws of Arithmetic</i>. The general +result of the whole development is that we are now at last definitely +freed from the haunting fear that there is some hidden contradiction in +the principles of the exact sciences which would vitiate all our +knowledge of universal truths. This removes the chief, if not the only +ground for the view that all the truths of Science are only 'partial'. +At the same time, the proof that pure mathematics is a strictly logical +development and that all its conclusions are of the hypothetical form, +'if <i>a b c</i> ..., then <i>x</i>' definitely disproves the popular Kantian +doctrine that <i>sense</i>-data are a necessary constituent of scientific +knowledge. And with this dogma falls the <i>main</i> ground for the denial +that knowledge about the soul and God is attainable. The recovery of a +sounder philosophical method has, as Mr. Russell himself says, disposed +of what was yesterday the accepted view that the function of Philosophy +is to narrow down the range of possible interpretations of facts until +only one is left. Philosophy rather opens doors than shuts them. It +multiplies the number of logically possible sets of premisses from which +consequences agreeing with empirical facts may be inferred. Mr. +Russell's unreasoned anti-theism seems to me to make him curiously blind +to an obvious application of this principle. On the other side, the +revived attention to the logical methods of the sciences is killing the +crude sensationalism of the days which saw the first publication <a name="Page_59" id="Page_59" />of +Mach's <i>Science of Mechanics</i> and Pearson's <i>Grammar of Science</i>. The +claims of 'induction' to be a method of establishing truths may be +fairly said to have been completely exposed. It is clearer now than it +was when Kant made the observation that each of the 'sciences' contains +just so much science as it contains mathematics, and that the Critical +Philosophy was fully justified in insisting that all science implies +universal <i>à priori</i> postulates, though it went wrong in thinking that +these postulates are laws of the working of the human mind or are 'put +into' things by the human mind. How far Science has moved away from +crude sensationalistic empiricism may be estimated by a comparison of +the successive editions of the <i>Grammar of Science</i>. It must always have +been apparent to an attentive reader that the chapters of that +fascinating book which deal directly with the leading principles of +Physics and Biology are of very different quality from the earlier +chapters which expound, with many self-contradictions and much wrath +against metaphysicians and theologians whom the writer seems never to +have tried to understand, the fantastic 'metaphysics of the +telephone-exchange'. But the difference of quality is more marked in the +second edition than in the first, and in the (alas!) unfinished third +edition than in the second. So far, then, as the problem of the +unification of the sciences is concerned, the old prejudices which +divided the rationalist philosopher from the sensationalist scientific +man seem to have been, in the main, dissipated. We can see now that what +used to be called Philosophy and what used to be called Science are both +parts of one task, that they have a common method and presuppose a +common body of principles.</p> + +<p>So far it may be said with truth that Philosophy is becoming more +faithful than Kant was himself to the leading ideas of 'Criticism', and +again that it is reverting <a name="Page_60" id="Page_60" />once more, as it reverted in the days of +Galileo, to the positions of Plato. I do not mean that the whole +programme has been completely executed and that there is nothing for a +successor of Frege or Russell to do. It is instructive to observe that +at the very end of the great work on arithmetic to which I have referred +Frege found himself compelled by difficulties which had been overlooked +until Russell called attention to them to add an appendix confessing +that there was a single important flaw in his elaborate logical +construction of the principles of arithmetic. He had shown that if there +are certain things called 'integers', defined as he had defined them, +the whole of arithmetic follows. But he had not shown that there <i>is</i> +any object answering to his definition of an integer, and the logical +researches of Russell had thrown some doubt on the point. This proved +that some restatement of the initial assumptions of the theory was +needed. Since the date of Frege's appendix (1903), Mr. Russell and +others have done something towards the necessary rectification, and the +resulting 'Theory of Types' is pretty certainly one of the most +important contributions ever made to logical doctrine, but it may still +be reasonably doubted whether the 'Theory of Types', as expounded by +Whitehead and Russell in their <i>Principia Mathematica</i>, is the last word +required. At any rate, it seems clear that it is a great step on the +right road to the solution of a most difficult problem.</p> + +<p>There still remains the greatest problem of all, the harmonization of +Science and Life. I cannot believe that this problem is an illegitimate +one, or that we must sit down content to accept the severance of 'fact' +and 'value' as final for our thought. Even the unification of the +sciences itself remains imperfect so long as we treat it as merely +something which 'happens to be the case' that there are many things and +many kinds of <a name="Page_61" id="Page_61" />things in the universe and also a number of relations in +which they 'happen' to stand. It is significant that in his later +writings Mr. Russell has been driven to abandon the concept of personal +identity, which is so fundamental for practical life, and to assert that +each of us is not one man but an infinite series of men of whom each +only exists for a mathematical instant. I am sure that such a theory +requires the abandonment of the whole notion of value as an illusion, +and even more sure that it is ruinous to any practical rule of living, +and I cannot believe in the 'philosophy' of any man who is satisfied to +base his practice on what he regards as detected illusion. Hence I find +myself strongly in sympathy with my eminent Italian colleague Professor +Varisco, who has devoted his two chief works (<i>I Massimi Problemi</i> and +<i>Conosci Te Stesso</i>) to an exceedingly subtle attempt to show that 'what +ought to be', in Platonic phrase 'the Good', is in the end the single +principle from which all things derive their existence as well as their +value. Mr. Russell's philosophy saves us half Plato, and that is much, +but I am convinced that it is whole and entire Plato whom a profounder +philosophy would preserve for us. I believe personally that such a +philosophy will be led, as Plato was in the end led, to a theistic +interpretation of life, that it is in the living God Who is over all, +blessed for ever, that it will find the common source of fact and value. +And again I believe that it will be led to its result very largely by +what is, after all, perhaps the profoundest thought of Kant, the +conviction that the most illuminating fact of all is the <i>fact</i> of the +absolute and unconditional obligatoriness of the law of right. It is +precisely here that fact and value most obviously meet. For when we ask +ourselves what in fact we are, we shall assuredly find no true answer to +this question about what <i>is</i> if we forget that we are first and +foremost <a name="Page_62" id="Page_62" />beings who <i>ought</i> to follow a certain way of life, and to +follow it for no other reason than that it is good. But I cannot, of +course, offer reasons here for this conviction, though I am sure that +adequate reasons can be given. Here I must be content to state this +ultimate conviction as a 'theological superstition', or, as I should +prefer to put it with a little more certainty, as a matter of faith. The +alternative is to treat the world as a stupid, and possibly malicious, +bad joke.</p> + +<p><i>Note</i>.—It may be thought that something should have been said about +the revolt against authority and tradition which has styled itself +variously 'Pragmatism' and 'Humanism', and also about the recent vogue +of Bergsonianism. I may in part excuse my silence by the plea that both +movements are, in my judgement, already spent forces. If I must say more +than this, I would only remark about Pragmatism that I could speak of it +with more confidence if its representatives themselves were more agreed +as to its precise principles. At present I can discern little agreement +among them about anything except that they all show a great impatience +with the business of thinking things quietly and steadily out, and that +none of them seems to appreciate the importance of the 'critical' +problem. 'Pragmatism' thus seems to me less a definite way of thinking +than a collective name for a series of 'guesses at truth'. Some of the +guesses may be very lucky ones, but I, at least, can hardly take the +claims of unmethodic guessing to be a philosophy very seriously. To +'give and receive argument' appears to me to be of the very essence of +Philosophy. As for M. Bergson, I yield to no one in admiration for his +brilliancy as a stylist and the happiness of many of his illustrations. +But I have always found it difficult to grasp his central idea—if he +really has one—because his whole doctrine has always seemed to me to be +based upon <a name="Page_63" id="Page_63" />a couple of elementary blunders which will be found in the +opening chapter of his <i>Données Immédiates de la Conscience</i>. We are +there called on to reject the intellect in Philosophy on the grounds (1) +that, being originally developed in the services of practical needs, it +can at best tell us how to find our way about among the bodies around +us, and is thus debarred from knowing more than the <i>outsides</i> of +things; (2) that its typical achievement is therefore geometry, and +geometry, <i>because it can measure only straight lines</i>, necessarily +misconceives the true character of 'real duration'. Now, as to the first +point, I should have thought it obvious that the establishment of a +<i>modus vivendi</i> with one's fellows has always been as much of a +practical need as the avoidance of stones and pit-falls, and the alleged +conclusion about the defects of the intellect does not therefore seem to +me to follow from M. Bergson's premisses, even if we had any reason, as +I do not see that we have, to accept the premisses. And as to the second +point, I would ask whether M. Bergson possesses a clock or a watch, and +if he has, how he supposes time is measured on them? He seems to me to +have forgotten the elementary fact that angles can be measured as well +as straight lines. (I might add that he makes the further curious +assumption that all geometry is metrical.) It may be that something +would be left of the Bergsonian philosophy if one eliminated the +consequences of these initial blunders, but I do not know what the +remainder would be. At any rate, the anti-intellectualism which M. +Bergson and his disciple, Professor Carr, seem to regard as fundamental +will have to go, unless different and better grounds can be found for +it. I must leave it to others to judge of the adequacy of this apology.</p> + + +<p><a name="Page_64" id="Page_64" />FOR REFERENCE</p> + +<p>Varisco, <i>The Great Problem</i> (Macmillan).</p> + +<p>Varisco, <i>Know Thyself</i> (Macmillan).</p> + +<p>Aliotta, <i>The Idealistic Reaction against Science</i> (Macmillan).</p> + +<p>Bertrand Russell, <i>Our Knowledge of the External World</i> (Open Court +Publishing Co.).</p> + +<p>Bertrand Russell, <i>The Problems of Philosophy</i> (Home University +Library).</p> + +<p>A.N. Whitehead, <i>The Principles of Natural Knowledge</i> (Cambridge Press).</p> + +<p>G.E. Moore, <i>Ethics</i> (H.U.L.).</p> + +<p>W. McDougall, <i>Philosophy</i> (H.U.L.).</p> + +<p>A.N. Whitehead, <i>Introduction to Mathematics</i> (H.U.L.).</p> + + + +<hr style="width: 65%;" /> +<h2><a name="III" id="III" /><a name="Page_65" id="Page_65" />III</h2> + +<p class="center">RECENT DEVELOPMENTS IN EUROPEAN THOUGHT ON THE EVOLUTION OF RELIGION</p> + +<p class="center">F.B. JEVONS</p> + + +<p>The living beings that exist or have existed upon the earth are of kinds +innumerable; and, in the opinion of man, the chief of them all is +mankind. Man, for the simple reason that he is man, is anthropomorphic +in all his judgements and not merely in his religious conceptions; he +holds himself to be the standard and measure in all things. If his right +so to regard himself were challenged, if he were called upon to justify +himself for having taken his foot as a unit of measurement, or his +fingers as the basis of his system of numbers, he might reply that +anything will serve as a standard for weights and measures, provided +that it never varies, but is always the same whenever referred to. But +the reply, valid though it is, does not do full justice to man: it +leaves room for the suspicion that a standard is something chosen by man +in a purely arbitrary manner and without reference to the facts of +nature. If that were really the case, then man's conception of himself +as superior to the other animals on earth might be but a prejudice of an +arbitrary kind. When, however, we consider, from the point of view of +evolution, the place of man among the other animals that occupy or have +occupied the earth, it is indubitable that the human organism is in +point of time the latest evolved and the <a name="Page_66" id="Page_66" />human brain is in point of +complexity and efficiency the most highly developed. Further, the +evidence of embryology goes to show that the organism which has +eventually become human became so only by passing through successive +stages, each of which has its analogue in some of the existing forms of +animal life. Those forms of animal life exist side by side; and if we +conceive them to be represented diagrammatically by vertical lines, +differing in height according to their degree of evolution, the line +representing the human organism will be the tallest, and may be +considered to have become the tallest by successive increments or stages +corresponding to the height of the various other parallel vertical +lines.</p> + +<p>When the conception of evolution, which had been employed to explain the +origin of species and the descent of man, and which had been gained by a +consideration of material organisms, came to be applied to the world of +man's thoughts, to the non-material and spiritual domain, and to be used +for the purpose of explaining the growth and the development of +religion, it was natural that the conception which had proved so +valuable in the one case should be applied without modification to the +other—as natural as that the first railway coach should be built on the +model of the stagecoach. The possibility that the theory of evolution +might itself evolve, and in evolving change, was one that was not, and +at that time could hardly be, present to the minds of those who were +extending the theory and in the process of extending it were developing +it. Yet the possibility was there, implicit in the very conception of +evolution, which involves continuous change—change in continuity and +continuity in change.</p> + +<p>Any and every attempt to trace the evolution of religion seems at first +necessarily to involve the assumption that from the beginning religion +was there to be evolved. <a name="Page_67" id="Page_67" />That was the position assumed by Robertson +Smith in <i>The Religion of the Semites</i>, which appeared in 1889. At that +date the aborigines of Australia were supposed to represent the human +race in its lowest and its earliest stage of development. In them, +therefore, if anywhere, we might expect to find what would be religion +in its lowest and earliest stage indeed but still religion. Reduced to +its lowest terms, religion, it was felt at first, must imply at least +belief in a god and communion with him. If, therefore, religion was to +be found amongst the representatives of the lowest and earliest stage in +the evolution of humanity, belief in a god and communion with him must +there be found. He who seeks finds. Robertson Smith found amongst the +Australians totem-gods and sacramental rites. Indeed, it was at that +time the belief universally held by students of the science of religion +that in Australia a totem was a god and a god might be a totem. It was +conjectured by Robertson Smith that in Australia the totem animal or +plant was eaten sacramentally. Since, then, the totem in Australia was +held to be both the god and the animal or plant in which the god +manifested himself, it followed that in Australia we had, preserved to +this day, the earliest form of sacrifice—that in which the totem animal +was itself the totem god to whom it was offered as a sacrifice, and was +itself—or rather himself—the sacramental meal furnished to his +worshippers. The totem was eaten, it was conjectured, with the object of +acquiring the qualities of the divine creature, or of absorbing them +into the person of the worshipper. That the totem was eaten +sacramentally rested, as has just been said, on the conjecture made by +Robertson Smith in 1889; but in 1899 Dr. (now Sir James) Frazer declared +that, thanks to the investigations of Messrs. Spencer and Gillen, 'here, +in the heart of Australia, among the most primitive <a name="Page_68" id="Page_68" />savages known to +us, we find the actual observance of that totem sacrament which +Robertson Smith, with the intuition of genius, divined years ago, but of +which positive examples have hitherto been wanting.'</p> + +<p>On the foundation thus laid by the intuition of Robertson Smith and +approved in 1899 by Sir James Frazer, a simple and complete theory of +the evolution of religion was possible. In any one tribe there were +several totem-kins. The totem of each kin was divine, but the +personality of a totem was so undeveloped in conception that, though it +might, and on the theory did, develop into a deity, it was originally +more of the nature of a spirit than a god, and totemism proper might +easily pass into polydaemonism, that is a system in which the beings +worshipped were conceived to possess a personality more clearly defined +than that attributed to totems but less developed than that assigned to +deities. From the beginning each tribe had worshipped a plurality of +totems; it was, therefore, readily intelligible that, as these totems +came to be credited with more and more definite and developed +personality, the plurality of totems became not only a polydaemonism, +but afterwards a plurality of deities, and a system of polytheism came +to be established. From polytheism then, amongst the Israelites, +monotheism was conceived to have been gradually developed.</p> + +<p>On this theory the evolution of religion was, if we may so describe it, +linear or rectilinear: the process consisted in a series of successive +stages. In some cases, as for instance among the aborigines of +Australia, it never rose higher than its starting-point, totemism; in +others, as for instance in Samoa, it became polytheism without ceasing +to be totemism; in others again, as for instance amongst the Aryan +peoples, it became so completely polytheistic that even conjecture can +discover but few <a name="Page_69" id="Page_69" />indications or 'survivals' of the totemism from which +it is supposed to have developed; and the polytheism of the Israelites +was so completely superseded by monotheism that the very existence of an +earlier stage of polytheism could be as strenuously denied in their case +as the pre-existence of totemism could be denied amongst the +polytheistic Aryans. Nevertheless the theory was that if we represent +the growth of the various religions of the world diagrammatically by +vertical lines parallel to one another but of various lengths, one line +standing for totemism, a longer line for polydaemonism, a still longer +one for polytheism, and the longest of all for monotheism, we should see +that the line of growth has been the same in all cases, and that it is +in their length, or (shall we say?) in their height alone that the +various lines differ, and that the longest line culminates in monotheism +only because it has been, so to speak, pulled out in the same way that a +telescope when closed, may be extended. The evolution of religion on +this view has been a process literally of 'evolution' or unfolding: the +idea of a god and of communion with him has been present from the +beginning; and, much though religion may have changed, it remains to the +end essentially the same thing. This view of the process of religious +evolution we may fairly term 'the pre-formation theory'; for on this +theory each stage is pre-formed in the stage immediately preceding it, +and in the earliest stage of all were all succeeding stages contained +pre-formed, though it depended on circumstances whether the seed should +spring up, and how many stages of its growth it should accomplish.</p> + +<p>Robertson Smith's theory of the evolution of religion is in effect a +form of the pre-formation theory, and is liable to the same difficulties +as dog the theory of pre-formation in all its applications. On the +theory, if we <a name="Page_70" id="Page_70" />cut open a seed we should find within it the plant +pre-formed; if we analyse totemism, the seed from which, in Robertson +Smith's view, all other forms of religion have grown in orderly +succession one after the other, we find in it religion in all its stages +pre-formed. In fact, however, if we cut open an acorn we do not find a +miniature oak-tree inside. The presumption, therefore, is that neither +in totemism, if we dissect it, shall we find religion pre-formed. +Indeed, there is the possibility that totemism, on dissection, will be +found to have no such content—that the hope or expectation of finding +anything in it is as vain, is as much doomed to disappointment, as is +the expectation of the child who cuts open his drum, thinking to find +inside it something which produces the sound.</p> + +<p>It was, however, not on <i>a priori</i> grounds like these that Sir James +Frazer was led eventually to combat and deny the existence, 'in the +heart of Australia, amongst the most primitive savages known to us' of +'that totem sacrament which', in 1899 he declared, 'Robertson Smith, +with the intuition of genius' had divined years before it was actually +observed. It was by the evidence of new facts, discovered by Messrs. +Spencer and Gillen, that Sir James Frazer was compelled to abandon +Robertson Smith's theory of the evolution of religion. Robertson Smith +had seen, or had thought he saw, amongst the Australians sacramental +rites and the worship of totem gods. Sir James Frazer is now compelled +by the evidence of the facts to hold that in what he calls 'pure +totemism', i.e., in totemism as we find it in Australia, 'there is +nothing that can properly be described as worship of the totems. +Sacrifices are not presented to them, nor prayers offered, nor temples +built, nor priests appointed to minister to them. In a word, totems pure +and simple are never gods, but <a name="Page_71" id="Page_71" />merely species of natural objects, +united by certain intimate and mystic ties to groups of men.' It seems, +therefore, according to Frazer, that in totemism, when dissected, there +is no religion, just as in the child's drum, when cut open, there +is—nothing. Yet, we may reflect, on the battle-field from a drum +proceeds a great and glorious sound, inspiring men to noble deeds. +Whereas <i>ex nihilo nil fit</i>: from nothing naturally nothing comes. If, +however, something does come, it is not from nothing that it comes. +Amongst the most primitive savages known to us, men are united to their +totems, as Frazer admits, by 'certain intimate and mystic ties'.</p> + +<p>What then is it in totemism from which, on Sir James Frazer's view, +something comes? We might, perhaps, have expected that it was from the +'mystic' bond uniting man with the world which is not only around him +but of which he is part, and in which he lives and moves and has his +being. To say so, however, would be to admit that in totemism there was +something not only 'mystic' but potentially religious. And Sir James +Frazer does not follow that line of thought, so dangerous in his view. +On the contrary, he maintains that 'the aspect of the totemic system, +which we have hitherto been accustomed to describe as religious, +deserves rather to be called magical'. The totem rites which Robertson +Smith had interpreted as being sacramental and as being intended as a +means of communion with the totem-gods Sir James Frazer regards as +merely magical: 'totemism,' he says, 'is merely an organized system of +magic intended to secure a supply of food.'</p> + +<p>We may remark, in passing, that if totemism is 'mere' magic, there is +indeed (as Sir James holds) no worship in totemism, but in that case in +totemism there can be no such 'intimate and mystic ties' between the +totem and the totem-kin as Sir James at first maintained there was. <a name="Page_72" id="Page_72" />But +be that as it may, according to Sir James Frazer, 'in the heart of +Australia, amongst the most primitive savages known to us,' we find +totemism; and totemism on examination proves to be 'merely an organized +system of magic'. If now we start by assuming these premisses, or by +granting these postulates for the sake of argument, we can, indeed, +erect on them a theory of the evolution of religion. But if we so start, +we must do as Sir James Frazer did in the first edition of <i>The Golden +Bough</i>: we must hold that religion is but a developed form of magic. <i>En +route</i> it may have changed considerably in appearance, but in fact and +fundamentally it remains the same thing. In all the lower forms of +religion, and in most of the higher, there are practices which are by +common consent and beyond doubt magical. This indisputable fact lends +colour to the view that religion was in its origin nothing but magic, +and that religion is, to those who can see the facts as they are, +nothing but magic to this day: the magician was but a priest, and the +priest, claiming superhuman power, is but a magician still. Prayers were +at first but spells, and even now are supposed, by simple repetition, to +produce their effects.</p> + +<p>If against this view it be objected that one of the most constant facts +in the history of all religions, from the lowest to the highest, is that +religion has at all times carried on war against sorcery, witchcraft, +and magic, that in the lowest stages of man's evolution witches have +been 'smelt out' by the witch-finder, and that in the higher stages of +civilization witches have been persecuted, tortured, and burnt, the +reply made to the objection is that the war against witchcraft and magic +is due simply to the jealousy and resentment which regular practitioners +of any art, e.g., medicine, have ever displayed and do still display +towards irregular, unprofessional practitioners. This reply, however, is +now generally admitted to be <a name="Page_73" id="Page_73" />one which it is impossible to accept in +the case of religion for the simple reason that it does not account for +the facts. The plain fact which wrecks this attempted explanation is +that magic is punished and witches are burnt not because witch-finders +or priests are jealous of them, but because the community dreads them +and feels their very existence to be a danger. It is the community which +feels the world of difference there is between magic and religion.</p> + +<p>The attraction of the view that religion is but magic under another +name, that prayers are to the end but spells, that 'priest' is but +'magician' written differently, is that it is a simplicist theory. It +simplifies things. It exhibits religion as evolved out of magic and as +containing at the end nothing more or other than was present at the +beginning in magic. It is but a variant of the pre-formation theory of +the evolution of religion. In fine, the notion that in magic we have +religion pre-formed is the counterpart of the idea that we can find +religion pre-formed in totemism. In both cases we secure continuity in +the process of evolution apparently, but the continuity secured is +appearance merely and is gained only at the price of ignoring the facts.</p> + +<p>It is not surprising, therefore, that in the later, enlarged editions of +<i>The Golden Bough</i>, Sir James Frazer has given up the view that religion +evolved out of magic, being moved thereto by the fact, as he says, that +there is 'a fundamental distinction and even opposition of principle +between magic and religion'. There is, in Frazer's present view, no +continuity between the magic which came first and the religion which +came ages later: between them is an absolute breach of continuity, a +fundamental distinction, an opposition of principle. 'The principles of +thought on which magic is based,' Frazer says, 'resolve themselves into +two: first, that <a name="Page_74" id="Page_74" />like produces like; and, second, that things which +have once been in contact with each other continue to act on each +other.' These beliefs are due to the association of ideas: if two things +are more or less like one another, or if two things have gone together +in our experience of the past, the sight of the one will make us think +of the other and expect to find it. So strong is the expectation which +is thus created that in the savage it amounts to absolute belief; and +magic consists in acting on that belief, in setting like to produce +like, with the firm conviction that thus (by magic) man can obtain all +that he desires. For long ages, according to Frazer, man acted on that +belief, and only eventually did he discover that magic did not always +act. This discovery set him thinking and led him to the inference that +at work in the world there must be supernatural powers or beings, that +the course of nature and of human life is controlled by personal beings +superior to man. And that inference, according to Sir James Frazer's +definition, constitutes religion.</p> + +<p>The fundamental distinction, then, and even opposition of principle +between magic and religion, is that in the one case man thinks that he +can gain all that he desires by means of magic, and that in the other he +turns with offerings and supplication to the personal beings superior to +man whom he imagines to control the course of nature and of human life.</p> + +<p>Whether the distinction which Sir James Frazer draws between magic and +religion will hold depends partly on whether his definitions of magic +and religion are acceptable. In his account of magic there at least +appears to be some confusion of thought. On the one hand, he says, 'it +must always be remembered that every single profession and claim put +forward by the magician, as such, is false; not one of them can be +maintained without <a name="Page_75" id="Page_75" />deception, conscious or unconscious.' This +pronouncement makes it easy for us to understand that even the savage +would eventually find magic an unsatisfactory method of gratifying his +desires, a deception in fact. On the other hand, Sir James apparently +contradicts himself, that is to say, he denies that every single +profession or claim put forward by the magician is false, and says, +'however justly we may reject the extravagant pretensions of magicians +and condemn the deceptions which they have practised on mankind, the +original institution of this class of man has, take it all in all, been +productive of incalculable good to humanity.' The ground for this second +pronouncement, so contradictory of the first, is that magicians, Sir +James tells us, 'were the direct predecessors, not merely of our +physicians and surgeons but of our investigators and discoverers in +every branch of natural science.' Thus, though he no longer regards +priests as transmogrified magicians, he does regard magicians as the +earliest men of science, and does regard science, therefore, as a highly +developed stage of magic. This view logically follows from the premisses +from which it starts; and if it is felt to be unacceptable, we shall +naturally be inclined to scrutinize the premisses once more and more +carefully. When we do so scrutinize them, we see that the principles of +thought on which Sir James Frazer assumes magic to be based are in +effect the principles from which science started: they are the beliefs +that like produces like—the basis of the law of causation—and that +things which our experience shows to have gone together in the past tend +always to go together—which is one way of stating our belief in the +uniformity of nature. If then these principles of thought are the +principles on which magic as well as science is based, then science and +magic are the same thing, and we have only to choose whether <a name="Page_76" id="Page_76" />we will +say that magic is not magic but undeveloped science, or that science is +not science but merely magic transmogrified. Thus, the pre-formation +theory once more reasserts itself: magic is the seed in which science is +prefigured or pre-formed.</p> + +<p>If we wish to escape from this conclusion, if we wish to maintain the +validity of science and yet always to remember 'that every single +profession and claim put forward by the magician, as such, is false—not +one of them can be maintained without deception, conscious or +unconscious', we must consider whether Sir James Frazer's account of +magic, according to which the principles of magic are identical with +those of science, is the only account that can be given of magic; and +for that purpose we may contrast it with the view of Wilhelm Wundt. But +before doing so, since Sir James Frazer holds that there is 'a +fundamental distinction and even opposition of principle between magic +and religion', it will be well to try to see not only what he means by +magic, but also whether his description or definition of religion is +acceptable.</p> + +<p>Whereas Robertson Smith held that religion, reduced to its very lowest +terms, must imply at least belief in a god and communion with him, +Frazer considers religion to be the belief that the course of nature and +of human life is controlled by personal beings superior to man. By the +one view stress is laid on the mystic side of religion, on the communion +which is effected through sacrifice; by the other view stress is laid on +the power which the gods may be induced by prayer and supplication to +exercise for the benefit of man. Our first reflection, therefore, is +that any view of religion, to be comprehensive, cannot confine itself to +either of these aspects singly, but must find room for both—for both +prayer and sacrifice. They cannot be mutually exclusive, nor can <a name="Page_77" id="Page_77" />they +be simply juxtaposed, as though they were atoms unrelated to one +another, accidental neighbours in the same district. There must be a +higher unity, not created by or subsequent to the coalescence of +elements originally independent of each other, but a higher unity of +which both prayer and sacrifice are manifestations. This higher unity, I +venture to suggest, is the first principle of religion; and, if it is +not explicitly recognized as the first principle of religion either by +Robertson Smith or by Frazer, that may well be because their attention +is concentrated on the earlier stages in the evolution of religion, when +as yet it is not conspicuous and is, therefore, though in fact +operative, liable to be overlooked. As Ferrier has said, 'first +principles of every kind have their influence, and indeed operate +largely and powerfully long before they come to the surface of human +thought and are articulately expounded.' What then is the first +principle of religion which only after long ages of evolution rose to +the surface of human thought, and which, though it had been operative +largely and powerfully, came only in the slow course of human evolution +to be articulately expounded? The first principle of religion is +love—love of one's neighbour and one's God.</p> + +<p>In the light of that first principle it is manifest that prayer and +sacrifice are not fundamentally unrelated and accidentally juxtaposed: a +sacrifice accompanied not even by unspoken prayer, prompted by no +desire, no wish for anything whatever, is a meaningless concept. Equally +unmeaning and unintelligible is the idea of a prayer which involves no +sacrifice—whether by sacrifice we understand the offering of gifts or +the sacrifice of self. But perhaps it may be said that, even though love +alone can lead to sacrifice of self, still it is undeniable that prayers +may be put up and sacrifices be offered by a man for the sake of what he +is going to get by doing so; and <a name="Page_78" id="Page_78" />that that is what Sir James Frazer +means when he sees in religion the belief that beings superior to man +may be induced by prayer so to order things that man may get his heart's +desire. Then, indeed, we get a continuity of evolution, a continuity +between magic and religion, which Frazer perhaps did not intend wholly +to deny: that is to say the continuous thread running through both magic +and religion and uniting them is desire. Desire is continuous, though +the means of gratifying it change. In one stage of evolution magic is +the means; in another, religion. But throughout we find the process of +evolution to be continuous—change in continuity and continuity in +change.</p> + +<p>Now it is indeed undeniable that prayer and sacrifice may be made by a +man for the sake of what he is going to get, and may from the beginning +have been made, partly at least, from that motive. But if evolution in +one of its aspects is change, then one of the changes brought about by +evolution in religion is precisely that prayer and sacrifice come to be +regarded as no longer a means whereby a man can get his desires +accomplished—his will done—but as the indispensable condition for +doing God's will. Prayer then becomes communion with God, and the +sacrifice of self the living exhibition of love—the first principle of +religion, the principle which manifests itself now in prayer and now in +sacrifice.</p> + +<p>From this point of view, then, Sir James Frazer's account of religion +will be considered unacceptable: it makes religion and magic alike but +means whereby man has—vainly—sought to satisfy desire. And the +implication is that the day of both alike is over. But if Frazer's +account of religion is unacceptable, his account of magic also is open +to criticism. He wavers between two opinions about magic: at one time he +regards it as all falsehood and deception, at another as the source from +which science <a name="Page_79" id="Page_79" />springs, just as at one time he considered magic +fundamentally the same as religion and then again as fundamentally +different from religion. When Frazer is bent upon identifying magic and +science, he attributes to primitive man a theory of causation (that like +produces like): magic is based, he says, upon 'the views of natural +causation embraced by the savage magician'. On the other hand, according +to Wilhelm Wundt in his <i>Völkerpsychologie</i>, primitive man has no notion +whatever of natural causation: primitive man, Wundt says, has only one +way of accounting for events—if something happens, somebody did it. If +any one mysteriously falls ill and dies, the question at once presents +itself to the savage mind, who did it? How any one could contrive to +make the man fall ill and die is, to the man's relations, thoroughly and +disquietingly mysterious. The one thing clear to them is that somebody +possesses and has exercised this mysterious and horrible power. The +person who, in the opinion not only of the relatives but also of all or +most of the community, naturally would do this sort of thing differs in +some way—in his appearance or habits—from the average member of the +community, and accordingly is credited, or discredited, with this +mysterious and dreadful power. Such a person, according to Wundt, is a +magician. Such an event is a marvel: so long as it is supposed to be +brought about by a man, it is a piece of magic; when it is ascribed (as, +according to Wundt, it comes in later, though not in primitive times, to +be ascribed) to a god, it is a miracle.</p> + +<p>If science then does not work magic, there must be a fundamental +distinction between science and magic, an absolute opposition of +principles. The principles of thought on which magic is based cannot be, +as Frazer maintains, the same as those which give to science its +validity. In fine, the belief in magic seems to be based <a name="Page_80" id="Page_80" />not on any +principle of thought, but upon the assumption that, if something +happens, somebody must have done it, and therefore must have had the +power to do it.</p> + +<p>Wundt, whilst differing from Frazer in his description of magic, is at +one with him in believing that before religion existed there was an age +of magic. But Wundt's view that marvels are magic when supposed to have +been done by man, but miracles when supposed to have been done by a god +or his priests, suggests the possibility that, as the belief in magic is +found usually, if not always, to exist side by side with the belief in +miracles, the two beliefs may from the beginning have co-existed, that +the age of magic is not prior in the course of evolution to the age of +religion. This possibility, it will be admitted, derives some colour at +least from the way in which the theory of evolution is employed to +account for the origin of species: different though reptiles are from +birds, the serpent from the dove, both are descended from a common +ancestor, the archaeopteryx. If this instance be taken as typical of the +process of evolution in general, then the course of evolution is not, so +to speak, linear or rectilinear, but—to use M. Bergson's +word—'dispersive'. To suppose that religion is descended from magic +would then be as erroneous as to suppose that birds are descended from +reptiles or man from the monkey. The true view will be that the course +of evolution is not linear, is not a line produced for ever in the same +direction, not a succession of stages, but is 'dispersive', that from a +common starting point many lines of evolution radiate in different +directions. The course of evolution is not unilinear but multilinear; it +runs on many lines which diverge, but all the diverging lines start from +the same point.</p> + +<p>If we apply this conception of evolution in general to the evolution of +religion in particular—and Bergson, I should say, does not—then the +centre of dispersion, <a name="Page_81" id="Page_81" />common to all religions, is the heart of man. The +forms of religion evolving, emanating and radiating from that common +centre are, let us say, fetishism, polytheism, and monotheism. If we +wish to avoid, in the theory of religious evolution, an error analogous +to that of supposing birds to be descended from reptiles, we must +decline to suppose that monotheism is simply polytheism evolved, or that +polytheism is descended from fetishism. We must consider that each of +these three forms of religion is terminal, in the sense that no one of +them leads on to, or passes into, either of the other two. All three +forms of religious life may, and indeed do, exist side by side with one +another, just as the countless forms of physical life may be found +existing side by side. The foraminifera exist now, as they existed +millions of years ago; but the fact that they co-exist with higher forms +of physical life does not show that the higher forms of life are but +foraminifera in a more highly evolved form. Similarly, the fact that +fetishism exists side by side with polytheism, or polytheism with +monotheism, does not show that one is but a higher form of another: we +must consider each to be a terminal form, as incapable of producing +another, as it is impossible to conceive that the serpent develops into +the dove.</p> + +<p>The common centre and starting-point of fetishism, polytheism, and +monotheism on this view (the 'dispersive' view) of the evolution of +religion lies in the heart of man, in a consciousness, originally vague +in the extreme, of the personality and superiority to man of the being +or object worshipped. In all these three forms of religion there is +worship, and in all three forms the being worshipped is personal. +Further, a special tie is felt to exist between the worshipper and the +personality worshipped: religion is the bond of union between them, and +it is also a bond which unites the worshippers to one another. It is by +<a name="Page_82" id="Page_82" />its very nature a bond of union, a means of communion between persons, +human and divine. That is the mystic aspect of religion which finds +expression in the rite of sacrifice and in the sacramental meals which +are felt somehow to bind together, or rather to reunite and keep +together, the worshippers and their god. This communion however is not +merely mystic: it has its practical effects inasmuch as it affects the +conduct of the worshipper and enables him to do what without it he would +not have had strength to do.</p> + +<p>If fetishism, polytheism, and monotheism radiate from a common centre, +the heart of man, then the heart of man must also be regarded as the +starting-point of magic. If they spring straight from the heart, though +in different directions, dispersively, then magic must also start from +the common centre; and, though its divergence from religion tends to +become total, at first, and indeed it may be for long, the discrepancy +between them is rather felt uneasily than recognized clearly. +Categories, such as those of cause and effect, identity and difference, +which are the common property of civilized thought, and which among us, +Mr. L.T. Hobhouse says, 'every child soon comes to distinguish in +practice, are for primitive thought interwoven in wild confusion.' Two +categories, which in primitive thought are thus interwoven in wild +confusion, are, it may be suggested, religion and magic; and only in the +dispersive process of evolution do they tend to become discriminated. In +ancient Egypt, in Babylon, in Brahminism, religion fails to disentangle +itself from magic; and not even has Christianity always succeeded in +throwing it off. Different as we may conceive magic and religion to be, +the fact remains that at first they grow up intertwined together. In the +lower forms of religion magic is worked not only by magicians but by +priests as well; spells and prayers are hardly to be <a name="Page_83" id="Page_83" />distinguished from +one another. The idea that 'priest' is but 'magician' writ differently, +that prayers are but spells under another name, is now obsolete. The +truth may be that religion neither follows on, nor is evolved from +magic, but that both radiate from a common centre, the heart of man; and +that at first both are attempts made by man to secure the fulfilment of +his desires, to do his will, though eventually he finds that the way to +control nature is to obey her, not to try to command her by working +magic; and that it is in endeavouring to do God's will, not his own, +that man finds peace at the last.</p> + +<p>In the three forms of religion which thus far we have taken into +account, fetishism, polytheism, monotheism, religion is felt to be a +personal relation—a relation between the human personality and some +personality more than human; and the human heart is reaching out and +groping after some divine personality, if peradventure it may find Him. +But there is yet another form of religion proceeding from the human +heart in which this does not seem to be the case—and that is Buddhism. +The Buddha definitely renounced the search after God and would not allow +his disciples to engage in the pursuit. Practically the pursuit was +useless, according to the Buddha: escape from suffering is all that man +can want or strive or hope for. Escape from suffering is possible only +by cessation from existence; and that cessation from existence, here and +hereafter, can be attained by man himself, who can reach Nirvana without +the aid of gods, if gods there be. From the point of view of metaphysics +the idea that there is any relation between the human personality and +the divine falls to the ground, according to the Buddha, because, +whether there be gods or not, at any rate there is no human personality. +As in a conflagration—and according to the Buddha the whole world, +burning with desire, is in a state of conflagration—the flames leap +from <a name="Page_84" id="Page_84" />one house that is burning to the next, so in its transmigrations +the self, or rather the character, <i>Karman</i>, like a flame, leaps from +one form of existence to another. The flame indeed appears to be there +all the time the fire is burning; but the flame has no permanence, it is +changing all the time the process of combustion is going on; and 'I' +have no more permanence than the flame. 'I' only appear to be there as +long as the process of life goes on. And as the flame only continues so +long as there is something for it to feed on, so the process of +transmigration or re-birth continues only so long as the thirst for +being continues: the escape from re-birth is conditional on the +extinction of that thirst or desire; and the disciple who has succeeded +in putting off lust and desire has attained to deliverance from death +and re-birth, has attained to rest, to Nirvana.</p> + +<p>Thus, on the 'dispersive' view of the evolution of religion, Buddhism is +a radiation from the common centre, from the heart of man, though it +radiates in a direction very different from that followed by any other +religion. The direction is indeed one which, as the history of religion +shows, it has been impossible for man long to follow, for, wherever +Buddhism has been established, it has relapsed; and the Buddha, who +strove to divert man from prayer and from the worship of gods, has +himself become a god to whom prayer and worship are addressed. Whether +in the future the direction may be pursued more permanently than it has +been by Buddhism up to now lies with the future to show.</p> + +<p>Buddhism, however, on the 'dispersive' view of the evolution of +religion, is not the only radiation from the common centre, of which we +have to take account, in addition to fetishism, polytheism, and +monotheism. From the human heart also proceeds 'the religion of +humanity', the Positivist Church. Here, as originally <a name="Page_85" id="Page_85" />in Buddhism, the +conception of a divine personality plays no part; but here the human +personality, the very existence of which is denied by the Buddha, is +raised to a high, indeed to the highest, level. There is no such thing +as an individual, if by 'individual' is meant a man existing solely by +himself, for a man can neither come into existence nor continue in +existence by himself alone. It is an essential part of the conception of +personality that it includes fellowship: a person to be a person must +stand in some relation to other persons. They are presented to him, the +subject, as objects of his awareness; and he, the subject, is also an +object of their awareness. Humanity is thus a complex, in which alone +persons are found and apart from which they have in fact no existence. +Humanity thus plays in Positivism, as a religion, the part of 'the great +Being', <i>le grand Être</i>, which in other religions is fulfilled by God, +but with this difference, that humanity is human always and never +divine.</p> + +<p>The ruler of a country steers the ship of state, but he is a pilot only +metaphorically. Whether the terms worship and prayer are used more than +metaphorically by the Positivist seems hard to decide. On the one hand, +if it is felt that worship and prayer are indispensable to religion, it +may be argued that in religions other than Positivism they prove not +only on analysis, but in the course of history, to be, as by Positivism +they are recognized to be, of purely subjective import. On the other +hard, it may be that they provide merely a means of transition from the +religions of the past to the religion of the future.</p> + +<p>Another matter of interest is the place of morality in Positivism as a +religion. According to M. Alfred Loisy in his book <i>La Religion</i>, +morality and religion are bound up together. They cannot exist apart +from one another: they might, he says, 'be dissociated in fact and +thought, <a name="Page_86" id="Page_86" />were it not that they are inseparable in the life of +humanity.' And in his view morality is summed up in the idea of duty. He +says, 'in the beginning was duty, and duty was in humanity, and duty was +humanity. Duty was at the beginning in humanity. By it all things were +made, and without it nothing was made.' Thus, where duty is, there also +is religion. Not only, according to Loisy, has that always been so in +every stage through which the evolution of religion has passed, but it +will also be the case with the religion of the future. Thus the +conception of evolution which Loisy holds is the same as that +entertained by Robertson Smith, the difference being that, whereas on +the one view the idea of God and of communion with Him has been present +from the beginning, and, much though it may have changed, it remains to +the end the same thing; on the other view it is the idea of duty—the +duty which is humanity—that was in the beginning and will continue to +the end. Both views are applications of the 'pre-formation' theory of +evolution.</p> + +<p>But Positivism perhaps is not necessarily tied to the 'pre-formation' +theory. It seems equally capable of being fitted in to the 'dispersive' +theory, and of being regarded as an emanation or radiation proceeding +direct from the human heart. It may be so regarded, if we consider the +essence of it to be found not in the concept of duty, which seems to +imply the existence of some superior who imposes duties on man, but in +that love of one's fellow-man which, to be love, must be given freely, +and simply because one loves. The sense of obligation, the feeling of +duty, obedience to the commandments of authority and to the prohibitions +which the community both enforces and obeys, are, all of them, various +expressions of the primitive feeling of taboo—a feeling of alarm and +fear. If we confine our attention <a name="Page_87" id="Page_87" />to this set of facts, we may say, +with M. Loisy, 'in the beginning was duty, and duty was in humanity'. We +may however hesitate to follow him when he goes on to say, 'by duty all +things were made, and without it nothing was made'. We may hesitate and +the Positivist may hesitate, because, primitive though the feeling of +fear may be, the feeling of love is equally original: on it and in it +the family and society have their base and their origin; and to it they +owe not only their origin but their continuance. Love however is not a +matter of duty and obedience; it is not subject to commandment or +prohibition; nor does it strive by commands or authority to enforce +itself. In the process by which duty—legal and moral +obligation—evolves out of the primitive feeling of taboo, love is not +implicated: love springs from its own source, the human heart, and runs +its own course. Taboo may have existed from the beginning; but to the +end, whatever its form—duty, obligation, obedience to authority—it +remains in character what it was at first, prohibitive, negative. Love +alone is creative: without it 'was not anything made that was made'.</p> + +<p>There seems, therefore, no necessity to regard the 'pre-formation' +theory of evolution, rather than the 'dispersive theory, as essential to +Positivism.</p> + +<p>Common to all the views about the evolution of religion that have been +mentioned in this paper is the belief that, the more religion changes, +the more it remains the same thing. If identified with duty, then duty +it was in the beginning, and duty it will remain to the end. For those +who conceive it to be merely magic, magic it was and magic it remains. +Those who define it as belief in a god and communion with him find that +belief in the earliest as well as the latest stages. All would agree in +rejecting Bergson's view of evolution—that in evolution there is +change, but nothing which changes. All would agree that in the evolution +of religion there is something which, change though it may, remains the +same thing, and that is religion itself. But on the question what +religion is, there is no agreement: no definition of religion as +yet—and there have been many attempts to define it—has gained general +acceptance. We may even surmise, and admit, that no attempt ever will be +successful. Such admission, indeed, may at first to some seem equivalent +to admitting that religion is a nullity, and the admission may +accordingly be welcomed or rejected. But a moment's reflection will show +that the admission has no such consequence. None of our simple feelings +can be defined: pleasure and pain can neither be defined; nor, when +experienced, doubted. And some of our general terms, those at any rate +which are ultimate, are beyond our power either to define or doubt: no +one imagines that 'life' can be defined, but no one doubts its +existence. And religion both as a term and as a fact of experience is +ultimate, and, because ultimate, incapable of definition. It is not to +be defined but only to be felt. It is an affair not merely of the +intellect, but still more of the heart.</p> + +<p>In what sense, then, can we speak of the evolution of religion? +Evolution implies change; and no one doubts that there have been changes +in religion. No one can imagine that it has from the beginning till now +remained identically the same. What seems conceivable is that throughout +there has been, not identity but continuity—change indeed in continuity +but also continuity in change. The child 'learns to speak the words and +think the ideas, to reproduce the mode of thought, as he does the form +of speech' of the community into which he is born. In the speech, +thought, and feelings—even in the religious feelings—of the community, +from generation to generation, there is continuity, but not identity. +From generation to generation they are not identical but are +continuously changing; and they change because each child who takes them +over reproduces them; and, in reproducing them, changes them, not much +in most cases, but very considerably in the case of men of genius and +the great religious reformers. The heart is the treasure-house in which +not only old things are stored, but from which also new things are +brought forth. The process of evolution implies indeed that the old +things, though not everlasting, persist for a time; but it also implies +the manifestation of that which, though continuous with the old, is at +the same time new. It is from the heart of man, of some one man, that +what is new proceeds: the community it is which is conservative of the +old. The heart of man, or man himself, exhibits both change in +continuity and continuity in change.</p> + +<p>The acorn, the sapling, and the oak are different stages of one +continuous process. But it is the same tree throughout the whole +process. So, too, perhaps it may be said, religion is a term which +includes or is applicable to all stages in the one process, and not to +the stage of monotheism alone, or of polytheism alone, or even to those +stages alone in which there is a reference to personal beings. Each of +these stages is a stage in the process of religion but no stage is by +itself the whole process. But this view of the evolution of religion +regards religion as though it were an organism, self-subsistent, +existing and evolving as independently of man as the oak-tree does; +whereas in truth religion has no such independent existence or +evolution. It is not from polytheism that monotheism proceeds; nor does +polytheism proceed from fetishism: it is from the heart of man that they +and all other forms of religion emanate and radiate. To conceive +fetishism, polytheism, and monotheism as three successive stages in one +process, to represent the evolution of religion by a straight line +marked off into <a name="Page_88" id="Page_88" />three parts, or any other number of parts, is to forget +that they do not produce one another but that each emanates from the +heart of man. The fact that they emanate in temporal succession does not +prove that one springs from the other.</p> + +<p>Nor can we say that values—religious or aesthetic—are to be determined +on the simple principle that the latest edition is the best. To say that +an <i>editio princeps</i> has value only for the bibliophile is to admit that +all values are personal, as are all thoughts and all feelings, all +goodness and all love.</p> + + +<p>FOR REFERENCE</p> + +<p>Robertson Smith, <i>The Religion of the Semites</i> (A. & C. Black, 1889).</p> + +<p>J.G. Frazer, <i>The Golden Bough</i> (Macmillan & Co., 1890-1915).</p> + +<p>Grant Allen, <i>The Evolution of the Idea of God</i> (Grant Richards, 1897).</p> + +<p>H. Bergson, <i>L'Évolution créatrice</i> (F. Alcan, 1908).</p> + +<p>F.B. Jevons, <i>The Idea of God in Early Religions</i> (1910), and +<i>Comparative Religion</i> (1913) (Cambridge University Press).</p> + +<p>G.F. Moore, <i>History of Religions</i> (T. & T. Clark, 1914).</p> + +<p>A. Loisy, <i>La Religion</i> (E. Nourry, 1917).</p> + + + +<hr style="width: 65%;" /> +<h2><a name="IV" id="IV" /><a name="Page_89" id="Page_89" />IV</h2> + +<p class="center">RECENT TENDENCIES IN EUROPEAN POETRY</p> + +<p class="center">WITH OCCASIONAL REFERENCES TO THE NOVEL, DRAMA, AND CRITICISM</p> + +<p class="center">PROFESSOR C.H. HERFORD</p> + + +<p>When Matthew Arnold declared that every age receives its best +interpretation in its poetry, he was making a remark hardly conceivable +before the century in which it was made. Poetry in the nineteenth +century was, on the whole, more charged with meaning, more rooted in the +stuff of humanity and the heart of nature, less a mere province of +<i>belles-lettres</i> than ever before. Consciously or unconsciously it +reflected the main currents in the mentality of European man, and the +reflection was often most clear where it was least conscious. Two of +these main currents are:</p> + +<p>(1) The vast and steady enlargement of our knowledge of the compass, the +history, the potencies, of Man, Nature, the World.</p> + +<p>(2) The growth in our sense of the <i>worth</i> of every part of existence.</p> + +<p>Certain aspects of these two processes are popularly known as 'the +advance of science', and 'the growth of democracy'. But how far +'science' reaches beyond the laboratory and the philosopher's study, and +'democracy' beyond political freedom and the ballot-box, is precisely +what poetry compels us to understand; and not least the poetry of the +last sixty years with which we are to-day concerned.</p> + +<p><a name="Page_90" id="Page_90" />How then does the history of poetry in Europe during these sixty years +stand in relation to these underlying processes? On the surface, at +least, it hardly resembles growth at all. In France above all—the +literary focus of Europe, and its sensitive thermometer—the movement of +poetry has been, on the surface, a succession of pronounced and even +fanatical schools, each born in reaction from its precursor, and +succumbing to the triumph of its successor. Yet a deeper scrutiny will +perceive that these warring artists were, in fact, groups of successive +discoverers, who each added something to the resources and the scope of +poetry, and also retained and silently adopted the discoveries of the +past; while the general line of advance is in the direction marked by +the two main currents I have described. Nowhere else is the succession +of phases so sharp and clear as in France. But since France does reflect +more sensitively than any other country the movement of the mind of +Europe, and since her own mind has, more than that of any other country, +radiated ideas and fashions out over the rest of Europe, these phases +are in fact traceable also, with all kinds of local and national +variations, in Italy and Spain, Germany and England, and I propose to +take this fact as the basis of our present very summary and diagrammatic +view. The three phases of the sixty years are roughly divided by the +years 1880 and 1900.</p> + +<p>The first, most clearly seen in the French Parnassians, is in close, if +unconscious, sympathy with the temper of science. Poetry, brought to the +limit of expressive power, is used to express, with the utmost veracity, +precision, and impersonal self-suppression, the beauty and the tragedy +of the world. It sought Hellenic lucidity and Hellenic calm—in the +example most familiar to us, the Stoic calm and 'sad lucidity' of +Matthew Arnold.</p> + +<p>The second, best seen in the French Symbolists, was <a name="Page_91" id="Page_91" />directly hostile to +science. But they repelled its confident analysis of material reality in +the name of a part of reality which it ignored or denied, an immaterial +world which they mystically apprehended, which eluded direct +description, frustrated rhetoric, and was only to be come at by the +magical suggestion of colour, music, and symbol. It is most familiar to +us in the 'Celtic' verse of Mr. Yeats and 'A.E.'.</p> + +<p>The third, still about us, and too various and incomplete for final +definition, is in closer sympathy with science, but, in great part, only +because science has itself found accommodation between nature and +spirit, a new ideality born of, and growing out of, the real. If the +first found Beauty, the end of art, in the plastic repose of sculpture, +and the second in the mysterious cadences of music, the poetry of the +twentieth century finds its ideal in life, in the creative evolution of +being, even in the mere things, the 'prosaic' pariahs of previous +poetry, on which our shaping wills are wreaked. We know it in poets +unlike one another but yet more unlike their predecessors, from +D'Annunzio and Dehmel and Claudel to our Georgian experimenters in the +poetry of paradox and adventure.</p> + + +<p>I. POETIC NATURALISM</p> + +<p>The third quarter of the nineteenth century opened, in western Europe, +with a decided set-back for those who lived on dreams, and a +corresponding complacency among those who throve on facts. The political +and social revolution which swept the continent in 1848 and 1849, and +found ominous echoes here, was everywhere, for the time, defeated. The +discoveries of science in the third and fourth decades, resting on +calculation and experiment, were investing it with the formidable +prestige which it has never since lost; and both metaphysics and +theology reeled perceptibly under the blows delivered in its name. <a name="Page_92" id="Page_92" />The +world exhibition of 1851 seemed to announce an age of settled +prosperity, peace, and progress.</p> + +<p>In literature the counterpart of these phenomena was the revolt from +<i>Romanticism</i>, a movement, in its origins, of poetic liberation and +discovery, which had rejuvenated poetry in Germany and Italy, and yet +more signally in England and in France, but was now petering out in +emotional incoherence, deified impulse, and irresponsible caprice.</p> + +<p>The revolt accordingly everywhere sought to bring literature into closer +conformity with reality; with reality as interpreted by science; and to +make art severe and precise. In the novel, Flaubert founded modern +naturalism with his enthralling picture of dull provincials, <i>Mme +Bovary</i> (1857); two years later George Eliot tilted openly in <i>Adam +Bede</i> against the romancers who put you off with marvellous pictures of +dragons, but could not draw the real horses and cattle before their +eyes.<a name="FNanchor_3_3" id="FNanchor_3_3" /><a href="#Footnote_3_3" class="fnanchor">[3]</a></p> + +<p>Realism, at once more unflinching and more profoundly poetic, and yet +penetrated, especially in Tolstoy and Dostoievsky, with an intensity of +moral conviction beside which the ethical fervour of George Eliot seems +an ineffectual fire, was one of the roots of the Russian Novel; which +also reached its climax in the third quarter of the century. But though +it concurred with analogous movements in the West, it drew little of +moment from them; even Turgenjev, a greater Maupassant in artistry, drew +his inner inspiration from wholly alien springs of Slavonic passion and +thought. And it was chiefly through them that the Russian novel later +helped to nourish the radically alien movement of Symbolism in France.</p> + +<p><a name="Page_93" id="Page_93" />In drama, Ibsen broke away from the Romantic tradition of his country +with the iconoclastic energy of one who had spent his own unripe youth +in offering it a half-reluctant homage. The man of actuality in him +denounced the drama built upon the legends of the Scandinavian past—the +mark for him of a people of dreamers oblivious of the calls of the hour. +On the morrow of the disastrous (and for Norway in his view ignominious) +Danish war of 1864, his scorn rang out with prophetic intensity in the +fierce tirade of <i>Brand</i>. Happily for his art, revolt against romance in +him was united, more signally than in more than two or three of his +contemporaries, with the power of seizing and presenting contemporary +life. 'Realism' certainly expresses inadequately enough the genius of an +art like his, enormously alive rather than fundamentally like life, and +no less charged with purpose and idea than the work of the great +Russians, though under cover of reticences and irony little known to +them. The great series of prose dramas—from 1867 (<i>The League of +Youth</i>) onwards—with their experimental prelude <i>Love's Comedy</i> +(1863)—were to be for all Europe the most considerable literary event +of the fourth quarter of the century, and they generated affiliated +schools throughout the West. They did not indeed themselves remain +untouched by the general intellectual currents of the time, and it will +be noticed below that the later plays (from <i>The Lady of the Sea</i> +onward) betray affinities, like the Russian novel, with what is here +called the second phase of the European movement.</p> + +<p>In Criticism, the showy generalizations of Villemain gave place to +Sainte-Beuve's series of essays towards a 'natural history of minds'<a name="FNanchor_4_4" id="FNanchor_4_4" /><a href="#Footnote_4_4" class="fnanchor">[4]</a> +and Taine's more sweeping attempt to explain literature by +environment.<a name="FNanchor_5_5" id="FNanchor_5_5" /><a href="#Footnote_5_5" class="fnanchor">[5]</a> Among <a name="Page_94" id="Page_94" />ourselves, Meredith's <i>Essay on Comedy</i> (1872) +brilliantly restated Molière's dictum that the comic is founded on the +real, and not on a fantastic distortion of it, while Matthew Arnold +applied alike to literature and to theology a critical insight +fertilized by his master Sainte-Beuve's delicate faculty for disengaging +the native quality of minds from the incrustations of tradition and +dogma.</p> + +<p>In poetry the French Parnassians created the most brilliant poetry that +has, since Milton, been built upon erudition and impeccable art. Their +leader, Leconte de Lisle, in the preface of his <i>Poèmes antiques</i> +(1853), scornfully dismissed Romanticism as a second-hand, incoherent, +and hybrid art, compounded of German mysticism, reverie, and Byron's +stormy egoism. Sully Prudhomme addressed a sterner criticism to the +shade of Alfred de Musset—the Oscar Wilde of the later +Romantics<a name="FNanchor_6_6" id="FNanchor_6_6" /><a href="#Footnote_6_6" class="fnanchor">[6]</a>—who had never known the stress of thought, and had filled +his poetry with light love and laughter and voluptuous despairs; the new +poets were to be no such gay triflers, but workers at a forge, beating +the glowing metal into shape, and singing as they toiled.<a name="FNanchor_7_7" id="FNanchor_7_7" /><a href="#Footnote_7_7" class="fnanchor">[7]</a> Carducci, +too, derisively contrasts the 'moonlight' of Romanticism—cold and +infructuous beams, proper for Gothic ruins and graveyards—with the +benignant and fertilizing sunshine he sought to restore; for him, too, +the poet is no indolent caroller, and no gardener to grow fragrant +flowers for ladies, but a forge-worker with muscles of steel.<a name="FNanchor_8_8" id="FNanchor_8_8" /><a href="#Footnote_8_8" class="fnanchor">[8]</a> Among +us, as usual, the divergence is less sharply marked; but when Browning +calls Byron a 'flat fish', and Arnold sees the poet of <i>Prometheus</i> +appropriately pinnacled in the 'intense inane', they are expressing <a name="Page_95" id="Page_95" />a +kindred repugnance to a poetry wanting in intellectual substance and in +clear-cut form.</p> + +<p>If we turn from the negations of the anti-romantic revolt to consider +what it actually sought and achieved in poetry, we find that its +positive ideals, too, without being derived from science, reflect the +temper of a scientific time. Thus the supreme gift of all the greater +poets of this group was a superb vision of beauty, and of beauty—<i>pace</i> +Hogarth—there is no science. But their view of beauty was partly +limited, partly fertilized and enriched, by the sources they discovered +and the conditions they imposed, and both the discoveries and the +limitations added something to the traditions and resources of poetry. +Thus:</p> + +<p>(1) They exploited the aesthetic values to be had by knowledge. They +pursued erudition and built their poetry upon erudition, not in the +didactic way of the Augustans, but as a mine of poetic material and +suggestion. Far more truly than Wordsworth's this poetry could claim to +be the impassioned expression which is in the face of science; for +Wordsworth's knowledge is a mystic insight wholly estranged from +erudition; his celandine, his White Doe, belong to no fauna or flora. +When Leconte de Lisle, on the other hand, paints the albatross of the +southern sea or the condor of the Andes, the eye of a passionate +explorer and observer has gone to the making of their exotic sublimity. +The strange regions of humanity, too, newly disclosed by comparative +religion and mythology, he explores with cosmopolitan impartiality and +imaginative penetration; carving, as in marble, the tragedy of Hjalmar's +heart and Angentyr's sword, of Cain's doom, and Erinnyes never, like +those of Aeschylus, appeased. The Romantics had loved to play with +exotic suggestions; but the East of Hugo's <i>Orientales</i> or Moore's +<i>Lalla Rookh</i> is merely a veneer; the poet of <i>Qain</i> has heard the wild +asses cry and seen the Syrian sun descend into the golden foam.</p> + +<p><a name="Page_96" id="Page_96" />In the three commanding poets of our English mid-century, learning +becomes no less evidently poetry's honoured and indispensable ally. +Tennyson studies nature like a naturalist, not like a mystic, and finds +felicities of phrase poised, as it were, upon delicate observation. Man, +too, in Browning, loses the vague aureole of Shelleyan humanity, and +becomes the Italian of the Renascence or the Arab doctor or the German +musician, all alive but in their habits as they lived, and fashioned in +a brain fed, like no other, on the Book of the histories of Souls. +Matthew Arnold more distinctively than either, and both for better and +for worse, was the scholar-poet; among other things he was, with Heredia +and Carducci, a master of the poetry of critical portraiture, which +focusses in a few lines (<i>Sophocles</i>, <i>Rahel</i>, <i>Heine</i>, <i>Obermann Once +More</i>) the meaning of a great career or of a complex age.</p> + +<p>(2) In the elaboration of their vision of beauty from these enlarged +sources, Leconte de Lisle and his followers demanded an impeccable +artistry. 'A great poet', he said, 'and a flawless artist are +convertible terms.' The Parnassian precision rested on the postulate +that, with sufficient resources of vocabulary and phrase, everything can +be adequately expressed, the analogue of the contemporary scientific +conviction that, with sufficient resources of experiment and +calculation, everything can be exhaustively explained. The pursuit of an +objective calm, the repudiation of missionary ardour, of personal +emotion, of the <i>cri du coeur</i>, of individual originality, involved the +surrender of some of the glories of spontaneous song, but opened the +way, for consummate artists such as these, to a profusion of +undiscovered beauty, and to a peculiar grandeur not to be attained by +the egoist. Leconte's temperament leads him to subjects which are +already instinct with tragedy and thus in his hands assume this grandeur +without effort. The power of sheer style to <a name="Page_97" id="Page_97" />ennoble is better seen in +Sully Prudhomme's <i>tours de force</i> of philosophic poetry—when he +unfolds his ideas upon 'Justice' or 'Happiness', for instance, under the +form of a debate where masterly resources of phrase and image are +compelled to the service of a rigorous logic; or in the brief cameo-like +pieces on 'Memory', 'Habit', 'Forms', and similar unpromising +abstractions, most nearly paralleled in English by the quatrains of Mr. +William Watson. But the cameo comparison is still more aptly applied to +the marvellously-chiselled sonnets of Heredia—monuments of a moment, as +sculpture habitually is, but reaching out, as the finest sculpture does, +to invisible horizons, and to the before and after—the old wooden +guardian-god recalling his former career as a scarlet figure-head +laughing at the laughter or fury of the waves; Antony seeing the flying +ships of Actium mirrored in the traitorous azure of Cleopatra's eyes.</p> + +<p>In Italy the ideal of an austere simplicity and reserve, resting as it +did on the immense prestige of Leopardi, asserted itself even in the +naturally exuberant and impetuous genius of Carducci. Without it we +should not have had those reticences of an abounding nature, those +economies of a spendthrift, which make him one of the first poets of the +sonnet in the land of its origin, and one of the greatest writers of +Odes among the 'barbarians'. With reason he declared in 1891, when most +of his poetry had been written, that 'all the apparent contradictions in +my work are resolved by the triple formula: in politics Italy before +all, in aesthetics classical poetry before all, in practice, frankness +and force before all'. His two chief disciples, D'Annunzio and Pascoli, +antithetical in almost all points, may be said to have divided his +inheritance in this; Pascoli's Vergilian economy contrasting with the +exuberance of D'Annunzio somewhat as with us the classicism of the +present poet-laureate with that of <a name="Page_98" id="Page_98" />Swinburne. In Germany the Parnassian +reserve, concentration, and aristocratic exclusiveness was to reappear +in the lyrical group of Stefan Georg.</p> + +<p>(3) Finally, the Parnassian poetry, like most contemporary science, was +in varying degrees detached from and hostile to religion, and found some +of its most vibrating notes in contemplating its empty universe. Leconte +de Lisle offers the Stoic the last mournful joy of 'a heart seven-times +steeped in the divine nothingness',<a name="FNanchor_9_9" id="FNanchor_9_9" /><a href="#Footnote_9_9" class="fnanchor">[9]</a> or calls him to 'that city of +silence, the sepulchre of the vanished gods, the human heart, seat of +dreams, where eternally ferments and perishes the illusory +universe'.<a name="FNanchor_10_10" id="FNanchor_10_10" /><a href="#Footnote_10_10" class="fnanchor">[10]</a> Here, too, Leopardi had anticipated him.</p> + +<p>In the ebullient genius of Carducci and Swinburne this lofty disdain for +theological illusions passes into the fierce derision of the Ode to +Satan and the militant paganism of the Sonnet to Luther, and the <i>Hymn +to Man</i>. In Matthew Arnold it became a half-wistful resignation, the +pensive retrospect of the Greek 'thinking of his own gods beside a +fallen runic stone', or listening to the 'melancholy long withdrawing +roar' of the tide of faith 'down the vast edges drear and naked shingles +of the world'; while in James Thomson resignation passed into the +unrelieved pessimism of the <i>City of Dreadful Night</i>. In all these +poets, what was of moment for poetry was not, of course, the +anti-theological or anti-clerical sentiment which marks them all, but +the notes of sombre and terrible beauty which the contemplation of the +passing of the gods, and of man's faith in them, elicits from their art.</p> + +<p>Yet the supreme figure, not only among those who share in the +anti-Romantic reaction but among all the European poets of his time, was +one who had in the heyday of youth led the Romantic vanguard—Victor +Hugo. Leconte de Lisle never ceased to own him his <a name="Page_99" id="Page_99" />master, and Hugo's +genius had since his exile, in 1851, entered upon a phase in which a +poetry such as the Parnassian sought—objective, reticent, impersonal, +technically consummate—was at least one of the strings of his +many-chorded lyre. Three magnificent works—the very crown and flower of +Hugo's production—belong to this decade, 1850-60,—the <i>Châtiments</i>, +<i>Contemplations</i>, and <i>Légende des Siècles</i>. I said advisedly, one +string in his lyre. Objective reticence is certainly not the virtue of +the terrible indictment of 'Napoleon the Little'. On the other hand, the +greatest qualities of Parnassian poetry were exemplified in many +splendid pieces of the other two works, together with a large benignity +which their austere Stoicism rarely permits, and I shall take as +illustration of the finest achievement of poetry in this whole first +phase the closing stanzas of his famous <i>Boaz Endormi</i> in the <i>Légende</i>, +whose beauty even translation cannot wholly disguise. Our decasyllable +is substituted for the Alexandrine.<a name="FNanchor_11_11" id="FNanchor_11_11" /><a href="#Footnote_11_11" class="fnanchor">[11]</a></p> + +<div class="poem"><div class="stanza"> +<span>'While thus he slumbered, Ruth, a Moabite,<br /></span> +<span>Lay at the feet of Boaz, her breast bare,<br /></span> +<span>Waiting, she knew not when, she knew not where,<br /></span> +<span>The sudden mystery of wakening light.<br /></span> +</div><div class="stanza"> +<span>Boaz knew not that there a woman lay,<br /></span> +<span>Nor Ruth what God desired of her could tell;<br /></span> +<span>Fresh rose the perfume of the asphodel,<br /></span> +<span>And tender breathed the dusk on Galgala.<br /></span> +</div><div class="stanza"> +<span>Nuptial, august, and solemn was the night,<br /></span> +<span>Angels no doubt were passing on the wing,<br /></span> +<span>For now and then there floated glimmering<br /></span> +<span>As it might be an azure plume in flight.<br /></span> +</div><div class="stanza"> +<span>The low breathing of Boaz mingled there<br /></span> +<span>With the soft murmur of the mossy rills.<br /></span> +<span>It was the month when earth is debonnaire;<br /></span> +<span>The lilies were in flower upon the hills.<br /></span> +</div><div class="stanza"> +<span><a name="Page_100" id="Page_100" />Night compassed Boaz' slumber and Ruth's dreams,<br /></span> +<span>The sheep-bells vaguely tinkled far and near;<br /></span> +<span>Infinite love breathed from the starry sphere;<br /></span> +<span>'Twas the still hour when lions seek the streams.<br /></span> +</div><div class="stanza"> +<span>Ur and Jerimedeth were all at rest;<br /></span> +<span>The stars enamelled the blue vault of sky;<br /></span> +<span>Amid those flowers of darkness in the west<br /></span> +<span>The crescent shone; and with half open eye<br /></span> +</div><div class="stanza"> +<span>Ruth wondered, moveless, in her veils concealed,<br /></span> +<span>What heavenly reaper, when the day was done<br /></span> +<span>And harvest gathered in, had idly thrown<br /></span> +<span>That golden sickle on the starry field.'<br /></span> +</div></div> + + +<p>II. DREAM AND SYMBOL</p> + +<p>The rise of French symbolism towards the end of the 'seventies was a +symptom of a changed temper of thought and feeling traceable in some +degree throughout civilized Europe. Roughly, it marked the passing of +the confident and rather superficial security of the 'fifties into a +vague unrest, a kind of troubled awe. As if existence altogether was a +bigger, more mysterious, and intractable thing than was assumed, not so +easily to be captured in the formulas of triumphant science, or mirrored +and analysed by the most consummate literary art.</p> + +<p>Political and social conditions contributed to the change. France stood +on the morrow of a shattering catastrophe. The complacency of +mid-Victorian England began to be disturbed by menaces from the +workshops of industry. And it was precisely in triumphant Germany +herself that revolutionary Socialism found, in Karl Marx, its first +organizing mind and authoritative exponent. The millennium was not so +near as it had seemed; the problems of society, instead of having been +solved once for all, were only, it appeared, just coming into view.</p> + +<p>In the secluded workshops of Thought, subtler changes were silently +going on. The dazzling triumphs of physical <a name="Page_101" id="Page_101" />science, which had led +poetry itself to emulate the marble impassivity of the scientific +temper, were undiminished; but they were seen in a new perspective, +their authority ceased to be exclusive, the focus of interest was slowly +shifting from the physical to the psychical world. Lange, writing the +history of <i>Materialism</i> in 1874, virtually performed its obsequies; and +Tyndall's brilliant effort, in 1871, to equip primordial Matter with the +'promise and the potency' of mind, unconsciously confessed that its +cause was lost. Psychology, after Fechner, steadily advanced in prestige +and importance from the outlying circumference of the sciences to their +very centre and core.</p> + +<p>But it was not merely particular doctrines that lost ground; the scope +and validity of scientific method itself began to be questioned. In the +most varied fields of thought there set in that 'idealistic reaction +against science' which has been described in one of the most penetrating +books of our time. Most significant of all, science itself, in the +person of Mach, and Pearson, has abandoned the claim to do more than +provide descriptive formulas for phenomena the real nature of which is +utterly beyond its power to discover.</p> + +<p>Of this changed outlook the growth of Symbolism is the most significant +literary expression. It was not confined to France, or to poetry. We +know how the drama of Ibsen became charged with ulterior meanings as the +fiery iconoclast passed into the poet of insoluble and ineluctable +doubt. But by the French symbolists it was pursued as a creed, as a +religion. If the dominant poetry of the third quarter of the century +reflected the prestige of science, the dominant poetry of the fourth +reflected the idealistic reactions against it, and Villiers de l'Ile +Adam, its founder, came forward proclaiming that 'Science was bankrupt'. +And so it might well seem to <a name="Page_102" id="Page_102" />him, the visionary mystic inhabiting, as +he did, a world of strange beauty and invisible mystery which science +could not unlock. The symbolists had not all an explicit philosophy; but +they were all aware of potencies in the world or in themselves which +language cannot articulately express, and which are yet more vitally +real than the 'facts' which we can grasp and handle, and the +'respectable' people whom we can measure and reckon with. Sometimes +these potencies are vaguely mysterious, an impalpable spirit speaking +only by hints and tokens; sometimes they are felt as the pulsations of +an intoxicating beauty, breaking forth in every flower, but which can +only be possessed, not described; sometimes they are moods of the soul, +beyond analysis, and yet full of wonder and beauty, visions half +created, half perceived. Experiences like these might have been +described, as far as description would go, by brilliant artificers like +the Parnassians. Verlaine and Mallarmé did not discover, but they +applied with new daring, the fact that an experience may be communicated +by words which, instead of representing it, suggest it by their colour, +their cadences, their rhythm, their verbal echoes and inchoate phrases. +All the traditional artistry of French poetic speech was condemned as +both inadequate and insincere. 'Take eloquence and wring her neck! +Nothing but music and the nuance—all the rest is "Literature", mere +writing—futile verbosity!' that was the famous watchword of Verlaine's +creed.<a name="FNanchor_12_12" id="FNanchor_12_12" /><a href="#Footnote_12_12" class="fnanchor">[12]</a></p> + +<p>The strength of symbolism lay in this demand for a complete sincerity of +utterance. Its revolt against science was at the same time a vindication +of truth, an <a name="Page_103" id="Page_103" />effort to get nearer to reality both by shedding off the +incrustations of habitual phrase and by calling into play the obscure +affinities by which it can be magically evoked. In the subtleties of +suggestion latent in sensations the symbolists were real discoverers. +But the way had already been pointed in famous verses by Baudelaire:</p> + +<div class="poem"><div class="stanza"> +<span>'Earth is a Temple, from whose pillared mazes<br /></span> +<span>Murmurs confused of living utterance rise;<br /></span> +<span>Therein Man thro' a forest of symbols paces,<br /></span> +<span>That contemplate him with familiar eyes.<br /></span> +</div><div class="stanza"> +<span>As prolonged echoes, wandering on and on,<br /></span> +<span>At last in one far tenebrous depth unite,<br /></span> +<span>Impalpable as darkness, and as light,<br /></span> +<span>Scents, sounds, and colours meet in unison.'<br /></span> +</div></div> + +<p>There Baudelaire had touched a chord that was to sound loud and long; +for what else than this thought of all the senses meeting in union +inspired the music drama of Wagner?—only one of his points of kinship, +as we shall see, with symbolism.</p> + +<p>Thus the symbolists, in quest of reality, touched it only through the +inner life. There they are, in their fashion, realists. 'A landscape', +said Albert Samain, 'is a state of soul.' The landscape may be false, +but the state of soul is veracious. What interests them in life is the +image of life, not lucidly reflected but exquisitely transformed. Yet +the vision of the world caught in that transforming mirror was not +without strange revealing glimpses, invisible, like stars mirrored in a +well, to the plain observer. They could hear the music of the spheres; +or in the language of Samain's sonnet</p> + +<div class="poem"><div class="stanza"> +<span>'Feel flowing through them, like a pouring wave,<br /></span> +<span>The music-tide of universal Soul;<br /></span> +<span>Hear in their heart the beating pulse of heaven.'<a name="FNanchor_13_13" id="FNanchor_13_13" /><a href="#Footnote_13_13" class="fnanchor">[13]</a><br /></span> +</div></div> + +<p><a name="Page_104" id="Page_104" />In the earlier poetry of Maurice Maeterlinck, the inner life imposes a +more jealous sway. The poet sits not before a transforming mirror, where +the outer world is disguised, but in a closed chamber, where it is only +dreamed of, and it fades into the incoherence and the irrelevance of a +dream. But the chamber is of rare beauty, and in its hushed and perfumed +twilight, dramas of the spirit are being silently and almost +imperceptibly enacted, more tragic than the loud passion and violence of +the stage. He has written an essay on Silence,—silence that, like +humility, holds for him a 'treasure' beyond the reach of eloquence or of +pride; for it is the dwelling of our true self, the spiritual core of +us, 'more profound and more boundless than the self of the passions or +of pure reason.' And so there is less matter for drama in 'a captain who +conquers in battle or a husband who avenges his honour than in an old +man, seated in his arm-chair waiting patiently with his lamp beside him, +giving unconscious ear to all the eternal laws that reign about his +house, interpreting without comprehending, the silence of door and +window, and the quivering voice of the light; submitting with bent head +to the presence of his soul and his destiny.'</p> + +<p>It is on this side that symbolism discloses its kinship with the Russian +novel,—with the mystic quietism of Tolstoy and the religion of +self-sacrifice in Dostoievsky; and its sharp antagonism to the +Nietzschean gospel of daemonic will and ruthless self-assertion, just +then being preached in Germany. The two faiths were both alive and both +responded to deep though diverse needs of the time; but the immediate +future, as we shall see, belonged to the second. They had their first +resounding encounter when Nietzsche held up his once venerated master +Wagner to scorn as the chief of 'decadents' because he had turned from +the superhuman heroism of Siegfried <a name="Page_105" id="Page_105" />and the boundless passion of +Tristram to glorify the mystic Catholicism of the Grail and the +loveliness of the 'pure fool' Parzifal.</p> + +<p>Outside France symbolism found eager response among young poets, but +rather as a literary than as an ethical doctrine. In Germany Dehmel, the +most powerful personality among her recent poets, began as a disciple of +Verlaine; in Italy, D'Annunzio wove esoteric symbols into the texture of +the more than Nietzschean supermanliness of his supermen and superwomen. +More significant than these, however, was the symbolism of what we call +the Celtic school of poets in Ireland. For here both their artistic +impressionism and their mystic spirituality found a congenial soil. The +principal mediating force was Mr. Arthur Symons, friend of Verlaine and +of Yeats, and himself the most penetrating interpreter of Symbolism, +both as critic and as poet.<a name="FNanchor_14_14" id="FNanchor_14_14" /><a href="#Footnote_14_14" class="fnanchor">[14]</a> And to the French influence was added +that of Blake, a poet too great to be included in any school, but allied +to symbolism by his scorn for 'intellect' and for rhetoric, and by his +audacities of figured speech. But Mr. Yeats and 'A.E.', the leaders of +the 'Celtic' group, are in no sense derivation voices. They had the +great advantage over the French of a living native folklore and faery +lore. Hence their symbolism, no less subtle, and no less steeped in +poetic imagining, has not the same air of literary artifice, of studio +fabrication, of cultured Bohemianism; it breathes of the old Irish +hills, holy with old-world rites, and the haunted woods, and the magical +twilight and dewy dawns. And beneath all the folklore, and animating it, +is the passion for Ireland <a name="Page_106" id="Page_106" />herself, the mother, deathless and ever +young, whom neither the desolation of the time nor the decay of hope can +touch:</p> + +<div class="poem"><div class="stanza"> +<span>'Out-worn heart in a time out-worn<br /></span> +<span>Come clear of the nets of wrong and right;<br /></span> +<span>Laugh, heart, again in the grey twilight;<br /></span> +<span>Sigh, heart, again in the dew of the morn.<br /></span> +</div><div class="stanza"> +<span>Your mother Eire is always young,<br /></span> +<span>Dew ever shining and twilight grey;<br /></span> +<span>Tho' hope fall from you and love decay<br /></span> +<span>Burning in fires of a slanderous tongue.<br /></span> +</div><div class="stanza"> +<span>Come, heart, where hill is heaped upon hill;<br /></span> +<span>For there the mystical brotherhood<br /></span> +<span>Of sun and moon and hollow and wood<br /></span> +<span>And river and stream work out their will.'<br /></span> +</div></div> + +<p>For that, the French had only the Fauns of a literary neo-classicism. +The passion for France was yet indeed to find a voice in poetry. But +this was reserved for the more trumpet-tongued tones of the contemporary +phase to which I now turn.</p> + + +<p>III. 'CREATIVE EVOLUTION'</p> + +<p>1. <i>Philosophic Analogies</i></p> + +<p>Nothing is more symptomatic of the incipient twentieth century than the +drawing together of currents of thought and action before remote or +hostile. The Parnassians were an exclusive sect, the symbolists an +eccentric and often disreputable coterie; Claudel, D'Annunzio, Rudyard +Kipling, speak home to throngs of everyday readers, are even national +idols, and our Georgians contrive to be bought and read without the +least surrender of what is most poetic in their poetry. And the +analogies between philosophic thinking and poetic creation become +peculiarly striking. Merely to name Friedrich Nietzsche, Henri Bergson, +and Benedetto Croce is to become vividly <a name="Page_107" id="Page_107" />aware of these analogies and +of the common bent from which they spring. All three—whether with +brilliant rhetoric, or iron logic, or a blend of both—use their +thinking power to deride the theorizing intelligence in comparison with +the creative intuition which culminates in poetry. To define the scope +and province of this intuition is the purport of Croce's epoch-making +<i>Aesthetics</i>, the basis and starting-point of his illumining work, in +<i>Critica</i>, as a literary critic. Bergson is the dominant figure in a +line of French thinkers possessed with the conviction that life, a +perpetual streaming forth of creative energy, cannot be caught in the +mechanism of law, adapted to merely physical phenomena, which at best +merely gives us generalizations and lets the all-important +particulars—the individual living thing—slip through the meshes; +whereas intuition—the eye fixed on the object—penetrates to the very +heart of this individual living thing, and only drops out the skeleton +framework of abstract laws. Philosophy, in these thinkers, was deeply +imbued with the analogies of artistic creation. 'Beauty,' said +Ravaisson, 'and especially beauty in the most divine and perfect form, +contains the secret of the world.'<a name="FNanchor_15_15" id="FNanchor_15_15" /><a href="#Footnote_15_15" class="fnanchor">[15]</a> And Bergson's <i>Creative +Evolution</i> embodied a conception of life and of the world profoundly +congenial to the artistic and poetic temper of his time. For he +restated, it has been well said, the two great surviving formulas of the +nineteenth century, evolution and the will to live, in terms precisely +suited to the temper of the age just dawning. The will to live became a +formula of hope and progress; evolution became a formula of vital +impulse, of creative purpose, not of mechanical 'struggle for +existence'.</p> + +<p>The idea that aesthetic experience gives a profounder <a name="Page_108" id="Page_108" />clue than logical +thought to the inner meaning of things was as old as Plato. It was one +of the crowning thoughts of Kant; it deeply coloured the metaphysics of +Schelling. And Nietzsche developed it with brilliant audacity when in +his <i>Birth of Tragedy</i> (1872) he contrasted scornfully with the laboured +and ineffectual constructions of the theoretic man, even of Socrates the +founder of philosophy, the radiant vision of the artist, the lucid +clarity of Apollo. 'His book gave the lie to a thousand years of orderly +development', wrote the great Hellenist Wilamowitz, Nietzsche's old +schoolfellow, indignant at his rejection of the labours of scholastic +reason. But it affirmed energetically the passion of his own time for +immediate and first-hand experience.</p> + +<p>And it did more. Beside and above Apollo, Nietzsche put Dionysus; beside +vision and above it, <i>rage</i>. Of the union of these two Tragedy was born. +And Nietzsche's glorification of this elemental creative force also +responded to a wider movement in philosophy, here chiefly German. His +Dionysiac rage is directly derived from that will in which Schopenhauer +saw the master faculty of man and the hidden secret of the universe; and +the beginning of Schopenhauer's fame, about 1850, coincides with a +general rehabilitation of will as the dominant faculty in the soul and +in the world, at the cost of the methodic orderly processes of +understanding; a movement exhibited in the psychological innovations of +Wundt and Münsterberg, in the growth of the doctrine that what a thing +is is determined by what it <i>can</i>; that value is in fact the measure, +and even the meaning, of existence; that will can arm impotence, create +faith, and master disease; and in the call of the colossal will-power +which created the German empire and launched her on the career of +industrial greatness. Nietzsche's Superman is, above all, a being of +colossal and masterful will, and <a name="Page_109" id="Page_109" />Zarathustra, the prophet of +superhumanity, is only an incarnation of the will that for Schopenhauer +moved the world. The moment at which the prestige of will began +definitely to overcome that of reasoning is marked, as Aliotta has +pointed out, by the appearance of James's <i>Will to Believe</i>, just when +agnosticism seemed triumphant.</p> + +<p>Nietzsche and Bergson thus, with all their obvious and immense +divergences, concurred in this respect, important from our present point +of view, that their influence tended to transfer authority from the +philosophic reason to those 'irrational' elements of mind which reach +their highest intensity in the vision and 'rage' of the poet. James's +vindication of drunken exaltation as a source of religious insight was +not the least symptomatic passage of his great book. And both concurred, +however remote their methods or their speech, in conceiving reality as +creation, creation in which we take part—a conception which again, in +the hands of the constructive religious thinker, led directly to the +type of faith announced in that last—the Jamesian—'Variety' of +religious experience, which represents us as indispensable +fellow-workers and allies of a growing and striving God.</p> + + +<p>2. <i>The New Freedom</i></p> + +<p>No reader of the poetry of our time can mistake the kinship of its +prevailing temper with that which lies at the root of these +philosophies. Without trying to fit its infinite variety to any finite +formula, we may yet venture to find in it, as Mr. McDowall has found in +our Georgian poetry in particular, a characteristic union of grip and +detachment; of intense and eager grasp upon actuality as it breaks upon +us in the successive moments of the stream of time, and yet an inner +independence of it, a refusal to be obsessed by its sanctions and +authorities, a tacit assumption that everything, by whatever length <a name="Page_110" id="Page_110" />of +tradition consecrated, must come before the bar of the new century to be +judged by its new mind. 'Youth is knocking at the door,' as it is said +of Hilda in the symbolical <i>Master Builder</i>, and doubtless in every +generation the philistines or Victorians in possession have had occasion +to make that remark. The difference in our time is rather that youth +comes in without knocking, and that instead of having to work slowly up +to final dominance against the inertia of an established literary +household, it has spontaneously, like Hilda Wrangel, taken possession of +the home, rinding criticism boundlessly eulogistic, the public +inexhaustibly responsive, and philosophy interpreting the universe, as +we have seen, precisely in sympathy with its own naïve intuitions. No +wonder that youth at twenty is writing its autobiography or having its +biography written, and that at twenty-five it makes a show of laying +down the pen, like Max Beerbaum, with the gesture of one rising sated +from the feast of life: 'I shall write no more.'</p> + +<p>The fact that youth finds itself thus at home in the world explains the +difference in temper between the new poets of freedom and the old. The +wild or wistful cry of Shelley for an ideal state emancipated from pain +and death is as remote from their poetry as his spiritual anarchy from +their politics; they can dream and see visions, in Scott's phrase, 'like +any one going', but their feet are on the solid ground of actuality and +citizenship, and the actuality comes into and colours their poetry no +less than their vision. When Mr. Drinkwater looks out of his 'town +window' he dreams of the crocus flaming gold in far-off Warwick woods; +but he does not repudiate the drab inglorious street nor the tramway +ringing and moaning over the cobbles, and they come into his verse. And +I find it significant of the whole temper of the new poetry to ordinary +life no less than that of ordinary men <a name="Page_111" id="Page_111" />and women to the new poetry, +that he has won a singularly intimate relationship with a great +industrial community. He has not fared like his carver in stone. But +then the eagles of his carving, though capable of rising, like +Shelley's, to the sun, are the Cromwells and Lincolns who themselves +brought the eagle's valour and undimmed eye into the stress and turmoil +of affairs.</p> + +<p>No doubt a fiercer note of revolt may be heard at times in the poetry of +contemporary France, and that precisely where devotion to some parts of +the heritage of the past is most impassioned. The iconoclastic scorn of +youth's idealism for the effeteness of the 'old hunkers', as Whitman +called them, has rarely rung out more sharply than in the closing +stanzas of Claudel's great Palm Sunday ode. All the pomp and splendour +of bishops and cardinals is idle while victory yet is in suspense: that +must be won by youth in arms.</p> + +<div class="poem"><div class="stanza"> +<span class="i4">'To-morrow the candles and the dais and the bishop with his clergy<br /></span> +<span class="i12">coped and gold embossed,<br /></span> +<span>But to-day the shout like thunder of an equal, unofficered host<br /></span> +<span class="i4">Who, led and kindled by the flag alone,<br /></span> +<span>With one sole spirit swollen, and on one sole thought intent,<br /></span> +<span>Are become one cry like the crash of walls shattered and gates rent:<br /></span> +<span class="i4">'Hosanna unto David's son!'<br /></span> +</div><div class="stanza"> +<span>Needless the haughty steeds marble-sculptured, or triumphal arches, or<br /></span> +<span class="i12">chariots and four,<br /></span> +<span>Needless the flags and the caparisons, the moving pyramids and towers,<br /></span> +<span class="i12">and cars that thunder and roar,—<br /></span> +<span class="i4">'Tis but an ass whereon sits Christ;<br /></span> +<span>For to make an end of the nightmare built by the pedants and the<br /></span> +<span class="i12">pharisees,<br /></span> +<span>To get home to reality across the gulf of mendacities,<br /></span> +<span class="i4">The first she-ass he saw sufficed!<br /></span> +</div><div class="stanza"> +<span><a name="Page_112" id="Page_112" /><a name="Page_113" id="Page_113" /><a name="Page_114" id="Page_114" />Eternal youth is master, the hideous gang of old men is done with, we<br /></span> +<span>Stand here like children, fanned by the breath of the things to be,<br /></span> +<span class="i4">But victory we will have to-day!<br /></span> +<span>Afterwards the corn that like gold gives return, afterwards the gold<br /></span> +<span class="i12">that like corn is faithful and will bear,<br /></span> +<span>The fruit we have henceforth only to gather, the land we have<br /></span> +<span class="i12">henceforth only to share,<br /></span> +<span class="i4">But victory we will have to-day!'<br /></span> +</div></div> + +<p>In the same spirit Charles Péguy—like Claudel, be it noted, a student +of Bergson at the École Normale—found his ideal in the great story of +the young girl of Domremy who saved France when all the pomp and wisdom +of generals had broken down. And in our own poetry has not Mr. Bottomley +rewritten the Lear story, with the focus of power and interest +transferred from the old king—left with not an inch of king in him—to +a glorious young Artemis-Goneril?</p> + +<p>But among our English Georgians this tense iconoclastic note is rare. +Their detachment from what they repudiate is not fanatical or ascetic; +it is conveyed less in invective than in paradox and irony; their temper +is not that which flies to the wilderness and dresses in camel hair, but +of mariners putting out to the unknown and bidding a not unfriendly +good-bye at the shore. The temper of adventure is deeply ingrained in +the new romance as in the old; the very word adventure is saturated with +a sentiment very congenial to us both for better and worse; it quickens +the hero in us and flatters the devil-may-care.</p> + +<p>In its simplest form the temper of adventure has given us the profusion +of pleasant verses which we know as the poetry of 'vagabondage' and 'the +open road'. The point is too familiar to be dwelt on, and has been +admirably illustrated and discussed by Mr. McDowall. <a name="Page_115" id="Page_115" />George Borrow, +prince of vagabonds, Stevenson, the 'Ariel', with his 'Vagabond-song'—</p> + +<div class="poem"><div class="stanza"> +<span>'All I seek the heaven above,<br /></span> +<span class="i2">And the road below me',<br /></span> +</div></div> + +<p>and a few less vocal swallows, anticipated the more sustained flights +and melodies of to-day, while Borrow's wonderful company of vagabond +heroes and heroines is similarly premonitory of the alluring gipsies and +circus-clowns of our Georgian poetry. Sometimes a traditional motive is +creatively transformed; as when Father Time, the solemn shadow with +admonitory hour-glass, appears in Mr. Hodgson's poem as an old gipsy +pitching his caravan 'only a moment and off once again'.</p> + +<p>Elsewhere a deeper note is sounded. It is not for nothing that Jeanne +d'Arc is the saint of French Catholic democracy, or that Péguy, her +poet, calls the Incarnation the 'sublime adventure of God's Son'. That +last adventure of the Dantesque Ulysses beyond the sunset thrills us +to-day more than the Odyssean tale of his triumphant home-return, and +D'Annunzio, greatly daring, takes it as the symbol of his own +adventurous life. Francis Thompson's most famous poem, too, represents +the divine effort to save the erring soul under the image of the hound's +eager chase of a quarry which may escape; while Yeats hears God 'blowing +his lonely horn' along the moonlit faery glades of Erin. And Meredith, +who so often profoundly voiced the spirit of the time in which only his +ripe old age was passed, struck this note in his sublime verses on +revolutionary France—</p> + +<div class="poem"><div class="stanza"> +<span class="i18">'soaring France<br /></span> +<span>That divinely shook the dead<br /></span> +<span>From living man; that stretched ahead<br /></span> +<span>Her resolute forefinger straight<br /></span> +<span>And marched toward the gloomy gate<br /></span> +<span>Of Earth's Untried.'<br /></span> +</div></div> + +<p><a name="Page_116" id="Page_116" />It is needless to dwell upon the affinity between this temper of +adventure in poetry and the teaching of Bergson. That the link is not +wholly fortuitous is shown by the interesting <i>Art Poétique</i> (1903) of +his quondam pupil, Claudel, a little treatise pervaded by the idea of +Creative-evolution.</p> + +<p>It was natural in such a time to assume that any living art of poetry +must itself be new, and in fact the years immediately before and after +the turn of the century are crowded with announcements of 'new' +movements in art of every kind. Beside Claudel's <i>Art Poétique</i> we have +in England the <i>New Aestheticism</i> of Grant Allen; in Germany the 'new +principle' in verse of Arno Holz. And here again the English innovators +are distinguished by a good-humoured gaiety, if also by a slighter build +of thought, from the French or Nietzschean 'revaluers'. Rupert Brooke +delightfully parodies the exquisite hesitances and faltering half-tones +of Pater's cloistral prose; and Mr. Chesterton pleasantly mocks at the +set melancholy of the aggressive Decadence in which he himself grew up:</p> + +<div class="poem"><div class="stanza"> +<span>'Science announced nonentity, and art adored decay,<br /></span> +<span>The world was old and ended, but you and I were gay.'<br /></span> +</div></div> + +<p>Like their predecessors in the earlier Romantic school, the new +adventurers have notoriously experimented with poetic <i>form</i>. France, +the home of the most rigid and meticulous metrical tradition, had +already led the way in substituting for the strictly measured verse the +more loosely organized harmonies of rhythmical prose, bound together, +and indeed made recognizable as verse, in any sense, solely by the +rhyme. With the Symbolists 'free verse' was an attempt to capture finer +modulations of music than the rigid frame of metre allowed. With their +successors it had rather the value of a plastic medium in which every +variety of matter and of mood could be faithfully expressed. But whether +called verse or not, <a name="Page_117" id="Page_117" />the vast rushing modulations of rhythmic music in +the great pieces of Claudel and others have a magnificence not to be +denied. And the less explicitly poetic form permits matter which would +jar on the poetic instinct if conveyed through a metrical form to be +taken up as it were in this larger and looser stride.</p> + +<p>In Germany, on the other hand, the rhythmic emancipation of Whitman was +carried out, in the school of Arno Holz, with a revolutionary audacity +beyond the example even of Claudel. Holz states with great clearness and +trenchancy what he calls his 'new principle of lyric'; one which +'abandons all verbal music as an aim, and is borne solely by a rhythm +made vital by the thought struggling through it to expression'. Rhyme +and strophe are given up, only rhythm remains.</p> + +<p>Of our Georgian poetry, it must suffice to note that here, too, the +temper of adventure in form is rife. But it shows itself, +characteristically, less in revolutionary innovation than in attempts to +elicit new and strange effects from traditional measures by deploying to +the utmost, and in bold and extreme combinations, their traditional +resources and variations, as in the blank verse of Mr. Abercrombie and +Mr. Bottomley. This, and much beside in Georgian verse, has moods and +moments of rare beauty. But, on the whole, verse-form is the region of +poetic art in which Georgian poetry as a whole is least secure.</p> + + +<p>3. <i>The New Realism</i></p> + +<p>We see then how deeply rooted this new freedom is in the passion for +actuality; not the dream but the waking and alert experience throbs and +pulses in it. We have now to look more closely into this other aspect of +it. Realism is a hard-worked term, but it may be taken to imply that the +overflowing vitality of which poetry is one expression fastens with +peculiar eagerness upon the <a name="Page_118" id="Page_118" />visible and tangible world about us and +seeks to convey that zest in words. Our poets not only do not scorn the +earth to lose themselves in the sky; they are positive friends of the +matter-of-fact, and that not in spite of poetry, but for poetry's sake; +and Pegasus flies more freely because 'things' are 'in the saddle' along +with the poet.</p> + +<p>That this matter-of-factness is loved by poets, for poetry's sake, marks +it off once for all from the photographic or 'plain' realism of Crabbe. +But it is also clearly distinct from the no less poetic realism of +Wordsworth. Wordsworth's mind is conservative and traditional; his +inspiration is static; he glorifies the primrose on the river brink by +seeing its transience in the light of something far more deeply +interfused which does not change nor pass away. Romance, in a high +sense, lies about his greatest poetry. But it is a romance rooted in +memory, not in hope—the 'glory of the grass and splendour of the +flower' which he had seen in childhood and imaginatively re-created in +maturity; a romance which change, and especially the intrusions of +industrial man, dispelled and destroyed. Whereas the romance of our new +realism rests, in good part, precisely in the sense that the <i>thing</i> so +vividly gripped is not or need not be permanent, may turn into something +else, has only a tenancy, not a freehold, in its conditions of space and +time, a 'toss-up' hold upon existence, as it were, full of the zest of +adventurous insecurity. A pessimistic philosophy would dissipate this +romance, or strip it of all but the mournful poetry of doom. Mr. +Chesterton glorifies the dust which may become a flower or a face, +against the Reverend Peter Bell for whom dust is dust and no more, and +Hamlet who only remembers that it once was Caesar. If our realism is +buoyant, if it had at once the absorbed and the open mind, this is, in +large part, in virtue of the temper which finds reality a perpetual +creation. Every moment is precious <a name="Page_119" id="Page_119" />and significant, for it comes with +the burden and meaning of something that has never completely been +before; and goes by only to give place to another moment equally curious +and new. This is the deeper ground of our present fashion of paradox; +what Mr. Chesterton, its apostle, means when he says that 'the great +romance is reality'; for paradox, the unexpected, is, in a reality so +framed, the bare and sober truth. Hence the frequency, in our new +poetry, of pieces founded deliberately upon, as Mr. McDowall points out, +paradox: the breaking in of some utter surprise upon a humdrum society, +as in Mr. de la Mare's <i>Three Jolly Farmers</i>, or Mr. Abercrombie's <i>End +of the World</i>, or Mr. Munro's <i>Strange Meetings</i>.</p> + +<p>Moreover, in this incessantly created reality we are ourselves +incessantly creative. That may seem to follow as a matter of course; but +it corresponds with the most radical of the distinctions between our +realism and that of Wordsworth. When Mr. Wells tells us that his most +comprehensive belief about the universe is that every part of it is +ultimately important, he is not expressing a mystic pantheism which +feels every part to be divine, but a generous pragmatism which holds +that every part <i>works</i>. The idea of shaping and adapting will, of +energy in industry, of mere routine practicality in office or household, +is no longer tabooed, or shyly evaded; not because of any theoretic +exaltation of labour or consecration of the commonplace, but because +merely to use things, to make them fulfil our purposes, to bring them +into touch with our activities, itself throws a kind of halo over even +very humble and homely members of the 'divine democracy of things'. +Rupert Brooke draws up a famous catalogue of the things of which he was +a 'great lover'. He loved them, he says, simply <i>as being</i>. And no +doubt, the simple sensations of colour, touch, or smell counted for +much. But compare them with the things that <a name="Page_120" id="Page_120" />Keats, a yet greater lover +of sensations, loved. You feel in Brooke's list that he liked doing +things as well as feasting his passive senses; these 'plates', 'holes in +the ground,' 'washen stones,' the cold graveness of iron, and so forth. +One detects in the list the Brooke who, as a boy, went about with a book +of poems in one hand and a cricket-ball in the other, and whose left +hand well knew what his right hand did.<a name="FNanchor_16_16" id="FNanchor_16_16" /><a href="#Footnote_16_16" class="fnanchor">[16]</a> That takes us far from the +dream of eternal beauty, which a Greek urn or a nightingale's song +brought to Keats, and the fatal word 'forlorn', bringing back the light +of common day, dispelled. The old ethical and aesthetic canons are +submerged in a passion for life which finds a good beyond good and evil, +and a beauty born of ugliness more vital than beauty's self. 'The worth +of a drama is measured', said D'Annunzio, 'by its fullness of life', and +the formula explains, if it does not justify, those tropical gardens, +rank with the gross blooms of 'superhuman' eroticism and ferocity, to +which he latterly gave that name. And we know how Maeterlinck has +emerged from the mystic dreams and silences of his recluse chamber to +unfold the dramatic pugnacities of Birds and Bees.</p> + +<p>Even the downright foulness and ugliness which some people find so +puzzling in poets with an acute delight in beauty, like Mr. Masefield, +come into it not from any aesthetic obtuseness, but because these +uglinesses are full of the zest of drama, of things being done or made, +of life being lived. When Masefield sounded his challenge to the old +aesthetics:</p> + +<div class="poem"><div class="stanza"> +<span>'Others may sing of the wine and the wealth and the mirth,<br /></span> +<span class="i1">Mine be the dirt and the dross, the dust and scum of the earth',<br /></span> +</div></div> + +<p><a name="Page_121" id="Page_121" />he knew well, as <i>The Everlasting Mercy</i> and <i>The Widow of Bye Street</i> +showed, that dirt and dross, if wrought into tragedy, can win a higher +beauty than the harmonies of idyll. Even the hideous elder women in Mr. +Bottomley's <i>Lear's Wife</i>, or his Regan—an ill-conditioned girl, +sidling among the 'sweaty, half-clad cook-maids' after pig-killing, +'smeary and hot as they', participate in this beauty and energy of +doing.</p> + +<p>Poetry, in these cases, wins perhaps at most a Pyrrhic victory over +reluctant matter. It is otherwise with the second of the great Belgian +poets.</p> + +<p>In the work of Verhaeren, the modern industrial city, with its spreading +tentacles of devouring grime and squalor, its clanging factories, its +teeming bazaars and warehouses, and all its thronging human population, +is taken up triumphantly into poetry. Verhaeren is the poet of +'tumultuous forces', whether they appear in the roar and clash of 'that +furnace we call existence', or in the heroic struggles of the Flemish +nation for freedom. And he exhibits these surging forces in a style +itself full of tumultuous power, Germanic rather than French in its +violent and stormy splendour, and using the chartered licence of the +French 'free verse' itself with more emphasis than subtlety.</p> + + +<p>4. <i>The Cult of Force</i></p> + +<p>In Verhaeren, indeed, we are conscious of passing into the presence of +power more elemental and unrestrained than the civil refinement of our +Georgians, at their wildest, allows us to suspect. The tragic and heroic +history of his people, and their robust art, the art of Rembrandt, and +of Teniers, vibrates in the Flemish poet. He has much of the temperament +of Nietzsche, and if not evidently swayed by his ideas, or even aware of +them, and with a generous faith in humanity which Nietzsche <a name="Page_122" id="Page_122" />never knew, +he thinks and imagines with a kindred joy in violence:</p> + +<div class="poem"><div class="stanza"> +<span>'I love man and the world, and I adore the force<br /></span> +<span class="i1">Which my force gives and takes from man and the universe.'<br /></span> +</div></div> + +<p>And it is no considerable step from him to the poets who in this third +phase of our period have unequivocally exulted in power and burnt +incense or offered sacrifice before the altar of the strong man. The joy +in creation which, we saw, gives its romance to so much of the realism +of our time, now appears accentuated in the fiercer romance of conflict +and overthrow. Thanks largely to Nietzsche, this romance acquired the +status of an authoritative philosophy—even, in his own country, that of +an ethical orthodoxy.</p> + +<p>The German people was doubtless less deeply and universally imbued with +this faith than our war-prejudice assumes. But phenomena such as the +enormous success of a cheap exposition of it, <i>Rembrandt als Erzieher</i> +(1890) by a fervent Bismarckian, and of the comic journal +<i>Simplicissimus</i> (founded 1895) devoted to systematic ridicule of the +old-fashioned German virtues of tenderness and sympathy, indicated a +current of formidable power and compass, which was soon to master all +the other affluents of the national stream.</p> + +<p>But older, and in part foreign, influences concurred to colour and +qualify, while they sustained, the Nietzschean influence,—the daemonic +power of Carlyle, the iron intensity and masterful reticence of Ibsen. +This was the case especially, as is well known, in the drama. Gerhardt +Hauptmann, who painted the tragedy of the self-emancipated superman,—as +Mr. Shaw about the same time showed us his self-achieved +apotheosis,—was no doubt the most commanding (as Mr. Shaw was the most +original) figure in the European drama of the early century.</p> + +<p><a name="Page_123" id="Page_123" />In poetry, the contributory forces were still more subtly mingled, and +the Nietzschean spirit, which blows where it listeth, often touched men +wholly alien from Nietzsche in cast of genius and sometimes stoutly +hostile to him. Several of the most illustrious were not Germans at all. +Among the younger men who resist, while they betray, his spell, is the +most considerable lyric poet of the present generation in Germany. +Richard Dehmel's vehement inspiration from the outset provoked +comparison with Nietzsche, which he warmly resented.</p> + +<p>He began, in fact, as a disciple of Verlaine, and we may detect in the +unrestraint of his early erotics the example of the French poet's +<i>fureur d'aimer</i>. But Dehmel's more strongly-built nature, and perhaps +the downright vigour of the German language, broke through the tenuities +of <i>la nuance</i>. It was not the subtle artistry of the Symbolists, but +the ethical and intellectual force of the German character, which +finally drew into a less anarchic channel the vehement energy of Dehmel. +Nietzsche had imagined an ethic of superhuman will 'beyond good and +evil'. The poet, replied Dehmel, had indeed to know the passion which +transcends good and evil, but he had to know no less the good and evil +themselves of the world in and by which common men live. And if he can +cry with the egoism of lawless passion, in the <i>Erlösungen</i>, 'I will +fathom all pleasure to the deepest depths of thirst, ... Resign not +pleasure, it waters power',—he can add, in the true spirit of Goethe +and of the higher mind of Germany, 'Yet since it also makes slack, turn +it into the stuff of duty!'</p> + +<p>If Nietzsche provoked into antagonism the sounder elements in Dehmel, he +was largely responsible for destroying such sanity as the amazing genius +of Gabriele D'Annunzio had ever possessed. In D'Annunzio the sensuality +of a Sybarite and the eroticism of a Faun go <a name="Page_124" id="Page_124" />along with a Roman +tenacity and hardness of nerve. The author of novels which, with all +their luxurious splendour, can only be called hothouses of morbid +sentiment, has become the apostle of Italian imperialism, and more than +any other single man provoked Italy to throw herself into the great +adventure of the War. Unapproached in popularity by any other Italian +man of letters, D'Annunzio discovered Nietzsche, and hailed him—a great +concession—as an equal. When Nietzsche died, in 1900, D'Annunzio +indicted a lofty memorial ode to the Titanic Barbarian who set up once +more the serene gods of Hellas over the vast portals of the Future. +Nietzsche indeed let loose all the Titan, and all consequently that was +least Hellenic, in the fertile genius of the Italian; his wonderful +instinct for beauty, his inexhaustible resources of style are employed +in creating orgies of superhuman valour, lust, and cruelty like some of +his later dramas, and hymns intoxicated with the passion for Power, like +the splendid Ode in which the City of the Seven Hills is prophetically +seen once more the mistress of the world, loosing the knot of all the +problems of humanity. His poetic autobiography, the first <i>Laude</i> +(1901)—counterpart of Wordsworth's <i>Prelude</i> and its very +antipodes—culminates in a prayer 900 lines long to Hermes, god of the +energy which precipitates itself on life and makes it pregnant with +invention and discovery, of the iron will 'which chews care as a laurel +leaf'—the god of the Superman. And so he discovers the muse of the +Superman, the Muse of Energy, a tenth Muse whose first poet he modestly +disclaims to be, if he may only be, as he would have us interpret his +name, her Announcer.</p> + +<p>If D'Annunzio emulates Nietzsche, the two great militant poets of +Catholic France would have scorned the comparison. Charles Péguy's brief +career was shaped from his first entrance, poor and of peasant birth, at +<a name="Page_125" id="Page_125" />a Paris Lycée, to his heroic death in the field, September 1914, by a +daemonic force of character. His heroine, glorified in his first book, +was Jeanne d'Arc, who attempted the impossible, and achieved it. In +writing, his principle—shocking to French literary tradition—was to +speak the brutal truth <i>brutalement</i>. As a poet he stood in the direct +lineage of Corneille, whose <i>Polyeucte</i> he thought the greatest of the +world's tragedies. As a man, he embodied with naïve intensity the +unsurpassed inborn heroism of the French race.</p> + +<p>Claudel, even more remote as a thinker from Nietzsche than Péguy, +exhibits a kindred temper in the ingrained violence of his art. His +stroke is vehement and peremptory; he is an absolutist in style as in +creed. It is the style of one who apprehends the visible world with an +intensity as of passionate embrace, such as the young Browning expresses +in <i>Pauline</i>. 'I would fain have seen everything,' he cries, 'possessed +and made it my own, not with eyes and senses only, but with mind and +spirit.' And after he was converted he saw and painted supernatural +things with the same carnal and robust incisiveness. The half-lights of +Symbolist mysticism are remote from his hard glare. As a dramatist he +drew upon and exaggerated that which in Aeschylus and Shakespeare seems +to the countrymen of Racine nearest to the limit of the terrible and the +brutal permissible in art: a princess nailed by the hands like a +sparrow-hawk to a pine by a brutal peasant; the daughter of a noble +house submitting to a loathed marriage with a foul-mouthed plebeian in +order to save the pope.</p> + +<p>And if we look, finally, for corresponding phenomena at home, we find +them surely in the masculine, militant, and in the French sense <i>brutal</i> +poetry of W.E. Henley and Rudyard Kipling. If any modern poets have +conceived life in terms of will, and penetrated their verse <a name="Page_126" id="Page_126" />with that +faith, it is the author of 'I am the Captain of my Soul', the 'Book of +the Sword', and 'London Voluntaries', friend and subject of the great +kindred-minded sculptor Rodin, the poet over whose grave in St. Paul's +George Wyndham found the right word when he said—marking him off from +the great contemplative, listening poets of the past—'His music was not +the still sad music of humanity; it was never still, rarely sad, always +intrepid.' And we know how Kipling, after sanctioning the mischievous +superstition that 'East and West can never meet', refuted it by +producing his own 'two strong men'.</p> + + +<p>5. <i>The New Idealism</i></p> + +<p>(1) <i>Nationality</i></p> + +<p>We have now seen something of that power, at once of grip and of +detachment with which the dominant poetry of this century faces what it +thinks of as the adventure of experience, its plunge into the +ever-moving and ever-changing stream of life. How then, it remains to +ask, has it dealt with those ideal aspirations and beliefs which one may +live intensely and ignore, which in one sense stand 'above the battle', +but for which men have lived and died. With a generation which holds so +lightly by tradition, which revises and revalues all accepted values, +these aspirations and beliefs might well drop out of its poetry. On the +other hand, these same aspirations and beliefs might overcome the +indifference to tradition by ceasing to be merely traditional, by being +immersed and steeped in that moving stream of life, and interwoven with +the creative energies of men. The inherited faiths were put to this +dilemma, either to become intimately alive and creative in poetry or to +be of no concern for it. Some of them failed in the test. England has +still devotees of <a name="Page_127" id="Page_127" />Protestantism, but Protestant religion has hardly +inspired noble poetry since Milton. Nationality, on the other hand, has +during the last century inspired finer poetry than at any time since the +sixteenth, and that because it has been brought down from the region of +political abstractions and ideologies into intimate union with heart and +brain, imagination and sense. This is true also of Catholicism and of +Socialism, and, if fitfully and uncertainly yet, of the ideal of +international fraternity, of humanity. And to all these ideals, to all +ideals, came finally the terrific, the overwhelming test of the War,—a +searching, annihilating, purifying flame, in which some shrivelled away, +some were stripped of the illusive glitter that concealed their mass of +alloy, and some, purged of their baser constituents, shone out with a +lustre unapproached before.</p> + +<p>What is the distinctive note of this new poetry of nationality? And for +the moment I speak of the years before the War. May we not say that in +it the ideal of country is saturated with that imaginative grip of +reality in all its concrete energy and vivacity which I have called the +new realism? The nation is no abstraction, whether it be called +Britannia, or <i>Deutschland über Alles</i>. It is seen, and felt; seen in +its cities as well as in its mountains, in the workers who have made it, +as well as in the heroes who have defended it; in its roaring forges as +well as in its idyllic woodlands and its tales of battles long ago; and +all these not as separate strands in a woven pattern, but as waters of +different origin and hue pouring along together in the same great +stream.</p> + +<p>Émile Verhaeren, six years before the invasion, had seen and felt his +country, living body and living soul, with an intensity which made it +seem unimaginable that she should be permanently subdued. He well called +his book <i>Toute la Flandre</i>, for all Flanders is there. Old +Flanders,—Artevelde <a name="Page_128" id="Page_128" />and Charles Téméraire—whose soul was a forest of +huge trees and dark thickets,</p> + +<div class="poem"><div class="stanza"> +<span>'A wilderness of crossing ways below,<br /></span> +<span>But eagles, over, soaring to the sun,'—<br /></span> +</div></div> + +<p>Van Eyck and Rubens—'a thunder of colossal memories'; then the great +cities, with their belfries and their foundries, and their warehouses +and laboratories, their antique customs and modern ambitions; and the +rivers, the homely familiar Lys, where the women wash the whitest of +linen, and the mighty Scheldt, the Escaut, the 'hero sombre, violent and +magnificent', 'savage and beautiful Escaut', whose companionship had +moulded and made the poet, whose rhythms had begotten his music and his +best ideas<a name="FNanchor_17_17" id="FNanchor_17_17" /><a href="#Footnote_17_17" class="fnanchor">[17]</a>.</p> + +<p>None of our English poets have rendered England in poetry with the same +lyric intensity in its whole compass of time and space, calling up into +light and music all her teeming centuries and peopled provinces. Yet the +present generation has in some respects made a nearer approach to such +achievement than its predecessors. A century of growing historic +consciousness has not passed over us in vain; and if any generic +distinction is to be found between our recent, often penetrating and +beautiful, poetry of the English countryside and the Nature description +of Wordsworth or of Ruskin, it is in the ground-tone of passion and +memory that pervades it for England herself. Wordsworth wrote +magnificently of England threatened with invasion, and magnificently of +the Lake Country, Nature's beloved haunt. But the War sonnets and the +Lake and <a name="Page_129" id="Page_129" />mountain poetry come from distinct strains in his genius, +which our criticism may bring into relation, but our feeling insists on +keeping apart. His Grasmere is a province of Nature—her favoured +province—rather than of England; it is in the eye of Nature that the +old Cumberland beggar lives and dies; England only provides the +obnoxious workhouses to which these destitute vagrants were henceforth +to be consigned. Is it not this that divides our modern local poetry +from his? Mr. Belloc's Sussex is tenderly loved for itself; yet behind +its great hills and its old-world harbours lies the half-mystic presence +of historic England. And in Edward Thomas's wonderful old Wiltshireman, +Lob, worthy I think to be named with the Cumberland Beggar,</p> + +<div class="poem"><div class="stanza"> +<span>'An old man's face, by life and weather cut<br /></span> +<span class="i1">And coloured,—rough, brown, sweet as any nut,—<br /></span> +<span class="i1">A land face, sea-blue eyed,'—<br /></span> +</div></div> + +<p>you read the whole lineage of sterling English yeomen and woodlanders +from whom Lob springs.</p> + +<p>This note is indeed relatively absent from the work of the venerable +master who has made 'Wessex' the most vividly realized of all English +provinces to-day, and whose prose Egdon Heath may well be put at the +head of all the descriptive poetry of our time. But Mr. Hardy, in this +respect, belongs to an earlier generation than that into which he +happily survives.</p> + +<p>Sometimes this feeling is given in a single intense concentrated touch. +When Rupert Brooke tells us of</p> + +<div class="poem"><div class="stanza"> +<span class="i2">'Some corner of a foreign field<br /></span> +<span>That is for ever England. There shall be<br /></span> +<span>In that rich earth a richer dust concealed;<br /></span> +<span>A dust whom England bore, shaped, made aware,<br /></span> +<span>Gave, once, her flowers to love, her ways to roam,'<br /></span> +</div></div> + +<p>do we not feel that the solidarity of England with the English folk and +of the English folk with the English soil, <a name="Page_130" id="Page_130" />is burnt into our +imaginations in a new and distinctive way?</p> + +<p>But the poetry of shires and provinces reacts too upon the poetry of +nationality. It infuses something of the more instinctive and +rudimentary attachments from which it springs into a passion peculiarly +exposed to the contagion of rhetoric and interest. Some of the most +strident voices among living nationalist poets have found an unexpected +note of tenderness when they sang their home province. Mr. Kipling +charms us when he tells, in his close-knit verse, of the 'wooded, dim, +Blue goodness of the Weald'. And the more strident notes of D'Annunzio's +patriotism are also assuaged by the tenderness and depth of his home +feeling. We read with some apprehension his dedication of <i>La Nave</i> to +the god of seas:</p> + +<div class="poem"><div class="stanza"> +<span>'O Lord, who bringest forth and dost efface<br /></span> +<span>The ocean-ruling Nations, race by race,<br /></span> +<span>It is this living People, by Thy grace<br /></span> +<span class="i4">Who on the sea<br /></span> +<span>Shall magnify Thy name, who on the sea<br /></span> +<span>Shall glorify Thy name, who on the sea<br /></span> +<span>With myrrh and blood shall sacrifice to Thee<br /></span> +<span class="i4">At the altar-prow,<br /></span> +<span>Of all earth's oceans make our sea, O Thou!<br /></span> +<span class="i4">Amen!<br /></span> +</div></div> + +<p>But he dedicated a noble drama, the <i>Figlia d'Iorio</i>, in a different +tone, 'To the land of the Abruzzi, to my Mother, to my Sisters, to my +brother in exile, to my father in his grave, to all my dead and all my +race in the mountains and by the sea, I dedicate this song of the +ancient blood.'</p> + + +<p>(2) <i>Democracy</i></p> + +<p>The growth of democratic as of national feeling during the later century +naturally produced a plentiful harvest of eloquent utterance in verse. +With this, merely as such, <a name="Page_131" id="Page_131" />I am not here concerned, even though it be +as fine as the Socialist songs of William Morris or Edward Carpenter. +But the Catholic Socialism of Charles Péguy,—itself an original and, +for most of his contemporaries, a bewildering combination—struck out a +no less original poetry,—a poetry of solidarity. Péguy's Socialism, +like his Catholicism, was single-souled; he ignored that behind the one +was a Party, and behind the other a Church. It was his bitterest regret +that a vast part of humanity was removed beyond the pale of fellowship +by eternal damnation. It was his sublimest thought that the solidarity +of man includes the damned. In his first version of the Jeanne d'Arc +mystery, already referred to, he tells how Jesus, crucified,</p> + +<div class="poem"><div class="stanza"> +<span>Saw not his Mother in tears at the cross-foot<br /></span> +<span>Below him, saw not Magdalen nor John,<br /></span> +<span>But wept, dying, only for Judas' death.<br /></span> +<span>The Saviour loved this Judas, and though utterly<br /></span> +<span>He gave himself, he knew he could not save him.<br /></span> +</div></div> + +<p>It was the dogma of damnation which for long kept Péguy out of its fold, +that barbarous mixture of life and death, he called it, which no man +will accept who has won the spirit of collective humanity. But he +revolted not because he was tolerant of evil; on the contrary to damn +sins was for him a weak and unsocial solution; evil had not to be damned +but to be fought down. Whether this vision of Christ weeping because he +could not save Judas was un-Christian, or more Christian than +Christianity itself, we need not discuss here; but I am sure that the +spirit of a Catholic democracy as transfigured in the mind of a great +poet could not be more nobly rendered.</p> + + +<p>(3) <i>Catholicism</i></p> + +<p>But Péguy's powerful personality set its own stamp upon whatever he +believed, and though a close friend of Jaurès, he was a Socialist who +rejected almost all the ideas <a name="Page_132" id="Page_132" />of the Socialist school. As little was +his Catholicism to the mind of the Catholic authorities. And his +Catholic poetry is sharply marked off from most of the poetry that +burgeoned under the stimulus of the remarkable revival of Catholic ideas +in twentieth-century France. I say of Catholic ideas, for sceptical +poets like Rémy de Gourmont played delicately with the symbols of +Catholic worship, made 'Litanies' of roses, and offered prayers to +Jeanne d'Arc, walking dreamily in the procession of 'Women Saints of +Paradise', to 'fill our hearts with anger'.<a name="FNanchor_18_18" id="FNanchor_18_18" /><a href="#Footnote_18_18" class="fnanchor">[18]</a> The Catholic adoration +of women-saints is one of the springs of modern poetry. At the close of +the century of Wordsworth and Shelley, the tender Nature-worship of +Francis of Assisi contributed not less to the recovered power of +Catholic ideas in poetry, and this chiefly in the person of two poets, +in France and in England, both of whom played half-mystically with the +symbolism of their names, Francis Thompson and Francis Jammes. The +child-like naïvete of S. Francis is more delicately reflected in Jammes, +a Catholic W.H. Davies, who casts the idyllic light of Biblical pastoral +over modern farm life, and prays to 'his friends, the Asses' to go with +him to Paradise, 'For there is no hell in the land of the Bon Dieu.'</p> + +<p>But the most powerful creative imagination to-day in the service of +Catholic ideas is certainly Paul Claudel. I pass by here the series of +dramas, where a Catholic inspiration as fervent as Calderon's is +enforced with Elizabethan technique and Elizabethan violence of terror, +cruelty, and pity.<a name="FNanchor_19_19" id="FNanchor_19_19" /><a href="#Footnote_19_19" class="fnanchor">[19]</a> From the ferocious beauty of <i>L'Ôtage</i> turn +rather to the intense spiritual hush before the altar of some great +French church at noon, where the <a name="Page_133" id="Page_133" />poet, not long after the first +decisive check of the invaders on the Marne, finds himself alone, before +the shrine of Marie. Here too, his devotion finds a speech not borrowed +from the devout or from their poetry:</p> + +<div class="poem"><div class="stanza"> +<span>'It is noon. I see the Church is open. I must enter.<br /></span> +<span>Mother of Jesus Christ, I do not come to pray.<br /></span> +</div><div class="stanza"> +<span>I have nothing to offer and nothing to ask.<br /></span> +<span>I come only, Mother, to gaze at you.<br /></span> +</div><div class="stanza"> +<span>To gaze at you, to weep for happiness, to know<br /></span> +<span>That I am your son and that you are there.<br /></span> +</div><div class="stanza"> +<span>Nothing at all but for a moment when all is still,<br /></span> +<span>Noon! to be with you, Marie, in this place where you are.<br /></span> +</div><div class="stanza"> +<span>To say nothing, to gaze upon your face,<br /></span> +<span>To let the heart sing in its own speech.'<br /></span> +</div></div> + +<p>There the nationalist passion of Claudel animates his Catholic religion, +yet does not break through its confines. But sometimes the strain of +suffering and ruin is too intense for Christian submission, and he takes +his God to task truculently for not doing his part in the contract; we +are his partner in running the world, and see, he is asleep!</p> + +<div class="poem"><div class="stanza"> +<span class="i1">'There is a great alliance, willy-nilly, between us henceforth, there<br /></span> +<span class="i12">is this bread that with no trembling hand<br /></span> +<span class="i2">We have offered you, this wine that we have poured anew,<br /></span> +<span>Our tears that you have gathered, our brothers that you share with us,<br /></span> +<span class="i12">leaving the seed in the earth,<br /></span> +<span class="i2">There is this living sacrifice of which we satisfy each day's demand,<br /></span> +<span class="i2">This chalice we have drunk with you!'<br /></span> +</div></div> + +<p>Yet the devout passion emerges again, with notes of piercing pathos:</p> + +<div class="poem"><div class="stanza"> +<span>'Lord, who hast promised us for one glass of water a boundless sea,<br /></span> +<span class="i4">Who knows if Thou art not thirsty too?<br /></span> +<span><a name="Page_134" id="Page_134" />And that this blood, which is all we have, will quench that thirst<br /></span> +<span class="i12">in Thee,<br /></span> +<span class="i4">We know, for Thou hast told us so.<br /></span> +<span>If indeed there is a spring in us, well, that is what is to be shown,<br /></span> +<span class="i4">If this wine of ours is red,<br /></span> +<span>If our blood has virtue, as Thou sayest, how can it be known<br /></span> +<span class="i4">Otherwise than by being shed?'<br /></span> +</div></div> + + +<p>(4) <i>Effects of the War upon Poetry</i></p> + +<p>Thus could the great Catholic poet sing under pressure of the supreme +national crisis of his country. Poetry at such times may become a great +national instrument—a trumpet whence Milton or Wordsworth, Arndt or +Whitman, blow soul-animating strains. The war of 1914 was for all the +belligerent peoples far more than a stupendous military event. It +shattered the patterns of our established mentality, and compelled us to +seek new adjustments and support in the chaotically disorganized world. +The psychical upheaval was most violent in the English-speaking peoples, +where the military shock was least direct; for here a nation of +civilians embraced suddenly the new and amazing experience of battle. +Here too, the imaginatively sensitive minds who interpret life through +poetry, and most of all the youngest and freshest among them, themselves +shared in the glories and the throes of the fight as hardly one of the +signers of our most stirring battle poetry had ever done before. How did +this new and amazing experience react upon their poetry? This, our final +question, is perhaps the crucial one in considering the tendencies of +recent European poetry.</p> + +<p>In the first place it enormously stimulated and quickened what was +deepest and strongest in the energies and qualities which had been +apparent in our latter day poetry before. They had sought to clasp life, +to live, <a name="Page_135" id="Page_135" />not merely to contemplate, experience; and here indeed was +life, and death, and both to be embraced. Here was adventure indeed, but +one whose grimness made romance cheap, so that in this war-poetry, for +the first time in history, the romance and glamour of war, the pomp and +circumstance of military convention, fall entirely away, and the +bitterest scorn of these soldier-poets is bestowed not on the enemy, but +on those contemplators who disguised its realities with the camouflage +of the pulpit and the editorial arm-chair. Turn, I will not say from +Campbell or from Tennyson, but from Rudyard Kipling or Sir H. Newbolt, +to Siegfried Sassoon, and you feel that you have got away from a +literary convention, whether conveyed in the manners of the barrack-room +or of the public-school, to something intolerably true, and which holds +the poet in so fierce a grip that his song is a cry.</p> + +<p>But if the war has brought our poets face to face with intense kinds of +real experience, which they have fearlessly grasped and rendered, its +grim obsession has not made them cynical, or clogged the wings of their +faith and their hope. I will not ask how the war has affected the +idealism of others, whether it has left the nationalism of our press or +the religion of our pulpits purer or more gross than it found them. But +of our poetry at least the latter cannot be said. In Rupert Brooke the +inspiration of the call obliterated the last trace of dilettante youth's +pretensions, and he encountered darkness like a bride, and greeted the +unseen death not with a cheer as a peril to be boldly faced, but as a +great consummation, the supreme safety. How his poetry would have +reacted to the actual experience of war we can only guess. But in +others, his friends and comrades, the fierce immersion in the welter of +ruin and pain and filth and horror and death brought only a more superb +faith in the power of man's <a name="Page_136" id="Page_136" />soul to rise above the hideous obsession of +his own devilries, to retain the vision of beauty through the riot of +foul things, of love through the tumult of hatreds, of life through the +infinity of death. True this was not a new power: poetry to be poetry +must always in some measure possess it. What was individual to the poets +was that this power of mastering actuality went along in them with the +fierce and eager immersion in it; the thrill of breathing the</p> + +<div class="poem"><div class="stanza"> +<span class="i5">'calm and serene air<br /></span> +<span>Above the smoke and stir of this dim spot<br /></span> +<span>Which men call earth,'<br /></span> +</div></div> + +<p>with the thrill of seeing and painting in all its lurid colouring the +volcanic chaos of this 'stir and smoke' itself. Thus the same Siegfried +Sassoon who renders with so much close analytic psychology the moods +that cross and fluctuate in the dying hospital patient, or the haunted +fugitive, as he flounders among snags and stumps, to feel at last the +strangling clasp of death, can as little as the visionary Shelley +overcome the insurgent sense that these dead are for us yet alive, made +one with Nature.</p> + +<p>He visits the deserted home of his dead friend—</p> + +<div class="poem"><div class="stanza"> +<span>'Ah, but there was no need to call his name,<br /></span> +<span>He was beside me now, as swift as light ...<br /></span> +<span>For now, he said, my spirit has more eyes<br /></span> +<span>Than heaven has stars, and they are lit by love.<br /></span> +<span>My body is the magic of the world,<br /></span> +<span>And dark and sunset flame with my spilt blood.'<br /></span> +</div></div> + +<p>And so the undying dead</p> + +<div class="poem"><div class="stanza"> +<span class="i2">'Wander in the dusk with chanting streams,<br /></span> +<span>And they are dawn-lit trees, with arms upflung,<br /></span> +<span>To hail the burning heaven they left unsung.'<br /></span> +</div></div> + +<p>Further, this war poetry, while reflecting military things with a +veracity hardly known before, is yet rarely <a name="Page_137" id="Page_137" />militant. We must not look +for explicit pacifist or international ideas; but as little do we find +jingo patriotism or hymns of hate. The author of the German hymn of hate +was a much better poet than anyone who tried an English hymn in the same +key, and the English poets who could have equalled its form were above +its spirit. Edith Cavell's dying words 'Patriotism is not enough' cannot +perhaps be paralleled in these poets, but they are continually +suggested. They do not say, in the phrase of the old cavalier poet, that +we should love England less if we loved not something else more, or that +something is wanting in our love for our country if we wrong humanity in +its name. But the spirit which is embodied in these phrases breathes +through them; heroism matters more to them than victory, and they know +that death and sorrow and the love of kindred have no fatherland. They +'stand above the battle' as well as share in it, and they share in it +without ceasing to stand above it. The German is the enemy, they never +falter in that; and even death does not convert him into a friend. But +for this enemy there is chivalry, and pity, and a gleam, now and then, +of reconciling comradeship.</p> + +<div class="poem"><div class="stanza"> +<span>'He stood alone in some queer sunless place<br /></span> +<span>Where Armageddon ends,'—<br /></span> +</div></div> + +<p>the Englishman whom the Germans had killed in fight, to be themselves +slain by his friend, the speaker. Their ghosts throng around him,—</p> + +<div class="poem"><div class="stanza"> +<span>'He stared at them, half wondering, and then<br /></span> +<span>They told him how I'd killed them for his sake,<br /></span> +<span>Those patient, stupid, sullen ghosts of men:<br /></span> +<span>At last he turned and smiled; smiled—all was well<br /></span> +<span>Because his face would lead them out of hell.'<br /></span> +</div></div> + +<p>Finally, the poet himself glories in his act; he knows that he can beat +into music even the crashing discords <a name="Page_138" id="Page_138" />that fill his ears; he knows too +that he has a music of his own which they cannot subdue or debase:</p> + +<div class="poem"><div class="stanza"> +<span>'I keep such music in my brain<br /></span> +<span>No din this side of death can quell,<br /></span> +<span>Glory exulting over pain,<br /></span> +<span>And beauty garlanded in hell.'<br /></span> +</div></div> + +<p>To have found and kept and interwoven these two musics—a language of +unflinching veracity and one of equally unflinching hope and faith—is +the achievement of our war-poetry. May we not say that the possession +together of these two musics, of these two moods, springing as they do +from the blended grip and idealism of the English character, warrants +hope for the future of English poetry? For it is rooted in the greatest, +and the most English, of the ways of poetic experience which have gone +to the making of our poetic literature—the way, ultimately, of +Shakespeare, and of Wordsworth. But that temper of catholic fraternity +which finds the stuff of poetry everywhere does not easily attain the +consummate technique in expression of a rarer English tradition, that of +Milton, and Gray, and Keats. Beauty abounds in our later poets, but it +is a beauty that flashes in broken lights, not the full-orbed radiance +of a masterpiece. To enlarge the grasp of poetry over the field of +reality, to apprehend it over a larger range, is not at once to find +consummate expression for what is apprehended. The flawless perfection +of the Parnassians—of Heredia's sonnets—is nowhere approached in the +less aristocratically exclusive poetry of to-day. But the future, in +poetry also, is with the spirit which found the aristocracy of noble art +not upon exclusions, negations, and routine, but upon imagination, +penetration, discovery, and catholic openness of mind.</p> + + +<p><a name="Page_139" id="Page_139" />SOME BOOKS FOR CONSULTATION</p> + +<p>Pellissier, <i>Le Mouvement Littéraire au XIXme Siècle</i>.</p> + +<p>Brunetière, <i>La Poésie Lyrique au XIXme Siècle</i>.</p> + +<p>Eccles, F.Y., <i>A Century of French Poets</i>.</p> + +<p>Vigié-Lecocq, <i>La Poésie Contemporaine</i>.</p> + +<p>Phelps, <i>Advance of English Poetry in the Twentieth Century</i>.</p> + +<p>Muret, <i>La Littérature Italienne d'aujourd'hui</i>.</p> + +<p>Ladenarde, <i>G. Carducci</i>.</p> + +<p>Symons, <i>The Symbolist Movement in Literature</i>.</p> + +<p>Jackson, <i>The Eighteen Nineties</i>.</p> + +<p>McDowall, <i>Realism</i>.</p> + +<p>Aliotta, <i>The Idealist Reaction against Science</i>.</p> + +<p>Soergel, <i>Die deutsche Litteratur unserer Zeit</i>.</p> + +<p>Bithell, <i>Contemporary German Poetry</i> (Translated).</p> + +<p>Halévy, <i>Charles Péguy</i>.</p> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_3_3" id="Footnote_3_3" /><a href="#FNanchor_3_3"><span class="label">[3]</span></a> The temper of the two realists was no doubt widely +different. 'C'est en haine du réalisme', wrote Flaubert, 'que j'ai +entrepris ce roman. Mais je n'en déteste pas moins la fausse idéalité, +dont nous sommes bercés par le temps qui court' (<i>Corresp.</i> 3, 67).</p></div> + +<div class="footnote"><p><a name="Footnote_4_4" id="Footnote_4_4" /><a href="#FNanchor_4_4"><span class="label">[4]</span></a> <i>Causeries du Lundi</i>, 1850 f.</p></div> + +<div class="footnote"><p><a name="Footnote_5_5" id="Footnote_5_5" /><a href="#FNanchor_5_5"><span class="label">[5]</span></a> <i>Histoire de la littérature anglaise</i>, 1863.</p></div> + +<div class="footnote"><p><a name="Footnote_6_6" id="Footnote_6_6" /><a href="#FNanchor_6_6"><span class="label">[6]</span></a> But a Wilde who wrote no <i>De Profundis</i> and no <i>Ballad of +Reading Gaol</i>.</p></div> + +<div class="footnote"><p><a name="Footnote_7_7" id="Footnote_7_7" /><a href="#FNanchor_7_7"><span class="label">[7]</span></a> <i>La Forge</i>: dedicated to Gaston Paris, the greatest +<i>forgeron</i> of his generation in the love of Old French.</p></div> + +<div class="footnote"><p><a name="Footnote_8_8" id="Footnote_8_8" /><a href="#FNanchor_8_8"><span class="label">[8]</span></a> <i>Rime Nuove</i>: Classicismo e Romantismo.</p></div> + +<div class="footnote"><p><a name="Footnote_9_9" id="Footnote_9_9" /><a href="#FNanchor_9_9"><span class="label">[9]</span></a> <i>Midi</i>.</p></div> + +<div class="footnote"><p><a name="Footnote_10_10" id="Footnote_10_10" /><a href="#FNanchor_10_10"><span class="label">[10]</span></a> <i>La Paix des Dieux</i>.</p></div> + +<div class="footnote"><p><a name="Footnote_11_11" id="Footnote_11_11" /><a href="#FNanchor_11_11"><span class="label">[11]</span></a> For this and the other verse-translations the writer is +responsible.</p></div> + +<div class="footnote"><p><a name="Footnote_12_12" id="Footnote_12_12" /><a href="#FNanchor_12_12"><span class="label">[12]</span></a> Even the 'music' was far removed from the simplicity of +pure song. The song of these poets was an incantation. Nay, painting +itself witnessed a corresponding revolt against the 'eloquence' of the +pseudo-realists—the 'far away dirty reasonableness', as Manet dubbed +it, which missed the essential vision by using the worn-down accepted +phrases of the public.</p></div> + +<div class="footnote"><p><a name="Footnote_13_13" id="Footnote_13_13" /><a href="#FNanchor_13_13"><span class="label">[13]</span></a> <i>Au jardin de l'Infante: Veillée</i>.</p></div> + +<div class="footnote"><p><a name="Footnote_14_14" id="Footnote_14_14" /><a href="#FNanchor_14_14"><span class="label">[14]</span></a> To some types of Irish imagination French Naturalism, it +is true, was no less congenial; hence the rift between the realist and +the spiritual Irishmen delightfully played on in Max Beerbaum's cartoon +of Yeats presenting the <i>Faery Queene</i> to George Moore.</p></div> + +<div class="footnote"><p><a name="Footnote_15_15" id="Footnote_15_15" /><a href="#FNanchor_15_15"><span class="label">[15]</span></a> Aliotta, <i>The Idealistic Revolt</i>, p. 116. Cf. the account +of the analogous views of Boutroux and Renouvier in the same chapter.</p></div> + +<div class="footnote"><p><a name="Footnote_16_16" id="Footnote_16_16" /><a href="#FNanchor_16_16"><span class="label">[16]</span></a> Keats, no doubt, also aspired to the life of action. But +in him the two moods were disparate, even in conflict; in Brooke they +were seemingly fused.</p></div> + +<div class="footnote"><p><a name="Footnote_17_17" id="Footnote_17_17" /><a href="#FNanchor_17_17"><span class="label">[17]</span></a> Eighteenth-century observation, in the person of +Goldsmith, had found no worthier epithet for the great Flemish river +than 'lazy', and the modern tourist is likely to find this by far the +more 'characteristic'. But which had the best chance of seeing truly, +the life-long companion and lover, or the stranger, sad, lonely, and +longing for home?</p></div> + +<div class="footnote"><p><a name="Footnote_18_18" id="Footnote_18_18" /><a href="#FNanchor_18_18"><span class="label">[18]</span></a> <i>Les Saintes du Paradis</i>.</p></div> + +<div class="footnote"><p><a name="Footnote_19_19" id="Footnote_19_19" /><a href="#FNanchor_19_19"><span class="label">[19]</span></a> Cf. for instance the situation of Signe, in the grip of +the brutal <i>préfet</i>, with that of Beatrice, in <i>The Changeling</i>, in the +hands of De Flores.</p></div> +</div> + + +<hr style="width: 65%;" /> +<h2><a name="V" id="V" /><a name="Page_140" id="Page_140" />V</h2> + +<p class="center">HISTORICAL RESEARCH</p> + +<p class="center">G.P. GOOCH</p> + + +<p>The scientific study of history began a hundred years ago in the +University of Berlin. Preparatory work of the highest importance had +been accomplished by laborious collectors like Baronius and Muratori, +keen-sighted critics such as Mabillon and Wolf, and brilliant narrators +like Gibbon and Voltaire. But it was not till Niebuhr, Böckh, and above +all Ranke preached and practised the critical use of authorities and +documentary material that historical scholarship entered on the path +which it has pursued with ever-increasing success for the last three +generations. It is my task to-day to direct your attention to some of +its main achievements during the last half-century.</p> + +<p>The outstanding feature of our time has been the immense increase in the +material available for the knowledge and interpretation of every stage +and chapter in the life of humanity. Primitive civilization has been +definitely brought within the circle of historical study. The +discoveries of Boucher des Perthes, Pitt-Rivers, and their successors +have thrown back the opening of the human drama tens if not hundreds of +thousands of years, and we recreate prehistoric man from skull and +weapon, language and legend. Anthropology has become a science, and the +habits and beliefs of our savage ancestors have been rendered +intelligible by the piercing insight of Tylor and Sir James Frazer. In +its boundless erudition, its constructive imagination, and its wealth of +suggestion, the <i>Golden Bough</i> stands forth as perhaps the <a name="Page_141" id="Page_141" />most notable +contribution of the age to our knowledge of the evolution of the human +race.</p> + +<p>Among the most sensational events of the nineteenth century was the +resurrection of the Ancient East. We now know that Greece and Rome, far +from standing near the beginning of recorded history, were the heirs of +a long series of civilizations. Our whole perspective has been changed +or should be changed by the discovery. The ancient world thus revealed +by the partnership of philology and archaeology ceases to be merely the +vestibule to Christian Europe, and becomes in point of duration the +larger part of human history.</p> + +<p>The story opens with Champollion's decipherment of the bilingual tablet +discovered more than a century ago at the Rosetta mouth of the Nile. The +key once fitted to the lock, the whole civilization of ancient Egypt lay +open to the explorer. A secure chronological basis was supplied by +Lepsius, and systematic excavation was commenced by Mariette, who was +named by the Khedive Director of Antiquities and established the Cairo +Museum. The work of the three great founders of Egyptology has been +carried forward during the last half-century by an international army of +scholars. The interpretation of the ancient scripts has reached a +technical mastery unknown to the pioneers, and the genius of Brugsch +unlocked the door to demotic, which Champollion had never thoroughly +mastered. But the triumphs of philology have been surpassed by the +conquests of the spade. The closest friend of Mariette's later years was +Maspero, who succeeded him as Director of Antiquities, and whose most +sensational find was the tombs of the Kings near Thebes. Equally eminent +as excavator, philologist, and historian, Maspero was the first to +popularize Egyptology in France, as Flinders Petrie, the greatest +excavator since Mariette, has popularized it in England. Until twenty +years ago the curtain rose on the <a name="Page_142" id="Page_142" />pyramid-builders of the Fourth +dynasty. We have now not only recovered the earlier dynasties, but +neolithic and palaeolithic Egypt emerges from the primitive cemeteries. +The immense accession of new material has enabled Eduard Meyer to +construct something like a definite chronology; but though marvellous +progress has been made in our knowledge of the Early, Middle, and New +Empires, a great gap remains between the sixth and the eleventh +dynasties, and the period of the Hyksos is still tantalizingly obscure. +Egyptian history in the light of the latest discoveries may be best +studied in the judicial pages of Breasted, the foremost of American +Egyptologists.</p> + +<p>The revelation of Assyrian civilization through Rawlinson's decipherment +of cuneiform and the excavations of Botta and Layard in the middle of +the nineteenth century was followed by a concerted attack on Babylonia. +It was clear from the Nineveh tablets that most of the literary +treasures of Assyria were merely copies of Babylonian originals; and +when in 1877 de Sarzec, French Vice-Consul at Basra, bored into the +mounds at Tello, the ancient Lagash, in Southern Babylonia, the most +eager anticipations were surpassed. Texts had been found which Rawlinson +pronounced to be pre-Semitic; but for the purpose of history the +Sumerians were discovered at Tello. When de Sarzec died in 1901 he had +opened a new chapter of history. The palaces of Sargon and Sennacherib, +at which the world had marvelled in the 'forties, appeared relatively +modern beside the vast antiquity of the Chaldean city. The chain of +human experience lengthened before our eyes when it was realized that as +Assyrian culture derived from Babylonia, so a large part of Babylonian +culture, including the art of writing, was inherited by the Semites from +the Sumerians.</p> + +<p>While de Sarzec was busy at Tello, an American expedition was sent to +Nippur under the lead of Peters and <a name="Page_143" id="Page_143" />Hilprecht; and the long array of +magnificent volumes which embody the results of the mission, including +the thousands of tablets found in the temple library, constitutes the +most important source of our knowledge of Northern Babylonia. Still more +recently a German mission under Koldewey commenced the systematic +excavation of Babylon itself; but its operations were interrupted by the +outbreak of the Great War. Though no monuments have been brought to +light in Babylonia comparable in magnificence to those of Khorsabad and +Nineveh, Babylonian culture towers above its neighbour. Since the +discovery in the royal library of Nineveh of a cylinder containing the +story of the Flood, no find has aroused such world-wide interest as that +of the Code of Hammurabi, unearthed by de Morgan at Susa in 1901. The +massive block of diorite, eight feet high, containing 282 paragraphs of +laws, revealed in a flash a complex, refined, and orderly civilization. +After expelling the Elamites about 2250 B.C. Hammurabi united North and +South Babylonia into a single State, and, desiring that uniform laws +should prevail, issued the code which bears his name. During the last +decade the exploration of Assyria has been resumed after a long +interval, and the city of Assur, the first capital, has been unearthed +by the German Oriental Society. We thus learn of Assyria before the days +of its greatness, when it was still a subject province under Babylonian +Viceroys.</p> + +<p>The history of the lands watered by the Tigris and the Euphrates, which +was almost a blank half a century ago, may now be tentatively +reconstructed. The vast mass of official correspondence, judicial +decisions, and legal documents, taken in conjunction with the evidences +of religion, science, and art, reveal a startlingly modern society a +thousand years before Rameses and two thousand years before Pericles. +Babylonia proves to have been to the <a name="Page_144" id="Page_144" />ancient East what Rome was one day +to be to Europe. The Tel-el-Amarna letters prove the unchallenged +supremacy of its culture over vast areas, and the revelation of the +religious debt of the Jews sets the Old Testament in a new frame. So +rapid is the pace of excavation and interpretation that all but the most +recent narratives of the Ancient East are out of date. If we master +Leonard King's sumptuous volumes on Babylonia and the latest edition of +the first volume of Eduard Meyer's incomparable <i>History of Antiquity</i>, +we need go no farther afield.</p> + +<p>Scarcely if at all less remarkable has been the discovery of an advanced +civilization in Crete in the second and third millenniums before Christ. +While in Egypt and Mesopotamia the frontiers of knowledge were pushed +back, in Crete an unknown world was brought to light. Its romantic +interest was intensified by the establishment of an historic foundation +for one of the most celebrated legends of the ancient world. How the +Minotaur devoured the tribute of youths and maidens in the labyrinth, +how Ariadne, daughter of Minos, fell in love with Theseus and gave him a +sword to slay the Minotaur and a thread to retrace his steps, was known +to every Greek child and has thrilled the imagination of the centuries. +The exploration of the city called by Homer 'Great Knossus' was among +the ambitions of Schliemann; but it was carried out by Sir Arthur Evans, +whose labours have outlined a series of chapters in Cretan history +extending two thousand years before the destruction of the palace about +the year 1400. Though the Minoan language still defies attack, the +frescoes, sculptures, and objects of art tell their tale of a luxurious +and peace-loving community, closely connected with Egypt and forming one +of the main sources of the Greek culture of a later age.</p> + +<p>Most of us are old enough to remember the thrill of excitement when Susa +and Knossus, if not Tello or Thebes, <a name="Page_145" id="Page_145" />yielded up their romantic secrets; +but the generation now growing to manhood may experience similar +emotions as it watches the ghost of the Hittite Empire materialize +before its eyes. The meagre references in the Old Testament have been +supplemented by Assyrian and Egyptian inscriptions, revealing an +important Power in Northern Syria and Asia Minor for a thousand years +before it was swallowed up by Assyria. During the last twenty years +Hittite remains, marked by crude vigour rather than by a sense of +beauty, have been discovered all over Asia Minor and in the northern +reaches of the great Mesopotamian plain. In 1911 the British Museum +undertook the excavation of Carchemish on the Euphrates, the capital of +the North Syrian sector of the Empire; but the most precious results +have been achieved by Winckler at Boghaz Keui, the capital of the +Cappadocian portion of the Hittite dominions, which yielded a library of +20,000 tablets of the thirteenth and fourteenth centuries, now stored in +the museum at Constantinople. A few bilingual inscriptions have +furnished valuable clues; but the world still eagerly awaits the coming +of a new Champollion to unlock the doors of the treasure-house. Winckler +himself died in 1913; but in 1915 the Austrian Professor Hrozny startled +the world by proclaiming his conviction that Hittite was an +Indo-European language. Whether or no his contention is confirmed, +orientalists of both hemispheres are hot in pursuit, and it is no rash +prophecy that within a decade scholars will read Hittite as they now +read cuneiform and hieroglyphics, and new chapters of incalculable +importance will be added to the story of the Ancient East.</p> + +<p>The recovery of the political and religious history of the empires +surrounding Palestine has run parallel with the application of critical +methods to the Jewish scriptures. To read Ewald's <i>History of the People +of Israel</i>, which was <a name="Page_146" id="Page_146" />regarded as dangerous by pious folk in the middle +of last century, is to realize the progress of Semitic studies. The +great revolution in our conception of the Old Testament which rendered +Ewald out of date was accomplished by Wellhausen's <i>Prolegomena to the +History of Israel</i>. That the arrangement of the Canon was utterly +misleading, that the Prophets were earlier than the priestly code and +that the Psalms for the most part were later than both, was proclaimed +in the writings and lectures of Vatke and Graf, Kuenen and Reuss; but it +was not till their discoveries were confirmed and elaborated by +Wellhausen that they won their way, and it was generally recognized that +their reconstruction alone rendered the religious development of the +Jews intelligible. This outline was shortly after filled in by Stade in +the first critical history of Israel; but his emphasis on the falsity of +tradition was overdone, and subsequent critics, while accepting the late +redaction of the law, have argued that parts of it are far older, in +substance if not in form, than Wellhausen and his disciple were prepared +to allow.</p> + +<p>The history of the Jews owes much less to archaeological research on the +arena of their historic life than Egypt or Mesopotamia. No splendid +buildings or sculptures have been brought to light, and the inscriptions +are few. But British, American, and German excavators have flashed light +far back into the third millennium, and a partial excavation of +Jerusalem has revealed a network of prehistoric tunnels and aqueducts. +The historic life of Gezer has been minutely revealed by Macalister, +with the strata of seven cities reaching back to the neolithic age. The +most piquant result of his excavations has been to rehabilitate the +Philistines, the makers of the most artistic objects found in the debris +of two thousand years. Far more light, however, has been thrown on the +religious customs and beliefs of the Jews by discoveries beyond <a name="Page_147" id="Page_147" />their +borders. The notion firmly held by our fathers that Israel was one of +the oldest of civilizations and formed a world by itself has vanished +into thin air; for an older and vaster civilization has been discovered +to which she owed not only her science but the larger part of her +religion. The dimension of the debt to Babylonia has been and continues +to be fiercely argued by conservative and radical critics; but its +recognition has sufficed to revolutionize the study of early Israel and +to provide a new background for the religious history of the world. The +relation of the beliefs and practices of the Jews to those of other +branches of the Semitic family was boldly explored by Robertson Smith, +and has lately been illuminated by the epoch-making volumes of Sir James +Frazer on the <i>Folklore of the Old Testament</i>.</p> + +<p>The history of Greece, like the history of the Jews, presents a very +different aspect to that which was offered to the readers of Grote, +Thirlwall, and even Curtius. Schliemann's discoveries at Troy, Tiryns, +and Mycenae unearthed Mycenaean civilization and gave an incalculable +impetus to archaeological research; but the brilliant amateur was almost +pathetically incompetent to interpret the treasures he had brought to +light, and much of his work has had to be done again by Dörpfeld. +Despite the achievements of archaeology, however, the period before +Solon remains very dark. Barely second in importance to the discoveries +of Schliemann was the Aristotelian treatise on the Constitution of +Athens, which was given to the world in 1891 by Sir Frederick Kenyon and +has been most authoritatively interpreted by Wilamowitz, the greatest of +living Hellenists. With the growing mass of new literary material, +inscriptions, coins, and papyri, the exploration of sites, the recovery +of innumerable objects of art and fresh light streaming from Asia Minor +and Crete, new attempts to write the history of Greece <a name="Page_148" id="Page_148" />have been made. +Professor Bury's narrative, at once scientific and popular, has +summarized for English readers the assured results of research; but the +most authoritative survey is that contained in the Greek volumes of +Eduard Meyer's vast survey of antiquity. 'For the great tasks of +history', he writes, 'salvation is only to be found when it becomes +conscious of its universal character, in ancient as well as in modern +times. Only by treating Greece in connection with the Mediterranean +peoples can its real nature be seized.' This colossal task, which proved +beyond the strength of Duncker, has been performed by the Berlin +Professor, the only scholar of our time who could have accomplished it +single-handed. The dazzling picture of Athenian democracy painted by +Grote has faded away; and Beloch, following in the footsteps of Droysen, +dwells with greater satisfaction on the diffusion of Greek influence +through the conquests of Alexander.</p> + +<p>Greek culture has received no less attention than Greek politics. The +Homeric problem continues to exert an irresistible attraction. Every +expert from Wilamowitz to Gilbert Murray and Walter Leaf adds to our +comprehension of the epic; but no positive results have been +established, and Holm uttered the gloomy prophecy that we shall never +know whether Homer existed, who he was, or what he wrote. On the other +hand we have gained a deeper insight into the early mind and soul of +Greece, thanks in large measure to a group of English scholars with Jane +Harrison at their head. Rohde's <i>Psyche</i>, the most illuminating treatise +on any branch of Greek religion, has traced the conception of +immortality through the ages. The later editions of Zeller's <i>Philosophy +of the Greeks</i>, first published in 1851, kept pace with the progress of +scholarship, and remains one of the glories of German scholarship. The +more recent work of the Austrian Gomperz has won almost equal +popularity, without <a name="Page_149" id="Page_149" />placing its predecessor on the shelf. In the realm +of literature the most interesting event has been the recovery of the +poems of Bacchylides and Herondas, fragments of Sappho and Pindar, +Euripides and Sophocles and Menander; and the Oxyrhynchus Papyri, which +have already produced undreamed-of treasures, may well have in store for +us further glad surprises. The attempt to assess the influence of +economic factors, courageously undertaken by Böckh and somewhat +neglected after his death, has in recent years been renewed, with the +fruitful results familiar to us in Zimmern's realistic picture of Athens +in the fifth century.</p> + +<p>The history of Roman studies since Niebuhr is largely the record of the +activity of a single man. The most personal and popular of Mommsen's +works, the <i>Roman History till the death of Caesar</i>, the greatest effort +of his genius though not of his scholarship, was published as far back +as 1854, and carried his name all over the world. He next turned to +special departments of research, pouring forth in rapid succession his +treatises on Chronology, Coinage, the Digest, and above all the +<i>Staatsrecht</i>, the largest and in his opinion the most important of his +works, and perhaps the greatest constitutional treatise in historical +literature. Meanwhile the <i>Corpus Inscriptionum Latinarum</i>, which he +edited for the Berlin Academy, was the main occupation and the most +enduring monument of his life. He had devoted himself to Latin epigraphy +and had edited the Sammite and Neapolitan inscriptions before the +publication of the Roman History. The first instalment of the Corpus +appeared in 1863, and the great scholar lived to hail the appearance of +nearly twenty volumes, half of them edited by himself. The Inscriptions +rendered possible a history of the Empire, and the whole world hoped +that the master would write it; but he contented himself with a survey +of the provinces. <a name="Page_150" id="Page_150" />The closing years of his life were devoted to a +gigantic treatise on Roman Criminal Law, and to editions of Jordanes, +Cassiodorus, the Theodosian Code and the Liber Pontificalis, thus +enlarging the sphere of his operations till Rome was swallowed up in the +Middle Ages. His publications extended over sixty years. There is no +immaturity in his early works and no decline in the later. The +imaginative and critical faculties met and balanced, large vision mating +with a genius for detail. The complete assimilation and reproduction of +a classical civilization of which scholars have dreamed ever since +Scaliger has been achieved by Mommsen alone. Rome before Mommsen was +like modern Europe before Ranke. We may truly say of him, as was said of +Augustus, that he found it of brick and left it of marble.</p> + +<p>Mommsen, like Ranke, was the founder of a school; and his inspiration +has been felt by every worker in the field of Roman studies. His +successors naturally confine themselves to some special province or +period. Gaetano de Sanctis is far advanced in the most ambitious history +of the Republic that has been attempted in the last half-century. +Ferrero's <i>Greatness and Decline of Rome</i>, though frowned on by +scholars, aroused world-wide interest by interpreting the fall of the +Republic in terms of economics and psychology. The political and social +crises which fill the century from Sulla to Augustus, he argues, were +due to the change of customs caused by the augmentation of wealth, +expenditure, and needs. Of greater value are the attempts to fill in +different sections of the vast canvas of Imperial Rome, such as +Gardthausen's monumental survey of the reign of Augustus, Camille +Jullian's volumes on Gaul, and Professor Haverfield's slender monographs +on Britain. Roman life and culture have been diligently explored; but +the extreme paucity of materials makes the recovery of the atmosphere of +<a name="Page_151" id="Page_151" />the early Republic almost impossible. The most daring attempt was made +by Fustel de Coulanges in <i>La Cité Antique</i>, which offered a complete +interpretation of early society in terms of religion. Less harmonious +but more convincing pictures of religious life have been painted by +Warde Fowler, while the civilization of the Empire has been successively +analysed in the fascinating and authoritative works of Friedländer, +Boissier, and Dill. Meanwhile archaeology contributes a steady stream of +new material. Boni's excavations in the Forum and on the Palatine have +produced sensational results. The unveiling of Pompeii moves slowly +forward, and that of Ostia, the port of Rome, has begun. The +resurrection of Herculaneum should be witnessed by the next generation +if not by our own.</p> + +<p>A more difficult because a more controversial problem than the Roman +Empire is its contemporary, the early Christian Church. In the middle +decades of last century Baur treated the rise of Christianity as an +historical phenomenon, leaving his hearers to determine for themselves +whether it was human or divine; but his influence proved more enduring +than his writings. Weiszäcker, his successor at Tübingen, in his +<i>Apostolic Age</i>, described with consummate scholarship and passionless +serenity the life and organization of the early Christian communities. +The necessity of a careful study of the soil out of which Christianity +has grown is now generally recognized, and great scholars such as +Schürer and Pfleiderer have re-created the religious atmosphere into +which Christ was born. The constitution of the primitive Church, too +long hotly discussed by the champions of rival sects, has been studied +with welcome impartiality by Lightfoot and Hatch. But no man, alive or +dead, can boast of such achievements as Harnack. His History of Dogma, +his vast survey of Christian Literature till Eusebius, his narrative of +the Expansion of Christianity before the conversion of <a name="Page_152" id="Page_152" />Constantine, are +inseparable companions of the student who means business. The treasures +of the catacombs have been revealed by De Rossi, to whom we also owe the +publication of the Christian Inscriptions of Rome. The history of the +early Christian communities in the outlying provinces of the Empire has +been enriched by Ramsay's explorations in Asia Minor. While the best +work naturally goes into monographs, comprehensive narratives are +occasionally attempted by scholars of the first class. Renan's sparkling +volumes have enjoyed immense popularity, and some of them may still be +read with profit; but, like his History of the Jews, they belong rather +to literature than to science. If we desire a readable summary of the +scholarship of the last half-century we may turn to the Volumes of the +Catholic Duchesne or, better still, to those of the late Professor +Gwatkin.</p> + +<p>Imperial Rome and the Christian Church meet and blend in the Byzantine +Empire, the later history of which appeared to Gibbon 'a tedious and +uniform tale of weakness and misery'. Its services to civilization and +the greatness of many of its rulers were revealed to the world by +Finlay, whose narrative was acclaimed by Freeman as the most +considerable work of English historical literature since the <i>Decline +and Fall</i>. In the half-century that has elapsed since its completion, +the exploration of a thousand years has gone busily forward. The lead +was taken in France by Rambaud, Schlumberger, and Diehl, the latter of +whom was rewarded for his efforts by his appointment as first occupant +of the Chair created in Paris in 1899. Greater than any of the three was +Krumbacher, the prince of German Byzantinists, for whom a Chair was +founded at Munich in 1892, and whose encyclopaedic survey of Byzantine +literature is beyond comparison the most important single work in this +field of historical study. England is worthily represented by Professor +Bury, <a name="Page_153" id="Page_153" />whose narrative of the Empire has already reached the ninth +century.</p> + +<p>Byzantium has emerged from the scholarship of two generations no longer +decadent and inert but the mother of great statesmen and soldiers, the +home of culture while Central and Western Europe was plunged in +darkness, the rampart of Christian Europe for a thousand years against +the Arab and Turk, the educator of the Slavonic races. Freeman truly +remarked that Constantinople was for ages the seat of the only regular +and systematic Government in the world. Its administrative machine was +the most elaborate yet invented by man, and the Court was to mediaeval +Europe what Versailles was to the rulers of the seventeenth and +eighteenth centuries. It was indeed a bureaucratic despotism in which +liberty was unknown, and, except in art, its spirit was imitative; but +to preserve Greek culture during the barbarism of the Middle Ages and to +defend it against the repeated assaults of Islam was to deserve well of +civilization.</p> + +<p>While the Byzantine Empire carried over important elements from the +classical world, Western and Central Europe passed under the dominion of +ideas which were as foreign to those of Greece and Rome as they are to +the conceptions of to-day. We have outgrown the blind contempt of the +eighteenth century and the gushing enthusiasm of the Romantic Movement; +but it is still a difficult task to form a just estimate of the +character of the thousand years that began with Augustine and ended with +Macchiavelli. It is true that our materials grow from year to year; that +the criticism of original authorities as taught in the École des Chartes +has become something like an exact science; that thanks to Lord Bryce +the Holy Roman Empire has become intelligible; that the structure and +function of institutions have been patiently analysed by Waitz and +Stubbs, Fustel de <a name="Page_154" id="Page_154" />Coulanges and Vinogradoff, Maitland and Gierke; that +literature and art, scholasticism and the Universities, have found their +chroniclers and interpreters; that every ruler and every State, every +treaty and every council, may be studied in monographs innumerable. But +the Middle Ages were above all the reign of the Catholic Church; and we +are still far from agreement as to the merits and influence of that +venerable institution which, be it human or divine, occupies a unique +place in the story of civilization.</p> + +<p>In the middle decades of last century the history of the mediaeval +Church was related from very different standpoints in the widely-read +works of Neander and Milman; but it was only with the opening of the +Vatican archives by Pope Leo XIII in 1881 that it became possible to set +forth the whole story of the Papacy and to understand the working of the +machinery of Catholicism. So vast is the accumulation of official acts +and documents, and such technical training is required for the task, +that we shall have to wait many years till the material is surveyed in +its entirety and its results made available for the use of the +historian. Some idea of the value of the Registers may be gained from +the Master of Balliol's pregnant lectures on Church and State in the +Middle Ages, based on the 8,000 documents of the eleven years of the +rule of Innocent IV in the middle of the thirteenth century. The study +of these documents, he tells us, stirred him to admiration of the +organization of the Papacy, and convinced him of its enormous +superiority over its secular contemporaries as a centre not merely of +religion but of law and government; but he adds that he derived an +equally profound impression of the abuses which ate into the heart of +the system, of the growing bitterness which it inspired, and of the +devastating effects of the passion to erect a powerful principality in +the heart of Italy.</p> + +<p><a name="Page_155" id="Page_155" />No Protestant historian is tempted to glorify the record of the Papacy +in the last two centuries before the Reformation; but it is generally +agreed that in the earlier half of the Middle Ages the example and +influence of the Church were a bright light shining in a dark world. +This notion has been recently challenged by Mr. Coulton, who, angered by +the special pleading of Cardinal Gasquet and other professional +apologists, hotly denounces the exaltation of the Ages of Faith. The +Middle Ages, he complains, are the one domain of history into which, in +England at any rate, the scientific spirit has not yet penetrated. +Taking as his text the autobiography of the Franciscan Fra Salimbene, +the most precious authority for the ordinary life of Catholic folk at +the high-water mark of the Middle Ages, he draws a sombre picture of +manners and morals and maintains that hideous vices existed in all the +Orders long before the thirteenth century. 'Imagination', he cries, +'staggers at the moral gulf that yawns between that age and ours.' His +condemnation of the life and influence of the Church re-echoes in +somewhat shrill tones the verdict of Henry Charles Lea, whose massive +treatise on the Inquisition was rightly described by Lord Acton as the +most important contribution of the New World to the religious history of +the old, and whose volumes on Sacerdotal Celibacy constitute a +formidable indictment of mediaeval Catholicism.</p> + +<p>Next to the origins of Christianity the most controversial of the larger +problems of history is the Reformation; and here Protestants of all +schools are ranged in a solid phalanx against Catholics. That the Church +was in need of reform is agreed by both sides; but the Catholic contends +that the evils to be remedied have been fantastically exaggerated, that +there was no need for a revolt, and that the revolution inaugurated by +Luther left Germany far worse than it found her. Realizing that the +Protestant <a name="Page_156" id="Page_156" />view most authoritatively presented in Ranke's classical +work on the Reformation held the field, Janssen compiled a cultural +history of the German people from the end of the Middle Ages to the +outbreak of the Thirty Years War. Based throughout on original sources, +and illustrating his thesis from every angle, his eight massive volumes +were hailed with gratitude and enthusiasm by Catholics all over the +world. No Catholic historical work of the nineteenth century, and +certainly no attack on the Reformation since Bossuet's <i>Variations of +Protestantism</i>, obtained such resounding success or led to so much +controversy.</p> + +<p>Janssen's object was to show that the fifteenth century was not a period +of moral or intellectual decrepitude, with a few 'Reformers before the +Reformation' crying like voices in the wilderness, but an era of healthy +activity and abounding promise. He describes the flourishing state of +religious and secular education, the vitality of art, the comfort of the +peasantry, and the prosperity of the towns. On reaching the sixteenth +century, he denounces the paganism of the Humanists and paints a +terrible picture of the material and moral chaos into which Germany was +plunged by the Lutheran revolt. The later volumes are devoted to the era +of the Counter-Revolution and present a canvas of unrelieved gloom, +immorality and drunkenness, ignorance, superstition and violence. Thus +the story which opened with the bright colours of the fifteenth century +closes in deep shadows, and the moral is drawn that Germany was ruined +not by the Thirty Years War but by the Reformation.</p> + +<p>Protestant historians fell upon the audacious iconoclast with fierce +cries of anger, and had no difficulty in exposing his uncritical use of +authorities, his habit of generalizing from isolated particulars, and +his suppression of facts damaging to his own side. But though it was a +dexterous <a name="Page_157" id="Page_157" />polemic, not a work of disinterested science, Janssen's book +has made it impossible for any self-respecting Protestant to write on +the Reformation without knowing and weighing the Catholic side. Of +similar tendency though of far higher value is the monumental work in +which Pastor is narrating the story of the Renaissance and +sixteenth-century Popes from the Vatican archives, which neither Ranke +nor Creighton had been able to employ. No really objective picture of +the Reformation can be painted by Catholic or Protestant; but a good +deal of firm ground has been won, and the writings of Kawerau, the +greatest of Lutheran scholars, inspire us with a confidence that no +writings of the last generation deserved.</p> + +<p>Though Ranke's chief works had been published before the period to which +this lecture is confined, his influence can be traced in almost every +writer on modern history during the last half-century. His greatest +service to scholarship was to divorce the study of the past from the +passions of the present, and, to quote the watchword of his first book, +to relate what actually occurred. A second was to establish the +necessity of founding historical construction on strictly contemporary +authorities. When he began to write in 1824 historians of high repute +believed memoirs and chronicles to be trustworthy guides. When he laid +down his pen in 1886 every scholar with a reputation to make had learned +to content himself with nothing less than the papers and correspondence +of the actors themselves and those in immediate contact with the events +they describe. A third service was to found the science of evidence by +the analysis of authorities, contemporary or otherwise, in the light of +the author's temperament, affiliations, and opportunity of knowledge, +and by comparison with the testimony of other writers. There can be no +better preparation for the perils and responsibilities <a name="Page_158" id="Page_158" />of authorship +than to study the critical analyses of Guicciardini and Sarpi, +Clarendon, Saint-Simon, and many another, scattered through the sixty +volumes of the master. And finally he taught by precept and practice the +necessity of exploring the relations of States to one another and of +measuring the interaction of foreign and domestic policy.</p> + +<p>These sound principles have been applied by the scholars of all +countries who have jointly built up the history of the last four +centuries. We may study the Tudors under the guidance of Pollard, the +Stuarts under Gardiner and Firth, the Hanoverians under Lecky, without +fear that we are being misled or that essential facts are being withheld +from our notice. We continue to admire the literary brilliance of +Macaulay and Carlyle, Motley and Froude; but we are instinctively aware +that their partisanship is out of date. The same cooling process has +taken place in France, where the passions and tempers of Thiers and +Michelet have tended to yield place to the calm lucidity of which Mignet +and Guizot were the earliest masters. There is, it must be confessed, a +good deal of the old Adam in Taine's elaborate study of Jacobinism, in +Masson's innumerable volumes on Napoleon, and even in Aulard's priceless +contributions to our knowledge of the French Revolution; but such works +as Lavisse's full-length portrait of Louis XIV, Ségur's volumes on +Turgot and Necker, Sorel's massive treatise on Europe and the +Revolution, and Vandal's incomparable presentation of the Consulate rank +as high in scholarship as in literature.</p> + +<p>The unification of Germany after fierce struggles within and without +naturally deflected historical scholarship from the path marked out by +Ranke, who had grown to manhood in the era of political stagnation +following the downfall of Napoleon. The master's Olympian serenity was +deplored by the group of hot-blooded scholars who <a name="Page_159" id="Page_159" />are collectively +known as the Prussian School, and who were firmly convinced that the +principal duty of historians was to supply guidance and encouragement to +their fellow-countrymen in the national and international problems of +the time. In his gigantic work on the History of Prussian Foreign +Policy, Droysen, the eldest of the Triumvirate, calls four centuries to +witness that the Hohenzollerns alone, from their unswerving fidelity to +German interests as a whole, were fitted to restore the Empire. He +worked exclusively from Prussian archives, and history seen exclusively +through Prussian spectacles was bound to be one-sided. No student of +European history would contest the value of his researches; but his +interpretation of Prussian policy in terms of German nationalism was at +once recognized as a fundamental error, and has long been abandoned. The +second member of the group, Sybel, himself one of the three favourite +pupils of Ranke, revolted in middle life, and in his two great treatises +on the era of the French Revolution and the foundation of the German +Empire championed the policy of the Hohenzollerns and delivered slashing +attacks on France and Austria, their rivals and antagonists.</p> + +<p>The last and greatest of the triumvirate, Treitschke, the Bismarck of +the Chair, devoted his life to a history of Germany in the nineteenth +century which occupies the same unique place in the affections of German +readers as Macaulay's unfinished masterpiece enjoys throughout the +English-speaking world. Unlike the works of Droysen and Sybel, the +<i>German History</i> was far more than a political narrative, and presented +an encyclopaedic picture of national development. His theme was the +conflict of the forces which were promoting and opposing the +transformation of his country into a powerful Empire, and he judges men +and states by the measure in which they promoted or obstructed that +purpose. On the one side <a name="Page_160" id="Page_160" />stands Prussia, feeling her way to the +realization of her historic task, on the other the middle and smaller +states, aided and abetted by the arch-enemy Austria and deeply infected +with the doctrinaire liberalism of France. Treitschke's stage is a +battlefield, with the historian looking down and encouraging his friends +with loud cries of applause. Such methods could not survive the +realization of the aim which they had done so much to assist, and with +Treitschke's death in 1896 the Prussian School disappeared. Its members +were the political schoolmasters of Germany at a time of uncertainty and +discouragement, and they braced their countrymen to the efforts which +culminated in the creation of a mighty Empire. If the purpose of history +is to stir a nation to action, Droysen, Sybel, and Treitschke are among +the greatest masters of the craft. If its supreme aim is to discover +truth and to interpret the movement of humanity, they have no claim to a +place in the first class. The stream, temporarily deflected by their +powerful influence, began to return to the channel which Ranke had +marked out for it. Such works as Moriz Ritter's narrative of the +Counter-Reformation and the Thirty Years War, Koser's biography of +Frederick the Great, Max Lehmann's biographies of Scharnhorst and Stein, +and Erich Marcks' studies of Bismarck and his master are as notable for +their judgement as for their erudition.</p> + +<p>The cooling process noted in the Old World has also occurred in the New, +and America of the twentieth century smiles at Bancroft's complacent +idealization of the Puritan colonies. Even the slavery struggle, the +ashes of which are scarcely yet cold, has found in James Ford Rhodes a +historian who can do justice to Jefferson Davis and Lee no less than to +Lincoln and Grant. But no American scholar compares in world-wide +influence with Mahan, whose study of Sea-Power in the seventeenth <a name="Page_161" id="Page_161" />and +eighteenth centuries, published in 1889, not only founded a school of +naval history but was inwardly digested by distinguished pupils in both +hemispheres, among them the Emperor William II and Theodore Roosevelt. +The Admiral's writings owe their importance not to research, for few new +facts are brought to light, but to the new angle from which familiar +events are envisaged. Occasionally, perhaps, the element of sea-power in +the determination of a particular result is over-emphasized at the +expense of other factors; but he was the first to seize the wider +bearings of naval history and to make the general reader aware of its +momentous significance.</p> + +<p>The scope of history has gradually widened till it has come to include +every aspect of the life of humanity. No one would now dare to maintain +with my old master Seeley that history was the biography of States or +with Freeman that it was merely past politics. The growth of nations, +the achievements of men of action, the rise and fall of parties remain +among the most engrossing themes of the historian; but he now casts his +net wider and embraces the whole opulent record of civilization. The +influence of nature, the pressure of economic factors, the origin and +transformation of ideas, the contribution of science and art, religion +and philosophy, literature and law, the material conditions of life, the +fortunes of the masses—such problems now claim his attention in no less +degree. He must see life steadily and see it whole. We must master such +revealing works as Lecky's histories of Rationalism and Morals, +Burckhardt's and Symonds' interpretations of the Italian Renaissance, +Sainte-Beuve's full-length portrait of the Jansenists, Morley's studies +of Voltaire, Rousseau and the Encyclopaedists, Dean Church's sketch of +the Oxford Movement, and Merz's survey of European Thought in the +nineteenth century, <a name="Page_162" id="Page_162" />if we are to understand the throbbing life of the +human spirit. We must measure the operation of economic factors and +forces and profit by the faithful labours of Schmoller and Thorold +Rogers, Cunningham and Kovalevsky, the Webbs and the Hammonds, if we are +to visualize the life of the unnumbered and the unknown who have done +the routine work of the world.</p> + +<p>The fifty years roughly sketched in this lecture witnessed an immense +and almost immeasurable advance in historical studies. The technique +needed to turn raw materials into the finished article kept pace with +the supply, and men learned to write the history of their own country, +their own party, and their own beliefs, as impartially as that of other +lands and other creeds. But the Great War has ravaged the placid +pastures of scholarship no less than the fields of France and Belgium. +Too many historians in every belligerent country have lost their heads +and degenerated into shrieking partisans. International co-operation in +the pursuit of truth, which is the condition of progress in history no +less than in science, has been rudely shattered by the clash of arms. +With all but the calmest minds, national self-consciousness and national +self-righteousness have rendered frankness in dealing with the record of +our late allies and fairness in dealing with our late enemies difficult +if not impossible. Many years will elapse before the European atmosphere +regains the tranquillity in which alone the disinterested pursuit of +truth can nourish. Meanwhile it is a source of legitimate satisfaction +that while the world was rocking to its foundations two English +historians, Sir Adolphus Ward and Mr. William Harbutt Dawson, were +narrating the development of Germany in the nineteenth century with a +steadiness of pulse unsurpassed in the piping times of peace. The +historian is a man of flesh and blood and may love his country as +ardently as other men; but, if he is <a name="Page_163" id="Page_163" />to be worthy of his high calling, +he must trample passion and prejudice under his feet and walk humbly and +reverently in the temple of the Goddess of Truth.</p> + + +<p>FOR REFERENCE</p> + +<p>Gooch, <i>History and Historians in the Nineteenth Century</i> (Longmans).</p> + + + +<hr style="width: 65%;" /> +<h2><a name="VI" id="VI" /><a name="Page_164" id="Page_164" />VI</h2> + +<p class="center">POLITICAL THEORY</p> + +<p class="center">A.D. LINDSAY</p> + + +<p>Political Philosophy or the philosophical theory of the State has closer +relations with history than any other branch of philosophical inquiry. +It is indeed distinguished from history in that it can disregard the +success or failure, the historical development of this or that state. +For it is concerned not with historical happenings but with ideals, not +with the varying extent to which different states have approximated or +fallen short of their purpose, but with that purpose itself, not, in +short, with states but with <i>the</i> State. Yet this need not involve that +the ideal, <i>the</i> State, is always and everywhere the same. Ideals are +born of historical circumstances and fashioned to meet historical +problems, and the would-be timeless ideals which political philosophers +have put before us have always borne clear marks of the country and time +of their origin. The ideal which men have set themselves in political +organization has varied from time to time. That such variation is +inevitable will be clear if we ask ourselves what we can possibly mean +by an ideal state. That states fall short of their ideal because of the +imperfections of their citizens is clear enough. All political life +demands a certain standard of moral behaviour, of capacity to work for a +common good, and an understanding of the results of our own and other +people's actions. Were human selfishness completely overcome, the state +would still be necessary to correct individual shortsightedness. The +policeman, exempt from the cares of apprehending <a name="Page_165" id="Page_165" />criminals, would still +be needed to control traffic. But imagine, not that all citizens +attained a certain standard of moral and intellectual behaviour, as the +ideal demands, but that they were all perfectly good and perfectly wise, +should we need any kind of government at all? Is not the supposition of +perfection so far removed from any state of affairs we can really think +of or plan for, that it cannot enter into our reckoning, ideal or +practical? Every ideal takes certain facts of human life for granted +whilst it tries to improve others. All ideal states, Plato's as well as +others, assume certain facts about human nature and human society. These +facts may and do vary. The Greek city state assumed that a state must be +small, if it was to have the intensive life they demanded. The Roman +Empire was a denial of the anarchy to which the Greek ideal had led, but +it lost in intensity what it gained in extent. All political ideals +assume a certain sociological background on which the state is based and +from which spring the problems which the state is intended to solve. As +this sociological background varies from time to time, <i>the</i> State, the +purpose which men set before themselves in political organization, will +vary also. The Greek city state and the mediaeval state were not +different approximations to the same ideal. They were the expressions of +different ideals. They rested on different assumptions, e.g. as to the +place of authority in society. With the disappearance at the Reformation +of one of the great assumptions on which the mediaeval state had been +based, a new theory of the state was inevitable. The national state of +the seventeenth century was something new in history, and Hobbes differs +from Aristotle, not because Hobbes is perverse and Aristotle right, +though Hobbes often is perverse, but because the political problems +which Hobbes and Aristotle had to face were not the same.</p> + +<p>Two great historical facts at the end of the eighteenth <a name="Page_166" id="Page_166" />century, the +French Revolution and the Industrial Revolution, profoundly modified the +basis of political organization. The modern state in consequence differs +in many important respects from any that have preceded it. It does not +rest on the common acceptance of authority, either religious, as did the +mediaeval state, or personal, as did the seventeenth-century state. +Unlike the Greek city state, it is large. Its administration is +concerned with millions who cannot be in personal relations to one +another, or share the same intensive life.</p> + +<p>With the nineteenth century, then, a new chapter in the development of +political theory begins as the peculiar problems of the modern state +develop. Professor Dicey, in his <i>Law and Opinion in England</i>, has +divided the century into two periods of political thought—Individualism +and Collectivism—one marking the decrease, the other the increase of +the power and authority of the state. When our period begins, the day of +individualism was passing. Ever since the Reformation it had, in spite +of Burke, dominated political theory. Two forces had given it +strength—one idealistic, one scientific. It represented the revolt of +the individual conscience against the claims of authority, and as such +was a theory which attempted to limit the power of government over the +individual, whether by an appeal to natural rights in Locke and Tom +Paine, or to the greatest happiness of the greatest number in the +Utilitarians, or to the super-eminent value of individual liberty as set +forth in John Stuart Mill's noble panegyric. The French Revolution gave +a notable impetus to this side of individualism, with its passionate +assertion of the principle that political institutions exist for man, +not man for political institutions, and that all government must be +tested by the life which it enables each and every one of its citizens +to live. Individualism in this sense is concerned with the discovery of +principles by which the <a name="Page_167" id="Page_167" />power of government over the lives of its +members may be limited. It is not necessarily a theory of the nature of +society. Hobbes, however, was an individualist as well as Locke, and for +Hobbes the individual was the scientific unit from which societies and +states were built up—the starting-point for a scientific treatment of +society. As the French Revolution gave a fresh impulse to idealistic +individualism, the Industrial Revolution reanimated the scientific, for +it displayed the economic man, Hobbes's hero, come to life and a +respectable member of society. With him came the growth of political +economy, apparently the first really scientific study of man. From +Political Economy Darwin borrowed the conception of the struggle for +existence and the survival of the fittest, and from the new biology the +doctrine of Evolution through individual competition returned to +reinforce with the prestige of the new science the economists' +conception of society.</p> + +<p>For the first half of the nineteenth century all the forces inspiring +individualism seemed to work together, for economics and biology +breathed a benevolent optimism which promised that if the scientific +forces of individualism were left to work unchecked by state +restriction, they would of themselves produce that individual liberty +and free development which idealistic individualism desired.</p> + +<p>The development of the industrial revolution, however, soon made +economic optimism impossible, and with its decay idealistic and +scientific individualism parted company. The former retained its concern +for individual liberty but came to see that its ideal was as much +threatened by economic dependence as by state control, that the choice +for most members of society was not one between state interference and +no interference at all, but between the state controlling or not +controlling the power of interference possessed by the economically +<a name="Page_168" id="Page_168" />superior members of society. On such principles Henry Sidgwick +justified an extensive system of state control of industry, and for such +reason the strongest supporters of the rights of the individual have +been found among Socialists.</p> + +<p>Scientific individualism, which found its unit in the economic man and +sought to absorb in economics both ethics and politics, was not in +essence affected by the discrediting of economic optimism. It painted +the struggle between individuals in gloomy instead of in attractive +colours, its 'scientific' prepossessions inclined it to a determinism +which led easily to the economic theory of history and even, by a +curious conversion of opposites, to the 'scientific socialism' of Karl +Marx. In its essence it is a denial of the real existence of politics. +For it is a theory of society which denies the possibility of a will for +the common good and therefore the possibility of political ideals.</p> + +<p>It was this powerful and malignant theory which was attacked and +answered by the modern idealist school represented by Green, Wallace, +and Ritchie, and, in the present day, by Dr. Bosanquet. These writers +gave us a theory of the state based on the importance and reality of +social purpose. They went back to the theory of the Greek city state +expounded by Plato and Aristotle, finding modern reinforcement in the +teaching of Rousseau and more especially of Hegel. Their destructive +criticism of 'scientific' individualism was reinforced by the teaching +of anthropology and of historical jurisprudence, which emphasized the +part played in early forms of society by social solidarity and showed +the inability of individualism to account for the development of +society. Their destructive criticism was, however, the least part of +their achievement. They exhibited convincingly the state as the product +of will and purpose, based on man's moral nature <a name="Page_169" id="Page_169" />and being in turn the +form in which that moral nature expresses itself. In a notable phrase of +Dr. Bosanquet's, a phrase to which he has given constant detailed +amplification, 'institutions are ethical ideas'; moral purpose may seem +to shine dimly enough in many actual institutions, but it is the only +light which shines in them at all, and only in that light can their +meaning and reality be understood.</p> + +<p>The main principles of this idealistic school may be safely said to have +by this time established themselves against criticism. Of recent years +Social Psychology has done much to explain the gap between the +contemplated purpose and the actual working of institutions, and has +given precision and definiteness to those elements in human nature which +strengthen or weaken social solidarity. Economists have come to see that +economic relations are possible only within the framework of a society +which has its root in moral and political purpose, although within that +framework they may be theoretically isolated and studied by themselves. +Sociology, after many false starts, inspired by the mistaken belief that +a scientific treatment of society should interpret higher forms in the +light of lower, has now found it possible to study the manifold variety +of institutional and social life on the basis provided by idealistic +philosophy.</p> + +<p>As a theory of society, in short, this philosophy holds the field. It +has been criticized of late years as a theory of the state, and as these +criticisms show both where the idealistic theory was in some respects +defective and also where the chief problems for political philosophy in +the future are to be found, I shall devote the greater part of my +lecture to these considerations.</p> + +<p>The idealistic school drew their inspiration from the theory of the +Greek city state, and in their conception of the function of the state +they assumed an essential <a name="Page_170" id="Page_170" />identity between the Greek city state and the +modern nation state. In so far as these two types of state have been the +most self-conscious types of society that have existed, and have +therefore displayed explicitly the purpose that is implicit in all +society, the identification has been sound and fruitful; in so far, +however, as the identity is pressed to imply that in the modern state +the definite political or governmental organization should play the same +function as it did in the Greek city state, the identification has been +mistaken.</p> + +<p>The Greek city state failed conspicuously to solve the problem of +inter-state relations, and its philosophers, instead of recognizing the +failure and trying to remedy it, made their ideal state even more +self-centred and autonomous than the existing states around them. Modern +Idealism, just because it glorifies the state as the necessary upholder +of moral relations, has often found it hard to regard the state as in +its turn a member of a moral world.</p> + +<p>Again, the Greek city state, just because it was small, could take up +into itself all the various social activities of its members. The state, +in the sense of the Community in its political organization, directed +and inspired Society, and the distinction between society and the state +was not of great importance. In the modern world the boundaries of +political organization are not nearly as definite boundaries in society +as are the boundaries of the Greek city state. There are all manner of +associations whose members are of different states and whose purposes +are but to a small degree inspired or controlled by political +organizations. Modern states are not all or completely nation states, +and the nation is not as pervading and dominating an entity as was the +Greek <i>polis</i>. This is not to say that the non-political associations +could do without the state, as some recent writers have contended. +<a name="Page_171" id="Page_171" />Churches, e.g., could not exist were there not law and government. Yet +it is impossible to maintain that in any real sense they are upheld by +the state. They clearly get their inspiration from other sources. The +difficulty is not evaded if we go behind both political and +non-political organization to the community in which both exist and +which upholds them both. For what in this reference is 'the community'? +In regard to the political association it is the special solidarity of +people living in a certain area; in regard to the non-political +organization it is the solidarity of a section of the world-wide +society, marked off from the rest on a non-territorial basis. The +community in the two cases is not the same. Hence there arises in the +modern state, as there arose in the mediaeval, a conflict of loyalties +between the state and non-political associations. If we divide the world +into states whose lines of division follow the divisions of the +organization of force, we are faced with a host of problems concerning +the proper place in society of these force-bearing organizations, and +their relation to other associations.</p> + +<p>In considering both sets of problems, international and internal, we may +either begin with the division of the world into states, each of which +will be an approximation of <i>the</i> State which we are studying, or we may +regard the whole world as in some sort one society, covered with a +network of overlapping associations of all kinds. On the former view the +world is thought of as consisting of a number of independent +communities, each shaping and controlling the various forms of social +life within its own borders, upholding their moral world, and each being +as a whole single entity a member of the community of states. On the +latter we start with the solidarity and will to co-operate which +pervades in all manner of degrees the whole world society, and regard +the organization of force <a name="Page_172" id="Page_172" />which marks the state as being the mark of a +settled and determined form of that will to co-operate which is +characteristic of all forms of human association. How dominant and +determinant over other forms of association is that special form which +controls organized force—that is the problem before us. We are +concerned in technical language with the problem of sovereignty.</p> + +<p>Let us consider first the problem of international relations. The +doctrine of sovereignty, formulated in the seventeenth century and +crystallized by Austin at the beginning of the nineteenth, made +sovereignty the hallmark of the state. The person or persons, to whom +the bulk of a given society render habitual obedience, either do or do +not render habitual obedience in turn to some other person or persons. +If they do not, the society constitutes a sovereign state; if they do, +it is only part of a sovereign state. The world therefore was regarded +as containing a number of sovereign independent states. As sovereignty +and law necessarily went hand in hand, there could be no law between +sovereign states. There could only be world-wide law if there were one +world-wide state. So long as there are more states than one, there are +communities between whom there is no law. The doctrine of sovereignty +was in its inception individualist, but in so far as concerns the +implications, though not the basis of sovereignty, it was taken over by +Hegel and by the English idealist school with the exception of T.H. +Green. Idealism, indeed, always insisted that will, not force, was the +basis of the state, but whereas in Green the state is constituted by the +moral willing of individuals for a general good, in Hegel and in +Bosanquet the conflicting willings of individuals are reconciled by +their being taken up into the supra-personal will of the state. With the +former therefore the morality of individuals is the primary fact, the +existence of the state the secondary; <a name="Page_173" id="Page_173" />with the latter on the whole the +existence of the state is the primary moral fact, the moral willing of +individuals secondary. Just because the wills of individuals are +reconciled, not by each recognizing certain abstract principles of duty, +but by being taken up into the supra-personal will of the state, where +there is no such supra-personal will there is no reconciliation of +conflicting wills and no morality beyond and outside the boundaries of +communities. Hence arises a conception of the state which fits into the +absolutist doctrine of sovereignty which we have described.</p> + +<p>The first thing to be said about this doctrine of the independent +sovereign state is that political facts have obviously outrun it. It was +derived from a study of the unitary state and will hardly fit any +federal state. It is manifestly absurd when applied to the British +Empire. If we disregard, as we must, the superficial legal facts and +look at the real nature of the British Empire, we must admit that the +Dominions are neither separate sovereign states nor parts of one +sovereign state, and that the unity of the Empire is a unity of will—a +willingness to co-operate which has not yet clothed itself in legal +forms, and which is not, for geographical and other reasons, as intense +as that will to co-operate which must be at the basis of a unitary +sovereign state. This must suggest to us that the willingness to +co-operate admits of degrees, and the relations of communities to one +another to have stability must reflect these degrees. The importance of +these considerations is obvious if we think of the problems with which +we are confronted at the present moment, when we are attempting to form +an international organization. The problems which have confronted the +Peace Conference have brought two things clearly to light. The first, +that the nation state is far too simple a solution of modern +difficulties. Self-determination will not carry <a name="Page_174" id="Page_174" />us very far. There are +many cases where the boundaries dictated by nationality on the one hand +and by the need for common organization on the other do not coincide, +and where the only solution is one which impairs sovereignty in the old +sense. The second is that the League of Nations, if it is to mean +anything at all, will have to impair the sovereignty of the states which +join it without thereby constituting in itself a world state. Much of +the opposition to the League of Nations is concerned with this implied +impairment of sovereignty. Whether this opposition will weigh with us +will depend on whether we regard the independent sovereign state as the +be-all and end-all of political theory, or see that the fundamental fact +to be taken into account is man's readiness to co-operate for common +purposes. If we take the latter view, we shall still be holding to what +was the fundamental contribution of the idealist school, the teaching +that the basis of all political questions is moral. The essence of the +matter is how we are prepared to treat other people, for what purposes +we are prepared to act with them, how far we are prepared to recognize +and give settled organized recognition to our mutual obligations. The +political organization is the vehicle and not the creator of these moral +facts. As the facts vary, so will its forces. We may learn from the +Hegelian school to recognize the enormous importance of the state, the +great achievement of the human spirit which its organization represents, +and the folly of light-heartedly endangering its existence, without +making one form which it has taken in the nation state sacrosanct and +absolute.</p> + +<p>Let us turn now to the second of our problems, the relation of the state +to associations, such as churches and trade unions, within its borders. +Here again we find a principle, originating in earlier individualist +theory, taken up into idealism. In the beginnings of modern <a name="Page_175" id="Page_175" />political +theory in the seventeenth century, the absolutist doctrine of the state +was the outcome of the need of the times for strong government. A state +that was not master in its own house was felt to be incapable of the +hard task these troublous times set before it. The French Revolution +made no change in the attitude of the state to associations. New-born +democracy was not inclined to look favourably on the independence of +religious non-democratic associations, and the fact that Leviathan had +become democratic was thought to have transformed him into a monster +within whose capacious maw any number of Jonahs might live at ease or +liberty. Association against a tyrant might be a sacred duty; against +the people it could only be a suspicious superfluity. In a very +different way the Prussian state, centralized, efficient, and Erastian, +organizing the whole resources of the community under the guidance of +the state, enforced the same principle. The state is a moral +institution, it cannot surrender the inculcation and upholding of +morality to an alien or independent body. From all the sources of modern +idealistic political theory, Plato, Rousseau, Hegel, comes the same +principle of state absolutism over associations within the state. The +principle was put in idealistic form in the doctrine that the state is a +supra-personal will, absorbing in itself the activities of its members.</p> + +<p>Of late years dissatisfaction with this doctrine has been making itself +more and more loudly expressed. Along with an increasing belief in the +extension of the state's administrative capacities has gone an +increasing disinclination to leave men's moral and cultural activities +to the political organization. The ideal of the <i>Kulturstaat</i> is now +sufficiently discredited. Men are coming more and more to recognize the +part played in life by non-political organizations and to insist on the +importance of preserving the independence and freedom from state control +of such <a name="Page_176" id="Page_176" />associations as churches. The loyalty of individuals to their +associations, churches or trade unions, has been conflicting with their +loyalty to the state, and men are not prepared to admit that in all such +cases of conflict loyalty to the state ought to be paramount.</p> + +<p>Curiously enough, the central doctrine of the later idealistic school, +the personality of the state, lent a force to the criticism of the +doctrine of state absolutism. If the state can be described as a person, +may not also a church and a trade union? We have begun to learn from +Gierke, interpreted and reinforced to us by Maitland, that what is sauce +for the state goose is also sauce for the corporation gander, and that +associations within the state may claim from the state a greater +independence and a recognition of their intrinsic worth because they, as +it, embody in some sense a real will over and above the wills of their +members. This doctrine of corporate personality is of great interest and +complexity, and has not yet been satisfactorily worked out. But I shall +not discuss it now because it will not help us far towards a solution of +the problem of what are the proper relations between associations and +the state, be they personalities or not.</p> + +<p>Recent writers have mainly attempted to solve the problem by the +principle of differentiation of function. This will certainly help us in +considering the relation of church and state. For we can say that the +task of the political organization is to maintain the conditions of the +good life, leaving the work of developing the meaning of the good life, +the fostering and inculcation of ideals, to voluntary associations. The +state will then maintain a certain minimum of moral behaviour, while the +more delicate and freer work of inspiration is left to individuals and +voluntary associations. This will not always provide a clean-cut and +sufficient differentiation. The state must <a name="Page_177" id="Page_177" />make up its own mind what is +essential to the maintenance of the good life, the voluntary +associations may hold that what the state ordains is flatly evil, as the +state may hold that what a voluntary association teaches is subversive +of all that makes a common ordered life possible, and both must be true +to the facts as they see them. When such conflict arises, as it has +arisen lately, if the only answer we can give at present is the old +answer given by Dr. Johnson, 'The state had a right to martyr the Early +Christians, and they had a right to be martyred,' yet at least we are +farther on if each side honestly recognizes the importance of the work +that the other has to do.</p> + +<p>When we come to the problem raised by the present position and claims of +Trade Unions, differentiation of functions is less satisfactory. Let us +first look at the problem as it confronts us to-day. There was a time +when the state was doubtful whether it should allow trade unions to +exist. The Political Economy prevalent in the earlier part of the +nineteenth century taught that trade unions were either unnecessary or +useless—unnecessary in so far as economic relations, if unhindered by +regulations from the state or from combinations, were regarded by +economic optimism as themselves producing satisfactory social +conditions; useless where Political Economy had substituted for optimism +a belief in 'iron laws' whose results no combination or government +regulation could affect. We now see that economic relations, just +because they are possible between men who have no common purpose, need +regulation inspired by a common purpose, and can be affected by such +regulation. The growth of governmental interference with industry and of +trade unionism are part of the same movement to control the working of +economic relations with a view to maintaining the conditions of the good +life. Trade unions have grown and are still steadily growing in size and +<a name="Page_178" id="Page_178" />importance. For a large portion of the nation loyalty to a trade union +has become the most obvious form of collective loyalty or general will. +This has been accompanied by an inevitable decrease in what we may call +territorial loyalty. The result of the increase in means of +communication and the growth of large towns has been that men's common +interests as members of the same trade or as employees in the same +workshop are coming to mean more and to constitute a greater common bond +between men than their common interests as dwellers in the same +locality. The trade union has often a more live and real general will +than the Parliamentary constituency. Men's aspirations and ideals for +their common life are being expressed more truly through trade union +organizations than through Parliament. The growth in the prestige of +organized labour is therefore coincident with a decay in the prestige of +Parliament. Parliament, however, based on a local sub-division of the +nation, is at present the only political organization of the nation. +Trade union organization, as a political organization, has no +constitutional authority, and all the general will which it represents +can find no regular national expression. The result is that it either +uses the territorial organization by getting men who really represent +their Trade Union elected as members for Parliamentary local +constituencies, to the detriment of both the territorial and the trade +union organization, or acts as an <i>imperium in imperio</i> by making +demands on and issuing ultimata to Parliament. We seem to be approaching +a crisis where the trade unions are asking whether they will allow the +state to exist.</p> + +<p>This is obviously an unsatisfactory state of affairs. What is the cure +for it? Differentiation of functions, as I have said, will not help us +here. Some writers have maintained that vocational organization should +concern itself with industrial or economic matters, the state, as <a name="Page_179" id="Page_179" />we +know it, with political matters. But can we possibly distinguish between +industrial and political matters? If the aim of politics is to regulate +men's actions in the light of men's common interests, the action of a +trade union is in its essence political. Its differentiation from +government is that it is concerned with the common interests of a few +rather than the common interests of all. The difference between a trade +union and a parliamentary constituency is that the sub-division of the +general common interest which each represents rests on a different basis +of division. The whole community might as well be organized by vocations +as it now is by localities. There would seem to be certain advantages in +both principles of differentiation, and one obvious practical solution +of our present difficulties is that the supreme organ of government +should in its two chambers represent the nation as organized on both +principles, vocational and territorial.</p> + +<p>We seem to have come now to the discussion of political machinery, but, +as in our discussion of the League of Nations, we can see that our +attitude to such questions of machinery will vary as we regard the +force-bearing organization with its national and territorial basis as +the primary fact in the community, to be distinguished sharply from all +other organizations, or regard the possession of organized force as the +expression of men's settled and permanent will to maintain their common +interests and safeguard the conditions of the good life. If we +consistently follow out Green's dictum that will, not force, is the +basis of the state, we shall be anxious that the political organization +to which we render obedience shall follow the actual ramifications of +common interests and of men's willingness to co-operate, and shall +recognize that the national state with its territorial basis represents +only one form of such ramification.</p> + +<p><a name="Page_180" id="Page_180" />The view that political action is not confined to constitutional and +governmental channels will not imply that we must give up the +distinction between society and the state. For, on the one hand, trade +unions have only arisen because of the special need for a <i>common</i> +safeguarding of common interests produced by economic relations. +Economic relations need to be controlled by, but cannot be superseded +by, politics. On the other hand, as we have seen, the work of such +associations as churches is different in kind from the work done by +political organizations. The inculcation and development of moral ideals +and the safeguarding of the conditions of the good life are +complementary functions. Each is impossible without the other. But that +does not make them identical, however closely interfused they may be.</p> + +<p>If, then, we accept the political theory of idealism as a theory of +society, we must recognize in social life the distinction between +ethical, economic, and political relations, and the task before +Political Theory is to define the relations between politics and +economic activities on the one side and ethical activities on the other, +and that in a society which is not confined within the bounds of a +single nation state. The intricate ramifications of vast economic +undertakings and the common aspirations and ideals of humanity are but +signs of a solidarity of mankind that political philosophy must +recognize in all the problems it has to face.</p> + + +<p>FOR REFERENCE</p> + +<p>Green, <i>Principles of Political Obligation</i>.</p> + +<p>Bosanquet, <i>Philosophical Theory of the State</i>.</p> + +<p>Barker, <i>Political Thought in England from Spencer to to-day</i>.</p> + +<p>Hobhouse, <i>The Metaphysical Theory of the State</i>.</p> + +<p>Figgis, <i>Churches in the Modern State</i>.</p> + +<p>Cole, <i>Labour in the Commonwealth</i>.</p> + +<p>Cole, <i>Self Government in Industry</i>.</p> + +<p>Delisle Burns, <i>The Morality of Nations</i>.</p> + + + +<hr style="width: 65%;" /> +<h2><a name="VII" id="VII" /><a name="Page_181" id="Page_181" />VII</h2> + +<p class="center">ECONOMIC DEVELOPMENT<a name="FNanchor_20_20" id="FNanchor_20_20" /><a href="#Footnote_20_20" class="fnanchor">[20]</a></p> + +<p class="center">C.R. FAY</p> + + +<p>I. THE INDUSTRIAL SCENE, 1842</p> + +<p>1. Let us hover in fancy over the industrial scene in 1842, and +photograph a stage of the economic conflict which the people of England +were waging then with the forces which held them in thrall.</p> + +<p>Our photograph shows us great white lines, continuous or destined to +become continuous; they are numerous in Durham and Lancashire, and the +newest lead up to and away from London. These white lines are the new +railroads of England, and the myriad ant-heaps along them are the +navvies. In the year 1848 their numbers had risen to 188,000.<a name="FNanchor_21_21" id="FNanchor_21_21" /><a href="#Footnote_21_21" class="fnanchor">[21]</a></p> + +<p>What is a navvy and how does he live? The navvy is an inland navigator +who used to dig dykes and canals and now constructs railroads. In the +forties the navvies are getting 5<i>s.</i> a day, and for tunnelling and +blasting even more, but they are a rowdy crowd, and many of them are +Irish. Said the Sheriff substitute of Renfrewshire in 1827: 'If an +extensive drain, or canal, or road were to make that could be done by +piecework, I should not feel in the least surprised to find that of 100 +men employed at it, 90 were Irish.'<a name="FNanchor_22_22" id="FNanchor_22_22" /><a href="#Footnote_22_22" class="fnanchor">[22]</a> In 1842 they are building +railroads, <a name="Page_182" id="Page_182" />and when they and the Highlanders are on the same job, it is +necessary to segregate them in order to avoid a breach of the peace. The +Irish sleep in huts and get higher pay than the natives who are lodged +in the neighbouring cottages. The English navvy too keeps out the +Irishman if he can. On a track in Northamptonshire, 'There is only one +Irishman on the work, for they would not allow any other Irishman.'<a name="FNanchor_23_23" id="FNanchor_23_23" /><a href="#Footnote_23_23" class="fnanchor">[23]</a></p> + +<p>In the South of England wages are lower and the navvies are less expert. +In South Devon 'very few North countrymen; they are men who have worked +down the line of the Great Western; that have followed it from one +portion to another'.<a name="FNanchor_24_24" id="FNanchor_24_24" /><a href="#Footnote_24_24" class="fnanchor">[24]</a> The riff-raff from the villages cannot work +stroke for stroke with the navvy. 'In tilting the waggons they could, +but in the barrow runs it requires practice and experience.'<a name="FNanchor_25_25" id="FNanchor_25_25" /><a href="#Footnote_25_25" class="fnanchor">[25]</a></p> + +<p>The high wages of the navvy are offset by the disadvantages of his +employment. He is lucky if he gets the whole of his earnings in cash. In +the Trent Valley they are paid once a month, 'but every fortnight they +receive what is called "sub" that is subsistence money, and between the +times of subsistence money and times of the monthly payment, they may +have tickets by applying to the time-keeper, or whoever is the person to +give them out, for goods; and those tickets are directed to a certain +person; they cannot go to any other shop.'<a name="FNanchor_26_26" id="FNanchor_26_26" /><a href="#Footnote_26_26" class="fnanchor">[26]</a></p> + +<p>The huts in which they live are little better than pigsties, and +especially bad for regular navvies, who take their families about with +them. In South Devon, 'man, woman, and child all sleep exposed to one +another.'<a name="FNanchor_27_27" id="FNanchor_27_27" /><a href="#Footnote_27_27" class="fnanchor">[27]</a> On a section of the London and Birmingham Railway <a name="Page_183" id="Page_183" />fever +and small-pox broke out. 'I have seen', says an eye-witness, 'the men +walking about with the small-pox upon them as thick as possible and no +hospitals to go to.'<a name="FNanchor_28_28" id="FNanchor_28_28" /><a href="#Footnote_28_28" class="fnanchor">[28]</a> The country people, the witness continues, make +money by letting rooms double. When one lot came out, another lot went +in.</p> + +<p>Such is the navvy's life at work and at rest.</p> + + +<p>2. If we can suppose that our camera is capable of distinguishing +centres of industrial activity, then our picture will give us 'vital' +patches, which stand out against a background of deadness. This deadness +is rural England.</p> + +<p>What is the condition of the rural counties of Wessex? 'Everywhere the +cottages are old, and frequently in a state of decay.' 'Ignorance of the +commonest things, needle-work, cooking, and other matters of domestic +economy, is ... nearly universally prevalent.'<a name="FNanchor_29_29" id="FNanchor_29_29" /><a href="#Footnote_29_29" class="fnanchor">[29]</a> To make both ends +meet the wife has abandoned her now useless spinning-wheel and hired +herself out to hoe turnips or pick stones.</p> + +<p>On the little farms inside the factory districts of Lancashire and +Yorkshire, on which the country hand-loom weavers eke out a miserable +livelihood by cultivating patches of grass land, there is distress more +acute than ever was known in a Dorset village. But in Northumberland, by +exception, there is a decent country life. 'What I saw of the northern +peasantry impressed me very strongly in their favour; they are very +intelligent, sober, and courteous in their manners.... The education in +Northumberland is very good; the people are intelligent and cute, alive +to the advantages of knowledge, and eager to acquire it; it is a rare +thing to find a grown-up <a name="Page_184" id="Page_184" />labourer who cannot read and write and who is +not capable of keeping his own accounts.'<a name="FNanchor_30_30" id="FNanchor_30_30" /><a href="#Footnote_30_30" class="fnanchor">[30]</a> The same sort of thing was +said of Northumberland in 1869: 'If all England had been like +Northumberland, this commission ought never to have been issued.' The +Commissioner found that though the labourers worked harder and longer +than in the South they were not working against starvation. They were +enjoying a rough plenty, which included fresh milk. The rest of the +family earned sufficient to leave the married woman in her home and no +children under twelve were employed in field labour.<a name="FNanchor_31_31" id="FNanchor_31_31" /><a href="#Footnote_31_31" class="fnanchor">[31]</a></p> + +<p>Here then in Northumberland there is a decent country life, but +elsewhere there is an atmosphere of deadness; and it is this deadness of +the countryside which explains the horror that new comers to industrial +regions frequently expressed at the prospect of a forcible return to the +parish of their origin.</p> + +<p>'I was told,' says a visitor to Lancashire in 1842, 'that there had been +several instances of death by sheer starvation. On asking why +application had not been made to the commissioner of the parish for +relief, I was informed that they were persons from agricultural +districts who, having committed an act of vagrancy, would be sent to +their parishes, and that they had rather endure anything in the hope of +some manufacturing revival, than return to the condition of farm +labourers from which they had emerged. This was a fact perfectly new to +me, and at the first blush, truly incredible, but I asked the neighbours +in two of the instances quoted ... and they not only confirmed the +story, but seemed to consider any appearance of scepticism a mark of +prejudice or ignorance.'<a name="FNanchor_32_32" id="FNanchor_32_32" /><a href="#Footnote_32_32" class="fnanchor">[32]</a></p> + + +<p><a name="Page_185" id="Page_185" />3. Though there is little peasant life in England, there is life of a +feverish desperate order for many who live in country places. These +people are not farm workers nor yet are they craftsmen who supply the +industrial needs of the village. They are feeders to the towns, engaged +in what is misnamed 'domestic industry'. The life they lead is a sordid +replica of an all too sordid original.</p> + +<p>Cobbett in a tirade against the Lords of the Loom<a name="FNanchor_33_33" id="FNanchor_33_33" /><a href="#Footnote_33_33" class="fnanchor">[33]</a> idealized the +old-time union of agriculture and manufacture. The men should work in +the fields, while the women and children stayed at home at their +spinning wheels, making homespun for the family garments. But the +picture was a vanishing one even in his day. Domestic industry does not +mean this. The rural distress revealed in the Hand-loom Weavers +Commission is the distress of specialized hand-workers, male and female, +who are clinging desperately to the worst-paid branch of a dying trade. +The worsted industry of East Anglia is perishing, defeated by the +resources of Yorkshire, of which the power-loom is only one. The cloth +trade in the Valley of Stroud (Gloucester) is a shadow of its former +self. It has lost the power of recovering from a depression. The next +period of slackness that comes along may bankrupt the business and rob a +village of specialized hand-workers of their main employment.</p> + +<p>In Devonshire, the serge trade, which used to give employment to looms +in almost every town and village, has become so unremunerative that it +has passed into the hands of the wives and daughters of mechanics and +agricultural labourers. In Oxfordshire in 1834, we are told by the Poor +Law Commissions of that year, glove and lace making were vanishing +occupations. In the neighbourhood of Banbury 'some make lace and gloves +<a name="Page_186" id="Page_186" />in the villages. Formerly spinning was the work for women in the +villages, now there is scarcely any done.'<a name="FNanchor_34_34" id="FNanchor_34_34" /><a href="#Footnote_34_34" class="fnanchor">[34]</a></p> + +<p>Since 1834 the process of disintegration had proceeded apace.</p> + +<p>We must not, however, convey the impression that domestic industry in +1842 had all but vanished from the countryside. In its ancient +strongholds it still endures, but it is in an unhealthy condition, and +the towns are sucking its life-blood away.</p> + +<p>To illustrate this, let us describe the course of a boom in domestic +industry and study how the trade boom of 1833-7 reached through to the +country silk weavers in Essex and other places all around London. The +terms which we usually apply to the cultivation of land are apposite. +The town workers represent the intensive margin of cultivation, the +country workers the extensive margin. First of all the Spitalfield +weavers, who have been short of work, have more work given to them. The +weavers' wives also get work, and their boys and girls who never were on +a loom before are now put to the trade. Fresh hands are introduced. From +the Metropolis the demand for labour pushes outwards over the country. +Recourse is had to 'inferior soils'. Old weavers in the villages get +work, together with their wives and families. Even farm labourers are +impressed. Blemishes for which at other times deductions would be +claimed are now over-looked. Carts are sent round to the villages and +hamlets with work for the weavers, so that time may not be lost in going +to the warehouses to take back or carry home work. Then comes the ebb: +'the immediate effect is that all the less skilful workmen, the +dissolute and disorderly, are denied work; the third and fourth looms, +those worked by the sons and daughters of the weavers, are all thrown +out of use'. The intensive<a name="Page_187" id="Page_187" />ness of cultivation has been reduced in the +towns, the least remunerative no longer pays.</p> + +<p>The ebb of the tide, which reduces the quantity of employment in the +towns, leaves the country districts high and dry. 'At such times the +country towns and villages to which work is liberally sent, when there +is a demand for goods, suffer still more. A staff or skeleton only is +kept in pay, and that chiefly with a view to operations when a demand +returns.'<a name="FNanchor_35_35" id="FNanchor_35_35" /><a href="#Footnote_35_35" class="fnanchor">[35]</a> A skeleton—well said.</p> + +<p>Occasional cultivation is bad for land, and worse for human beings. The +ribbon-weaving villages north of Coventry are a disorderly eruption from +the town. Coventry itself has the better-paid 'engine weaving'; the +rural districts have the 'single hand trade'. The country workers, say +the Commissioners, 'retain most of their original barbarism with an +accession of vice'. The yokels who went out to the French wars innocent +boys returned confirmed rogues. Bastardy is greater than ever, despite +the new Poor Law. 'It may surprise the denouncers of the factory system +to find all the vices and miseries which they attribute to it, +flourishing so rankly in the midst of a population not only without the +walls of a factory, but also beyond the contamination of a large +town.'<a name="FNanchor_36_36" id="FNanchor_36_36" /><a href="#Footnote_36_36" class="fnanchor">[36]</a> It may have surprised such people, but it does not surprise +us who are surveying the industrial scene and beginning to apprehend the +rottenness of that worm-eaten structure which under the misnomer of +domestic industry marks the half-way house to full capitalism.</p> + + +<p>4. Let us now journey to the factory districts of Lancashire and the +West Riding of Yorkshire where town <a name="Page_188" id="Page_188" />lies close upon town, and the tall +chimneys envelop in smoke the cottages in which hand-loom weavers work +and the children of hand-loom weavers sleep. Let us suppose that we have +found our position by Leeds. We should like to follow the track of the +new railroads, for we have in our pocket a small green book:</p> + +<p> +<span style="margin-left: 1em;">'Bradshaw's Railway Time Tables and Assistant to</span><br /> +<span style="margin-left: 9em;">Railway Travelling'.</span><br /> +<br /> +<span style="margin-left: 1em;">'10th Mo. 19th, 1839. Price Sixpence.'</span><br /> +</p> + +<p>Bradshaw tells us that we can get from Littleborough to Manchester in 11 +hours—via Rochdale, Heywood, and Millshill—but it is not clear how we +are to get to Littleborough. So we follow an alternative route, the +canal. It is a fashionable method of transit for mineral traffic and +paupers. Mr. Muggeridge, the emigration agent, tells us how he +transported the southern paupers in 1836. 'The journey from London to +Manchester was made by boat or waggon, the agents assisting the +emigrants on their journey.'<a name="FNanchor_37_37" id="FNanchor_37_37" /><a href="#Footnote_37_37" class="fnanchor">[37]</a> When we got up our geography for the +tour out of Thomas Dugdale's 'England and Wales' this is what we read at +every turn: 'Keighley: in the deep valley of the Aire, its prosperity +had been much increased by the Leeds and Liverpool Canal which passes +within two miles.' 'Skipton: in a rough mountainous district. The trade +has been greatly facilitated by the proximity of the town to the Leeds +and Liverpool Canal.' So the Leeds and Liverpool canal shall be our +guide.</p> + +<p>We leave Bradford, Halifax, and the worsted districts to the left of us, +and passing by Shipley, approach the cotton district near the Lancashire +border. 'The township of Shipley is the western-most locality of the +Leeds clothing districts; it runs like a tongue into the worsted +<a name="Page_189" id="Page_189" />district. In like manner the worsted district blends with the cotton +district at Steeton, Silsden, and Addingham.' We are passing, the +Commissioner tells us, from high wages to low. 'The cloth weavers of +Shipley work for wages little, if any, higher than those of the worsted +weavers; while the worsted weavers north-west of Keighley are reduced +down to the cotton standard.'<a name="FNanchor_38_38" id="FNanchor_38_38" /><a href="#Footnote_38_38" class="fnanchor">[38]</a></p> + +<p>At Keighley we bend sharply south and soon reach Colne in Lancashire. +Dr. Cook Taylor describes the conditions there in the early part of +1842:</p> + +<div class="blockquot"><p>'I visited eighty-eight dwellings, selected at hazard. They were + destitute of furniture save old boxes for tables or stalls, or + even large stones for chairs; the beds are composed of straw and + shavings. The food was oatmeal and water for breakfast, flour and + water, with a little skimmed milk for dinner, oatmeal and water + again for a second supply.' He actually saw children in the + markets grubbing for the rubbish of roots. And yet, 'all the + places and persons I visited were scrupulously clean. Children + were in rags, but they were not in filth. In no single instance + was I asked for relief.... I never before saw poverty which + inspired respect, and misery which demanded involuntary homage.'</p></div> + +<p>From Colne we journey to Accrington. Of its 9,000 inhabitants not more +than 100 were fully employed. Numbers kept themselves alive by +collecting nettles and boiling them. Some were entirely without food +every alternate day, and many had but one meal in the day and that a +poor one.<a name="FNanchor_39_39" id="FNanchor_39_39" /><a href="#Footnote_39_39" class="fnanchor">[39]</a></p> + +<p>Our last stage is Burnley, where the weavers—to quote again from Dr. +Cook Taylor—'were haggard with famine, their eyes rolling with that +fierce and uneasy expression common to maniacs. "We do not want +charity," they <a name="Page_190" id="Page_190" />said, "but employment." I found them all Chartists, but +with this difference, that the block-printers and hand-loom weavers +united to their Chartism a hatred of machinery which was far from being +shared by the factory operatives.'</p> + +<p>What a comment on England's industrial supremacy—England with her +virtual monopoly of large-scale manufacture in Europe! It must have been +a puzzle, too, for the Poor Law Commissioners, who were then building +workhouses in these parts for the purpose of depauperizing hand-loom +weavers on the less eligibility principle.</p> + +<p>But how was it, with such a Poor Law, that the hand-loom weavers did not +die of starvation by the thousand? If we enter a cotton mill we shall +see why. Within these gaunt walls, which are illumined at night by +sputtering gas-light, the factory children work, earning twice as much +as their parents, who were too old and too respectable to become factory +hands.</p> + +<p>By this time, perhaps, it is evening, but this matters nothing to the +'melancholy mad engines', which feed on water or burning coals. The +young people will still be there, with eight hours work to their credit +and more to do—'kept to work by being spoken to or by a little +chastisement'.<a name="FNanchor_40_40" id="FNanchor_40_40" /><a href="#Footnote_40_40" class="fnanchor">[40]</a></p> + +<p>'I have seen them fall asleep,' said an over-looker in 1833, 'and they +have been performing their work with their hands while they were asleep, +after the Billy had stopped. Put to bed with supper in their hands, they +were clasping it next morning, when their parents dragged them out of +bed. Half asleep they stumbled or were carried to the mill, to begin +again the ceaseless round.'</p> + +<p>'It keeps them out of mischief', said the opponents of shorter hours. +Besides, the conditions were no worse than any other industries! Factory +work, however, as <a name="Page_191" id="Page_191" />the doctors show, was different from work in the +mines. The heat and confinement of the mill caused precocious sexual +development, whilst in the mines the result of exaggerated muscular +development was to delay maturity.</p> + +<p>In 1842 conditions are better than they were in 1833—thanks to the +factory inspectors. There is little positive cruelty, and the sight of +deformity—enlarged ankle bones, bow legs, and knock knees, caused by +excessive standing as a child—is rare. The problem now is one of +industrial fatigue. The children are 'sick-tired'.</p> + + +<p>5. The Midlands of Leicestershire, Notts, and Derbyshire are a region of +red bricks and pantiles, dotted over valleys of exquisite green. So let +us leave the smoke of Lancashire and hover here for a while. Here dwell +the stocking workers or frame-work knitters—the people who knit on +frames stockings, gloves, and other articles of hosiery. It does not +look like a region of industry. There are only a few towns, such as +Nottingham, Leicester, and Loughborough; and except for a few lace +factories in Nottingham, large buildings are rare. The town knitters +either work in their own homes or in shops with standings for perhaps as +many as fifty frames. In the villages the knitting is nearly all done in +the cottages, opposite long low windows, or in a small out-house which +might well be a fowl-house.</p> + +<p>But in the streets of Leicester we can see 'life' of a sort. We can +watch the procession to the pawnbrokers. Some of the knitters pawn their +blankets for the day, and most lodge their Sunday clothing during the +week. Says a Leicester pawnbroker:</p> + +<div class="blockquot"><p>'We regularly pay away from £40 to £50 (to some 300 persons) + every Monday morning or on the Tuesday. They will, perhaps, wash + on the Monday and get their linen clean preparatory to the next + Sunday, and in the <a name="Page_192" id="Page_192" />course of the week they bring all the linen + things they can spare. Friday is the worst; they will then bring + their small trifling articles, such as are scarcely worth a + penny, and we lend on them, to enable them to buy a bit of meat + or a few trifles for dinner.'<a name="FNanchor_41_41" id="FNanchor_41_41" /><a href="#Footnote_41_41" class="fnanchor">[41]</a></p></div> + +<p>They are too poor to indulge in church-going or alcohol. They have no +clothes to go to church in. Their publican is the druggist, where they +buy opium for themselves and Godfrey's cordial, a preparation from +laudanum, for their children. In the whole of Leicester, with its +population of 50,000, there are but nine gin-houses. And only on Sundays +do they get a bit of schooling. 'We have only one bit of a cover lid to +cover the five of us in winter ... we are all obliged to sleep in one +bed.'<a name="FNanchor_42_42" id="FNanchor_42_42" /><a href="#Footnote_42_42" class="fnanchor">[42]</a></p> + +<p>A frame smith, making his usual inspection of hosiers' frames at +workmen's dwellings in Nottingham, after thus spending a fortnight, +found his health had begun to suffer from the squalid wretchedness of +their abodes. Thinking to improve it, he went on the same errand into +the country, but found the frame-work knitters there in a still more +deplorable state. From the bad air and other distressing influences in +their condition and that of their dwellings, in another fortnight he +returned, too ill to attend to his business for some weeks afterwards. +This occurred in 1843.<a name="FNanchor_43_43" id="FNanchor_43_43" /><a href="#Footnote_43_43" class="fnanchor">[43]</a></p> + +<p>Nottingham, however, with its up-to-date lace trade was usually better +off than this. The lace factories, like the cotton mills in Lancashire, +eased the position of the hand-workers. In Leicestershire the knitters +had no such alternative. The more their earnings were reduced, the more +helplessly they were bound to their only trade.</p> + + +<p><a name="Page_193" id="Page_193" />6. 1842 is a long while ago! Let us go to sleep for thirty years and +wake up in 1871, when the Truck Commissioners are publishing their +report.</p> + +<p>West of Birmingham lies the black country, an area of some twenty square +miles. Here, if we have read the evidence of the Truck Commissioners, we +can interpret a dumb-show in Dudley, where the nail-makers dwell.</p> + +<p>On Monday mornings the nail-maker emerges from a small hovel containing +a smithy and walks into Dudley to call on a gentleman known as a fogger, +a petty-fogger if he is a middleman, a market-fogger if he is a master. +The nailer comes out with a bundle of metal which he takes to a second +house and changes for a second bundle of metal, and with this he walks +away. (The next nailer, not so lucky, hangs about till Wednesday +morning, waiting for his metal.) On Saturday the nailer comes back with +his nails, enters the fogger's shop, and emerges with 12<i>s.</i> in his +hand. But he does not go home. He slips into a shop close by and parts +company with the shillings. In return he gets a parcel, the contents of +which are obviously displeasing to him. What has happened?</p> + +<p>The nailer is a Government servant. But the Government only employs him +indirectly. It puts out contracts for rivets and nails to contractors +who sublet their contract, so that the work reaches the nailer at third +or fourth hand. The Government, in the interest of public economy +(Victorian England is famous for retrenchment), gives its contract to +the lowest tenderer; and the policy of the lowest tender is responsible +for the dumb-show we have watched.</p> + +<p>To begin with, the nailer gets metal which does not suit him, so he has +to change it, and this he does at the price of 2<i>d.</i> per 10<i>d.</i> bundle, +at a metal changers, a relative of the fogger. (His friend who has to +wait till Wednesday <a name="Page_194" id="Page_194" />for his bundle is kept idling about in order that +he may drink what is left of last week's earnings at a 'wobble shop' +which is owned by yet another branch of the family of fogger.)</p> + +<p>When the nailer and his family have worked fourteen hours a day +throughout the week, the nailer returns on Saturday with the nails, and +receives 12<i>s.</i> for them. These shillings he takes to the fogger's store +and exchanges for tea and other articles. The shillings are 'nimble'; we +commend the rapidity of their circulation to Mr. Irving Fisher. A fogger +who pays out the shillings from his warehouse receives them back again +in a few minutes over the counter of his store. 'He will perhaps reckon +with seven or eight at one time, and when he has reckoned with them, and +perhaps paid them six, seven, or eight pounds, he will wait until they +have gone to the shop and taken the money there as they leave the +warehouse. Then he goes into the shop himself for it, as he cannot go on +paying without it.'<a name="FNanchor_44_44" id="FNanchor_44_44" /><a href="#Footnote_44_44" class="fnanchor">[44]</a></p> + +<p>But surely this is truck! Certainly not. There may be 'fearful cheating' +with tea, but the nailer is not bound to go there. He is perfectly free. +The only trouble is this: it is a case of tea or no work the week +following. This is why, despite the Truck Act of 1831 and despite the +known existence of the abuse, these practices are rife among the nailers +as late as 1871, the year in which the Truck Commissioners issued the +Report from which this scene is compiled. The plight of the nailers is +not the plight of factory operatives or miners; it is the plight of the +frame-work knitters, of men who are bound by the intangible fetters of +economic need to the uncontrollable devil of 'semi-capitalism'.</p> + + +<p><a name="Page_195" id="Page_195" />2. MINING OPERATIONS</p> + +<p>1. Coal was king of the nineteenth century. The first steam-engine was +built to pump water out of coal mines, the first canal was cut to carry +the Duke of Bridgwater's coal from Worsley to Manchester. The first +railroads were laid around Newcastle to convey the coals from the pit +mouth to the river. George Stephenson, the inventor of the locomotive, +began life as a trapper on a Tyneside colliery.</p> + +<p>Where would English industry have been without its king? In 1780 (in +round figures) 5,000,000 tons of coal were raised in the United Kingdom: +in 1800, 10,000,000; in 1865, 100,000,000; and in 1897, 200,000,000. +Coal enticed the cotton factories from the dales of the Pennines to the +moist lowlands of West Lancashire. At every stage of their work the +iron-makers depended on coal; and the great inventions in the iron and +steel industry are land-marks in the expansion of the demand for +coal—Cort's puddling process 1783, Watt's steam-engine 1785, Neilson's +hot blast 1824, Naysmith's steam-hammer 1835, Bessemer's steel-converter +1855, Siemen's open hearth 1870, Thomas' basic process for the treatment +of highly phosphoric ores 1878. The steamship, a novelty in 1820, ruled +the seas in 1870; and ironclads followed steamships. The smokeless +steam-coal of South Wales guarded the heritage of Trafalgar. By the end +of the nineteenth century, coaling stations were an important item in +international politics.</p> + +<p>Meanwhile, the people of England, heedless of Malthusian forebodings, +multiplied exceedingly. They lighted their streets and buildings with +coal-gas, and burnt coal in their grates. With coal they paid for the +food and raw materials from other lands. Imports of food and raw +materials were offset by exports of coal and of <a name="Page_196" id="Page_196" />textiles and hardware +produced by coal. The spirit of invention has pushed on to electricity +and oil, but coal is still the pivot of English industry and commerce. +And therefore, seeing that coal has meant all this to England, let us +look at the men who raised the coal. How did they live, what did they +think about, what did they count for then, what do they count for now?</p> + + +<p>2. In 1800 the miners stood for nothing in the nation's life. In +Scotland they had just been emancipated from the status of villeinage. +In Northumberland and Durham they were tied by yearly bonds. Elsewhere +they were weak and isolated. In 1825 a 'Voice from the coal mines of the +Tyne and Wear' cried: 'While working men in general are making 20<i>s.</i> to +30<i>s.</i> per week (<i>sic</i>) the pitmen here are only making 13<i>s.</i> 6<i>d.</i> and +from this miserable pittance deductions are made.'<a name="FNanchor_45_45" id="FNanchor_45_45" /><a href="#Footnote_45_45" class="fnanchor">[45]</a></p> + +<p>In 1839, during the Chartist disturbances, a Welsh M.P. wrote to the +Home Secretary begging for barracks and troops: 'A more lawless set of +men than the colliers and miners do not exist ... it requires some +courage to live among such a set of savages.'<a name="FNanchor_46_46" id="FNanchor_46_46" /><a href="#Footnote_46_46" class="fnanchor">[46]</a> When the miners came +out in 1844, there were thousands of cottages tenantless in +Northumberland and Durham. For the colliery proprietors owned the +cottages, and when the miners struck evicted them. So the miners set up +house in the streets. 'In one lane ... a complete new village was built, +chests-of-drawers, deck beds, etc., formed the walls of the new dwelling; +and the top covered with canvas or bedclothes as the case might be.'<a name="FNanchor_47_47" id="FNanchor_47_47" /><a href="#Footnote_47_47" class="fnanchor">[47]</a> +Yet, for all their griminess, they had human hearts and voices. During +the <a name="Page_197" id="Page_197" />strike they obtained permission to hold a meeting at Newcastle; and +the wealthy citizens who made their fortunes out of the coal trade +trembled before the invasion of black barbarians. But the meeting passed +off in rain and peace. Thirty thousand miners marched in procession, +'for near a mile flags in breeze, men walking in perfect order'; and as +they marched, they sang, as only miners sing, songs and hymns and +topical ditties:</p> + +<div class="poem"><div class="stanza"> +<span>'Stand fast to your Union<br /></span> +<span class="i2">Brave sons of the mine,<br /></span> +<span>And we'll conquer the tyrants<br /></span> +<span class="i2">Of Tees, Wear, and Tyne!'<br /></span> +</div></div> + +<p>Up and down the Durham coalfields tramped a misguided agitator (in after +life the veteran servant of the Durham Miners' Association), by name +Tommy Ramsey. With bills under his arm and crake in hand, he went from +house-row to house-row calling the miners out. He had only one message:</p> + +<div class="poem"><div class="stanza"> +<span>'Lads, unite and better your condition.<br /></span> +<span>When eggs are scarce, eggs are dear;<br /></span> +<span>When men are scarce, men are dear.'<a name="FNanchor_48_48" id="FNanchor_48_48" /><a href="#Footnote_48_48" class="fnanchor">[48]</a><br /></span> +</div></div> + +<p>Such blasphemy appalled the Government's Commissioners. But the miners +had a zest for religion as well as for strikes. During the strike of +1844, 'frequent meetings were held in their chapels (in general those of +the Primitive Methodists or Ranters as they are commonly called in that +part of the country), where prayers were publicly offered up for the +successful result of the strike.' They attended their prayer meeting 'to +get their faith strengthened'.<a name="FNanchor_49_49" id="FNanchor_49_49" /><a href="#Footnote_49_49" class="fnanchor">[49]</a></p> + +<p><a name="Page_198" id="Page_198" />Such ignorance could only be cured by education. Some worthy members of +society had already recognized the fact. In 1830 a Cardiff 'Society for +the improvement of the working population in the county of Glamorgan' +issued improving pamphlets:</p> + +<p>No. 9. Population, or Patty's Marriage.</p> + +<p>No. 10. The Poor's Rate, or the Treacherous Friend.</p> + +<p>No. 11. Foreign Trade, or the Wedding Gown.<a name="FNanchor_50_50" id="FNanchor_50_50" /><a href="#Footnote_50_50" class="fnanchor">[50]</a></p> + +<p>But the northern miners were perverse people. In Scotland, according to +one Wesleyan minister,<a name="FNanchor_51_51" id="FNanchor_51_51" /><a href="#Footnote_51_51" class="fnanchor">[51]</a> the miners read Adam Smith. In +Northumberland, with still greater perversity, they preferred Plato. 'A +translation of Plato's <i>Ideal Republic</i> is much read among those +classes, principally for the socialism and unionism it contains; in pure +ignorance, of course, that Plato himself subsequently modified his +principles and that Aristotle showed their fallacy.'<a name="FNanchor_52_52" id="FNanchor_52_52" /><a href="#Footnote_52_52" class="fnanchor">[52]</a></p> + + +<p>3. The Royal Commission of 1842 on the Employment and Condition of +Children and Young Persons in Mines disclosed facts which made Cobdenite +England gasp. The worst evidence came from Lancashire, Cheshire, the +West Riding of Yorkshire, East Scotland, and South Wales. In these +districts juvenile labour was cheap and plentiful; and this was an +irresistible argument for its employment, though the miners themselves +disliked it. The meddlesome restrictions on the factories were a +contributory cause. Parents, it was said in Lancashire, were pushing +their children into colliery employment at an earlier age because of the +legal restrictions upon sending them to the neighbouring factories.</p> + +<p><a name="Page_199" id="Page_199" />A Lancashire woman said in evidence:</p> + +<div class="blockquot"><p>'I have a belt round my waist and a chain passing between my + legs, and I go on my hands and feet.... The pit is very wet where + I work and the water comes over our clog tops always, and I have + seen it up to my thighs.... I have drawn till I have had the skin + off me; the belt and chain is worse when we are in the family + way.'<a name="FNanchor_53_53" id="FNanchor_53_53" /><a href="#Footnote_53_53" class="fnanchor">[53]</a></p></div> + +<p>The children's office was a lonesome one. Children hate the dark, but +being little they fitted into a niche, and so they were used to open and +close the trap-doors. A trapper lad from the county of Monmouth, William +Richards, aged seven-and-a-half, said in evidence:</p> + +<div class="blockquot"><p>'I been down about three years. When I first went down, I could + not keep my eyes open; I don't fall asleep now; I smokes my pipe, + smokes half a quartern a week.'<a name="FNanchor_54_54" id="FNanchor_54_54" /><a href="#Footnote_54_54" class="fnanchor">[54]</a></p></div> + +<p>Except in the northern mining districts, where there were good day and +Sunday schools and Methodism was powerful, a pagan darkness prevailed. +As a Derbyshire witness put it:</p> + +<div class="blockquot"><p>'When the boys have been beaten, knocked about, and covered with + sludge all the week, they want to be in bed all day to rest on + Sunday.'<a name="FNanchor_55_55" id="FNanchor_55_55" /><a href="#Footnote_55_55" class="fnanchor">[55]</a></p></div> + +<p>In the hope of startling a religiously-minded England, the Commissioners +reproduced examples of working-class ignorance. James Taylor, aged +eleven,</p> + +<div class="blockquot"><p>'Has heard of hell in the pit, when the men swore; has never + heard of Jesus Christ; has never heard of God; he has heard the + men in the pit say, "God damn thee ".'</p></div> + +<p><a name="Page_200" id="Page_200" />A Yorkshire girl, aged eighteen, said:</p> + +<div class="blockquot"><p>'I do not know who Jesus Christ was; I never saw him, but I have + seen Foster, who prays about him.'<a name="FNanchor_56_56" id="FNanchor_56_56" /><a href="#Footnote_56_56" class="fnanchor">[56]</a></p></div> + + +<p>4. Just as in the East Midlands the frame-work knitters worked for +middlemen or master middlemen, and just as the Dudley nailers worked for +petty-foggers and market-foggers, so too the Staffordshire miners worked +for 'butties'. Here again the workers were exposed to the petty +tyrannies of semi-capitalism; and here again the middlemen, in this case +the butties, incurred the odium of a system for which their superiors, +the coal-owners and coal-masters, were responsible.</p> + +<p>Why the butty system prevailed in the Midlands—and in a modified form +it prevails to-day—is not clear. In some places it seems to be +connected with the smallness of the mining concerns or of the metal +trades which they supplied. In South Staffordshire a contributing factor +was the ancient and allied industry of nail-making.</p> + +<p>The conditions in South Staffordshire in 1843 are fully described in the +Midland Mining Commission of that year.</p> + +<p>The butty was a contractor who engaged with the proprietor or lessee of +the mine to deliver the coal or iron-stone at so much per ton, himself +hiring the labourers, using his own horses, and supplying the tools +requisite for the working of the mine. The contract price was known as +the 'charter price' or 'charter'. Thus by a freak of language the +Staffordshire miner knew by the same word the 'butty's charter' which +was the symbol of his oppression, and the 'people's charter' which was +the goal of his desire.</p> + +<p>'The butties', said the miners and their wives, 'are the devil: they are +negro drivers: they play the vengeance <a name="Page_201" id="Page_201" />With the men.'<a name="FNanchor_57_57" id="FNanchor_57_57" /><a href="#Footnote_57_57" class="fnanchor">[57]</a> The men +kicked when, after working a couple of hours, they were fetched up, +without pay, on the excuse that there were no waggons to take away the +coal. But the butty comforted them with a bottle of pit drink, and all +was smooth again.</p> + +<p>A collier related a case where 'a pike man had worked only one half-day +in the week and got 2<i>s.</i> for it, and because he did not spend 6<i>d.</i> of +this at the butty's shop, the latter told the doggy (the under man) to +let the man play for it.'<a name="FNanchor_58_58" id="FNanchor_58_58" /><a href="#Footnote_58_58" class="fnanchor">[58]</a></p> + +<p>The miners recognized that often the butty was not to blame. In the +district north and east of Dudley, the butties got their 'charter price' +from the coal-owners in the form of tickets on the coal-owners' +truck-shop. What else could they do but hand them on to the men? 'He +used to be a very good butty,' said one miner's wife, 'till they haggled +him and dropped his "charter", so that he cannot pay his men.'<a name="FNanchor_59_59" id="FNanchor_59_59" /><a href="#Footnote_59_59" class="fnanchor">[59]</a></p> + +<p>West and south of Dudley the butties, though they did not truck their +men, kept public-houses; and being employer and publican in one, they +had a tight hold on the men.</p> + +<p>Was the compulsion to drink an oppression? To our minds, yes; as also to +the minds of the teetotal Chartists whom the Government imprisoned, and +of the strike leaders whom the Government's Commissioners denounced. But +to the majority of the miners the abundance of beer was a delight. They +objected to the butty's bullying, but they loved his beer, especially +the feckless ones, for when wives were importunate the drunkards pleaded +necessity.</p> + +<p>However, all the beer-drinking could not be charged to the butties. The +miners themselves, in their own fellow<a name="Page_202" id="Page_202" />ships, were devoted to it; and +the compulsion of friends was as severe as the compulsion of butties. +Every approach to recreation, every act of mutual providence against +accident or disease, began and ended in beer. The day a man entered the +pit's company, he paid 1<i>s.</i> for footing-ale, and the doggy saw that no +churl escaped. When a lad was old enough to have a sweetheart he was +toasted with the 'nasty' shilling. The sins of the married men were +washed away in half-a-crown's worth of ale. The beer-shop was the +head-quarters of the Burial and Savings Clubs. The first charge on a +Burial Club was a good oak coffin, the second charge drinks for the +pall-bearers, and then a glass or two for the rest of the company.</p> + +<p>They had lotteries to which each man contributed 20 fortnightly +shillings. Each week a name was drawn, and the lucky man stood a feast; +while every member, in addition to a shilling for the box, produced +6<i>d.</i> for drinks.</p> + +<p>In all these festivities the butty was in the offing. When they would +have him he presided; and so at his worst an obnoxious bully, at his +best he was an accommodating landlord.</p> + +<p>Direct employment, such as prevailed in the north of England, would have +averted much of this evil. There were no structural difficulties in the +way of change. Direct employment would not have meant a change to +another class of work (this is what direct employment meant for knitters +and hand-loom weavers). The butty system existed and persisted through +slackness and irresponsibility. The owners paid compensation for +accidents, when they might have diminished the number of accidents. They +paid commissions to middlemen with whom they might have dispensed. The +system made temperance impossible for the individual; and the <a name="Page_203" id="Page_203" />masters, +with the full approval of the Government, did their best to destroy the +'pernicious combinations' by which alone a standard of sober decency +could be promoted.</p> + + +<p>5. The Report of the Truck Commissioners (1871-2) enables us to complete +the picture. It also enables us to understand why, at this late day, +truck was still rife in certain districts.</p> + +<p>Truck and Tommy, truck-shop and Tommy-shop, are convertible terms. Truck +is from the French 'troc' = barter. Cobbett tells us how the word +'Tommy' was used. In his soldiering days the rations of brown bread, +'for what reason God knows', went by the name of Tommy. 'When the +soldiers came to have bread served out to them in the several towns in +England, the name of Tommy went down by tradition, and, doubtless, it +was taken up and adapted to the truck-system in Staffordshire and +elsewhere.'<a name="FNanchor_60_60" id="FNanchor_60_60" /><a href="#Footnote_60_60" class="fnanchor">[60]</a> From the textile districts it had all but disappeared in +1871. When the cotton manufactures went to outlying dales for water +power, they were almost compelled to open stores for their workpeople. +Owen's store at New Lanark was, in effect, a well-managed truck-shop; +and the Truck Commissioners of 1871 reported that the New Lanark Company +of that day was breaking the law. But when the cotton industry was +gathered in the towns, the need for company stores ceased. Consequently, +after the passing of the Act of 1831, which prohibited truck altogether, +the masters very generally abolished the stores of their own accord; and +survivals were jealously watched.</p> + +<p>A collection of Factory Scraps, preserved at the Goldsmiths' Library in +London, contains a copy of the Factory <a name="Page_204" id="Page_204" />Bill of 1833, with some pencil +notes in Ostler's handwriting which run:</p> + +<div class="blockquot"><p><i>Cragg Dale Facts</i> + + <i>Truck System</i>: Little altered: men knew they were imposed. They + pay in money now—but compel them to buy at their own shops.... + Wholesale warehouses at Rochdale say, 'Oh! put it sideways: it + will do for Cragg Dale masters to sell among their people.' + + <i>Song</i>: 'Lousy butter and burnt bread.'</p></div> + +<p>About 1842 a curious perversion of truck was prevalent in parts of +Yorkshire. The trade depression in the Bradford district tempted +disreputable woollen manufacturers to force on their operatives the +products of the factory as part payment of wages. Combers were given +pieces of cloth, workers in shoddy mills bundles of rags. But this +utterly inexcusable fraud, no less than its more specious complement, +the employer's store, was rooted out by inspectors and factory +reformers. Therefore in 1854 the Government's Commissioner was able to +say that in a factory district like Lancashire truck was not only +non-existent but 'impossible'.<a name="FNanchor_61_61" id="FNanchor_61_61" /><a href="#Footnote_61_61" class="fnanchor">[61]</a></p> + +<p>He was right as to the factory districts, but not quite right as to +Lancashire. In Prescot, a small Lancashire town on the fringe of the +factory district, the watchmakers in 1871 were being paid in watches. +The masters alleged that they only gave watches to the workers when the +latter had orders for them, but the evidence showed that these orders +only came to hand when the men were asking for fresh work. The +pawnbrokers explained what happened. 'Watches', said a pawnbroker's +clerk, 'pass from hand to hand as a circulating medium until they get +very low in the market and are <a name="Page_205" id="Page_205" />pawned.'<a name="FNanchor_62_62" id="FNanchor_62_62" /><a href="#Footnote_62_62" class="fnanchor">[62]</a> The pawnshop in question +had 700 watches on pledge, most of them belonging to workmen in the +town.</p> + +<p>In railway contracting truck was prevalent in the forties. In roving +employment of this type it is difficult to see how some form of +contractor's shop could have been avoided. The navvy needed canteens or +Y.M.C.A. huts, but such things had not been thought of then. However, +when the big period of railway construction came to an end, the question +lost its importance.</p> + +<p>South Staffordshire and the Black Country were the ancient strongholds +of truck. The campaigns against truck originated here. The nailers, the +cash-paying masters, and the respectable ratepayers joined together to +promote the Truck Act of 1820. Lord Hatherton, a Staffordshire nobleman, +after three years hammering at the House of Commons, obtained the Truck +Act of 1831. But in 1843, the year of the Midland Mining Commission, +truck was still rife in the coalfields. The well-known Tommy-shop scene +in Disraeli's novel <i>Sybil</i>, which was published in 1845, is taken +direct from the Commissioners' Report. Diggs, the butty of the novel, is +Banks, the coal proprietor of the Report. In the novel the people say of +Master Joseph Diggs, the son: 'He do swear at the women, when they rush +in for the first turn, most fearful; they do say he's a shocking little +dog.' In the Report, page 93, the miner's wife says: 'He swears at the +women when the women are trying to crush in. He is a shocking little +dog.' One touch is Disraeli's own. He makes the miners keen to purchase +'the young Queen's picture'. 'If the Queen would do something for us +poor men, it would be a blessed job.' In the Report there is nothing +about this, but there is a section dealing with Chartism.</p> + +<p><a name="Page_206" id="Page_206" />However, the truck-shop was gradually disappearing. Every year it +became easier to expose evasions, and in good times the workers used +their prosperity to slip away from the Company store. In 1850 a final +campaign was initiated by five local Anti-Truck Associations, backed by +the National Miners' Association under Alexander MacDonald. +Truck-masters were prosecuted and truck was steadily dislodged from the +coalfields and adjacent ironworks. Only in the nail trade did it +survive, for the reason that the complete subjection of the nailers made +it possible to practise the essentials of truck without a formal +violation of the law.</p> + +<p>In the remaining colliery districts in 1871 truck was prevalent only in +West Scotland and South Wales.</p> + +<p>In West Scotland it was yielding ground before the pressure of the +unions. The companies only maintained it by active coercion. If a miner +held out for money, they had to yield; and if they were malicious, they +marked him as a sloper and dismissed him the first when a depression +came. 'Black lists', said the Truck Commissioners, 'are often kept of +slopers; threats of dismissal were repeatedly proved; and cases of +actual dismissal for not dealing at the store are not rare.'<a name="FNanchor_63_63" id="FNanchor_63_63" /><a href="#Footnote_63_63" class="fnanchor">[63]</a> +However, the masters themselves were getting tired of it, since it led +so frequently to strikes.</p> + +<p>Truck in South Staffordshire was bound up with the butty system; in +railway construction with the system of contracting and sub-contracting, +and similarly in South Wales, as also in the west of Scotland, it was +bound up with and dependent on the system of long pays. In order to +carry on from one pay day to the next, the men got advances on the +company's store. In this way many lived permanently ahead of their +wages. The thriftless and drunkards were always 'advance men, <a name="Page_207" id="Page_207" />but the +provident miners hated it and only dealt there on compulsion'.</p> + +<p>The Commissioners drew a vivid picture of Turn Book morning in South +Wales at the close of the pay month.</p> + +<p>At 1 or 2 a.m. the women and children begin to arrive with their Advance +Books. Perhaps one hundred would be there, wet or fine, sleeping on the +doorsteps or singing ballads until morning.</p> + +<p>At 5.30 a.m. the doors opened, and the waiters made a rush for the +counter. Advance Books were produced, and goods handed over up to the +amount of wages which would shortly fall due. Women took their pick of +the articles, groceries, tobacco, occasionally a few shillings.</p> + +<div class="blockquot"><p>'It is quite usual', say the Commissioners, 'for shoemakers and + other small tradesmen in the neighbourhood of Abersychan to be + paid by the workmen in goods.... Tobacco in several districts of + South Wales has become nothing less than a circulating medium. It + is bought by the men and resold by them for drink, and finds its + way back again to some of the Company's shops. Packets of tobacco + pass unopened from hand to hand. An Ebbw Vale grocer who took the + Company's tobacco at a discount declared: "For years, when they + were selling it for 1<i>s.</i> 4<i>d.</i> a lb. I used to give 1<i>s.</i>; but I + was so much over-flooded with it that I was obliged to reduce the + price to 11<i>d.</i> That would not do still, and I had to reduce it + to 10<i>d.</i> I told the men to take it to some other shop if they + could get 11<i>d.</i> or 1<i>s.</i> for it. I was obliged to do that many a + time, in order to get rid of the large stocks I held in hand. + Tobacco will not keep for many months without getting worse."'</p></div> + +<p>Weekly pays, therefore, were the constant demand of the miners' unions. +In Northumberland and Durham, whence truck had disappeared long ago, +pays were fortnightly, and the only objection advanced by the owners +against weekly pays was the practical inconvenience of the pressure on +the pay staff. In the North of England <a name="Page_208" id="Page_208" />Iron Trade, weekly pays, the +Commissioners found, had just been introduced. In West Scotland some of +the coal-owners were trying to recoup themselves for the loss of their +truck-shop by charging poundage on the men's wages. But this dodge, like +the bigger grievance of truck, was stoutly resisted by the local union. +Indeed, in one coalfield after another the disappearance of truck and +kindred evils coincides with the appearance of strong County Unions.</p> + + +<p>6. We are given to understand that the miners of South Wales insist on +economics written by sound labour men. We therefore offer them a few +suggestions for a history of the currency in the nineteenth century from +the worker's point of view.</p> + +<div class="blockquot"><p>i. In 1800 London relied for small coin on private enterprise. + Every week the Jews' boys collected from the shopkeepers their + bad shillings, buying them at a heavy discount, with serviceable + copper coin forged in Birmingham (<i>vide</i> Patrick Colquhoun, <i>A + Treatise on the Police of the Metropolis</i>, 1800, Chapter VII). + The resumption of cash payments in 1819 was injurious; for owing + to the shortage of small coin, the wage-earners were paid in bulk + with large notes, which they had to split at the nearest + public-house. The Truck Act of 1831 prohibited wage-payments in + notes on Banks more than 15 miles distant, but said nothing about + cheques—an oversight which the capitalists repeated in their + Bank Act of 1844.</p> + +<p> ii. The general dissatisfaction with the state of the currency + led to attempts to dispense with coin. About 1830 Labour + Exchanges were opened in London for the exchange of goods against + time notes, representing one or more hours of labour. The + originator was Robert Owen, and the failure of the Exchanges was + probably due to the fact that Owen was at heart <a name="Page_209" id="Page_209" />a capitalist. + The National Equitable Labour Exchange at one time was doing a + business of over 20,000 hours per week, but very shortly after + this, the President (Owen) had to report a serious deficiency of + hours, many thousands having been mislaid or stolen. The Exchange + in consequence had to close its doors.</p> + +<p> iii. In the 'forties the centre of interest is the Midlands, and + the period may be termed the Staffordshire or beer period. The + currency was very popular and highly liquid, but it was issued to + excess and difficult to store. More solid surrogates were + therefore tried. A Bilston pawnbroker<a name="FNanchor_64_64" id="FNanchor_64_64" /><a href="#Footnote_64_64" class="fnanchor">[64]</a> said that he had in + pawn numerous batches of flour, which the men's wives had brought + from the Truck Shops and turned into money, in order to pay their + house-rents. Flour, however, was not so hard as a Prescot watch.</p> + +<p> iv. We come next to the Welsh or Tobacco period, when the + currency was easily transferable, but liable to deterioration.</p> + +<p> v. Finally, in the last quarter of the nineteenth century, the + world of labour attained to a cash basis, and there was no + Cobbett to denounce the resumption.</p></div> + +<p>We shall not be guilty of serious exaggeration if we preface our history +with the motto:</p> + +<p>'<i>In the nineteenth century the Trade Unions and the Trade Unions alone +made the nominal earnings of the working man a cash reality</i>.'</p> + + +<p>3. THE SPIRIT OF ASSOCIATION</p> + +<p>1. The student of Dicey's Law and Opinion in England is invited to +distinguish three periods:</p> + +<div class="blockquot">i. The period of old Toryism or legislative quiescence (1800-38). + + <a name="Page_210" id="Page_210" />ii. The period of Benthamism or individualism (1825-70). + + iii. The period of collectivism (1865-1900).</div> + +<p>Bentham lived during the first period and his name is rightly given to +the second period.</p> + +<p>The student, therefore, comes to wonder if there is anything which is +not Benthamism. Benthamism, he says to himself, stands for +individualism. How then can the period of Benthamism include the +humanitarian legislation which begins with the first Factory Act of 1802 +and broadens out during the middle of the century into the elaborate +code regulating from then onwards the conditions of employment in +workshops, factories, and mines? How can a monster beget an angel?</p> + +<p>We may perhaps throw light on this difficulty by suggesting that the +<i>social</i> trend from 1825-70 cannot be compressed into a single word. +Individualism may suffice to define the dominant <i>legal</i> trend, but it +conceals the influence exerted on the legislature from without and from +below by the action of voluntary associations. The period of voluntary +association coincides with and overlaps the period of individualism.</p> + + +<p>2. What Bentham was to individualism, Robert Owen was to voluntary +association. Bentham himself was an admirer of Owen and supported his +philanthropy, but, as expressions of a social attitude, Benthamism and +Owenism were poles asunder. The contrast between the two is admirably +displayed in the evidence given before the Factory Committee of 1816 by +two representatives of the employing class, Josiah Wedgwood of pottery +fame and Robert Owen himself.</p> + +<p>'In the state of society,' said Wedgwood, 'in which there is evidently a +progressive movement, it is much better to leave things as they are than +to attempt to <a name="Page_211" id="Page_211" />amend the general state of things in detail. The only +safe way of securing the comfort of any people is to leave them at +liberty to make the best use of their time, and to allow them to +appropriate their earnings in such way as they think fit.'<a name="FNanchor_65_65" id="FNanchor_65_65" /><a href="#Footnote_65_65" class="fnanchor">[65]</a></p> + +<p>Robert Owen thought otherwise. In a couple of answers he exposed the +fallacy of enlightened self-interest. They seem obvious enough to-day, +but in 1816 they were the voice of one crying in the wilderness. He was +asked whether he believed that 'there is that want of affection and +feeling on the part of parents, that would induce them to exact from +their children more labour than they could perform without injury to +their health;' and he replied:</p> + +<p>'I do not imagine that there is the smallest difference between the +general affection of the lower order of the people, except with regard +to that which may be produced by the different circumstances in which +they are placed.'<a name="FNanchor_66_66" id="FNanchor_66_66" /><a href="#Footnote_66_66" class="fnanchor">[66]</a></p> + +<p>Another question was: 'Do you conceive that it is not injurious to the +manufacturer to hazard, by overwork, the health of the people so +employed?' He replied:</p> + +<p>'If those persons were purchased by the manufacturers I should say +decisively, yes; but as they are not purchased by the manufacturer and +the country must bear all the loss of their strength and their energy{;} +it does not appear, at first sight, to be the interest of the +manufacturer to do so.'<a name="FNanchor_67_67" id="FNanchor_67_67" /><a href="#Footnote_67_67" class="fnanchor">[67]</a></p> + +<p>Owen had grasped the meaning of social responsibility, and he devoted +his life to social service. But he was too wayward to observe the +conventions of society, and passed beyond the social pale. The factory +reformer became the Socialist. Whether his disciples comprehended his +<a name="Page_212" id="Page_212" />philosophy we may doubt, but he understood better than any one else +their instinct for association, and he gratified it.</p> + +<p>It is not contended that Owen was responsible for all the associative +effort of his generation; for with political and religious associations +he had no sympathy. But the spirit which infected him infected others +after him, rousing them to associate now for this, and now for that +social or religious or political purpose.</p> + + +<p>3. We may divide associations for social purposes into two classes.</p> + +<p>To the first class belong associations formed to secure the abolition of +some abuse. These naturally disappear when their object is attained.</p> + +<p>For example, there was the Anti-slavery Campaign in which Joseph Sturge +and other Quakers played so prominent a part. By an organized crusade of +political education the Abolitionists induced an originally hostile +Parliament to emancipate the West Indian negroes in 1833, and to shorten +the period of semi-servile apprenticeship in 1838. Yorkshire was the +home of the Short Time Committees, which organized the campaign against +White Slavery at home. The Ten Hours Movement caused the Ten Hours Bill +to become the law of the land. From Lancashire came the Anti-Corn Law +League, whose story is told in another chapter.</p> + +<p>The second class of association was the association for economic +betterment—the Friendly Society, the Co-operative Society, the Trade +Union. Conceived in enthusiasm and self-inspired, these associations +asked only of the State a legal framework in which to develop, but they +did not win it without struggle and delay.</p> + +<p>The Government was anxious to encourage thrift, but the development of +the Friendly Societies was impeded <a name="Page_213" id="Page_213" />for a time by legislation aimed at +political conspiracy. The Corresponding Societies Act of 1799 prevented +the Friendly Societies from forming a central organization with +branches, and the Dorchester Labourers of 1834 discovered the peril into +which the ritual of oaths might lead innocent men.</p> + +<p>These deterrents were removed by enabling legislation. In 1829 a central +authority, the Registrar of Friendly Societies, was appointed to +supervise Friendly Societies, and between 1829 and 1875 further +privileges and safeguards were conferred. But the Friendly Society +Movement throughout the nineteenth century was wholly voluntary. In 1911 +the situation was suddenly reversed by the passing of the National +Insurance Act.</p> + +<p>The Co-operative Societies were more suspect. They crept into legal +recognition as the children of the Friendly Society, under the 'frugal +investments' clause of the Act of 1846, being compelled by the legal +prejudice against association in restraint of trade to adopt this +unnatural mother. Their real nature was recognized in 1852, when they +were brought under the Industrial and Provident Societies Act, and in +1862, when they were granted the boon of limited liability. But the +accident of their legal origin still survives; for they are regulated +to-day by the Industrial and Provident Societies Act of 1893. The +Co-operative Movement is now drawing closer to politics, following the +lead of most of the continental countries, notably Belgium and Germany. +Though we cannot say that there is any indication of the State taking +over the movement, we may note that the growth of municipal trading in +the 'nineties was, in principle, an application of the consumers' +association to monopolies of distribution such as tramways, water, +electricity, and gas.</p> + +<p>The State was altogether hostile to the growth of the <a name="Page_214" id="Page_214" />Trade Union. The +Charter of Emancipation, won by the guile of Francis Place in 1824, was +severely curtailed in 1825. Huskisson<a name="FNanchor_68_68" id="FNanchor_68_68" /><a href="#Footnote_68_68" class="fnanchor">[68]</a> depicted in lurid terms the +tyranny of a military trades unionism, 'representing a systematic union +of the workers of many different trades'. It was a 'kind of federal +republic', whose mischievous operations, if not checked, would keep the +commercial classes 'in constant anxiety and fear about their interests +and property'. Arnold, of Rugby, a decade later wrote of them in the +same strain: 'you have heard, I doubt not, of the trades unions; a +fearful engine of mischief, ready to riot or assassinate; and I see no +counteracting power.'<a name="FNanchor_69_69" id="FNanchor_69_69" /><a href="#Footnote_69_69" class="fnanchor">[69]</a></p> + +<p>The counteracting power was their own weakness. The early militancy +burnt itself out, and was succeeded at the turn of the century by a 'New +Spirit and a New Model'. The new spirit was anti-militant, and the new +model was a trade union representing the <i>élite</i> of the skilled trades. +The Amalgamated Society of Engineers was founded in 1850 and served as a +model to the Carpenters, Tailors, Compositors, Iron-founders, +Brick-layers, and others. The Trades Unions were now respectable, and in +1867 the State recognized the fact.</p> + +<p>The period of collectivism is denoted by the growth of the Labour Party +in Parliament, and the increasing part played by the State in industrial +disputes and the regulation of wages. The nationalization of railways +and the nationalization of mines are burning questions.</p> + + +<p>4. In all the movements we have described, the spiritual stimulus, the +initial drive, and the solid successes have been provided by voluntary +association. The State has not been the pioneer of social reform. Such a +notion is <a name="Page_215" id="Page_215" />the mirage of politicians. It has merely registered the +insistent demands of organized voluntary effort or given legal +recognition to accomplished facts. This is the distinctive note of +English social development in the nineteenth century.</p> + + +<p>FOR REFERENCE</p> + +<p>Dicey, <i>Law and Opinion</i>.</p> + +<p>Robinson, <i>The Spirit of Association</i>.</p> + +<p>Hovell, <i>The Chartist Movement</i>.</p> + +<p>Sombart (tr. Epstein), <i>Socialism and the Socialist Movement</i>.</p> + +<p>[Cd. 9236], <i>Report of Committee on Trusts</i>.</p> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_20_20" id="Footnote_20_20" /><a href="#FNanchor_20_20"><span class="label">[20]</span></a> From the writer's forthcoming book <i>Life and Labour in the +Nineteenth Century</i>, to be published by the Cambridge University Press.</p></div> + +<div class="footnote"><p><a name="Footnote_21_21" id="Footnote_21_21" /><a href="#FNanchor_21_21"><span class="label">[21]</span></a> Tooke and Newmarch, <i>History of Prices</i>, v. 356.</p></div> + +<div class="footnote"><p><a name="Footnote_22_22" id="Footnote_22_22" /><a href="#FNanchor_22_22"><span class="label">[22]</span></a> <i>Commons Committee on Emigration</i>, 1827, Q. 1761.</p></div> + +<div class="footnote"><p><a name="Footnote_23_23" id="Footnote_23_23" /><a href="#FNanchor_23_23"><span class="label">[23]</span></a> <i>Commons Committee on the Condition of Labourers employed +in the Construction of Railways</i>, 1846, Q. 866.</p></div> + +<div class="footnote"><p><a name="Footnote_24_24" id="Footnote_24_24" /><a href="#FNanchor_24_24"><span class="label">[24]</span></a> Ibid., Q. 217.</p></div> + +<div class="footnote"><p><a name="Footnote_25_25" id="Footnote_25_25" /><a href="#FNanchor_25_25"><span class="label">[25]</span></a> Ibid., Q. 897.</p></div> + +<div class="footnote"><p><a name="Footnote_26_26" id="Footnote_26_26" /><a href="#FNanchor_26_26"><span class="label">[26]</span></a> Ibid., Q. 733.</p></div> + +<div class="footnote"><p><a name="Footnote_27_27" id="Footnote_27_27" /><a href="#FNanchor_27_27"><span class="label">[27]</span></a> Ibid., Q. 193.</p></div> + +<div class="footnote"><p><a name="Footnote_28_28" id="Footnote_28_28" /><a href="#FNanchor_28_28"><span class="label">[28]</span></a> Ibid., Qs. 869-78.</p></div> + +<div class="footnote"><p><a name="Footnote_29_29" id="Footnote_29_29" /><a href="#FNanchor_29_29"><span class="label">[29]</span></a> <i>Report of Poor Law Commissioners on the Employment of +Women and Children in Agriculture</i> (1843), pp. 20, 25.</p></div> + +<div class="footnote"><p><a name="Footnote_30_30" id="Footnote_30_30" /><a href="#FNanchor_30_30"><span class="label">[30]</span></a> Ibid., pp. 299-300.</p></div> + +<div class="footnote"><p><a name="Footnote_31_31" id="Footnote_31_31" /><a href="#FNanchor_31_31"><span class="label">[31]</span></a> <i>Report of Commissioners on the Employment of Young +Persons in Agriculture</i>, p. 64.</p></div> + +<div class="footnote"><p><a name="Footnote_32_32" id="Footnote_32_32" /><a href="#FNanchor_32_32"><span class="label">[32]</span></a> Dr. Cook Taylor, Letter to the <i>Morning Chronicle</i>, dated +from Rossendale Forest (Lancashire), June 20, 1842.</p></div> + +<div class="footnote"><p><a name="Footnote_33_33" id="Footnote_33_33" /><a href="#FNanchor_33_33"><span class="label">[33]</span></a> <i>Rural Rides</i>, i. 219.</p></div> + +<div class="footnote"><p><a name="Footnote_34_34" id="Footnote_34_34" /><a href="#FNanchor_34_34"><span class="label">[34]</span></a> <i>Poor Law Commission of 1834</i>, Appendix.</p></div> + +<div class="footnote"><p><a name="Footnote_35_35" id="Footnote_35_35" /><a href="#FNanchor_35_35"><span class="label">[35]</span></a> <i>Hand-loom Weavers' Commission, Final Report, 1841</i>, p. +18.</p></div> + +<div class="footnote"><p><a name="Footnote_36_36" id="Footnote_36_36" /><a href="#FNanchor_36_36"><span class="label">[36]</span></a> <i>Hand-loom Weavers' Commission, Assistant-Commissioner's +Report, 1840</i>, Part IV, pp. 76-81.</p></div> + +<div class="footnote"><p><a name="Footnote_37_37" id="Footnote_37_37" /><a href="#FNanchor_37_37"><span class="label">[37]</span></a> <i>Second Annual Report of the Poor Law Commissioners</i>, +1836.</p></div> + +<div class="footnote"><p><a name="Footnote_38_38" id="Footnote_38_38" /><a href="#FNanchor_38_38"><span class="label">[38]</span></a> <i>Hand-loom Weavers' Commission, Assistant-Commissioner's +Report</i>, Part III, p. 551.</p></div> + +<div class="footnote"><p><a name="Footnote_39_39" id="Footnote_39_39" /><a href="#FNanchor_39_39"><span class="label">[39]</span></a> <i>Anti-bread Tax Circular</i>, No. 91, June 16, 1842.</p></div> + +<div class="footnote"><p><a name="Footnote_40_40" id="Footnote_40_40" /><a href="#FNanchor_40_40"><span class="label">[40]</span></a> <i>First Report of the Factory Commissioners</i>, 1833, p. 27.</p></div> + +<div class="footnote"><p><a name="Footnote_41_41" id="Footnote_41_41" /><a href="#FNanchor_41_41"><span class="label">[41]</span></a> <i>Report of Commissioner on the Condition of the Framework +Knitters</i> (1845), p. 109.</p></div> + +<div class="footnote"><p><a name="Footnote_42_42" id="Footnote_42_42" /><a href="#FNanchor_42_42"><span class="label">[42]</span></a> Ibid., p. 115.</p></div> + +<div class="footnote"><p><a name="Footnote_43_43" id="Footnote_43_43" /><a href="#FNanchor_43_43"><span class="label">[43]</span></a> William Felkin, <i>History of the Machine-wrought Hosiery +and Lace Manufactures</i> (1867), p. 458.</p></div> + +<div class="footnote"><p><a name="Footnote_44_44" id="Footnote_44_44" /><a href="#FNanchor_44_44"><span class="label">[44]</span></a> <i>Evidence before the Truck Commissioners</i> (1871), Q. +37,500.</p></div> + +<div class="footnote"><p><a name="Footnote_45_45" id="Footnote_45_45" /><a href="#FNanchor_45_45"><span class="label">[45]</span></a> Pamphlet of 1825, p. 14.</p></div> + +<div class="footnote"><p><a name="Footnote_46_46" id="Footnote_46_46" /><a href="#FNanchor_46_46"><span class="label">[46]</span></a> <i>Home Office Papers</i>, 40, Letter from R.J. Blewitt, Esq., +M.P., November 6, 1839.</p></div> + +<div class="footnote"><p><a name="Footnote_47_47" id="Footnote_47_47" /><a href="#FNanchor_47_47"><span class="label">[47]</span></a> Richard Fynes, <i>Miners of Northumberland and Durham</i>, p. +72.</p></div> + +<div class="footnote"><p><a name="Footnote_48_48" id="Footnote_48_48" /><a href="#FNanchor_48_48"><span class="label">[48]</span></a> John Wilson, <i>History of the Durham Miners' Association</i> +(1870-1904), p. 40.</p></div> + +<div class="footnote"><p><a name="Footnote_49_49" id="Footnote_49_49" /><a href="#FNanchor_49_49"><span class="label">[49]</span></a> <i>Report of Commissioner on the State of the Mining +Population</i> (1846).</p></div> + +<div class="footnote"><p><a name="Footnote_50_50" id="Footnote_50_50" /><a href="#FNanchor_50_50"><span class="label">[50]</span></a> These pamphlets are in the British Museum.</p></div> + +<div class="footnote"><p><a name="Footnote_51_51" id="Footnote_51_51" /><a href="#FNanchor_51_51"><span class="label">[51]</span></a> <i>Report of Commissioner on the State of the Mining +Population</i> (1850).</p></div> + +<div class="footnote"><p><a name="Footnote_52_52" id="Footnote_52_52" /><a href="#FNanchor_52_52"><span class="label">[52]</span></a> Ibid. (1852).</p></div> + +<div class="footnote"><p><a name="Footnote_53_53" id="Footnote_53_53" /><a href="#FNanchor_53_53"><span class="label">[53]</span></a> <i>Royal Commission, First Report</i> (<i>Mines</i>), p. 27.</p></div> + +<div class="footnote"><p><a name="Footnote_54_54" id="Footnote_54_54" /><a href="#FNanchor_54_54"><span class="label">[54]</span></a> Ibid., p. 21.</p></div> + +<div class="footnote"><p><a name="Footnote_55_55" id="Footnote_55_55" /><a href="#FNanchor_55_55"><span class="label">[55]</span></a> <i>Royal Commission, Second Report</i> (<i>Trades and +Manufactures</i>), p. 147.</p></div> + +<div class="footnote"><p><a name="Footnote_56_56" id="Footnote_56_56" /><a href="#FNanchor_56_56"><span class="label">[56]</span></a> Ibid., pp. 155-6.</p></div> + +<div class="footnote"><p><a name="Footnote_57_57" id="Footnote_57_57" /><a href="#FNanchor_57_57"><span class="label">[57]</span></a> <i>Midland Mining Commission, First Report</i>, p. 34.</p></div> + +<div class="footnote"><p><a name="Footnote_58_58" id="Footnote_58_58" /><a href="#FNanchor_58_58"><span class="label">[58]</span></a> Ibid., p. 91.</p></div> + +<div class="footnote"><p><a name="Footnote_59_59" id="Footnote_59_59" /><a href="#FNanchor_59_59"><span class="label">[59]</span></a> Ibid., p. 44.</p></div> + +<div class="footnote"><p><a name="Footnote_60_60" id="Footnote_60_60" /><a href="#FNanchor_60_60"><span class="label">[60]</span></a> <i>Rural Rides</i>, ii. 353.</p></div> + +<div class="footnote"><p><a name="Footnote_61_61" id="Footnote_61_61" /><a href="#FNanchor_61_61"><span class="label">[61]</span></a> <i>Commons Committee, Stoppage of Wages</i> (<i>Hosiery, 1854</i>). +Evidence of Mr. Tremenheere.</p></div> + +<div class="footnote"><p><a name="Footnote_62_62" id="Footnote_62_62" /><a href="#FNanchor_62_62"><span class="label">[62]</span></a> <i>Evidence before the Truck Commissioners</i>, Q. 33,670.</p></div> + +<div class="footnote"><p><a name="Footnote_63_63" id="Footnote_63_63" /><a href="#FNanchor_63_63"><span class="label">[63]</span></a> <i>Truck Commission, 1871. Report</i>, p. 16.</p></div> + +<div class="footnote"><p><a name="Footnote_64_64" id="Footnote_64_64" /><a href="#FNanchor_64_64"><span class="label">[64]</span></a> <i>Commons Committee, Stoppage of Wages in the Hosiery +Manufacture</i> (1854), Q. 80.</p></div> + +<div class="footnote"><p><a name="Footnote_65_65" id="Footnote_65_65" /><a href="#FNanchor_65_65"><span class="label">[65]</span></a> <i>Commons Committee of</i> 1816, pp. 64 and 73.</p></div> + +<div class="footnote"><p><a name="Footnote_66_66" id="Footnote_66_66" /><a href="#FNanchor_66_66"><span class="label">[66]</span></a> Ibid., p. 38.</p></div> + +<div class="footnote"><p><a name="Footnote_67_67" id="Footnote_67_67" /><a href="#FNanchor_67_67"><span class="label">[67]</span></a> Ibid., p. 28.</p></div> + +<div class="footnote"><p><a name="Footnote_68_68" id="Footnote_68_68" /><a href="#FNanchor_68_68"><span class="label">[68]</span></a> Speech, March 29, 1825.</p></div> + +<div class="footnote"><p><a name="Footnote_69_69" id="Footnote_69_69" /><a href="#FNanchor_69_69"><span class="label">[69]</span></a> Letter to the Chevalier Bunsen, 1834, quoted in Strachey, +<i>Eminent Victorians</i>, p. 197.</p></div> +</div> + + +<hr style="width: 65%;" /> +<h2><a name="VIII" id="VIII" /><a name="Page_216" id="Page_216" />VIII</h2> + +<p class="center">ATOMIC THEORIES</p> + +<p class="center">PROFESSOR W.H. BRAGG, C.B.E., D.SC., F.R.S.</p> + + +<p>When a lecture on the progress of Science is given before a conference +concerned largely with historical subjects, it is not inappropriate to +point out that Science has a history of its own and that its progress +makes a connected story. The discovery of new facts is not made in an +isolated fashion, nor is it a matter of pure chance, unaffected by what +has gone before. On the contrary, scientific progress is made step by +step, each new point that is reached forming a basis for further +advances. Even the direction of discovery is not entirely in the +explorer's control; there is always a next step to be taken and a +limited number of possible steps forward from which a choice can be +made. The scientific discoverer has to go in the direction in which his +discoveries lead him. When discoveries have been made it is possible to +think of uses to which they may be put, but in the first instance all +discoveries are made without any knowledge whatever of what use may +afterwards be made of them.</p> + +<p>Consequently scientific progress is a quite orderly advance, not a +spasmodic collection of facts, and in the truest sense of the word it +has a history. In order that opportunities for this steady progress may +be provided it is very important that this point should be fully +appreciated. Every one, for example, is vaguely conscious that science +played a great part in the War. As a consequence the number of students +of science has greatly increased; manufacturing firms are awakening to +the fact that they <a name="Page_217" id="Page_217" />must pay more attention to scientific development +and are founding research laboratories. It is very important that this +awakened attention should be well informed, and for that reason it +cannot be pointed out too often that the scientific work which has been +the basis of all material progress can only be turned to definite +material ends in the last stages of its development. Fundamentally +everything rests on the pure attempt to gain knowledge without any idea +of the use to which it may subsequently be put. Without pure science +there is no applied science at all. It is quite right in my opinion that +the researcher in pure science should have with him the hope that what +he does may one day be of direct benefit to others. But it is probable +that he does not in his own mind confine the idea of possible uses to +such material matters as I have mentioned above and as are so prominent +at present. He believes that his work has a less material side whose +value need not be explained to the present audience.</p> + +<p>In the general line of progress it is natural to find that there are +certain broad roads along which the main advance has been directed. +Students of physics and chemistry and the subjects which are allied to +them find that they are in general considering either matter, or +electricity, or energy. I make this classification, not from any +philosophical point of view, but simply for present convenience. The +first important principle to which I would like to draw your attention +is that each of these things can be measured quantitatively. If we +accept the weight of a substance as an indirect measure of the amount of +matter present, then we all know we can express the amount of matter in +any given body in terms of a fundamental unit, like a pound or a gramme; +and the idea has been put to immemorial use. In later years we have +learnt that electricity itself is also a quantity and that the amount of +electricity which stands on an electrified body, <a name="Page_218" id="Page_218" />or flows past a given +point in an electric conductor, as for example the wire connected to an +electric light, can be expressed arithmetically in terms of some unit. +Instruments are made for the purpose of measuring quantities of +electricity in terms of the legal standard. It is one of the functions +of a Government Institution, like the National Physical Laboratory, to +test such instruments and report on their accuracy. International +conferences have been held for the purpose of reducing these units to as +small a number as possible so that people may be able to trade less +wastefully and more conveniently, so that also the barriers between +peoples may be broken down and the interchange of ideas as well as of +materials may be made more easily. Without an arrangement of this kind +it would be impossible to carry on industrial life in which use is made +of electricity. It would be as difficult as to hold a market without the +use of weights and scales, more difficult, in fact, since anyone can +estimate the size of a piece of cloth or the amount of corn in a sack, +but no one has a natural sense by which he can estimate an amount of +electricity.</p> + +<p>In just the same way energy can be measured as a quantity in terms of a +fundamental unit. The discovery that this was so was made by Joule and +others towards the middle of the nineteenth century, and lit the road +for further advance as a dark street is lit by the sudden turning-up of +the lamps. All modern industry rests on this principle. We are now so +accustomed to the idea that energy is a quantity that we can hardly +realize a time when it was merely a vague term. If we want an +illustration of how thoroughly we have grasped this idea let us remember +that when we pay our electric-light bill we pay so much money for so +many units of energy supplied; for so much energy, let us note, not for +so much electricity, since we take into account not only the actual +amount of <a name="Page_219" id="Page_219" />electricity driven through our house wires, but also the +magnitude of the force which is there to drive it. Energy exists in many +forms: energy of motion, heat, gravitational energy, chemical energy, +radiation, and so on. In the transformations of energy which are +continually occurring in all natural processes, there is never any +change in the total amount of energy. This is the famous principle of +the Conservation of Energy. Sometimes it is stated in the form +'Perpetual motion is impossible'.</p> + +<p>One of the most important forms of energy is radiation. The constant +outpouring by the sun of energy in this form is vital to us. The fact +was obvious long ago and that is one of the reasons why light and heat +have interested students of science in all ages.</p> + +<p>There exist then three main subjects of study—matter, electricity, and +energy. These themselves and their mutual relations have been, and are, +the principal objects of interest to the scientific student, and from +our strivings to understand them we have learnt most of what we know. +All three are quantities and all are expressible in terms of units.</p> + +<p>Now there is one point which I have thought would especially interest +you. A very remarkable tendency of modern discovery shows more and more +clearly that not only are these things quantities which we can express +in units of our own choosing, but that Nature herself has already chosen +units for them. The natural unit does not, of course, bear any exact +connexion with our own. This being so, it must be of the utmost +importance that we should know what these natural units are and so be +able to understand what Nature is ready to tell us. Nature has chosen to +speak in a certain language; we must get to know that language.</p> + +<p>In the first place we know surely that there are natural units of +matter. This was the great discovery made by <a name="Page_220" id="Page_220" />Dalton in the beginning of +the nineteenth century. When he found that each of the known elements, +such as copper or oxygen or carbon, consisted ultimately of atoms, all +the atoms of any one element being alike, he laid the foundation on +which the huge structure of modern chemistry has been raised. The +chemist takes one or more atoms of one element, one or more of another, +and may be of a third or fourth, and he puts them together into a +compound which we call a molecule. The molecule for example of ordinary +salt contains always one atom of chlorine and one of sodium. Chlorine +and sodium are elements, salt is a compound. Six atoms of carbon and six +of hydrogen put together in a certain way make benzene. In the same way +every substance that we meet is capable of analysis, showing ultimately +the molecules as made up, according to a definite plan, of so many atoms +of the various elements. In analytical chemistry molecules are dissected +in order to discover the mode of their building; in synthetic chemistry +the atoms are put together to make a molecule which is already known to +have, or even may be anticipated to have, certain properties. This is +the work of the chemist. Sometimes enormous forces are concerned in this +pulling apart and putting together, witness the terrific power of modern +explosives. But the same kind of handling by the chemist may be devoted +to the delicate construction of a molecule which gives a certain colour +to the dyer's vat and so pleases the eye that the great cloth industries +feel the consequence, and nations themselves are affected by the flow of +trade. After all, since the processes of the physical world operate +ultimately through the power and properties of molecules, it is not +surprising that the chemist's work in these and numberless other ways +has such tremendous influence in the world.</p> + +<p>Here then by the recognition of the units of matter <a name="Page_221" id="Page_221" />which Nature has +chosen for herself it has been possible to do great things.</p> + +<p>It should be observed that the atom, in spite of its name, is not +something which is incapable of all further division; it is only +incapable of retaining its properties on division. When an atom of +radium breaks down in the unique operation during which its singular +properties are manifested, it dies as radium and becomes two atoms, one +of helium, the other of a different and rare substance. It will interest +you to know that the airships of the future are expected to be filled +with this non-inflammable helium.</p> + +<p>The discovery of the atomic nature of electricity came later. Faraday +established the fact that in certain processes there was more than a +hint that electricity was always present in multiples of a definite +unit. In the process called electrolysis the electric current is driven +across a cell full of liquid containing molecules of some substance. +When the electricity passes there is a loosening of the bonds that bind +together the atoms of the molecule, and a separation; atoms of one kind +travel with the electricity across the cell and are deposited where the +current leaves the cell; the other kind travel the opposite way. In this +way for example we deposit silver on metal objects in electro-plating +processes, or separate out the purest copper for certain electrical +purposes. The striking thing which Faraday discovered was that the +number of atoms deposited always bore a very simple relation to the +quantity of electricity that passes. The same current passing in +succession through cells containing different kinds of molecules broke +up the same number of molecules in each cell. It was as if in each +electrolytic cell atoms of matter and atoms of electricity travelled +together. The movement of an atom meant the simultaneous movement of a +definite quantity of electricity. Electricity was, so to <a name="Page_222" id="Page_222" />speak, done up +in little equal parcels, and an atom of matter on the move, which was +termed an ion, or wanderer, carried, not a vaguely defined amount of +electricity, but one of these definite parcels.</p> + +<p>It was not, however, until the later years of the nineteenth century +that the natural unit of electricity was manifested by itself and +without a carrier. At a famous address to the British Association at +York in 1881 Sir William Crookes described the first marvellous +experiments in which this feat had been accomplished, though there was +still to come a long controversy before the interpretation was clearly +accepted. It is now definitely established that there is a fundamental +atom of electricity which we now call the electron. As we all know +electrification is of two kinds—a positive and a negative. The electron +is of the negative kind. There does not appear to be a corresponding +positive atom of electricity, or at least not one that is so singular in +its properties as the electron. Electrons go to the making of all atoms, +just as atoms go to the making of molecules. The atom which is neutral, +that is, shows neither positive nor negative electrification, must +contain positive electricity in some form to balance the electrons which +we know it contains. When we strip an atom, as we know how to do, of one +or more of these electrons, the remainder is positively charged. The +positive ion is any sort of an atom or molecule which has become +positively electrified in this way. An atom which has become positive by +the loss of one or more of its electrons exercises a force on any spare +electrons in its neighbourhood or on any atom carrying a spare electron. +When there are large numbers of atoms seeking in this way to become +neutral once more, as occurs often in Nature, the forces generated may +be tremendous. They are shown, for example, in the lightning-stroke. But +indeed it would seem that all the chemical forces of which <a name="Page_223" id="Page_223" />we have +already spoken depend ultimately upon the electric state of the atom +concerned.</p> + +<p>It is because the force which a positively-charged atom exerts on an +electron is so great and because the electron is so light and easily +moved compared to an atom that the electron has not been isolated at +will until recent years. The isolation in fact depends upon the electron +being endowed with a sufficient speed to carry it through or past the +action of an atom which is seeking to absorb it into its system. A lump +of matter flying in space might enter our solar system with such speed +as to be able to pass through and go on its way almost undeflected. Or +again, it might have a much lower speed and go so much nearer the sun +that it was seriously deflected in its course, as we see in the case of +comet visitors. But if for some reason or other the lump of matter found +itself inside the solar system without the endowment of high velocity it +would certainly be absorbed. Just so an electron can pass through an +atom with or without serious deviation from its line of motion, provided +that motion is rapid enough. Only recently have we been able to exert +electric forces of sufficient strength to set an electron in motion with +the speed it must have if it is to maintain an individual existence Now +we can gather electrons at will, dragging them from the interior of +solid bodies, and hurl them with tremendous speed like a stream of +projectiles. Since in the open air the speed is soon lost by innumerable +collisions with the air-molecules, the effect can only be studied +satisfactorily in a glass bulb from which the air has been evacuated. +Crookes made great improvements in air-pumps during an investigation on +thallium, and consequently was able to obtain the high vacuum required +for the experiment with the electron streams. It was afterwards found by +Röntgen that when an electron stream in an evacuated bulb was directed +upon a target placed <a name="Page_224" id="Page_224" />within the bulb, a remarkable radiation issued +from the target. Thus arose the so-called X or Röntgen rays. As you all +know they have for many years played a most important part in surgery +and medicine. You may have heard that during the war they were also used +to examine the interior of aeroplane constructions and to look for flaws +invisible from without. Although X-Rays are of the same nature as light +rays they can penetrate where light rays cannot, passing in greater or +less degree through materials which are opaque to visible light and +allowing us to examine the interior which is hidden from the eye.</p> + +<p>Every electric discharge is essentially a hurried rush of electrons. +When we rub two bodies together and they become electrified we have in +some way or other torn electrons from one of the bodies and piled them +on the other. The former becomes the positively charged body and the +latter the negative. A film of moisture stops this action. When wool is +spun in factories it tends to become in certain stages of the process +too dry and too free from grease; the yarn then becomes electrified as +it passes over the leather rollers, and when the machine tries to spin +the threads together they fly apart and refuse to join up the minute +hooks with which the wool fibres are furnished. The spinning operation +would come to an end were there not means provided by which the air can +be so filled with moisture that the fibres become damp and the action +ceases. So in some cases a stream of air filled with positive and +negative ions is made to play upon the fibres; the fibres select what +ions they want, and so neutralizing themselves, spinning can proceed +again.</p> + +<p>When a current of electricity runs along a wire there is in fact nothing +more than a procession of electrons. The stream of electrons that runs +through the filaments in the lamps that light this room, raising the +filaments to a white heat, are set in motion by the dynamos in the city. +<a name="Page_225" id="Page_225" />There is a complete wire circuit, including the dynamo, the conductors, +and the lamps. When the dynamos are not working the electrons do not as +a whole move either way, though they are always there. When the dynamo +begins to turn, the electrons set out on their continuous journey.</p> + +<p>Electrons are involved in the emission of wireless signals, and in their +receipt. The so-called 'valve', which multiplies minute electric signals +and was so greatly improved during the war, depends entirely on the +action of electrons, and the brilliant experimental work was based on +the newly-acquired knowledge of their properties.</p> + +<p>I have told you that under certain circumstances a stream of electrons +may generate X-Rays, in reality a form of light rays. This action is a +very common one, and it is curious that the faster the electron goes the +shorter is the wave-length of the radiation. A very fast electron +generates an X-Ray of so short a wave-length that the penetrating power +of the ray, which goes with the shortness of the wave, is excessive, and +in this way we may have rays which go right through the human body or +even through inches of steel. As the speed of the exciting electron +becomes less, the X-Rays are less penetrating. With still slower +electrons we may generate ordinary light, and it will take a slower +electron to generate red than to generate blue. The slowest electrons we +use in this way have a speed of many hundred miles per second; the +fastest have a speed which nearly approaches that of light, or 186,000 +miles a second.</p> + +<p>And conversely radiation can set electrons in motion. When X-Rays are +driven into a patient's body electrons are set in motion within, and +moving over certain minute distances, initiate chemical actions which +are necessary to some cure. Or they may go right through the body and +fall on a photographic plate, setting in operation chemical action which +forms a picture on the plate.</p> + +<p><a name="Page_226" id="Page_226" />There is another occasion of an entirely different kind when the +electron is greatly in evidence and displays effects which are most +astonishing and significant. Every atom of radium or other radio-active +substances sooner or later meets with the catastrophe in which its life +as radium ends and atoms of other substances are formed. At that moment +occurs the emission which is the characteristic property of the +substance. One of the radiations emitted consists of high-velocity +electrons, moving, some of them, nearly as fast as light.</p> + +<p>Now it is found that when the speed approaches that of light, 186,000 +miles or 3 x 10<sup>10</sup> centimetres per second, the energy is higher than +it should be if it followed the usual rule, viz. energy is equal to half +the mass multiplied by the square of the velocity. It would seem that an +electron moving with the velocity of light would have infinite energy; +or, to put the matter in another way, the experimenter in his laboratory +can never hope to observe an electron moving so fast; it would be the +end of his laboratory and of himself if ever it turned up.</p> + +<p>Linked up with this result is the very strange fact that no one has ever +been able to find any direct evidence of the existence of the ether, +which is postulated in order to carry light-waves. It has been pictured +as a medium through which the heavenly bodies move, and to which their +motions may be referred. But when light is launched into the ether, its +apparent velocity must depend on whether it travels with or against the +drift of the ether through the laboratory where the measurement is made. +The experiment has been performed without the discovery of any such +difference, although the method was amply accurate enough to detect the +effect that might be expected. It was afterwards shown that the negative +result might be explained by supposing that a measure of length varied +in length according to whether it was travelling with or against the +ether. But the continual <a name="Page_227" id="Page_227" />failure of all such experiments has led to a +remarkable hypothetical development with which the name of Einstein is +firmly connected. It is supposed that some flaw must exist in our +fundamental hypotheses, and that if this were corrected we should then +find that we ought to get the same value for the velocity of light +however and whenever we measured it, and at the same time we should find +that no measurement of the velocity of a body moving relative to the +observer would ever equal the velocity of light. The hypothesis denies +the existence of an absolute standard to which motions can be referred, +and insists that they must all be considered relatively to the observer. +It is called the principle of relativity. Calculations of its +consequences begin with the necessary changes in the fundamentals, such +as Einstein has introduced.<a name="FNanchor_70_70" id="FNanchor_70_70" /><a href="#Footnote_70_70" class="fnanchor">[70]</a></p> + +<p>Time does not allow me to say more of the innumerable ways in which +electrons play an essential part in all the processes in the world. We +have long believed that this is so, but the picture has never been so +clear to us as it is now; and with our understanding our power is +increased. Yet once more the illumination of our understanding comes +from our recognition that Nature has preferred the discrete to the +continuous and that electricity is not infinitely divisible but is, like +matter, and even more simply than matter, of an atomic structure. And we +have found the unit and learnt how to handle it.</p> + +<p>It is even more strange that it may now be said of energy that there are +signs of atomicity. It may seem absurd to think that the energy which is +transformed in <a name="Page_228" id="Page_228" />any operation is transformed in multiples of a universal +unit or units, so that the operation cannot be arrested at any desired +stage but only at definite intervals. Indeed we have no right to assert +that this is always true. But undoubtedly there are cases in which the +atomicity of energy is clear enough, as for example in the interchange +of energy between electrons in motion and radiation. It is remarkable +that when radiation sets an electron in motion, the electron acquires a +perfectly definite speed depending only on the wave-length of the +radiation and not on its intensity, and has apparently absorbed from the +radiation a definite unit of energy. Radiation of a particular +wave-length cannot spend its energy in this way except in multiples of a +certain unit, because each of the electrons which it sets in motion has +the same initial energy, which it must have got from the radiation. In +other words, energy of radiation of the particular wave-length can only +be transformed into energy of movement of electrons in multiples of a +certain 'quantum' peculiar to that wave-length. The intensity of the +radiation, that is to say, the amount of energy moving along the beam, +can only affect the number of electrons set in motion and not the speed +of any one of them. During the last few years a very extraordinary +theory has been developed on the basis of these and similar facts. I +doubt if it would be more profitable to give further instances at +present, but I have mentioned it because it seems to show looming on the +horizon of our knowledge another tendency of Nature to make use of the +atomic principle.</p> + +<p>I will only add that the whole position of physics is indeed at this +time of extraordinary interest, and at any moment there may be some +great discovery or illuminating thought which will explain the present +startling difficulties and open up new worlds of thought.</p> + + +<p>FOR REFERENCE</p> + +<p>Bragg, <i>Rays and Crystals</i> (Ball & Sons).</p> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_70_70" id="Footnote_70_70" /><a href="#FNanchor_70_70"><span class="label">[70]</span></a> Since this address was given, the results of the Eclipse +Expedition to Brazil are considered to have confirmed in a satisfactory +manner one of the most remarkable deductions made by Einstein from the +principles which he maintains. The matter has roused so much interest +that some of the leading exponents of the relativity principle have +published careful accounts intended for students not familiar with it: +it would therefore be superfluous to discuss the matter here.</p></div> +</div> + + +<hr style="width: 65%;" /> +<h2><a name="IX" id="IX" /><a name="Page_229" id="Page_229" />IX</h2> + +<p class="center">PROGRESS IN BIOLOGY DURING THE LAST SIXTY YEARS</p> + +<p class="center">PROFESSOR LEONARD DONCASTER, F.R.S.</p> + + +<p>On November 24, 1859, <i>The Origin of Species</i> was published, and this +date marks the beginning of an epoch in every branch of biology. Before +it, Biology had been almost entirely a descriptive science, but within a +few years after the publication of the <i>Origin</i> its effects began to +colour all aspects of biological research. A co-ordinating and unifying +principle had been found, and the leading idea of biologists ceased to +be to describe living things as they are, and became transformed into +the attempt to discover how they are related to one another. The first +effect of this change of attitude was chiefly to turn biologists towards +the task of tracing phylogenetic or evolutionary relationships between +different groups of animals—the drawing up of probable or possible +genealogical trees and the explanation of natural classification on an +evolutionary basis. When once, however, the notion of cause and effect, +or more correctly of relationship, between the phenomena seen in living +beings had become familiar to biologists, it spread far beyond the +limits of tracing genealogical connexions between different animals and +plants. It made possible the conception of a true Science of Life, in +which every phenomenon seen in a living organism should fall into its +true place in relation to the rest, and in which also the phenomena of +life should be correlated with those discovered in the inorganic +sciences of Chemistry and Physics.</p> + +<p><a name="Page_230" id="Page_230" />The history of the various branches of biological science in the past +sixty years reflects the general course of these tendencies. Until +shortly after 1859, the study of morphology, or the comparative +structure of animals (and of plants) was intimately related with that of +physiology, that is, with the study of function. In the years following +the appearance of the <i>Origin</i>, however, anatomists and morphologists +were seized with a new interest. For the time at least, the chief aim in +studying structure was no longer to explain function, but rather to +explain how that structure had come into being in the course of +evolution, and how it was related with homologous but different +structures in other forms. The result was a tendency to a divorce +between morphology and physiology, or at least between morphologists and +physiologists, which led to the division into two more or less distinct +sciences of what had hitherto been regarded as closely inter-related +branches of one. The greater men of the early part of the period, such +as Huxley, remained both morphologists and physiologists, but most of +their followers fell inevitably into one or the other group, and in +discussing the later phases of biological progress it will be necessary +to keep them separate.</p> + +<p>Apart from its effect on the systematic and anatomical side of Biology, +the idea of Evolution, and especially of Darwin's theory of Natural +Selection, had important consequences on that side of the science which +may be described as Natural History. Before the appearance of Darwin's +work, Natural History consisted chiefly in the observation and +collection of facts about the habits and life-history of animals and +plants, which as a rule had no unifying principle unless they were used, +as in the Bridgewater Treatises, to illustrate 'the power, wisdom, and +goodness of God'. Now, however, a new motive was provided—that of +discovering the uses to the organism of <a name="Page_231" id="Page_231" />its various colours, +structures, and habits, and the application of the principle of natural +selection to show how these characters conduced to the preservation and +further evolution of the species. And out of this interest in the theory +of natural selection grew in the last twenty years of the nineteenth +century the greatly increased attention to the facts and theories of +heredity, which was stimulated by Darwin's hypothesis of Pangenesis and +especially by Weismann's speculations about the nature and behaviour of +the 'germ-plasm'. Before the appearance of Weismann's work, the +germ-cells, which bear somehow or other the hereditary characters that +appear in the offspring, were supposed to be produced directly from the +body of the parent. Darwin provisionally suggested that every cell of +every organism gives off minute particles which become congregated in +the germ-cells, and that these cells thus contain representative +portions of all parts of the parent's body. Weismann, on the basis of +his work on the origin of the germ-cells in Medusae and Insects, +maintained that these cells are not derived from the body, but only from +pre-existing germ-cells stored within it—that, in fact, although an egg +gives rise to a hen, a hen does not give rise to an egg, but only keeps +inside her a store of embryonic eggs which mature and are laid as the +time comes round. The theory had to be modified to suit the facts of +regeneration and vegetative reproduction, but in essence it was accepted +by the biological world and is the orthodox opinion (if such a word may +be used in Science) at the present day. The difference between the two +views is not only of theoretical interest, for it involves the whole +question of whether characteristics acquired by an individual during its +life in response to external conditions can or cannot be transmitted to +offspring. If the germ-cells contain representatives of all parts of the +body, modifications impressed on the body during its life may at least +<a name="Page_232" id="Page_232" />possibly be transmitted to offspring born after the modifications have +taken place. If, however, the germ-cells are independent of the rest of +the body, and only stored within it for safe-keeping like a deed-box in +the vaults of a bank, it would seem impossible for any environmental +influence, whether for good or ill, to take effect on the offspring. +This controversy on the heritability of 'acquired characters' was one of +the most important towards the end of last century, and although the +majority of biologists now follow Weismann in so far as they deny that +'acquired' characters are transmissible, the question is not yet +completely settled; all that can be said is that, in spite of many +attempts to prove the contrary, there is no satisfactory evidence of the +transmission to offspring of effects impressed on the body of the +parent, unless the germ-cells themselves have been affected by the same +cause—as for example in some cases of long-continued poisoning by +alcohol or similar drugs.</p> + +<p>While the problem of the transmission of acquired characters, and of the +cause of variation and its relation to evolution, was occupying much of +the attention of biologists, the whole problem entered upon a new phase +in the year 1900 with the re-discovery of Mendel's work on heredity. +Mendel worked with plants, and published his results in 1865, but at +that time the biological world was too much occupied with the fierce +controversy which raged over <i>The Origin of Species</i> to take much notice +of a paper the bearing of which upon it was not appreciated. Mendel's +discovery never came to the notice of Darwin, was buried in an obscure +periodical, and remained unknown until many years after the death of its +author. In 1900 it was unearthed, and, largely owing to the work of +Bateson, it rapidly became known as one of the most important +contributions to Biology made during the period under review.</p> + +<p><a name="Page_233" id="Page_233" />This is not the place to describe in detail the nature of Mendel's +theory. Its essence is, firstly, that the various characteristics of an +organism are in general inherited quite independently of one another; +and, secondly, that the germ-cells of a hybrid are pure in respect of +any one character, that is to say, that any one germ-cell can only +transmit any unit character as it was received from one parent or the +other, and not a combination of the two. This leads to a conception of +the organism as something like a mosaic, in which each piece of the +pattern is transmitted in inheritance independently of the rest, and in +which any piece cannot be modified by association with a different but +corresponding piece derived from another ancestor. It is impossible to +say as yet whether this conception at all completely represents the +nature of the living organism, but it is one which is exercising +considerable influence in biological thought, and if established it will +mark a revolution in Biology hardly inferior to that brought about in +Physics and Chemistry by the discovery of radio-activity.</p> + +<p>An important consequence of the advance in our knowledge of heredity +associated with the work of Mendel and his successors is a tendency to +doubt whether natural selection is of such fundamental importance in +shaping the course of evolution as was supposed in the years of the +first enthusiasm which followed the publication of the <i>Origin</i>.</p> + +<p>Darwin based his theory of Natural Selection on the belief which he +derived from breeders of plants and animals, that the kind of variation +used by them to produce new breeds was the small and apparently +unimportant differences which distinguish a 'fine' from a 'poor' +specimen. He supposed that the skilled breeder picked out as parents of +his stock those individuals which were slightly superior in one feature +or another, and that <a name="Page_234" id="Page_234" />by the accumulative effect of these successive +selections not only was the breed steadily improved, but also, by +divergent selection, new breeds were produced. Experience shows, +however, that although this method is used to keep breeds up to the +required standard, it is rarely, if ever, the means by which new breeds +arise. New breeds commonly come into existence either by a 'sport' or +mutation, or by crossing two already distinct races, and by selecting +from among the heterogeneous descendants of the cross those individuals +which show the required combination of characters. And it is further +found that most of the distinguishing features of various breeds of +domestic animals and plants are inherited according to Mendel's Law, +suggesting that each of these characters is a unit, like one piece of a +mosaic, independent of the rest. Now it is easy to see how the selection +of small, continuously varying characters could take place in Nature by +the destruction of all those individuals which failed to reach a certain +standard, but it is much more difficult to understand how natural +selection could act on comparatively large, sporadic, unco-ordinated +'sports'. There is thus a distinct tendency at present to regard natural +selection as less omnipotent in directing the course of evolution than +was formerly supposed, but it must be admitted that no very satisfactory +alternative hypothesis has been suggested. Some have supposed that there +is a kind of organic momentum which causes evolution to continue in +those directions in which it has already proceeded, while others have +postulated, like Bergson, an <i>élan vital</i> as a kind of directive agency. +Others again have reverted towards the older belief in the inherited +effects of environment—a belief which, in spite of the arguments of +Weismann and his followers, has never been without its supporters. The +present condition of this part of biology, as of many others, is one of +open-mindedness approaching agnosticism. <a name="Page_235" id="Page_235" />There is dissatisfaction with +the beliefs which satisfied the preceding generation, and which were +held up almost as dogmas, but there is no clear vision of the direction +in which a truer view may be sought.</p> + +<p>Before leaving this side of the subject, reference must be made to one +important aspect of modern work on heredity—that of the inheritance of +'mental and moral' characteristics. As a result of the work of the +biometric school founded by Galton and Pearson, it has been shown that +the so-called mental and moral characteristics of man are inherited in +the same manner and to the same extent as his physical features. Of the +theoretical importance of this demonstration this is not the place to +speak; its practical value is unquestionable, and may in the future have +important effects on sociological problems.</p> + +<p>Another notable line of advance, entirely belonging to the period under +review, and chiefly the product of the present century, is seen in the +science of Cytology—the investigation of the microscopic structure of +the cells of which the body is composed. The marvellous phenomena of +cell and nuclear division have revealed much of the formerly unsuspected +complexity of living things, while the universality of the processes +shows how fundamentally alike is life in all its forms. In recent years +great progress has been made in correlating the phenomena of heredity +and of the determination of sex with the visible structural features of +the germ-cells. Weismann attempted a beginning of this over thirty years +ago, but the detailed knowledge of the facts was then insufficient. +Since the discovery of Mendel's Law, a great amount of work has been +done, chiefly in America, by E.B. Wilson and T.H. Morgan and their +pupils, on tracing the actual physical basis of hereditary transmission. +Although the matter is far from being completely known, the results +obtained make it almost indubitable that inherited characters are in +some <a name="Page_236" id="Page_236" />way borne by the <i>chromosomes</i> in the nuclei of the germ-cells. +The work of Morgan and his school has shown that the actual order in +which these inherited 'factors' are arranged in the chromosomes can +almost certainly be demonstrated, and his results go far to support the +conception of the organism, referred to above, as a combination or +mosaic of independently inherited features.</p> + +<p>It was said at the beginning of this sketch that most of the more +notable lines of advance in Biology could be traced back to the impetus +given by the acceptance of the theory of Evolution, and the desire to +test and prove that theory in every biological field. It is most +convenient, therefore, to take this root-idea as a starting-point, and +to see how the various branches of study have diverged from it and have +themselves branched out in various ways, and how these branches have +often again become intertwined and united in the later development of +the science.</p> + +<p>Perhaps the most obvious method of testing the theory of evolution is by +the study of fossil forms, and our knowledge of these has progressed +enormously during the period under review. Not only have a number of new +and strange types of ancient life come to light, but in some cases, e.g. +in that of the horse and elephant, a very complete series of +evolutionary stages has been discovered. In this branch, however, as in +almost all others, the results have not exactly fulfilled the +expectations of the early enthusiasts. On the one hand, evolution has +been shown to be a much more complex thing than at first seemed +probable; and on the other, many of the gaps which it was most hoped to +fill still remain. A number of most remarkable 'missing links' have been +discovered, such as, for example, <i>Archaeopteryx</i>, the stepping-stone +between the Reptiles and the Birds, and the faith of the palaeontologist +in the truth of evolution is everywhere confirmed. But the hope of +finding all the stages, <a name="Page_237" id="Page_237" />especially in the ancestry of Man, has not been +realized, and it has been found that what at one time were regarded as +direct ancestors are collaterals, and that the problem of human +evolution is much less simple than was once supposed.</p> + +<p>A second important piece of evidence in favour of evolution is provided +by the study of the geographical distribution of animals, on which much +work was done in the earlier part of the period under review. And in +this connexion mention must be made of the science of Oceanography, for +our whole knowledge of life in the abysses of the ocean, and almost all +that we know of the conditions of life in the sea in general, has been +gained in the last fifty years.</p> + +<p>Another of the chief lines of evidence for the truth of the evolution +theory is based on the study of embryology, and this also was followed +with great vigour by the zoologists of the last thirty years of the +nineteenth century. It is found that in many instances animals +recapitulate in their early development the stages through which their +ancestors passed in the course of evolution. Land Vertebrates, including +man, have in their early embryonic life gill-clefts, heart and +circulation, and in some respects skeleton and other organs of the type +found in fishes, and this can only be explained on the assumption that +they are descended from aquatic fish-like ancestors. On the basis of +such facts as these, the theory was formulated that every animal +recapitulates in ontogeny (development) the stages passed through in its +phylogeny (evolution), and great hopes were founded upon this principle +of discovering the systematic position and evolutionary history of +isolated and aberrant forms. In many cases the search has led to +brilliant results, but, as in the case of palaeontology, in many others +the light that was hoped for has not been forthcoming. For it soon +became evident that the majority of animals show adaptation to their +<a name="Page_238" id="Page_238" />environment not only in their adult stages but also in their larval or +embryonic period, and these adaptations have led to modifications of the +course of development which are often so great as to mask, or obscure +altogether, the ancestral structure which may once have existed. +Although, therefore, the results of embryological research have provided +most convincing proof of the truth of the theory of evolution in +general, they have not completely justified the hopes of the early +embryologists that by this method all the outstanding phylogenetic +problems might be solved.</p> + +<p>The detailed study of embryology, however, has led to most important +results apart from the particular purpose for which most of the earlier +investigations in this field were originally undertaken. For the study +of embryology, at first purely descriptive and comparative, was soon +found to involve fundamental problems concerning the factors which +control development. An egg consists of a single cell, and it develops +by the division of this cell into two, then into four, eight, and so +forth, until a mass of cells is produced. In some cases all these cells +are to all appearance alike, or nearly alike; in others the included +yolk is from the first segregated more or less completely into some +cells, leaving the other cells without it. But in any case, after this +process of cell-division has proceeded for a certain time, +differentiation begins to set in—some cells become modified in one way, +others in another, and from what was a relatively homogeneous mass an +organized embryo, with highly differentiated parts, appears. The problem +immediately propounds itself—what are the factors which control this +differentiation? This problem is essentially a physiological one, and +yet, since it arises most conspicuously in a field which has been worked +by professed zoologists rather than physiologists, it has been studied +more by those trained in zoology and botany than by <a name="Page_239" id="Page_239" />those who have +specialized in physiology. In this way, as in many other directions, +such as in the study of heredity, of sex, and of the effects of the +environment on the colours and structure of animals, the trend of +zoology in recent years has returned towards the physiological side, and +the old division which separated the sciences (but which has never so +seriously affected students of plant life) is being obliterated.</p> + +<p>Hence we are led back to consider the progress of Physiology as a +whole—a subject with which the present writer hesitates to deal except +in a very superficial manner. Physiology as an organized science has +inevitably been deeply influenced by its close relation with medicine, +with the result that through a large portion of the period under review +it has concerned itself chiefly with the functions of the human body in +particular, or at least chiefly with Vertebrates from which, by analogy, +the human functions may be inferred. In this field it has made enormous +progress, and a vast amount of knowledge has been gained with regard to +the function and mechanism of all the parts and organs of the body. It +may perhaps be suggested, however, that in the pursuit of this detailed +(and in practice absolutely necessary) knowledge, physiologists have to +some extent lost sight of the wood in their preoccupation with the +trees. That is to say, while they have advanced an immense distance in +their knowledge of organs, they have not yet got as far as might be +hoped in the understanding of the organism—which is to say no more than +that the great and fundamental problem of Biology, the nature and +meaning of Life, is apparently almost as far from solution as ever. To +this further reference will be made below.</p> + +<p>The progress of Physiology has been so great in all its branches that it +is difficult to decide which most deserve mention; perhaps the most +important advances are <a name="Page_240" id="Page_240" />those connected with the nervous system and with +internal secretions. Little or nothing was known fifty years ago of the +minute structure of the nervous system, nor of the special functions of +its different parts. Now the main functions of the various parts of the +brain, and the relation of these parts to the activities of the other +organs of the body, are well known, although much remains to be +discovered with regard to the more detailed localization of function. +The study of the microscopic structure of brain and nerve, and +experiment on the conduction of nervous impulse, have given us some +insight into the mechanism of the nervous system, but the fundamental +nature of nervous action still remains unsolved.</p> + +<p>The nervous system is the chief co-ordinating link between the various +organs of the body, but in recent years it has been discovered that the +relations of the different parts to one another are greatly influenced +by substances known as internal secretions or 'hormones'. These +substances are produced by ductless glands (the thyroid, suprarenals, +&c.), from which they diffuse into the blood-stream and exercise a +remarkable influence either on particular organs or systems, or on the +body as a whole. Some of these secretions act specifically on the +involuntary muscles of the body, others control growth, others the +development of the secondary sexual characters, such as the distinctive +plumage of male birds, and also greatly influence the sexual instinct. +Much still remains to be discovered with regard to them, but it seems +clear that they are of immense importance in the economy of the body. It +has been suggested, without much experimental support, however, that if +a part of the body becomes modified by use or environment, it may +produce a modified hormone, and that so, by the action of this on the +germ-cells, the modification may be transmitted to subsequent +generations.</p> + +<p><a name="Page_241" id="Page_241" />Before leaving the subject of physiology in the more special or +technical application of the term, reference must be made to another +science the growth of which has been largely under the influence of +medicine. This is bacteriology, one of the newest branches of biology, +and yet one which both from its practical importance and from the +theoretical interest of its discoveries is rapidly taking a foremost +place. Of its practical achievements in connexion with disease, and with +the part played by bacteria and other minute organisms in the life and +affairs of man, it is not necessary to speak. Every one knows the great +advances that have been made in recent years in identifying (and to a +less extent in controlling) disease-producing organisms, whether +bacteria, protozoa (such as the organisms causing malaria, dysentery, +etc.), or more highly organized parasites. The attempt, however, to +combat these pathogenic bacteria has led to discoveries of the highest +importance with regard to the production of immunity, not only against +specific germs, but against many organic poisons such as snake venom and +various vegetable toxins. That an attack of certain diseases leaves the +patient immune to that disease for a longer or shorter time has of +course been known for centuries, but it is a modern discovery that a +specific poison induces the body to produce a specific antidote which +neutralizes it, and the detailed working out of this principle and the +study of the means by which the immunity is brought about promise to +lead us a long way towards the central problem of the nature and +activities of life itself.</p> + +<p>We have seen how zoology has been led back into physiological channels +of research, and how the study of bacteria is opening up some of the +deepest problems of the reaction of living things to environmental +stimuli, and just as the various branches of these sciences interlace +and influence one another, so all of them, in recent years, <a name="Page_242" id="Page_242" />have been +coming into contact with the inorganic sciences of chemistry and +physics. One of the noteworthy features of science in all its branches +in recent years has been the tendency of subjects which were at one time +regarded as distinct to come together again and to find that the +problems of each can only be successfully attacked by the co-operation +of the others. In their earlier days the biological sciences were in +most respects far removed from chemistry and physics; it was recognized, +of course, that organisms were in one sense at least physico-chemical +mechanisms, consisting of chemical elements and subject to the +fundamental laws of matter and energy. With the advent of the theory of +evolution this conception of the organism as a mechanism took more +definite shape, and among many biologists the belief was held that in no +very long time all the phenomena of life would be explicable by known +physico-chemical laws. Hence arose the scientific materialism which was +so widespread in the years following the general acceptance of Darwin's +theory. It was recognized, of course, that our knowledge of organic +chemistry was at the time entirely inadequate to place this belief upon +a proved scientific basis, but the expectation of proving it gave a +great impetus to the study of the physical and chemical phenomena of +life. This attempt was still further stimulated by the investigation of +the factors controlling development referred to in a preceding +paragraph, for it is evident that to a great extent at least these +factors are chemical and physical in nature. And concurrently, the great +advances in organic chemistry, resulting in the analysis and in many +cases in the artificial synthesis of substances previously regarded as +capable of production only in the tissues of living organisms, made +possible a much more thorough investigation of the chemical and physical +basis of vital phenomena. The result of this has been that to a quite +considerable extent <a name="Page_243" id="Page_243" />the factors, hitherto mysterious, which control the +fertilization, division, and differentiation of the egg, the digestion +and absorption of food, the conduction of nervous impulses, and many of +the changes undergone in the normal or pathological functioning of the +organs and tissues, can be ascribed to chemical and physical causes +which are well known in the inorganic world.</p> + +<p>As in other instances, however, some of which have been mentioned above, +the elucidation of the organism from this point of view has turned out +to be a much less simple process than the more sanguine of the early +investigators supposed. The more knowledge has progressed, the more +complex and intricate has even the simplest organism shown itself to be, +and although the mechanism of the parts is gradually becoming +understood, the fundamental mystery of life remains as elusive as ever.</p> + +<p>The chief reason for this failure to penetrate appreciably nearer to the +central mystery of life appears to be the fact that an organism is +something more than the sum of its various parts and functions. In +tracing the behaviour of any one part or function, whether it be the +conduction of a nervous impulse, the supply of oxygen to the tissues by +the blood, or the transmission of inherited characters by the +germ-cells, we may be able to give a more or less complete +physico-chemical or mechanical account of the process. But we seem to +get little or no nearer to an explanation of the fact that although +every one of these processes may be explicable by laws familiar in the +non-living, in the living organism they are co-ordinated in such a way +that none of them is complete in itself; they are parts of a whole, but +the whole is not simply a sum of its parts, but is in itself a unity, in +which all the parts are subject to the controlling influence of the +whole. An organism, alone among the material bodies which we know, is +constantly and necessarily in a state of unstable <a name="Page_244" id="Page_244" />equilibrium, and yet +has a condition of <i>normality</i> which is maintained by the harmonious +interaction of all its parts. Every function of the body, if not thus +co-ordinated with the rest, would very quickly destroy this condition of +normality, but in consequence of the co-ordination each is subject to +the needs of the whole, and normality is maintained. When the normality +is artificially disturbed, all the functions of the body adapt +themselves to the change, and, if the disturbance be not too great, +co-operate in the restoration of the normal condition. It is in these +phenomena of adaptation and organic unity and co-ordination that up to +the present time the efforts to reduce the phenomena of living things to +the operation of physico-chemical laws have most conspicuously failed.</p> + +<p>From what has been said it will be evident that, fundamentally, all +biological research, whether its authors are conscious of it or not, is +directed towards the solution of one central problem—the problem of the +real and ultimate nature of life. And the main outcome of the work of +sixty years has been that this problem has begun clearly to emerge as +the central aim of the science. The theory of evolution made the problem +a reality, for without evolution the mystery of life must for ever be +insoluble, but whatever direction biological investigation has taken, it +has led, often by devious paths, to the borderland between the living +and the inorganic, and in that borderland the central problem inevitably +faces us.</p> + +<p>Many suggestions for its solution have been made. On the one hand there +is still, as there always has been, a considerable body of opinion that +the solution will be a mechanical one—using the word mechanical in the +widest sense—and that the living differs from the non-living not in +kind, but only in degree of complexity. The upholders of the mechanistic +or materialist theory, however, are perhaps less confident than their +predecessors of the last century, for the solution in this direction +<a name="Page_245" id="Page_245" />has to face not only the problem of organic co-ordination already +referred to, but also that of consciousness and mind. For although the +study of psychology on physiological lines has made similar progress to +that of other branches of physiology, it seems to approach little nearer +to a discovery of the nature of the relation between consciousness in +its various aspects and the material body with which it is associated. +So long as this gulf remains unbridged, the possibility of a +satisfactory mechanistic explanation of life seems far away.</p> + +<p>On the other hand, there has been a revival of the ancient tendency +towards what is called a vitalistic solution. A certain number of +biologists, impressed by the apparent similarity between the control and +co-ordination exercised by the organism over its functions and the +conscious control of voluntary activity with which we are familiar in +ourselves, have supposed that these things are not merely superficially +similar but have a real and fundamental affinity. This does not mean +that organic control is always conscious, but that there is a +controlling entity, non-material in nature, which is similar in kind to +the 'ego' of a self-conscious human being. They suppose that the +organism is not simply material, but is a material mechanism controlled +by a non-material entity the nature of which is more akin to what we +mean by the word spirit than anything else of which we are accustomed to +think. They are in fact dualists, and divide reality into the material +and spatial on the one hand, and non-material principle or entity which +may fairly be called spiritual on the other.</p> + +<p>And, in the third place, there are those who seek a solution which +denies the truth of both the preceding, and which is metaphysically +idealist or monist in character. To them, if the present writer +understands their attitude, matter and spirit are different aspects of +one reality. In the inorganic and non-living, phenomena appear which are +generalized under the laws of physics and chemistry, <a name="Page_246" id="Page_246" />but the phenomena +of life fall into a different category which includes the conception of +co-ordination or individuality, while a still higher category is +required to include the phenomena of consciousness and mind.</p> + +<p>It is evident from this brief review that Biology in the period +considered has passed through three main stages. The first of these was +the acceptance of a new illuminating and unifying idea, which led to +enthusiastic research in many directions for the purpose of proving and +amplifying it. Very rapidly new facts, or new interpretations of facts +already known, were shown to fall into line, and the evolution theory +became converted from a hypothesis into something approaching a dogma. +Not only the idea of organic evolution itself, but all the current +beliefs about the method of evolution, and the larger speculations to +which it gave rise, were widely regarded as almost indisputable, and +where difficulties and inconsistencies appeared, these were supposed to +be due solely to the insufficiency of our knowledge, which would soon be +remedied. Then, however, as detailed knowledge increased, the voice of +criticism and doubt was more frequently heard. The various branches of +Biology began once more to overlap, and to join hands with chemistry and +physics, and it became clear that the interpretation of life was very +far from being a simple problem. And so, as with the Atomic Theory in +chemistry, the present position is one of dissolution of the older ideas +and of hesitation to express a fixed belief, for while Biology has a +clearer vision of the problem before it than ever it had, its wider +knowledge reveals the fact that the problem is far from being solved. +Perhaps one of the chief results of the great increase of knowledge +during the past sixty years has been to show us the immensity of the +field still remaining to be explored.</p> + + +<p>FOR REFERENCE</p> + +<p>Centenary volume on Darwin (Cambridge University Press).</p> + + + +<hr style="width: 65%;" /> +<h2><a name="X" id="X" /><a name="Page_247" id="Page_247" />X</h2> + +<p class="center">ART</p> + +<p class="center">A. CLUTTON-BROCK</p> + + +<p>My subject is art and thought about art. I deal with aesthetics only so +far as they concern art, that is to say I shall not attempt any purely +philosophic speculations about the nature of art and I shall speak of +the speculations of others, such as Croce and Tolstoy, only so far as +they seem to me likely to have a practical effect upon art. My subject +is the art of to-day and our ideas about it. We are beginning at last to +connect aesthetics with our own experience of art and to see that our +beliefs about the nature and value of art will affect the art we +produce. Hence a new aesthetic is very slowly appearing; but I have to +confess it has not yet appeared.</p> + +<p>Indeed there are at present two conflicting theories of art, one or +other of which is held consciously or unconsciously by most people who +are interested in art at all, and both of which I think are not only +imperfect but to some extent false. They are theories about the relation +of the artist to the public, and because of the conflict between them +and the falsity of each, we are confused in our ideas about art, and the +artists are often confused in their practice of it.</p> + +<p>The first theory has been expressed, not philosophically but with great +liveliness, by Whistler in his <i>Ten O'clock</i>, and has had great +influence both upon the thought of many people who care about art and +upon the practice of artists. It is, put shortly, that the artist has no +concern with the public whatever, nor the public with the artist. <a name="Page_248" id="Page_248" />There +is no kind of necessary relation between them, but only an accidental +one; and the less of that the better for the artist and his art.</p> + +<p>Whistler states it in the form of a New Testament of his own.</p> + +<div class="blockquot">'Listen,' he says. 'There never was an artistic period. + + 'There never was an art-loving nation. + + 'In the beginning man went forth each day—some to do battle, + some to the chase; others again to dig and to delve in the + field—all that they might gain and live or lose and die. Until + there was found among them one differing from the rest, whose + pursuits attracted him not, and so he stayed by the tents with + the women, and traced strange devices with a burnt stick upon a + gourd. + + 'This man, who took no joy in the ways of his brethren—who cared + not for conquest and fretted in the field—this designer of + quaint patterns—this deviser of the beautiful—who perceived in + nature about him curious curvings—as faces are seen in the + fire—this dreamer apart, was the first artist.' + + 'And when from the field and from afar, there came back the + people, they took the gourd—and drank from it.'</div> + +<p>Whistler means that they did not notice the patterns the artist had +traced on it.</p> + +<div class="blockquot"><p>'They drank at the cup,' he says, 'not from choice, not from a + consciousness that it was beautiful, but because forsooth there + was none other.'</p></div> + +<p>So gradually there came the great ages of art.</p> + +<div class="blockquot"><p>'Then', he says, 'the people lived in marvels of art—and ate and + drank out of masterpieces for there was nothing else to eat and + drink out of, and no bad building to live in.'</p></div> + +<p>And, he says, the people questioned not, and had nothing to do or say in +the matter.</p> + +<p>But then a strange thing happened. There arose a new class<a name="Page_249" id="Page_249" /></p> + +<div class="blockquot"><p>'who discovered the cheap, and foresaw fortune in the facture of + the sham. Then sprang into existence the tawdry, the common, the + gewgaw, and what was born of the million went back to them and + charmed them, for it was after their own heart.... And Birmingham + and Manchester arose in their might—and Art was relegated to the + curiosity shop.'</p></div> + +<p>I do not think this can be a true account of the matter; for, if the +people were not aware of the existence of art and did not value it at +all, how came they to imitate it? One imitates only that which one +values. Imitation, as we know, is the sincerest form of flattery; and +you cannot flatter that which you do not know to exist.</p> + +<p>But Whistler's account of the primitive artist is also wrong, so far as +we can check it. We may be sure that, if the other primitive men had +seen no value in his pursuits, they would have killed him or let him +starve. And the artist, as he exists at present among primitive peoples, +is not a dreamer apart. The separation between the artist and other men +is modern and a result of modern specialization. In many primitive +societies most men practise some art in their leisure, and for that +reason are interested in each other's art. In fact they notice the cups +they drink out of much more than we do. If we did notice the cups we +drink out of, we should not be able to endure them. In primitive +societies there are not star pianists or singers or dancers; they all +dance and make music. Homer himself was a popular entertainer; he would +have been very much surprised to hear that he was a dreamer apart. In +fact Whistler made up this pretty story about the primitive artist +because he assumed that all artists must be like himself. He read +himself back into the past and saw himself painting primitive nocturnes +in a primitive Chelsea, happily undisturbed by primitive critics. He is +wrong in his facts, and I believe he is wrong in his theory. There is a +relation, and a necessary relation, between <a name="Page_250" id="Page_250" />the artist and his public; +but what is the nature of it? That is a difficult question for us to +answer because the relation now between the artist and the public is, in +fact, usually wrong; and Tolstoy in his <i>What is Art?</i> tried to put it +right.</p> + +<p><i>What is Art?</i> is a most interesting book, full of incidental truth; but +I believe that the main contention in it is false. I will give this +contention as shortly as I can in his own words.</p> + +<div class="blockquot"><p>'Art', he says, 'is a human activity, consisting in this—that + one man consciously, by means of certain external signs, hands on + to others feelings he has lived through, and that other people + are infected by these feelings and also experience them.'</p></div> + +<p>Now this is well enough as far as it goes, but it is not enough, and +just because it is not enough it leads Tolstoy into error. Clearly, if +art is nothing but the infection of the public with the feelings of the +artist, it follows that a work of art is to be judged by the number of +people who are infected. And Tolstoy with his usual sincerity accepts +these conclusions; indeed, he wrote his book to insist upon them. He +judges art entirely as a thing of use, moral use, and he says it can be +of no use unless a large audience is infected by it. A work of art that +few can enjoy fails as art, just as a railway from nowhere to nowhere +fails as a railway. A railway exists to be travelled by and a work of +art exists to be experienced by as many people as possible. Here are the +actual words of Tolstoy:</p> + +<div class="blockquot"><p>'For a work to be esteemed good and to be approved of and + diffused, it will have to satisfy the demands, not of a few + people living in identical and often unnatural conditions, but it + will have to satisfy the demands of all those great masses of + people who are situated in the natural conditions of laborious + life.'</p></div> + +<p><a name="Page_251" id="Page_251" />Now this sounds plausible; but consider the effect of it upon yourself. +You listen to a symphony by Beethoven; and before you esteem it good, +you must ask yourself, not whether it is good to you, but whether it +will satisfy the demands of those great masses of people who are +situated in the natural conditions of laborious life. Tolstoy does +proceed to ask himself this question about Beethoven's Choral symphony +and about King Lear, and condemns them both because, he says, a Russian +peasant would not understand them. But if we all obeyed him and asked +this question about all works of art, we should none of us ever +experience any work of art at all; for, while we listened to a piece of +music, we should be wondering whether other people understood it; that +is to say we should not listen to it at all. And what is this Jury of +people situated in the natural conditions of laborious life who are to +decide not individually but as a Jury? Who can say whether he himself +belongs to them? Who is to choose them? Tolstoy chose them as consisting +of Russian peasants; he, like Whistler, believed in the primitive, but +for him it was the primitive man, not the primitive artist, who was +blessed. In his view there would be no Jury in all western Europe worthy +of deciding upon a work of art, because we none of us are situated in +the natural conditions of laborious life. So we must change all our way +of life or despair of art altogether. Not one of the great ages of art +would satisfy his conditions. Certainly not the Greeks of the age of +Pericles, or the Chinese of the Sung dynasty, or the thirteenth century +in France, or the Renaissance in Italy; and as a matter of fact he +condemns most of the great art of the world, including his own.</p> + +<p>We can escape from the tyranny of Tolstoy's doctrine, as from the +tyranny of Whistler's, only by considering the facts of our own +experience of art. The fact that we <i>can</i> <a name="Page_252" id="Page_252" />enjoy and experience a work +of art frees us from Whistler's doctrine, because, if we can enjoy and +experience it, we are concerned with it. Because of our enjoyment, art +is for us a social activity and not a game played by the artist for his +own amusement. We know also that the artist likes us to enjoy his art, +in fact complains loudly if we do not; and we do not believe that the +primitive artist or man was different in this respect. There is now, and +always has been, some kind of relation between the artist and the +public, but not the relation which Tolstoy affirms.</p> + +<p>According to him the proper aim of art is to do good.</p> + +<div class="blockquot"><p>'The assertion that art may be good art and at the same time + unintelligible to a great number of people is extremely unjust, + and its consequences are ruinous to art itself.'</p></div> + +<p>The word <i>unjust</i> implies that the aim of art is to do good. The artist +sins if he does not try to do good to as many people as possible, and I +sin if I am ready to enjoy and encourage a work of art which most people +do not enjoy.</p> + +<p>But as a matter of fact a work of art is good to me, not morally good +but good as a work of art, if I enjoy it. In my estimate of the work of +art I can ask only if it is a work of art to me, not if it is one to +other people. I may wish and try to make them enjoy it, but if I do that +is as a result of my own enjoyment of it. I can't begin by asking +whether other people enjoy it; I must begin with my own experience of +it, for I have nothing else to go by.</p> + +<p>And so it is with the artist; he cannot begin by asking himself whether +the mass of men will understand what he proposes to produce; he must +produce it, and then trust in man, and God, for its effect. Art is +produced by the individual artist and experienced by the individual man. +Tolstoy holds that it is to be experienced by mankind in the mass, not +by individuals; his audience is an abstrac<a name="Page_253" id="Page_253" />tion. Whistler holds that it +is produced by the individual, but for himself, and not experienced by +mankind either in the mass or as individuals. Both are heretics. What is +the truth?</p> + +<p>I will now turn for a moment to the high aesthetic doctrine of Benedetto +Croce. He in his <i>Aesthetic</i> tells us that all art is expression. True +enough, as far as it goes; but what do we mean by expression? Croce's +doctrine of expression is incomplete, he does not explain clearly what +he means by expression, because he also avoids the question of the +necessary relation between the artist and his audience; and this is the +question which our thought about art has to deal with, just as we have +to solve it in our practice of art and in our actual relation with the +artist. Croce does not see that the question—What is expression? +depends upon the question—What is the relation between the artist and +his audience? He does see that the audience exists, which Whistler +denies; he insists that the audience have the same faculties as the +artist, though to a less degree—that the artist is not a dreamer apart. +He says indeed that to experience a work of art we also must exercise +our aesthetic faculty; our very experience of it is itself expression; +and this is a most important point. But for Croce, as for Whistler, the +artist, when he expresses himself, is concerned only with what he +expresses, not with the people to whom he expresses himself. Croce does +not see this obvious fact, that a work of art is a work of art <i>because +it is addressed to some one</i> and is not a private activity of the +artist. That is why he fails to give a satisfying account of the nature +of expression. Croce cannot distinguish between expression, or art, and +day-dreaming; but the distinction is this, that as soon as I pass from +day-dreaming to expression, I am speaking no longer to myself but to +others. So the form of every work of art is conditioned by the fact that +it is addressed to others. <a name="Page_254" id="Page_254" />A story, for instance, is a story, it has a +plot, because it is told. A play is a play, and also has a plot, because +it is made to be acted before an audience. A piece of music has musical +form, with its repetitions and developments, because it is made to be +heard. A picture has composition, emphasis, because it is painted to be +seen. The very process of pictorial art is a process of pointing out. +When a man draws he makes a gesture of emphasis; he says—This is what I +have seen and what I want you to see. And in each case the work of art +is a work of art, expression is expression, because it implies an +audience or spectators. Without that implication, without the effort of +address, there could be no art, no expression, at all.</p> + +<p>In fact, art in its nature is a social activity, because man in his +nature is a social being. Art does not exist in isolation because man +does not exist in isolation. His very faculties are in their nature +social always and whether for good or for evil. The individual in +isolation is a figment of man's mind, and so is art in isolation.</p> + +<p>But although art is a social activity, it is not, as Tolstoy thinks, a +moral activity. The artist does not address mankind with the object of +doing them good. It is useless to say that he ought to have that object; +if he had he would not be an artist. The aim of doing good is itself +incompatible with the artistic aim. But that is not to say that art does +not do good. It may do good all the more because the artist is not +trying to do good.</p> + +<p>But what is it that really happens when the artist addresses us, and why +does he wish to address us? To answer this, we must consider our own +experience, not merely as an audience but also as artists, for we are, +as Croce insists, all of us to some extent artists. You have all no +doubt been aware of some failure and dissatisfaction in those of your +experiences which seem to you the highest. Suppose, for instance, you +see some extreme beauty, as <a name="Page_255" id="Page_255" />of a sunset. It leaves you sad with a +feeling of your own inadequacy. You have not been equal to it, and why? +You will say in speaking of it to others—I wish I could tell you what I +felt or what I saw, but I can't. That wish is itself natural and +instantly stirred in you by the experience of extreme beauty. The +experience seems incomplete, because you cannot tell anyone else what +you felt and saw; and you are hurt by your effort and failure to do so.</p> + +<p>It is a fact of human nature that the experience of any beauty does +arouse in us the desire to communicate our experience; and this desire +is instinctive. It is not that we wish to do good to others by +communicating it. It is simply that we wish to communicate it. The +experience itself is incomplete for us until we communicate it. The +happiness which it gives us is frustrated by our failure to communicate +it. We should be utterly happy if we could make others see what we see +and feel what we feel, but we fail of happiness because we cannot.</p> + +<p>Why? One can only conjecture and express conjectures in dull language. +This beauty is itself a universal quality or virtue which makes +particular things more real when they have it. It speaks to the +universal in us, to the everyman in us, and, speaking so, it makes us +aware of the universal in all men. We too wish to speak to that +universal, we wish to find it and the more intense reality which is to +be seen only where it is seen, we wish ourselves to be a part of it; and +we can do that only when all other men also are a part of it. Beauty +seems to speak not merely to us but to the whole listening earth, and we +would be assured that all the earth is listening to it, not to us.</p> + +<p>But we ourselves have to play our part in the realizing of this +universal; the sense of it comes and goes; for the most part we +ourselves are not aware of it. We are merely <a name="Page_256" id="Page_256" />particulars, like other +men, and separated from them by the fact that we are all particulars. +Only, when for a moment we are aware of it, then we are filled with a +passion to make it real and permanent; and it is this passion which +causes art and the blind instinctive effort at art, at communication, at +expression, which we have all experienced.</p> + +<p>But it follows from this that the audience to which the artist addresses +himself is not any particular men and women: it is mankind. The moment +he addresses himself to any particular men and women and considers their +particular wants and desires, he is giving up that very sense of the +universal that impelled him to expression; he is ceasing to be an artist +and becoming something else, a tradesman, a philanthropist, a +politician. The artist as artist speaks to mankind, not to any +particular set of men; and he speaks not of himself but of that +universal which he has experienced. His effort is to establish that +universal relation which he has seen, a universal relation of feeling. +And to him, in his effort, there is neither time nor space. Mankind are +not here or there or of this moment or of that; they are everywhere and +for ever. The voice in Mozart's music is itself a universal voice +speaking to the universe of universal things. And all art is an acting +of the beauty that has been experienced, a perpetuation of it so that +all men may share it for ever. The artist's effort is to be the sunset +he has seen, to eternalize it in his art, but always so that he and all +men may be part of this universal by their common experience of it.</p> + +<p>So, as I say, the artist must not speak to any particular audience with +the aim of pleasing them—there is that amount of truth in Whistler's +doctrine; and he does fail if he does not communicate, since his aim is +communication—there is that amount of truth in Tolstoy's doctrine.</p> + +<p><a name="Page_257" id="Page_257" />But the next question that arises is the attitude of ourselves to the +artist.</p> + +<p>We have to remember that he is speaking not to us in particular, but to +all mankind, and that he speaks, not to please us or to satisfy any +particular demand of ours, but to communicate to us that universal he +has experienced so that we with him may become part of it.</p> + +<p>It follows then that we must not make any particular demands upon him. +We must not come with our own ideas of what he ought to give us. If we +do, we shall be an obstruction between him and that ideal universal +audience to which he would address himself. We shall be tempting him, +with our egotistical demands, to comply with them. But these demands we +are always making; and that is why the relation between the artist and +any actual public is usually nowadays wrong. I was once looking at +Tintoret's 'Crucifixion' in the Scuola di San Rocco with a lady, and she +said to me—'That isn't my idea of a horse.' 'No'—I answered—'it's +Tintoret's. If it were your idea of a horse, why should you look at it? +You look at a picture to get the artist's idea.' But that isn't the +truth about art either. The artist doesn't try to substitute his own +particular for yours. He tries to communicate to you that universal +which he has experienced, because it is to him a universal, not his own, +but all men's, and he wishes to realize it by sharing it with all men. +His faith, though he may never have consciously expressed it to himself, +is in this universal which, because it is a universal, can be +communicated to all men. His effort is based on that faith. He speaks +because he believes all men can hear, if they will.</p> + +<p>So the effort of the audience must be to hear and not to distract him +with their particular demands. They must not, for instance, demand that +he shall remind them of <a name="Page_258" id="Page_258" />what they have found pleasant in actual life. +They must not complain of him that he does not paint pretty women for +them, or compose bright cheerful tunes. They are not to him particular +persons to be tickled according to their particular tastes, but mankind +to whom he wishes to communicate the universal he has experienced.</p> + +<p>So, if there is an actual audience listening for that universal and +clearing their minds of their own egotistical demands, then art will +flourish and the artist will be encouraged to communicate that universal +which he has experienced. But if particular audiences demand this or +that and are not happy until they get it, if they say to him—Tickle my +senses—Persuade me that all is for the best in the world as I like it; +that prosperous people like myself have a right to be prosperous; that I +am a fine fellow because I once fell in love; that all who disagree with +me are wicked and absurd—then you will have the kind of art you have +now, in the theatre, in the picture gallery, in the cinema, in the +novel; yes, and in your buildings, your cups and saucers, your pots and +pans even. For in the very arts of use you demand that the craftsman +shall provide you with what you demand, and as cheap as possible; +because you do not understand that he should express himself, you do not +understand also that his expression is worth having and that he ought to +be paid for it. In the very pattern on a tea-cup, if it is worth having +at all, there is the communication of that universal which the artist +has experienced. It is there to remind you of itself whenever you drink +tea, to bring the sacrament of the universal into everything as if it +were music accompanying and heightening all our common actions; but if +you want a fashionable tea-cup cheap, you will get that, and you will +not get anything expressed or communicated with it. You will be shut up +in yourself and your own particularity and ugliness. If we want art we +<a name="Page_259" id="Page_259" />must know how we should think and feel and act so as to encourage the +artist to produce it.</p> + +<p>But why should we want art at all? I hope I have answered that question +incidentally. It is so that we may have life more abundantly; for we can +have life more abundantly only when we are in communication with each +other, mind flowing into mind, the universal expressing itself in and +through all of us. We all more or less blindly desire this +communication, but we seldom know why we desire it or even what exactly +it is we desire. We make the strangest, clumsiest efforts to communicate +with each other—I am making one now—and we are constantly inhibited by +false shame from real communication. We are afraid to be serious with +each other, afraid of beauty, of the universal, when we see it. On this +point I will tell a little story from Mr. Kirk's <i>Study of Silent +Minds</i>. At a concert behind the front, an audience of soldiers had +listened to the ordinary items, a performance, as Mr. Kirk says, 'clean, +bright, and amusing', which means of course silly and ugly. Then the +orchestra played the introduction to the <i>Keys of Heaven</i>, and a gunner +remarked—'Sounds like a bloody hymn.' That was his fear of beauty, his +false shame. But when the <i>Keys of Heaven</i> was ended, the whole +audience, including the gunner, gave a sigh of content; and after that +they went to hear it time after time. Well, the beauty of that song, and +of all art, is the 'Key of Heaven' itself. For Heaven is a state of +being of which we all dream, however dully, in which all have the power +of communication with each other; in which all are aware of the +universal, possessed by it and a part of it, all members of one body, +all notes in one tune, and therefore all the more intensely themselves, +for a note is itself, finds itself, only in a tune; otherwise it is mere +nonsense.</p> + +<p>Of course if you are to believe this, you must believe in <a name="Page_260" id="Page_260" />the existence +of a universal, independent of yourself, yet also in you and in all men. +You must believe that beauty exists as a virtue, a quality, a relation +of things, and that it is possible for you also to produce that virtue, +to live in that relation. But no one can prove that to you. The only way +to believe it is to see beauty with intensity and to make the effort of +communication in some form or other.</p> + +<p>Tolstoy believes that the very word beauty is a useless one because, he +says, all efforts to define beauty are vain. But that is true of the +word life, yet we have to use the word because life exists. And all +explanations of art which refuse to believe in beauty as a reality +independent of us, yet one of which we may become a part, do fall into +incredible nonsense. We are told that art is play; the only answer to +which is that it isn't. Others say that it is an expression of the +sexual instinct, which has forgotten itself. They discover that in some +savage tribe the male beats a tom-tom to attract the female; and they +conclude that Beethoven's Choral Symphony is only a more elaborate +tom-tom beaten to attract a more sophisticated female. But again the +only answer is that it isn't; and that if all our ancestors were, not +Whistler's dreamers apart, but beaters of tom-toms to attract females, +then there was something in the sound of the tom-tom that made them +forget the female. The reality of art is to be found not in its origins +but in what it is trying to be; and what it is trying to be is always a +communication between mind and mind; what we aim at in art is a +fellowship not for purposes of use but for its own sake, the fellowship +we feel when we are all together singing a great tune.</p> + +<p>But now, since we have a hundred foolish ideas about art, its nature and +value, it is of the greatest importance that we should attain to a right +idea of it, not only as a matter of theory to be discussed, but as a +religion to be practised. And, if we can grasp this right idea of it, we +<a name="Page_261" id="Page_261" />shall not think of art as consisting merely of the fine arts, painting, +poetry, music, sculpture. We shall see that it is possible for men to be +artists, to exercise this great activity of communication, in the work +by which they earn their living, and that a happy society is one in +which all men do so exercise it. We are very far from that happiness +now, and that is why Ruskin and Morris became almost desperate rebels +against our present society. What they said about art and its nature is +still the best that has been said about it, far nearer to philosophic +truth than all that the professed philosophers have said, and of the +utmost moment to us now. For if we could believe them we should change +most of our values; we should see that the ordinary man, now being +deprived of all the joy of art in his work, is living a mutilated life; +we should place art among the rights of man. Whereas Rousseau said—All +men are born free and everywhere they are in chains—we should say—All +men are born artists and everywhere they are drudges. With our curious +English originality, which hits on so many momentous truths and then +makes no use of them, it is we who have found the greatest truth about +art, but neither we nor any other people is at present making much use +of it. Because we lack art, lack the power of communication, we lack +fellowship; and as Morris said—Fellowship is life and the lack of it is +death.</p> + + +<p>FOR REFERENCE</p> + +<p>W. Morris, <i>Hopes and Fears for Art</i>.</p> + + + +<hr style="width: 65%;" /> +<h2><a name="XI" id="XI" /><a name="Page_262" id="Page_262" />XI</h2> + +<p class="center">A GENERATION OF MUSIC</p> + +<p class="center">DR. ERNEST WALKER</p> + + +<p>The general subject of this course is European Thought; and, to some, +music may perhaps seem in this connexion rather like an intruder. +Indeed, if the musician is, in William Morris's phrase, 'the idle singer +of an empty day', if his business is to administer alternate stimulants +and soporifics to the nerves or, at best, the surface emotions, or to +serve in Cinderella-like fashion any passing, shallow needs of either +the individual or the crowd, then, obviously, he has no place worth +self-respecting mention in the world as it exists for philosophy. But +widespread as some such conception of the function of music is, I hope +you will agree with me in throwing it aside as, at any rate for our +present purpose, no more worth the trouble of even approximately patient +argument than that other less general but more objurgated conception of +musical composition as something like a mechanically calculated spinning +of bloodless formulae. By the conditions of its being, music has to +express itself through non-intellectual channels, but may we not say +that its essence is intellectual, that it is, in Combarieu's phrase, the +art of thinking in sound—thinking in as precise a sense as the word can +bear? It does not express itself verbally: it is self-dependent, with a +language available only for the expression of its own ideas and not even +indirectly translatable by nature into a verbal medium. Yet it is +thought none the less; perhaps all the more. Words, we have often <a name="Page_263" id="Page_263" />been +told, serve for the concealment of thought; but the language of music is +more subtle, more comprehensive. It has been said that where words end, +music begins; and anyhow, for musicians, there stands on record the +serenely proud claim of one of themselves. 'Only art and knowledge', +said Beethoven, 'raise man to the divine; and music is a higher +revelation than all wisdom and all philosophy.'</p> + +<p>But I must not allow this little preliminary apology to stray into the +field of abstract aesthetics. The subject proposed to me, the +correlation of the progress of specifically musical thought during the +last generation with the progress of European thought in general, is so +extensive that I cannot within the necessary limits attempt to deal with +more than some of the most salient features, and even those I shall have +to treat in very broad outlines, with a certain disregard of detail and +nicely balancing qualifications. I shall only attempt to put before you +what seem to me the most prominent considerations, and to throw out +suggestions which I hope you may perhaps, if sufficiently interested, +develop at leisure for yourselves.</p> + +<p>In several ways the correlation of the musician with the non-musical +world is now more intimate and conscious than ever before. Forty or +fifty years ago—in spite of brilliant individual exceptions—musicians +were, in the main, self-centred craftsmen; they were inclined to drift +into a backwater, away from the chief currents of the intellectual, or +often indeed of the general artistic life of their day, and they seem on +the whole to have been content to have it so. In England we were +somewhat behindhand, no doubt, in our participation in the gradual but +steady change. But men like Parry and Stanford brought their profession +into close touch with the general culture of their contemporaries, and +made the <a name="Page_264" id="Page_264" />universities and music understand each other; Grove, the first +director of the Royal College, himself a man whose professional career +(not to mention his amateur interests) had ended in music after ranging +through civil engineering, business organization, biblical archaeology, +and the editorship of a great literary magazine, preached with +infectious enthusiasm the new doctrine of the larger outlook; and for +the last thirty years, even if our practice may have occasionally seemed +somewhat to lag behind, at any rate our theory has not looked back. +Musicians have been granted their claim to be judged by the same +intellectual and moral standards as other reasonable people; it is a +modest claim, but, especially in England, it has had to be fought for.</p> + +<p>And the entry on this wider heritage, which English musicians, apart +from an exception or two such as Pierson and Bennett, won for the first +time a generation ago, has had in every country a definite influence on +composition, especially (as is only natural) on the composer's attitude +towards the musical setting of literature. I should be far from saying +that any modern is a greater song-writer than Schubert; but it is +obvious that the followers of Wolf and Duparc and Moussorgsky are aiming +at something different. They may not express the general mood of the +poem more faithfully, but they certainly attach more importance to its +lyrical structure and to flexibly expressive diction: they accept the +poet as an equal colleague. The serious song-writer can hardly any +longer, like Schumann in his setting of Heine's 'Das ist ein Flöten und +Geigen', afford to stultify great poetry by quoting from memory and +getting the adjectives deplorably wrong. Nor can he, like Beethoven in +'Adelaide' and the 'Entfernte Geliebte' cycle, let himself weave musical +structures many sizes too large for the proper structure of the <a name="Page_265" id="Page_265" />words, +which have consequently to be repeated over and over again with very +little regard for poetical or even common sense. Schumann and Beethoven, +especially the former, were culturally very far from narrow-minded men; +but there was not in their days any general cultural pressure +sufficiently strong to influence them as composers. Now, the pressure is +so strong that few can resist. Most composers have now fully learned +their lesson of a fitting politeness towards their +poet-colleagues—learned it in the main, so far as not intuitively, from +the high examples set by Wolf and the modern French school—and have, +moreover, come to recognize the duty of setting such words as may be fit +not only to be sung but to be read, a duty shockingly neglected by many +of the greatest geniuses in musical history.</p> + +<p>And the cultural pressure has gone farther than this. Not only has the +increasing complexity of life broadened the musician's personal outlook, +professional or unprofessional: it has also modified, whether for better +or for worse, the outlook of the music itself. We may conveniently +divide all music into two great classes: 'absolute' music, in which the +composer appeals to the listener through the direct medium of the pure +sound and that alone; and 'applied' music, in which the appeal is more +or less conditioned by words, either explicit or implicit by +association, or by bodily movement of some kind, dramatic or not, or by +any other non-musical factor that affects the nature of the composer's +thought and the method of its presentation. Up to the present +generation, instrumental music, unconnected with the stage, has been +virtually identifiable with absolute music; there are a handful of +exceptions—sporadic pieces, usually though not invariably thrown off in +composers' relatively easy-going moods, and an isolated figure or two of +serious revolt, like Berlioz and Liszt—but they <a name="Page_266" id="Page_266" />only serve to prove +the rule. Now, this identification is far from holding good. More +consciously than ever before, instrumental music is straining beyond its +own special domain and asking for external spurs to creative activity. +And it asks in various quarters. It may ask merely the hint of +particular emotional moods conditioned by special circumstances; or it +may vie with the poet and the novelist in analysis of character. The +psychology, again, may pass into the illustration of incident, whether +partially realistic or purely imaginative, or into the illustration of +philosophical tenets, as in Strauss's version of Nietzsche's doctrines +in his <i>Also sprach Zarathustra</i> or Scriabin's of theosophy in his +<i>Prometheus</i>. Or the composer may go directly to painting, whether +actual as in Rachmaninoff's symphonic poem on Böcklin's picture of 'The +island of the dead', or visionary as in Debussy's 'La cathédrale +engloutie'. There is indeed no end to such instances.</p> + +<p>All this development of instrumental music into territories more or less +adjacent makes a very imposing show; and it is so markedly a product of +the last generation that we easily over-estimate the novelty of its +essential results. As I have said, instrumental music is more and more +asking for external spurs to creative activity; but this does not mean +that music as a whole is, so to speak, breaking loose from its moorings +and adventurously voyaging on to uncharted seas. What it means is, +simply, that, under the stress of modern culture, the barriers between +vocal and instrumental, dramatic and non-dramatic, music have been to a +great extent abolished.</p> + +<p>We may consider music as normally involving three persons: the composer, +the performer, and the listener. Until the present generation, the role +of the listener was normally quite passive. All that he had to do was to +keep his ears open to the music, and further, when <a name="Page_267" id="Page_267" />required, his ears +open to words and his eyes to dramatic presentation. The composer and +the performers did everything for him. But now they do not. The modern +composer urges that, just as vocal music demands from the listener a +separate knowledge of the words, so instrumental music may demand, as a +condition of full understanding, a separate knowledge of some verbally +expressible signification. The parallel no doubt holds well enough even +if we answer, as we certainly may, that in much vocal music the words +are so unimportant that it really does not musically matter if they are +unintelligible or inaudible. But this latter-day demand on the listener +is considerable. The listener to Strauss's <i>Don Quixote</i>, for example, +must, in order to appreciate in full measure any section of this long +work, have a fairly close acquaintance with Cervantes' book—whether +derived from an analytical programme or from personal reading: there are +neither words nor acting to give a clue, nor does the printed music +itself give the slightest assistance, except in so far that a couple of +themes are labelled with the names of the 'Knight of the sorrowful +countenance' himself and Sancho Panza. Sometimes, no doubt, a composer +helps at any rate the purchaser of his music more; but to the listener +he gives nothing, and leaves his thought, as embodied in the mere title, +to be reached as best it may. The modern composer makes these demands on +the listener continually; and he does so simply because the sphere of +the music-lover's imaginativeness and general culture has become so +greatly enlarged that he thinks he can fairly afford to take the risk.</p> + +<p>But we may well ask whether the music of suggestion has not, in its +restless anxiety to correlate itself with non-musical culture, reached +or perhaps even overstepped the limits of musical possibility. It is no +question of a composer's rights: he has a right to do anything he <a name="Page_268" id="Page_268" />can, +provided that he preserves a due proportion between essentials and +unessentials. And judicious criticism will turn, if not a blind, at any +rate a short-sighted eye towards a great composer's occasional realistic +escapades, which, however irritating they may perhaps be to others, are +to him only a part of the general background of his texture; after all, +in their different media, Bach and most of the other giants have +occasionally allowed themselves similar little flings. It is a question +not of rights, but of powers. The poet and the painter and the novelist, +not to mention all the non-human agents in the universe, are bound to do +a good many things much better than the composer can; and even if he may +personally aspire to be a kind of spectator of all time and existence, +he has no means of making his listeners see eye to eye with himself. The +risk he runs may be too great. Realizing as we must that all this +ferment of suggestion-seeking has undoubtedly vivified and enriched +musical development in not a few aspects, we may nevertheless feel, and +feel profoundly, that there is a cardinal weakness inherent in it. A +composer may so easily be tempted to forget that it is after all by his +music, and by his music alone, that he stands or falls. If he asks too +much extra-musical sympathy from the listener, he defeats his own end. +The listener will inevitably concentrate on the unessentials, and will +as likely as not get them quite wrong; he may indeed indulge the habit +of realistic suspicion to such an extent as to make him become +thoughtlessly unfair and credit the composer with sins of taste, whether +babyish or pathological, of which the objurgated culprit may be +altogether innocent. If a composer plays with fire, he is fairly sure to +burn some one's fingers, even if he successfully avoids burning his own. +And anyhow it is waste of time, and worse, for us to cudgel our brains +to fits of <a name="Page_269" id="Page_269" />entirely unnecessary inventiveness when the composer has +left his music unlabelled. We sometimes hear of children being +encouraged to give verbal or dramatic expression of their own to +instrumental music; that is not education—very much the reverse. It is +merely the expense of spirit in a waste of fancifulness, the wilful +murder of all feeling for music as such.</p> + +<p>The feeling for music as such, that is still the one thing needful. And +by this canon, so it seems to me, we must judge all these alarums and +excursions of modern composers. If we hold firmly by it, we shall not be +unduly worried when we learn that the music which seems so perfectly to +realize the composer's expressed meaning has been originally designed by +him quite otherwise—as has happened oftener than is generally known; +though this fact does not excuse wilful contradictions of a composer's +definite intentions, as in the vulgar perversion of Rimsky-Korsakoff's +<i>Scheherezade</i> popularized by the latest fashionable toy, the Russian +Ballet, which would do more musically unexceptionable service were it to +confine itself to works specially designed for it, such as the +fascinating and finely-wrought scores of Stravinsky, or concert works +like Balakireff's <i>Thamar</i>, based on programmes that can be mimetically +reproduced without unfaithfulness. And anyhow, in the midst of all these +appeals to the eye or the literary memory or what not, we may call to +mind the simple truth that music is something to be heard with either +the inward or the outward ear, and if we are too much distracted +otherwise, our hearing sense suffers. We shall pay too high a price for +our latter-day correlation of music with literature and the other arts +if the music itself has to play the part of Cinderella. 'We do it wrong, +being so majestical.'</p> + +<p>Again, we may endeavour to correlate recent musical <a name="Page_270" id="Page_270" />development with +the development of the conceptions of nationality and race. With +nationality in the strictly political sense music has, indeed, nothing +to do: there is no inborn musical expression common to all the +inhabitants of Switzerland, or the United States, or the British Empire +(or indeed the British Islands). And if we abandon political nationality +entirely and think of national music solely in terms of race, we still +have to make very large deductions. Heredity counts, it would seem, for +far less than environment in musical development—especially so in these +days of free intercourse. Nevertheless, we may to some extent isolate +the racial element; and within the last generation increasingly vigorous +efforts have been made to do so—though they have perhaps neglected +sufficiently to observe that racial ancestry is often an extremely mixed +quantity.</p> + +<p>To the musician, this insistence on race is in the main a quite modern +thing. It is true that, as the successive waves of Italian influence +flowed northward in the sixteenth, seventeenth, and eighteenth +centuries, they met in England, France, and Germany, and, at the end, in +Russia, native cross-currents; and there was plenty of controversy +between the opposing parties. But this controversy was mainly concerned +with matters of technique; whereas the whole force of the modern +movement consists in its reliance on the simple folk-music which is +supposed to be characteristic of the race as a whole, and about which +hardly any composers of the past consciously troubled themselves at all. +Haydn and Beethoven, no doubt, used folk-tunes in their own works to +some extent, but the former's adaptations from the uncultivated tunes of +his own Croatian people are polished nearly out of recognition, and when +the latter commandeers from Ireland or Russia or elsewhere, nothing but +pure Beethovenishness remains after his <a name="Page_271" id="Page_271" />masterful hand has done its +will. We may say, indeed, that nationality, as such, was never in their +time a conscious factor in musical composition.</p> + +<p>The modern movement seems to owe its origin to several non-musical +causes. For example, the spread of political democracy had no little +influence in arousing interest in the music specifically characteristic +of at any rate the non-urban sections of the newly enfranchised classes. +But, in the main, it was caused by the modern rise into something like +political prominence of the smaller nations, smaller either in size or +in historical importance. The events of 1848, for example, brought +Hungarian folk-music before the world; Bohemian claims against Austria +produced the work of Smetana and Dvořák, largely based on the general +style of their own native melodies; the Irish Question made us know the +Irish songs; and the dominating races followed those leads, at any rate +in so far as to take interest in their own traditional music, and try to +evaluate its differentiating factors. Conscious connexion between +artistic composition and folk-music has varied very much: very strong in +Russia and other Slavonic countries, it has been very weak in Italy and +France; in Germany we find all stages between the work of Brahms, where +the folk-element is very notable, and of Wolf, where it is non-existent; +in our own islands it has been very weak, but is now becoming very +strong. But, whether this connexion has been conscious or not, still, +sooner or later, all the insisters on the importance of the element of +nationality have joined hands with the enthusiasts for the folk-music of +the people. In the work of preserving the knowledge of this folk-music +England has been one of the last of all countries: even the last edition +of Grove's <i>Dictionary</i>, our standard authority, gives many pages to +Scotland and Ireland and Wales, and <a name="Page_272" id="Page_272" />smuggles English folk-music into an +appendix. Only indeed in the twentieth century has anything like an +adequate study of the varied treasures of English folk-music become +possible, and we have learned enough to realize that great folk-music is +no monopoly of the races that have been either politically or socially +decentralized.</p> + +<p>This advance of the conception of racialism has widened and intensified +music in not a few ways. It has brought to our knowledge many splendid +melodies, infinitely varied in design and emotional range, and, at their +best, inspirations that the greatest composers would have been proud to +sign. And, mixed as are the feelings with which we must contemplate the +general course of our own musical history, we can anyhow boast of some +of the finest folk-tunes in existence in these relics of the old world +on its last western fringes, in Ireland and the Hebrides. We have come +to see that this great mass of traditional music—only in part, of +course, the outpouring of sheer genius, but at its worst sincere—is, +with its appeal alike to the child and the adult, either in years or in +musical culture, the most perfect educational weapon yet devised with +which to combat all the forces that make for musical degradation. And, +apart from all this half-unconsciously wrought music, we have been shown +the value of the bypaths in art, of the work of the great men of the +younger races like the Scandinavians and the Czechs and most of all the +Russians, who do not speak the older classical tongues but have, all the +same, abundance to say that is well worth the whole world's hearing. It +is to our immense gain that we have now come, far more than ever before, +to realize that in the house of music there are many mansions. And, once +again, we have been taught the duty of being fair to the men of our own +blood, past and present. Particularly in our own artistic history there +has been visible a strongly <a name="Page_273" id="Page_273" />marked tendency, such as no other nation +has shown in equal measure, to neglect and depreciate native work in +comparison with foreign, even when the latter might perhaps be worse. +But I think we may say, without self-laudation, that British composition +is now worth some considerable attention from ourselves and others; it +was, not unnaturally, wellnigh forgotten during its sleep from the death +of Purcell till the rise of Parry—a fairly sound sleep, during which it +occasionally half-opened its eyes for a moment or two—but it is wide +awake now. We are still slow to learn the lesson; but we have come to +realize, at any rate theoretically, the duty of doing what we can, in +the spirit not of favouritism but of justice and knowledge, to disprove +the proverb that a prophet (and an artist also) has no honour in his own +country and in his father's house.</p> + +<p>So much to the good. But to-day, more than ever before, many voices are +urging us to go farther—and, I think, to fare worse. Artistic racialism +has always been spontaneous, so far as the art is great. No composer who +is worth anything can be dragooned into being patriotic: he will go his +own way. Some are attracted more than others by the general types of +phrase or the general emotional moods exemplified in the folk-music of +their own race; but that is a matter for neither credit nor discredit. +Individuality includes race as the greater includes the less. The only +vital consideration is the value of the output in the general terms of +all races; and indeed all great folk-music, like any other kind, speaks, +for those who have ears to hear, a world-language and not a dialect. And +there is still more at stake in this issue. Those who, as I do, hold +that the best chance for the political future of the world lies in the +weakening of national and racial as well as class consciousness, must +needs regard very suspiciously any of these modern <a name="Page_274" id="Page_274" />attempts to force +music into channels which are deliberately designed for it by +non-musical considerations: the fettering, by set purpose, of art is a +very considerable step towards the fettering of life itself. England may +sometimes have failed in kindness to her own artistic children, living +and dead; but at any rate we have been free from the curse of a narrow +jealousy and have steadfastly held to the proud faith of the open door +and the open mind. The ideal—so violently dinned into our ears +nowadays—of a national school of composers may very easily mean a +wilful narrowing of our artistic heritage. If an English composer with +nothing to say for himself imitates Brahms or Debussy, it is obviously +regrettable; but he will not mend matters by imitating Purcell. And, +after all, the musician who (save occasionally when seeking texts for +his own individual discourses) borrows his material from his native +folk-music stamps himself, just as much as if he borrowed from any other +quarter, as a common plagiarist incapable of inventing material of his +own. If we may adapt for the purpose Johnson's famous aphorism about +patriotism and scoundrels, we may say that racial parochialism is the +last refuge of composers who cannot compose. Let us assert once more the +supreme beauty of folk-music at its best; but it is often childish, and, +anyhow, childish or not, it is after all the work of children. And any +of the world's activities would come to a strange pass if children—or +any races or classes which, through lost opportunities or the oppression +of others, are still virtually children—were to dictate principles of +intolerance to those who, by no merit of their own but as a plain matter +of fact, can possess the wider vision. Let a composer steep himself as +much as he can in his native folk-music, as in all other great music, +and then write in sincerity whatever is in his own marrow; but anything +<a name="Page_275" id="Page_275" />approximately like a chauvinistic attitude towards music, as towards +any other of the things of the spirit, means either insensibility to +spiritual ideals or unfaithfulness to them. Let me take an analogy. I +have always felt that a philosophical and historical study of the idea +of honour would throw more light than anything else on many great +problems, notably the problem of war, and that in this investigation the +conception of the duel would have a very prominent place. May we not say +that, just as the individual honour of each of us, unless we are members +of the self-styled upper classes of a few countries, is now supposed to +be able to take care of itself, so the blood in a composer's veins will, +if his music is worth anything, be able to take care of itself also? +Neither honour nor artistic personality is affectable by external +considerations which are on a different plane of value. And music indeed +is the most specifically international, or supernational, of all the +arts; it has not, like literature, any barriers of language, nor, like +painting or sculpture or architecture, any local habitation. Musical +separatism is not a natural quality; it needs careful and continuous +fostering. And I know from personal experience that, all through the +war, there was no difficulty at all in carrying on concerts in the +programmes of which works by living German composers, and songs in the +German language, were included in their due proportions just as before.</p> + +<p>Another great factor in modern European thought with which I would +attempt to correlate music is the factor of religion. No one will deny +that the last generation has seen profoundly important changes in +religious thought: whatever may have been the eddies and backwaters, the +main stream has run, and still runs, like a cataract. These changes may +be very differently judged by different types of men, all of them +equally <a name="Page_276" id="Page_276" />firm believers in the supremacy of spiritual ideals: some may +definitely regret, some may, with the help of such conceptions as that +of progressive revelation, steer a middle course, some (among whom I +would number myself) may definitely welcome. But in whatever light we +may regard these radical refusals of the old allegiances, we shall +naturally expect to find their influence in music, which has had in many +ways so intimate a connexion with religion. Indeed, the conception of +music as in some special way the handmaid of religion dies very hard. It +is still possible, in April 1919, for distinguished musicians, when +appealing for funds for the foundation of a professorship of +ecclesiastical music, to put their names to the statement that 'the +church will always be the chief home and school of music for the +people'<a name="FNanchor_71_71" id="FNanchor_71_71" /><a href="#Footnote_71_71" class="fnanchor">[71]</a>: and this when the facts about attendances at places of +worship have long been familiar. We must rate the influence of church +music more modestly; it has a great influence in its own sphere, but its +sphere is only one among many.</p> + +<p>We may, I think, envisage this religious development on its practical +side as a process of differentiation by which the sincere standers in +the old and the middle and the new paths have little by little drawn +apart intellectually—but not, in societies that are happily able to +take broad views of human nature, otherwise than intellectually—not +only from each other but still more from those who, whatever their +ostensible labels, are in reality followers of Gallio and routine. And +something like the same process is observable in the religious music of +the past generation. Many of its old conventions have silently dropped +away, unregarded and unregretted: whatever the outlooks, and they are +many and various, they are more clear-sighted, more sincere. <a name="Page_277" id="Page_277" />Here in +England we have somewhat lagged behind: we have had, not perhaps +altogether fairly but indubitably, a reputation for national hypocrisy +to sustain, and our religious music has only with difficulty shaken +itself loose. Not very long ago, Saint-Saëns's <i>Samson and Delilah</i>, now +one of the most popular of operas, could only be performed as an +oratorio: it dealt with biblical incidents and characters, therefore it +was religious music, therefore it could not be given stage presentation. +Of course this kind of attitude is never logical: for a long time we +closed Covent Garden to Strauss's <i>Salome</i> for the same reason, but no +one, so far as I know, ever proposed to endow it with a religious halo. +Now, when Sunday secular music is everywhere, its origins seem lost in +antiquity; but the chamber-music concerts at South Place in London and +Balliol College in Oxford, which are, I think I am right in saying, the +twin pioneers, are both little over thirty years old. In most other +countries, however, music has suffered far fewer checks of this kind; +and it is of more importance to correlate musical and religious +development on more general lines. Particularly interesting, I think, is +the history of the decline of the oratorio, which I should myself be +inclined to date from the production of the German Requiem of Brahms +about half a century ago, though the real impetus has become apparent +only during the last generation.</p> + +<p>Brahms's Requiem was indeed something of a portent: it was a definite +herald of revolt. The mere title, 'A German Requiem', involving the +commandeering of the name hitherto associated exclusively with the +ritual of the Roman Church and the practice of prayers for the dead, and +its adaptation to entirely different words, was in itself of the utmost +significance; and the significance was enhanced by the character of the +words themselves. <a name="Page_278" id="Page_278" />In the first place, they were self-selected on purely +personal lines; in the second place, they were, theologically, hardly so +much as Unitarian. Brahms claimed the right to express his own +individual view of the problem, and at a length which involved the +corollary that the problem was regarded in its completeness. The 'German +Requiem' cannot be considered, as an anthem might be, as an expression +of a mere portion of a complete conception of the particular religious +problem: in an organic work of this length, what it does not assert it +implicitly denies or at any rate disregards. And this was at once +recognized, both by Brahms's opponents and by himself: he categorically +refused to add any dogmatically Christian element to his scheme. +Similarly with his <i>Ernste Gesänge</i>, written some thirty years later, at +the end of his life: he balances the reflections on death taken from +Ecclesiastes and similar sources with the Pauline chapter on faith, +hope, and charity—not with any more definite consolation. And again, +with the choral works, the settings of Hölderlin's <i>Schicksalslied</i>, +Schiller's <i>Nänie</i>, Goethe's <i>Gesang der Parzen</i> (the first-fruits of +the essentially modern spirit which has impelled so many composers to +choral settings of great poetry)—they deal with the ultimate things, +but the expression is never, so to speak, orthodox: it is imaginative, +sometimes perhaps ironical, but never anything but intensely +non-ecclesiastical.</p> + +<p>Brahms's Requiem represents, as I have said, the beginning of the change +in the conception of concert-room religious music, of the abandonment of +the old type of oratorio in favour of something much more conscious and +individual; and in refusing to take things for granted, religious music +has been altogether in line with general religious development. The +change can perhaps be observed in English music more markedly <a name="Page_279" id="Page_279" />than +elsewhere. Oratorio, in the sense in which we ordinarily use the term, +is to all intents and purposes an invention of the genius of Handel +reacting on his English environment: the form was of course older, but +he gave it a specific shape that set the fashion for future times. It +had its birth in a business speculation; it was a novelty designed to +occupy the Lenten season when the theatres were not available for opera. +Like the opera, it supplied narrative and incident and characterization +though without scenery or action, and it dealt with biblical history. +The history of the oratorio is the history of this loose compromise; it +has afforded an attractive flavour of the theatre even to those to whom +drama may in itself have seemed disreputable, and it has had the +advantage of possessing subjects which combined unquestioningly accepted +literal truth with unlimited possibilities for wholesale edification, +and at the same time made no intimately personal claims. The libretto of +Mendelssohn's <i>Elijah</i> is perhaps at once the most familiar and the most +skilfully compiled example of the type; but it is now, so far as great +music is concerned, extinct. Here in England—where, for something like +a century and a half, the demand was so large that composers, when tired +of writing oratorios themselves, still went on producing them out of the +mangled fragments of other music—Parry's <i>Judith</i> of 1888 is the last +of the old type from the pen of a great composer; and his subsequent +works show, in striking fashion, the direction of the newer paths. There +is no longer the assumption that everything in the Bible or the +Apocrypha is at one and the same time literally true and somehow or +other edifying. <i>Job</i> and <i>King Saul</i> are great literature and vivid +drama; they stand on their own merits. And the long succession of +smaller choral works, in which Parry mingled in curious but <a name="Page_280" id="Page_280" />intensely +personal fusion his own earnest but somewhat pedestrian poetry with +fragments of the Old Testament prophets, represent a still further +abandonment of the old routine; they form a connected exposition of his +philosophy of life, on the whole theistic rather than specifically +Christian, and always transparently individual. Individual—that is the +real issue. According to their differing temperaments, different +composers may swing towards either the right or the left wing of thought +in these non-ecclesiastical expressions of ultimate things: Stanford may +join with Whitman or Robert Bridges, Vaughan-Williams with Whitman or +George Herbert, Frank Bridge with Thomas à Kempis, Walford Davies with a +mediaeval morality-play, Gustav Hoist with the Rig-Veda, Bantock with +Omar Khayyam. But the essentials, for any composer worth the name, are +that his theme shall have its birth in personal vision and shall appeal +to personal intelligence. The routine oratorio fulfilled neither of +these conditions; and it is dead beyond recall. It was a curious +illustration of foreign ignorance of British musical life that +Saint-Saëns, when asked to write a choral work for the Gloucester +Festival of 1913, should have imagined that he was meeting our national +tastes with an oratorio on the most prehistoric lines. However, the +unanimous chilliness with which <i>The Promised Land</i> was received must +have effectually disillusioned him.</p> + +<p>But the liberalisers, though the more numerous force, have no monopoly +of sincerity: among the genuine conservatives also we can find, I think, +signs of the correlation of musical with religious development. We have +had, during the last generation, many works that are in the legitimate +line of descent from the great classical settings of ritual words or (as +with the Passions and Cantatas of Bach) words that are intended anyhow +to <a name="Page_281" id="Page_281" />appeal not as literature but as dogma. When Elgar prints on the +title-pages of his oratorios the letters A.M.D.G.—<i>ad majorem Dei +gloriam</i>—the personal note is, in these days, obvious. His own libretti +to <i>The Apostles</i> and its sequel <i>The Kingdom</i> (and to the further +sequels which had been sketched out twelve years ago, though none has as +yet seen the light) resemble those of the older type of oratorio in so +far as they include narrative and dramatic incident and religious +moralizing; but there is not a trace of the old lethargic taking things +for granted, it is all a ringing sacramental challenge to the individual +soul. Elgar's work is indeed the typical musical expression of recent +Roman Catholic developments; but there are others also. There was +Perosi, the Benedictine priest, whose oratorios, tentative, childishly +sincere mixtures of Palestrina and Wagner, were forced upon Europe in +the late 'nineties with the full driving power of his Church, and who, +when his musical insufficiency became palpable, was dropped in favour of +Elgar himself, whose sudden rise into deserved fame coincides in time. +There was again the allocution of Pius X, known as the <i>Motu proprio</i>, +which sought to reform ecclesiastical music and has, however fruitless +it may have been elsewhere, made the services in Westminster Cathedral, +under Dr. Terry's direction, a Mecca for musicians of all faiths who are +interested in the great sixteenth-century masterpieces. There are also +the aristocratically Catholic composers of latter-day France, centring +round Vincent d'Indy and the <i>Schola Cantorum</i> and looking back for +inspiration to César Franck. And again, in the English communion, there +is the marked High-Church movement for the encouragement of dignified +music, a movement that has had great influence in the purification of +popular taste. And the pivot round which all this turns is the dogmatic +faith that definitely <a name="Page_282" id="Page_282" />Christian expression in music is the property, +the exclusive property, of those who by temperament and conviction are +Christians. The attitude, like the conditions which have brought it +about, is, I think, new: but some of its adherents go surely too far +when they urge that those whose minds work otherwise cannot really +appreciate this music at its due worth. César Franck, that simple-minded +childlike genius, once pronounced Kant's <i>Kritik der reinen Vernunft</i> +'very amusing'—a surely unique criticism—simply, it would seem, +because it was eccentric enough not to take Catholicism as a primary +postulate: I do not myself happen to have any information about Kant's +musicianship—perhaps, like too many great thinkers, he knew little +about music and cared less—but I think we may venture to say, in the +abstract, that his philosophy would have made him fairer to Franck than +Franck was to him.</p> + +<p>And thus perhaps we may conclude that recent musical development has +kept pace with religious development in concentrating more and more on +individual sincerity, whether on the one side or the other, and +abandoning the old easy-going haphazard routine. But, in reaction from +the extreme right and the extreme left of the movement, we have also the +sincere dislikers of stark thinking, whom their opponents call by +dignified names of abuse, such as pragmatists or undenominationalists: +and here again music keeps pace with religion. It is not the old routine +again (though perhaps in practice it may at times come rather perilously +near it); it is the more or less conscious adoption of a compromise. We +can see its musical working best of all in the recent history of church +music in England; it is true that the great mass of the younger +musicians, here as in all other countries, stand outside these +developments, and look both for ideals and practice elsewhere, but the +developments <a name="Page_283" id="Page_283" />have none the less been very significant. There have been +three stages. A couple of generations ago there was no conflict and no +call for compromise. The ecclesiastical musician of the time was +expected, whether as composer, as organist, or as administrator, to do +his best according to his lights: it was his accepted business, as +presumably knowing more about the matter than the artistic laity, to +lead their taste, not to follow. Then came the reign of men like Dykes +and Stainer and Gounod, whose normal attitude involved the sacrifice by +the musician of some of his musicianship in the supposed interests of +religion. The supposed interests, I say; for the whole point of the +third stage of development, the conflict in which English church music +is now involved, is the denial by one of the opposing parties that the +interests of religion are in any way served by such a sacrifice. It is a +very keen conflict, in which the sympathies of the musician <i>qua</i> +musician naturally lean towards those who uphold the inalienable dignity +of his art: and even if he feels that ecclesiastical music, <i>qua</i> +ecclesiastical, is outside his personal concern, influences from it are +bound to radiate into the secular departments. But what I would more +especially point out is that the religious and the musical developments +proceed side by side. Just as the stricter purists in the one field are, +in the other, generally inclined, even if themselves unmusical, to +uphold plain-song and the Elizabethans and only such modern work as is +inspired by something like a similar spirit, aloof and strong, so those +whose religious mentality is of a more pliable type are, if musically +indifferent, generally inclined to uphold the practical accommodation +afforded by the inclusion of at any rate a certain quantity of music +that is consciously adapted to the more immediately obvious emotions of +the average worshipper.</p> + +<p>And, even if there is no question of a lowered artistic <a name="Page_284" id="Page_284" />standard, we +see, I think, the same spirit of compromise, of ready acceptance of the +more immediately obvious as the average and proper norm for all people, +elsewhere on the boundaries of musical and religious life. It is so easy +to turn a blind eye to logic and minorities, or even to majorities if +they have little pressure, social or other, to back them up. To +illustrate from one or two English examples, the transformations of +cathedrals into secular concert-rooms are as open to blame from the one +side as are, from the other, such assumptions as that of the 'Union of +Graduates in Music' to take rank as a definitely ecclesiastical, indeed +an Anglican society. Again, it so happens that a somewhat exceptional +proportion of English musicians hold, or have held, as conditions of +livelihood, posts to which not all of them would have aspired had other +channels, open to their foreign fellow-artists, been open to them also; +and, as a necessary consequence, there is more probability here than +elsewhere of the musical profession presenting practical problems for +the intellectual conscience to solve. So far as the musician is a +personal non-conformer and also a teacher (even if not a church +organist), he is often compelled into a tacit agreement with the +Cowper-Temple clause, at the least: and so far as he is a convinced +conformer, he is often compelled to strain, far beyond the meaning of +the parable, the principle of letting the wheat and the tares grow +together. This is called a practical age: and the compromisers, in +religion and in religious music, are a powerful force. But I would +venture to think that the future lies, in the long run, in other hands +than theirs.</p> + +<p>To the mediaeval musician, religion and science were the twin +foundations of his art. But while the influence of religious development +can without difficulty be traced in musical history, the influence of +scientific development <a name="Page_285" id="Page_285" />is much more contestable. It may indeed, I +think, be said that post-mediaeval music has gone its own way without +considering science at all. Theorists of course there have been, and +still are, who try to discover scientific foundations for the art of +music as we moderns know it: they do their best to correlate +mathematical physics with practical composition. But during the past +generation these attempts, never very hopeful, have become much less so. +It is only too easy to play scientific havoc with the foundations of +modern music: but, arbitrary and scientifically indefensible though they +may be, they are our inheritance. Music has come to be what it is by +methods that will not bear accurate investigation: our tonal systems are +mere makeshifts, and no composer can completely express his thoughts in +our clumsy notation. I doubt if, throughout all this last generation +that has seen such overwhelming scientific advance, music has really +been scientifically affected (in the strict sense of the word) in the +slightest degree, if we exclude some interesting experiments in +sympathetic resonances, primary and secondary, at which some recent +composers for the piano have, at present rather tentatively, tried their +hands. And whole-tone and duodecuple scales and modern harmony in +general are taking us farther and farther away from those natural laws +of the vibrating string upon which arm-chair theorists have sought to +build a very top-heavy edifice. Of course, the vibrating string +ultimately gives—mostly out of tune—all the notes of the chromatic +scale, but composers employ them on principles the reverse of +mathematical.</p> + +<p>The growth of music has not been scientific; but growth of some kind is +evident enough, though it is none too easy to define it at all +adequately. Some might say, with Romain Rolland in his <i>Musiciens +d'autrefois</i>, that 'the efforts of the centuries have not advanced us a +step nearer <a name="Page_286" id="Page_286" />beauty since the days of St. Gregory and Palestrina'; but +this is surely a narrow outlook. Beauty combines the many with the one: +and plain-song and the <i>Missa Papae Marcelli</i> show us only a few, a very +few, of its manifestations. But artistic progress is, anyhow, very +subtle and evasive; and musical progress, in particular, is hardly +correctable with any other. Above all, we must recollect that, to us +Europeans, music—which, in the only sense worth our present +consideration, is an exclusively European product—is incalculably the +youngest of the great arts; if we exclude some monophonic conceptions +that have still their value for us, it is barely five hundred years old +at the most.</p> + +<p>During the last generation an advance in material complexity is obvious, +even though the complexity may often enough be one of accidentals rather +than essentials. An orchestral score of Wagner is relatively simple in +comparison with one of Delius or Ravel or Scriabin or Stravinsky or +Schönberg; and the demands on performers' technique and also on their +intelligence have steadily increased to heights altogether unknown +before. The composer has at his present disposal a vastly enlarged +medium; the possibilities of sound have developed incalculably more than +those of paint or stone or marble. Pheidias could, we may imagine, have +appreciated Rodin across a gulf of over two thousand years; but it is +difficult to see the points of contact, after little over three hundred +years, between Palestrina and any twentieth-century work that would +claim to be 'in the movement'. And it is not only in complexity that we +have advanced. We have extended the limits of musical style. We have +adopted in sober earnest methods forecasted at rare intervals in the +past by adventurous explorers, and employ musical notes not as elements +in any harmonic scheme but purely as points of colour, <a name="Page_287" id="Page_287" />exactly as if +the definite notes were mere clangs of indefinite instruments like +cymbals or triangles. Wordless vocal tone, moreover, of several +different types, is pressed into the same service. Varied tonal and +harmonic colour, and structural freedom: those are the two battle-cries +of the young generation. Little by little the old tonalities, based as +they were on fixed centres, are slipping away; all the notes of the +chromatic scale are acquiring even status; the principles of structure +are newborn with every new work. And advance of this kind has been +extraordinarily accelerated during the last twenty years. At no time in +musical history have there been such express-speed modifications of +manner as those which divide, let us say, the latest piano pieces of +Brahms (1893) and the latest of Scriabin (1914). It is possible, indeed, +that our standard system of keyboard tuning may require modification in +the not very distant future. Once again, as three hundred years ago, +music seems to be in the throes of a new birth. On the former occasion, +the process of convalescence lasted rather more than a century, from +Monteverde through Carissimi and Schütz and Purcell to Bach; and it may +perhaps take as long now.</p> + +<p>But it is plain enough that mere novelty does not involve progress; if +it were so, the music of the casually strumming baby would demand high +recognition. Nor is progress to be found in merely quantitative, +Brobdingnagian expansion. And when we have taken our stand on what seems +a sufficiently sound definition of musical progress in its material +aspect—the combination of novelty with expansion, the new thought with +its appropriately enlarged medium—we have yet to remember that many +very fine composers still can, and do, express their natural and full +selves in older idioms, and that progress of this kind, however +widespread it may become, <a name="Page_288" id="Page_288" />is not necessarily advance in the scale of +values. There is, somewhere or other, a limit to the cubic capacity of +things: they cannot increase indefinitely in depth and breadth at once. +We may confidently hope that we have not yet musically come within +hailing distance of the limit: but nevertheless it is becoming more and +more difficult to see music steadily and see it whole, and it is useful +to take stock of our position. Our musical minds are very much broader +than they were: in that sense we can well, like the heroes of Homer, +boast that we are much better than our fathers. But are they also +deeper? We have gained access to many new rooms in the house of art, +rooms full of strange and beautiful things, for the knowledge of which +we must needs be profoundly and lastingly grateful; but some of the +rooms seem rather small and their windows do not seem to have been +opened very often, while others seem liable to be swept by hurricanes +which upset the furniture right and left. Veterans there are, musicians +not to be named except with high honour, who fall back for nutriment on +the great classics and pessimism; but our notions of beauty cannot stand +still, and in all ages of music one of the most vital tasks of criticism +has been to distinguish between the relatively non-beautiful which has +character and truth and its superficial imitation which has neither. All +musicians very well recollect their first bewilderment at what has +afterwards become as clear as daylight. But we must retain our standards +of judgement. We have no right to criticize without familiarity, but we +must remember that over-familiarity, mere dulled habitual acceptance, +means equal incapacity for criticism. If, after trying our utmost, we +still cannot see any sense in some of these modernist pages, there is no +reason why we should not say so; it is quite possible that there really +is no sense in them, and that the composer is <a name="Page_289" id="Page_289" />perfectly aware of the +fact. Odd stories float about the artistic world. And if the anarchists +call us philistines and the philistines call us anarchists, it is fairly +likely that we are seeing things pretty much as they are.</p> + +<p>Moreover, it is worth remembering that a good deal of what is loosely +called modernism is in reality very much the reverse. There is nothing +progressive in the confusion of processes with principles, in the +breathless disregard of the larger issues. Take the ideal of 'direct +expression of emotion', the attempt to give, as Pater said half a +century ago, 'the highest quality to our moments as they pass and simply +for those moments' sake'. Musically, it is a return to the childhood of +our race, to the natural savage. If a musical composition is to consist +of anything more than one isolated noise, it must inevitably have a form +of some kind, its component parts must look backward and forward. The +latter-day composers who speak of Form as a kind of bogey that they have +at last exorcized remind us of those latter-day thinkers who boast that +they have abolished metaphysics. We cannot leap off our shadows; if we +try, we shall only find that we are left with a residuum of bad +metaphysics or bad musical form—as thoroughly bad as the metaphysics +and the musical form that have resulted from the confusion of the one +with empty word-spinning and of the other with hide-bound pedantry. +Again, much of the modern rhythmical complexity strongly resembles, in +essence, the machine-made experiments of mediaeval times; and the +peculiarly fashionable trick of shifting identical chords up and down +the scale—the clothes'-peg conception of harmony, so to speak—is a +mere throw-back still farther, to Hucbald and the diaphony of a thousand +years ago. And the insistence, now so common, on the decorative side of +music, the conscious preference of the sensuous to the intellectual <a name="Page_290" id="Page_290" />or +emotional elements, brings us back to our own infancy, with its +unreflecting delight in things that sparkle prettily or are soft to the +touch or sweet to the taste. It is a reaction from sentimentality, no +doubt, but is a reaction to an equal extreme, a perversion of the truth +that great art never wholly gives itself away. As Vincent d'Indy has +justly pointed out, the 'sensualist formula'—'all for and by +harmony'—is as much an aberration of good sense as the parallel formula +of the ultra-melodic schools of Rossini and Donizetti: in either case it +means the sacrifice of spaciousness to immediate effect, the supremacy +of sensation over the equilibrium of the heart and the intelligence. Not +of course that any music lacks the sensuous element; but it is a matter +of proportion. And very distinguished as are many of the modern +exponents of this side of things, history tells us, I think, that they +are working in a blind alley. They have their supporters, no doubt. M. +Jean-Aubry, in his very suggestive and valuable book on modern French +musicians, has used a phrase that seems to me worth remembering; he +speaks of the 'obsession of intellectual chastity' which, to his mind, +disfigures the work of César Franck and other great composers whom he +therefore rejects from his latter-day Pantheon. I am glad to think that +Franck would have gloried in this shame. He, and a very goodly company +with him, knew that music was, at its highest, something better than an +entertainment, however thrilling or however refined.</p> + +<p>But, whatever critics and composers may feel about musical progress, it +is, as Wagner said, in the home of the amateur that music is really kept +alive, and the amateur's music depends very largely on the schools. A +generation ago music was certainly sociologically selfish. Musicians had +not realized that all classes of the community were open to the +influences of fine music, if only they had the <a name="Page_291" id="Page_291" />opportunities for +knowing it. But since then there have been very great advances, both +quantitative and qualitative, in musical education. We have spread it +broadcast, in the increasing faith that appreciation depends, not on +technical knowledge or executive skill, but on the responsive +temperament and the will to understand. Familiarity, familiarity at home +if possible, is the key to this understanding; and in this connexion +there is, I believe, an enormous educational future before pianolas and +gramophones, if only the preparation of their records can be taken in +hand on artistic rather than narrowly commercial lines. And our +standards of judgement have risen: we do not worship quite so blindly +mere names, whether of the past or of the present, nor exalt the +performer quite so dizzily above what is performed. Nor do we quite so +glibly disguise our indifference to vital distinctions by talking about +differences of taste: we know that, however catholic we may rightly be +within the limits of the good, whether grave or gay, there comes sooner +or later, in our judgement of musical as of all other spiritual values, +a point where we must put our foot down. We are going on, and our +theories are sound enough: but the path of a democratically widened, and +rightly so widened, art is by no means easy. The principle of levelling +up slides so readily into the practice of levelling down: and the book +of music is closed once for all if we are to accept the plenary +inspiration of majorities.</p> + +<p>But here in England the greatest danger to musical progress is, I +venture to think, the self-styled practical Englishman—fortified as he +is by the consciousness that, for at any rate a couple of centuries or +more, we have as a nation taken a low view of the arts and have been +rather proud of it than otherwise. It is so obvious that no profession +is economically more unsound than that of the serious composer: it is +not so obvious that we <a name="Page_292" id="Page_292" />owe all the great things of the spirit by which +we chiefly live to those whom the world calls dreamers, among whom the +great musicians have had, and, I hope and believe, will always have, no +mean place. Against the 'practical Englishman', and all that his +attitude to music involves, we can all of us fight in our respective +spheres: and I would commend to you for useful weapons three very +different books by very different men—Sir Hubert Parry's great book on +<i>Style in Musical Art</i>, Mr. C.T. Smith's account of his artistic work in +an elementary school in the East End of London which he calls <i>The Music +of Life</i>, and a pamphlet <i>Starved Arts mean Low Pleasures</i> recently +written by Mr. Bernard Shaw for the British Music Society. And one +particular line of indirect attack, easily open to all of us, is, I am +inclined to think, specially promising. In the third and fourth verses +of the thirty-fifth chapter of the book of Ecclesiasticus we shall find +these injunctions, which I translate as literally as Greek epigrams can +be translated: 'Do not hinder music: do not pour out chatter during any +artistic performance: and do not argue unseasonably.' In other words, +conversation, however valuable, prevents complete listening to music; +and music that is not meant to be listened to in its completeness is not +worth calling music, and had much better not be there at all. Musical +progress will be spiritually well on its way when we all realize this +axiomatic truth as firmly as this Hebrew sage of two thousand years and +more ago.</p> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_71_71" id="Footnote_71_71" /><a href="#FNanchor_71_71"><span class="label">[71]</span></a> <i>The Times</i>, April 17, 1919.</p></div> +</div> + + +<hr style="width: 65%;" /> +<h2><a name="XII" id="XII" /><a name="Page_293" id="Page_293" />XII</h2> + +<p class="center">THE MODERN RENASCENCE</p> + +<p class="center">F. MELIAN STAWELL</p> + + +<p>To understand in any degree the modern outlook on life it seems +necessary to go back to the time of the French Revolution. For at that +stirring epoch there flamed up in the minds of enthusiasts an ideal of +man's life larger than had ever yet been known, and one that has +dominated us all ever since. If we give, as I think we should give, a +wide sense to the word 'Liberty' and make it mean all that stands for +self-development, then one may say that this ideal was fairly well +summed-up in the famous Revolutionary watchword, 'Liberty, Equality, +Fraternity'. It is impossible at any rate to read the idealists of that +time and its sequel—say from 1793 to 1848—whether in France, Germany, +England, or Italy, whether inside or outside the Revolutionary ranks, +without feeling their buoyant hope that a fresh era was opening in which +man, casting aside old shackles and prejudices, could advance at once +towards knowledge, joy, splendour, both for himself and all his fellows. +Shelley, perhaps, is most typical of what I mean. Hogg laughed at him +for his belief in the 'perfectibility' of the race, but Hogg knew the +belief was vital to the poet. To Shelley it was a damnable doctrine that +the many should ever be sacrificed to the few: yet neither was the +ultimate vision that inspired him the vision of the few being sacrificed +for the many. He was anything but an ascetic seeking martyrdom. The +martyrdom of his Prometheus <a name="Page_294" id="Page_294" />is a prelude to the Unbinding when +happiness shall flood the world:—</p> + +<div class="poem"><div class="stanza"> +<span>'The joy, the triumph, the delight, the madness!<br /></span> +<span class="i1">The boundless, overflowing, bursting gladness,<br /></span> +<span class="i3">The vaporous exultation not to be confined!'<br /></span> +</div></div> + +<p>And not only happiness and love, but knowledge also: the Earth calls to +the Sky: 'Heaven, hast thou secrets? Man unveils me; I have none.' +Soberer spirits shared this poet's ecstasy. Wordsworth sang</p> + +<div class="poem"><div class="stanza"> +<span>'Bliss was it in that dawn to be alive,<br /></span> +<span class="i1">But to be young was very heaven.'<br /></span> +</div></div> + +<p>And that heaven was exactly this foretaste of the Spirit of Man entering +undisturbed into his full inheritance at last: Science welcomed as a +dear and honoured guest, Poetry known as 'the breath and finer spirit +that is in the countenance of all knowledge'.</p> + +<p>It is scarcely necessary even to mention the high hopes of the French +themselves, the confident anticipation of an Age of Reason when all men +should be brothers and the earth bring forth all her treasures, but it +is well worth noting the attitude of Goethe, an attitude the more +significant because, in a sense, Goethe always stood outside the French +Revolution. But he, like the best of its votaries—and this is less +known than it should be—desired the development of all men every whit +as much as he desired the high culture of a few. It was for the double +goal that he worked. 'Only through all men,' he writes in a notable +passage, 'only through all men, can mankind be made.'<a name="FNanchor_72_72" id="FNanchor_72_72" /><a href="#Footnote_72_72" class="fnanchor">[72]</a> All good lies +in Man, he tells us again, and must be developed, 'only not in one man, +but in many'. Goethe, the so-called aristocrat, has given us here as +true a formula for the democratic faith as could well be found. And to +him, as to Shelley and to Words<a name="Page_295" id="Page_295" />worth, Poetry and Science were not +enemies but friends dearer than sisters. Those three, Shelley, +Wordsworth, and Goethe, foreshadowed a new poetry of science that has +never yet been achieved, though fine work has been done by Tennyson, +Whitman, Sully Prudhomme, and Meredith.</p> + +<p>Goethe, moreover, again like Shelley and the French, broke with all +ideals of mere self-abnegation. In his poem, 'General Confession', he +makes his disciples repent of ever having missed an opportunity for +enjoyment and resolve never so to offend again. Here, as often, Goethe +comes into the closest touch with our modern feeling. We, too, can never +return to the Franciscan ideal of poverty, celibacy, and obedience as +the highest life for man on earth. We have done with self-denial except +as the means to a human end. We are still in the tide of what I would +call the Modern Renascence; we claim the whole garden of the world for +our own, the tree with the knowledge of good and evil included, reacting +even from Christian ideals if they can make no room for that. But, after +all, the characteristic of the belief dominant a century ago was exactly +that such room could be made, that Hellenism could be combined with +Christianity, and self-development with self-denial.</p> + +<p>And this belief is, I think, reflected in the music of the time. +Schubert, that sweetest soul of tears and laughter, understands every +shade of wistfulness, and yet again and again in his music it seems as +though the universe had become, to quote a lover of his, one immense and +glorious blackbird. Mozart, in 'The Magic Flute', as Goethe seems to +have recognized, sings the very song of union between the unreflecting +joy of the natural man and the strenuous self-devotion of the awakened +spirit. Beethoven, greatest of them all, plumbs the lowest depths of +suffering and then astounds and comforts us by ineffable <a name="Page_296" id="Page_296" />vistas of +happiness. After years of personal misery he crowns the glorious series +of his symphonies by the one that ends in a hymn of joy, freedom, and +faith, embracing the whole world—'Diese Kuss der ganzen Welt'—that +majestic open melody, clear as the morning, fresh as though it came from +far oversea, greater even than any of the great harmonies that have gone +before, larger than the tortured human heart, steadier than the sudden +ecstasy of the spirits set free, stronger than the swansong of the +dying, a melody content with earth because it is conscious of heaven. I +offer no apology for weaving my own fairy-tales round such music: I see +no harm in the practice, but only good, so long as we understand what we +are about. Music, it is true, is something other than, in a sense more +than, either thought or feeling or even poetry, and cannot be reduced to +any of them (nor any of them to it). The universe would be poor indeed +if it could be so. But none the less the truth may be, as Spinoza +thought, that the universe is at once a unity and a unity with many +facets, so that any one facet, while for ever unique, can bring to our +minds all the mysteries of the rest.</p> + +<p>In any case, the high confidence that breathes in the music of a hundred +years ago meets us again in the philosophers.</p> + +<p>Hegel, born in the same year as Beethoven and Wordsworth (1770), is sure +that nothing can resist the onslaught of man's spirit. 'Stronger than +the gates of Hell are the gates of Thought.' Fichte is convinced that +there waits in man, only to be developed, a power that will unite him +with all other men and at the same time develop his own personality to +the full. In a sense, the deepest, each man <i>is</i> his fellow-men, and +they are he.</p> + +<p>How much this conception has affected modern thought can be seen in a +recent and very remarkable book, <i>The <a name="Page_297" id="Page_297" />New State</i>,<a name="FNanchor_73_73" id="FNanchor_73_73" /><a href="#Footnote_73_73" class="fnanchor">[73]</a> where the very +basis of democracy is shown to be the faith in this essential unity, a +unity to be worked out, not yet realized, but capable of realization, a +faith stirring all through the modern world, in ways expected and +unexpected, from Syndicalism to the League of Nations.</p> + +<p>Later than Hegel and Fichte, the great Positivist conception of life +preached by Comte is instinct with this belief that man united with his +fellows, and only as so united, can attain heights undreamt-of and +unlimited.</p> + +<p>The flood-tide of this faith flowed far into the nineteenth century. The +Italian Mazzini, leader of revolt in 1848, was filled with it. Prophet +of the most generous political gospel ever preached, he lived on the +hope that, if freedom were given to the nations and duty set before +them, they would prove worthy of their double mission, and peace would +come to pass between all peoples.</p> + +<p>But even Mazzini had his moments of agonizing doubt. And others beside +him, men of lesser intellect as well as greater, were soon to raise, or +had already raised, voices, stern or fretful, of protest and criticism. +It became clear at last that this joyous confidence rested on a very +definite view of life and one that might easily be challenged, the view, +namely, that at bottom the universe meant well to man, that his greatest +aspirations were compatible with each other and nowise beyond +attainment. Almost from the first there were men of the modern world who +did challenge this. Byron and Schopenhauer are significant figures, both +born in the same year, only eighteen years later than the great Three of +1770, Wordsworth, Hegel, and Beethoven. Byron is full of moody +questionings, Schopenhauer of much more than questionings. Against the +dauntless optimism of Hegel, he flatly denies that the universe is good, +or happiness possible for man. On the <a name="Page_298" id="Page_298" />contrary, at the heart of it and +of him there lies an infinite unrest, never to be quieted until man +himself gives up the Will to Live and sinks back into the Unconscious +from which he came.</p> + +<p>Now after Schopenhauer came Nietzsche, and though Nietzsche's influence +may have been exaggerated, yet undeniably it has been of immense +importance both for Germany and Europe. He is typical of the change that +begins to appear about the middle of the century. Reacting from the +optimism of the idealists (which seemed to him both smug and false), +Nietzsche welcomed Schopenhauer's more Spartan view with a kind of +fierce delight. But his criticism of Schopenhauer was fierce too, and he +gave a strangely different turn to such parts of the doctrine as he did +accept. To Schopenhauer, since it was folly to hope for real happiness +in this life or any other, the wise course would be to kill outright, so +far as possible, the Will to Live itself. To Nietzsche the wise course +was to assert life, to claim it more and more abundantly, to face this +tragic show with a courage so high that it could be gay, a courage that +could do without happiness, and yet that turned aside from none of +life's joys simply because they were fleeting, that was more than +content to 'live dangerously', picking flowers, as it were, clear-eyed, +on the edge of the precipice. And this not merely in the temper of 'Let +us eat and drink, for to-morrow we die.' For him the motto would have +run, 'Let us be up and doing, for to-morrow we die', sustained by the +belief that the heroic struggle now would lead inevitably to the +production of a nobler type of man, a man who would be something more +than man—the Super-man, to give him the name that every reader knows, +if he knows nothing else about Nietzsche.</p> + +<p>Even this short statement shows how Nietzsche shared the admiration for +life and power characteristic of what <a name="Page_299" id="Page_299" />I have called the Modern +Renascence, and how deeply he was influenced by the doctrine of +Evolution, and that in a not unhopeful form, the hope for an advance in +the race at least, if not in the individuals now living. And it shows +too how mistaken those are who see in him nothing but a preacher of +brutal egotism. If he had been only that, he would never have won the +influence he possessed and possesses. Yet there is important truth in +the cursory popular judgement. If his teaching has its heroic side, a +side that has enabled him to give succour to many when other and sweeter +gospels are spurned as flattering unctions, he has also a most ruthless +element. And this partly because of his very sincerity. Accept the +doctrine that men and women perish like candles blown out in the night, +accept it really and fully, with intellect, imagination, and feeling, +and then see how much light-heartedness can be got out of life, if we +still allow ourselves to pity men. Nietzsche had intellect, imagination, +and feeling, and he saw plainly enough that, while even in such a +universe there could be a grim happiness for the lives of heroes, there +could be nothing but infinite sadness for the countless failures who +have never been either happy or heroic. There was no immortality; these +wretched beings would never have another chance. If joy was to be kept +(and Nietzsche was avid for joy), if the universe was to be accepted +(and Nietzsche desired above all to say Yes! to the universe), then he +must root out pity from his heart as an unmanly weakness. In this way +was sharpened the ruthlessness and savage arrogance latent in the man, a +ruthlessness and an arrogance that have done so much harm both to his +country and the world.</p> + +<p>In fairness, we must add that Nietzsche could not succeed in his own +attempt; the struggle tore him to pieces and he died in madness.</p> + +<p><a name="Page_300" id="Page_300" />But it is above all instructive to contrast him here with several of +his contemporaries and successors. Browning in England, Walt Whitman in +America, facing the same problems of joy and struggle, of life and +death, of the few great and the many commonplace, of Man himself and the +Nature that seems at once his mother and his enemy, refused to give up +the hope of a solution, nay, they were sure they had found a solution, +and for them it was bound up with the hope of immortality. They go even +beyond the earlier men in their insistence on the double ideal of +Paganism and Christianity, but they have an insistence of their own on +the belief in unending life as alone giving man elbow-room, so to speak, +for working out his destiny. Browning claims eternity as the due of +every man, however mean; and if Whitman feels his foothold 'tenon'd and +mortised in granite', it is because he can 'laugh at dissolution' and +knows 'the amplitude of time'.</p> + +<p>But in such insistence and such conviction they have not been followed, +speaking broadly, by our leading writers since. On the other hand, they +have been so followed, again speaking broadly, in their loyalty to the +twofold ideal. Here and there, no doubt, as I have said, writers like +Nietzsche, on the one hand, have tried to be satisfied with the splendid +development of a Few, or, on the other hand, like Tolstoy, have flung +back in a kind of despair to the old ideal of abnegation, of sheer +brotherly love and nothing else, turning their backs on all splendours +of art, knowledge, or delight, that do not directly minister to the one +thing they hold needful. But the earlier and wider ideal, the ideal of +our Renascence, once envisaged by man, that has not been lost, and I +believe never can be lost. Its own greatness will keep the foremost men +true to it. Meredith is one of the men I mean. He is full of pity, but +he does not only pity men and women—he wants them to grow, and to grow +for themselves. His <a name="Page_301" id="Page_301" />whole attitude towards Woman shows this: for the +women's movement is nothing more and nothing less, as Ibsen also felt, +than one big stream of the general movement towards liberty and +self-determination. So far Meredith marches with Browning and Whitman. +But he will never commit himself about immortality. It seems enough for +him to take part in the struggle for a finer life, at once heroic and +tender, not caring overmuch whether we reach it or no. 'Spirit raves not +for a goal' is one of his hard and characteristic sayings, and here he +seems to me typical both of modern thought in general and especially of +English thought, and that both for good and ill. We see in him the want +of precision, the lack of logical coherence, that have prevented us from +ever producing a philosopher of the first rank. At the same time there +is something true and profound in his instinct that the moment has not +yet come in which to formulate our faith. We all feel that we are on the +brink of tremendous, perhaps terrifying, discoveries; we resent any +cut-and-dried solution, however pleasant, perhaps all the more if it is +pleasant, and we resent it because we feel that at bottom our hopes +would be travestied by any conception we, with our little intellect and +minute knowledge, could at present frame. It was once said to me by a +far-seeing friend<a name="FNanchor_74_74" id="FNanchor_74_74" /><a href="#Footnote_74_74" class="fnanchor">[74]</a> that the modern dislike of church-going, the +modern incapacity to write a long coherent poem, the modern passion for +music and for realism, even for sordid realism, all sprang from the same +roots, from the thirst for an infinite harmony, the belief that +everything was somehow involved in that harmony, and the conviction that +all systems, as yet made or makeable, were entirely inadequate.</p> + +<p><a name="Page_302" id="Page_302" />And to the list we may add, I think, the modern passion for history and +for science. We study history not merely to be warned by failures or +inspired by shining examples: at bottom we have a belief that somehow +the lives and struggles of those men in the distant past are still quite +as important as our own. We follow the discoveries of science not only +for their commercial value or because we share the excitement of the +chase, but because, deeper than all, we suspect that the universe is a +glorious thing.</p> + +<p>And there is another matter, perhaps the most important of all, on which +I would dwell as I draw to a close, where Meredith leads directly to the +dominant thought of the present day. I mean his feeling that, if the +universe is to be proved acceptable to man's conscience, it will be +through the effort of man himself struggling towards his own ideal. It +is as though the world itself had to be redeemed by man. This hope is +the real hope of our time. So far as the modern world believes the +doctrine of the Incarnation, it is in this sense that it believes.</p> + +<p>And this belief we find everywhere in all hopeful writers, great or +small. It gives dignity to the latest writings of H.G. Wells, this faith +in a spirit moving in man greater than man himself, worthy to fight and +fit to overcome all that is wrong in the universe. Bernard Shaw's creed +is just the same, sometimes thinly disguised under respect for 'the +Life-Force', sometimes coming boldly forward in audacious, profound +assertions that God needs Man to accomplish His own will and is helpless +without him. 'There is something I want to do,' Shaw imagines his God as +saying, 'and I don't know what it is; I must make a brain, the human +brain, to find it out.' Rodin modelled a mighty hand, the Hand of God, +holding within it Man and Woman. Shaw, it is reported, asked the +sculptor: 'I suppose you meant your own hand after all?' 'Yes,' said +Rodin, 'as the tool.'</p> + +<p><a name="Page_303" id="Page_303" />The same idea is at the base of what is most stimulating in Bergson, +the idea of what he calls Creative Evolution, an undefined splendour not +yet fully existing, but, as it were, crying out to be born, and only to +be born through the struggle of man's spirit with matter. This is one +function of matter, perhaps the supreme function, to be the material +through which alone man's vague ideal can become definite and actual, +just as an artist can only get close to his own conception through the +effort to embody it in visible form or audible sound.</p> + +<p>From this point of view, the world is conceived as anything but +ready-made, rather it is in the process of making, and we ourselves are +among the makers. Or, to take a metaphor that perhaps appeals more to +the modern world, it is a fight, and an unfinished fight. To quote +William James, 'It <i>feels</i> like a real fight—as if there were something +really wild in the universe which we, with all our idealities and +faithfulnesses, are needed to redeem; and first of all to redeem our own +hearts from atheisms and fears.' He goes on to confess that he himself +does not know, and certainly cannot prove scientifically, that the +redemption will surely be accomplished. Such proof, he admits, 'may not +be clear before the day of judgement (or some stage of being which that +expression may serve to symbolize)'. 'But the faithful fighters of this +hour, or the beings that then and there will represent them, may turn to +the faint-hearted, who here decline to go on, with words like those with +which Henry IV greeted the tardy Crillon after a great battle had been +gained:</p> + +<div class="poem"><div class="stanza"> +<span class="i2">"Hang yourself, brave Crillon! We fought at Arques,<br /></span> +<span>and you were not there!"'<a name="FNanchor_75_75" id="FNanchor_75_75" /><a href="#Footnote_75_75" class="fnanchor">[75]</a><br /></span> +</div></div> + +<p><a name="Page_304" id="Page_304" />Thus, if the idea of the splendour and perfection of the universe has +sunk into the background, if the sense of worship and the feeling of +ecstasy have been dimmed (and I think they have), at least the reverence +for heroism and for tenderness has not been impaired, and there after +all lies the root of human majesty. There is deep pathos in the change, +but maybe, paradoxical as it sounds, deep hope as well. The world may +grow the stronger for having to live now by what Carlyle called +'desperate hope' as distinct from 'hoping hope'. The triumphant harmony +that seemed attained a century ago by certain poets and thinkers may +have been, after all, too cheap and easy, if not for their own large +spirits, at least for us, their lesser readers. Mystics have spoken of +'The Dark Night of the Soul' as the stage inevitable before the crowning +glory, and to-day some of those who call to us out of great darkness are +among our greatest leaders.</p> + +<p>Of such certainly is a living writer, now beginning to be acclaimed as +he deserves, the writer Conrad. In some ways this noble novelist might +stand as the special representative of modern feeling. A Pole by birth +and more than half an Englishman by sympathy, his view of life is as +wide as it is profound and grave. It has all the sternness of temper of +which I have spoken, the determination to look facts in the face +whatever the consequences. Conrad would echo Sartor's noble cry for +Truth—'Truth! though the Heavens crush me for following her;—no +Falsehood! though a whole celestial Lubberland were the price of +Apostasy!' This determination is fierce enough to be taken for cynicism, +but Conrad is far too tender ever to be a cynic. So also does his +pitifulness prevent him from ever falling into the errors of a +Nietzsche, but none the less he has all Nietzsche's ardour for heroism. +That to him is the core of life:—'to face it.' 'Keep on facing it,' so +the old <a name="Page_305" id="Page_305" />skipper tells the young mate in <i>Typhoon</i>. And facing the +mysterious universe, peering into the Darkness with steady alert eyes, +Conrad has at once an endless wistfulness and, or so it seems to me, a +secret unquenchable hope. Doubt certainly he has in plenty. The sea of +which he is always dreaming is terrible and cruel in his eyes as well as +august and ennobling.</p> + +<p>But he is sure of one thing: it is through the struggle with it and such +as it that man alone can become Man. It is through facing the horrors of +a dead calm, with a sick crew on board and no medicine, that the young +master of the sailing-vessel in the Pacific crosses successfully the +Shadow Line that divides youth from manhood. And it is through facing +the unleashed fury of the tornado that the old captain of the +'full-powered steam-ship' in <i>Typhoon</i> shows what he has in him, +compassion and kindness as well as shrewd knowledge of men, expert +seamanship, and indomitable heroism. The whole thing is driven home with +a power, an incisiveness, and a delicate irradiating humour which I +should despair of conveying by mere criticism. The book must be read for +itself, and read again and again. It is told, in one way, simply as a +sailor's yarn, but it awakes in us the feeling that the struggle is a +symbol of man's life.</p> + +<p>Threatened by the advancing cyclone, Captain MacWhirr, 'the stupid man' +of no imagination, decides, almost instinctively, that the only thing to +be done is to keep up steam and face the wind. By sheer force of +personality he holds the crew together and carries the ship through. And +in the desperate struggle, every nerve on the strain for hours that seem +unending, MacWhirr finds time to care for the miserable pack of +terrified coolies on board, who have given way to panic and are fighting +madly in the hold. MacWhirr stops this, brings about order and a chance +for the Chinese, when the rest of his men, fine men as <a name="Page_306" id="Page_306" />most of them +are, can think of nothing but the safety of the ship. 'Had to do what's +fair for all,' he mumbles stolidly to his clever grumbling mate, Jukes, +during a dead lull in the storm—'they are only Chinamen. Give them the +same chance with ourselves' ... 'Couldn't let that go on in my ship, if +I knew she hadn't five minutes to live. Couldn't bear it, Mr. Jukes.' He +does not know whether the ship will be lost or not—(and we do not know +whether mankind will be lost or not)—what he does know is how he must +act. But also he never loses hope. 'She may come out of it yet': that is +the kind of answer the taciturn man gives when driven to speech. The +chief mate, locked in his captain's arms to brace himself against the +hurricane, scarcely able to make the other hear in the terrific gale +though he shouts close to his head, gets back such answers, and with +them the power to endure. He tells him the boats are gone: the captain +yells back sensibly, 'Can't be helped.'</p> + +<p>And so noble is the power with which Conrad uses our tongue, the tongue +he has made his own by adoption and genius, that I must let him speak +for himself, and can find no better close for my own lame words. Jukes +has been shouting to his captain again:</p> + +<div class="blockquot"><p>'And again he heard that voice, forced and ringing feebly, but + with a penetrating effect of quietness in the enormous discord of + noises, as if sent out from some remote spot of peace beyond the + black wastes of the gale; again he heard a man's voice—the frail + and indomitable sound that can be made to carry an infinity of + thought, resolution, and purpose, that shall be pronouncing + confident words on the last day, when heavens fall and justice is + done—again he heard it, and it was crying to him, as if from + very, very far—"All right."'</p></div> + +<div class="footnotes"><h3>FOOTNOTES:</h3> + +<div class="footnote"><p><a name="Footnote_72_72" id="Footnote_72_72" /><a href="#FNanchor_72_72"><span class="label">[72]</span></a> <i>Wilhelm Meister's Lehrjahre</i>, Bk. 8, c. 5.</p></div> + +<div class="footnote"><p><a name="Footnote_73_73" id="Footnote_73_73" /><a href="#FNanchor_73_73"><span class="label">[73]</span></a> By M.P. Follett (Longmans).</p></div> + +<div class="footnote"><p><a name="Footnote_74_74" id="Footnote_74_74" /><a href="#FNanchor_74_74"><span class="label">[74]</span></a> Professor A.C. Bradley, to whom also is due the passage +about Schubert and the parallel drawn between Beethoven, Hegel, and +Wordsworth.</p></div> + +<div class="footnote"><p><a name="Footnote_75_75" id="Footnote_75_75" /><a href="#FNanchor_75_75"><span class="label">[75]</span></a> From <i>The Will to Believe</i>, quoted in Bridges' <i>The Spirit +of Man</i>, No. 425.</p></div> + +</div> + + + + + + + +<pre> + + + + + +End of Project Gutenberg's Recent Developments in European Thought, by Various + +*** END OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + +***** This file should be named 15084-h.htm or 15084-h.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/1/5/0/8/15084/ + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Recent Developments in European Thought + +Author: Various + +Release Date: February 16, 2005 [EBook #15084] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + + + + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + + + + + +THE UNITY SERIES + +RECENT DEVELOPMENTS IN EUROPEAN THOUGHT + +_ESSAYS ARRANGED AND EDITED_ + +BY + +F.S. MARVIN + +AUTHOR OF 'THE LIVING PAST', ETC. + + 'To hope till Hope creates + From its own wreck the thing it contemplates.' + + _Prometheus Unbound._ + +HUMPHREY MILFORD + +OXFORD UNIVERSITY PRESS + +LONDON EDINBURGH GLASGOW NEW YORK TORONTO MELBOURNE CAPE TOWN BOMBAY + +1920 + +PRINTED IN ENGLAND + +AT THE OXFORD UNIVERSITY PRESS + + + + +PREFACE + + +This volume, like its two predecessors, arises from a course of lectures +delivered at a Summer School at Woodbrooke, near Birmingham, in August, +1919. The first, in 1915, dealt with 'The Unity of Western Civilization' +generally, the second, in 1916, with 'Progress'. In this book an attempt +has been made to trace the same ideas in the last period of European +history, broadly speaking since 1870. + +It was felt at the conclusion of the course that the point of view was +so enlightening and offered so many opportunities of useful further +study that it should, if possible, be resumed in future years. A large +number of subjects were suggested--'The Relations of East and West,' +'The Duty of Advanced to Backward Peoples,' 'The Role of Science in +Civilization,' &c.--all containing the same elements of 'progress in +unity' which have inspired the previous volumes. It was thought that +possibly for the next session 'World Reconstructions Past and Present' +might be most appropriate. + +If any reader feels moved by interest or sympathy with the general idea +to send suggestions, either as to possible places of meeting, or topics +for treatment or any other kindred matter, they would be welcomed either +by the Editor or by Edwin Gilbert, Woodbrooke, Selly Oak, Birmingham. + +F.S.M. + +BERKHAMSTED, _December, 1919._ + + +[** Transcriber's Note: This text contains a single instance of a + character with a diacritical mark. The character is a lower-case + 'r' with a caron (v-shaped symbol) above it. In the text, that + character is depicted thusly: [vr] **] + + + +CONTENTS + + PAGE + + I. GENERAL SURVEY 7 + By F.S. MARVIN. + + II. PHILOSOPHY 25 + By Professor A.E. TAYLOR, St. Andrews. + + III. RELIGION 65 + By Dr. F.B. JEVONS, Hatfield Hall, Durham. + + IV. POETRY 91 + By Professor C.H. HERFORD, Manchester. + + V. HISTORY 140 + By G.P. GOOCH. + + VI. POLITICAL THEORY 164 + By A.D. LINDSAY, Balliol College, Oxford. + + VII. ECONOMIC DEVELOPMENT 181 + 1. THE INDUSTRIAL SCENE, 1842 181 + 2. MINING OPERATIONS 195 + 3. THE SPIRIT OF ASSOCIATION 209 + By C.R. FAY, Christ's College, Cambridge. + +VIII. ATOMIC THEORIES 216 + By Professor W.H. BRAGG, F.R.S. + + IX. BIOLOGY SINCE DARWIN 229 + By Professor LEONARD DONCASTER, F.R.S. + + X. ART 247 + By A. CLUTTON BROCK. + + XI. A GENERATION OF MUSIC 262 + By Dr. ERNEST WALKER, Balliol College, Oxford. + + XII. THE MODERN RENASCENCE 293 + By F. MELIAN STAWELL. + + + + +I + +GENERAL SURVEY + +F.S. MARVIN + + +We are trying in this book to give some impression of the principal +changes and developments of Western thought in what might roughly be +called 'the last generation', though this limit of time has been, as it +must be, treated liberally. From the political point of view the two +most impressive milestones, events which will always mark for the +consciousness of the West the beginning and the end of a period, are no +doubt the war of 1870 and the Great War which has just ended. From 1870 +to 1914 would therefore be the most obvious delimitation of our study; +and it is a striking illustration of human paradox, that a great stage +in the growth of unity should be marked by two international tragedies +and crowned by the most terrible of all. + +Nearly coincident with the political divisions there are important +landmarks in the history of thought. During the 'sixties, while the +power of Prussia was rising to its culmination in the Franco-Prussian +War, the Darwinian theory of development was gaining command in biology. +To many thinkers there has appeared a clear connexion between that +biological doctrine and the 'imperialism', Teutonic and other, which was +so marked a feature of the time. In any case 'post-Darwinian' might well +describe the scientific thought of the age we have in view. + +Industrially the epoch is as clearly defined as it is in politics and +science. For in 1871, the year of the Treaty of Frankfort, an act was +passed after a long working-class agitation, assisted by certain eminent +members of the middle class, legalizing strikes and Trade Unions. And +now at the end of the war, all over the world, society is faced by the +problem of reconciling the full rights, and in some cases the extreme +demands, of 'labour', with democratic government and the prosperity and +social union of the whole community. This is the situation discussed in +our seventh and eighth chapters. + +In philosophy and literature a similar dividing line appears. In the +'sixties Herbert Spencer was publishing the capital works of his system. +The _Principles of Psychology_ was published in 1872. This 'Synthetic +Philosophy' has proved up to the present the last attempt of its kind, +and with the vast increase of knowledge since Spencer's day it might +well prove the last of all such syntheses carried out by a single mind. +Specialism and criticism have gained the upper hand, and the fresh turn +to harmony, which we shall notice later on, is rather a harmony of +spirit than an encyclopaedic unity such as the great masters of system +from Descartes to Comte and Spencer had attempted before. + +In literature also the dates agree. Dickens, most typical of all early +Victorians, died in 1870. George Eliot's last great novel, _Daniel +Deronda_, was published in 1876. Victor Hugo's greatest poem, _La +Legende des Siecles_, the imaginative synthesis of all the ages, +appeared in the 'seventies. There have been many writers since, with +Tolstoi perhaps at their head, in whom the fire of moral enthusiasm has +burnt as keenly, nor have the borders of human sympathy been narrowed. +Yet one cannot fail to note a less pervading and ready confidence in +human nature, a less fervent belief that the good must prevail if good +men will only follow their better leading. + +Here then is our period, marked in public affairs by a progress from +one conflict, desperate and tragic, between two of the leading nations +of the West, to another and still more terrible which swept the whole +world into the maelstrom; and marked in thought by a certain dispersion +and depression of mind, a falling in the barometer of temperament and +imagination, but also by a grappling with realities at closer quarters. +No wonder that some have seen here a 'tragedy of hope' and the +'bankruptcy of science'. + +But it must be noted at once that these obvious landmarks, though +striking, are in themselves superficial. They require explanation rather +than give it, and in some cases an explanation, much less tragic than +the symptom, is suggested by the symptom itself. We may at least fairly +treat them at starting simply as beacon-hills to mark out the country we +are traversing. We have to go deeper to find out the nature of the soil, +and travel to the end to study the vista beyond. + +In making this fuller analysis of man's recent achievement, especially +in the West, the first, and perhaps ultimately the weightiest, element +we have to note is the continued and unexampled growth of science. Was +there ever a more fertile period than the generation which succeeded +Darwin's achievement in biology and Bunsen's and Kirchhoff's with the +spectroscope? Both have created revolutions, one in our view of living +things, the other in our view of matter. In physics the whole realm of +radio-activity has come into our ken within these years, and during the +same time chemistry, both organic and inorganic, has been equally +enlarged. All branches of science in fact show a similar expansion, and +a new school of mathematicians claim that they have recast the +foundations of the fundamental science and assimilated it to the +simplest laws of all thinking. Some discussion of this will be found in +the chapter on philosophy. + +It may serve as tonic--an antidote to that depression of spirits of +which we have spoken--to consider that such an output of mental energy, +rewarded by such a harvest of truth, is without precedent in man's +evolution. No single generation before ever learnt so much not only of +the world around it but also of the doings of previous generations. For +since 1870 we have been living in an age as much distinguished for +historical research as for natural science. If mankind is now to go down +in a wrack of war, starvation, bankruptcy, and ruin, the sunset sky at +least is glorious. + +And there is tonic in another thought which rises from the very nature +of this recent blossoming of knowledge. It marks the growing +co-operative activity of mankind. The fact that science and research of +every kind have advanced so rapidly is not only, or even primarily, a +proof of the continued vigour of the human intellect, but of the +stability of society, the coherence of social classes and nations, the +readiness of the bulk of men to allow their more immediately productive +work to be used for the support of those whose labours are in a more +remote and ideal sphere. Science did not begin until the ancient +priesthoods were enabled to pursue disinterested inquiries without the +need of earning their daily bread. Civilization, we may be assured, is +not threatened in its most vital part so long as the general will +permits the application of the general resources to the promotion of +learning and research without a claim for immediate marketable results. +Our last generation has not only permitted but has encouraged this in +all Western countries, and in other countries, such as China and Japan, +influenced by the West. The money thus spent is vastly greater than in +any equal period before, and the United States, the land of the fullest +democratic claims, is also the land of the amplest generosity for +scientific and educational purposes. + +The growth of knowledge is a symptom not only of the collective capacity +of living man but also of the continuity of the present age with those +which had laid the earlier foundations. One school of vigorous action, +and still more vigorous talk, advises our generation to be done with the +past and make a fresh start on more ideal lines. This is not the voice +of science, which, just in proportion to its growth, has shown more and +more care for its origins and its past: and this is true at every stage +in the history of thought. The Greeks, fighting for freedom and +establishing in the city-state a new form of political organization for +the world, were yet in their scientific evolution true and grateful +successors of the priests who first compiled the observations necessary +for the scientific study of the heavens and founded the art of medicine. +The men of the Renascence, who were burnt and imprisoned for doubting +the verbal inspiration of Aristotle and the Bible, were in fact going +back to an earlier impulse than that of the scholastic philosophy. The +mathematics of Pappus and the mechanics of Archimedes had to be carried +further before the new sciences of which Aristotle had given the first +sketch could be securely founded. The pioneers of the sixteenth and +seventeenth centuries built therefore on the past, although accused of +impiety and revolution; and it must be so with any intellectual +construction which is to hold its own and form the future. So far from +there being any opposition in nature between history and science, the +two are but different aspects of one continuous enlargement of the human +spirit, which sees and lives more fully at each great moment of its +progress, and, so far as it is alive, is always informed by the real +achievements of the past. We illustrate this advance in the marvellous +record of our fifth chapter, and its spirit is summed up in the great +saying of Benedetto Croce that 'all history is contemporary history'. + +But the reader may here begin not unnaturally to feel some impatience +with the argument, and to think that he is being carried into a region +of ideal imaginings quite out of touch with the realities of blood and +hatred and starvation with which we have been actually surrounded at the +end of our period. It is well to be thus sharply reminded of the +contrariety of facts, when we are sailing smoothly along on the current +of any theory, whether of education or politics, religion or art. To get +right with our objector, to set our sail so that the rocks in the stream +may not completely wreck us, we will go back to the point where we were +insisting on the obvious truth that the collective resources and +capacity of mankind have of late enormously increased. + +The material fruits of science are among our most familiar wonders--the +motor-car, the aeroplane, wireless telegraphy. But it is not +sufficiently realized how all these things and the like are dependent +upon the co-operation of a multitude of minds, the collective rather +than the individual capacity of man. Men had dreamt for ages of flying, +but it was not until the invention of the internal combustion engine +that bird-like wings and the mechanical skill of man could be brought +together and made effective. It is Humanity that flies, and not the +individual man alone. The German Daimler, the French Levassor, are the +two names which stand out most prominently in this later development of +engineering as our own Watt and Stephenson stand in the history of the +steam-engine. Wireless telegraphy offers a similar story. Faraday, +Maxwell, Hertz, Lodge, Marconi; the names are international. In 1913, +before ever the League of Nations had been planned, Lord Bryce was +telling an International Congress in London that 'the world is becoming +one in an altogether new sense.... More than four centuries ago the +discovery of America marked the first step in the process by which the +European races have gained dominion over nearly the whole earth. As the +earth has been narrowed through the new forces science has placed at our +disposal, the movements of politics, of economics, and of thought, in +each of its regions, become more closely interwoven. Whatever happens in +any part of the globe has now a significance for every other part. World +History is tending to become one History.' + +The war, tragically as it has shaken this growing oneness of mankind, +has not destroyed it. In some ways it has even stimulated growth. +Against a background of blood and fire the League of Nations has been +forced into actual being, and the long isolation alike of the ancient +East and the youthful West has been broken down at last. Within the +State, again, even allowing for all setbacks, the efforts at social +solidarity have on the whole been strengthened, not weakened. This war +his been an accelerator of, not, as the Napoleonic, a brake upon, +reform. Many reforms, especially in England, which had been long +discussed and partly attempted before the war, were carried out with +dispatch at its close. This was the case with education, with the +franchise and with measures affecting the health, the housing, and the +industrial conditions of the people. And there is now a greater and +stronger demand among us for a further advance, above all for making +every citizen not merely or even primarily a voting unit, but a +consciously active, consciously co-operative, member of the community. + +Comte, who died in 1857 just before our period, was perhaps the clearest +voice in Europe to herald both movements: the advance to international +unity, and social reform within the State. It was he who, under the +title of _Western Republic_, proclaimed the existence of a real unity of +nations, whose business it was to strengthen themselves as a moral +force, to act as trustees for the weaker people and lead the world. It +was he who, in the phrase 'incorporation of the proletariate', summed up +all those social reforms in which we are immersed, which aim at making +every citizen a full member of his nation. Like all ideals it was far +easier to conceive and to respect than to foresee or to secure the +necessary means to put it into effect. Perhaps the perfect symmetry of +the plan, the over-sanguine hopes of the man who framed it, have even +proved some hindrance to its rapid spread. It has seemed, like Dante's +polity in the _De Monarchia_, to take its place rather among the utopias +than the practical schemes of reform, and when men saw the infinite +complexity of the problems and met the living lions in the path, they +suffered the comparative depression which we have noticed as a feature +of the age. + +Here indeed it would appear that we have reached one of the most serious +cross-currents in recent European thought. In science, in philosophy, in +politics, and in social economics, though we see the goal at least in +outline, we are in some danger of being overwhelmed by the difficulties +of the pursuit. Our vision is somewhat clouded and our steps hampered by +the entangling details of the country between. It is substantially the +same problem which faces us both in the philosophical and the practical +sphere, and the analogy between the two is instructive. Spencer's +synthesis, which we instanced as the last encyclopaedic attempt to +present all knowledge--at least all scientific knowledge--in one system, +has been riddled fore and aft by hostile shot, though in the end more +of it may be found to have survived than is seen at present above water. +The philosopher who in our generation has acquired the European vogue +most comparable to that of Spencer is Bergson. Now Bergson has dealt +some of the shrewdest blows at Spencer's system, but he does not set out +to construct a rival system of his own. He is most careful to say that +he is not doing this, that any such work must be done by later workers, +that he is only making suggestions for a new point of view. It is +interesting to note in general terms what that point of view is, as we +shall have occasion later on to revert to it. It rests on a new +interpretation of the nature and growth of conscious life. He is in +short a _semeur d'idees-force_ rather than an encyclopaedist or a +system-maker. The difference is characteristic of the age and might be +traced in the other contemporary schools, the pragmatists, the new +realists, and the rest. The new Descartes is looked for but not +announced. Perhaps when he arrives he will prove to be a whole army and +not a single man. But if an army, it will need a better co-ordination, a +more clearly defined common spirit, than is at present apparent in the +philosophic hosts. + +A similar perplexity in the practical sphere has a similar cause but a +graver urgency. The multiplicity and contrariety of the facts are upon +us as we face in practice the ideals which we have accepted from the +earlier thinkers, from the century of hope. In science and philosophy we +feel that the cause of unity may with some safety be left to look after +itself. If the new Descartes does not appear in person, we may have +confidence that plenty of inferior substitutes will be found, who, if +they work together, will keep alive the great task of unifying thought. +For in this region the nature of things assists our efforts and will +sooner or later get the work done. The stars in their courses are +fighting for us and for unity. But in the world of wills the task is +tenfold more difficult and the dangers imminent. The poor and labouring +millions, the oppressed and dissatisfied nations, are forcing the door, +and though there is fair agreement in theory as to how they should live +and work together in peace, yet the realization is by no means +automatic, and the difficulties thicken as we come nearer to them. + +But even here, perhaps most of all here, it is the first word of wisdom +to take stock of the favourable symptoms, to see clearly the forces on +which we can rely in our forward march. And they are not far to seek in +all classes and in every Western land. Read any account of an English +community in the early nineteenth century, say George Eliot's 'Milby' in +the _Scenes of Clerical Life_. How far more humane, more enlightened, +and happier is the state of the succeeding community, the Nuneaton or +Coventry of the present day! No question but the novelist would have +welcomed as a convincing proof of her 'meliorist' doctrine the progress +made in her own homeland in the century since her birth. We know by +personal experience the general kindliness and cheerfulness of our +fellow citizens, their tolerance, their readiness to hope, their +prevalent orderliness and self-restraint. We are thinking perhaps of a +certain tendency to slackness, a dangerous falling-off in the output of +work. If that be so, we need only look at the activities of any +playground, or of a class-room in a well-ordered school, to be sure of +the future. The natural man, at least in our temperate climates, and as +exhibited in the behaviour of his natural progenitor, the child, is all +for vigour and experiment. It is we, the adult community, the trustees +of the child, who are to blame if his maturity fails of the eager +questioning and the untiring labours of his unspoilt youth. + +But we are dealing in this volume rather with changes of thought than +with the actual life of the times. Theories affecting the organization +of work, the distribution of the product, and the government of society +have had much to do with our present difficulties. They have arisen from +the conditions of the industrial revolution and the doctrines of the +political revolution which began about the same time, and they have +reacted ever since on the work and wages, the life and government of the +mass of Western men. They are discussed in our eighth chapter. It may be +said broadly that in this sphere, as in philosophy, the old and +_simpliste_ doctrines have been criticized almost to the point of +extinction, but that no new all-embracing practical synthesis has taken +their place. The Marxian theory that social evolution has been due +mainly to economic causes, that these have produced inevitably the +present--or recent--capitalist system, which inevitably must be turned +upside down in the interests of manual labour--this is no longer +dominant in any Western community, though it is fighting a desperate +battle in Eastern Europe. But it is equally true that the capitalist +system, presented in an ideal and moralized form in the Utopias of St. +Simon and Comte, is not generally accepted now as an ideal for industry. +The spirit which Comte desired and believed would animate the moralized +employer, acting as the providence of his workpeople, we look to find +rather in a reconstituted and moralized State. We all share this hope in +our degree, _The Times_ as well as the _Daily News_, and we do not +expect the new spirit to operate simply through the free-will and +private capacity and initiative of individuals. The joint stock company +has settled that. + +What we are waiting and hoping for is the time when, under the aegis of +a benevolent State, capital and labour may live together in many +mansions and, like the monks of old, follow many rules of life. In this +region our ideal of unity is more diversified than in the realm of +thought, and there is no demand for a Descartes. + +And here it is interesting to note that one of the most telling books on +social reconstruction published since the war is by an international +writer. This is Dr. Walther Rathenau, a German of Jewish descent, whose +ideas have just been popularized by a Frenchman, M. Gaston Raphael[1]. +He fits in well with our general argument by virtue of his double +attitude, holding, on the one hand, that under the general supervision +of the State, industry should be organized in various self-governing +groups, 'Social Guilds' or 'professional syndicates' in which both +employers and workmen would be included with representatives of the +Government; while, on the other hand, he is emphatic that progress must +proceed from a changed and widening mentality, and aim in turn at +increasing the depth and capacity of the individual soul. + +Our book has no special chapter on the League of Nations itself. The +idea pervades the whole, and the subject was treated in detail in the +first volume of this series (_The Unity of Western Civilization_, 1915). +The history behind the League offers a striking analogy to the other +struggles for unity of which we have spoken. There is the same advance +from the idea of a unity dictated and controlled by one mind to a unity +of spirit arising from the free co-operation of many diverse elements +all aiming at the same general good. Down even to yesterday it seemed to +many minds a necessary condition that one man, gathering in his hands +the resources of one great State, should from that centre dominate the +world. And in the dawn of human history it was no doubt often true, the +only way in which the world could then advance. This was true for +Alexander, the prototype of all the Roman conquerors, and true, +conspicuously, for the Roman empire at its best. But, after the break-up +of the empire, unity of this type became a delusive mirage, misleading +all who, like the Holy Roman emperors, sought to enjoy it again. By the +time of Napoleon it had become an anachronism of the most dangerous and +reactionary kind. The world was then too vast, the freedom of men and +nations too various and deeply rooted. Meanwhile a real unity, stronger +than before, had been forming beneath the surface and needed fresh +institutions to body it forth. This movement for unity has been, as we +have seen, precipitated by the war into visible and decisive action. It +had been simmering for three hundred years in 'Great Designs', 'Projects +of Peace', Treaties of Arbitration, and Hague Conventions. + +Among much that is doubtful in the future of the League, one thing +stands out as a capital certainty. Without losing the very spirit of its +being it can never become a satellite system, revolving round one +dominant Power or even a dominant clique. It was formed to contradict +and destroy an oppressive imperialism: it can only thrive by the free +co-operation of the partners, finding their proper end in a prosperity +shared by all. + +Such is a short summary of some of the leading topics treated here, +those perhaps in which public interest has been most keenly aroused. But +nothing has been said in this introduction of Art or Music, and of +Religion only a little by implication. It may be well in conclusion to +attempt a still more summary impression of the main drift of the period +on the spiritual side. We may in such a wider view see some common +tendency in all these activities, some inspiration of religion, some +link with art, some impulse to live strongly and to hope. + +The present writer would find this leading thread in the increasing +stress laid by recent European thought on the spiritual, or +psychological, side of every problem, in the growing desire to +understand the character of man's own nature and to develop all the +powers of his soul. + +One of the latest authorities[2] on anthropology has told us that 'to +develop soul is progress', and he has followed the clue through the +meagre relics of Palaeolithic and Neolithic man. So does the last +science of the nineteenth century throw light on the dim recesses of the +past. For unquestionably psychology is the characteristic science added +to the hierarchy in our period; it has crowned biology and is exercising +a profound influence on philosophy, literature, and even politics. If +Aristotle was its founder, if it was Descartes who first showed its +profound connexion with philosophy, it is to workers in our own day that +we must look for those methods of accurate observation, comparison, and +the study of causes without which it could not advance farther. And +modern psychology has advanced far enough to see that we must include in +its purview the 'soul' of a minnow as well as of a man. Descartes had +stopped too short, for to him animal life, as distinct from human, +showed only the movements of automata. But now, just as the biologist +conceives man as part of one infinite order of living things, so the +psychologist believes that the facts of his consciousness, the crown of +life, must find their place somewhere related to the simplest movements +of the amoeba. Hence the whole of animate evolution, and not only that +part of which Dr. Marett spoke, may be thought of as the growth of soul. + +But, the objector will inquire, does this imply the enlargement of every +individual or even of the average or the typical personality? And if +not, what becomes of a 'growth of the soul'? + +To this we must admit the impossibility of any complete, or even +approximate, answer with our present knowledge. We can only note one or +two points of certainty or of confident belief. The first, that there +have been individual men, an Aristotle or a Shakespeare, in the past, +with whom later ages never have, and perhaps never may, compare. The +second, that there are good grounds for thinking that the average man +has improved in goodness and in knowledge since we first knew him dimly +in the dawn of history. But more important and more certain is the fact +that the collective soul of man has grown, and all the extensions of +knowledge and of power of which our volume speaks bear witness to it. +They are essentially social in origin and outlook, and rest on a +foundation of common thought immeasurably wider than any in the more +distant past. + +The man of science, the statesman, even the poet, now speaks for a +multitude, and out of a multitudinous consciousness, which had not +gathered to support, to inspire, or to weigh down, an Aristotle, a +Pericles, a Cromwell. This is a dominating fact from which it is well to +take our start. Assuredly the soul of mankind has been collectively +enlarged and enriched. How far the individual can share in this +enlargement is still one of the problems of the future. The West has +committed itself to a general policy of education which aims at making +every citizen a full partaker in the advance of the race. But it cannot +be said that this policy has yet been really tried. It is the +acknowledged ideal to which in all Western countries partial steps have +been taken, and the democracy, through their most enlightened leaders, +will continue to press for its fulfilment. As this approaches, the +individual may become more and more in his degree the microcosm which +philosophers have proclaimed him, and the enlargement of the soul, which +we know to be a fact for humanity, will become a fact for every man. +Need we doubt that with the general raising in the level new eminences +will appear? Do not great mountains sometimes rise from the sea and +sometimes from the high plateau? We are now in the very midst of a +struggle for settlement and incorporation, which, as it is accomplished, +should prepare the way for new excellences of every kind. What may not +be hoped of men if once they learn to live with their fellows? And they +can only so learn by studying them. This is felt by all contemporary +writers from Bergson in philosophy to Graham Wallas in politics. Poets +and novelists, above all, have turned more and more to problems of the +inner life. + +The novelists who ushered in our age are significant of this, and none +more so than George Eliot, whose work, though somewhat out of fashion +for the moment, is yet marked by the transition from Victorian +complacency to modern unrest and modern hopes. Full of love and +appreciation for the old order in England--the contentment and humours +of the country-side, the difference of classes, the respect for +religion--she was carried by the evolutionary philosophy of her time +into thoughts of an eternal and world-wide order, the growth of +humanity, the kinship of man with the universe, the social nature of +duty. Her contribution was essentially psychological; she enlarged our +knowledge of the soul. She showed us, not certainly more living types +than Scott or Dickens, but more play of motives, more varied interests +in life, more mental crises. The soul, above all the woman's soul, had +widened its horizon between Flora Macdonald and Dorothea Brooke. + +Every reader will think of famous novelists who have followed the same +broadening path, and their work is often really great as well as famous. +The history of thought has in fact throughout the last century been a +commentary on those words of Keats to which many of us have turned of +late for comfort and inspiration: 'The world is not a vale of tears, but +a vale of soul-making.' Tears there are in abundance, as the tears of +children. But sorrow is not the leading note of children, nor should it +be of humanity in growth. Soul-making--the practice and the theory--has +become more and more clearly and consciously the object of human thought +and endeavour. We need the greater mind to see the links in the +overwhelming mass of science, in the mazes of human action and history. +We need it still more to grasp and to preserve the unity of our social +life. Most of all for the healing of the world is the greater soul +needed, with a world-consciousness, some knowledge, some sympathy, some +hope for all mankind. Without this, a league of nations would be dead +before its birth. + +The recent development of psychology, social as well as individual, its +pursuit on scientific lines, and its alliance with biology, suggest one +thought which applies generally to an age of science and may be found to +throw some illumination even on the future. Which of all types of modern +men is the most habitually hopeful, the man of letters, the politician, +the business man, or the man of science? There can be no question of the +answer. The typical man of science is sure of the greatness and solidity +of the work he shares, and confident that the future will extend and +make still more beneficial its results. His forward glance is more +assured because the backward reveals a course of growing strength and +continuous ascent. The physicist foresees unmeasured sources of energy, +still untapped. He warns us of our dangers, but has no doubt that, with +due foresight, we may overcome them, and make the reign of man upon the +planet wider and firmer than before. The doctor knows no disease which +may not in time yield to scientific treatment. The agricultural expert +foresees, and can produce, new types of grain and fruit which will +surpass the best yet known. And the trainer of youth, the man to whom +the new science of psychology stands most in stead, is the most hopeful +of them all. Dealing with human nature in its growth he puts no limits +to its powers of goodness and activity. He deplores the want of wise +methods in the past, and if he errs at all it is in an excess of +optimism, in believing that with new methods we may make a new man. + +On this enlargement of the soul, enlightened by science, we build the +future. It is the crowning vision of the modern world, first sketched by +Descartes, filled out and strengthened by the life and thought of three +hundred years. In the interval we have lived much and learnt much, both +of our own nature and of the world in which we live. In our own age a +powerful stimulus has been given by a transformed biology and a new +science which shows the soul itself in growth from an immemorial past, +moulding the future by its own action, surmounting, while assimilating, +the mechanism which surrounds it. But for this building two things are +needed. One, that our souls, as builders, shall act as one with all our +fellows and strive for unity as well as power. The other, that in the +building the laws of growth shall be followed, which science has already +revealed in part and will reveal more fully. For the spirit of science +is the spirit of hope. + +FOOTNOTES: + +[Footnote 1: _Walther Rathenau. Ses Idees et ses Projets d'Organisation +Economique_. By Gaston Raphael (Paris: Payot, 4f. 50 c).] + +[Footnote 2: R.R. Marett in _Progress and History_ (Oxford University +Press).] + + + + +II + +PHILOSOPHY + +PROFESSOR A.E. TAYLOR + + +Between forty and fifty years ago a great European man of science, Emil +du Bois-Reymond, delivered before an audience of the leading scientific +men of Germany a famous discourse on _The Limits of our Knowledge of +Nature_, which he followed up some years later with a second discourse +on the _Seven Riddles of the Universe_. His object was to convince the +materialists of the 'seventies that there were at least seven such +unsound places in _their_ story of everything. Some of the 'riddles', he +admitted, might prove to be soluble as science advances, but the most +important of them will always remain unanswered. Our position as regards +them will always be _ignoramus et ignorabimus_--we do not know the +solutions and we never shall know them. I do not ask now whether du +Bois-Reymond was right in his judgement or not. If he was right, that +means, of course, that the one tale of everything will never be told by +human lips to human ears. There will no more ever be a finally true +Philosophy than there will ever be a finally perfect poem or picture or +symphony. But there is no reason why we should not, at any rate, try to +make our story as nearly perfect as we can, to reduce the number of the +places where we have to break off with 'that is another story', and +perhaps even to hazard a 'wide solution' in matters where absolute +certainty is beyond our reach. This is the work of human Philosophy as I +conceive it, and every man who is disinterestedly trying, without one +eye on wealth or fame or domination over the minds of others, to make +any contribution, however humble, to the telling of this one story or +the removal of loose threads from it, is inspired by the true spirit of +Philosophy. Whoever is doing anything else, no matter under what name or +with what profit or renown to himself, is no true philosopher. + +This point of view implies, it will be seen, no sharp dividing line +between Philosophy and Science. The avoidance of this commonly made +distinction may offend two different sets of students--students of +metaphysics who wish to exalt their own pursuit at the expense of the +'special' sciences, and students of natural science who are accustomed +to pride themselves on the contrast between the finality and +definiteness of their own results and the vagueness and dubiousness of +the conclusion of the metaphysicians. But I must avow my own conviction +that the only distinction we can make is one of convenience, and it may +help to make my peace with both parties if I explain where I take this +distinction of convenience to come in. If we are ever to construct an +approximation to the one story of everything, clearly one result will +consist of a relatively few first principles and a great mass of +conclusions which can be inferred from them. And clearly again, since +men differ so widely in their mental aptitudes, some men will be most +successful in the detection of the principles which underlie all our +knowledge, and others most successful in the accumulation of facts and +the detailed working out of the application of the principles to the +facts. For convenience' sake it will be well that some of us shall be +engaged on the discovery of principles which are so very ultimate that +most men take them for granted without reflecting on them at all, and +others on the work of detail. Further, it will be convenient that, +within this second group, various students shall give their attention to +more special masses of detail, according to their several tastes and +aptitudes, some to the behaviour of moving particles, some to the +behaviour of living organisms, some again to the structure and +institutions of human societies, and so on. For convenience we may agree +to call preoccupation with the great ultimate principles Philosophy and +preoccupation with the application of the principles to masses of +special facts Science. If we make the distinction in this way, we shall +be following pretty closely the lines of historical development along +which 'special' sciences have gradually been constituted. When we go +back far enough in the history of human thought, we find that +originally, among the great Greeks who have taught the world to think, +there was no distinction at all between Science and Philosophy. Men like +Plato and Aristotle were busied at once with the discovery of the first +principles on which all our knowledge depends and with the construction +of a satisfactory theory of the planetary motions or of the facts of +growth and reproduction. As the study of special questions was pursued +further, it became advisable to hand over the treatment of first one and +then another group of closely interconnected questions to students who +would pursue them independently of research into ultimate +presuppositions. This is how Geometry, Astronomy, Biology came, in +ancient times, to be successively detached from general Philosophy. The +separation of Psychology--the detailed study of the processes of mental +life--from Philosophy hardly goes back beyond the days of our fathers, +and the separation of such studies as 'sociology' from general +Philosophy may be said to belong quite definitely to our own time. If +our children have leisure for study at all, no doubt they will see the +process carried much further. But it is important to bear in mind that +neither Philosophy in the narrower sense nor Science in the narrower +sense will be fruitfully prosecuted unless the men who are working at +each understand that their own labours are only part of a single +undivided work. Without a genuine grasp of some department of detailed +facts no man is likely to achieve much in the search for principles, for +it is by analysis of facts that principles are to be found, and without +real insight into broad general principles the worker in detail is +likely to achieve nothing but confusion. The antagonism between +'philosophers' and 'men of science' so characteristic of the last half +of the nineteenth century has been productive of nothing but evil. It +has given us 'philosophers' whose knowledge about the facts with which +serious thinking has to deal has been hopelessly inaccurate; it has also +given us 'men of science' who have been 'ageometretes' and have, by +consequence, when forced to offer some account of first principles, +taken refuge in the wildest and weirdest improvisation. For really +fruitful work we need the union in one person of the 'man of science' +and the 'philosopher', or at least the most intimate co-operation +between the two. Our theories of first principles require to be +constantly revised, purified, and quickened by contact with knowledge of +detailed fact; and our representations of fact call for constant +restatement in terms of a system of more and more thoroughly thought-out +postulates or first principles. This is perhaps why the department of +human knowledge in which the last half-century has seen the most +remarkable advances is just that in which unremitting scrutiny of +principles has gone most closely hand-in-hand with the mastery of fresh +masses of detail, pure mathematics, and again why the present state of +what is loosely called 'evolutionary' science is so unsatisfactory to +any one who has a high ideal of what a science ought to be. It exhibits +at once an enormous mass of detailed information and an apparently +hopeless vagueness about the meaning of the 'laws' by which all this +detail is to be co-ordinated, the reasons for thinking these laws true, +and the precise range of their significance. The work of men like +Cantor, Dedekind, Frege, Whitehead, Russell, is providing us with an +almost unexceptional theory of the first principles required for pure +mathematics. We are already in a position to say with almost complete +freedom from uncertainty what undefined simple notions and +undemonstrated postulates we have to employ in the science and to +express these ultimates without ambiguity. 'Evolutionary science,' rich +as is its information about the details of the processes going on in the +organic world, seems still to await its Frege or Russell. It talks, for +example, much of 'hereditary' and non-hereditary peculiarities, and some +of us can remember a time when our friends among the biologists seemed +almost ready to put each other to the sword for differences of opinion +about the inheritability of certain characteristics; but no one seems to +trouble himself much with the question a philosopher would think most +important of all--precisely what is meant by the metaphor of +'inheritance' when it is applied to the facts of biology. (Indeed, it is +still quite fashionable to talk not merely as if a 'character' were, +like a house or an orchard, a _thing_ which can be transferred bodily +from the possession of a parent to the possession of the offspring, but +even as though an 'heir' could 'inherit' himself.) + +This last remark leads me to a further consideration. Science and +Philosophy are alike created by the simple determination to be +_thorough_ in our thinking about the problems which all things and +events present to us, to use no terms whose meaning is ambiguous, to +assert no propositions as true until we are satisfied that they are +either directly apprehended as true, or strictly deducible from other +propositions which are thus apprehended. But now that the area of facts +open to our exploration has become far too vast for a modern Francis +Bacon to 'take all knowledge for his province', and convenience has led +to the distinction between the philosopher and the man of science, a +_practical_ distinction between the two makes its appearance. It is +_convenient_ that our knowledge of detail should be steadily extended by +considering the consequences which follow from a given set of postulates +without waiting for the solution of the more strictly philosophical +questions whether our postulates have been reduced to the simplest and +most unambiguous expression, whether the list might not be curtailed by +showing that some of its members which have been accepted on their own +merits can be deduced from the rest, or again enlarged by the express +addition of principles which we have all along been using without any +actual formulation of them. The point may be illustrated by considering +the set of 'postulates' explicitly made in the geometry of Euclid. We +cannot be said to have made geometry thoroughly scientific until we know +whether the traditional list of postulates is complete, whether some of +the traditional postulates might not be capable of demonstration, and +whether geometry as a science would be destroyed by the denial of one or +more of the postulates. But it would be very undesirable to suspend +examination of the consequences which follow from the Euclidean +postulates until we have answered all these questions. Even in pure +mathematics one has, in the first instance, to proceed tentatively, to +venture on the work of drawing inferences from what seem to be plausible +postulates before one can pass a verdict on the merits of the postulates +themselves. The consequence of this tentative character of our +inquiries is that, so far as there is a difference between Philosophy +and Science at all, it is a difference in _thoroughness_. The more +philosophic a man's mind is, the less ready will he be to let an +assertion pass without examination as obviously true. Thus Euclid makes +a famous assumption--the 'parallel-postulate'--which amounts to the +assertion that if three of the angles of a rectilinear quadrilateral are +right angles, the fourth will be a right angle. The mathematicians of +the eighteenth and early nineteenth centuries, again, generally assumed +that if a function is continuous it can always be differentiated. A +comparatively unphilosophical mind may let such plausible assertions +pass unexamined, but a more philosophical mind will say to itself, when +it comes across them, 'You great duffer, aren't you going to ask _Why_?' +Suppose that, by way of experiment, I assume that the fourth angle of my +quadrilateral will be acute, or again obtuse, will the body of +conclusions I can now deduce from my set of postulates be free from +contradictions or not? If I really give my mind to the task, cannot I +define a continuous function which is _not_ differentiable? The raising +of the first question led in fact to the discovery of what is called +'non-Euclidean' geometry, the raising of the second has banished from +the text-books of the Calculus the masses of bad reasoning which long +made that branch of mathematics a scandal to logic and led distinguished +philosophers--Kant among them--to suspect that there are hopeless +contradictions in the very foundations of mathematical science. + +Now, the effect of such careful scrutiny of first principles is not, of +course, to upset any conclusions which have been correctly drawn from a +set of premisses. All that happens is that the conclusion is no longer +asserted by itself as a truth; what is asserted is that the conclusion +is true _if_ the premisses are true. Thus we no longer assert the +'theorem of Pythagoras' as a categorical proposition; what we assert is +that the theorem follows as a consequence from the assertion of some +half-dozen ultimate postulates which will be found on analysis to be the +premisses of Euclid's proof of his forty-seventh proposition. + +To come back to the point I wish to illustrate. The peculiarity of the +philosopher is simply that he still goes on to 'wonder' and ask _Why_ +when other persons are ready to leave off. He is less contented than +other men to take things for granted. Of course, he knows that, in the +end, you cannot get away from the necessity of taking something for +granted, but he is anxious to take for granted as few things as +possible, and when he has to take something for granted, he is +exceptionally anxious to know exactly what that something is. De Morgan +tells a story of a very pertinacious controversialist who, being asked +whether he would not at least admit that 'the whole is greater than the +part', retorted, 'Not I, until I see what use you mean to make of the +admission.' I am not sure whether De Morgan quotes this as an ensample +for our following or as a warning for our avoidance, but to my own mind +it is an excellent specimen of the philosophic temper. Until you know +what use is going to be made of your admission, you do not really know +what it is you have admitted. It is this superior thoroughness of +Philosophy which Plato has in mind when he says of his supreme science +'Dialectic' that its business is to examine and even to 'destroy' +([Greek: anairein]) the assumptions of all the other sciences. It does +not let propositions which they have been content to take for granted +pass without challenge, and it may actually 'destroy' them by showing +that there is no justification for asserting them. Thus Euclid's +assumption about parallels ceased to be included among the indispensable +premisses of geometry, and was 'destroyed' in Plato's sense when +Lobatchevsky, Bolyai, and Riemann showed that complete bodies of +self-consistent geometrical theory can be deduced from sets of +postulates in which Euclid's assumption is explicitly denied. There are +two further points I should like to put before you in this connexion. +One of them has been forcibly argued by Mr. Bertrand Russell in his +admirable little work _The Problems of Philosophy_; the other has not. +Indeed, it is just in his unwillingness to allow the second of these +points to be raised at all that Mr. Russell seems to me to fall +conspicuously and unaccountably short of being what, by his own showing, +a great philosopher ought to be. + +To take first the point with which Mr. Russell has dealt. There is one +very important branch of inquiry, if we ought not rather to say that +there are two, which appear to belong wholly to general Philosophy and +not to any of the 'sciences'. We cannot so much as ask the simplest +question without making the implication that there is an ultimate +distinction between true assertions and false ones, and certain definite +principles by which we can infer true conclusions from true premisses. +It is thus a very important part of the true 'story of everything' to +state the principles upon which valid reasoning depends, and to +enunciate the ultimate postulates which have to be taken for granted +whenever we try to reason validly about anything. This is the inquiry +known by the name of logic. We cannot expect men whose time is fully +taken up with the task of reaching true conclusions about some special +class of facts, those which concern the history of living organisms, or +the production and distribution of 'wealth', or the stability of various +forms of government, to burden themselves with this inquiry in addition +to their other tasks. They may fairly be allowed to leave the +construction of logic to others. But the man who makes it the business +of his life to get back to ultimate first principles must plainly be a +logician, though he need not be a specialist in biology or economics or +'sociology'. One great advantage which our children should have over +their parents as students of Philosophy is that the last half-century +has been one of unprecedented advance in the study of logic. In the +'logic of relations', founded by De Morgan, carried out further in the +third volume of Ernst Schroeder's _Algebra der Logik_, and made still +more precise in the earliest sections of the _Principia Mathematica_ of +Whitehead and Russell, we now possess the most potent weapon of +intellectual analysis ever yet devised by man. + +We must further remark that the serious pursuit of any kind of science +implies not only that there _are_ truths, but that some of them, at +least, can be _known_ by man. Hence there arises a problem which is not +quite the same as that of logic. What _is_ the relation we mean to speak +of when we talk of 'knowing' something, and what conditions must be +fulfilled in order that a proposition may not only be true but be known +by us to be true? The very generality of this problem marks it out as +one which belongs to what I have been all along calling Philosophy. (We +must be careful to note that the problem does not belong to the 'special +science' of psychology. Psychology aims at telling us how particular +thoughts and trains of thought arise in an individual mind, but it has +nothing to say on the question which of our thoughts give us 'knowledge' +and which do not. The 'possibility of knowledge' has to be presupposed +by the psychologist as a pre-condition of his particular investigations +exactly as it is presupposed by the physicist, the botanist, or the +economist.) The study of the problem 'what are the conditions which must +be satisfied whenever anything at all is known' is precisely what Kant +meant by _Criticism_, though the raising of the problem in this +definite form is not due to Kant but goes back to Plato, who made it the +subject of one of his greatest dialogues, the _Theaetetus_. The simplest +way to make the nature and importance of the problem clear is perhaps +the way Mr. Russell adopts in the _Problems of Philosophy_--to give a +very rough statement of Kant's famous solution. + +Kant held that careful analysis shows us that any piece of knowledge has +two constituents of very diverse origin. It has a _matter_ or material +constituent consisting, as Kant held, of certain crude data supplied by +sensation, colours, tones of varying pitch and loudness, odours, +savours, and the like. It has also a _form_ or formal constituent. Our +data, when we know anything at all, are arranged on some definite +principle of order. When we recognize an object by the eye or a tune by +the ear, we do not apprehend simply so much colour or sound, but colours +spread out and forming a pattern or notes following one another in a +fixed order. (If you reverse the movement of a gramophone, you get the +same notes as before, but you do not get the same tune.) Further, Kant +thought it could be shown that the data of our knowledge are a +disorderly medley and come to us from without, being supplied by things +which exist and are what they are equally whether any one perceives them +or not, but the element of form, pattern, or order is put into them by +our own minds in the act of knowing them. Our minds are so constructed +that we _can_ only perceive things or think of them as connected by +certain definite principles of orderly arrangement. This, he thought, +explains the indubitable fact that we can sometimes know universal +propositions to be true without needing to examine all the individual +instances. I can know for certain that in every triangle the greater +angle is subtended by the greater side, or that every event has a +definite cause among earlier events, though I cannot examine all +triangles or all events one by one. This is because the postulates of +geometry and the law of causality are types of order which my mind +_puts_ into the data of its knowledge in the very act of attending to +them, and it is therefore certain that I shall never perceive or think +anything which does not conform to these types. + +I give Kant's answer to the problem of Criticism not because I believe +it to be the correct one, but to show what important consequences follow +from our acceptance of a solution of this problem. If it is true that +one of the constituent elements of every piece of knowledge is a lump of +crude sensation, it follows that we can have no knowledge about our own +minds or souls, and still less about God, since, if there are such +beings as my soul and God, at any rate neither furnishes me with +sense-data. Hence a great part of Kant's famous _Critique of Pure +Reason_ is taken up by an elaborate attempt to show that psychology and +theology contain no real knowledge. We cannot even know whether there is +any probability for or against the existence of the soul or of God, +though Kant was very anxious to show that it is our duty on moral +grounds to _believe_ very firmly in both. Now if Kant is right about +this, his result is tremendously important. If psychology and theology +are wholly devoid of scientific value, it is most desirable that we +should know this, not only that we may not waste time in studying them, +but because it may reasonably make a very great difference to the +practical ordering of our lives. If Kant can be proved wrong, it is +equally important to be convinced that he is wrong. We may have been led +by belief in his teaching to neglect the acquisition of a great deal of +knowledge of high intrinsic interest, and may even have been betrayed +into basing the conduct of life on wrong principles. If, for example, we +can really know something about the soul, it _may_ be possible to know +whether it is immortal or not, and it is not unreasonable to hold that +certain knowledge, or even probable belief, on such a point ought to +make a great difference to our choice between rival aims in life. There +is clearly much less to be said for the recommendation to 'eat and drink +for to-morrow we die' if we have reason to believe our souls immortal +than if we have not, and some of us do not share Mr. Russell's view that +Philosophy is called upon to abdicate what the Greeks thought her +sovereign function, the regulation of life. It is true that Kant +convinced himself that it is a moral duty to act as if we knew the truth +of doctrines for or against which we cannot detect the slightest balance +of probability. But the logically sound inference from Kant's premisses +would be that, to use Pascal's famous metaphor, a prudent man will do +well to bet neither for nor against immortality. Unfortunately, as +Pascal said, you can't _help_ betting; _il faut parier_. If it makes any +difference to the relative values of different goods whether the soul +dies with the body or not, one _must_ take sides in the matter. In +making one's choices one must prefer either the things it is reasonable +to regard as good for a creature whose days are threescore years and ten +or those which it is reasonable to regard as best for a being who is to +live for ever. The only way to escape having to bet is not to be born. + +I come to the second problem, the one which, as I think, Mr. Russell +arbitrarily ignores. A human being is not a mere knowledge-machine. The +relation of knower to known is not the only relation in which he stands +to himself and to other things. The 'world' is not merely something at +which he can look on, it is also an instrument for achieving what he +regards as good and for creating what he judges to be beautiful. To do +good and to make beautiful things are just as much man's business as to +discover truth. A knowledge of the world would be very incomplete if it +did not include knowledge of what ought to be, whether because it is +morally best or because it is beautiful, as well as knowledge of what is +actually there. And it is not immediately evident how the two, knowledge +of what ought to be and knowledge of what merely is, are connected. + +There is, to be sure, one way in which it is pretty plain that they are +_not_ related. You cannot learn what ought to be--what is beautiful or +morally good--merely by first finding out what has been or what is +likely to be. This simple consideration of itself deprives many of the +big volumes which have been written about the 'evolution' of art and +morals of most of their value. They may have interest if they are +treated only as contributions to the history of opinion about art and +morals. But unhappily their authors often assume that we can find out +what really _is_ right or beautiful by merely discovering what men have +thought right and beautiful in the remote past or guessing what they +will think right or beautiful in the distant future. The fallacy +underlying this procedure has been happily exposed by Mr. Russell +himself in an occasional essay where he remarks that it is antecedently +just as likely that evolution is going from bad to worse as that it is +going from good to better. _Unless_ it is going from bad to worse it is +obviously absurd to suppose that you can find out what _is_ good by +discovering what our distant ancestors _thought_ good. And _if_ (as may +be the case) it is going from bad to worse, no amount of knowledge about +what our posterity will think good can throw any light on the question +what is good. There is, in fact, no ground whatever for believing that +'evolution' need be the same thing as progress, and this is enough to +knock the bottom out of 'evolutionary ethics'. + +On the other hand, it is quite certain that when we call an act right +or a picture beautiful we do not mean to be expressing a mere personal +liking of our own, any more than when we make a statement about the +composition of sulphuric acid or the product of 9 and 7. As Dr. Rashdall +has put it, when we say that a given act is right, we do not pretend to +be infallible. We know that we may fall into mistakes about right and +wrong just as we may make mistakes in working a multiplication sum. But +we do mean to say that _if_ our own verdict 'that act is right' is a +true one, then the verdict of any one who retorts 'that act is wrong' is +false, just as when we state the result of our multiplication we mean to +assert that _if_ we have done the sum correctly any one else who brings +out a different answer has worked it wrongly. Indeed, we might convince +ourselves that these verdicts are not meant to be expressions of private +and personal liking in a still simpler way. All of us must be aware that +the line of action we pronounce 'right' is not always what we like nor +the conduct we call 'wrong' what we dislike. We often like doing what we +fully believe to be wrong and dislike doing what we believe right, +without being in the least confused in our moral verdicts by this +collision of liking and conviction. So again it is a common thing to +like one poem or picture better than another, and yet to be fully +persuaded that the work we like the less is the better work of art. +Indeed, the whole process of moral and aesthetic education may be said +to exist just in learning to like most what is really best. + +All this, put into so many words, may seem too simple to call for +statement, but it makes nonsense of a great deal that has been written +about ethics of late years. It disposes once for all of the theory that +moral and aesthetic verdicts are 'subjective', that is, that they mean +no more than that the persons who make them have certain personal likes +and dislikes of which these verdicts are a record. Of course, it might +be urged that all of us do indeed mean to express truths which are +independent of our personal likings when we make moral and aesthetic +judgements, but that we never succeed in doing so. A man might +conceivably hold that there is no real distinction between right and +wrong or between beautiful and ugly, but that it is a universal illusion +of mankind to suppose that there are such distinctions. Or he might hold +that the distinctions are real, but that we do not know where to draw +them. He might suggest that some ways of acting are really right and +others really wrong, but that we do not know which are the right acts +and so regularly confuse what we like doing with what is 'really' right. +Mr. Russell, in some of his later writings, seems to incline to views of +this sort. But the suggestion is really unmotived. It would be just as +reasonable to suggest that all geometrical or astronomical propositions +are only expressions of the personal and private feelings of geometers +and astronomers, and that either there is no distinction between truths +and falsehoods in geometry and astronomy, or that, at any rate, we do +not know which the true propositions are. That there is a real +distinction between true and false propositions and that, with pains and +care, we can discover some truths are assumptions we must make if we are +to recognize the possibility of pursuing knowledge at all, and there is +no reason to suppose that these assumptions do not hold as good in +matters of art and morals as elsewhere. No doubt, in practice men are +prone to mistake what they like for what is right or beautiful, but this +danger, such as it is, is not confined to art and morals. Men do often +call acts right merely because they like doing them or pictures +beautiful merely because they get pleasure from them. But it is also +notorious that many men are prone to believe that a thing is likely to +happen merely because they wish it to happen, or that it is unlikely to +happen merely because they wish it not to happen. Yet no one seriously +makes the reality of these tendencies a ground for denying the +possibility of 'inferring the future from the past'. We must then, I +hold, regard it as an integral part of the whole story of everything to +find an answer to the questions What is good? and What is beautiful? as +well as to the question What is fact? By the side of the so-called +'positive sciences', which deal with the third question, we must +recognize as having an equal right to exist the so-called 'sciences of +value', which deal with the first and the second. + +I want now to take a further step in which disciples of Mr. Russell +would perhaps decline to follow me. We have already seen what is meant +by the co-ordination of the sciences into a single body of deductions +from definite ultimate postulates, though in what we have said about the +task we were content to speak provisionally as if the sciences of 'what +is' were all the sciences to be co-ordinated. We talked, in fact, as if +the work of Philosophy were merely to work into a coherent story all +that can be known of 'objects that present themselves to the +contemplation' of a knower. But, of course, if Philosophy is ever to +attack its final problem, we must take into account two things which we +have so far ignored. The 'whole story of everything' includes the +knowing intelligence itself as well as the 'objects' which present +themselves to its gaze. Indeed, it is not even accurate to speak as if +'objects' 'presented themselves' to a merely passive intelligence; to be +apprehended, they have to be actively attended to. If we would see them, +we have to be on the look-out for them. And the knowing intelligence is +not aware merely of these objects. It is also aware of itself, though +it is certainly never a 'presented object'. Also, it is not only a +knower but a doer and a maker. Intelligence is shown as much in the +ordering of life by a rule based on a right valuation of goods and in +the making of things of beauty as in the discovery of propositions about +what is. Hence, we can hardly be content to leave the 'positive' +sciences and the 'sciences of values' simply standing over against one +another. There is that which 'is', and there is that which 'ought to +be', and, at first sight at any rate, the two seem very different. Much +that is--ignorance, sin, misery, ugliness--ought not to be, and much +that ought to be is very far from being fact. We are accustomed to +regard this as a matter of course, but, closely considered, it is +perhaps the supreme wonder of all the wonders. We creatures of +circumstance, as we call ourselves, can take stock of the sum of things +to which we belong, and judge it. It is not simply that we can, and +often do, _wish_ that it were different in various ways; we can judge +that it _ought_ to be different, and you may find a man of science like +Huxley, after a life spent in trying to understand the laws which +prevail in the world, deliberately making it his last word to his +fellows that their duty is to set themselves to reverse the 'cosmic +process', to select for preservation just the human types which, if the +much-abused metaphor may be tolerated, Nature, left to herself, selects +for destruction. + +We might, of course, regard this apparently unreconcilable conflict +between the arrangements which do prevail; as is commonly supposed, in +the world, and those which ought to prevail, as a mystery which we must +despair of ever understanding. But, to say the least of it, it is hardly +consistent with the philosophic temper to treat any question as an +insoluble riddle until one has tried all ways of solution and found them +_culs-de-sac_. If we are to be thoroughly loyal to the spirit which +prompts all intelligent inquiry, we are bound at least to ask whether +it is, after all, beyond the power of human intelligence to think of the +world as a system in which somehow, in the end, what ought to be +prescribes what is. It is true that, for reasons already mentioned, we +cannot, like Spinoza or the Sufis, reconcile facts and values by the +simple assumption that what is is shown, by the fact that it is, to be +what ought to be, and that our common conviction that sin and ugliness +are painfully real is only an illusion due to spiritual short sight. We +have just as much reason to believe that some pleasures are good, that +pain which is not a means to good is evil, that justice and purity are +good, lewdness and cruelty bad, that some colours are lovely and others +odious, as we have to believe that between any two points there is +always a third, or that, if _B_ and _C_ are two points there is always a +point _D_ on the straight line _BC_ such that _C_ is between _B_ and +_D_, and a point _A_ on _CB_ such that _B_ is between _C_ and _A_. +Indeed, the most fanatical champion of what Mr. Russell in his +anti-ethical mood calls 'ethical neutrality' cannot well avoid +recognizing the truth of at least one proposition in ethics, the +proposition that knowledge of scientific truth is _better_ than +ignorance of it. The admission of this single truth of value is enough +to raise all the time-honoured problems of ethics and theodicy. If +knowledge of truth is better than ignorance of it, the actual present +state of the world, in which so much truth is yet to seek, is by no +means wholly good, and there really is at least one way in which it is +our duty to make it more like what it ought to be. + +If then we cannot get rid of the apparent conflict between Is and Ought +by saying that Ought is an illusion, can we get rid of it, in the only +other possible way, by holding that what ought to be is the lasting and +primary reality and that the 'facts' which are so far from being what +they ought to be are by comparison only half-real, much what shadows are +to the solid things which throw them? This was the doctrine of Plato, +who makes Socrates say in the _Phaedo_ that it is the 'Good' which holds +the Universe together, and that in the end the true reason for each +particular arrangement in the world, whether we can see it or not, is +that it is 'best' that this arrangement, and no other, should exist. It +is also the foundation of Kant's well-known contention that, however +barren speculative theology and psychology may be, the reality of the +moral order and the unconditionality of moral obligation compel us to +make the existence of God, the immortality of our souls, and the moral +government of the world postulates of practical philosophy. More +generally, it is just this conviction that 'what is' has its source and +explanation in what 'ought to be', which is the central thought of all +philosophical Theism. If we can accept such a faith, we shall not, of +course, be enabled to eliminate mystery from things. We shall, for +instance, be still quite in the dark about the way in which evil comes +to be in a world of God's making. We shall neither be able to say _how_ +any particular thing comes to be other than it ought to be, nor _how_ in +the end good is 'brought out of evil'. But if we are to have a right to +hold a view of the Platonic or Theistic type, we must be able, not +indeed to say how evil comes about or how it is to be finally got rid +of, but to say, in a general way, what it is 'good for'. Thus, if there +are certain goods of the highest value which could not exist at all +except on the condition of the existence of less important evils, this +consideration will remove, so far as _those_ goods and evils are +concerned, the time-honoured puzzle how evil can exist at all if God is. +To take a specific example. To many of us it appears directly certain +that such qualities of character as fortitude, patience, superiority to +carnal lusts, magnanimity, are goods of the highest value. We think also +that we see that these qualities are not primitive psychological +endowments but require for their development the experience of struggle +and discipline in a world where there is real suffering, real +disappointment, real temptation. To us, therefore, there seems to be no +contradiction between the existence of God and the presence in a world +made by God of the evils needed for the development of these virtues. +And this will include some of the worst of all the evils we know of. Few +things are more ghastly than some of the cruelties which have been +practised in the late War and are still being practised in the +distracted country of Russia. Yet we know how revulsion from these +horrors has made many a man who seemed to be sunk in sloth or greed or +carnality into a Bayard or a Galahad. It may well be that this moral +re-birth would never have been effected if the evils which provoked it +had been less monstrous. Here, then, we seem to discern a principle +which _may_ be adequate to explain what all the ills of human life are +'good for'. + +I must not deny that all such explanation, in my judgement, involves the +postulate that the ennoblement of character and deepening of insight +brought about by suffering are permanent--in fact, that it requires the +postulates of the existence of God and the reality of everlasting life. +Mr. Russell, I imagine, would regard this as a confession that I am sunk +in what he airily dismisses as 'theological superstitions'. I should +reply that the 'superstition' is on his side; to dismiss God and the +eternal soul, without serious inquiry, as 'superstitions' is just the +most superficial of all the superstitions. It is, of course, incumbent +on anyone who holds the Platonic view to show that its postulates are +not inconsistent with any known truth, and I would add that he ought +also to show that there are at any rate known facts which seem to demand +just this kind of explanation. Both these points, as I hold, can be +established, but I do not in the least wish to suggest that any +philosopher will ever find it an easy task to 'justify the ways of God +to man'. As Timaeus says in Plato, 'to find the father and fashioner of +the Universe is _not_ easy', and I want rather to lay stress on the +magnitude of the task than to extenuate it. But I am concerned to urge +that the doctrine which accounts for what is by what ought to be is the +_only_ philosophical theory on which it ceases to be an unintelligible +mystery that we should have--as I maintain we certainly have--the same +kind of assurance about values that we have about facts. The chief +complaint I have to make about the mental attitude of Mr. Russell and +some of his friends is that, in their zeal for the unification of +science, they seem inclined to assume that the larger problem of the +co-ordination of Science with Life does not exist, or, at any rate, need +not occupy our minds. This is what I should call mere atheistic +superstition. On this point they might, I believe, learn much which it +imports them to know from the works of some of the notable living +philosophers of Italy, in particular from Professor Varisco of Rome and +Professor Aliotta of Padua, whose labours have been specially directed +to the co-ordination in a consistent system of the principles of the +sciences of fact with those of the sciences of value. Though, after all, +those who have refused to learn the lesson from the noble philosophical +work of Professor James Ward, the illustrious champion of sober thought +in their own University of Cambridge, are perhaps unlikely to master it +in the schools of Rome or Padua. + +You will readily see that I am suggesting in effect that if Philosophy +is ever to execute her supreme task, she will need to take into much +more serious account than it has been the fashion to do, not only the +work of the exact sciences but the teachings of the great masters of +life who have founded the religions of the world, and the theologies +which give reasoned expression to what in the great masters is immediate +intuition. For us this means more particularly that it is high time +philosophers ceased to treat the great Christian theologians as +credulous persons whose convictions need not be taken seriously and the +Gospel history as a fable to which the 'enlightened' can no longer pay +any respect. They must be prepared to reckon with the possibility that +the facts recorded in the Gospel happened and that Catholic theology is, +in substance, true. If we are to be philosophers in earnest we cannot +afford to have any path which may lead to the heart of life's mystery +blocked for us by placards bearing the labels 'reactionary', 'unmodern,' +and their likes. That what is most modern must be best is a superstition +which it is strange to find in a really educated man--especially after +the events of the last five years. A philosopher, at any rate, should be +able to endure the charge of being 'unmodern' with fortitude. It is at +least a tenable thesis that many of the qualities which we Western men +have been losing in our craze for industrialism and commercialistic +'Imperialism' are just those which are most necessary to the seeker +after speculative truth. Abelard and St. Thomas would very likely have +failed as advertising agents, company promoters, or editors of +sensational daily papers. But it may well be that both of them were much +better fitted than Lord Northcliffe, Mr. Bottomley, or Mr. A.G. Gardiner +to tell us whether God is and what God is. In fact, one would hardly +suppose habitual and successful composition of effective 'posters' or +alluring prospectuses to be wholly compatible with that candour and +scrupulous veracity which are required of the philosopher. As for +'reaction', no one but a writer in a 'revolutionary' journal would be +fool enough to use the word as, in itself, an epithet of reproach. Most +persons who have a bowing acquaintance with Mechanics know that you +cannot have an engine in which there is all action and no reaction, and +most sane men can see that before you pronounce a given 'reaction' good +or bad you need to know what it is reacting against. If a man who wants +to go east discovers that he is walking west, he is usually reactionary +enough to go back on his steps. + +In short, if we mean to be philosophical, our main concern will be that +our beliefs should be true; we shall care very little whether they +happen to be popular or unpopular with the intellectual 'proletarians' +of the moment, and if we can get at a truth, we shall not mind having to +go back a long way for it. Indeed, when one wants to get on the track of +the most ultimate and important truths of all, there is usually a great +positive advantage in going back a very long way for them. The questions +which deal with first principles, being the simplest--though the +hardest--of all, are mostly raised very simply and directly by Plato and +Aristotle, who were the very first writers to raise them. In the +discussions of later times, the great simple questions about principles +have so often been overlaid by mainly irrelevant accretions of secondary +details that it is usually very hard indeed 'to see the wood for the +trees'. This is the chief reason why one who, like myself, finds it his +main business in life to introduce younger men and women to the study of +Philosophy must think indifference to Greek literature about the worst +misfortune which could happen to our intellectual civilization. + +I have tried in what I have said so far to explain what I understand by +the philosophical spirit and what I regard as the primary problems with +which Philosophy has to wrestle. If what I have said is not wholly wide +of the mark, it should be clear what is the deadliest enemy of the true +spirit of Philosophy. It is the temper which is too indolent to think +out a question for itself and consequently prefers to accept traditional +ready-made answers to the problems of Science and Life. Traditionalism, +wherever it is found, is the enemy, because Traditionalism is only +another name for indolence. Observe that I say Traditionalism, not +Tradition. Nowhere in life, and least of all in Philosophy, is the +solitary likely to work to much purpose unless he has behind him that +body of organized sound sense which we call Tradition. And I do not mean +that true philosophers are necessarily 'heretics', or that 'orthodoxy' +is less philosophical than 'heterodoxy'. I mean that however true an +'orthodox' proposition may be, it is no living truth for me unless I +have made it my own, as its first discoverer did, by personal labour of +the spirit. The truth is something which each generation must rediscover +for itself. True traditions may be quite as injurious, if they have +become mere traditions, as false ones. It was not so much because the +Aristotelian doctrines were false that the unquestioning acceptance of +Aristotelian formulae all but strangled human thought in the later days +of Scholasticism. Some of these doctrines were false, but many of them +were much truer than anything the seventeenth and eighteenth centuries +had to put in their place, and the rediscovery of their real meaning is +perhaps the chief service of the Hegelian school to Philosophy. The +trouble was that mechanical repetition of Aristotle's formulae as +matters of course inevitably led to loss of real insight into the +meaning the formulae had borne for Aristotle. + +We may say, generally, that because Traditionalism is the death of sound +thinking, the ages in which the prospects of advance in Philosophy are +brightest are just those in which a powerful historical tradition has +broken down and men feel themselves compelled to go back on their steps +and raise once more the fundamental questions which their fathers had +supposed to be disposed of once for all by a formula. This has happened +twice since the downfall of the degenerate Scholasticism, Protestant and +Roman, of the sixteenth century. In the seventeenth century the result +was the great movement in Philosophy, Mathematics, and Physics, of which +Descartes and Galileo are the principal figures. Towards the end of the +eighteenth century, when the doctrines of Descartes had themselves been +traditionalized, the same thing happened again, the leading actors in +the drama being David Hume and Immanuel Kant; the result was first the +revival of the 'critical' problem by Kant, and then the great, if +over-hasty, attempt at a positive interpretation of the Universe which +culminated in the philosophical system of Hegel. In our own age, it is +mainly Kant and Hegel who have been traditionalized, and we seem to be +living through the last stages of the discrediting of this third +tradition with every prospect of a great advance if our own time can +only find its Descartes. In what I am going on to say I must naturally +speak of the disintegrating influences chiefly as we have seen them at +work in our own country; but I should like, before I do so, to remark +that on the Continent splendid work has been done in the requickening of +genuine philosophical thought by an influence which has, so far, not +made itself widely felt among ourselves. I mean the revival of Thomism +so earnestly promoted in the academies of the Roman Church by Pope Leo +XIII. Neo-Thomism, I am convinced, if its representatives will only +maintain it at the high level characteristic, for example, of the +Italian _Rivista Neo-Scolastica_, has a very great contribution to make +to the Philosophy of the future, and is much more deserving of the +serious attention of students in our own country than the +much-advertised 'impressionism' of Pragmatists and Bergsonians. Indeed, +I hardly know how much we may not hope from the movement if it should +please Providence to send into the world a Neo-Thomist who is also a +really qualified mathematician. + +Of the state of thought in our own country we may fairly say that a +generation ago opinion on the ultimate questions was, in the main, +fairly divided into two camps. There were the professional +metaphysicians, mainly living on a tradition derived from Kant and +Hegel, and there were the men of science whose 'philosophy', such as it +was, is perhaps best represented by two well-known and most instructive +books, Mach's _Science of Mechanics_ and Karl Pearson's _Grammar of +Science_. The men of the Kant-Hegel tradition, whatever their family +dissensions, were generally united by the common view that--as William +James accused them of teaching--the function of sensation in +contributing to knowledge, whatever it is, is something 'contemptible'. +Kant himself, as we have seen, had thought very differently, but he was +supposed to have been 'corrected' on this, as on so many points, by +Hegel. The most distinguished of my own Oxford teachers seemed agreed to +believe that our thought builds up the fabric of knowledge entirely from +within by what Hegel called an 'immanent dialectic'. A rough idea of +what this means may be given in the following way. You take any +experience you please and try to put what you experience into a +proposition. The proposition may, to begin with, be as vague as, e.g. 'I +am now feeling something,' 'I am now aware of something.' On reflection +you find that the statement does not do justice to the experience. You +feel the need to say more precisely _what_ you are feeling or are aware +of, how it is related to what you experience on other occasions, and +what the 'I' is which is said to 'have' the experience. Until you have +done this your thought is a miserable reproduction of your experience, +and if you could ever do it completely, it would turn out that a really +adequate account of the most trivial experience would involve complete +knowledge of the structure and working of everything. Thus, if you once +begin to think about your experience at all, you are irresistibly driven +on to endless further reflection. If you try to stop short anywhere in +the process, the results of your reflection are found to contain +unexplained contradictions, just because you have not yet fitted on the +fact on which you are reflecting to everything else there is to know. +All the assumptions of every-day 'common sense' and all the more +recondite assumptions of the sciences are saturated with these +contradictions, because both 'common sense' and the sciences leave so +much of the whole 'story of everything' untouched. If the whole story +were told, all things would be found to be just one thing, which these +philosophers call the 'Absolute', and the only perfectly true statement +we can make would be a statement about this Absolute in which we +asserted of it all that it is. Since no science ever attempts to say +anything at all about this one sole thing, far less to get all there +might be to be said about it into a single statement, no scientific +proposition can be more than 'partially' true, and unhappily _we_ do not +know what alterations would be required to make our 'partial' truths +quite true. Naturally enough Kant's allegation that mathematical first +principles are so self-contradictory that you can rigidly demonstrate +mathematical propositions which contradict each other was grist to the +Hegelian mill. That our notions of space, time, the infinitely great, +the infinitely little, are all a jumble of contradictions was steadily +repeated by the Hegelian philosophers, and indeed the mathematicians +were accustomed to state their own principles so loosely and confusedly +that there was a great deal of excuse for the suspicion that the fault +lay with Mathematics and not with the mathematicians. + +It is clear that such a philosophy ought to end in unqualified +Agnosticism. The Hegelians, to be sure, made merry over the Unknowable +of Mr. Spencer, but their own Absolute is really just the Unknowable in +its 'Sunday best'. Nothing that we can say about anything which is not +the Absolute is really true, because there really _is_ nothing but the +Absolute to speak about, and nothing that we can say about the Absolute +is quite true either, because we can never succeed in saying itself of +it. Mr. Bradley, far the most eminent of the philosophers of the +Absolute, has made persistent and brilliant attempts to show that, in +spite of this, we do know enough to be sure that our own mind is more +like the Absolute than a cray-fish, and a cray-fish more like it than a +crystal. But when all is said, though I owe more to Mr. Bradley than I +can ever acknowledge adequately, I cannot help feeling that there are +two men in Mr. Bradley, a great constructive thinker and a subtle +destructive critic, and that the destructive Hyde is perpetually pulling +to pieces all that the constructive Jekyll has built up. Of course it is +obvious that the truth of mathematics, if mathematics are true, is a +fatal stone of stumbling for this type of philosophy. Mathematics never +attempts to say anything about the 'Absolute'--the only 'Absolute' of +which it knows is only a 'degraded conic'--yet it claims that its +statements, if once they have been correctly expressed, are not +'partial' but complete. + +Over against the Hegelianizing philosophers, we had, of course, the men +of science. No one could wish to speak of the scientific men of the +days of Huxley without deep respect for their success in adding to our +positive knowledge of facts. But it may perhaps be said at this distance +of time that it was not precisely the greatest among them who were most +prominent as mystagogues of Science with the big S, and it may certainly +be said that when the mystagogues, the Cliffords, Huxleys, and the rest, +undertook to improvise a theory of first principles, their achievement +was little better than infantile. They took it on trust from Hume that +the whole of knowledge is built up of sensations, actual or 'revived', +and quite missed Kant's point that their empiricism left the formal +constituent in knowledge, the type of order by which data are organized +into an intelligible pattern, wholly out of account. Even when they +deigned to read Kant, they read him without any inkling of the character +of the 'critical' problem. Hence they taught dogmatically as true a +theory of scientific method which Hume himself had elaborately proved +impossible. It was just because Hume had seen so clearly that no +universal scientific truths can be derived from premisses which merely +record particular facts that he professed himself a follower of the +'academic' or 'sceptical' philosophy. He recognized the impossibility of +constructing scientific knowledge out of its material constituent alone, +but did not see where the formal constituent could come from, and so +resigned himself to regarding the actual successes of science as a kind +of standing miracle. + +The men of the 'seventies were, after all, in many cases more anxious to +damage theology than to build up Philosophy. They read Hume without any +delicate sense for his urbane ironies, and believed in good faith that +he and John Stuart Mill between them had shown that by a mysterious +process called 'induction' it is possible to prove rigorously universal +conclusions in science without universal premisses. A scientific law, +according to them, is only a convenient short-hand notation in which to +register the 'routine of our perceptions'. Thus we have known of a great +many men who have died, and have never known of any man who lived to +much over a hundred without dying. The universal proposition 'all men +are mortal' is a short expression for this information, and it is +nothing more. It ought to have been obvious that, if this is a true +account of science, all scientific 'generalizations' are infinitely +improbable. The number of men of whom we _know_ that they have died is +insignificant by comparison with the multitude of those who have lived, +are living, or will live, and we have no guarantee that this +insignificant number is a fair average sample. So again, unless there +are true universal propositions which are not 'short-hand' for any +plurality of observed facts whatever, we cannot with any confidence, +however faint, infer that a 'regular sequence' or 'routine' which has +been observed from the dawn of recorded time up to, say, midnight, +August 4, 1919, will continue to be observed on August 5, 1919. How, +except by relying on the truth of some principle which does not depend +itself on the validity of 'generalization', can we tell that it is even +slightly probable that the nature of things will not change suddenly at +the moment of midnight between August 4 and August 5, 1919? What is +called 'inductive' science certainly has 'pulled off' remarkable +successes in the past, but we can have no confidence that these +successes will be repeated unless there are much better reasons for +believing in its methods and initial assumptions than any which the +scientific man who is an amateur 'empiricist' in his philosophy can +offer us. We may note, in particular, that this empiricism, which has +been expounded most carefully by Pearson and Mach, coincides with +Hegelian Absolutism in leading to the denial of the truth of +mathematics. It would be a superfluous task to argue at length that, +e.g., De Moivre's theorem or Taylor's theorem is not a short-hand +formula for recording the 'routine of our perceptions'. + +The general state of things at the time of which I am speaking was thus +that relations were decidedly strained between a body of philosophers +and a body of scientific men who ought at least to have met on the +common ground of a complete Agnosticism. The philosophers were, in +general, shy of Science, mainly, no doubt, because they were modest men +who knew their own limitations, but they had a way of being +condescending to Science, which naturally annoyed the scientific men. +These latter professed a theory of the structure of knowledge which the +philosophers could easily show to be grotesque, but the retort was +always ready to hand that at any rate Science seemed somehow to be +getting somewhere while Philosophy appeared to lead nowhere in +particular. + +The conditions for mutual understanding have now greatly improved, +thanks mainly to the labour of mathematicians with philosophical minds +on the principles of their own science. If we admit that mathematics is +true--and it seems quite impossible to avoid the admission--we can now +see that neither the traditional Kant-Hegel doctrine nor the traditional +sensationalistic empiricism can be sound. Not to speak of inquiries +which have been actually created within our own life-time, it may fairly +be said that the whole of pure mathematics has been shown, or is on the +verge of being shown, to form a body of conclusions rigidly deduced from +a few unproved postulates which are of a purely logical character. +Descartes has proved to be right in his view that the exceptional +certainty men have always ascribed to mathematical knowledge is not due +to the supposed restriction of the science to relation of number and +magnitude--there is a good deal of pure mathematics which deals with +neither--but to the simplicity of its undefined notions and the high +plausibility of its unproved postulates. Bit by bit the bad logic has +been purged out of the Calculus and the Theory of Functions and these +branches of study have been made into patterns of accurate reasoning on +exactly stated premisses. It has appeared in the process that the +alleged contradictions in mathematics upon which the followers of Kant +and Hegel laid stress do not really exist at all, and only seemed to +exist because mathematicians in the past expressed their meaning so +awkwardly. Further, it has been established that the most fundamental +idea of all in mathematics is not that of number or magnitude but that +of _order_ in a series and that the whole doctrine of series is only a +branch of the logic of Relations. From the logical doctrine of serial +order we seem to be able to deduce the whole arithmetic of integers, and +from this it is easy to deduce further the arithmetic of fractions and +the arithmetic or algebra of the 'real' and 'complex' numbers. As the +logical principles of serial order enable us to deal with infinite as +well as with finite series, it further follows that the Calculus and the +Theory of Functions can now be built up without a single contradiction +or breach of logic. The puzzles about the infinitely great and +infinitely small, which used to throw a cloud of mystery over the +'higher' branches of Mathematics, have been finally dissipated by the +discovery that the 'infinite' is readily definable in purely ordinal +terms and that the 'infinitesimal' does not really enter into the +misnamed 'Infinitesimal Calculus' at all. Arithmetic and the theory of +serial order have been shown to be the sufficient basis of the whole +science which, as Plato long ago remarked, is 'very inappropriately +called geometry'. A resume of the work which has been thus done may be +found in the stately volumes of the _Principia Mathematica_ of Whitehead +and Russell, or--to a large extent--in the _Formulario Matematico_ of +Professor Peano. Of other works dealing with the subject, the finest +from the strictly philosophical point of view is probably that of +Professor G. Frege on _The Fundamental Laws of Arithmetic_. The general +result of the whole development is that we are now at last definitely +freed from the haunting fear that there is some hidden contradiction in +the principles of the exact sciences which would vitiate all our +knowledge of universal truths. This removes the chief, if not the only +ground for the view that all the truths of Science are only 'partial'. +At the same time, the proof that pure mathematics is a strictly logical +development and that all its conclusions are of the hypothetical form, +'if _a b c_ ..., then _x_' definitely disproves the popular Kantian +doctrine that _sense_-data are a necessary constituent of scientific +knowledge. And with this dogma falls the _main_ ground for the denial +that knowledge about the soul and God is attainable. The recovery of a +sounder philosophical method has, as Mr. Russell himself says, disposed +of what was yesterday the accepted view that the function of Philosophy +is to narrow down the range of possible interpretations of facts until +only one is left. Philosophy rather opens doors than shuts them. It +multiplies the number of logically possible sets of premisses from which +consequences agreeing with empirical facts may be inferred. Mr. +Russell's unreasoned anti-theism seems to me to make him curiously blind +to an obvious application of this principle. On the other side, the +revived attention to the logical methods of the sciences is killing the +crude sensationalism of the days which saw the first publication of +Mach's _Science of Mechanics_ and Pearson's _Grammar of Science_. The +claims of 'induction' to be a method of establishing truths may be +fairly said to have been completely exposed. It is clearer now than it +was when Kant made the observation that each of the 'sciences' contains +just so much science as it contains mathematics, and that the Critical +Philosophy was fully justified in insisting that all science implies +universal _a priori_ postulates, though it went wrong in thinking that +these postulates are laws of the working of the human mind or are 'put +into' things by the human mind. How far Science has moved away from +crude sensationalistic empiricism may be estimated by a comparison of +the successive editions of the _Grammar of Science_. It must always have +been apparent to an attentive reader that the chapters of that +fascinating book which deal directly with the leading principles of +Physics and Biology are of very different quality from the earlier +chapters which expound, with many self-contradictions and much wrath +against metaphysicians and theologians whom the writer seems never to +have tried to understand, the fantastic 'metaphysics of the +telephone-exchange'. But the difference of quality is more marked in the +second edition than in the first, and in the (alas!) unfinished third +edition than in the second. So far, then, as the problem of the +unification of the sciences is concerned, the old prejudices which +divided the rationalist philosopher from the sensationalist scientific +man seem to have been, in the main, dissipated. We can see now that what +used to be called Philosophy and what used to be called Science are both +parts of one task, that they have a common method and presuppose a +common body of principles. + +So far it may be said with truth that Philosophy is becoming more +faithful than Kant was himself to the leading ideas of 'Criticism', and +again that it is reverting once more, as it reverted in the days of +Galileo, to the positions of Plato. I do not mean that the whole +programme has been completely executed and that there is nothing for a +successor of Frege or Russell to do. It is instructive to observe that +at the very end of the great work on arithmetic to which I have referred +Frege found himself compelled by difficulties which had been overlooked +until Russell called attention to them to add an appendix confessing +that there was a single important flaw in his elaborate logical +construction of the principles of arithmetic. He had shown that if there +are certain things called 'integers', defined as he had defined them, +the whole of arithmetic follows. But he had not shown that there _is_ +any object answering to his definition of an integer, and the logical +researches of Russell had thrown some doubt on the point. This proved +that some restatement of the initial assumptions of the theory was +needed. Since the date of Frege's appendix (1903), Mr. Russell and +others have done something towards the necessary rectification, and the +resulting 'Theory of Types' is pretty certainly one of the most +important contributions ever made to logical doctrine, but it may still +be reasonably doubted whether the 'Theory of Types', as expounded by +Whitehead and Russell in their _Principia Mathematica_, is the last word +required. At any rate, it seems clear that it is a great step on the +right road to the solution of a most difficult problem. + +There still remains the greatest problem of all, the harmonization of +Science and Life. I cannot believe that this problem is an illegitimate +one, or that we must sit down content to accept the severance of 'fact' +and 'value' as final for our thought. Even the unification of the +sciences itself remains imperfect so long as we treat it as merely +something which 'happens to be the case' that there are many things and +many kinds of things in the universe and also a number of relations in +which they 'happen' to stand. It is significant that in his later +writings Mr. Russell has been driven to abandon the concept of personal +identity, which is so fundamental for practical life, and to assert that +each of us is not one man but an infinite series of men of whom each +only exists for a mathematical instant. I am sure that such a theory +requires the abandonment of the whole notion of value as an illusion, +and even more sure that it is ruinous to any practical rule of living, +and I cannot believe in the 'philosophy' of any man who is satisfied to +base his practice on what he regards as detected illusion. Hence I find +myself strongly in sympathy with my eminent Italian colleague Professor +Varisco, who has devoted his two chief works (_I Massimi Problemi_ and +_Conosci Te Stesso_) to an exceedingly subtle attempt to show that 'what +ought to be', in Platonic phrase 'the Good', is in the end the single +principle from which all things derive their existence as well as their +value. Mr. Russell's philosophy saves us half Plato, and that is much, +but I am convinced that it is whole and entire Plato whom a profounder +philosophy would preserve for us. I believe personally that such a +philosophy will be led, as Plato was in the end led, to a theistic +interpretation of life, that it is in the living God Who is over all, +blessed for ever, that it will find the common source of fact and value. +And again I believe that it will be led to its result very largely by +what is, after all, perhaps the profoundest thought of Kant, the +conviction that the most illuminating fact of all is the _fact_ of the +absolute and unconditional obligatoriness of the law of right. It is +precisely here that fact and value most obviously meet. For when we ask +ourselves what in fact we are, we shall assuredly find no true answer to +this question about what _is_ if we forget that we are first and +foremost beings who _ought_ to follow a certain way of life, and to +follow it for no other reason than that it is good. But I cannot, of +course, offer reasons here for this conviction, though I am sure that +adequate reasons can be given. Here I must be content to state this +ultimate conviction as a 'theological superstition', or, as I should +prefer to put it with a little more certainty, as a matter of faith. The +alternative is to treat the world as a stupid, and possibly malicious, +bad joke. + +_Note_.--It may be thought that something should have been said about +the revolt against authority and tradition which has styled itself +variously 'Pragmatism' and 'Humanism', and also about the recent vogue +of Bergsonianism. I may in part excuse my silence by the plea that both +movements are, in my judgement, already spent forces. If I must say more +than this, I would only remark about Pragmatism that I could speak of it +with more confidence if its representatives themselves were more agreed +as to its precise principles. At present I can discern little agreement +among them about anything except that they all show a great impatience +with the business of thinking things quietly and steadily out, and that +none of them seems to appreciate the importance of the 'critical' +problem. 'Pragmatism' thus seems to me less a definite way of thinking +than a collective name for a series of 'guesses at truth'. Some of the +guesses may be very lucky ones, but I, at least, can hardly take the +claims of unmethodic guessing to be a philosophy very seriously. To +'give and receive argument' appears to me to be of the very essence of +Philosophy. As for M. Bergson, I yield to no one in admiration for his +brilliancy as a stylist and the happiness of many of his illustrations. +But I have always found it difficult to grasp his central idea--if he +really has one--because his whole doctrine has always seemed to me to be +based upon a couple of elementary blunders which will be found in the +opening chapter of his _Donnees Immediates de la Conscience_. We are +there called on to reject the intellect in Philosophy on the grounds (1) +that, being originally developed in the services of practical needs, it +can at best tell us how to find our way about among the bodies around +us, and is thus debarred from knowing more than the _outsides_ of +things; (2) that its typical achievement is therefore geometry, and +geometry, _because it can measure only straight lines_, necessarily +misconceives the true character of 'real duration'. Now, as to the first +point, I should have thought it obvious that the establishment of a +_modus vivendi_ with one's fellows has always been as much of a +practical need as the avoidance of stones and pit-falls, and the alleged +conclusion about the defects of the intellect does not therefore seem to +me to follow from M. Bergson's premisses, even if we had any reason, as +I do not see that we have, to accept the premisses. And as to the second +point, I would ask whether M. Bergson possesses a clock or a watch, and +if he has, how he supposes time is measured on them? He seems to me to +have forgotten the elementary fact that angles can be measured as well +as straight lines. (I might add that he makes the further curious +assumption that all geometry is metrical.) It may be that something +would be left of the Bergsonian philosophy if one eliminated the +consequences of these initial blunders, but I do not know what the +remainder would be. At any rate, the anti-intellectualism which M. +Bergson and his disciple, Professor Carr, seem to regard as fundamental +will have to go, unless different and better grounds can be found for +it. I must leave it to others to judge of the adequacy of this apology. + + +FOR REFERENCE + +Varisco, _The Great Problem_ (Macmillan). + +Varisco, _Know Thyself_ (Macmillan). + +Aliotta, _The Idealistic Reaction against Science_ (Macmillan). + +Bertrand Russell, _Our Knowledge of the External World_ (Open Court +Publishing Co.). + +Bertrand Russell, _The Problems of Philosophy_ (Home University +Library). + +A.N. Whitehead, _The Principles of Natural Knowledge_ (Cambridge Press). + +G.E. Moore, _Ethics_ (H.U.L.). + +W. McDougall, _Philosophy_ (H.U.L.). + +A.N. Whitehead, _Introduction to Mathematics_ (H.U.L.). + + + + +III + +RECENT DEVELOPMENTS IN EUROPEAN THOUGHT ON THE EVOLUTION OF RELIGION + +F.B. JEVONS + + +The living beings that exist or have existed upon the earth are of kinds +innumerable; and, in the opinion of man, the chief of them all is +mankind. Man, for the simple reason that he is man, is anthropomorphic +in all his judgements and not merely in his religious conceptions; he +holds himself to be the standard and measure in all things. If his right +so to regard himself were challenged, if he were called upon to justify +himself for having taken his foot as a unit of measurement, or his +fingers as the basis of his system of numbers, he might reply that +anything will serve as a standard for weights and measures, provided +that it never varies, but is always the same whenever referred to. But +the reply, valid though it is, does not do full justice to man: it +leaves room for the suspicion that a standard is something chosen by man +in a purely arbitrary manner and without reference to the facts of +nature. If that were really the case, then man's conception of himself +as superior to the other animals on earth might be but a prejudice of an +arbitrary kind. When, however, we consider, from the point of view of +evolution, the place of man among the other animals that occupy or have +occupied the earth, it is indubitable that the human organism is in +point of time the latest evolved and the human brain is in point of +complexity and efficiency the most highly developed. Further, the +evidence of embryology goes to show that the organism which has +eventually become human became so only by passing through successive +stages, each of which has its analogue in some of the existing forms of +animal life. Those forms of animal life exist side by side; and if we +conceive them to be represented diagrammatically by vertical lines, +differing in height according to their degree of evolution, the line +representing the human organism will be the tallest, and may be +considered to have become the tallest by successive increments or stages +corresponding to the height of the various other parallel vertical +lines. + +When the conception of evolution, which had been employed to explain the +origin of species and the descent of man, and which had been gained by a +consideration of material organisms, came to be applied to the world of +man's thoughts, to the non-material and spiritual domain, and to be used +for the purpose of explaining the growth and the development of +religion, it was natural that the conception which had proved so +valuable in the one case should be applied without modification to the +other--as natural as that the first railway coach should be built on the +model of the stagecoach. The possibility that the theory of evolution +might itself evolve, and in evolving change, was one that was not, and +at that time could hardly be, present to the minds of those who were +extending the theory and in the process of extending it were developing +it. Yet the possibility was there, implicit in the very conception of +evolution, which involves continuous change--change in continuity and +continuity in change. + +Any and every attempt to trace the evolution of religion seems at first +necessarily to involve the assumption that from the beginning religion +was there to be evolved. That was the position assumed by Robertson +Smith in _The Religion of the Semites_, which appeared in 1889. At that +date the aborigines of Australia were supposed to represent the human +race in its lowest and its earliest stage of development. In them, +therefore, if anywhere, we might expect to find what would be religion +in its lowest and earliest stage indeed but still religion. Reduced to +its lowest terms, religion, it was felt at first, must imply at least +belief in a god and communion with him. If, therefore, religion was to +be found amongst the representatives of the lowest and earliest stage in +the evolution of humanity, belief in a god and communion with him must +there be found. He who seeks finds. Robertson Smith found amongst the +Australians totem-gods and sacramental rites. Indeed, it was at that +time the belief universally held by students of the science of religion +that in Australia a totem was a god and a god might be a totem. It was +conjectured by Robertson Smith that in Australia the totem animal or +plant was eaten sacramentally. Since, then, the totem in Australia was +held to be both the god and the animal or plant in which the god +manifested himself, it followed that in Australia we had, preserved to +this day, the earliest form of sacrifice--that in which the totem animal +was itself the totem god to whom it was offered as a sacrifice, and was +itself--or rather himself--the sacramental meal furnished to his +worshippers. The totem was eaten, it was conjectured, with the object of +acquiring the qualities of the divine creature, or of absorbing them +into the person of the worshipper. That the totem was eaten +sacramentally rested, as has just been said, on the conjecture made by +Robertson Smith in 1889; but in 1899 Dr. (now Sir James) Frazer declared +that, thanks to the investigations of Messrs. Spencer and Gillen, 'here, +in the heart of Australia, among the most primitive savages known to +us, we find the actual observance of that totem sacrament which +Robertson Smith, with the intuition of genius, divined years ago, but of +which positive examples have hitherto been wanting.' + +On the foundation thus laid by the intuition of Robertson Smith and +approved in 1899 by Sir James Frazer, a simple and complete theory of +the evolution of religion was possible. In any one tribe there were +several totem-kins. The totem of each kin was divine, but the +personality of a totem was so undeveloped in conception that, though it +might, and on the theory did, develop into a deity, it was originally +more of the nature of a spirit than a god, and totemism proper might +easily pass into polydaemonism, that is a system in which the beings +worshipped were conceived to possess a personality more clearly defined +than that attributed to totems but less developed than that assigned to +deities. From the beginning each tribe had worshipped a plurality of +totems; it was, therefore, readily intelligible that, as these totems +came to be credited with more and more definite and developed +personality, the plurality of totems became not only a polydaemonism, +but afterwards a plurality of deities, and a system of polytheism came +to be established. From polytheism then, amongst the Israelites, +monotheism was conceived to have been gradually developed. + +On this theory the evolution of religion was, if we may so describe it, +linear or rectilinear: the process consisted in a series of successive +stages. In some cases, as for instance among the aborigines of +Australia, it never rose higher than its starting-point, totemism; in +others, as for instance in Samoa, it became polytheism without ceasing +to be totemism; in others again, as for instance amongst the Aryan +peoples, it became so completely polytheistic that even conjecture can +discover but few indications or 'survivals' of the totemism from which +it is supposed to have developed; and the polytheism of the Israelites +was so completely superseded by monotheism that the very existence of an +earlier stage of polytheism could be as strenuously denied in their case +as the pre-existence of totemism could be denied amongst the +polytheistic Aryans. Nevertheless the theory was that if we represent +the growth of the various religions of the world diagrammatically by +vertical lines parallel to one another but of various lengths, one line +standing for totemism, a longer line for polydaemonism, a still longer +one for polytheism, and the longest of all for monotheism, we should see +that the line of growth has been the same in all cases, and that it is +in their length, or (shall we say?) in their height alone that the +various lines differ, and that the longest line culminates in monotheism +only because it has been, so to speak, pulled out in the same way that a +telescope when closed, may be extended. The evolution of religion on +this view has been a process literally of 'evolution' or unfolding: the +idea of a god and of communion with him has been present from the +beginning; and, much though religion may have changed, it remains to the +end essentially the same thing. This view of the process of religious +evolution we may fairly term 'the pre-formation theory'; for on this +theory each stage is pre-formed in the stage immediately preceding it, +and in the earliest stage of all were all succeeding stages contained +pre-formed, though it depended on circumstances whether the seed should +spring up, and how many stages of its growth it should accomplish. + +Robertson Smith's theory of the evolution of religion is in effect a +form of the pre-formation theory, and is liable to the same difficulties +as dog the theory of pre-formation in all its applications. On the +theory, if we cut open a seed we should find within it the plant +pre-formed; if we analyse totemism, the seed from which, in Robertson +Smith's view, all other forms of religion have grown in orderly +succession one after the other, we find in it religion in all its stages +pre-formed. In fact, however, if we cut open an acorn we do not find a +miniature oak-tree inside. The presumption, therefore, is that neither +in totemism, if we dissect it, shall we find religion pre-formed. +Indeed, there is the possibility that totemism, on dissection, will be +found to have no such content--that the hope or expectation of finding +anything in it is as vain, is as much doomed to disappointment, as is +the expectation of the child who cuts open his drum, thinking to find +inside it something which produces the sound. + +It was, however, not on _a priori_ grounds like these that Sir James +Frazer was led eventually to combat and deny the existence, 'in the +heart of Australia, amongst the most primitive savages known to us' of +'that totem sacrament which', in 1899 he declared, 'Robertson Smith, +with the intuition of genius' had divined years before it was actually +observed. It was by the evidence of new facts, discovered by Messrs. +Spencer and Gillen, that Sir James Frazer was compelled to abandon +Robertson Smith's theory of the evolution of religion. Robertson Smith +had seen, or had thought he saw, amongst the Australians sacramental +rites and the worship of totem gods. Sir James Frazer is now compelled +by the evidence of the facts to hold that in what he calls 'pure +totemism', i.e., in totemism as we find it in Australia, 'there is +nothing that can properly be described as worship of the totems. +Sacrifices are not presented to them, nor prayers offered, nor temples +built, nor priests appointed to minister to them. In a word, totems pure +and simple are never gods, but merely species of natural objects, +united by certain intimate and mystic ties to groups of men.' It seems, +therefore, according to Frazer, that in totemism, when dissected, there +is no religion, just as in the child's drum, when cut open, there +is--nothing. Yet, we may reflect, on the battle-field from a drum +proceeds a great and glorious sound, inspiring men to noble deeds. +Whereas _ex nihilo nil fit_: from nothing naturally nothing comes. If, +however, something does come, it is not from nothing that it comes. +Amongst the most primitive savages known to us, men are united to their +totems, as Frazer admits, by 'certain intimate and mystic ties'. + +What then is it in totemism from which, on Sir James Frazer's view, +something comes? We might, perhaps, have expected that it was from the +'mystic' bond uniting man with the world which is not only around him +but of which he is part, and in which he lives and moves and has his +being. To say so, however, would be to admit that in totemism there was +something not only 'mystic' but potentially religious. And Sir James +Frazer does not follow that line of thought, so dangerous in his view. +On the contrary, he maintains that 'the aspect of the totemic system, +which we have hitherto been accustomed to describe as religious, +deserves rather to be called magical'. The totem rites which Robertson +Smith had interpreted as being sacramental and as being intended as a +means of communion with the totem-gods Sir James Frazer regards as +merely magical: 'totemism,' he says, 'is merely an organized system of +magic intended to secure a supply of food.' + +We may remark, in passing, that if totemism is 'mere' magic, there is +indeed (as Sir James holds) no worship in totemism, but in that case in +totemism there can be no such 'intimate and mystic ties' between the +totem and the totem-kin as Sir James at first maintained there was. But +be that as it may, according to Sir James Frazer, 'in the heart of +Australia, amongst the most primitive savages known to us,' we find +totemism; and totemism on examination proves to be 'merely an organized +system of magic'. If now we start by assuming these premisses, or by +granting these postulates for the sake of argument, we can, indeed, +erect on them a theory of the evolution of religion. But if we so start, +we must do as Sir James Frazer did in the first edition of _The Golden +Bough_: we must hold that religion is but a developed form of magic. _En +route_ it may have changed considerably in appearance, but in fact and +fundamentally it remains the same thing. In all the lower forms of +religion, and in most of the higher, there are practices which are by +common consent and beyond doubt magical. This indisputable fact lends +colour to the view that religion was in its origin nothing but magic, +and that religion is, to those who can see the facts as they are, +nothing but magic to this day: the magician was but a priest, and the +priest, claiming superhuman power, is but a magician still. Prayers were +at first but spells, and even now are supposed, by simple repetition, to +produce their effects. + +If against this view it be objected that one of the most constant facts +in the history of all religions, from the lowest to the highest, is that +religion has at all times carried on war against sorcery, witchcraft, +and magic, that in the lowest stages of man's evolution witches have +been 'smelt out' by the witch-finder, and that in the higher stages of +civilization witches have been persecuted, tortured, and burnt, the +reply made to the objection is that the war against witchcraft and magic +is due simply to the jealousy and resentment which regular practitioners +of any art, e.g., medicine, have ever displayed and do still display +towards irregular, unprofessional practitioners. This reply, however, is +now generally admitted to be one which it is impossible to accept in +the case of religion for the simple reason that it does not account for +the facts. The plain fact which wrecks this attempted explanation is +that magic is punished and witches are burnt not because witch-finders +or priests are jealous of them, but because the community dreads them +and feels their very existence to be a danger. It is the community which +feels the world of difference there is between magic and religion. + +The attraction of the view that religion is but magic under another +name, that prayers are to the end but spells, that 'priest' is but +'magician' written differently, is that it is a simplicist theory. It +simplifies things. It exhibits religion as evolved out of magic and as +containing at the end nothing more or other than was present at the +beginning in magic. It is but a variant of the pre-formation theory of +the evolution of religion. In fine, the notion that in magic we have +religion pre-formed is the counterpart of the idea that we can find +religion pre-formed in totemism. In both cases we secure continuity in +the process of evolution apparently, but the continuity secured is +appearance merely and is gained only at the price of ignoring the facts. + +It is not surprising, therefore, that in the later, enlarged editions of +_The Golden Bough_, Sir James Frazer has given up the view that religion +evolved out of magic, being moved thereto by the fact, as he says, that +there is 'a fundamental distinction and even opposition of principle +between magic and religion'. There is, in Frazer's present view, no +continuity between the magic which came first and the religion which +came ages later: between them is an absolute breach of continuity, a +fundamental distinction, an opposition of principle. 'The principles of +thought on which magic is based,' Frazer says, 'resolve themselves into +two: first, that like produces like; and, second, that things which +have once been in contact with each other continue to act on each +other.' These beliefs are due to the association of ideas: if two things +are more or less like one another, or if two things have gone together +in our experience of the past, the sight of the one will make us think +of the other and expect to find it. So strong is the expectation which +is thus created that in the savage it amounts to absolute belief; and +magic consists in acting on that belief, in setting like to produce +like, with the firm conviction that thus (by magic) man can obtain all +that he desires. For long ages, according to Frazer, man acted on that +belief, and only eventually did he discover that magic did not always +act. This discovery set him thinking and led him to the inference that +at work in the world there must be supernatural powers or beings, that +the course of nature and of human life is controlled by personal beings +superior to man. And that inference, according to Sir James Frazer's +definition, constitutes religion. + +The fundamental distinction, then, and even opposition of principle +between magic and religion, is that in the one case man thinks that he +can gain all that he desires by means of magic, and that in the other he +turns with offerings and supplication to the personal beings superior to +man whom he imagines to control the course of nature and of human life. + +Whether the distinction which Sir James Frazer draws between magic and +religion will hold depends partly on whether his definitions of magic +and religion are acceptable. In his account of magic there at least +appears to be some confusion of thought. On the one hand, he says, 'it +must always be remembered that every single profession and claim put +forward by the magician, as such, is false; not one of them can be +maintained without deception, conscious or unconscious.' This +pronouncement makes it easy for us to understand that even the savage +would eventually find magic an unsatisfactory method of gratifying his +desires, a deception in fact. On the other hand, Sir James apparently +contradicts himself, that is to say, he denies that every single +profession or claim put forward by the magician is false, and says, +'however justly we may reject the extravagant pretensions of magicians +and condemn the deceptions which they have practised on mankind, the +original institution of this class of man has, take it all in all, been +productive of incalculable good to humanity.' The ground for this second +pronouncement, so contradictory of the first, is that magicians, Sir +James tells us, 'were the direct predecessors, not merely of our +physicians and surgeons but of our investigators and discoverers in +every branch of natural science.' Thus, though he no longer regards +priests as transmogrified magicians, he does regard magicians as the +earliest men of science, and does regard science, therefore, as a highly +developed stage of magic. This view logically follows from the premisses +from which it starts; and if it is felt to be unacceptable, we shall +naturally be inclined to scrutinize the premisses once more and more +carefully. When we do so scrutinize them, we see that the principles of +thought on which Sir James Frazer assumes magic to be based are in +effect the principles from which science started: they are the beliefs +that like produces like--the basis of the law of causation--and that +things which our experience shows to have gone together in the past tend +always to go together--which is one way of stating our belief in the +uniformity of nature. If then these principles of thought are the +principles on which magic as well as science is based, then science and +magic are the same thing, and we have only to choose whether we will +say that magic is not magic but undeveloped science, or that science is +not science but merely magic transmogrified. Thus, the pre-formation +theory once more reasserts itself: magic is the seed in which science is +prefigured or pre-formed. + +If we wish to escape from this conclusion, if we wish to maintain the +validity of science and yet always to remember 'that every single +profession and claim put forward by the magician, as such, is false--not +one of them can be maintained without deception, conscious or +unconscious', we must consider whether Sir James Frazer's account of +magic, according to which the principles of magic are identical with +those of science, is the only account that can be given of magic; and +for that purpose we may contrast it with the view of Wilhelm Wundt. But +before doing so, since Sir James Frazer holds that there is 'a +fundamental distinction and even opposition of principle between magic +and religion', it will be well to try to see not only what he means by +magic, but also whether his description or definition of religion is +acceptable. + +Whereas Robertson Smith held that religion, reduced to its very lowest +terms, must imply at least belief in a god and communion with him, +Frazer considers religion to be the belief that the course of nature and +of human life is controlled by personal beings superior to man. By the +one view stress is laid on the mystic side of religion, on the communion +which is effected through sacrifice; by the other view stress is laid on +the power which the gods may be induced by prayer and supplication to +exercise for the benefit of man. Our first reflection, therefore, is +that any view of religion, to be comprehensive, cannot confine itself to +either of these aspects singly, but must find room for both--for both +prayer and sacrifice. They cannot be mutually exclusive, nor can they +be simply juxtaposed, as though they were atoms unrelated to one +another, accidental neighbours in the same district. There must be a +higher unity, not created by or subsequent to the coalescence of +elements originally independent of each other, but a higher unity of +which both prayer and sacrifice are manifestations. This higher unity, I +venture to suggest, is the first principle of religion; and, if it is +not explicitly recognized as the first principle of religion either by +Robertson Smith or by Frazer, that may well be because their attention +is concentrated on the earlier stages in the evolution of religion, when +as yet it is not conspicuous and is, therefore, though in fact +operative, liable to be overlooked. As Ferrier has said, 'first +principles of every kind have their influence, and indeed operate +largely and powerfully long before they come to the surface of human +thought and are articulately expounded.' What then is the first +principle of religion which only after long ages of evolution rose to +the surface of human thought, and which, though it had been operative +largely and powerfully, came only in the slow course of human evolution +to be articulately expounded? The first principle of religion is +love--love of one's neighbour and one's God. + +In the light of that first principle it is manifest that prayer and +sacrifice are not fundamentally unrelated and accidentally juxtaposed: a +sacrifice accompanied not even by unspoken prayer, prompted by no +desire, no wish for anything whatever, is a meaningless concept. Equally +unmeaning and unintelligible is the idea of a prayer which involves no +sacrifice--whether by sacrifice we understand the offering of gifts or +the sacrifice of self. But perhaps it may be said that, even though love +alone can lead to sacrifice of self, still it is undeniable that prayers +may be put up and sacrifices be offered by a man for the sake of what he +is going to get by doing so; and that that is what Sir James Frazer +means when he sees in religion the belief that beings superior to man +may be induced by prayer so to order things that man may get his heart's +desire. Then, indeed, we get a continuity of evolution, a continuity +between magic and religion, which Frazer perhaps did not intend wholly +to deny: that is to say the continuous thread running through both magic +and religion and uniting them is desire. Desire is continuous, though +the means of gratifying it change. In one stage of evolution magic is +the means; in another, religion. But throughout we find the process of +evolution to be continuous--change in continuity and continuity in +change. + +Now it is indeed undeniable that prayer and sacrifice may be made by a +man for the sake of what he is going to get, and may from the beginning +have been made, partly at least, from that motive. But if evolution in +one of its aspects is change, then one of the changes brought about by +evolution in religion is precisely that prayer and sacrifice come to be +regarded as no longer a means whereby a man can get his desires +accomplished--his will done--but as the indispensable condition for +doing God's will. Prayer then becomes communion with God, and the +sacrifice of self the living exhibition of love--the first principle of +religion, the principle which manifests itself now in prayer and now in +sacrifice. + +From this point of view, then, Sir James Frazer's account of religion +will be considered unacceptable: it makes religion and magic alike but +means whereby man has--vainly--sought to satisfy desire. And the +implication is that the day of both alike is over. But if Frazer's +account of religion is unacceptable, his account of magic also is open +to criticism. He wavers between two opinions about magic: at one time he +regards it as all falsehood and deception, at another as the source from +which science springs, just as at one time he considered magic +fundamentally the same as religion and then again as fundamentally +different from religion. When Frazer is bent upon identifying magic and +science, he attributes to primitive man a theory of causation (that like +produces like): magic is based, he says, upon 'the views of natural +causation embraced by the savage magician'. On the other hand, according +to Wilhelm Wundt in his _Voelkerpsychologie_, primitive man has no notion +whatever of natural causation: primitive man, Wundt says, has only one +way of accounting for events--if something happens, somebody did it. If +any one mysteriously falls ill and dies, the question at once presents +itself to the savage mind, who did it? How any one could contrive to +make the man fall ill and die is, to the man's relations, thoroughly and +disquietingly mysterious. The one thing clear to them is that somebody +possesses and has exercised this mysterious and horrible power. The +person who, in the opinion not only of the relatives but also of all or +most of the community, naturally would do this sort of thing differs in +some way--in his appearance or habits--from the average member of the +community, and accordingly is credited, or discredited, with this +mysterious and dreadful power. Such a person, according to Wundt, is a +magician. Such an event is a marvel: so long as it is supposed to be +brought about by a man, it is a piece of magic; when it is ascribed (as, +according to Wundt, it comes in later, though not in primitive times, to +be ascribed) to a god, it is a miracle. + +If science then does not work magic, there must be a fundamental +distinction between science and magic, an absolute opposition of +principles. The principles of thought on which magic is based cannot be, +as Frazer maintains, the same as those which give to science its +validity. In fine, the belief in magic seems to be based not on any +principle of thought, but upon the assumption that, if something +happens, somebody must have done it, and therefore must have had the +power to do it. + +Wundt, whilst differing from Frazer in his description of magic, is at +one with him in believing that before religion existed there was an age +of magic. But Wundt's view that marvels are magic when supposed to have +been done by man, but miracles when supposed to have been done by a god +or his priests, suggests the possibility that, as the belief in magic is +found usually, if not always, to exist side by side with the belief in +miracles, the two beliefs may from the beginning have co-existed, that +the age of magic is not prior in the course of evolution to the age of +religion. This possibility, it will be admitted, derives some colour at +least from the way in which the theory of evolution is employed to +account for the origin of species: different though reptiles are from +birds, the serpent from the dove, both are descended from a common +ancestor, the archaeopteryx. If this instance be taken as typical of the +process of evolution in general, then the course of evolution is not, so +to speak, linear or rectilinear, but--to use M. Bergson's +word--'dispersive'. To suppose that religion is descended from magic +would then be as erroneous as to suppose that birds are descended from +reptiles or man from the monkey. The true view will be that the course +of evolution is not linear, is not a line produced for ever in the same +direction, not a succession of stages, but is 'dispersive', that from a +common starting point many lines of evolution radiate in different +directions. The course of evolution is not unilinear but multilinear; it +runs on many lines which diverge, but all the diverging lines start from +the same point. + +If we apply this conception of evolution in general to the evolution of +religion in particular--and Bergson, I should say, does not--then the +centre of dispersion, common to all religions, is the heart of man. The +forms of religion evolving, emanating and radiating from that common +centre are, let us say, fetishism, polytheism, and monotheism. If we +wish to avoid, in the theory of religious evolution, an error analogous +to that of supposing birds to be descended from reptiles, we must +decline to suppose that monotheism is simply polytheism evolved, or that +polytheism is descended from fetishism. We must consider that each of +these three forms of religion is terminal, in the sense that no one of +them leads on to, or passes into, either of the other two. All three +forms of religious life may, and indeed do, exist side by side with one +another, just as the countless forms of physical life may be found +existing side by side. The foraminifera exist now, as they existed +millions of years ago; but the fact that they co-exist with higher forms +of physical life does not show that the higher forms of life are but +foraminifera in a more highly evolved form. Similarly, the fact that +fetishism exists side by side with polytheism, or polytheism with +monotheism, does not show that one is but a higher form of another: we +must consider each to be a terminal form, as incapable of producing +another, as it is impossible to conceive that the serpent develops into +the dove. + +The common centre and starting-point of fetishism, polytheism, and +monotheism on this view (the 'dispersive' view) of the evolution of +religion lies in the heart of man, in a consciousness, originally vague +in the extreme, of the personality and superiority to man of the being +or object worshipped. In all these three forms of religion there is +worship, and in all three forms the being worshipped is personal. +Further, a special tie is felt to exist between the worshipper and the +personality worshipped: religion is the bond of union between them, and +it is also a bond which unites the worshippers to one another. It is by +its very nature a bond of union, a means of communion between persons, +human and divine. That is the mystic aspect of religion which finds +expression in the rite of sacrifice and in the sacramental meals which +are felt somehow to bind together, or rather to reunite and keep +together, the worshippers and their god. This communion however is not +merely mystic: it has its practical effects inasmuch as it affects the +conduct of the worshipper and enables him to do what without it he would +not have had strength to do. + +If fetishism, polytheism, and monotheism radiate from a common centre, +the heart of man, then the heart of man must also be regarded as the +starting-point of magic. If they spring straight from the heart, though +in different directions, dispersively, then magic must also start from +the common centre; and, though its divergence from religion tends to +become total, at first, and indeed it may be for long, the discrepancy +between them is rather felt uneasily than recognized clearly. +Categories, such as those of cause and effect, identity and difference, +which are the common property of civilized thought, and which among us, +Mr. L.T. Hobhouse says, 'every child soon comes to distinguish in +practice, are for primitive thought interwoven in wild confusion.' Two +categories, which in primitive thought are thus interwoven in wild +confusion, are, it may be suggested, religion and magic; and only in the +dispersive process of evolution do they tend to become discriminated. In +ancient Egypt, in Babylon, in Brahminism, religion fails to disentangle +itself from magic; and not even has Christianity always succeeded in +throwing it off. Different as we may conceive magic and religion to be, +the fact remains that at first they grow up intertwined together. In the +lower forms of religion magic is worked not only by magicians but by +priests as well; spells and prayers are hardly to be distinguished from +one another. The idea that 'priest' is but 'magician' writ differently, +that prayers are but spells under another name, is now obsolete. The +truth may be that religion neither follows on, nor is evolved from +magic, but that both radiate from a common centre, the heart of man; and +that at first both are attempts made by man to secure the fulfilment of +his desires, to do his will, though eventually he finds that the way to +control nature is to obey her, not to try to command her by working +magic; and that it is in endeavouring to do God's will, not his own, +that man finds peace at the last. + +In the three forms of religion which thus far we have taken into +account, fetishism, polytheism, monotheism, religion is felt to be a +personal relation--a relation between the human personality and some +personality more than human; and the human heart is reaching out and +groping after some divine personality, if peradventure it may find Him. +But there is yet another form of religion proceeding from the human +heart in which this does not seem to be the case--and that is Buddhism. +The Buddha definitely renounced the search after God and would not allow +his disciples to engage in the pursuit. Practically the pursuit was +useless, according to the Buddha: escape from suffering is all that man +can want or strive or hope for. Escape from suffering is possible only +by cessation from existence; and that cessation from existence, here and +hereafter, can be attained by man himself, who can reach Nirvana without +the aid of gods, if gods there be. From the point of view of metaphysics +the idea that there is any relation between the human personality and +the divine falls to the ground, according to the Buddha, because, +whether there be gods or not, at any rate there is no human personality. +As in a conflagration--and according to the Buddha the whole world, +burning with desire, is in a state of conflagration--the flames leap +from one house that is burning to the next, so in its transmigrations +the self, or rather the character, _Karman_, like a flame, leaps from +one form of existence to another. The flame indeed appears to be there +all the time the fire is burning; but the flame has no permanence, it is +changing all the time the process of combustion is going on; and 'I' +have no more permanence than the flame. 'I' only appear to be there as +long as the process of life goes on. And as the flame only continues so +long as there is something for it to feed on, so the process of +transmigration or re-birth continues only so long as the thirst for +being continues: the escape from re-birth is conditional on the +extinction of that thirst or desire; and the disciple who has succeeded +in putting off lust and desire has attained to deliverance from death +and re-birth, has attained to rest, to Nirvana. + +Thus, on the 'dispersive' view of the evolution of religion, Buddhism is +a radiation from the common centre, from the heart of man, though it +radiates in a direction very different from that followed by any other +religion. The direction is indeed one which, as the history of religion +shows, it has been impossible for man long to follow, for, wherever +Buddhism has been established, it has relapsed; and the Buddha, who +strove to divert man from prayer and from the worship of gods, has +himself become a god to whom prayer and worship are addressed. Whether +in the future the direction may be pursued more permanently than it has +been by Buddhism up to now lies with the future to show. + +Buddhism, however, on the 'dispersive' view of the evolution of +religion, is not the only radiation from the common centre, of which we +have to take account, in addition to fetishism, polytheism, and +monotheism. From the human heart also proceeds 'the religion of +humanity', the Positivist Church. Here, as originally in Buddhism, the +conception of a divine personality plays no part; but here the human +personality, the very existence of which is denied by the Buddha, is +raised to a high, indeed to the highest, level. There is no such thing +as an individual, if by 'individual' is meant a man existing solely by +himself, for a man can neither come into existence nor continue in +existence by himself alone. It is an essential part of the conception of +personality that it includes fellowship: a person to be a person must +stand in some relation to other persons. They are presented to him, the +subject, as objects of his awareness; and he, the subject, is also an +object of their awareness. Humanity is thus a complex, in which alone +persons are found and apart from which they have in fact no existence. +Humanity thus plays in Positivism, as a religion, the part of 'the great +Being', _le grand Etre_, which in other religions is fulfilled by God, +but with this difference, that humanity is human always and never +divine. + +The ruler of a country steers the ship of state, but he is a pilot only +metaphorically. Whether the terms worship and prayer are used more than +metaphorically by the Positivist seems hard to decide. On the one hand, +if it is felt that worship and prayer are indispensable to religion, it +may be argued that in religions other than Positivism they prove not +only on analysis, but in the course of history, to be, as by Positivism +they are recognized to be, of purely subjective import. On the other +hard, it may be that they provide merely a means of transition from the +religions of the past to the religion of the future. + +Another matter of interest is the place of morality in Positivism as a +religion. According to M. Alfred Loisy in his book _La Religion_, +morality and religion are bound up together. They cannot exist apart +from one another: they might, he says, 'be dissociated in fact and +thought, were it not that they are inseparable in the life of +humanity.' And in his view morality is summed up in the idea of duty. He +says, 'in the beginning was duty, and duty was in humanity, and duty was +humanity. Duty was at the beginning in humanity. By it all things were +made, and without it nothing was made.' Thus, where duty is, there also +is religion. Not only, according to Loisy, has that always been so in +every stage through which the evolution of religion has passed, but it +will also be the case with the religion of the future. Thus the +conception of evolution which Loisy holds is the same as that +entertained by Robertson Smith, the difference being that, whereas on +the one view the idea of God and of communion with Him has been present +from the beginning, and, much though it may have changed, it remains to +the end the same thing; on the other view it is the idea of duty--the +duty which is humanity--that was in the beginning and will continue to +the end. Both views are applications of the 'pre-formation' theory of +evolution. + +But Positivism perhaps is not necessarily tied to the 'pre-formation' +theory. It seems equally capable of being fitted in to the 'dispersive' +theory, and of being regarded as an emanation or radiation proceeding +direct from the human heart. It may be so regarded, if we consider the +essence of it to be found not in the concept of duty, which seems to +imply the existence of some superior who imposes duties on man, but in +that love of one's fellow-man which, to be love, must be given freely, +and simply because one loves. The sense of obligation, the feeling of +duty, obedience to the commandments of authority and to the prohibitions +which the community both enforces and obeys, are, all of them, various +expressions of the primitive feeling of taboo--a feeling of alarm and +fear. If we confine our attention to this set of facts, we may say, +with M. Loisy, 'in the beginning was duty, and duty was in humanity'. We +may however hesitate to follow him when he goes on to say, 'by duty all +things were made, and without it nothing was made'. We may hesitate and +the Positivist may hesitate, because, primitive though the feeling of +fear may be, the feeling of love is equally original: on it and in it +the family and society have their base and their origin; and to it they +owe not only their origin but their continuance. Love however is not a +matter of duty and obedience; it is not subject to commandment or +prohibition; nor does it strive by commands or authority to enforce +itself. In the process by which duty--legal and moral +obligation--evolves out of the primitive feeling of taboo, love is not +implicated: love springs from its own source, the human heart, and runs +its own course. Taboo may have existed from the beginning; but to the +end, whatever its form--duty, obligation, obedience to authority--it +remains in character what it was at first, prohibitive, negative. Love +alone is creative: without it 'was not anything made that was made'. + +There seems, therefore, no necessity to regard the 'pre-formation' +theory of evolution, rather than the 'dispersive theory, as essential to +Positivism. + +Common to all the views about the evolution of religion that have been +mentioned in this paper is the belief that, the more religion changes, +the more it remains the same thing. If identified with duty, then duty +it was in the beginning, and duty it will remain to the end. For those +who conceive it to be merely magic, magic it was and magic it remains. +Those who define it as belief in a god and communion with him find that +belief in the earliest as well as the latest stages. All would agree in +rejecting Bergson's view of evolution--that in evolution there is +change, but nothing which changes. All would agree that in the evolution +of religion there is something which, change though it may, remains the +same thing, and that is religion itself. But on the question what +religion is, there is no agreement: no definition of religion as +yet--and there have been many attempts to define it--has gained general +acceptance. We may even surmise, and admit, that no attempt ever will be +successful. Such admission, indeed, may at first to some seem equivalent +to admitting that religion is a nullity, and the admission may +accordingly be welcomed or rejected. But a moment's reflection will show +that the admission has no such consequence. None of our simple feelings +can be defined: pleasure and pain can neither be defined; nor, when +experienced, doubted. And some of our general terms, those at any rate +which are ultimate, are beyond our power either to define or doubt: no +one imagines that 'life' can be defined, but no one doubts its +existence. And religion both as a term and as a fact of experience is +ultimate, and, because ultimate, incapable of definition. It is not to +be defined but only to be felt. It is an affair not merely of the +intellect, but still more of the heart. + +In what sense, then, can we speak of the evolution of religion? +Evolution implies change; and no one doubts that there have been changes +in religion. No one can imagine that it has from the beginning till now +remained identically the same. What seems conceivable is that throughout +there has been, not identity but continuity--change indeed in continuity +but also continuity in change. The child 'learns to speak the words and +think the ideas, to reproduce the mode of thought, as he does the form +of speech' of the community into which he is born. In the speech, +thought, and feelings--even in the religious feelings--of the community, +from generation to generation, there is continuity, but not identity. +From generation to generation they are not identical but are +continuously changing; and they change because each child who takes them +over reproduces them; and, in reproducing them, changes them, not much +in most cases, but very considerably in the case of men of genius and +the great religious reformers. The heart is the treasure-house in which +not only old things are stored, but from which also new things are +brought forth. The process of evolution implies indeed that the old +things, though not everlasting, persist for a time; but it also implies +the manifestation of that which, though continuous with the old, is at +the same time new. It is from the heart of man, of some one man, that +what is new proceeds: the community it is which is conservative of the +old. The heart of man, or man himself, exhibits both change in +continuity and continuity in change. + +The acorn, the sapling, and the oak are different stages of one +continuous process. But it is the same tree throughout the whole +process. So, too, perhaps it may be said, religion is a term which +includes or is applicable to all stages in the one process, and not to +the stage of monotheism alone, or of polytheism alone, or even to those +stages alone in which there is a reference to personal beings. Each of +these stages is a stage in the process of religion but no stage is by +itself the whole process. But this view of the evolution of religion +regards religion as though it were an organism, self-subsistent, +existing and evolving as independently of man as the oak-tree does; +whereas in truth religion has no such independent existence or +evolution. It is not from polytheism that monotheism proceeds; nor does +polytheism proceed from fetishism: it is from the heart of man that they +and all other forms of religion emanate and radiate. To conceive +fetishism, polytheism, and monotheism as three successive stages in one +process, to represent the evolution of religion by a straight line +marked off into three parts, or any other number of parts, is to forget +that they do not produce one another but that each emanates from the +heart of man. The fact that they emanate in temporal succession does not +prove that one springs from the other. + +Nor can we say that values--religious or aesthetic--are to be determined +on the simple principle that the latest edition is the best. To say that +an _editio princeps_ has value only for the bibliophile is to admit that +all values are personal, as are all thoughts and all feelings, all +goodness and all love. + + +FOR REFERENCE + +Robertson Smith, _The Religion of the Semites_ (A. & C. Black, 1889). + +J.G. Frazer, _The Golden Bough_ (Macmillan & Co., 1890-1915). + +Grant Allen, _The Evolution of the Idea of God_ (Grant Richards, 1897). + +H. Bergson, _L'Evolution creatrice_ (F. Alcan, 1908). + +F.B. Jevons, _The Idea of God in Early Religions_ (1910), and +_Comparative Religion_ (1913) (Cambridge University Press). + +G.F. Moore, _History of Religions_ (T. & T. Clark, 1914). + +A. Loisy, _La Religion_ (E. Nourry, 1917). + + + + +IV + +RECENT TENDENCIES IN EUROPEAN POETRY + +WITH OCCASIONAL REFERENCES TO THE NOVEL, DRAMA, AND CRITICISM + +PROFESSOR C.H. HERFORD + + +When Matthew Arnold declared that every age receives its best +interpretation in its poetry, he was making a remark hardly conceivable +before the century in which it was made. Poetry in the nineteenth +century was, on the whole, more charged with meaning, more rooted in the +stuff of humanity and the heart of nature, less a mere province of +_belles-lettres_ than ever before. Consciously or unconsciously it +reflected the main currents in the mentality of European man, and the +reflection was often most clear where it was least conscious. Two of +these main currents are: + +(1) The vast and steady enlargement of our knowledge of the compass, the +history, the potencies, of Man, Nature, the World. + +(2) The growth in our sense of the _worth_ of every part of existence. + +Certain aspects of these two processes are popularly known as 'the +advance of science', and 'the growth of democracy'. But how far +'science' reaches beyond the laboratory and the philosopher's study, and +'democracy' beyond political freedom and the ballot-box, is precisely +what poetry compels us to understand; and not least the poetry of the +last sixty years with which we are to-day concerned. + +How then does the history of poetry in Europe during these sixty years +stand in relation to these underlying processes? On the surface, at +least, it hardly resembles growth at all. In France above all--the +literary focus of Europe, and its sensitive thermometer--the movement of +poetry has been, on the surface, a succession of pronounced and even +fanatical schools, each born in reaction from its precursor, and +succumbing to the triumph of its successor. Yet a deeper scrutiny will +perceive that these warring artists were, in fact, groups of successive +discoverers, who each added something to the resources and the scope of +poetry, and also retained and silently adopted the discoveries of the +past; while the general line of advance is in the direction marked by +the two main currents I have described. Nowhere else is the succession +of phases so sharp and clear as in France. But since France does reflect +more sensitively than any other country the movement of the mind of +Europe, and since her own mind has, more than that of any other country, +radiated ideas and fashions out over the rest of Europe, these phases +are in fact traceable also, with all kinds of local and national +variations, in Italy and Spain, Germany and England, and I propose to +take this fact as the basis of our present very summary and diagrammatic +view. The three phases of the sixty years are roughly divided by the +years 1880 and 1900. + +The first, most clearly seen in the French Parnassians, is in close, if +unconscious, sympathy with the temper of science. Poetry, brought to the +limit of expressive power, is used to express, with the utmost veracity, +precision, and impersonal self-suppression, the beauty and the tragedy +of the world. It sought Hellenic lucidity and Hellenic calm--in the +example most familiar to us, the Stoic calm and 'sad lucidity' of +Matthew Arnold. + +The second, best seen in the French Symbolists, was directly hostile to +science. But they repelled its confident analysis of material reality in +the name of a part of reality which it ignored or denied, an immaterial +world which they mystically apprehended, which eluded direct +description, frustrated rhetoric, and was only to be come at by the +magical suggestion of colour, music, and symbol. It is most familiar to +us in the 'Celtic' verse of Mr. Yeats and 'A.E.'. + +The third, still about us, and too various and incomplete for final +definition, is in closer sympathy with science, but, in great part, only +because science has itself found accommodation between nature and +spirit, a new ideality born of, and growing out of, the real. If the +first found Beauty, the end of art, in the plastic repose of sculpture, +and the second in the mysterious cadences of music, the poetry of the +twentieth century finds its ideal in life, in the creative evolution of +being, even in the mere things, the 'prosaic' pariahs of previous +poetry, on which our shaping wills are wreaked. We know it in poets +unlike one another but yet more unlike their predecessors, from +D'Annunzio and Dehmel and Claudel to our Georgian experimenters in the +poetry of paradox and adventure. + + +I. POETIC NATURALISM + +The third quarter of the nineteenth century opened, in western Europe, +with a decided set-back for those who lived on dreams, and a +corresponding complacency among those who throve on facts. The political +and social revolution which swept the continent in 1848 and 1849, and +found ominous echoes here, was everywhere, for the time, defeated. The +discoveries of science in the third and fourth decades, resting on +calculation and experiment, were investing it with the formidable +prestige which it has never since lost; and both metaphysics and +theology reeled perceptibly under the blows delivered in its name. The +world exhibition of 1851 seemed to announce an age of settled +prosperity, peace, and progress. + +In literature the counterpart of these phenomena was the revolt from +_Romanticism_, a movement, in its origins, of poetic liberation and +discovery, which had rejuvenated poetry in Germany and Italy, and yet +more signally in England and in France, but was now petering out in +emotional incoherence, deified impulse, and irresponsible caprice. + +The revolt accordingly everywhere sought to bring literature into closer +conformity with reality; with reality as interpreted by science; and to +make art severe and precise. In the novel, Flaubert founded modern +naturalism with his enthralling picture of dull provincials, _Mme +Bovary_ (1857); two years later George Eliot tilted openly in _Adam +Bede_ against the romancers who put you off with marvellous pictures of +dragons, but could not draw the real horses and cattle before their +eyes.[3] + +Realism, at once more unflinching and more profoundly poetic, and yet +penetrated, especially in Tolstoy and Dostoievsky, with an intensity of +moral conviction beside which the ethical fervour of George Eliot seems +an ineffectual fire, was one of the roots of the Russian Novel; which +also reached its climax in the third quarter of the century. But though +it concurred with analogous movements in the West, it drew little of +moment from them; even Turgenjev, a greater Maupassant in artistry, drew +his inner inspiration from wholly alien springs of Slavonic passion and +thought. And it was chiefly through them that the Russian novel later +helped to nourish the radically alien movement of Symbolism in France. + +In drama, Ibsen broke away from the Romantic tradition of his country +with the iconoclastic energy of one who had spent his own unripe youth +in offering it a half-reluctant homage. The man of actuality in him +denounced the drama built upon the legends of the Scandinavian past--the +mark for him of a people of dreamers oblivious of the calls of the hour. +On the morrow of the disastrous (and for Norway in his view ignominious) +Danish war of 1864, his scorn rang out with prophetic intensity in the +fierce tirade of _Brand_. Happily for his art, revolt against romance in +him was united, more signally than in more than two or three of his +contemporaries, with the power of seizing and presenting contemporary +life. 'Realism' certainly expresses inadequately enough the genius of an +art like his, enormously alive rather than fundamentally like life, and +no less charged with purpose and idea than the work of the great +Russians, though under cover of reticences and irony little known to +them. The great series of prose dramas--from 1867 (_The League of +Youth_) onwards--with their experimental prelude _Love's Comedy_ +(1863)--were to be for all Europe the most considerable literary event +of the fourth quarter of the century, and they generated affiliated +schools throughout the West. They did not indeed themselves remain +untouched by the general intellectual currents of the time, and it will +be noticed below that the later plays (from _The Lady of the Sea_ +onward) betray affinities, like the Russian novel, with what is here +called the second phase of the European movement. + +In Criticism, the showy generalizations of Villemain gave place to +Sainte-Beuve's series of essays towards a 'natural history of minds'[4] +and Taine's more sweeping attempt to explain literature by +environment.[5] Among ourselves, Meredith's _Essay on Comedy_ (1872) +brilliantly restated Moliere's dictum that the comic is founded on the +real, and not on a fantastic distortion of it, while Matthew Arnold +applied alike to literature and to theology a critical insight +fertilized by his master Sainte-Beuve's delicate faculty for disengaging +the native quality of minds from the incrustations of tradition and +dogma. + +In poetry the French Parnassians created the most brilliant poetry that +has, since Milton, been built upon erudition and impeccable art. Their +leader, Leconte de Lisle, in the preface of his _Poemes antiques_ +(1853), scornfully dismissed Romanticism as a second-hand, incoherent, +and hybrid art, compounded of German mysticism, reverie, and Byron's +stormy egoism. Sully Prudhomme addressed a sterner criticism to the +shade of Alfred de Musset--the Oscar Wilde of the later +Romantics[6]--who had never known the stress of thought, and had filled +his poetry with light love and laughter and voluptuous despairs; the new +poets were to be no such gay triflers, but workers at a forge, beating +the glowing metal into shape, and singing as they toiled.[7] Carducci, +too, derisively contrasts the 'moonlight' of Romanticism--cold and +infructuous beams, proper for Gothic ruins and graveyards--with the +benignant and fertilizing sunshine he sought to restore; for him, too, +the poet is no indolent caroller, and no gardener to grow fragrant +flowers for ladies, but a forge-worker with muscles of steel.[8] Among +us, as usual, the divergence is less sharply marked; but when Browning +calls Byron a 'flat fish', and Arnold sees the poet of _Prometheus_ +appropriately pinnacled in the 'intense inane', they are expressing a +kindred repugnance to a poetry wanting in intellectual substance and in +clear-cut form. + +If we turn from the negations of the anti-romantic revolt to consider +what it actually sought and achieved in poetry, we find that its +positive ideals, too, without being derived from science, reflect the +temper of a scientific time. Thus the supreme gift of all the greater +poets of this group was a superb vision of beauty, and of beauty--_pace_ +Hogarth--there is no science. But their view of beauty was partly +limited, partly fertilized and enriched, by the sources they discovered +and the conditions they imposed, and both the discoveries and the +limitations added something to the traditions and resources of poetry. +Thus: + +(1) They exploited the aesthetic values to be had by knowledge. They +pursued erudition and built their poetry upon erudition, not in the +didactic way of the Augustans, but as a mine of poetic material and +suggestion. Far more truly than Wordsworth's this poetry could claim to +be the impassioned expression which is in the face of science; for +Wordsworth's knowledge is a mystic insight wholly estranged from +erudition; his celandine, his White Doe, belong to no fauna or flora. +When Leconte de Lisle, on the other hand, paints the albatross of the +southern sea or the condor of the Andes, the eye of a passionate +explorer and observer has gone to the making of their exotic sublimity. +The strange regions of humanity, too, newly disclosed by comparative +religion and mythology, he explores with cosmopolitan impartiality and +imaginative penetration; carving, as in marble, the tragedy of Hjalmar's +heart and Angentyr's sword, of Cain's doom, and Erinnyes never, like +those of Aeschylus, appeased. The Romantics had loved to play with +exotic suggestions; but the East of Hugo's _Orientales_ or Moore's +_Lalla Rookh_ is merely a veneer; the poet of _Qain_ has heard the wild +asses cry and seen the Syrian sun descend into the golden foam. + +In the three commanding poets of our English mid-century, learning +becomes no less evidently poetry's honoured and indispensable ally. +Tennyson studies nature like a naturalist, not like a mystic, and finds +felicities of phrase poised, as it were, upon delicate observation. Man, +too, in Browning, loses the vague aureole of Shelleyan humanity, and +becomes the Italian of the Renascence or the Arab doctor or the German +musician, all alive but in their habits as they lived, and fashioned in +a brain fed, like no other, on the Book of the histories of Souls. +Matthew Arnold more distinctively than either, and both for better and +for worse, was the scholar-poet; among other things he was, with Heredia +and Carducci, a master of the poetry of critical portraiture, which +focusses in a few lines (_Sophocles_, _Rahel_, _Heine_, _Obermann Once +More_) the meaning of a great career or of a complex age. + +(2) In the elaboration of their vision of beauty from these enlarged +sources, Leconte de Lisle and his followers demanded an impeccable +artistry. 'A great poet', he said, 'and a flawless artist are +convertible terms.' The Parnassian precision rested on the postulate +that, with sufficient resources of vocabulary and phrase, everything can +be adequately expressed, the analogue of the contemporary scientific +conviction that, with sufficient resources of experiment and +calculation, everything can be exhaustively explained. The pursuit of an +objective calm, the repudiation of missionary ardour, of personal +emotion, of the _cri du coeur_, of individual originality, involved the +surrender of some of the glories of spontaneous song, but opened the +way, for consummate artists such as these, to a profusion of +undiscovered beauty, and to a peculiar grandeur not to be attained by +the egoist. Leconte's temperament leads him to subjects which are +already instinct with tragedy and thus in his hands assume this grandeur +without effort. The power of sheer style to ennoble is better seen in +Sully Prudhomme's _tours de force_ of philosophic poetry--when he +unfolds his ideas upon 'Justice' or 'Happiness', for instance, under the +form of a debate where masterly resources of phrase and image are +compelled to the service of a rigorous logic; or in the brief cameo-like +pieces on 'Memory', 'Habit', 'Forms', and similar unpromising +abstractions, most nearly paralleled in English by the quatrains of Mr. +William Watson. But the cameo comparison is still more aptly applied to +the marvellously-chiselled sonnets of Heredia--monuments of a moment, as +sculpture habitually is, but reaching out, as the finest sculpture does, +to invisible horizons, and to the before and after--the old wooden +guardian-god recalling his former career as a scarlet figure-head +laughing at the laughter or fury of the waves; Antony seeing the flying +ships of Actium mirrored in the traitorous azure of Cleopatra's eyes. + +In Italy the ideal of an austere simplicity and reserve, resting as it +did on the immense prestige of Leopardi, asserted itself even in the +naturally exuberant and impetuous genius of Carducci. Without it we +should not have had those reticences of an abounding nature, those +economies of a spendthrift, which make him one of the first poets of the +sonnet in the land of its origin, and one of the greatest writers of +Odes among the 'barbarians'. With reason he declared in 1891, when most +of his poetry had been written, that 'all the apparent contradictions in +my work are resolved by the triple formula: in politics Italy before +all, in aesthetics classical poetry before all, in practice, frankness +and force before all'. His two chief disciples, D'Annunzio and Pascoli, +antithetical in almost all points, may be said to have divided his +inheritance in this; Pascoli's Vergilian economy contrasting with the +exuberance of D'Annunzio somewhat as with us the classicism of the +present poet-laureate with that of Swinburne. In Germany the Parnassian +reserve, concentration, and aristocratic exclusiveness was to reappear +in the lyrical group of Stefan Georg. + +(3) Finally, the Parnassian poetry, like most contemporary science, was +in varying degrees detached from and hostile to religion, and found some +of its most vibrating notes in contemplating its empty universe. Leconte +de Lisle offers the Stoic the last mournful joy of 'a heart seven-times +steeped in the divine nothingness',[9] or calls him to 'that city of +silence, the sepulchre of the vanished gods, the human heart, seat of +dreams, where eternally ferments and perishes the illusory +universe'.[10] Here, too, Leopardi had anticipated him. + +In the ebullient genius of Carducci and Swinburne this lofty disdain for +theological illusions passes into the fierce derision of the Ode to +Satan and the militant paganism of the Sonnet to Luther, and the _Hymn +to Man_. In Matthew Arnold it became a half-wistful resignation, the +pensive retrospect of the Greek 'thinking of his own gods beside a +fallen runic stone', or listening to the 'melancholy long withdrawing +roar' of the tide of faith 'down the vast edges drear and naked shingles +of the world'; while in James Thomson resignation passed into the +unrelieved pessimism of the _City of Dreadful Night_. In all these +poets, what was of moment for poetry was not, of course, the +anti-theological or anti-clerical sentiment which marks them all, but +the notes of sombre and terrible beauty which the contemplation of the +passing of the gods, and of man's faith in them, elicits from their art. + +Yet the supreme figure, not only among those who share in the +anti-Romantic reaction but among all the European poets of his time, was +one who had in the heyday of youth led the Romantic vanguard--Victor +Hugo. Leconte de Lisle never ceased to own him his master, and Hugo's +genius had since his exile, in 1851, entered upon a phase in which a +poetry such as the Parnassian sought--objective, reticent, impersonal, +technically consummate--was at least one of the strings of his +many-chorded lyre. Three magnificent works--the very crown and flower of +Hugo's production--belong to this decade, 1850-60,--the _Chatiments_, +_Contemplations_, and _Legende des Siecles_. I said advisedly, one +string in his lyre. Objective reticence is certainly not the virtue of +the terrible indictment of 'Napoleon the Little'. On the other hand, the +greatest qualities of Parnassian poetry were exemplified in many +splendid pieces of the other two works, together with a large benignity +which their austere Stoicism rarely permits, and I shall take as +illustration of the finest achievement of poetry in this whole first +phase the closing stanzas of his famous _Boaz Endormi_ in the _Legende_, +whose beauty even translation cannot wholly disguise. Our decasyllable +is substituted for the Alexandrine.[11] + + 'While thus he slumbered, Ruth, a Moabite, + Lay at the feet of Boaz, her breast bare, + Waiting, she knew not when, she knew not where, + The sudden mystery of wakening light. + + Boaz knew not that there a woman lay, + Nor Ruth what God desired of her could tell; + Fresh rose the perfume of the asphodel, + And tender breathed the dusk on Galgala. + + Nuptial, august, and solemn was the night, + Angels no doubt were passing on the wing, + For now and then there floated glimmering + As it might be an azure plume in flight. + + The low breathing of Boaz mingled there + With the soft murmur of the mossy rills. + It was the month when earth is debonnaire; + The lilies were in flower upon the hills. + + Night compassed Boaz' slumber and Ruth's dreams, + The sheep-bells vaguely tinkled far and near; + Infinite love breathed from the starry sphere; + 'Twas the still hour when lions seek the streams. + + Ur and Jerimedeth were all at rest; + The stars enamelled the blue vault of sky; + Amid those flowers of darkness in the west + The crescent shone; and with half open eye + + Ruth wondered, moveless, in her veils concealed, + What heavenly reaper, when the day was done + And harvest gathered in, had idly thrown + That golden sickle on the starry field.' + + +II. DREAM AND SYMBOL + +The rise of French symbolism towards the end of the 'seventies was a +symptom of a changed temper of thought and feeling traceable in some +degree throughout civilized Europe. Roughly, it marked the passing of +the confident and rather superficial security of the 'fifties into a +vague unrest, a kind of troubled awe. As if existence altogether was a +bigger, more mysterious, and intractable thing than was assumed, not so +easily to be captured in the formulas of triumphant science, or mirrored +and analysed by the most consummate literary art. + +Political and social conditions contributed to the change. France stood +on the morrow of a shattering catastrophe. The complacency of +mid-Victorian England began to be disturbed by menaces from the +workshops of industry. And it was precisely in triumphant Germany +herself that revolutionary Socialism found, in Karl Marx, its first +organizing mind and authoritative exponent. The millennium was not so +near as it had seemed; the problems of society, instead of having been +solved once for all, were only, it appeared, just coming into view. + +In the secluded workshops of Thought, subtler changes were silently +going on. The dazzling triumphs of physical science, which had led +poetry itself to emulate the marble impassivity of the scientific +temper, were undiminished; but they were seen in a new perspective, +their authority ceased to be exclusive, the focus of interest was slowly +shifting from the physical to the psychical world. Lange, writing the +history of _Materialism_ in 1874, virtually performed its obsequies; and +Tyndall's brilliant effort, in 1871, to equip primordial Matter with the +'promise and the potency' of mind, unconsciously confessed that its +cause was lost. Psychology, after Fechner, steadily advanced in prestige +and importance from the outlying circumference of the sciences to their +very centre and core. + +But it was not merely particular doctrines that lost ground; the scope +and validity of scientific method itself began to be questioned. In the +most varied fields of thought there set in that 'idealistic reaction +against science' which has been described in one of the most penetrating +books of our time. Most significant of all, science itself, in the +person of Mach, and Pearson, has abandoned the claim to do more than +provide descriptive formulas for phenomena the real nature of which is +utterly beyond its power to discover. + +Of this changed outlook the growth of Symbolism is the most significant +literary expression. It was not confined to France, or to poetry. We +know how the drama of Ibsen became charged with ulterior meanings as the +fiery iconoclast passed into the poet of insoluble and ineluctable +doubt. But by the French symbolists it was pursued as a creed, as a +religion. If the dominant poetry of the third quarter of the century +reflected the prestige of science, the dominant poetry of the fourth +reflected the idealistic reactions against it, and Villiers de l'Ile +Adam, its founder, came forward proclaiming that 'Science was bankrupt'. +And so it might well seem to him, the visionary mystic inhabiting, as +he did, a world of strange beauty and invisible mystery which science +could not unlock. The symbolists had not all an explicit philosophy; but +they were all aware of potencies in the world or in themselves which +language cannot articulately express, and which are yet more vitally +real than the 'facts' which we can grasp and handle, and the +'respectable' people whom we can measure and reckon with. Sometimes +these potencies are vaguely mysterious, an impalpable spirit speaking +only by hints and tokens; sometimes they are felt as the pulsations of +an intoxicating beauty, breaking forth in every flower, but which can +only be possessed, not described; sometimes they are moods of the soul, +beyond analysis, and yet full of wonder and beauty, visions half +created, half perceived. Experiences like these might have been +described, as far as description would go, by brilliant artificers like +the Parnassians. Verlaine and Mallarme did not discover, but they +applied with new daring, the fact that an experience may be communicated +by words which, instead of representing it, suggest it by their colour, +their cadences, their rhythm, their verbal echoes and inchoate phrases. +All the traditional artistry of French poetic speech was condemned as +both inadequate and insincere. 'Take eloquence and wring her neck! +Nothing but music and the nuance--all the rest is "Literature", mere +writing--futile verbosity!' that was the famous watchword of Verlaine's +creed.[12] + +The strength of symbolism lay in this demand for a complete sincerity of +utterance. Its revolt against science was at the same time a vindication +of truth, an effort to get nearer to reality both by shedding off the +incrustations of habitual phrase and by calling into play the obscure +affinities by which it can be magically evoked. In the subtleties of +suggestion latent in sensations the symbolists were real discoverers. +But the way had already been pointed in famous verses by Baudelaire: + + 'Earth is a Temple, from whose pillared mazes + Murmurs confused of living utterance rise; + Therein Man thro' a forest of symbols paces, + That contemplate him with familiar eyes. + + As prolonged echoes, wandering on and on, + At last in one far tenebrous depth unite, + Impalpable as darkness, and as light, + Scents, sounds, and colours meet in unison.' + +There Baudelaire had touched a chord that was to sound loud and long; +for what else than this thought of all the senses meeting in union +inspired the music drama of Wagner?--only one of his points of kinship, +as we shall see, with symbolism. + +Thus the symbolists, in quest of reality, touched it only through the +inner life. There they are, in their fashion, realists. 'A landscape', +said Albert Samain, 'is a state of soul.' The landscape may be false, +but the state of soul is veracious. What interests them in life is the +image of life, not lucidly reflected but exquisitely transformed. Yet +the vision of the world caught in that transforming mirror was not +without strange revealing glimpses, invisible, like stars mirrored in a +well, to the plain observer. They could hear the music of the spheres; +or in the language of Samain's sonnet + + 'Feel flowing through them, like a pouring wave, + The music-tide of universal Soul; + Hear in their heart the beating pulse of heaven.'[13] + +In the earlier poetry of Maurice Maeterlinck, the inner life imposes a +more jealous sway. The poet sits not before a transforming mirror, where +the outer world is disguised, but in a closed chamber, where it is only +dreamed of, and it fades into the incoherence and the irrelevance of a +dream. But the chamber is of rare beauty, and in its hushed and perfumed +twilight, dramas of the spirit are being silently and almost +imperceptibly enacted, more tragic than the loud passion and violence of +the stage. He has written an essay on Silence,--silence that, like +humility, holds for him a 'treasure' beyond the reach of eloquence or of +pride; for it is the dwelling of our true self, the spiritual core of +us, 'more profound and more boundless than the self of the passions or +of pure reason.' And so there is less matter for drama in 'a captain who +conquers in battle or a husband who avenges his honour than in an old +man, seated in his arm-chair waiting patiently with his lamp beside him, +giving unconscious ear to all the eternal laws that reign about his +house, interpreting without comprehending, the silence of door and +window, and the quivering voice of the light; submitting with bent head +to the presence of his soul and his destiny.' + +It is on this side that symbolism discloses its kinship with the Russian +novel,--with the mystic quietism of Tolstoy and the religion of +self-sacrifice in Dostoievsky; and its sharp antagonism to the +Nietzschean gospel of daemonic will and ruthless self-assertion, just +then being preached in Germany. The two faiths were both alive and both +responded to deep though diverse needs of the time; but the immediate +future, as we shall see, belonged to the second. They had their first +resounding encounter when Nietzsche held up his once venerated master +Wagner to scorn as the chief of 'decadents' because he had turned from +the superhuman heroism of Siegfried and the boundless passion of +Tristram to glorify the mystic Catholicism of the Grail and the +loveliness of the 'pure fool' Parzifal. + +Outside France symbolism found eager response among young poets, but +rather as a literary than as an ethical doctrine. In Germany Dehmel, the +most powerful personality among her recent poets, began as a disciple of +Verlaine; in Italy, D'Annunzio wove esoteric symbols into the texture of +the more than Nietzschean supermanliness of his supermen and superwomen. +More significant than these, however, was the symbolism of what we call +the Celtic school of poets in Ireland. For here both their artistic +impressionism and their mystic spirituality found a congenial soil. The +principal mediating force was Mr. Arthur Symons, friend of Verlaine and +of Yeats, and himself the most penetrating interpreter of Symbolism, +both as critic and as poet.[14] And to the French influence was added +that of Blake, a poet too great to be included in any school, but allied +to symbolism by his scorn for 'intellect' and for rhetoric, and by his +audacities of figured speech. But Mr. Yeats and 'A.E.', the leaders of +the 'Celtic' group, are in no sense derivation voices. They had the +great advantage over the French of a living native folklore and faery +lore. Hence their symbolism, no less subtle, and no less steeped in +poetic imagining, has not the same air of literary artifice, of studio +fabrication, of cultured Bohemianism; it breathes of the old Irish +hills, holy with old-world rites, and the haunted woods, and the magical +twilight and dewy dawns. And beneath all the folklore, and animating it, +is the passion for Ireland herself, the mother, deathless and ever +young, whom neither the desolation of the time nor the decay of hope can +touch: + + 'Out-worn heart in a time out-worn + Come clear of the nets of wrong and right; + Laugh, heart, again in the grey twilight; + Sigh, heart, again in the dew of the morn. + + Your mother Eire is always young, + Dew ever shining and twilight grey; + Tho' hope fall from you and love decay + Burning in fires of a slanderous tongue. + + Come, heart, where hill is heaped upon hill; + For there the mystical brotherhood + Of sun and moon and hollow and wood + And river and stream work out their will.' + +For that, the French had only the Fauns of a literary neo-classicism. +The passion for France was yet indeed to find a voice in poetry. But +this was reserved for the more trumpet-tongued tones of the contemporary +phase to which I now turn. + + +III. 'CREATIVE EVOLUTION' + +1. _Philosophic Analogies_ + +Nothing is more symptomatic of the incipient twentieth century than the +drawing together of currents of thought and action before remote or +hostile. The Parnassians were an exclusive sect, the symbolists an +eccentric and often disreputable coterie; Claudel, D'Annunzio, Rudyard +Kipling, speak home to throngs of everyday readers, are even national +idols, and our Georgians contrive to be bought and read without the +least surrender of what is most poetic in their poetry. And the +analogies between philosophic thinking and poetic creation become +peculiarly striking. Merely to name Friedrich Nietzsche, Henri Bergson, +and Benedetto Croce is to become vividly aware of these analogies and +of the common bent from which they spring. All three--whether with +brilliant rhetoric, or iron logic, or a blend of both--use their +thinking power to deride the theorizing intelligence in comparison with +the creative intuition which culminates in poetry. To define the scope +and province of this intuition is the purport of Croce's epoch-making +_Aesthetics_, the basis and starting-point of his illumining work, in +_Critica_, as a literary critic. Bergson is the dominant figure in a +line of French thinkers possessed with the conviction that life, a +perpetual streaming forth of creative energy, cannot be caught in the +mechanism of law, adapted to merely physical phenomena, which at best +merely gives us generalizations and lets the all-important +particulars--the individual living thing--slip through the meshes; +whereas intuition--the eye fixed on the object--penetrates to the very +heart of this individual living thing, and only drops out the skeleton +framework of abstract laws. Philosophy, in these thinkers, was deeply +imbued with the analogies of artistic creation. 'Beauty,' said +Ravaisson, 'and especially beauty in the most divine and perfect form, +contains the secret of the world.'[15] And Bergson's _Creative +Evolution_ embodied a conception of life and of the world profoundly +congenial to the artistic and poetic temper of his time. For he +restated, it has been well said, the two great surviving formulas of the +nineteenth century, evolution and the will to live, in terms precisely +suited to the temper of the age just dawning. The will to live became a +formula of hope and progress; evolution became a formula of vital +impulse, of creative purpose, not of mechanical 'struggle for +existence'. + +The idea that aesthetic experience gives a profounder clue than logical +thought to the inner meaning of things was as old as Plato. It was one +of the crowning thoughts of Kant; it deeply coloured the metaphysics of +Schelling. And Nietzsche developed it with brilliant audacity when in +his _Birth of Tragedy_ (1872) he contrasted scornfully with the laboured +and ineffectual constructions of the theoretic man, even of Socrates the +founder of philosophy, the radiant vision of the artist, the lucid +clarity of Apollo. 'His book gave the lie to a thousand years of orderly +development', wrote the great Hellenist Wilamowitz, Nietzsche's old +schoolfellow, indignant at his rejection of the labours of scholastic +reason. But it affirmed energetically the passion of his own time for +immediate and first-hand experience. + +And it did more. Beside and above Apollo, Nietzsche put Dionysus; beside +vision and above it, _rage_. Of the union of these two Tragedy was born. +And Nietzsche's glorification of this elemental creative force also +responded to a wider movement in philosophy, here chiefly German. His +Dionysiac rage is directly derived from that will in which Schopenhauer +saw the master faculty of man and the hidden secret of the universe; and +the beginning of Schopenhauer's fame, about 1850, coincides with a +general rehabilitation of will as the dominant faculty in the soul and +in the world, at the cost of the methodic orderly processes of +understanding; a movement exhibited in the psychological innovations of +Wundt and Muensterberg, in the growth of the doctrine that what a thing +is is determined by what it _can_; that value is in fact the measure, +and even the meaning, of existence; that will can arm impotence, create +faith, and master disease; and in the call of the colossal will-power +which created the German empire and launched her on the career of +industrial greatness. Nietzsche's Superman is, above all, a being of +colossal and masterful will, and Zarathustra, the prophet of +superhumanity, is only an incarnation of the will that for Schopenhauer +moved the world. The moment at which the prestige of will began +definitely to overcome that of reasoning is marked, as Aliotta has +pointed out, by the appearance of James's _Will to Believe_, just when +agnosticism seemed triumphant. + +Nietzsche and Bergson thus, with all their obvious and immense +divergences, concurred in this respect, important from our present point +of view, that their influence tended to transfer authority from the +philosophic reason to those 'irrational' elements of mind which reach +their highest intensity in the vision and 'rage' of the poet. James's +vindication of drunken exaltation as a source of religious insight was +not the least symptomatic passage of his great book. And both concurred, +however remote their methods or their speech, in conceiving reality as +creation, creation in which we take part--a conception which again, in +the hands of the constructive religious thinker, led directly to the +type of faith announced in that last--the Jamesian--'Variety' of +religious experience, which represents us as indispensable +fellow-workers and allies of a growing and striving God. + + +2. _The New Freedom_ + +No reader of the poetry of our time can mistake the kinship of its +prevailing temper with that which lies at the root of these +philosophies. Without trying to fit its infinite variety to any finite +formula, we may yet venture to find in it, as Mr. McDowall has found in +our Georgian poetry in particular, a characteristic union of grip and +detachment; of intense and eager grasp upon actuality as it breaks upon +us in the successive moments of the stream of time, and yet an inner +independence of it, a refusal to be obsessed by its sanctions and +authorities, a tacit assumption that everything, by whatever length of +tradition consecrated, must come before the bar of the new century to be +judged by its new mind. 'Youth is knocking at the door,' as it is said +of Hilda in the symbolical _Master Builder_, and doubtless in every +generation the philistines or Victorians in possession have had occasion +to make that remark. The difference in our time is rather that youth +comes in without knocking, and that instead of having to work slowly up +to final dominance against the inertia of an established literary +household, it has spontaneously, like Hilda Wrangel, taken possession of +the home, rinding criticism boundlessly eulogistic, the public +inexhaustibly responsive, and philosophy interpreting the universe, as +we have seen, precisely in sympathy with its own naive intuitions. No +wonder that youth at twenty is writing its autobiography or having its +biography written, and that at twenty-five it makes a show of laying +down the pen, like Max Beerbaum, with the gesture of one rising sated +from the feast of life: 'I shall write no more.' + +The fact that youth finds itself thus at home in the world explains the +difference in temper between the new poets of freedom and the old. The +wild or wistful cry of Shelley for an ideal state emancipated from pain +and death is as remote from their poetry as his spiritual anarchy from +their politics; they can dream and see visions, in Scott's phrase, 'like +any one going', but their feet are on the solid ground of actuality and +citizenship, and the actuality comes into and colours their poetry no +less than their vision. When Mr. Drinkwater looks out of his 'town +window' he dreams of the crocus flaming gold in far-off Warwick woods; +but he does not repudiate the drab inglorious street nor the tramway +ringing and moaning over the cobbles, and they come into his verse. And +I find it significant of the whole temper of the new poetry to ordinary +life no less than that of ordinary men and women to the new poetry, +that he has won a singularly intimate relationship with a great +industrial community. He has not fared like his carver in stone. But +then the eagles of his carving, though capable of rising, like +Shelley's, to the sun, are the Cromwells and Lincolns who themselves +brought the eagle's valour and undimmed eye into the stress and turmoil +of affairs. + +No doubt a fiercer note of revolt may be heard at times in the poetry of +contemporary France, and that precisely where devotion to some parts of +the heritage of the past is most impassioned. The iconoclastic scorn of +youth's idealism for the effeteness of the 'old hunkers', as Whitman +called them, has rarely rung out more sharply than in the closing +stanzas of Claudel's great Palm Sunday ode. All the pomp and splendour +of bishops and cardinals is idle while victory yet is in suspense: that +must be won by youth in arms. + + 'To-morrow the candles and the dais and the bishop with his clergy + coped and gold embossed, + But to-day the shout like thunder of an equal, unofficered host + Who, led and kindled by the flag alone, + With one sole spirit swollen, and on one sole thought intent, + Are become one cry like the crash of walls shattered and gates rent: + 'Hosanna unto David's son!' + + Needless the haughty steeds marble-sculptured, or triumphal arches, or + chariots and four, + Needless the flags and the caparisons, the moving pyramids and towers, + and cars that thunder and roar,-- + 'Tis but an ass whereon sits Christ; + For to make an end of the nightmare built by the pedants and the + pharisees, + To get home to reality across the gulf of mendacities, + The first she-ass he saw sufficed! + + Eternal youth is master, the hideous gang of old men is done with, we + Stand here like children, fanned by the breath of the things to be, + But victory we will have to-day! + Afterwards the corn that like gold gives return, afterwards the gold + that like corn is faithful and will bear, + The fruit we have henceforth only to gather, the land we have + henceforth only to share, + But victory we will have to-day!' + +In the same spirit Charles Peguy--like Claudel, be it noted, a student +of Bergson at the Ecole Normale--found his ideal in the great story of +the young girl of Domremy who saved France when all the pomp and wisdom +of generals had broken down. And in our own poetry has not Mr. Bottomley +rewritten the Lear story, with the focus of power and interest +transferred from the old king--left with not an inch of king in him--to +a glorious young Artemis-Goneril? + +But among our English Georgians this tense iconoclastic note is rare. +Their detachment from what they repudiate is not fanatical or ascetic; +it is conveyed less in invective than in paradox and irony; their temper +is not that which flies to the wilderness and dresses in camel hair, but +of mariners putting out to the unknown and bidding a not unfriendly +good-bye at the shore. The temper of adventure is deeply ingrained in +the new romance as in the old; the very word adventure is saturated with +a sentiment very congenial to us both for better and worse; it quickens +the hero in us and flatters the devil-may-care. + +In its simplest form the temper of adventure has given us the profusion +of pleasant verses which we know as the poetry of 'vagabondage' and 'the +open road'. The point is too familiar to be dwelt on, and has been +admirably illustrated and discussed by Mr. McDowall. George Borrow, +prince of vagabonds, Stevenson, the 'Ariel', with his 'Vagabond-song'-- + + 'All I seek the heaven above, + And the road below me', + +and a few less vocal swallows, anticipated the more sustained flights +and melodies of to-day, while Borrow's wonderful company of vagabond +heroes and heroines is similarly premonitory of the alluring gipsies and +circus-clowns of our Georgian poetry. Sometimes a traditional motive is +creatively transformed; as when Father Time, the solemn shadow with +admonitory hour-glass, appears in Mr. Hodgson's poem as an old gipsy +pitching his caravan 'only a moment and off once again'. + +Elsewhere a deeper note is sounded. It is not for nothing that Jeanne +d'Arc is the saint of French Catholic democracy, or that Peguy, her +poet, calls the Incarnation the 'sublime adventure of God's Son'. That +last adventure of the Dantesque Ulysses beyond the sunset thrills us +to-day more than the Odyssean tale of his triumphant home-return, and +D'Annunzio, greatly daring, takes it as the symbol of his own +adventurous life. Francis Thompson's most famous poem, too, represents +the divine effort to save the erring soul under the image of the hound's +eager chase of a quarry which may escape; while Yeats hears God 'blowing +his lonely horn' along the moonlit faery glades of Erin. And Meredith, +who so often profoundly voiced the spirit of the time in which only his +ripe old age was passed, struck this note in his sublime verses on +revolutionary France-- + + 'soaring France + That divinely shook the dead + From living man; that stretched ahead + Her resolute forefinger straight + And marched toward the gloomy gate + Of Earth's Untried.' + +It is needless to dwell upon the affinity between this temper of +adventure in poetry and the teaching of Bergson. That the link is not +wholly fortuitous is shown by the interesting _Art Poetique_ (1903) of +his quondam pupil, Claudel, a little treatise pervaded by the idea of +Creative-evolution. + +It was natural in such a time to assume that any living art of poetry +must itself be new, and in fact the years immediately before and after +the turn of the century are crowded with announcements of 'new' +movements in art of every kind. Beside Claudel's _Art Poetique_ we have +in England the _New Aestheticism_ of Grant Allen; in Germany the 'new +principle' in verse of Arno Holz. And here again the English innovators +are distinguished by a good-humoured gaiety, if also by a slighter build +of thought, from the French or Nietzschean 'revaluers'. Rupert Brooke +delightfully parodies the exquisite hesitances and faltering half-tones +of Pater's cloistral prose; and Mr. Chesterton pleasantly mocks at the +set melancholy of the aggressive Decadence in which he himself grew up: + + 'Science announced nonentity, and art adored decay, + The world was old and ended, but you and I were gay.' + +Like their predecessors in the earlier Romantic school, the new +adventurers have notoriously experimented with poetic _form_. France, +the home of the most rigid and meticulous metrical tradition, had +already led the way in substituting for the strictly measured verse the +more loosely organized harmonies of rhythmical prose, bound together, +and indeed made recognizable as verse, in any sense, solely by the +rhyme. With the Symbolists 'free verse' was an attempt to capture finer +modulations of music than the rigid frame of metre allowed. With their +successors it had rather the value of a plastic medium in which every +variety of matter and of mood could be faithfully expressed. But whether +called verse or not, the vast rushing modulations of rhythmic music in +the great pieces of Claudel and others have a magnificence not to be +denied. And the less explicitly poetic form permits matter which would +jar on the poetic instinct if conveyed through a metrical form to be +taken up as it were in this larger and looser stride. + +In Germany, on the other hand, the rhythmic emancipation of Whitman was +carried out, in the school of Arno Holz, with a revolutionary audacity +beyond the example even of Claudel. Holz states with great clearness and +trenchancy what he calls his 'new principle of lyric'; one which +'abandons all verbal music as an aim, and is borne solely by a rhythm +made vital by the thought struggling through it to expression'. Rhyme +and strophe are given up, only rhythm remains. + +Of our Georgian poetry, it must suffice to note that here, too, the +temper of adventure in form is rife. But it shows itself, +characteristically, less in revolutionary innovation than in attempts to +elicit new and strange effects from traditional measures by deploying to +the utmost, and in bold and extreme combinations, their traditional +resources and variations, as in the blank verse of Mr. Abercrombie and +Mr. Bottomley. This, and much beside in Georgian verse, has moods and +moments of rare beauty. But, on the whole, verse-form is the region of +poetic art in which Georgian poetry as a whole is least secure. + + +3. _The New Realism_ + +We see then how deeply rooted this new freedom is in the passion for +actuality; not the dream but the waking and alert experience throbs and +pulses in it. We have now to look more closely into this other aspect of +it. Realism is a hard-worked term, but it may be taken to imply that the +overflowing vitality of which poetry is one expression fastens with +peculiar eagerness upon the visible and tangible world about us and +seeks to convey that zest in words. Our poets not only do not scorn the +earth to lose themselves in the sky; they are positive friends of the +matter-of-fact, and that not in spite of poetry, but for poetry's sake; +and Pegasus flies more freely because 'things' are 'in the saddle' along +with the poet. + +That this matter-of-factness is loved by poets, for poetry's sake, marks +it off once for all from the photographic or 'plain' realism of Crabbe. +But it is also clearly distinct from the no less poetic realism of +Wordsworth. Wordsworth's mind is conservative and traditional; his +inspiration is static; he glorifies the primrose on the river brink by +seeing its transience in the light of something far more deeply +interfused which does not change nor pass away. Romance, in a high +sense, lies about his greatest poetry. But it is a romance rooted in +memory, not in hope--the 'glory of the grass and splendour of the +flower' which he had seen in childhood and imaginatively re-created in +maturity; a romance which change, and especially the intrusions of +industrial man, dispelled and destroyed. Whereas the romance of our new +realism rests, in good part, precisely in the sense that the _thing_ so +vividly gripped is not or need not be permanent, may turn into something +else, has only a tenancy, not a freehold, in its conditions of space and +time, a 'toss-up' hold upon existence, as it were, full of the zest of +adventurous insecurity. A pessimistic philosophy would dissipate this +romance, or strip it of all but the mournful poetry of doom. Mr. +Chesterton glorifies the dust which may become a flower or a face, +against the Reverend Peter Bell for whom dust is dust and no more, and +Hamlet who only remembers that it once was Caesar. If our realism is +buoyant, if it had at once the absorbed and the open mind, this is, in +large part, in virtue of the temper which finds reality a perpetual +creation. Every moment is precious and significant, for it comes with +the burden and meaning of something that has never completely been +before; and goes by only to give place to another moment equally curious +and new. This is the deeper ground of our present fashion of paradox; +what Mr. Chesterton, its apostle, means when he says that 'the great +romance is reality'; for paradox, the unexpected, is, in a reality so +framed, the bare and sober truth. Hence the frequency, in our new +poetry, of pieces founded deliberately upon, as Mr. McDowall points out, +paradox: the breaking in of some utter surprise upon a humdrum society, +as in Mr. de la Mare's _Three Jolly Farmers_, or Mr. Abercrombie's _End +of the World_, or Mr. Munro's _Strange Meetings_. + +Moreover, in this incessantly created reality we are ourselves +incessantly creative. That may seem to follow as a matter of course; but +it corresponds with the most radical of the distinctions between our +realism and that of Wordsworth. When Mr. Wells tells us that his most +comprehensive belief about the universe is that every part of it is +ultimately important, he is not expressing a mystic pantheism which +feels every part to be divine, but a generous pragmatism which holds +that every part _works_. The idea of shaping and adapting will, of +energy in industry, of mere routine practicality in office or household, +is no longer tabooed, or shyly evaded; not because of any theoretic +exaltation of labour or consecration of the commonplace, but because +merely to use things, to make them fulfil our purposes, to bring them +into touch with our activities, itself throws a kind of halo over even +very humble and homely members of the 'divine democracy of things'. +Rupert Brooke draws up a famous catalogue of the things of which he was +a 'great lover'. He loved them, he says, simply _as being_. And no +doubt, the simple sensations of colour, touch, or smell counted for +much. But compare them with the things that Keats, a yet greater lover +of sensations, loved. You feel in Brooke's list that he liked doing +things as well as feasting his passive senses; these 'plates', 'holes in +the ground,' 'washen stones,' the cold graveness of iron, and so forth. +One detects in the list the Brooke who, as a boy, went about with a book +of poems in one hand and a cricket-ball in the other, and whose left +hand well knew what his right hand did.[16] That takes us far from the +dream of eternal beauty, which a Greek urn or a nightingale's song +brought to Keats, and the fatal word 'forlorn', bringing back the light +of common day, dispelled. The old ethical and aesthetic canons are +submerged in a passion for life which finds a good beyond good and evil, +and a beauty born of ugliness more vital than beauty's self. 'The worth +of a drama is measured', said D'Annunzio, 'by its fullness of life', and +the formula explains, if it does not justify, those tropical gardens, +rank with the gross blooms of 'superhuman' eroticism and ferocity, to +which he latterly gave that name. And we know how Maeterlinck has +emerged from the mystic dreams and silences of his recluse chamber to +unfold the dramatic pugnacities of Birds and Bees. + +Even the downright foulness and ugliness which some people find so +puzzling in poets with an acute delight in beauty, like Mr. Masefield, +come into it not from any aesthetic obtuseness, but because these +uglinesses are full of the zest of drama, of things being done or made, +of life being lived. When Masefield sounded his challenge to the old +aesthetics: + + 'Others may sing of the wine and the wealth and the mirth, + Mine be the dirt and the dross, the dust and scum of the earth', + +he knew well, as _The Everlasting Mercy_ and _The Widow of Bye Street_ +showed, that dirt and dross, if wrought into tragedy, can win a higher +beauty than the harmonies of idyll. Even the hideous elder women in Mr. +Bottomley's _Lear's Wife_, or his Regan--an ill-conditioned girl, +sidling among the 'sweaty, half-clad cook-maids' after pig-killing, +'smeary and hot as they', participate in this beauty and energy of +doing. + +Poetry, in these cases, wins perhaps at most a Pyrrhic victory over +reluctant matter. It is otherwise with the second of the great Belgian +poets. + +In the work of Verhaeren, the modern industrial city, with its spreading +tentacles of devouring grime and squalor, its clanging factories, its +teeming bazaars and warehouses, and all its thronging human population, +is taken up triumphantly into poetry. Verhaeren is the poet of +'tumultuous forces', whether they appear in the roar and clash of 'that +furnace we call existence', or in the heroic struggles of the Flemish +nation for freedom. And he exhibits these surging forces in a style +itself full of tumultuous power, Germanic rather than French in its +violent and stormy splendour, and using the chartered licence of the +French 'free verse' itself with more emphasis than subtlety. + + +4. _The Cult of Force_ + +In Verhaeren, indeed, we are conscious of passing into the presence of +power more elemental and unrestrained than the civil refinement of our +Georgians, at their wildest, allows us to suspect. The tragic and heroic +history of his people, and their robust art, the art of Rembrandt, and +of Teniers, vibrates in the Flemish poet. He has much of the temperament +of Nietzsche, and if not evidently swayed by his ideas, or even aware of +them, and with a generous faith in humanity which Nietzsche never knew, +he thinks and imagines with a kindred joy in violence: + + 'I love man and the world, and I adore the force + Which my force gives and takes from man and the universe.' + +And it is no considerable step from him to the poets who in this third +phase of our period have unequivocally exulted in power and burnt +incense or offered sacrifice before the altar of the strong man. The joy +in creation which, we saw, gives its romance to so much of the realism +of our time, now appears accentuated in the fiercer romance of conflict +and overthrow. Thanks largely to Nietzsche, this romance acquired the +status of an authoritative philosophy--even, in his own country, that of +an ethical orthodoxy. + +The German people was doubtless less deeply and universally imbued with +this faith than our war-prejudice assumes. But phenomena such as the +enormous success of a cheap exposition of it, _Rembrandt als Erzieher_ +(1890) by a fervent Bismarckian, and of the comic journal +_Simplicissimus_ (founded 1895) devoted to systematic ridicule of the +old-fashioned German virtues of tenderness and sympathy, indicated a +current of formidable power and compass, which was soon to master all +the other affluents of the national stream. + +But older, and in part foreign, influences concurred to colour and +qualify, while they sustained, the Nietzschean influence,--the daemonic +power of Carlyle, the iron intensity and masterful reticence of Ibsen. +This was the case especially, as is well known, in the drama. Gerhardt +Hauptmann, who painted the tragedy of the self-emancipated superman,--as +Mr. Shaw about the same time showed us his self-achieved +apotheosis,--was no doubt the most commanding (as Mr. Shaw was the most +original) figure in the European drama of the early century. + +In poetry, the contributory forces were still more subtly mingled, and +the Nietzschean spirit, which blows where it listeth, often touched men +wholly alien from Nietzsche in cast of genius and sometimes stoutly +hostile to him. Several of the most illustrious were not Germans at all. +Among the younger men who resist, while they betray, his spell, is the +most considerable lyric poet of the present generation in Germany. +Richard Dehmel's vehement inspiration from the outset provoked +comparison with Nietzsche, which he warmly resented. + +He began, in fact, as a disciple of Verlaine, and we may detect in the +unrestraint of his early erotics the example of the French poet's +_fureur d'aimer_. But Dehmel's more strongly-built nature, and perhaps +the downright vigour of the German language, broke through the tenuities +of _la nuance_. It was not the subtle artistry of the Symbolists, but +the ethical and intellectual force of the German character, which +finally drew into a less anarchic channel the vehement energy of Dehmel. +Nietzsche had imagined an ethic of superhuman will 'beyond good and +evil'. The poet, replied Dehmel, had indeed to know the passion which +transcends good and evil, but he had to know no less the good and evil +themselves of the world in and by which common men live. And if he can +cry with the egoism of lawless passion, in the _Erloesungen_, 'I will +fathom all pleasure to the deepest depths of thirst, ... Resign not +pleasure, it waters power',--he can add, in the true spirit of Goethe +and of the higher mind of Germany, 'Yet since it also makes slack, turn +it into the stuff of duty!' + +If Nietzsche provoked into antagonism the sounder elements in Dehmel, he +was largely responsible for destroying such sanity as the amazing genius +of Gabriele D'Annunzio had ever possessed. In D'Annunzio the sensuality +of a Sybarite and the eroticism of a Faun go along with a Roman +tenacity and hardness of nerve. The author of novels which, with all +their luxurious splendour, can only be called hothouses of morbid +sentiment, has become the apostle of Italian imperialism, and more than +any other single man provoked Italy to throw herself into the great +adventure of the War. Unapproached in popularity by any other Italian +man of letters, D'Annunzio discovered Nietzsche, and hailed him--a great +concession--as an equal. When Nietzsche died, in 1900, D'Annunzio +indicted a lofty memorial ode to the Titanic Barbarian who set up once +more the serene gods of Hellas over the vast portals of the Future. +Nietzsche indeed let loose all the Titan, and all consequently that was +least Hellenic, in the fertile genius of the Italian; his wonderful +instinct for beauty, his inexhaustible resources of style are employed +in creating orgies of superhuman valour, lust, and cruelty like some of +his later dramas, and hymns intoxicated with the passion for Power, like +the splendid Ode in which the City of the Seven Hills is prophetically +seen once more the mistress of the world, loosing the knot of all the +problems of humanity. His poetic autobiography, the first _Laude_ +(1901)--counterpart of Wordsworth's _Prelude_ and its very +antipodes--culminates in a prayer 900 lines long to Hermes, god of the +energy which precipitates itself on life and makes it pregnant with +invention and discovery, of the iron will 'which chews care as a laurel +leaf'--the god of the Superman. And so he discovers the muse of the +Superman, the Muse of Energy, a tenth Muse whose first poet he modestly +disclaims to be, if he may only be, as he would have us interpret his +name, her Announcer. + +If D'Annunzio emulates Nietzsche, the two great militant poets of +Catholic France would have scorned the comparison. Charles Peguy's brief +career was shaped from his first entrance, poor and of peasant birth, at +a Paris Lycee, to his heroic death in the field, September 1914, by a +daemonic force of character. His heroine, glorified in his first book, +was Jeanne d'Arc, who attempted the impossible, and achieved it. In +writing, his principle--shocking to French literary tradition--was to +speak the brutal truth _brutalement_. As a poet he stood in the direct +lineage of Corneille, whose _Polyeucte_ he thought the greatest of the +world's tragedies. As a man, he embodied with naive intensity the +unsurpassed inborn heroism of the French race. + +Claudel, even more remote as a thinker from Nietzsche than Peguy, +exhibits a kindred temper in the ingrained violence of his art. His +stroke is vehement and peremptory; he is an absolutist in style as in +creed. It is the style of one who apprehends the visible world with an +intensity as of passionate embrace, such as the young Browning expresses +in _Pauline_. 'I would fain have seen everything,' he cries, 'possessed +and made it my own, not with eyes and senses only, but with mind and +spirit.' And after he was converted he saw and painted supernatural +things with the same carnal and robust incisiveness. The half-lights of +Symbolist mysticism are remote from his hard glare. As a dramatist he +drew upon and exaggerated that which in Aeschylus and Shakespeare seems +to the countrymen of Racine nearest to the limit of the terrible and the +brutal permissible in art: a princess nailed by the hands like a +sparrow-hawk to a pine by a brutal peasant; the daughter of a noble +house submitting to a loathed marriage with a foul-mouthed plebeian in +order to save the pope. + +And if we look, finally, for corresponding phenomena at home, we find +them surely in the masculine, militant, and in the French sense _brutal_ +poetry of W.E. Henley and Rudyard Kipling. If any modern poets have +conceived life in terms of will, and penetrated their verse with that +faith, it is the author of 'I am the Captain of my Soul', the 'Book of +the Sword', and 'London Voluntaries', friend and subject of the great +kindred-minded sculptor Rodin, the poet over whose grave in St. Paul's +George Wyndham found the right word when he said--marking him off from +the great contemplative, listening poets of the past--'His music was not +the still sad music of humanity; it was never still, rarely sad, always +intrepid.' And we know how Kipling, after sanctioning the mischievous +superstition that 'East and West can never meet', refuted it by +producing his own 'two strong men'. + + +5. _The New Idealism_ + +(1) _Nationality_ + +We have now seen something of that power, at once of grip and of +detachment with which the dominant poetry of this century faces what it +thinks of as the adventure of experience, its plunge into the +ever-moving and ever-changing stream of life. How then, it remains to +ask, has it dealt with those ideal aspirations and beliefs which one may +live intensely and ignore, which in one sense stand 'above the battle', +but for which men have lived and died. With a generation which holds so +lightly by tradition, which revises and revalues all accepted values, +these aspirations and beliefs might well drop out of its poetry. On the +other hand, these same aspirations and beliefs might overcome the +indifference to tradition by ceasing to be merely traditional, by being +immersed and steeped in that moving stream of life, and interwoven with +the creative energies of men. The inherited faiths were put to this +dilemma, either to become intimately alive and creative in poetry or to +be of no concern for it. Some of them failed in the test. England has +still devotees of Protestantism, but Protestant religion has hardly +inspired noble poetry since Milton. Nationality, on the other hand, has +during the last century inspired finer poetry than at any time since the +sixteenth, and that because it has been brought down from the region of +political abstractions and ideologies into intimate union with heart and +brain, imagination and sense. This is true also of Catholicism and of +Socialism, and, if fitfully and uncertainly yet, of the ideal of +international fraternity, of humanity. And to all these ideals, to all +ideals, came finally the terrific, the overwhelming test of the War,--a +searching, annihilating, purifying flame, in which some shrivelled away, +some were stripped of the illusive glitter that concealed their mass of +alloy, and some, purged of their baser constituents, shone out with a +lustre unapproached before. + +What is the distinctive note of this new poetry of nationality? And for +the moment I speak of the years before the War. May we not say that in +it the ideal of country is saturated with that imaginative grip of +reality in all its concrete energy and vivacity which I have called the +new realism? The nation is no abstraction, whether it be called +Britannia, or _Deutschland ueber Alles_. It is seen, and felt; seen in +its cities as well as in its mountains, in the workers who have made it, +as well as in the heroes who have defended it; in its roaring forges as +well as in its idyllic woodlands and its tales of battles long ago; and +all these not as separate strands in a woven pattern, but as waters of +different origin and hue pouring along together in the same great +stream. + +Emile Verhaeren, six years before the invasion, had seen and felt his +country, living body and living soul, with an intensity which made it +seem unimaginable that she should be permanently subdued. He well called +his book _Toute la Flandre_, for all Flanders is there. Old +Flanders,--Artevelde and Charles Temeraire--whose soul was a forest of +huge trees and dark thickets, + + 'A wilderness of crossing ways below, + But eagles, over, soaring to the sun,'-- + +Van Eyck and Rubens--'a thunder of colossal memories'; then the great +cities, with their belfries and their foundries, and their warehouses +and laboratories, their antique customs and modern ambitions; and the +rivers, the homely familiar Lys, where the women wash the whitest of +linen, and the mighty Scheldt, the Escaut, the 'hero sombre, violent and +magnificent', 'savage and beautiful Escaut', whose companionship had +moulded and made the poet, whose rhythms had begotten his music and his +best ideas[17]. + +None of our English poets have rendered England in poetry with the same +lyric intensity in its whole compass of time and space, calling up into +light and music all her teeming centuries and peopled provinces. Yet the +present generation has in some respects made a nearer approach to such +achievement than its predecessors. A century of growing historic +consciousness has not passed over us in vain; and if any generic +distinction is to be found between our recent, often penetrating and +beautiful, poetry of the English countryside and the Nature description +of Wordsworth or of Ruskin, it is in the ground-tone of passion and +memory that pervades it for England herself. Wordsworth wrote +magnificently of England threatened with invasion, and magnificently of +the Lake Country, Nature's beloved haunt. But the War sonnets and the +Lake and mountain poetry come from distinct strains in his genius, +which our criticism may bring into relation, but our feeling insists on +keeping apart. His Grasmere is a province of Nature--her favoured +province--rather than of England; it is in the eye of Nature that the +old Cumberland beggar lives and dies; England only provides the +obnoxious workhouses to which these destitute vagrants were henceforth +to be consigned. Is it not this that divides our modern local poetry +from his? Mr. Belloc's Sussex is tenderly loved for itself; yet behind +its great hills and its old-world harbours lies the half-mystic presence +of historic England. And in Edward Thomas's wonderful old Wiltshireman, +Lob, worthy I think to be named with the Cumberland Beggar, + + 'An old man's face, by life and weather cut + And coloured,--rough, brown, sweet as any nut,-- + A land face, sea-blue eyed,'-- + +you read the whole lineage of sterling English yeomen and woodlanders +from whom Lob springs. + +This note is indeed relatively absent from the work of the venerable +master who has made 'Wessex' the most vividly realized of all English +provinces to-day, and whose prose Egdon Heath may well be put at the +head of all the descriptive poetry of our time. But Mr. Hardy, in this +respect, belongs to an earlier generation than that into which he +happily survives. + +Sometimes this feeling is given in a single intense concentrated touch. +When Rupert Brooke tells us of + + 'Some corner of a foreign field + That is for ever England. There shall be + In that rich earth a richer dust concealed; + A dust whom England bore, shaped, made aware, + Gave, once, her flowers to love, her ways to roam,' + +do we not feel that the solidarity of England with the English folk and +of the English folk with the English soil, is burnt into our +imaginations in a new and distinctive way? + +But the poetry of shires and provinces reacts too upon the poetry of +nationality. It infuses something of the more instinctive and +rudimentary attachments from which it springs into a passion peculiarly +exposed to the contagion of rhetoric and interest. Some of the most +strident voices among living nationalist poets have found an unexpected +note of tenderness when they sang their home province. Mr. Kipling +charms us when he tells, in his close-knit verse, of the 'wooded, dim, +Blue goodness of the Weald'. And the more strident notes of D'Annunzio's +patriotism are also assuaged by the tenderness and depth of his home +feeling. We read with some apprehension his dedication of _La Nave_ to +the god of seas: + + 'O Lord, who bringest forth and dost efface + The ocean-ruling Nations, race by race, + It is this living People, by Thy grace + Who on the sea + Shall magnify Thy name, who on the sea + Shall glorify Thy name, who on the sea + With myrrh and blood shall sacrifice to Thee + At the altar-prow, + Of all earth's oceans make our sea, O Thou! + Amen! + +But he dedicated a noble drama, the _Figlia d'Iorio_, in a different +tone, 'To the land of the Abruzzi, to my Mother, to my Sisters, to my +brother in exile, to my father in his grave, to all my dead and all my +race in the mountains and by the sea, I dedicate this song of the +ancient blood.' + + +(2) _Democracy_ + +The growth of democratic as of national feeling during the later century +naturally produced a plentiful harvest of eloquent utterance in verse. +With this, merely as such, I am not here concerned, even though it be +as fine as the Socialist songs of William Morris or Edward Carpenter. +But the Catholic Socialism of Charles Peguy,--itself an original and, +for most of his contemporaries, a bewildering combination--struck out a +no less original poetry,--a poetry of solidarity. Peguy's Socialism, +like his Catholicism, was single-souled; he ignored that behind the one +was a Party, and behind the other a Church. It was his bitterest regret +that a vast part of humanity was removed beyond the pale of fellowship +by eternal damnation. It was his sublimest thought that the solidarity +of man includes the damned. In his first version of the Jeanne d'Arc +mystery, already referred to, he tells how Jesus, crucified, + + Saw not his Mother in tears at the cross-foot + Below him, saw not Magdalen nor John, + But wept, dying, only for Judas' death. + The Saviour loved this Judas, and though utterly + He gave himself, he knew he could not save him. + +It was the dogma of damnation which for long kept Peguy out of its fold, +that barbarous mixture of life and death, he called it, which no man +will accept who has won the spirit of collective humanity. But he +revolted not because he was tolerant of evil; on the contrary to damn +sins was for him a weak and unsocial solution; evil had not to be damned +but to be fought down. Whether this vision of Christ weeping because he +could not save Judas was un-Christian, or more Christian than +Christianity itself, we need not discuss here; but I am sure that the +spirit of a Catholic democracy as transfigured in the mind of a great +poet could not be more nobly rendered. + + +(3) _Catholicism_ + +But Peguy's powerful personality set its own stamp upon whatever he +believed, and though a close friend of Jaures, he was a Socialist who +rejected almost all the ideas of the Socialist school. As little was +his Catholicism to the mind of the Catholic authorities. And his +Catholic poetry is sharply marked off from most of the poetry that +burgeoned under the stimulus of the remarkable revival of Catholic ideas +in twentieth-century France. I say of Catholic ideas, for sceptical +poets like Remy de Gourmont played delicately with the symbols of +Catholic worship, made 'Litanies' of roses, and offered prayers to +Jeanne d'Arc, walking dreamily in the procession of 'Women Saints of +Paradise', to 'fill our hearts with anger'.[18] The Catholic adoration +of women-saints is one of the springs of modern poetry. At the close of +the century of Wordsworth and Shelley, the tender Nature-worship of +Francis of Assisi contributed not less to the recovered power of +Catholic ideas in poetry, and this chiefly in the person of two poets, +in France and in England, both of whom played half-mystically with the +symbolism of their names, Francis Thompson and Francis Jammes. The +child-like naivete of S. Francis is more delicately reflected in Jammes, +a Catholic W.H. Davies, who casts the idyllic light of Biblical pastoral +over modern farm life, and prays to 'his friends, the Asses' to go with +him to Paradise, 'For there is no hell in the land of the Bon Dieu.' + +But the most powerful creative imagination to-day in the service of +Catholic ideas is certainly Paul Claudel. I pass by here the series of +dramas, where a Catholic inspiration as fervent as Calderon's is +enforced with Elizabethan technique and Elizabethan violence of terror, +cruelty, and pity.[19] From the ferocious beauty of _L'Otage_ turn +rather to the intense spiritual hush before the altar of some great +French church at noon, where the poet, not long after the first +decisive check of the invaders on the Marne, finds himself alone, before +the shrine of Marie. Here too, his devotion finds a speech not borrowed +from the devout or from their poetry: + + 'It is noon. I see the Church is open. I must enter. + Mother of Jesus Christ, I do not come to pray. + + I have nothing to offer and nothing to ask. + I come only, Mother, to gaze at you. + + To gaze at you, to weep for happiness, to know + That I am your son and that you are there. + + Nothing at all but for a moment when all is still, + Noon! to be with you, Marie, in this place where you are. + + To say nothing, to gaze upon your face, + To let the heart sing in its own speech.' + +There the nationalist passion of Claudel animates his Catholic religion, +yet does not break through its confines. But sometimes the strain of +suffering and ruin is too intense for Christian submission, and he takes +his God to task truculently for not doing his part in the contract; we +are his partner in running the world, and see, he is asleep! + + 'There is a great alliance, willy-nilly, between us henceforth, there + is this bread that with no trembling hand + We have offered you, this wine that we have poured anew, + Our tears that you have gathered, our brothers that you share with us, + leaving the seed in the earth, + There is this living sacrifice of which we satisfy each day's demand, + This chalice we have drunk with you!' + +Yet the devout passion emerges again, with notes of piercing pathos: + + 'Lord, who hast promised us for one glass of water a boundless sea, + Who knows if Thou art not thirsty too? + And that this blood, which is all we have, will quench that thirst + in Thee, + We know, for Thou hast told us so. + If indeed there is a spring in us, well, that is what is to be shown, + If this wine of ours is red, + If our blood has virtue, as Thou sayest, how can it be known + Otherwise than by being shed?' + + +(4) _Effects of the War upon Poetry_ + +Thus could the great Catholic poet sing under pressure of the supreme +national crisis of his country. Poetry at such times may become a great +national instrument--a trumpet whence Milton or Wordsworth, Arndt or +Whitman, blow soul-animating strains. The war of 1914 was for all the +belligerent peoples far more than a stupendous military event. It +shattered the patterns of our established mentality, and compelled us to +seek new adjustments and support in the chaotically disorganized world. +The psychical upheaval was most violent in the English-speaking peoples, +where the military shock was least direct; for here a nation of +civilians embraced suddenly the new and amazing experience of battle. +Here too, the imaginatively sensitive minds who interpret life through +poetry, and most of all the youngest and freshest among them, themselves +shared in the glories and the throes of the fight as hardly one of the +signers of our most stirring battle poetry had ever done before. How did +this new and amazing experience react upon their poetry? This, our final +question, is perhaps the crucial one in considering the tendencies of +recent European poetry. + +In the first place it enormously stimulated and quickened what was +deepest and strongest in the energies and qualities which had been +apparent in our latter day poetry before. They had sought to clasp life, +to live, not merely to contemplate, experience; and here indeed was +life, and death, and both to be embraced. Here was adventure indeed, but +one whose grimness made romance cheap, so that in this war-poetry, for +the first time in history, the romance and glamour of war, the pomp and +circumstance of military convention, fall entirely away, and the +bitterest scorn of these soldier-poets is bestowed not on the enemy, but +on those contemplators who disguised its realities with the camouflage +of the pulpit and the editorial arm-chair. Turn, I will not say from +Campbell or from Tennyson, but from Rudyard Kipling or Sir H. Newbolt, +to Siegfried Sassoon, and you feel that you have got away from a +literary convention, whether conveyed in the manners of the barrack-room +or of the public-school, to something intolerably true, and which holds +the poet in so fierce a grip that his song is a cry. + +But if the war has brought our poets face to face with intense kinds of +real experience, which they have fearlessly grasped and rendered, its +grim obsession has not made them cynical, or clogged the wings of their +faith and their hope. I will not ask how the war has affected the +idealism of others, whether it has left the nationalism of our press or +the religion of our pulpits purer or more gross than it found them. But +of our poetry at least the latter cannot be said. In Rupert Brooke the +inspiration of the call obliterated the last trace of dilettante youth's +pretensions, and he encountered darkness like a bride, and greeted the +unseen death not with a cheer as a peril to be boldly faced, but as a +great consummation, the supreme safety. How his poetry would have +reacted to the actual experience of war we can only guess. But in +others, his friends and comrades, the fierce immersion in the welter of +ruin and pain and filth and horror and death brought only a more superb +faith in the power of man's soul to rise above the hideous obsession of +his own devilries, to retain the vision of beauty through the riot of +foul things, of love through the tumult of hatreds, of life through the +infinity of death. True this was not a new power: poetry to be poetry +must always in some measure possess it. What was individual to the poets +was that this power of mastering actuality went along in them with the +fierce and eager immersion in it; the thrill of breathing the + + 'calm and serene air + Above the smoke and stir of this dim spot + Which men call earth,' + +with the thrill of seeing and painting in all its lurid colouring the +volcanic chaos of this 'stir and smoke' itself. Thus the same Siegfried +Sassoon who renders with so much close analytic psychology the moods +that cross and fluctuate in the dying hospital patient, or the haunted +fugitive, as he flounders among snags and stumps, to feel at last the +strangling clasp of death, can as little as the visionary Shelley +overcome the insurgent sense that these dead are for us yet alive, made +one with Nature. + +He visits the deserted home of his dead friend-- + + 'Ah, but there was no need to call his name, + He was beside me now, as swift as light ... + For now, he said, my spirit has more eyes + Than heaven has stars, and they are lit by love. + My body is the magic of the world, + And dark and sunset flame with my spilt blood.' + +And so the undying dead + + 'Wander in the dusk with chanting streams, + And they are dawn-lit trees, with arms upflung, + To hail the burning heaven they left unsung.' + +Further, this war poetry, while reflecting military things with a +veracity hardly known before, is yet rarely militant. We must not look +for explicit pacifist or international ideas; but as little do we find +jingo patriotism or hymns of hate. The author of the German hymn of hate +was a much better poet than anyone who tried an English hymn in the same +key, and the English poets who could have equalled its form were above +its spirit. Edith Cavell's dying words 'Patriotism is not enough' cannot +perhaps be paralleled in these poets, but they are continually +suggested. They do not say, in the phrase of the old cavalier poet, that +we should love England less if we loved not something else more, or that +something is wanting in our love for our country if we wrong humanity in +its name. But the spirit which is embodied in these phrases breathes +through them; heroism matters more to them than victory, and they know +that death and sorrow and the love of kindred have no fatherland. They +'stand above the battle' as well as share in it, and they share in it +without ceasing to stand above it. The German is the enemy, they never +falter in that; and even death does not convert him into a friend. But +for this enemy there is chivalry, and pity, and a gleam, now and then, +of reconciling comradeship. + + 'He stood alone in some queer sunless place + Where Armageddon ends,'-- + +the Englishman whom the Germans had killed in fight, to be themselves +slain by his friend, the speaker. Their ghosts throng around him,-- + + 'He stared at them, half wondering, and then + They told him how I'd killed them for his sake, + Those patient, stupid, sullen ghosts of men: + At last he turned and smiled; smiled--all was well + Because his face would lead them out of hell.' + +Finally, the poet himself glories in his act; he knows that he can beat +into music even the crashing discords that fill his ears; he knows too +that he has a music of his own which they cannot subdue or debase: + + 'I keep such music in my brain + No din this side of death can quell, + Glory exulting over pain, + And beauty garlanded in hell.' + +To have found and kept and interwoven these two musics--a language of +unflinching veracity and one of equally unflinching hope and faith--is +the achievement of our war-poetry. May we not say that the possession +together of these two musics, of these two moods, springing as they do +from the blended grip and idealism of the English character, warrants +hope for the future of English poetry? For it is rooted in the greatest, +and the most English, of the ways of poetic experience which have gone +to the making of our poetic literature--the way, ultimately, of +Shakespeare, and of Wordsworth. But that temper of catholic fraternity +which finds the stuff of poetry everywhere does not easily attain the +consummate technique in expression of a rarer English tradition, that of +Milton, and Gray, and Keats. Beauty abounds in our later poets, but it +is a beauty that flashes in broken lights, not the full-orbed radiance +of a masterpiece. To enlarge the grasp of poetry over the field of +reality, to apprehend it over a larger range, is not at once to find +consummate expression for what is apprehended. The flawless perfection +of the Parnassians--of Heredia's sonnets--is nowhere approached in the +less aristocratically exclusive poetry of to-day. But the future, in +poetry also, is with the spirit which found the aristocracy of noble art +not upon exclusions, negations, and routine, but upon imagination, +penetration, discovery, and catholic openness of mind. + + +SOME BOOKS FOR CONSULTATION + +Pellissier, _Le Mouvement Litteraire au XIXme Siecle_. + +Brunetiere, _La Poesie Lyrique au XIXme Siecle_. + +Eccles, F.Y., _A Century of French Poets_. + +Vigie-Lecocq, _La Poesie Contemporaine_. + +Phelps, _Advance of English Poetry in the Twentieth Century_. + +Muret, _La Litterature Italienne d'aujourd'hui_. + +Ladenarde, _G. Carducci_. + +Symons, _The Symbolist Movement in Literature_. + +Jackson, _The Eighteen Nineties_. + +McDowall, _Realism_. + +Aliotta, _The Idealist Reaction against Science_. + +Soergel, _Die deutsche Litteratur unserer Zeit_. + +Bithell, _Contemporary German Poetry_ (Translated). + +Halevy, _Charles Peguy_. + +FOOTNOTES: + +[Footnote 3: The temper of the two realists was no doubt widely +different. 'C'est en haine du realisme', wrote Flaubert, 'que j'ai +entrepris ce roman. Mais je n'en deteste pas moins la fausse idealite, +dont nous sommes berces par le temps qui court' (_Corresp._ 3, 67).] + +[Footnote 4: _Causeries du Lundi_, 1850 f.] + +[Footnote 5: _Histoire de la litterature anglaise_, 1863.] + +[Footnote 6: But a Wilde who wrote no _De Profundis_ and no _Ballad of +Reading Gaol_.] + +[Footnote 7: _La Forge_: dedicated to Gaston Paris, the greatest +_forgeron_ of his generation in the love of Old French.] + +[Footnote 8: _Rime Nuove_: Classicismo e Romantismo.] + +[Footnote 9: _Midi_.] + +[Footnote 10: _La Paix des Dieux_.] + +[Footnote 11: For this and the other verse-translations the writer is +responsible.] + +[Footnote 12: Even the 'music' was far removed from the simplicity of +pure song. The song of these poets was an incantation. Nay, painting +itself witnessed a corresponding revolt against the 'eloquence' of the +pseudo-realists--the 'far away dirty reasonableness', as Manet dubbed +it, which missed the essential vision by using the worn-down accepted +phrases of the public.] + +[Footnote 13: _Au jardin de l'Infante: Veillee_.] + +[Footnote 14: To some types of Irish imagination French Naturalism, it +is true, was no less congenial; hence the rift between the realist and +the spiritual Irishmen delightfully played on in Max Beerbaum's cartoon +of Yeats presenting the _Faery Queene_ to George Moore.] + +[Footnote 15: Aliotta, _The Idealistic Revolt_, p. 116. Cf. the account +of the analogous views of Boutroux and Renouvier in the same chapter.] + +[Footnote 16: Keats, no doubt, also aspired to the life of action. But +in him the two moods were disparate, even in conflict; in Brooke they +were seemingly fused.] + +[Footnote 17: Eighteenth-century observation, in the person of +Goldsmith, had found no worthier epithet for the great Flemish river +than 'lazy', and the modern tourist is likely to find this by far the +more 'characteristic'. But which had the best chance of seeing truly, +the life-long companion and lover, or the stranger, sad, lonely, and +longing for home?] + +[Footnote 18: _Les Saintes du Paradis_.] + +[Footnote 19: Cf. for instance the situation of Signe, in the grip of +the brutal _prefet_, with that of Beatrice, in _The Changeling_, in the +hands of De Flores.] + + + + +V + +HISTORICAL RESEARCH + +G.P. GOOCH + + +The scientific study of history began a hundred years ago in the +University of Berlin. Preparatory work of the highest importance had +been accomplished by laborious collectors like Baronius and Muratori, +keen-sighted critics such as Mabillon and Wolf, and brilliant narrators +like Gibbon and Voltaire. But it was not till Niebuhr, Boeckh, and above +all Ranke preached and practised the critical use of authorities and +documentary material that historical scholarship entered on the path +which it has pursued with ever-increasing success for the last three +generations. It is my task to-day to direct your attention to some of +its main achievements during the last half-century. + +The outstanding feature of our time has been the immense increase in the +material available for the knowledge and interpretation of every stage +and chapter in the life of humanity. Primitive civilization has been +definitely brought within the circle of historical study. The +discoveries of Boucher des Perthes, Pitt-Rivers, and their successors +have thrown back the opening of the human drama tens if not hundreds of +thousands of years, and we recreate prehistoric man from skull and +weapon, language and legend. Anthropology has become a science, and the +habits and beliefs of our savage ancestors have been rendered +intelligible by the piercing insight of Tylor and Sir James Frazer. In +its boundless erudition, its constructive imagination, and its wealth of +suggestion, the _Golden Bough_ stands forth as perhaps the most notable +contribution of the age to our knowledge of the evolution of the human +race. + +Among the most sensational events of the nineteenth century was the +resurrection of the Ancient East. We now know that Greece and Rome, far +from standing near the beginning of recorded history, were the heirs of +a long series of civilizations. Our whole perspective has been changed +or should be changed by the discovery. The ancient world thus revealed +by the partnership of philology and archaeology ceases to be merely the +vestibule to Christian Europe, and becomes in point of duration the +larger part of human history. + +The story opens with Champollion's decipherment of the bilingual tablet +discovered more than a century ago at the Rosetta mouth of the Nile. The +key once fitted to the lock, the whole civilization of ancient Egypt lay +open to the explorer. A secure chronological basis was supplied by +Lepsius, and systematic excavation was commenced by Mariette, who was +named by the Khedive Director of Antiquities and established the Cairo +Museum. The work of the three great founders of Egyptology has been +carried forward during the last half-century by an international army of +scholars. The interpretation of the ancient scripts has reached a +technical mastery unknown to the pioneers, and the genius of Brugsch +unlocked the door to demotic, which Champollion had never thoroughly +mastered. But the triumphs of philology have been surpassed by the +conquests of the spade. The closest friend of Mariette's later years was +Maspero, who succeeded him as Director of Antiquities, and whose most +sensational find was the tombs of the Kings near Thebes. Equally eminent +as excavator, philologist, and historian, Maspero was the first to +popularize Egyptology in France, as Flinders Petrie, the greatest +excavator since Mariette, has popularized it in England. Until twenty +years ago the curtain rose on the pyramid-builders of the Fourth +dynasty. We have now not only recovered the earlier dynasties, but +neolithic and palaeolithic Egypt emerges from the primitive cemeteries. +The immense accession of new material has enabled Eduard Meyer to +construct something like a definite chronology; but though marvellous +progress has been made in our knowledge of the Early, Middle, and New +Empires, a great gap remains between the sixth and the eleventh +dynasties, and the period of the Hyksos is still tantalizingly obscure. +Egyptian history in the light of the latest discoveries may be best +studied in the judicial pages of Breasted, the foremost of American +Egyptologists. + +The revelation of Assyrian civilization through Rawlinson's decipherment +of cuneiform and the excavations of Botta and Layard in the middle of +the nineteenth century was followed by a concerted attack on Babylonia. +It was clear from the Nineveh tablets that most of the literary +treasures of Assyria were merely copies of Babylonian originals; and +when in 1877 de Sarzec, French Vice-Consul at Basra, bored into the +mounds at Tello, the ancient Lagash, in Southern Babylonia, the most +eager anticipations were surpassed. Texts had been found which Rawlinson +pronounced to be pre-Semitic; but for the purpose of history the +Sumerians were discovered at Tello. When de Sarzec died in 1901 he had +opened a new chapter of history. The palaces of Sargon and Sennacherib, +at which the world had marvelled in the 'forties, appeared relatively +modern beside the vast antiquity of the Chaldean city. The chain of +human experience lengthened before our eyes when it was realized that as +Assyrian culture derived from Babylonia, so a large part of Babylonian +culture, including the art of writing, was inherited by the Semites from +the Sumerians. + +While de Sarzec was busy at Tello, an American expedition was sent to +Nippur under the lead of Peters and Hilprecht; and the long array of +magnificent volumes which embody the results of the mission, including +the thousands of tablets found in the temple library, constitutes the +most important source of our knowledge of Northern Babylonia. Still more +recently a German mission under Koldewey commenced the systematic +excavation of Babylon itself; but its operations were interrupted by the +outbreak of the Great War. Though no monuments have been brought to +light in Babylonia comparable in magnificence to those of Khorsabad and +Nineveh, Babylonian culture towers above its neighbour. Since the +discovery in the royal library of Nineveh of a cylinder containing the +story of the Flood, no find has aroused such world-wide interest as that +of the Code of Hammurabi, unearthed by de Morgan at Susa in 1901. The +massive block of diorite, eight feet high, containing 282 paragraphs of +laws, revealed in a flash a complex, refined, and orderly civilization. +After expelling the Elamites about 2250 B.C. Hammurabi united North and +South Babylonia into a single State, and, desiring that uniform laws +should prevail, issued the code which bears his name. During the last +decade the exploration of Assyria has been resumed after a long +interval, and the city of Assur, the first capital, has been unearthed +by the German Oriental Society. We thus learn of Assyria before the days +of its greatness, when it was still a subject province under Babylonian +Viceroys. + +The history of the lands watered by the Tigris and the Euphrates, which +was almost a blank half a century ago, may now be tentatively +reconstructed. The vast mass of official correspondence, judicial +decisions, and legal documents, taken in conjunction with the evidences +of religion, science, and art, reveal a startlingly modern society a +thousand years before Rameses and two thousand years before Pericles. +Babylonia proves to have been to the ancient East what Rome was one day +to be to Europe. The Tel-el-Amarna letters prove the unchallenged +supremacy of its culture over vast areas, and the revelation of the +religious debt of the Jews sets the Old Testament in a new frame. So +rapid is the pace of excavation and interpretation that all but the most +recent narratives of the Ancient East are out of date. If we master +Leonard King's sumptuous volumes on Babylonia and the latest edition of +the first volume of Eduard Meyer's incomparable _History of Antiquity_, +we need go no farther afield. + +Scarcely if at all less remarkable has been the discovery of an advanced +civilization in Crete in the second and third millenniums before Christ. +While in Egypt and Mesopotamia the frontiers of knowledge were pushed +back, in Crete an unknown world was brought to light. Its romantic +interest was intensified by the establishment of an historic foundation +for one of the most celebrated legends of the ancient world. How the +Minotaur devoured the tribute of youths and maidens in the labyrinth, +how Ariadne, daughter of Minos, fell in love with Theseus and gave him a +sword to slay the Minotaur and a thread to retrace his steps, was known +to every Greek child and has thrilled the imagination of the centuries. +The exploration of the city called by Homer 'Great Knossus' was among +the ambitions of Schliemann; but it was carried out by Sir Arthur Evans, +whose labours have outlined a series of chapters in Cretan history +extending two thousand years before the destruction of the palace about +the year 1400. Though the Minoan language still defies attack, the +frescoes, sculptures, and objects of art tell their tale of a luxurious +and peace-loving community, closely connected with Egypt and forming one +of the main sources of the Greek culture of a later age. + +Most of us are old enough to remember the thrill of excitement when Susa +and Knossus, if not Tello or Thebes, yielded up their romantic secrets; +but the generation now growing to manhood may experience similar +emotions as it watches the ghost of the Hittite Empire materialize +before its eyes. The meagre references in the Old Testament have been +supplemented by Assyrian and Egyptian inscriptions, revealing an +important Power in Northern Syria and Asia Minor for a thousand years +before it was swallowed up by Assyria. During the last twenty years +Hittite remains, marked by crude vigour rather than by a sense of +beauty, have been discovered all over Asia Minor and in the northern +reaches of the great Mesopotamian plain. In 1911 the British Museum +undertook the excavation of Carchemish on the Euphrates, the capital of +the North Syrian sector of the Empire; but the most precious results +have been achieved by Winckler at Boghaz Keui, the capital of the +Cappadocian portion of the Hittite dominions, which yielded a library of +20,000 tablets of the thirteenth and fourteenth centuries, now stored in +the museum at Constantinople. A few bilingual inscriptions have +furnished valuable clues; but the world still eagerly awaits the coming +of a new Champollion to unlock the doors of the treasure-house. Winckler +himself died in 1913; but in 1915 the Austrian Professor Hrozny startled +the world by proclaiming his conviction that Hittite was an +Indo-European language. Whether or no his contention is confirmed, +orientalists of both hemispheres are hot in pursuit, and it is no rash +prophecy that within a decade scholars will read Hittite as they now +read cuneiform and hieroglyphics, and new chapters of incalculable +importance will be added to the story of the Ancient East. + +The recovery of the political and religious history of the empires +surrounding Palestine has run parallel with the application of critical +methods to the Jewish scriptures. To read Ewald's _History of the People +of Israel_, which was regarded as dangerous by pious folk in the middle +of last century, is to realize the progress of Semitic studies. The +great revolution in our conception of the Old Testament which rendered +Ewald out of date was accomplished by Wellhausen's _Prolegomena to the +History of Israel_. That the arrangement of the Canon was utterly +misleading, that the Prophets were earlier than the priestly code and +that the Psalms for the most part were later than both, was proclaimed +in the writings and lectures of Vatke and Graf, Kuenen and Reuss; but it +was not till their discoveries were confirmed and elaborated by +Wellhausen that they won their way, and it was generally recognized that +their reconstruction alone rendered the religious development of the +Jews intelligible. This outline was shortly after filled in by Stade in +the first critical history of Israel; but his emphasis on the falsity of +tradition was overdone, and subsequent critics, while accepting the late +redaction of the law, have argued that parts of it are far older, in +substance if not in form, than Wellhausen and his disciple were prepared +to allow. + +The history of the Jews owes much less to archaeological research on the +arena of their historic life than Egypt or Mesopotamia. No splendid +buildings or sculptures have been brought to light, and the inscriptions +are few. But British, American, and German excavators have flashed light +far back into the third millennium, and a partial excavation of +Jerusalem has revealed a network of prehistoric tunnels and aqueducts. +The historic life of Gezer has been minutely revealed by Macalister, +with the strata of seven cities reaching back to the neolithic age. The +most piquant result of his excavations has been to rehabilitate the +Philistines, the makers of the most artistic objects found in the debris +of two thousand years. Far more light, however, has been thrown on the +religious customs and beliefs of the Jews by discoveries beyond their +borders. The notion firmly held by our fathers that Israel was one of +the oldest of civilizations and formed a world by itself has vanished +into thin air; for an older and vaster civilization has been discovered +to which she owed not only her science but the larger part of her +religion. The dimension of the debt to Babylonia has been and continues +to be fiercely argued by conservative and radical critics; but its +recognition has sufficed to revolutionize the study of early Israel and +to provide a new background for the religious history of the world. The +relation of the beliefs and practices of the Jews to those of other +branches of the Semitic family was boldly explored by Robertson Smith, +and has lately been illuminated by the epoch-making volumes of Sir James +Frazer on the _Folklore of the Old Testament_. + +The history of Greece, like the history of the Jews, presents a very +different aspect to that which was offered to the readers of Grote, +Thirlwall, and even Curtius. Schliemann's discoveries at Troy, Tiryns, +and Mycenae unearthed Mycenaean civilization and gave an incalculable +impetus to archaeological research; but the brilliant amateur was almost +pathetically incompetent to interpret the treasures he had brought to +light, and much of his work has had to be done again by Doerpfeld. +Despite the achievements of archaeology, however, the period before +Solon remains very dark. Barely second in importance to the discoveries +of Schliemann was the Aristotelian treatise on the Constitution of +Athens, which was given to the world in 1891 by Sir Frederick Kenyon and +has been most authoritatively interpreted by Wilamowitz, the greatest of +living Hellenists. With the growing mass of new literary material, +inscriptions, coins, and papyri, the exploration of sites, the recovery +of innumerable objects of art and fresh light streaming from Asia Minor +and Crete, new attempts to write the history of Greece have been made. +Professor Bury's narrative, at once scientific and popular, has +summarized for English readers the assured results of research; but the +most authoritative survey is that contained in the Greek volumes of +Eduard Meyer's vast survey of antiquity. 'For the great tasks of +history', he writes, 'salvation is only to be found when it becomes +conscious of its universal character, in ancient as well as in modern +times. Only by treating Greece in connection with the Mediterranean +peoples can its real nature be seized.' This colossal task, which proved +beyond the strength of Duncker, has been performed by the Berlin +Professor, the only scholar of our time who could have accomplished it +single-handed. The dazzling picture of Athenian democracy painted by +Grote has faded away; and Beloch, following in the footsteps of Droysen, +dwells with greater satisfaction on the diffusion of Greek influence +through the conquests of Alexander. + +Greek culture has received no less attention than Greek politics. The +Homeric problem continues to exert an irresistible attraction. Every +expert from Wilamowitz to Gilbert Murray and Walter Leaf adds to our +comprehension of the epic; but no positive results have been +established, and Holm uttered the gloomy prophecy that we shall never +know whether Homer existed, who he was, or what he wrote. On the other +hand we have gained a deeper insight into the early mind and soul of +Greece, thanks in large measure to a group of English scholars with Jane +Harrison at their head. Rohde's _Psyche_, the most illuminating treatise +on any branch of Greek religion, has traced the conception of +immortality through the ages. The later editions of Zeller's _Philosophy +of the Greeks_, first published in 1851, kept pace with the progress of +scholarship, and remains one of the glories of German scholarship. The +more recent work of the Austrian Gomperz has won almost equal +popularity, without placing its predecessor on the shelf. In the realm +of literature the most interesting event has been the recovery of the +poems of Bacchylides and Herondas, fragments of Sappho and Pindar, +Euripides and Sophocles and Menander; and the Oxyrhynchus Papyri, which +have already produced undreamed-of treasures, may well have in store for +us further glad surprises. The attempt to assess the influence of +economic factors, courageously undertaken by Boeckh and somewhat +neglected after his death, has in recent years been renewed, with the +fruitful results familiar to us in Zimmern's realistic picture of Athens +in the fifth century. + +The history of Roman studies since Niebuhr is largely the record of the +activity of a single man. The most personal and popular of Mommsen's +works, the _Roman History till the death of Caesar_, the greatest effort +of his genius though not of his scholarship, was published as far back +as 1854, and carried his name all over the world. He next turned to +special departments of research, pouring forth in rapid succession his +treatises on Chronology, Coinage, the Digest, and above all the +_Staatsrecht_, the largest and in his opinion the most important of his +works, and perhaps the greatest constitutional treatise in historical +literature. Meanwhile the _Corpus Inscriptionum Latinarum_, which he +edited for the Berlin Academy, was the main occupation and the most +enduring monument of his life. He had devoted himself to Latin epigraphy +and had edited the Sammite and Neapolitan inscriptions before the +publication of the Roman History. The first instalment of the Corpus +appeared in 1863, and the great scholar lived to hail the appearance of +nearly twenty volumes, half of them edited by himself. The Inscriptions +rendered possible a history of the Empire, and the whole world hoped +that the master would write it; but he contented himself with a survey +of the provinces. The closing years of his life were devoted to a +gigantic treatise on Roman Criminal Law, and to editions of Jordanes, +Cassiodorus, the Theodosian Code and the Liber Pontificalis, thus +enlarging the sphere of his operations till Rome was swallowed up in the +Middle Ages. His publications extended over sixty years. There is no +immaturity in his early works and no decline in the later. The +imaginative and critical faculties met and balanced, large vision mating +with a genius for detail. The complete assimilation and reproduction of +a classical civilization of which scholars have dreamed ever since +Scaliger has been achieved by Mommsen alone. Rome before Mommsen was +like modern Europe before Ranke. We may truly say of him, as was said of +Augustus, that he found it of brick and left it of marble. + +Mommsen, like Ranke, was the founder of a school; and his inspiration +has been felt by every worker in the field of Roman studies. His +successors naturally confine themselves to some special province or +period. Gaetano de Sanctis is far advanced in the most ambitious history +of the Republic that has been attempted in the last half-century. +Ferrero's _Greatness and Decline of Rome_, though frowned on by +scholars, aroused world-wide interest by interpreting the fall of the +Republic in terms of economics and psychology. The political and social +crises which fill the century from Sulla to Augustus, he argues, were +due to the change of customs caused by the augmentation of wealth, +expenditure, and needs. Of greater value are the attempts to fill in +different sections of the vast canvas of Imperial Rome, such as +Gardthausen's monumental survey of the reign of Augustus, Camille +Jullian's volumes on Gaul, and Professor Haverfield's slender monographs +on Britain. Roman life and culture have been diligently explored; but +the extreme paucity of materials makes the recovery of the atmosphere of +the early Republic almost impossible. The most daring attempt was made +by Fustel de Coulanges in _La Cite Antique_, which offered a complete +interpretation of early society in terms of religion. Less harmonious +but more convincing pictures of religious life have been painted by +Warde Fowler, while the civilization of the Empire has been successively +analysed in the fascinating and authoritative works of Friedlaender, +Boissier, and Dill. Meanwhile archaeology contributes a steady stream of +new material. Boni's excavations in the Forum and on the Palatine have +produced sensational results. The unveiling of Pompeii moves slowly +forward, and that of Ostia, the port of Rome, has begun. The +resurrection of Herculaneum should be witnessed by the next generation +if not by our own. + +A more difficult because a more controversial problem than the Roman +Empire is its contemporary, the early Christian Church. In the middle +decades of last century Baur treated the rise of Christianity as an +historical phenomenon, leaving his hearers to determine for themselves +whether it was human or divine; but his influence proved more enduring +than his writings. Weiszaecker, his successor at Tuebingen, in his +_Apostolic Age_, described with consummate scholarship and passionless +serenity the life and organization of the early Christian communities. +The necessity of a careful study of the soil out of which Christianity +has grown is now generally recognized, and great scholars such as +Schuerer and Pfleiderer have re-created the religious atmosphere into +which Christ was born. The constitution of the primitive Church, too +long hotly discussed by the champions of rival sects, has been studied +with welcome impartiality by Lightfoot and Hatch. But no man, alive or +dead, can boast of such achievements as Harnack. His History of Dogma, +his vast survey of Christian Literature till Eusebius, his narrative of +the Expansion of Christianity before the conversion of Constantine, are +inseparable companions of the student who means business. The treasures +of the catacombs have been revealed by De Rossi, to whom we also owe the +publication of the Christian Inscriptions of Rome. The history of the +early Christian communities in the outlying provinces of the Empire has +been enriched by Ramsay's explorations in Asia Minor. While the best +work naturally goes into monographs, comprehensive narratives are +occasionally attempted by scholars of the first class. Renan's sparkling +volumes have enjoyed immense popularity, and some of them may still be +read with profit; but, like his History of the Jews, they belong rather +to literature than to science. If we desire a readable summary of the +scholarship of the last half-century we may turn to the Volumes of the +Catholic Duchesne or, better still, to those of the late Professor +Gwatkin. + +Imperial Rome and the Christian Church meet and blend in the Byzantine +Empire, the later history of which appeared to Gibbon 'a tedious and +uniform tale of weakness and misery'. Its services to civilization and +the greatness of many of its rulers were revealed to the world by +Finlay, whose narrative was acclaimed by Freeman as the most +considerable work of English historical literature since the _Decline +and Fall_. In the half-century that has elapsed since its completion, +the exploration of a thousand years has gone busily forward. The lead +was taken in France by Rambaud, Schlumberger, and Diehl, the latter of +whom was rewarded for his efforts by his appointment as first occupant +of the Chair created in Paris in 1899. Greater than any of the three was +Krumbacher, the prince of German Byzantinists, for whom a Chair was +founded at Munich in 1892, and whose encyclopaedic survey of Byzantine +literature is beyond comparison the most important single work in this +field of historical study. England is worthily represented by Professor +Bury, whose narrative of the Empire has already reached the ninth +century. + +Byzantium has emerged from the scholarship of two generations no longer +decadent and inert but the mother of great statesmen and soldiers, the +home of culture while Central and Western Europe was plunged in +darkness, the rampart of Christian Europe for a thousand years against +the Arab and Turk, the educator of the Slavonic races. Freeman truly +remarked that Constantinople was for ages the seat of the only regular +and systematic Government in the world. Its administrative machine was +the most elaborate yet invented by man, and the Court was to mediaeval +Europe what Versailles was to the rulers of the seventeenth and +eighteenth centuries. It was indeed a bureaucratic despotism in which +liberty was unknown, and, except in art, its spirit was imitative; but +to preserve Greek culture during the barbarism of the Middle Ages and to +defend it against the repeated assaults of Islam was to deserve well of +civilization. + +While the Byzantine Empire carried over important elements from the +classical world, Western and Central Europe passed under the dominion of +ideas which were as foreign to those of Greece and Rome as they are to +the conceptions of to-day. We have outgrown the blind contempt of the +eighteenth century and the gushing enthusiasm of the Romantic Movement; +but it is still a difficult task to form a just estimate of the +character of the thousand years that began with Augustine and ended with +Macchiavelli. It is true that our materials grow from year to year; that +the criticism of original authorities as taught in the Ecole des Chartes +has become something like an exact science; that thanks to Lord Bryce +the Holy Roman Empire has become intelligible; that the structure and +function of institutions have been patiently analysed by Waitz and +Stubbs, Fustel de Coulanges and Vinogradoff, Maitland and Gierke; that +literature and art, scholasticism and the Universities, have found their +chroniclers and interpreters; that every ruler and every State, every +treaty and every council, may be studied in monographs innumerable. But +the Middle Ages were above all the reign of the Catholic Church; and we +are still far from agreement as to the merits and influence of that +venerable institution which, be it human or divine, occupies a unique +place in the story of civilization. + +In the middle decades of last century the history of the mediaeval +Church was related from very different standpoints in the widely-read +works of Neander and Milman; but it was only with the opening of the +Vatican archives by Pope Leo XIII in 1881 that it became possible to set +forth the whole story of the Papacy and to understand the working of the +machinery of Catholicism. So vast is the accumulation of official acts +and documents, and such technical training is required for the task, +that we shall have to wait many years till the material is surveyed in +its entirety and its results made available for the use of the +historian. Some idea of the value of the Registers may be gained from +the Master of Balliol's pregnant lectures on Church and State in the +Middle Ages, based on the 8,000 documents of the eleven years of the +rule of Innocent IV in the middle of the thirteenth century. The study +of these documents, he tells us, stirred him to admiration of the +organization of the Papacy, and convinced him of its enormous +superiority over its secular contemporaries as a centre not merely of +religion but of law and government; but he adds that he derived an +equally profound impression of the abuses which ate into the heart of +the system, of the growing bitterness which it inspired, and of the +devastating effects of the passion to erect a powerful principality in +the heart of Italy. + +No Protestant historian is tempted to glorify the record of the Papacy +in the last two centuries before the Reformation; but it is generally +agreed that in the earlier half of the Middle Ages the example and +influence of the Church were a bright light shining in a dark world. +This notion has been recently challenged by Mr. Coulton, who, angered by +the special pleading of Cardinal Gasquet and other professional +apologists, hotly denounces the exaltation of the Ages of Faith. The +Middle Ages, he complains, are the one domain of history into which, in +England at any rate, the scientific spirit has not yet penetrated. +Taking as his text the autobiography of the Franciscan Fra Salimbene, +the most precious authority for the ordinary life of Catholic folk at +the high-water mark of the Middle Ages, he draws a sombre picture of +manners and morals and maintains that hideous vices existed in all the +Orders long before the thirteenth century. 'Imagination', he cries, +'staggers at the moral gulf that yawns between that age and ours.' His +condemnation of the life and influence of the Church re-echoes in +somewhat shrill tones the verdict of Henry Charles Lea, whose massive +treatise on the Inquisition was rightly described by Lord Acton as the +most important contribution of the New World to the religious history of +the old, and whose volumes on Sacerdotal Celibacy constitute a +formidable indictment of mediaeval Catholicism. + +Next to the origins of Christianity the most controversial of the larger +problems of history is the Reformation; and here Protestants of all +schools are ranged in a solid phalanx against Catholics. That the Church +was in need of reform is agreed by both sides; but the Catholic contends +that the evils to be remedied have been fantastically exaggerated, that +there was no need for a revolt, and that the revolution inaugurated by +Luther left Germany far worse than it found her. Realizing that the +Protestant view most authoritatively presented in Ranke's classical +work on the Reformation held the field, Janssen compiled a cultural +history of the German people from the end of the Middle Ages to the +outbreak of the Thirty Years War. Based throughout on original sources, +and illustrating his thesis from every angle, his eight massive volumes +were hailed with gratitude and enthusiasm by Catholics all over the +world. No Catholic historical work of the nineteenth century, and +certainly no attack on the Reformation since Bossuet's _Variations of +Protestantism_, obtained such resounding success or led to so much +controversy. + +Janssen's object was to show that the fifteenth century was not a period +of moral or intellectual decrepitude, with a few 'Reformers before the +Reformation' crying like voices in the wilderness, but an era of healthy +activity and abounding promise. He describes the flourishing state of +religious and secular education, the vitality of art, the comfort of the +peasantry, and the prosperity of the towns. On reaching the sixteenth +century, he denounces the paganism of the Humanists and paints a +terrible picture of the material and moral chaos into which Germany was +plunged by the Lutheran revolt. The later volumes are devoted to the era +of the Counter-Revolution and present a canvas of unrelieved gloom, +immorality and drunkenness, ignorance, superstition and violence. Thus +the story which opened with the bright colours of the fifteenth century +closes in deep shadows, and the moral is drawn that Germany was ruined +not by the Thirty Years War but by the Reformation. + +Protestant historians fell upon the audacious iconoclast with fierce +cries of anger, and had no difficulty in exposing his uncritical use of +authorities, his habit of generalizing from isolated particulars, and +his suppression of facts damaging to his own side. But though it was a +dexterous polemic, not a work of disinterested science, Janssen's book +has made it impossible for any self-respecting Protestant to write on +the Reformation without knowing and weighing the Catholic side. Of +similar tendency though of far higher value is the monumental work in +which Pastor is narrating the story of the Renaissance and +sixteenth-century Popes from the Vatican archives, which neither Ranke +nor Creighton had been able to employ. No really objective picture of +the Reformation can be painted by Catholic or Protestant; but a good +deal of firm ground has been won, and the writings of Kawerau, the +greatest of Lutheran scholars, inspire us with a confidence that no +writings of the last generation deserved. + +Though Ranke's chief works had been published before the period to which +this lecture is confined, his influence can be traced in almost every +writer on modern history during the last half-century. His greatest +service to scholarship was to divorce the study of the past from the +passions of the present, and, to quote the watchword of his first book, +to relate what actually occurred. A second was to establish the +necessity of founding historical construction on strictly contemporary +authorities. When he began to write in 1824 historians of high repute +believed memoirs and chronicles to be trustworthy guides. When he laid +down his pen in 1886 every scholar with a reputation to make had learned +to content himself with nothing less than the papers and correspondence +of the actors themselves and those in immediate contact with the events +they describe. A third service was to found the science of evidence by +the analysis of authorities, contemporary or otherwise, in the light of +the author's temperament, affiliations, and opportunity of knowledge, +and by comparison with the testimony of other writers. There can be no +better preparation for the perils and responsibilities of authorship +than to study the critical analyses of Guicciardini and Sarpi, +Clarendon, Saint-Simon, and many another, scattered through the sixty +volumes of the master. And finally he taught by precept and practice the +necessity of exploring the relations of States to one another and of +measuring the interaction of foreign and domestic policy. + +These sound principles have been applied by the scholars of all +countries who have jointly built up the history of the last four +centuries. We may study the Tudors under the guidance of Pollard, the +Stuarts under Gardiner and Firth, the Hanoverians under Lecky, without +fear that we are being misled or that essential facts are being withheld +from our notice. We continue to admire the literary brilliance of +Macaulay and Carlyle, Motley and Froude; but we are instinctively aware +that their partisanship is out of date. The same cooling process has +taken place in France, where the passions and tempers of Thiers and +Michelet have tended to yield place to the calm lucidity of which Mignet +and Guizot were the earliest masters. There is, it must be confessed, a +good deal of the old Adam in Taine's elaborate study of Jacobinism, in +Masson's innumerable volumes on Napoleon, and even in Aulard's priceless +contributions to our knowledge of the French Revolution; but such works +as Lavisse's full-length portrait of Louis XIV, Segur's volumes on +Turgot and Necker, Sorel's massive treatise on Europe and the +Revolution, and Vandal's incomparable presentation of the Consulate rank +as high in scholarship as in literature. + +The unification of Germany after fierce struggles within and without +naturally deflected historical scholarship from the path marked out by +Ranke, who had grown to manhood in the era of political stagnation +following the downfall of Napoleon. The master's Olympian serenity was +deplored by the group of hot-blooded scholars who are collectively +known as the Prussian School, and who were firmly convinced that the +principal duty of historians was to supply guidance and encouragement to +their fellow-countrymen in the national and international problems of +the time. In his gigantic work on the History of Prussian Foreign +Policy, Droysen, the eldest of the Triumvirate, calls four centuries to +witness that the Hohenzollerns alone, from their unswerving fidelity to +German interests as a whole, were fitted to restore the Empire. He +worked exclusively from Prussian archives, and history seen exclusively +through Prussian spectacles was bound to be one-sided. No student of +European history would contest the value of his researches; but his +interpretation of Prussian policy in terms of German nationalism was at +once recognized as a fundamental error, and has long been abandoned. The +second member of the group, Sybel, himself one of the three favourite +pupils of Ranke, revolted in middle life, and in his two great treatises +on the era of the French Revolution and the foundation of the German +Empire championed the policy of the Hohenzollerns and delivered slashing +attacks on France and Austria, their rivals and antagonists. + +The last and greatest of the triumvirate, Treitschke, the Bismarck of +the Chair, devoted his life to a history of Germany in the nineteenth +century which occupies the same unique place in the affections of German +readers as Macaulay's unfinished masterpiece enjoys throughout the +English-speaking world. Unlike the works of Droysen and Sybel, the +_German History_ was far more than a political narrative, and presented +an encyclopaedic picture of national development. His theme was the +conflict of the forces which were promoting and opposing the +transformation of his country into a powerful Empire, and he judges men +and states by the measure in which they promoted or obstructed that +purpose. On the one side stands Prussia, feeling her way to the +realization of her historic task, on the other the middle and smaller +states, aided and abetted by the arch-enemy Austria and deeply infected +with the doctrinaire liberalism of France. Treitschke's stage is a +battlefield, with the historian looking down and encouraging his friends +with loud cries of applause. Such methods could not survive the +realization of the aim which they had done so much to assist, and with +Treitschke's death in 1896 the Prussian School disappeared. Its members +were the political schoolmasters of Germany at a time of uncertainty and +discouragement, and they braced their countrymen to the efforts which +culminated in the creation of a mighty Empire. If the purpose of history +is to stir a nation to action, Droysen, Sybel, and Treitschke are among +the greatest masters of the craft. If its supreme aim is to discover +truth and to interpret the movement of humanity, they have no claim to a +place in the first class. The stream, temporarily deflected by their +powerful influence, began to return to the channel which Ranke had +marked out for it. Such works as Moriz Ritter's narrative of the +Counter-Reformation and the Thirty Years War, Koser's biography of +Frederick the Great, Max Lehmann's biographies of Scharnhorst and Stein, +and Erich Marcks' studies of Bismarck and his master are as notable for +their judgement as for their erudition. + +The cooling process noted in the Old World has also occurred in the New, +and America of the twentieth century smiles at Bancroft's complacent +idealization of the Puritan colonies. Even the slavery struggle, the +ashes of which are scarcely yet cold, has found in James Ford Rhodes a +historian who can do justice to Jefferson Davis and Lee no less than to +Lincoln and Grant. But no American scholar compares in world-wide +influence with Mahan, whose study of Sea-Power in the seventeenth and +eighteenth centuries, published in 1889, not only founded a school of +naval history but was inwardly digested by distinguished pupils in both +hemispheres, among them the Emperor William II and Theodore Roosevelt. +The Admiral's writings owe their importance not to research, for few new +facts are brought to light, but to the new angle from which familiar +events are envisaged. Occasionally, perhaps, the element of sea-power in +the determination of a particular result is over-emphasized at the +expense of other factors; but he was the first to seize the wider +bearings of naval history and to make the general reader aware of its +momentous significance. + +The scope of history has gradually widened till it has come to include +every aspect of the life of humanity. No one would now dare to maintain +with my old master Seeley that history was the biography of States or +with Freeman that it was merely past politics. The growth of nations, +the achievements of men of action, the rise and fall of parties remain +among the most engrossing themes of the historian; but he now casts his +net wider and embraces the whole opulent record of civilization. The +influence of nature, the pressure of economic factors, the origin and +transformation of ideas, the contribution of science and art, religion +and philosophy, literature and law, the material conditions of life, the +fortunes of the masses--such problems now claim his attention in no less +degree. He must see life steadily and see it whole. We must master such +revealing works as Lecky's histories of Rationalism and Morals, +Burckhardt's and Symonds' interpretations of the Italian Renaissance, +Sainte-Beuve's full-length portrait of the Jansenists, Morley's studies +of Voltaire, Rousseau and the Encyclopaedists, Dean Church's sketch of +the Oxford Movement, and Merz's survey of European Thought in the +nineteenth century, if we are to understand the throbbing life of the +human spirit. We must measure the operation of economic factors and +forces and profit by the faithful labours of Schmoller and Thorold +Rogers, Cunningham and Kovalevsky, the Webbs and the Hammonds, if we are +to visualize the life of the unnumbered and the unknown who have done +the routine work of the world. + +The fifty years roughly sketched in this lecture witnessed an immense +and almost immeasurable advance in historical studies. The technique +needed to turn raw materials into the finished article kept pace with +the supply, and men learned to write the history of their own country, +their own party, and their own beliefs, as impartially as that of other +lands and other creeds. But the Great War has ravaged the placid +pastures of scholarship no less than the fields of France and Belgium. +Too many historians in every belligerent country have lost their heads +and degenerated into shrieking partisans. International co-operation in +the pursuit of truth, which is the condition of progress in history no +less than in science, has been rudely shattered by the clash of arms. +With all but the calmest minds, national self-consciousness and national +self-righteousness have rendered frankness in dealing with the record of +our late allies and fairness in dealing with our late enemies difficult +if not impossible. Many years will elapse before the European atmosphere +regains the tranquillity in which alone the disinterested pursuit of +truth can nourish. Meanwhile it is a source of legitimate satisfaction +that while the world was rocking to its foundations two English +historians, Sir Adolphus Ward and Mr. William Harbutt Dawson, were +narrating the development of Germany in the nineteenth century with a +steadiness of pulse unsurpassed in the piping times of peace. The +historian is a man of flesh and blood and may love his country as +ardently as other men; but, if he is to be worthy of his high calling, +he must trample passion and prejudice under his feet and walk humbly and +reverently in the temple of the Goddess of Truth. + + +FOR REFERENCE + +Gooch, _History and Historians in the Nineteenth Century_ (Longmans). + + + + +VI + +POLITICAL THEORY + +A.D. LINDSAY + + +Political Philosophy or the philosophical theory of the State has closer +relations with history than any other branch of philosophical inquiry. +It is indeed distinguished from history in that it can disregard the +success or failure, the historical development of this or that state. +For it is concerned not with historical happenings but with ideals, not +with the varying extent to which different states have approximated or +fallen short of their purpose, but with that purpose itself, not, in +short, with states but with _the_ State. Yet this need not involve that +the ideal, _the_ State, is always and everywhere the same. Ideals are +born of historical circumstances and fashioned to meet historical +problems, and the would-be timeless ideals which political philosophers +have put before us have always borne clear marks of the country and time +of their origin. The ideal which men have set themselves in political +organization has varied from time to time. That such variation is +inevitable will be clear if we ask ourselves what we can possibly mean +by an ideal state. That states fall short of their ideal because of the +imperfections of their citizens is clear enough. All political life +demands a certain standard of moral behaviour, of capacity to work for a +common good, and an understanding of the results of our own and other +people's actions. Were human selfishness completely overcome, the state +would still be necessary to correct individual shortsightedness. The +policeman, exempt from the cares of apprehending criminals, would still +be needed to control traffic. But imagine, not that all citizens +attained a certain standard of moral and intellectual behaviour, as the +ideal demands, but that they were all perfectly good and perfectly wise, +should we need any kind of government at all? Is not the supposition of +perfection so far removed from any state of affairs we can really think +of or plan for, that it cannot enter into our reckoning, ideal or +practical? Every ideal takes certain facts of human life for granted +whilst it tries to improve others. All ideal states, Plato's as well as +others, assume certain facts about human nature and human society. These +facts may and do vary. The Greek city state assumed that a state must be +small, if it was to have the intensive life they demanded. The Roman +Empire was a denial of the anarchy to which the Greek ideal had led, but +it lost in intensity what it gained in extent. All political ideals +assume a certain sociological background on which the state is based and +from which spring the problems which the state is intended to solve. As +this sociological background varies from time to time, _the_ State, the +purpose which men set before themselves in political organization, will +vary also. The Greek city state and the mediaeval state were not +different approximations to the same ideal. They were the expressions of +different ideals. They rested on different assumptions, e.g. as to the +place of authority in society. With the disappearance at the Reformation +of one of the great assumptions on which the mediaeval state had been +based, a new theory of the state was inevitable. The national state of +the seventeenth century was something new in history, and Hobbes differs +from Aristotle, not because Hobbes is perverse and Aristotle right, +though Hobbes often is perverse, but because the political problems +which Hobbes and Aristotle had to face were not the same. + +Two great historical facts at the end of the eighteenth century, the +French Revolution and the Industrial Revolution, profoundly modified the +basis of political organization. The modern state in consequence differs +in many important respects from any that have preceded it. It does not +rest on the common acceptance of authority, either religious, as did the +mediaeval state, or personal, as did the seventeenth-century state. +Unlike the Greek city state, it is large. Its administration is +concerned with millions who cannot be in personal relations to one +another, or share the same intensive life. + +With the nineteenth century, then, a new chapter in the development of +political theory begins as the peculiar problems of the modern state +develop. Professor Dicey, in his _Law and Opinion in England_, has +divided the century into two periods of political thought--Individualism +and Collectivism--one marking the decrease, the other the increase of +the power and authority of the state. When our period begins, the day of +individualism was passing. Ever since the Reformation it had, in spite +of Burke, dominated political theory. Two forces had given it +strength--one idealistic, one scientific. It represented the revolt of +the individual conscience against the claims of authority, and as such +was a theory which attempted to limit the power of government over the +individual, whether by an appeal to natural rights in Locke and Tom +Paine, or to the greatest happiness of the greatest number in the +Utilitarians, or to the super-eminent value of individual liberty as set +forth in John Stuart Mill's noble panegyric. The French Revolution gave +a notable impetus to this side of individualism, with its passionate +assertion of the principle that political institutions exist for man, +not man for political institutions, and that all government must be +tested by the life which it enables each and every one of its citizens +to live. Individualism in this sense is concerned with the discovery of +principles by which the power of government over the lives of its +members may be limited. It is not necessarily a theory of the nature of +society. Hobbes, however, was an individualist as well as Locke, and for +Hobbes the individual was the scientific unit from which societies and +states were built up--the starting-point for a scientific treatment of +society. As the French Revolution gave a fresh impulse to idealistic +individualism, the Industrial Revolution reanimated the scientific, for +it displayed the economic man, Hobbes's hero, come to life and a +respectable member of society. With him came the growth of political +economy, apparently the first really scientific study of man. From +Political Economy Darwin borrowed the conception of the struggle for +existence and the survival of the fittest, and from the new biology the +doctrine of Evolution through individual competition returned to +reinforce with the prestige of the new science the economists' +conception of society. + +For the first half of the nineteenth century all the forces inspiring +individualism seemed to work together, for economics and biology +breathed a benevolent optimism which promised that if the scientific +forces of individualism were left to work unchecked by state +restriction, they would of themselves produce that individual liberty +and free development which idealistic individualism desired. + +The development of the industrial revolution, however, soon made +economic optimism impossible, and with its decay idealistic and +scientific individualism parted company. The former retained its concern +for individual liberty but came to see that its ideal was as much +threatened by economic dependence as by state control, that the choice +for most members of society was not one between state interference and +no interference at all, but between the state controlling or not +controlling the power of interference possessed by the economically +superior members of society. On such principles Henry Sidgwick +justified an extensive system of state control of industry, and for such +reason the strongest supporters of the rights of the individual have +been found among Socialists. + +Scientific individualism, which found its unit in the economic man and +sought to absorb in economics both ethics and politics, was not in +essence affected by the discrediting of economic optimism. It painted +the struggle between individuals in gloomy instead of in attractive +colours, its 'scientific' prepossessions inclined it to a determinism +which led easily to the economic theory of history and even, by a +curious conversion of opposites, to the 'scientific socialism' of Karl +Marx. In its essence it is a denial of the real existence of politics. +For it is a theory of society which denies the possibility of a will for +the common good and therefore the possibility of political ideals. + +It was this powerful and malignant theory which was attacked and +answered by the modern idealist school represented by Green, Wallace, +and Ritchie, and, in the present day, by Dr. Bosanquet. These writers +gave us a theory of the state based on the importance and reality of +social purpose. They went back to the theory of the Greek city state +expounded by Plato and Aristotle, finding modern reinforcement in the +teaching of Rousseau and more especially of Hegel. Their destructive +criticism of 'scientific' individualism was reinforced by the teaching +of anthropology and of historical jurisprudence, which emphasized the +part played in early forms of society by social solidarity and showed +the inability of individualism to account for the development of +society. Their destructive criticism was, however, the least part of +their achievement. They exhibited convincingly the state as the product +of will and purpose, based on man's moral nature and being in turn the +form in which that moral nature expresses itself. In a notable phrase of +Dr. Bosanquet's, a phrase to which he has given constant detailed +amplification, 'institutions are ethical ideas'; moral purpose may seem +to shine dimly enough in many actual institutions, but it is the only +light which shines in them at all, and only in that light can their +meaning and reality be understood. + +The main principles of this idealistic school may be safely said to have +by this time established themselves against criticism. Of recent years +Social Psychology has done much to explain the gap between the +contemplated purpose and the actual working of institutions, and has +given precision and definiteness to those elements in human nature which +strengthen or weaken social solidarity. Economists have come to see that +economic relations are possible only within the framework of a society +which has its root in moral and political purpose, although within that +framework they may be theoretically isolated and studied by themselves. +Sociology, after many false starts, inspired by the mistaken belief that +a scientific treatment of society should interpret higher forms in the +light of lower, has now found it possible to study the manifold variety +of institutional and social life on the basis provided by idealistic +philosophy. + +As a theory of society, in short, this philosophy holds the field. It +has been criticized of late years as a theory of the state, and as these +criticisms show both where the idealistic theory was in some respects +defective and also where the chief problems for political philosophy in +the future are to be found, I shall devote the greater part of my +lecture to these considerations. + +The idealistic school drew their inspiration from the theory of the +Greek city state, and in their conception of the function of the state +they assumed an essential identity between the Greek city state and the +modern nation state. In so far as these two types of state have been the +most self-conscious types of society that have existed, and have +therefore displayed explicitly the purpose that is implicit in all +society, the identification has been sound and fruitful; in so far, +however, as the identity is pressed to imply that in the modern state +the definite political or governmental organization should play the same +function as it did in the Greek city state, the identification has been +mistaken. + +The Greek city state failed conspicuously to solve the problem of +inter-state relations, and its philosophers, instead of recognizing the +failure and trying to remedy it, made their ideal state even more +self-centred and autonomous than the existing states around them. Modern +Idealism, just because it glorifies the state as the necessary upholder +of moral relations, has often found it hard to regard the state as in +its turn a member of a moral world. + +Again, the Greek city state, just because it was small, could take up +into itself all the various social activities of its members. The state, +in the sense of the Community in its political organization, directed +and inspired Society, and the distinction between society and the state +was not of great importance. In the modern world the boundaries of +political organization are not nearly as definite boundaries in society +as are the boundaries of the Greek city state. There are all manner of +associations whose members are of different states and whose purposes +are but to a small degree inspired or controlled by political +organizations. Modern states are not all or completely nation states, +and the nation is not as pervading and dominating an entity as was the +Greek _polis_. This is not to say that the non-political associations +could do without the state, as some recent writers have contended. +Churches, e.g., could not exist were there not law and government. Yet +it is impossible to maintain that in any real sense they are upheld by +the state. They clearly get their inspiration from other sources. The +difficulty is not evaded if we go behind both political and +non-political organization to the community in which both exist and +which upholds them both. For what in this reference is 'the community'? +In regard to the political association it is the special solidarity of +people living in a certain area; in regard to the non-political +organization it is the solidarity of a section of the world-wide +society, marked off from the rest on a non-territorial basis. The +community in the two cases is not the same. Hence there arises in the +modern state, as there arose in the mediaeval, a conflict of loyalties +between the state and non-political associations. If we divide the world +into states whose lines of division follow the divisions of the +organization of force, we are faced with a host of problems concerning +the proper place in society of these force-bearing organizations, and +their relation to other associations. + +In considering both sets of problems, international and internal, we may +either begin with the division of the world into states, each of which +will be an approximation of _the_ State which we are studying, or we may +regard the whole world as in some sort one society, covered with a +network of overlapping associations of all kinds. On the former view the +world is thought of as consisting of a number of independent +communities, each shaping and controlling the various forms of social +life within its own borders, upholding their moral world, and each being +as a whole single entity a member of the community of states. On the +latter we start with the solidarity and will to co-operate which +pervades in all manner of degrees the whole world society, and regard +the organization of force which marks the state as being the mark of a +settled and determined form of that will to co-operate which is +characteristic of all forms of human association. How dominant and +determinant over other forms of association is that special form which +controls organized force--that is the problem before us. We are +concerned in technical language with the problem of sovereignty. + +Let us consider first the problem of international relations. The +doctrine of sovereignty, formulated in the seventeenth century and +crystallized by Austin at the beginning of the nineteenth, made +sovereignty the hallmark of the state. The person or persons, to whom +the bulk of a given society render habitual obedience, either do or do +not render habitual obedience in turn to some other person or persons. +If they do not, the society constitutes a sovereign state; if they do, +it is only part of a sovereign state. The world therefore was regarded +as containing a number of sovereign independent states. As sovereignty +and law necessarily went hand in hand, there could be no law between +sovereign states. There could only be world-wide law if there were one +world-wide state. So long as there are more states than one, there are +communities between whom there is no law. The doctrine of sovereignty +was in its inception individualist, but in so far as concerns the +implications, though not the basis of sovereignty, it was taken over by +Hegel and by the English idealist school with the exception of T.H. +Green. Idealism, indeed, always insisted that will, not force, was the +basis of the state, but whereas in Green the state is constituted by the +moral willing of individuals for a general good, in Hegel and in +Bosanquet the conflicting willings of individuals are reconciled by +their being taken up into the supra-personal will of the state. With the +former therefore the morality of individuals is the primary fact, the +existence of the state the secondary; with the latter on the whole the +existence of the state is the primary moral fact, the moral willing of +individuals secondary. Just because the wills of individuals are +reconciled, not by each recognizing certain abstract principles of duty, +but by being taken up into the supra-personal will of the state, where +there is no such supra-personal will there is no reconciliation of +conflicting wills and no morality beyond and outside the boundaries of +communities. Hence arises a conception of the state which fits into the +absolutist doctrine of sovereignty which we have described. + +The first thing to be said about this doctrine of the independent +sovereign state is that political facts have obviously outrun it. It was +derived from a study of the unitary state and will hardly fit any +federal state. It is manifestly absurd when applied to the British +Empire. If we disregard, as we must, the superficial legal facts and +look at the real nature of the British Empire, we must admit that the +Dominions are neither separate sovereign states nor parts of one +sovereign state, and that the unity of the Empire is a unity of will--a +willingness to co-operate which has not yet clothed itself in legal +forms, and which is not, for geographical and other reasons, as intense +as that will to co-operate which must be at the basis of a unitary +sovereign state. This must suggest to us that the willingness to +co-operate admits of degrees, and the relations of communities to one +another to have stability must reflect these degrees. The importance of +these considerations is obvious if we think of the problems with which +we are confronted at the present moment, when we are attempting to form +an international organization. The problems which have confronted the +Peace Conference have brought two things clearly to light. The first, +that the nation state is far too simple a solution of modern +difficulties. Self-determination will not carry us very far. There are +many cases where the boundaries dictated by nationality on the one hand +and by the need for common organization on the other do not coincide, +and where the only solution is one which impairs sovereignty in the old +sense. The second is that the League of Nations, if it is to mean +anything at all, will have to impair the sovereignty of the states which +join it without thereby constituting in itself a world state. Much of +the opposition to the League of Nations is concerned with this implied +impairment of sovereignty. Whether this opposition will weigh with us +will depend on whether we regard the independent sovereign state as the +be-all and end-all of political theory, or see that the fundamental fact +to be taken into account is man's readiness to co-operate for common +purposes. If we take the latter view, we shall still be holding to what +was the fundamental contribution of the idealist school, the teaching +that the basis of all political questions is moral. The essence of the +matter is how we are prepared to treat other people, for what purposes +we are prepared to act with them, how far we are prepared to recognize +and give settled organized recognition to our mutual obligations. The +political organization is the vehicle and not the creator of these moral +facts. As the facts vary, so will its forces. We may learn from the +Hegelian school to recognize the enormous importance of the state, the +great achievement of the human spirit which its organization represents, +and the folly of light-heartedly endangering its existence, without +making one form which it has taken in the nation state sacrosanct and +absolute. + +Let us turn now to the second of our problems, the relation of the state +to associations, such as churches and trade unions, within its borders. +Here again we find a principle, originating in earlier individualist +theory, taken up into idealism. In the beginnings of modern political +theory in the seventeenth century, the absolutist doctrine of the state +was the outcome of the need of the times for strong government. A state +that was not master in its own house was felt to be incapable of the +hard task these troublous times set before it. The French Revolution +made no change in the attitude of the state to associations. New-born +democracy was not inclined to look favourably on the independence of +religious non-democratic associations, and the fact that Leviathan had +become democratic was thought to have transformed him into a monster +within whose capacious maw any number of Jonahs might live at ease or +liberty. Association against a tyrant might be a sacred duty; against +the people it could only be a suspicious superfluity. In a very +different way the Prussian state, centralized, efficient, and Erastian, +organizing the whole resources of the community under the guidance of +the state, enforced the same principle. The state is a moral +institution, it cannot surrender the inculcation and upholding of +morality to an alien or independent body. From all the sources of modern +idealistic political theory, Plato, Rousseau, Hegel, comes the same +principle of state absolutism over associations within the state. The +principle was put in idealistic form in the doctrine that the state is a +supra-personal will, absorbing in itself the activities of its members. + +Of late years dissatisfaction with this doctrine has been making itself +more and more loudly expressed. Along with an increasing belief in the +extension of the state's administrative capacities has gone an +increasing disinclination to leave men's moral and cultural activities +to the political organization. The ideal of the _Kulturstaat_ is now +sufficiently discredited. Men are coming more and more to recognize the +part played in life by non-political organizations and to insist on the +importance of preserving the independence and freedom from state control +of such associations as churches. The loyalty of individuals to their +associations, churches or trade unions, has been conflicting with their +loyalty to the state, and men are not prepared to admit that in all such +cases of conflict loyalty to the state ought to be paramount. + +Curiously enough, the central doctrine of the later idealistic school, +the personality of the state, lent a force to the criticism of the +doctrine of state absolutism. If the state can be described as a person, +may not also a church and a trade union? We have begun to learn from +Gierke, interpreted and reinforced to us by Maitland, that what is sauce +for the state goose is also sauce for the corporation gander, and that +associations within the state may claim from the state a greater +independence and a recognition of their intrinsic worth because they, as +it, embody in some sense a real will over and above the wills of their +members. This doctrine of corporate personality is of great interest and +complexity, and has not yet been satisfactorily worked out. But I shall +not discuss it now because it will not help us far towards a solution of +the problem of what are the proper relations between associations and +the state, be they personalities or not. + +Recent writers have mainly attempted to solve the problem by the +principle of differentiation of function. This will certainly help us in +considering the relation of church and state. For we can say that the +task of the political organization is to maintain the conditions of the +good life, leaving the work of developing the meaning of the good life, +the fostering and inculcation of ideals, to voluntary associations. The +state will then maintain a certain minimum of moral behaviour, while the +more delicate and freer work of inspiration is left to individuals and +voluntary associations. This will not always provide a clean-cut and +sufficient differentiation. The state must make up its own mind what is +essential to the maintenance of the good life, the voluntary +associations may hold that what the state ordains is flatly evil, as the +state may hold that what a voluntary association teaches is subversive +of all that makes a common ordered life possible, and both must be true +to the facts as they see them. When such conflict arises, as it has +arisen lately, if the only answer we can give at present is the old +answer given by Dr. Johnson, 'The state had a right to martyr the Early +Christians, and they had a right to be martyred,' yet at least we are +farther on if each side honestly recognizes the importance of the work +that the other has to do. + +When we come to the problem raised by the present position and claims of +Trade Unions, differentiation of functions is less satisfactory. Let us +first look at the problem as it confronts us to-day. There was a time +when the state was doubtful whether it should allow trade unions to +exist. The Political Economy prevalent in the earlier part of the +nineteenth century taught that trade unions were either unnecessary or +useless--unnecessary in so far as economic relations, if unhindered by +regulations from the state or from combinations, were regarded by +economic optimism as themselves producing satisfactory social +conditions; useless where Political Economy had substituted for optimism +a belief in 'iron laws' whose results no combination or government +regulation could affect. We now see that economic relations, just +because they are possible between men who have no common purpose, need +regulation inspired by a common purpose, and can be affected by such +regulation. The growth of governmental interference with industry and of +trade unionism are part of the same movement to control the working of +economic relations with a view to maintaining the conditions of the good +life. Trade unions have grown and are still steadily growing in size and +importance. For a large portion of the nation loyalty to a trade union +has become the most obvious form of collective loyalty or general will. +This has been accompanied by an inevitable decrease in what we may call +territorial loyalty. The result of the increase in means of +communication and the growth of large towns has been that men's common +interests as members of the same trade or as employees in the same +workshop are coming to mean more and to constitute a greater common bond +between men than their common interests as dwellers in the same +locality. The trade union has often a more live and real general will +than the Parliamentary constituency. Men's aspirations and ideals for +their common life are being expressed more truly through trade union +organizations than through Parliament. The growth in the prestige of +organized labour is therefore coincident with a decay in the prestige of +Parliament. Parliament, however, based on a local sub-division of the +nation, is at present the only political organization of the nation. +Trade union organization, as a political organization, has no +constitutional authority, and all the general will which it represents +can find no regular national expression. The result is that it either +uses the territorial organization by getting men who really represent +their Trade Union elected as members for Parliamentary local +constituencies, to the detriment of both the territorial and the trade +union organization, or acts as an _imperium in imperio_ by making +demands on and issuing ultimata to Parliament. We seem to be approaching +a crisis where the trade unions are asking whether they will allow the +state to exist. + +This is obviously an unsatisfactory state of affairs. What is the cure +for it? Differentiation of functions, as I have said, will not help us +here. Some writers have maintained that vocational organization should +concern itself with industrial or economic matters, the state, as we +know it, with political matters. But can we possibly distinguish between +industrial and political matters? If the aim of politics is to regulate +men's actions in the light of men's common interests, the action of a +trade union is in its essence political. Its differentiation from +government is that it is concerned with the common interests of a few +rather than the common interests of all. The difference between a trade +union and a parliamentary constituency is that the sub-division of the +general common interest which each represents rests on a different basis +of division. The whole community might as well be organized by vocations +as it now is by localities. There would seem to be certain advantages in +both principles of differentiation, and one obvious practical solution +of our present difficulties is that the supreme organ of government +should in its two chambers represent the nation as organized on both +principles, vocational and territorial. + +We seem to have come now to the discussion of political machinery, but, +as in our discussion of the League of Nations, we can see that our +attitude to such questions of machinery will vary as we regard the +force-bearing organization with its national and territorial basis as +the primary fact in the community, to be distinguished sharply from all +other organizations, or regard the possession of organized force as the +expression of men's settled and permanent will to maintain their common +interests and safeguard the conditions of the good life. If we +consistently follow out Green's dictum that will, not force, is the +basis of the state, we shall be anxious that the political organization +to which we render obedience shall follow the actual ramifications of +common interests and of men's willingness to co-operate, and shall +recognize that the national state with its territorial basis represents +only one form of such ramification. + +The view that political action is not confined to constitutional and +governmental channels will not imply that we must give up the +distinction between society and the state. For, on the one hand, trade +unions have only arisen because of the special need for a _common_ +safeguarding of common interests produced by economic relations. +Economic relations need to be controlled by, but cannot be superseded +by, politics. On the other hand, as we have seen, the work of such +associations as churches is different in kind from the work done by +political organizations. The inculcation and development of moral ideals +and the safeguarding of the conditions of the good life are +complementary functions. Each is impossible without the other. But that +does not make them identical, however closely interfused they may be. + +If, then, we accept the political theory of idealism as a theory of +society, we must recognize in social life the distinction between +ethical, economic, and political relations, and the task before +Political Theory is to define the relations between politics and +economic activities on the one side and ethical activities on the other, +and that in a society which is not confined within the bounds of a +single nation state. The intricate ramifications of vast economic +undertakings and the common aspirations and ideals of humanity are but +signs of a solidarity of mankind that political philosophy must +recognize in all the problems it has to face. + + +FOR REFERENCE + +Green, _Principles of Political Obligation_. + +Bosanquet, _Philosophical Theory of the State_. + +Barker, _Political Thought in England from Spencer to to-day_. + +Hobhouse, _The Metaphysical Theory of the State_. + +Figgis, _Churches in the Modern State_. + +Cole, _Labour in the Commonwealth_. + +Cole, _Self Government in Industry_. + +Delisle Burns, _The Morality of Nations_. + + + + +VII + +ECONOMIC DEVELOPMENT[20] + +C.R. FAY + + +I. THE INDUSTRIAL SCENE, 1842 + +1. Let us hover in fancy over the industrial scene in 1842, and +photograph a stage of the economic conflict which the people of England +were waging then with the forces which held them in thrall. + +Our photograph shows us great white lines, continuous or destined to +become continuous; they are numerous in Durham and Lancashire, and the +newest lead up to and away from London. These white lines are the new +railroads of England, and the myriad ant-heaps along them are the +navvies. In the year 1848 their numbers had risen to 188,000.[21] + +What is a navvy and how does he live? The navvy is an inland navigator +who used to dig dykes and canals and now constructs railroads. In the +forties the navvies are getting 5_s._ a day, and for tunnelling and +blasting even more, but they are a rowdy crowd, and many of them are +Irish. Said the Sheriff substitute of Renfrewshire in 1827: 'If an +extensive drain, or canal, or road were to make that could be done by +piecework, I should not feel in the least surprised to find that of 100 +men employed at it, 90 were Irish.'[22] In 1842 they are building +railroads, and when they and the Highlanders are on the same job, it is +necessary to segregate them in order to avoid a breach of the peace. The +Irish sleep in huts and get higher pay than the natives who are lodged +in the neighbouring cottages. The English navvy too keeps out the +Irishman if he can. On a track in Northamptonshire, 'There is only one +Irishman on the work, for they would not allow any other Irishman.'[23] + +In the South of England wages are lower and the navvies are less expert. +In South Devon 'very few North countrymen; they are men who have worked +down the line of the Great Western; that have followed it from one +portion to another'.[24] The riff-raff from the villages cannot work +stroke for stroke with the navvy. 'In tilting the waggons they could, +but in the barrow runs it requires practice and experience.'[25] + +The high wages of the navvy are offset by the disadvantages of his +employment. He is lucky if he gets the whole of his earnings in cash. In +the Trent Valley they are paid once a month, 'but every fortnight they +receive what is called "sub" that is subsistence money, and between the +times of subsistence money and times of the monthly payment, they may +have tickets by applying to the time-keeper, or whoever is the person to +give them out, for goods; and those tickets are directed to a certain +person; they cannot go to any other shop.'[26] + +The huts in which they live are little better than pigsties, and +especially bad for regular navvies, who take their families about with +them. In South Devon, 'man, woman, and child all sleep exposed to one +another.'[27] On a section of the London and Birmingham Railway fever +and small-pox broke out. 'I have seen', says an eye-witness, 'the men +walking about with the small-pox upon them as thick as possible and no +hospitals to go to.'[28] The country people, the witness continues, make +money by letting rooms double. When one lot came out, another lot went +in. + +Such is the navvy's life at work and at rest. + + +2. If we can suppose that our camera is capable of distinguishing +centres of industrial activity, then our picture will give us 'vital' +patches, which stand out against a background of deadness. This deadness +is rural England. + +What is the condition of the rural counties of Wessex? 'Everywhere the +cottages are old, and frequently in a state of decay.' 'Ignorance of the +commonest things, needle-work, cooking, and other matters of domestic +economy, is ... nearly universally prevalent.'[29] To make both ends +meet the wife has abandoned her now useless spinning-wheel and hired +herself out to hoe turnips or pick stones. + +On the little farms inside the factory districts of Lancashire and +Yorkshire, on which the country hand-loom weavers eke out a miserable +livelihood by cultivating patches of grass land, there is distress more +acute than ever was known in a Dorset village. But in Northumberland, by +exception, there is a decent country life. 'What I saw of the northern +peasantry impressed me very strongly in their favour; they are very +intelligent, sober, and courteous in their manners.... The education in +Northumberland is very good; the people are intelligent and cute, alive +to the advantages of knowledge, and eager to acquire it; it is a rare +thing to find a grown-up labourer who cannot read and write and who is +not capable of keeping his own accounts.'[30] The same sort of thing was +said of Northumberland in 1869: 'If all England had been like +Northumberland, this commission ought never to have been issued.' The +Commissioner found that though the labourers worked harder and longer +than in the South they were not working against starvation. They were +enjoying a rough plenty, which included fresh milk. The rest of the +family earned sufficient to leave the married woman in her home and no +children under twelve were employed in field labour.[31] + +Here then in Northumberland there is a decent country life, but +elsewhere there is an atmosphere of deadness; and it is this deadness of +the countryside which explains the horror that new comers to industrial +regions frequently expressed at the prospect of a forcible return to the +parish of their origin. + +'I was told,' says a visitor to Lancashire in 1842, 'that there had been +several instances of death by sheer starvation. On asking why +application had not been made to the commissioner of the parish for +relief, I was informed that they were persons from agricultural +districts who, having committed an act of vagrancy, would be sent to +their parishes, and that they had rather endure anything in the hope of +some manufacturing revival, than return to the condition of farm +labourers from which they had emerged. This was a fact perfectly new to +me, and at the first blush, truly incredible, but I asked the neighbours +in two of the instances quoted ... and they not only confirmed the +story, but seemed to consider any appearance of scepticism a mark of +prejudice or ignorance.'[32] + + +3. Though there is little peasant life in England, there is life of a +feverish desperate order for many who live in country places. These +people are not farm workers nor yet are they craftsmen who supply the +industrial needs of the village. They are feeders to the towns, engaged +in what is misnamed 'domestic industry'. The life they lead is a sordid +replica of an all too sordid original. + +Cobbett in a tirade against the Lords of the Loom[33] idealized the +old-time union of agriculture and manufacture. The men should work in +the fields, while the women and children stayed at home at their +spinning wheels, making homespun for the family garments. But the +picture was a vanishing one even in his day. Domestic industry does not +mean this. The rural distress revealed in the Hand-loom Weavers +Commission is the distress of specialized hand-workers, male and female, +who are clinging desperately to the worst-paid branch of a dying trade. +The worsted industry of East Anglia is perishing, defeated by the +resources of Yorkshire, of which the power-loom is only one. The cloth +trade in the Valley of Stroud (Gloucester) is a shadow of its former +self. It has lost the power of recovering from a depression. The next +period of slackness that comes along may bankrupt the business and rob a +village of specialized hand-workers of their main employment. + +In Devonshire, the serge trade, which used to give employment to looms +in almost every town and village, has become so unremunerative that it +has passed into the hands of the wives and daughters of mechanics and +agricultural labourers. In Oxfordshire in 1834, we are told by the Poor +Law Commissions of that year, glove and lace making were vanishing +occupations. In the neighbourhood of Banbury 'some make lace and gloves +in the villages. Formerly spinning was the work for women in the +villages, now there is scarcely any done.'[34] + +Since 1834 the process of disintegration had proceeded apace. + +We must not, however, convey the impression that domestic industry in +1842 had all but vanished from the countryside. In its ancient +strongholds it still endures, but it is in an unhealthy condition, and +the towns are sucking its life-blood away. + +To illustrate this, let us describe the course of a boom in domestic +industry and study how the trade boom of 1833-7 reached through to the +country silk weavers in Essex and other places all around London. The +terms which we usually apply to the cultivation of land are apposite. +The town workers represent the intensive margin of cultivation, the +country workers the extensive margin. First of all the Spitalfield +weavers, who have been short of work, have more work given to them. The +weavers' wives also get work, and their boys and girls who never were on +a loom before are now put to the trade. Fresh hands are introduced. From +the Metropolis the demand for labour pushes outwards over the country. +Recourse is had to 'inferior soils'. Old weavers in the villages get +work, together with their wives and families. Even farm labourers are +impressed. Blemishes for which at other times deductions would be +claimed are now over-looked. Carts are sent round to the villages and +hamlets with work for the weavers, so that time may not be lost in going +to the warehouses to take back or carry home work. Then comes the ebb: +'the immediate effect is that all the less skilful workmen, the +dissolute and disorderly, are denied work; the third and fourth looms, +those worked by the sons and daughters of the weavers, are all thrown +out of use'. The intensiveness of cultivation has been reduced in the +towns, the least remunerative no longer pays. + +The ebb of the tide, which reduces the quantity of employment in the +towns, leaves the country districts high and dry. 'At such times the +country towns and villages to which work is liberally sent, when there +is a demand for goods, suffer still more. A staff or skeleton only is +kept in pay, and that chiefly with a view to operations when a demand +returns.'[35] A skeleton--well said. + +Occasional cultivation is bad for land, and worse for human beings. The +ribbon-weaving villages north of Coventry are a disorderly eruption from +the town. Coventry itself has the better-paid 'engine weaving'; the +rural districts have the 'single hand trade'. The country workers, say +the Commissioners, 'retain most of their original barbarism with an +accession of vice'. The yokels who went out to the French wars innocent +boys returned confirmed rogues. Bastardy is greater than ever, despite +the new Poor Law. 'It may surprise the denouncers of the factory system +to find all the vices and miseries which they attribute to it, +flourishing so rankly in the midst of a population not only without the +walls of a factory, but also beyond the contamination of a large +town.'[36] It may have surprised such people, but it does not surprise +us who are surveying the industrial scene and beginning to apprehend the +rottenness of that worm-eaten structure which under the misnomer of +domestic industry marks the half-way house to full capitalism. + + +4. Let us now journey to the factory districts of Lancashire and the +West Riding of Yorkshire where town lies close upon town, and the tall +chimneys envelop in smoke the cottages in which hand-loom weavers work +and the children of hand-loom weavers sleep. Let us suppose that we have +found our position by Leeds. We should like to follow the track of the +new railroads, for we have in our pocket a small green book: + + 'Bradshaw's Railway Time Tables and Assistant to + Railway Travelling'. + + '10th Mo. 19th, 1839. Price Sixpence.' + +Bradshaw tells us that we can get from Littleborough to Manchester in 11 +hours--via Rochdale, Heywood, and Millshill--but it is not clear how we +are to get to Littleborough. So we follow an alternative route, the +canal. It is a fashionable method of transit for mineral traffic and +paupers. Mr. Muggeridge, the emigration agent, tells us how he +transported the southern paupers in 1836. 'The journey from London to +Manchester was made by boat or waggon, the agents assisting the +emigrants on their journey.'[37] When we got up our geography for the +tour out of Thomas Dugdale's 'England and Wales' this is what we read at +every turn: 'Keighley: in the deep valley of the Aire, its prosperity +had been much increased by the Leeds and Liverpool Canal which passes +within two miles.' 'Skipton: in a rough mountainous district. The trade +has been greatly facilitated by the proximity of the town to the Leeds +and Liverpool Canal.' So the Leeds and Liverpool canal shall be our +guide. + +We leave Bradford, Halifax, and the worsted districts to the left of us, +and passing by Shipley, approach the cotton district near the Lancashire +border. 'The township of Shipley is the western-most locality of the +Leeds clothing districts; it runs like a tongue into the worsted +district. In like manner the worsted district blends with the cotton +district at Steeton, Silsden, and Addingham.' We are passing, the +Commissioner tells us, from high wages to low. 'The cloth weavers of +Shipley work for wages little, if any, higher than those of the worsted +weavers; while the worsted weavers north-west of Keighley are reduced +down to the cotton standard.'[38] + +At Keighley we bend sharply south and soon reach Colne in Lancashire. +Dr. Cook Taylor describes the conditions there in the early part of +1842: + + 'I visited eighty-eight dwellings, selected at hazard. They were + destitute of furniture save old boxes for tables or stalls, or + even large stones for chairs; the beds are composed of straw and + shavings. The food was oatmeal and water for breakfast, flour and + water, with a little skimmed milk for dinner, oatmeal and water + again for a second supply.' He actually saw children in the + markets grubbing for the rubbish of roots. And yet, 'all the + places and persons I visited were scrupulously clean. Children + were in rags, but they were not in filth. In no single instance + was I asked for relief.... I never before saw poverty which + inspired respect, and misery which demanded involuntary homage.' + +From Colne we journey to Accrington. Of its 9,000 inhabitants not more +than 100 were fully employed. Numbers kept themselves alive by +collecting nettles and boiling them. Some were entirely without food +every alternate day, and many had but one meal in the day and that a +poor one.[39] + +Our last stage is Burnley, where the weavers--to quote again from Dr. +Cook Taylor--'were haggard with famine, their eyes rolling with that +fierce and uneasy expression common to maniacs. "We do not want +charity," they said, "but employment." I found them all Chartists, but +with this difference, that the block-printers and hand-loom weavers +united to their Chartism a hatred of machinery which was far from being +shared by the factory operatives.' + +What a comment on England's industrial supremacy--England with her +virtual monopoly of large-scale manufacture in Europe! It must have been +a puzzle, too, for the Poor Law Commissioners, who were then building +workhouses in these parts for the purpose of depauperizing hand-loom +weavers on the less eligibility principle. + +But how was it, with such a Poor Law, that the hand-loom weavers did not +die of starvation by the thousand? If we enter a cotton mill we shall +see why. Within these gaunt walls, which are illumined at night by +sputtering gas-light, the factory children work, earning twice as much +as their parents, who were too old and too respectable to become factory +hands. + +By this time, perhaps, it is evening, but this matters nothing to the +'melancholy mad engines', which feed on water or burning coals. The +young people will still be there, with eight hours work to their credit +and more to do--'kept to work by being spoken to or by a little +chastisement'.[40] + +'I have seen them fall asleep,' said an over-looker in 1833, 'and they +have been performing their work with their hands while they were asleep, +after the Billy had stopped. Put to bed with supper in their hands, they +were clasping it next morning, when their parents dragged them out of +bed. Half asleep they stumbled or were carried to the mill, to begin +again the ceaseless round.' + +'It keeps them out of mischief', said the opponents of shorter hours. +Besides, the conditions were no worse than any other industries! Factory +work, however, as the doctors show, was different from work in the +mines. The heat and confinement of the mill caused precocious sexual +development, whilst in the mines the result of exaggerated muscular +development was to delay maturity. + +In 1842 conditions are better than they were in 1833--thanks to the +factory inspectors. There is little positive cruelty, and the sight of +deformity--enlarged ankle bones, bow legs, and knock knees, caused by +excessive standing as a child--is rare. The problem now is one of +industrial fatigue. The children are 'sick-tired'. + + +5. The Midlands of Leicestershire, Notts, and Derbyshire are a region of +red bricks and pantiles, dotted over valleys of exquisite green. So let +us leave the smoke of Lancashire and hover here for a while. Here dwell +the stocking workers or frame-work knitters--the people who knit on +frames stockings, gloves, and other articles of hosiery. It does not +look like a region of industry. There are only a few towns, such as +Nottingham, Leicester, and Loughborough; and except for a few lace +factories in Nottingham, large buildings are rare. The town knitters +either work in their own homes or in shops with standings for perhaps as +many as fifty frames. In the villages the knitting is nearly all done in +the cottages, opposite long low windows, or in a small out-house which +might well be a fowl-house. + +But in the streets of Leicester we can see 'life' of a sort. We can +watch the procession to the pawnbrokers. Some of the knitters pawn their +blankets for the day, and most lodge their Sunday clothing during the +week. Says a Leicester pawnbroker: + + 'We regularly pay away from L40 to L50 (to some 300 persons) + every Monday morning or on the Tuesday. They will, perhaps, wash + on the Monday and get their linen clean preparatory to the next + Sunday, and in the course of the week they bring all the linen + things they can spare. Friday is the worst; they will then bring + their small trifling articles, such as are scarcely worth a + penny, and we lend on them, to enable them to buy a bit of meat + or a few trifles for dinner.'[41] + +They are too poor to indulge in church-going or alcohol. They have no +clothes to go to church in. Their publican is the druggist, where they +buy opium for themselves and Godfrey's cordial, a preparation from +laudanum, for their children. In the whole of Leicester, with its +population of 50,000, there are but nine gin-houses. And only on Sundays +do they get a bit of schooling. 'We have only one bit of a cover lid to +cover the five of us in winter ... we are all obliged to sleep in one +bed.'[42] + +A frame smith, making his usual inspection of hosiers' frames at +workmen's dwellings in Nottingham, after thus spending a fortnight, +found his health had begun to suffer from the squalid wretchedness of +their abodes. Thinking to improve it, he went on the same errand into +the country, but found the frame-work knitters there in a still more +deplorable state. From the bad air and other distressing influences in +their condition and that of their dwellings, in another fortnight he +returned, too ill to attend to his business for some weeks afterwards. +This occurred in 1843.[43] + +Nottingham, however, with its up-to-date lace trade was usually better +off than this. The lace factories, like the cotton mills in Lancashire, +eased the position of the hand-workers. In Leicestershire the knitters +had no such alternative. The more their earnings were reduced, the more +helplessly they were bound to their only trade. + + +6. 1842 is a long while ago! Let us go to sleep for thirty years and +wake up in 1871, when the Truck Commissioners are publishing their +report. + +West of Birmingham lies the black country, an area of some twenty square +miles. Here, if we have read the evidence of the Truck Commissioners, we +can interpret a dumb-show in Dudley, where the nail-makers dwell. + +On Monday mornings the nail-maker emerges from a small hovel containing +a smithy and walks into Dudley to call on a gentleman known as a fogger, +a petty-fogger if he is a middleman, a market-fogger if he is a master. +The nailer comes out with a bundle of metal which he takes to a second +house and changes for a second bundle of metal, and with this he walks +away. (The next nailer, not so lucky, hangs about till Wednesday +morning, waiting for his metal.) On Saturday the nailer comes back with +his nails, enters the fogger's shop, and emerges with 12_s._ in his +hand. But he does not go home. He slips into a shop close by and parts +company with the shillings. In return he gets a parcel, the contents of +which are obviously displeasing to him. What has happened? + +The nailer is a Government servant. But the Government only employs him +indirectly. It puts out contracts for rivets and nails to contractors +who sublet their contract, so that the work reaches the nailer at third +or fourth hand. The Government, in the interest of public economy +(Victorian England is famous for retrenchment), gives its contract to +the lowest tenderer; and the policy of the lowest tender is responsible +for the dumb-show we have watched. + +To begin with, the nailer gets metal which does not suit him, so he has +to change it, and this he does at the price of 2_d._ per 10_d._ bundle, +at a metal changers, a relative of the fogger. (His friend who has to +wait till Wednesday for his bundle is kept idling about in order that +he may drink what is left of last week's earnings at a 'wobble shop' +which is owned by yet another branch of the family of fogger.) + +When the nailer and his family have worked fourteen hours a day +throughout the week, the nailer returns on Saturday with the nails, and +receives 12_s._ for them. These shillings he takes to the fogger's store +and exchanges for tea and other articles. The shillings are 'nimble'; we +commend the rapidity of their circulation to Mr. Irving Fisher. A fogger +who pays out the shillings from his warehouse receives them back again +in a few minutes over the counter of his store. 'He will perhaps reckon +with seven or eight at one time, and when he has reckoned with them, and +perhaps paid them six, seven, or eight pounds, he will wait until they +have gone to the shop and taken the money there as they leave the +warehouse. Then he goes into the shop himself for it, as he cannot go on +paying without it.'[44] + +But surely this is truck! Certainly not. There may be 'fearful cheating' +with tea, but the nailer is not bound to go there. He is perfectly free. +The only trouble is this: it is a case of tea or no work the week +following. This is why, despite the Truck Act of 1831 and despite the +known existence of the abuse, these practices are rife among the nailers +as late as 1871, the year in which the Truck Commissioners issued the +Report from which this scene is compiled. The plight of the nailers is +not the plight of factory operatives or miners; it is the plight of the +frame-work knitters, of men who are bound by the intangible fetters of +economic need to the uncontrollable devil of 'semi-capitalism'. + + +2. MINING OPERATIONS + +1. Coal was king of the nineteenth century. The first steam-engine was +built to pump water out of coal mines, the first canal was cut to carry +the Duke of Bridgwater's coal from Worsley to Manchester. The first +railroads were laid around Newcastle to convey the coals from the pit +mouth to the river. George Stephenson, the inventor of the locomotive, +began life as a trapper on a Tyneside colliery. + +Where would English industry have been without its king? In 1780 (in +round figures) 5,000,000 tons of coal were raised in the United Kingdom: +in 1800, 10,000,000; in 1865, 100,000,000; and in 1897, 200,000,000. +Coal enticed the cotton factories from the dales of the Pennines to the +moist lowlands of West Lancashire. At every stage of their work the +iron-makers depended on coal; and the great inventions in the iron and +steel industry are land-marks in the expansion of the demand for +coal--Cort's puddling process 1783, Watt's steam-engine 1785, Neilson's +hot blast 1824, Naysmith's steam-hammer 1835, Bessemer's steel-converter +1855, Siemen's open hearth 1870, Thomas' basic process for the treatment +of highly phosphoric ores 1878. The steamship, a novelty in 1820, ruled +the seas in 1870; and ironclads followed steamships. The smokeless +steam-coal of South Wales guarded the heritage of Trafalgar. By the end +of the nineteenth century, coaling stations were an important item in +international politics. + +Meanwhile, the people of England, heedless of Malthusian forebodings, +multiplied exceedingly. They lighted their streets and buildings with +coal-gas, and burnt coal in their grates. With coal they paid for the +food and raw materials from other lands. Imports of food and raw +materials were offset by exports of coal and of textiles and hardware +produced by coal. The spirit of invention has pushed on to electricity +and oil, but coal is still the pivot of English industry and commerce. +And therefore, seeing that coal has meant all this to England, let us +look at the men who raised the coal. How did they live, what did they +think about, what did they count for then, what do they count for now? + + +2. In 1800 the miners stood for nothing in the nation's life. In +Scotland they had just been emancipated from the status of villeinage. +In Northumberland and Durham they were tied by yearly bonds. Elsewhere +they were weak and isolated. In 1825 a 'Voice from the coal mines of the +Tyne and Wear' cried: 'While working men in general are making 20_s._ to +30_s._ per week (_sic_) the pitmen here are only making 13_s._ 6_d._ and +from this miserable pittance deductions are made.'[45] + +In 1839, during the Chartist disturbances, a Welsh M.P. wrote to the +Home Secretary begging for barracks and troops: 'A more lawless set of +men than the colliers and miners do not exist ... it requires some +courage to live among such a set of savages.'[46] When the miners came +out in 1844, there were thousands of cottages tenantless in +Northumberland and Durham. For the colliery proprietors owned the +cottages, and when the miners struck evicted them. So the miners set up +house in the streets. 'In one lane ... a complete new village was built, +chests-of-drawers, deck beds, etc., formed the walls of the new dwelling; +and the top covered with canvas or bedclothes as the case might be.'[47] +Yet, for all their griminess, they had human hearts and voices. During +the strike they obtained permission to hold a meeting at Newcastle; and +the wealthy citizens who made their fortunes out of the coal trade +trembled before the invasion of black barbarians. But the meeting passed +off in rain and peace. Thirty thousand miners marched in procession, +'for near a mile flags in breeze, men walking in perfect order'; and as +they marched, they sang, as only miners sing, songs and hymns and +topical ditties: + + 'Stand fast to your Union + Brave sons of the mine, + And we'll conquer the tyrants + Of Tees, Wear, and Tyne!' + +Up and down the Durham coalfields tramped a misguided agitator (in after +life the veteran servant of the Durham Miners' Association), by name +Tommy Ramsey. With bills under his arm and crake in hand, he went from +house-row to house-row calling the miners out. He had only one message: + + 'Lads, unite and better your condition. + When eggs are scarce, eggs are dear; + When men are scarce, men are dear.'[48] + +Such blasphemy appalled the Government's Commissioners. But the miners +had a zest for religion as well as for strikes. During the strike of +1844, 'frequent meetings were held in their chapels (in general those of +the Primitive Methodists or Ranters as they are commonly called in that +part of the country), where prayers were publicly offered up for the +successful result of the strike.' They attended their prayer meeting 'to +get their faith strengthened'.[49] + +Such ignorance could only be cured by education. Some worthy members of +society had already recognized the fact. In 1830 a Cardiff 'Society for +the improvement of the working population in the county of Glamorgan' +issued improving pamphlets: + +No. 9. Population, or Patty's Marriage. + +No. 10. The Poor's Rate, or the Treacherous Friend. + +No. 11. Foreign Trade, or the Wedding Gown.[50] + +But the northern miners were perverse people. In Scotland, according to +one Wesleyan minister,[51] the miners read Adam Smith. In +Northumberland, with still greater perversity, they preferred Plato. 'A +translation of Plato's _Ideal Republic_ is much read among those +classes, principally for the socialism and unionism it contains; in pure +ignorance, of course, that Plato himself subsequently modified his +principles and that Aristotle showed their fallacy.'[52] + + +3. The Royal Commission of 1842 on the Employment and Condition of +Children and Young Persons in Mines disclosed facts which made Cobdenite +England gasp. The worst evidence came from Lancashire, Cheshire, the +West Riding of Yorkshire, East Scotland, and South Wales. In these +districts juvenile labour was cheap and plentiful; and this was an +irresistible argument for its employment, though the miners themselves +disliked it. The meddlesome restrictions on the factories were a +contributory cause. Parents, it was said in Lancashire, were pushing +their children into colliery employment at an earlier age because of the +legal restrictions upon sending them to the neighbouring factories. + +A Lancashire woman said in evidence: + + 'I have a belt round my waist and a chain passing between my + legs, and I go on my hands and feet.... The pit is very wet where + I work and the water comes over our clog tops always, and I have + seen it up to my thighs.... I have drawn till I have had the skin + off me; the belt and chain is worse when we are in the family + way.'[53] + +The children's office was a lonesome one. Children hate the dark, but +being little they fitted into a niche, and so they were used to open and +close the trap-doors. A trapper lad from the county of Monmouth, William +Richards, aged seven-and-a-half, said in evidence: + + 'I been down about three years. When I first went down, I could + not keep my eyes open; I don't fall asleep now; I smokes my pipe, + smokes half a quartern a week.'[54] + +Except in the northern mining districts, where there were good day and +Sunday schools and Methodism was powerful, a pagan darkness prevailed. +As a Derbyshire witness put it: + + 'When the boys have been beaten, knocked about, and covered with + sludge all the week, they want to be in bed all day to rest on + Sunday.'[55] + +In the hope of startling a religiously-minded England, the Commissioners +reproduced examples of working-class ignorance. James Taylor, aged +eleven, + + 'Has heard of hell in the pit, when the men swore; has never + heard of Jesus Christ; has never heard of God; he has heard the + men in the pit say, "God damn thee ".' + +A Yorkshire girl, aged eighteen, said: + + 'I do not know who Jesus Christ was; I never saw him, but I have + seen Foster, who prays about him.'[56] + + +4. Just as in the East Midlands the frame-work knitters worked for +middlemen or master middlemen, and just as the Dudley nailers worked for +petty-foggers and market-foggers, so too the Staffordshire miners worked +for 'butties'. Here again the workers were exposed to the petty +tyrannies of semi-capitalism; and here again the middlemen, in this case +the butties, incurred the odium of a system for which their superiors, +the coal-owners and coal-masters, were responsible. + +Why the butty system prevailed in the Midlands--and in a modified form +it prevails to-day--is not clear. In some places it seems to be +connected with the smallness of the mining concerns or of the metal +trades which they supplied. In South Staffordshire a contributing factor +was the ancient and allied industry of nail-making. + +The conditions in South Staffordshire in 1843 are fully described in the +Midland Mining Commission of that year. + +The butty was a contractor who engaged with the proprietor or lessee of +the mine to deliver the coal or iron-stone at so much per ton, himself +hiring the labourers, using his own horses, and supplying the tools +requisite for the working of the mine. The contract price was known as +the 'charter price' or 'charter'. Thus by a freak of language the +Staffordshire miner knew by the same word the 'butty's charter' which +was the symbol of his oppression, and the 'people's charter' which was +the goal of his desire. + +'The butties', said the miners and their wives, 'are the devil: they are +negro drivers: they play the vengeance With the men.'[57] The men +kicked when, after working a couple of hours, they were fetched up, +without pay, on the excuse that there were no waggons to take away the +coal. But the butty comforted them with a bottle of pit drink, and all +was smooth again. + +A collier related a case where 'a pike man had worked only one half-day +in the week and got 2_s._ for it, and because he did not spend 6_d._ of +this at the butty's shop, the latter told the doggy (the under man) to +let the man play for it.'[58] + +The miners recognized that often the butty was not to blame. In the +district north and east of Dudley, the butties got their 'charter price' +from the coal-owners in the form of tickets on the coal-owners' +truck-shop. What else could they do but hand them on to the men? 'He +used to be a very good butty,' said one miner's wife, 'till they haggled +him and dropped his "charter", so that he cannot pay his men.'[59] + +West and south of Dudley the butties, though they did not truck their +men, kept public-houses; and being employer and publican in one, they +had a tight hold on the men. + +Was the compulsion to drink an oppression? To our minds, yes; as also to +the minds of the teetotal Chartists whom the Government imprisoned, and +of the strike leaders whom the Government's Commissioners denounced. But +to the majority of the miners the abundance of beer was a delight. They +objected to the butty's bullying, but they loved his beer, especially +the feckless ones, for when wives were importunate the drunkards pleaded +necessity. + +However, all the beer-drinking could not be charged to the butties. The +miners themselves, in their own fellowships, were devoted to it; and +the compulsion of friends was as severe as the compulsion of butties. +Every approach to recreation, every act of mutual providence against +accident or disease, began and ended in beer. The day a man entered the +pit's company, he paid 1_s._ for footing-ale, and the doggy saw that no +churl escaped. When a lad was old enough to have a sweetheart he was +toasted with the 'nasty' shilling. The sins of the married men were +washed away in half-a-crown's worth of ale. The beer-shop was the +head-quarters of the Burial and Savings Clubs. The first charge on a +Burial Club was a good oak coffin, the second charge drinks for the +pall-bearers, and then a glass or two for the rest of the company. + +They had lotteries to which each man contributed 20 fortnightly +shillings. Each week a name was drawn, and the lucky man stood a feast; +while every member, in addition to a shilling for the box, produced +6_d._ for drinks. + +In all these festivities the butty was in the offing. When they would +have him he presided; and so at his worst an obnoxious bully, at his +best he was an accommodating landlord. + +Direct employment, such as prevailed in the north of England, would have +averted much of this evil. There were no structural difficulties in the +way of change. Direct employment would not have meant a change to +another class of work (this is what direct employment meant for knitters +and hand-loom weavers). The butty system existed and persisted through +slackness and irresponsibility. The owners paid compensation for +accidents, when they might have diminished the number of accidents. They +paid commissions to middlemen with whom they might have dispensed. The +system made temperance impossible for the individual; and the masters, +with the full approval of the Government, did their best to destroy the +'pernicious combinations' by which alone a standard of sober decency +could be promoted. + + +5. The Report of the Truck Commissioners (1871-2) enables us to complete +the picture. It also enables us to understand why, at this late day, +truck was still rife in certain districts. + +Truck and Tommy, truck-shop and Tommy-shop, are convertible terms. Truck +is from the French 'troc' = barter. Cobbett tells us how the word +'Tommy' was used. In his soldiering days the rations of brown bread, +'for what reason God knows', went by the name of Tommy. 'When the +soldiers came to have bread served out to them in the several towns in +England, the name of Tommy went down by tradition, and, doubtless, it +was taken up and adapted to the truck-system in Staffordshire and +elsewhere.'[60] From the textile districts it had all but disappeared in +1871. When the cotton manufactures went to outlying dales for water +power, they were almost compelled to open stores for their workpeople. +Owen's store at New Lanark was, in effect, a well-managed truck-shop; +and the Truck Commissioners of 1871 reported that the New Lanark Company +of that day was breaking the law. But when the cotton industry was +gathered in the towns, the need for company stores ceased. Consequently, +after the passing of the Act of 1831, which prohibited truck altogether, +the masters very generally abolished the stores of their own accord; and +survivals were jealously watched. + +A collection of Factory Scraps, preserved at the Goldsmiths' Library in +London, contains a copy of the Factory Bill of 1833, with some pencil +notes in Ostler's handwriting which run: + + _Cragg Dale Facts_ + + _Truck System_: Little altered: men knew they were imposed. They + pay in money now--but compel them to buy at their own shops.... + Wholesale warehouses at Rochdale say, 'Oh! put it sideways: it + will do for Cragg Dale masters to sell among their people.' + + _Song_: 'Lousy butter and burnt bread.' + +About 1842 a curious perversion of truck was prevalent in parts of +Yorkshire. The trade depression in the Bradford district tempted +disreputable woollen manufacturers to force on their operatives the +products of the factory as part payment of wages. Combers were given +pieces of cloth, workers in shoddy mills bundles of rags. But this +utterly inexcusable fraud, no less than its more specious complement, +the employer's store, was rooted out by inspectors and factory +reformers. Therefore in 1854 the Government's Commissioner was able to +say that in a factory district like Lancashire truck was not only +non-existent but 'impossible'.[61] + +He was right as to the factory districts, but not quite right as to +Lancashire. In Prescot, a small Lancashire town on the fringe of the +factory district, the watchmakers in 1871 were being paid in watches. +The masters alleged that they only gave watches to the workers when the +latter had orders for them, but the evidence showed that these orders +only came to hand when the men were asking for fresh work. The +pawnbrokers explained what happened. 'Watches', said a pawnbroker's +clerk, 'pass from hand to hand as a circulating medium until they get +very low in the market and are pawned.'[62] The pawnshop in question +had 700 watches on pledge, most of them belonging to workmen in the +town. + +In railway contracting truck was prevalent in the forties. In roving +employment of this type it is difficult to see how some form of +contractor's shop could have been avoided. The navvy needed canteens or +Y.M.C.A. huts, but such things had not been thought of then. However, +when the big period of railway construction came to an end, the question +lost its importance. + +South Staffordshire and the Black Country were the ancient strongholds +of truck. The campaigns against truck originated here. The nailers, the +cash-paying masters, and the respectable ratepayers joined together to +promote the Truck Act of 1820. Lord Hatherton, a Staffordshire nobleman, +after three years hammering at the House of Commons, obtained the Truck +Act of 1831. But in 1843, the year of the Midland Mining Commission, +truck was still rife in the coalfields. The well-known Tommy-shop scene +in Disraeli's novel _Sybil_, which was published in 1845, is taken +direct from the Commissioners' Report. Diggs, the butty of the novel, is +Banks, the coal proprietor of the Report. In the novel the people say of +Master Joseph Diggs, the son: 'He do swear at the women, when they rush +in for the first turn, most fearful; they do say he's a shocking little +dog.' In the Report, page 93, the miner's wife says: 'He swears at the +women when the women are trying to crush in. He is a shocking little +dog.' One touch is Disraeli's own. He makes the miners keen to purchase +'the young Queen's picture'. 'If the Queen would do something for us +poor men, it would be a blessed job.' In the Report there is nothing +about this, but there is a section dealing with Chartism. + +However, the truck-shop was gradually disappearing. Every year it +became easier to expose evasions, and in good times the workers used +their prosperity to slip away from the Company store. In 1850 a final +campaign was initiated by five local Anti-Truck Associations, backed by +the National Miners' Association under Alexander MacDonald. +Truck-masters were prosecuted and truck was steadily dislodged from the +coalfields and adjacent ironworks. Only in the nail trade did it +survive, for the reason that the complete subjection of the nailers made +it possible to practise the essentials of truck without a formal +violation of the law. + +In the remaining colliery districts in 1871 truck was prevalent only in +West Scotland and South Wales. + +In West Scotland it was yielding ground before the pressure of the +unions. The companies only maintained it by active coercion. If a miner +held out for money, they had to yield; and if they were malicious, they +marked him as a sloper and dismissed him the first when a depression +came. 'Black lists', said the Truck Commissioners, 'are often kept of +slopers; threats of dismissal were repeatedly proved; and cases of +actual dismissal for not dealing at the store are not rare.'[63] +However, the masters themselves were getting tired of it, since it led +so frequently to strikes. + +Truck in South Staffordshire was bound up with the butty system; in +railway construction with the system of contracting and sub-contracting, +and similarly in South Wales, as also in the west of Scotland, it was +bound up with and dependent on the system of long pays. In order to +carry on from one pay day to the next, the men got advances on the +company's store. In this way many lived permanently ahead of their +wages. The thriftless and drunkards were always 'advance men, but the +provident miners hated it and only dealt there on compulsion'. + +The Commissioners drew a vivid picture of Turn Book morning in South +Wales at the close of the pay month. + +At 1 or 2 a.m. the women and children begin to arrive with their Advance +Books. Perhaps one hundred would be there, wet or fine, sleeping on the +doorsteps or singing ballads until morning. + +At 5.30 a.m. the doors opened, and the waiters made a rush for the +counter. Advance Books were produced, and goods handed over up to the +amount of wages which would shortly fall due. Women took their pick of +the articles, groceries, tobacco, occasionally a few shillings. + + 'It is quite usual', say the Commissioners, 'for shoemakers and + other small tradesmen in the neighbourhood of Abersychan to be + paid by the workmen in goods.... Tobacco in several districts of + South Wales has become nothing less than a circulating medium. It + is bought by the men and resold by them for drink, and finds its + way back again to some of the Company's shops. Packets of tobacco + pass unopened from hand to hand. An Ebbw Vale grocer who took the + Company's tobacco at a discount declared: "For years, when they + were selling it for 1_s._ 4_d._ a lb. I used to give 1_s._; but I + was so much over-flooded with it that I was obliged to reduce the + price to 11_d._ That would not do still, and I had to reduce it + to 10_d._ I told the men to take it to some other shop if they + could get 11_d._ or 1_s._ for it. I was obliged to do that many a + time, in order to get rid of the large stocks I held in hand. + Tobacco will not keep for many months without getting worse."' + +Weekly pays, therefore, were the constant demand of the miners' unions. +In Northumberland and Durham, whence truck had disappeared long ago, +pays were fortnightly, and the only objection advanced by the owners +against weekly pays was the practical inconvenience of the pressure on +the pay staff. In the North of England Iron Trade, weekly pays, the +Commissioners found, had just been introduced. In West Scotland some of +the coal-owners were trying to recoup themselves for the loss of their +truck-shop by charging poundage on the men's wages. But this dodge, like +the bigger grievance of truck, was stoutly resisted by the local union. +Indeed, in one coalfield after another the disappearance of truck and +kindred evils coincides with the appearance of strong County Unions. + + +6. We are given to understand that the miners of South Wales insist on +economics written by sound labour men. We therefore offer them a few +suggestions for a history of the currency in the nineteenth century from +the worker's point of view. + + i. In 1800 London relied for small coin on private enterprise. + Every week the Jews' boys collected from the shopkeepers their + bad shillings, buying them at a heavy discount, with serviceable + copper coin forged in Birmingham (_vide_ Patrick Colquhoun, _A + Treatise on the Police of the Metropolis_, 1800, Chapter VII). + The resumption of cash payments in 1819 was injurious; for owing + to the shortage of small coin, the wage-earners were paid in bulk + with large notes, which they had to split at the nearest + public-house. The Truck Act of 1831 prohibited wage-payments in + notes on Banks more than 15 miles distant, but said nothing about + cheques--an oversight which the capitalists repeated in their + Bank Act of 1844. + + ii. The general dissatisfaction with the state of the currency + led to attempts to dispense with coin. About 1830 Labour + Exchanges were opened in London for the exchange of goods against + time notes, representing one or more hours of labour. The + originator was Robert Owen, and the failure of the Exchanges was + probably due to the fact that Owen was at heart a capitalist. + The National Equitable Labour Exchange at one time was doing a + business of over 20,000 hours per week, but very shortly after + this, the President (Owen) had to report a serious deficiency of + hours, many thousands having been mislaid or stolen. The Exchange + in consequence had to close its doors. + + iii. In the 'forties the centre of interest is the Midlands, and + the period may be termed the Staffordshire or beer period. The + currency was very popular and highly liquid, but it was issued to + excess and difficult to store. More solid surrogates were + therefore tried. A Bilston pawnbroker[64] said that he had in + pawn numerous batches of flour, which the men's wives had brought + from the Truck Shops and turned into money, in order to pay their + house-rents. Flour, however, was not so hard as a Prescot watch. + + iv. We come next to the Welsh or Tobacco period, when the + currency was easily transferable, but liable to deterioration. + + v. Finally, in the last quarter of the nineteenth century, the + world of labour attained to a cash basis, and there was no + Cobbett to denounce the resumption. + +We shall not be guilty of serious exaggeration if we preface our history +with the motto: + +'_In the nineteenth century the Trade Unions and the Trade Unions alone +made the nominal earnings of the working man a cash reality_.' + + +3. THE SPIRIT OF ASSOCIATION + +1. The student of Dicey's Law and Opinion in England is invited to +distinguish three periods: + + i. The period of old Toryism or legislative quiescence (1800-38). + + ii. The period of Benthamism or individualism (1825-70). + + iii. The period of collectivism (1865-1900). + +Bentham lived during the first period and his name is rightly given to +the second period. + +The student, therefore, comes to wonder if there is anything which is +not Benthamism. Benthamism, he says to himself, stands for +individualism. How then can the period of Benthamism include the +humanitarian legislation which begins with the first Factory Act of 1802 +and broadens out during the middle of the century into the elaborate +code regulating from then onwards the conditions of employment in +workshops, factories, and mines? How can a monster beget an angel? + +We may perhaps throw light on this difficulty by suggesting that the +_social_ trend from 1825-70 cannot be compressed into a single word. +Individualism may suffice to define the dominant _legal_ trend, but it +conceals the influence exerted on the legislature from without and from +below by the action of voluntary associations. The period of voluntary +association coincides with and overlaps the period of individualism. + + +2. What Bentham was to individualism, Robert Owen was to voluntary +association. Bentham himself was an admirer of Owen and supported his +philanthropy, but, as expressions of a social attitude, Benthamism and +Owenism were poles asunder. The contrast between the two is admirably +displayed in the evidence given before the Factory Committee of 1816 by +two representatives of the employing class, Josiah Wedgwood of pottery +fame and Robert Owen himself. + +'In the state of society,' said Wedgwood, 'in which there is evidently a +progressive movement, it is much better to leave things as they are than +to attempt to amend the general state of things in detail. The only +safe way of securing the comfort of any people is to leave them at +liberty to make the best use of their time, and to allow them to +appropriate their earnings in such way as they think fit.'[65] + +Robert Owen thought otherwise. In a couple of answers he exposed the +fallacy of enlightened self-interest. They seem obvious enough to-day, +but in 1816 they were the voice of one crying in the wilderness. He was +asked whether he believed that 'there is that want of affection and +feeling on the part of parents, that would induce them to exact from +their children more labour than they could perform without injury to +their health;' and he replied: + +'I do not imagine that there is the smallest difference between the +general affection of the lower order of the people, except with regard +to that which may be produced by the different circumstances in which +they are placed.'[66] + +Another question was: 'Do you conceive that it is not injurious to the +manufacturer to hazard, by overwork, the health of the people so +employed?' He replied: + +'If those persons were purchased by the manufacturers I should say +decisively, yes; but as they are not purchased by the manufacturer and +the country must bear all the loss of their strength and their energy{;} +it does not appear, at first sight, to be the interest of the +manufacturer to do so.'[67] + +Owen had grasped the meaning of social responsibility, and he devoted +his life to social service. But he was too wayward to observe the +conventions of society, and passed beyond the social pale. The factory +reformer became the Socialist. Whether his disciples comprehended his +philosophy we may doubt, but he understood better than any one else +their instinct for association, and he gratified it. + +It is not contended that Owen was responsible for all the associative +effort of his generation; for with political and religious associations +he had no sympathy. But the spirit which infected him infected others +after him, rousing them to associate now for this, and now for that +social or religious or political purpose. + + +3. We may divide associations for social purposes into two classes. + +To the first class belong associations formed to secure the abolition of +some abuse. These naturally disappear when their object is attained. + +For example, there was the Anti-slavery Campaign in which Joseph Sturge +and other Quakers played so prominent a part. By an organized crusade of +political education the Abolitionists induced an originally hostile +Parliament to emancipate the West Indian negroes in 1833, and to shorten +the period of semi-servile apprenticeship in 1838. Yorkshire was the +home of the Short Time Committees, which organized the campaign against +White Slavery at home. The Ten Hours Movement caused the Ten Hours Bill +to become the law of the land. From Lancashire came the Anti-Corn Law +League, whose story is told in another chapter. + +The second class of association was the association for economic +betterment--the Friendly Society, the Co-operative Society, the Trade +Union. Conceived in enthusiasm and self-inspired, these associations +asked only of the State a legal framework in which to develop, but they +did not win it without struggle and delay. + +The Government was anxious to encourage thrift, but the development of +the Friendly Societies was impeded for a time by legislation aimed at +political conspiracy. The Corresponding Societies Act of 1799 prevented +the Friendly Societies from forming a central organization with +branches, and the Dorchester Labourers of 1834 discovered the peril into +which the ritual of oaths might lead innocent men. + +These deterrents were removed by enabling legislation. In 1829 a central +authority, the Registrar of Friendly Societies, was appointed to +supervise Friendly Societies, and between 1829 and 1875 further +privileges and safeguards were conferred. But the Friendly Society +Movement throughout the nineteenth century was wholly voluntary. In 1911 +the situation was suddenly reversed by the passing of the National +Insurance Act. + +The Co-operative Societies were more suspect. They crept into legal +recognition as the children of the Friendly Society, under the 'frugal +investments' clause of the Act of 1846, being compelled by the legal +prejudice against association in restraint of trade to adopt this +unnatural mother. Their real nature was recognized in 1852, when they +were brought under the Industrial and Provident Societies Act, and in +1862, when they were granted the boon of limited liability. But the +accident of their legal origin still survives; for they are regulated +to-day by the Industrial and Provident Societies Act of 1893. The +Co-operative Movement is now drawing closer to politics, following the +lead of most of the continental countries, notably Belgium and Germany. +Though we cannot say that there is any indication of the State taking +over the movement, we may note that the growth of municipal trading in +the 'nineties was, in principle, an application of the consumers' +association to monopolies of distribution such as tramways, water, +electricity, and gas. + +The State was altogether hostile to the growth of the Trade Union. The +Charter of Emancipation, won by the guile of Francis Place in 1824, was +severely curtailed in 1825. Huskisson[68] depicted in lurid terms the +tyranny of a military trades unionism, 'representing a systematic union +of the workers of many different trades'. It was a 'kind of federal +republic', whose mischievous operations, if not checked, would keep the +commercial classes 'in constant anxiety and fear about their interests +and property'. Arnold, of Rugby, a decade later wrote of them in the +same strain: 'you have heard, I doubt not, of the trades unions; a +fearful engine of mischief, ready to riot or assassinate; and I see no +counteracting power.'[69] + +The counteracting power was their own weakness. The early militancy +burnt itself out, and was succeeded at the turn of the century by a 'New +Spirit and a New Model'. The new spirit was anti-militant, and the new +model was a trade union representing the _elite_ of the skilled trades. +The Amalgamated Society of Engineers was founded in 1850 and served as a +model to the Carpenters, Tailors, Compositors, Iron-founders, +Brick-layers, and others. The Trades Unions were now respectable, and in +1867 the State recognized the fact. + +The period of collectivism is denoted by the growth of the Labour Party +in Parliament, and the increasing part played by the State in industrial +disputes and the regulation of wages. The nationalization of railways +and the nationalization of mines are burning questions. + + +4. In all the movements we have described, the spiritual stimulus, the +initial drive, and the solid successes have been provided by voluntary +association. The State has not been the pioneer of social reform. Such a +notion is the mirage of politicians. It has merely registered the +insistent demands of organized voluntary effort or given legal +recognition to accomplished facts. This is the distinctive note of +English social development in the nineteenth century. + + +FOR REFERENCE + +Dicey, _Law and Opinion_. + +Robinson, _The Spirit of Association_. + +Hovell, _The Chartist Movement_. + +Sombart (tr. Epstein), _Socialism and the Socialist Movement_. + +[Cd. 9236], _Report of Committee on Trusts_. + +FOOTNOTES: + +[Footnote 20: From the writer's forthcoming book _Life and Labour in the +Nineteenth Century_, to be published by the Cambridge University Press.] + +[Footnote 21: Tooke and Newmarch, _History of Prices_, v. 356.] + +[Footnote 22: _Commons Committee on Emigration_, 1827, Q. 1761.] + +[Footnote 23: _Commons Committee on the Condition of Labourers employed +in the Construction of Railways_, 1846, Q. 866.] + +[Footnote 24: Ibid., Q. 217.] + +[Footnote 25: Ibid., Q. 897.] + +[Footnote 26: Ibid., Q. 733.] + +[Footnote 27: Ibid., Q. 193.] + +[Footnote 28: Ibid., Qs. 869-78.] + +[Footnote 29: _Report of Poor Law Commissioners on the Employment of +Women and Children in Agriculture_ (1843), pp. 20, 25.] + +[Footnote 30: Ibid., pp. 299-300.] + +[Footnote 31: _Report of Commissioners on the Employment of Young +Persons in Agriculture_, p. 64.] + +[Footnote 32: Dr. Cook Taylor, Letter to the _Morning Chronicle_, dated +from Rossendale Forest (Lancashire), June 20, 1842.] + +[Footnote 33: _Rural Rides_, i. 219.] + +[Footnote 34: _Poor Law Commission of 1834_, Appendix.] + +[Footnote 35: _Hand-loom Weavers' Commission, Final Report, 1841_, p. +18.] + +[Footnote 36: _Hand-loom Weavers' Commission, Assistant-Commissioner's +Report, 1840_, Part IV, pp. 76-81.] + +[Footnote 37: _Second Annual Report of the Poor Law Commissioners_, +1836.] + +[Footnote 38: _Hand-loom Weavers' Commission, Assistant-Commissioner's +Report_, Part III, p. 551.] + +[Footnote 39: _Anti-bread Tax Circular_, No. 91, June 16, 1842.] + +[Footnote 40: _First Report of the Factory Commissioners_, 1833, p. 27.] + +[Footnote 41: _Report of Commissioner on the Condition of the Framework +Knitters_ (1845), p. 109.] + +[Footnote 42: Ibid., p. 115.] + +[Footnote 43: William Felkin, _History of the Machine-wrought Hosiery +and Lace Manufactures_ (1867), p. 458.] + +[Footnote 44: _Evidence before the Truck Commissioners_ (1871), Q. +37,500.] + +[Footnote 45: Pamphlet of 1825, p. 14.] + +[Footnote 46: _Home Office Papers_, 40, Letter from R.J. Blewitt, Esq., +M.P., November 6, 1839.] + +[Footnote 47: Richard Fynes, _Miners of Northumberland and Durham_, p. +72.] + +[Footnote 48: John Wilson, _History of the Durham Miners' Association_ +(1870-1904), p. 40.] + +[Footnote 49: _Report of Commissioner on the State of the Mining +Population_ (1846).] + +[Footnote 50: These pamphlets are in the British Museum.] + +[Footnote 51: _Report of Commissioner on the State of the Mining +Population_ (1850).] + +[Footnote 52: Ibid. (1852).] + +[Footnote 53: _Royal Commission, First Report_ (_Mines_), p. 27.] + +[Footnote 54: Ibid., p. 21.] + +[Footnote 55: _Royal Commission, Second Report_ (_Trades and +Manufactures_), p. 147.] + +[Footnote 56: Ibid., pp. 155-6.] + +[Footnote 57: _Midland Mining Commission, First Report_, p. 34.] + +[Footnote 58: Ibid., p. 91.] + +[Footnote 59: Ibid., p. 44.] + +[Footnote 60: _Rural Rides_, ii. 353.] + +[Footnote 61: _Commons Committee, Stoppage of Wages_ (_Hosiery, 1854_). +Evidence of Mr. Tremenheere.] + +[Footnote 62: _Evidence before the Truck Commissioners_, Q. 33,670.] + +[Footnote 63: _Truck Commission, 1871. Report_, p. 16.] + +[Footnote 64: _Commons Committee, Stoppage of Wages in the Hosiery +Manufacture_ (1854), Q. 80.] + +[Footnote 65: _Commons Committee of_ 1816, pp. 64 and 73.] + +[Footnote 66: Ibid., p. 38.] + +[Footnote 67: Ibid., p. 28.] + +[Footnote 68: Speech, March 29, 1825.] + +[Footnote 69: Letter to the Chevalier Bunsen, 1834, quoted in Strachey, +_Eminent Victorians_, p. 197.] + + + + +VIII + +ATOMIC THEORIES + +PROFESSOR W.H. BRAGG, C.B.E., D.SC., F.R.S. + + +When a lecture on the progress of Science is given before a conference +concerned largely with historical subjects, it is not inappropriate to +point out that Science has a history of its own and that its progress +makes a connected story. The discovery of new facts is not made in an +isolated fashion, nor is it a matter of pure chance, unaffected by what +has gone before. On the contrary, scientific progress is made step by +step, each new point that is reached forming a basis for further +advances. Even the direction of discovery is not entirely in the +explorer's control; there is always a next step to be taken and a +limited number of possible steps forward from which a choice can be +made. The scientific discoverer has to go in the direction in which his +discoveries lead him. When discoveries have been made it is possible to +think of uses to which they may be put, but in the first instance all +discoveries are made without any knowledge whatever of what use may +afterwards be made of them. + +Consequently scientific progress is a quite orderly advance, not a +spasmodic collection of facts, and in the truest sense of the word it +has a history. In order that opportunities for this steady progress may +be provided it is very important that this point should be fully +appreciated. Every one, for example, is vaguely conscious that science +played a great part in the War. As a consequence the number of students +of science has greatly increased; manufacturing firms are awakening to +the fact that they must pay more attention to scientific development +and are founding research laboratories. It is very important that this +awakened attention should be well informed, and for that reason it +cannot be pointed out too often that the scientific work which has been +the basis of all material progress can only be turned to definite +material ends in the last stages of its development. Fundamentally +everything rests on the pure attempt to gain knowledge without any idea +of the use to which it may subsequently be put. Without pure science +there is no applied science at all. It is quite right in my opinion that +the researcher in pure science should have with him the hope that what +he does may one day be of direct benefit to others. But it is probable +that he does not in his own mind confine the idea of possible uses to +such material matters as I have mentioned above and as are so prominent +at present. He believes that his work has a less material side whose +value need not be explained to the present audience. + +In the general line of progress it is natural to find that there are +certain broad roads along which the main advance has been directed. +Students of physics and chemistry and the subjects which are allied to +them find that they are in general considering either matter, or +electricity, or energy. I make this classification, not from any +philosophical point of view, but simply for present convenience. The +first important principle to which I would like to draw your attention +is that each of these things can be measured quantitatively. If we +accept the weight of a substance as an indirect measure of the amount of +matter present, then we all know we can express the amount of matter in +any given body in terms of a fundamental unit, like a pound or a gramme; +and the idea has been put to immemorial use. In later years we have +learnt that electricity itself is also a quantity and that the amount of +electricity which stands on an electrified body, or flows past a given +point in an electric conductor, as for example the wire connected to an +electric light, can be expressed arithmetically in terms of some unit. +Instruments are made for the purpose of measuring quantities of +electricity in terms of the legal standard. It is one of the functions +of a Government Institution, like the National Physical Laboratory, to +test such instruments and report on their accuracy. International +conferences have been held for the purpose of reducing these units to as +small a number as possible so that people may be able to trade less +wastefully and more conveniently, so that also the barriers between +peoples may be broken down and the interchange of ideas as well as of +materials may be made more easily. Without an arrangement of this kind +it would be impossible to carry on industrial life in which use is made +of electricity. It would be as difficult as to hold a market without the +use of weights and scales, more difficult, in fact, since anyone can +estimate the size of a piece of cloth or the amount of corn in a sack, +but no one has a natural sense by which he can estimate an amount of +electricity. + +In just the same way energy can be measured as a quantity in terms of a +fundamental unit. The discovery that this was so was made by Joule and +others towards the middle of the nineteenth century, and lit the road +for further advance as a dark street is lit by the sudden turning-up of +the lamps. All modern industry rests on this principle. We are now so +accustomed to the idea that energy is a quantity that we can hardly +realize a time when it was merely a vague term. If we want an +illustration of how thoroughly we have grasped this idea let us remember +that when we pay our electric-light bill we pay so much money for so +many units of energy supplied; for so much energy, let us note, not for +so much electricity, since we take into account not only the actual +amount of electricity driven through our house wires, but also the +magnitude of the force which is there to drive it. Energy exists in many +forms: energy of motion, heat, gravitational energy, chemical energy, +radiation, and so on. In the transformations of energy which are +continually occurring in all natural processes, there is never any +change in the total amount of energy. This is the famous principle of +the Conservation of Energy. Sometimes it is stated in the form +'Perpetual motion is impossible'. + +One of the most important forms of energy is radiation. The constant +outpouring by the sun of energy in this form is vital to us. The fact +was obvious long ago and that is one of the reasons why light and heat +have interested students of science in all ages. + +There exist then three main subjects of study--matter, electricity, and +energy. These themselves and their mutual relations have been, and are, +the principal objects of interest to the scientific student, and from +our strivings to understand them we have learnt most of what we know. +All three are quantities and all are expressible in terms of units. + +Now there is one point which I have thought would especially interest +you. A very remarkable tendency of modern discovery shows more and more +clearly that not only are these things quantities which we can express +in units of our own choosing, but that Nature herself has already chosen +units for them. The natural unit does not, of course, bear any exact +connexion with our own. This being so, it must be of the utmost +importance that we should know what these natural units are and so be +able to understand what Nature is ready to tell us. Nature has chosen to +speak in a certain language; we must get to know that language. + +In the first place we know surely that there are natural units of +matter. This was the great discovery made by Dalton in the beginning of +the nineteenth century. When he found that each of the known elements, +such as copper or oxygen or carbon, consisted ultimately of atoms, all +the atoms of any one element being alike, he laid the foundation on +which the huge structure of modern chemistry has been raised. The +chemist takes one or more atoms of one element, one or more of another, +and may be of a third or fourth, and he puts them together into a +compound which we call a molecule. The molecule for example of ordinary +salt contains always one atom of chlorine and one of sodium. Chlorine +and sodium are elements, salt is a compound. Six atoms of carbon and six +of hydrogen put together in a certain way make benzene. In the same way +every substance that we meet is capable of analysis, showing ultimately +the molecules as made up, according to a definite plan, of so many atoms +of the various elements. In analytical chemistry molecules are dissected +in order to discover the mode of their building; in synthetic chemistry +the atoms are put together to make a molecule which is already known to +have, or even may be anticipated to have, certain properties. This is +the work of the chemist. Sometimes enormous forces are concerned in this +pulling apart and putting together, witness the terrific power of modern +explosives. But the same kind of handling by the chemist may be devoted +to the delicate construction of a molecule which gives a certain colour +to the dyer's vat and so pleases the eye that the great cloth industries +feel the consequence, and nations themselves are affected by the flow of +trade. After all, since the processes of the physical world operate +ultimately through the power and properties of molecules, it is not +surprising that the chemist's work in these and numberless other ways +has such tremendous influence in the world. + +Here then by the recognition of the units of matter which Nature has +chosen for herself it has been possible to do great things. + +It should be observed that the atom, in spite of its name, is not +something which is incapable of all further division; it is only +incapable of retaining its properties on division. When an atom of +radium breaks down in the unique operation during which its singular +properties are manifested, it dies as radium and becomes two atoms, one +of helium, the other of a different and rare substance. It will interest +you to know that the airships of the future are expected to be filled +with this non-inflammable helium. + +The discovery of the atomic nature of electricity came later. Faraday +established the fact that in certain processes there was more than a +hint that electricity was always present in multiples of a definite +unit. In the process called electrolysis the electric current is driven +across a cell full of liquid containing molecules of some substance. +When the electricity passes there is a loosening of the bonds that bind +together the atoms of the molecule, and a separation; atoms of one kind +travel with the electricity across the cell and are deposited where the +current leaves the cell; the other kind travel the opposite way. In this +way for example we deposit silver on metal objects in electro-plating +processes, or separate out the purest copper for certain electrical +purposes. The striking thing which Faraday discovered was that the +number of atoms deposited always bore a very simple relation to the +quantity of electricity that passes. The same current passing in +succession through cells containing different kinds of molecules broke +up the same number of molecules in each cell. It was as if in each +electrolytic cell atoms of matter and atoms of electricity travelled +together. The movement of an atom meant the simultaneous movement of a +definite quantity of electricity. Electricity was, so to speak, done up +in little equal parcels, and an atom of matter on the move, which was +termed an ion, or wanderer, carried, not a vaguely defined amount of +electricity, but one of these definite parcels. + +It was not, however, until the later years of the nineteenth century +that the natural unit of electricity was manifested by itself and +without a carrier. At a famous address to the British Association at +York in 1881 Sir William Crookes described the first marvellous +experiments in which this feat had been accomplished, though there was +still to come a long controversy before the interpretation was clearly +accepted. It is now definitely established that there is a fundamental +atom of electricity which we now call the electron. As we all know +electrification is of two kinds--a positive and a negative. The electron +is of the negative kind. There does not appear to be a corresponding +positive atom of electricity, or at least not one that is so singular in +its properties as the electron. Electrons go to the making of all atoms, +just as atoms go to the making of molecules. The atom which is neutral, +that is, shows neither positive nor negative electrification, must +contain positive electricity in some form to balance the electrons which +we know it contains. When we strip an atom, as we know how to do, of one +or more of these electrons, the remainder is positively charged. The +positive ion is any sort of an atom or molecule which has become +positively electrified in this way. An atom which has become positive by +the loss of one or more of its electrons exercises a force on any spare +electrons in its neighbourhood or on any atom carrying a spare electron. +When there are large numbers of atoms seeking in this way to become +neutral once more, as occurs often in Nature, the forces generated may +be tremendous. They are shown, for example, in the lightning-stroke. But +indeed it would seem that all the chemical forces of which we have +already spoken depend ultimately upon the electric state of the atom +concerned. + +It is because the force which a positively-charged atom exerts on an +electron is so great and because the electron is so light and easily +moved compared to an atom that the electron has not been isolated at +will until recent years. The isolation in fact depends upon the electron +being endowed with a sufficient speed to carry it through or past the +action of an atom which is seeking to absorb it into its system. A lump +of matter flying in space might enter our solar system with such speed +as to be able to pass through and go on its way almost undeflected. Or +again, it might have a much lower speed and go so much nearer the sun +that it was seriously deflected in its course, as we see in the case of +comet visitors. But if for some reason or other the lump of matter found +itself inside the solar system without the endowment of high velocity it +would certainly be absorbed. Just so an electron can pass through an +atom with or without serious deviation from its line of motion, provided +that motion is rapid enough. Only recently have we been able to exert +electric forces of sufficient strength to set an electron in motion with +the speed it must have if it is to maintain an individual existence Now +we can gather electrons at will, dragging them from the interior of +solid bodies, and hurl them with tremendous speed like a stream of +projectiles. Since in the open air the speed is soon lost by innumerable +collisions with the air-molecules, the effect can only be studied +satisfactorily in a glass bulb from which the air has been evacuated. +Crookes made great improvements in air-pumps during an investigation on +thallium, and consequently was able to obtain the high vacuum required +for the experiment with the electron streams. It was afterwards found by +Roentgen that when an electron stream in an evacuated bulb was directed +upon a target placed within the bulb, a remarkable radiation issued +from the target. Thus arose the so-called X or Roentgen rays. As you all +know they have for many years played a most important part in surgery +and medicine. You may have heard that during the war they were also used +to examine the interior of aeroplane constructions and to look for flaws +invisible from without. Although X-Rays are of the same nature as light +rays they can penetrate where light rays cannot, passing in greater or +less degree through materials which are opaque to visible light and +allowing us to examine the interior which is hidden from the eye. + +Every electric discharge is essentially a hurried rush of electrons. +When we rub two bodies together and they become electrified we have in +some way or other torn electrons from one of the bodies and piled them +on the other. The former becomes the positively charged body and the +latter the negative. A film of moisture stops this action. When wool is +spun in factories it tends to become in certain stages of the process +too dry and too free from grease; the yarn then becomes electrified as +it passes over the leather rollers, and when the machine tries to spin +the threads together they fly apart and refuse to join up the minute +hooks with which the wool fibres are furnished. The spinning operation +would come to an end were there not means provided by which the air can +be so filled with moisture that the fibres become damp and the action +ceases. So in some cases a stream of air filled with positive and +negative ions is made to play upon the fibres; the fibres select what +ions they want, and so neutralizing themselves, spinning can proceed +again. + +When a current of electricity runs along a wire there is in fact nothing +more than a procession of electrons. The stream of electrons that runs +through the filaments in the lamps that light this room, raising the +filaments to a white heat, are set in motion by the dynamos in the city. +There is a complete wire circuit, including the dynamo, the conductors, +and the lamps. When the dynamos are not working the electrons do not as +a whole move either way, though they are always there. When the dynamo +begins to turn, the electrons set out on their continuous journey. + +Electrons are involved in the emission of wireless signals, and in their +receipt. The so-called 'valve', which multiplies minute electric signals +and was so greatly improved during the war, depends entirely on the +action of electrons, and the brilliant experimental work was based on +the newly-acquired knowledge of their properties. + +I have told you that under certain circumstances a stream of electrons +may generate X-Rays, in reality a form of light rays. This action is a +very common one, and it is curious that the faster the electron goes the +shorter is the wave-length of the radiation. A very fast electron +generates an X-Ray of so short a wave-length that the penetrating power +of the ray, which goes with the shortness of the wave, is excessive, and +in this way we may have rays which go right through the human body or +even through inches of steel. As the speed of the exciting electron +becomes less, the X-Rays are less penetrating. With still slower +electrons we may generate ordinary light, and it will take a slower +electron to generate red than to generate blue. The slowest electrons we +use in this way have a speed of many hundred miles per second; the +fastest have a speed which nearly approaches that of light, or 186,000 +miles a second. + +And conversely radiation can set electrons in motion. When X-Rays are +driven into a patient's body electrons are set in motion within, and +moving over certain minute distances, initiate chemical actions which +are necessary to some cure. Or they may go right through the body and +fall on a photographic plate, setting in operation chemical action which +forms a picture on the plate. + +There is another occasion of an entirely different kind when the +electron is greatly in evidence and displays effects which are most +astonishing and significant. Every atom of radium or other radio-active +substances sooner or later meets with the catastrophe in which its life +as radium ends and atoms of other substances are formed. At that moment +occurs the emission which is the characteristic property of the +substance. One of the radiations emitted consists of high-velocity +electrons, moving, some of them, nearly as fast as light. + +Now it is found that when the speed approaches that of light, 186,000 +miles or 3 x 10^{10} centimetres per second, the energy is higher than +it should be if it followed the usual rule, viz. energy is equal to half +the mass multiplied by the square of the velocity. It would seem that an +electron moving with the velocity of light would have infinite energy; +or, to put the matter in another way, the experimenter in his laboratory +can never hope to observe an electron moving so fast; it would be the +end of his laboratory and of himself if ever it turned up. + +Linked up with this result is the very strange fact that no one has ever +been able to find any direct evidence of the existence of the ether, +which is postulated in order to carry light-waves. It has been pictured +as a medium through which the heavenly bodies move, and to which their +motions may be referred. But when light is launched into the ether, its +apparent velocity must depend on whether it travels with or against the +drift of the ether through the laboratory where the measurement is made. +The experiment has been performed without the discovery of any such +difference, although the method was amply accurate enough to detect the +effect that might be expected. It was afterwards shown that the negative +result might be explained by supposing that a measure of length varied +in length according to whether it was travelling with or against the +ether. But the continual failure of all such experiments has led to a +remarkable hypothetical development with which the name of Einstein is +firmly connected. It is supposed that some flaw must exist in our +fundamental hypotheses, and that if this were corrected we should then +find that we ought to get the same value for the velocity of light +however and whenever we measured it, and at the same time we should find +that no measurement of the velocity of a body moving relative to the +observer would ever equal the velocity of light. The hypothesis denies +the existence of an absolute standard to which motions can be referred, +and insists that they must all be considered relatively to the observer. +It is called the principle of relativity. Calculations of its +consequences begin with the necessary changes in the fundamentals, such +as Einstein has introduced.[70] + +Time does not allow me to say more of the innumerable ways in which +electrons play an essential part in all the processes in the world. We +have long believed that this is so, but the picture has never been so +clear to us as it is now; and with our understanding our power is +increased. Yet once more the illumination of our understanding comes +from our recognition that Nature has preferred the discrete to the +continuous and that electricity is not infinitely divisible but is, like +matter, and even more simply than matter, of an atomic structure. And we +have found the unit and learnt how to handle it. + +It is even more strange that it may now be said of energy that there are +signs of atomicity. It may seem absurd to think that the energy which is +transformed in any operation is transformed in multiples of a universal +unit or units, so that the operation cannot be arrested at any desired +stage but only at definite intervals. Indeed we have no right to assert +that this is always true. But undoubtedly there are cases in which the +atomicity of energy is clear enough, as for example in the interchange +of energy between electrons in motion and radiation. It is remarkable +that when radiation sets an electron in motion, the electron acquires a +perfectly definite speed depending only on the wave-length of the +radiation and not on its intensity, and has apparently absorbed from the +radiation a definite unit of energy. Radiation of a particular +wave-length cannot spend its energy in this way except in multiples of a +certain unit, because each of the electrons which it sets in motion has +the same initial energy, which it must have got from the radiation. In +other words, energy of radiation of the particular wave-length can only +be transformed into energy of movement of electrons in multiples of a +certain 'quantum' peculiar to that wave-length. The intensity of the +radiation, that is to say, the amount of energy moving along the beam, +can only affect the number of electrons set in motion and not the speed +of any one of them. During the last few years a very extraordinary +theory has been developed on the basis of these and similar facts. I +doubt if it would be more profitable to give further instances at +present, but I have mentioned it because it seems to show looming on the +horizon of our knowledge another tendency of Nature to make use of the +atomic principle. + +I will only add that the whole position of physics is indeed at this +time of extraordinary interest, and at any moment there may be some +great discovery or illuminating thought which will explain the present +startling difficulties and open up new worlds of thought. + + +FOR REFERENCE + +Bragg, _Rays and Crystals_ (Ball & Sons). + +FOOTNOTES: + +[Footnote 70: Since this address was given, the results of the Eclipse +Expedition to Brazil are considered to have confirmed in a satisfactory +manner one of the most remarkable deductions made by Einstein from the +principles which he maintains. The matter has roused so much interest +that some of the leading exponents of the relativity principle have +published careful accounts intended for students not familiar with it: +it would therefore be superfluous to discuss the matter here.] + + + + +IX + +PROGRESS IN BIOLOGY DURING THE LAST SIXTY YEARS + +PROFESSOR LEONARD DONCASTER, F.R.S. + + +On November 24, 1859, _The Origin of Species_ was published, and this +date marks the beginning of an epoch in every branch of biology. Before +it, Biology had been almost entirely a descriptive science, but within a +few years after the publication of the _Origin_ its effects began to +colour all aspects of biological research. A co-ordinating and unifying +principle had been found, and the leading idea of biologists ceased to +be to describe living things as they are, and became transformed into +the attempt to discover how they are related to one another. The first +effect of this change of attitude was chiefly to turn biologists towards +the task of tracing phylogenetic or evolutionary relationships between +different groups of animals--the drawing up of probable or possible +genealogical trees and the explanation of natural classification on an +evolutionary basis. When once, however, the notion of cause and effect, +or more correctly of relationship, between the phenomena seen in living +beings had become familiar to biologists, it spread far beyond the +limits of tracing genealogical connexions between different animals and +plants. It made possible the conception of a true Science of Life, in +which every phenomenon seen in a living organism should fall into its +true place in relation to the rest, and in which also the phenomena of +life should be correlated with those discovered in the inorganic +sciences of Chemistry and Physics. + +The history of the various branches of biological science in the past +sixty years reflects the general course of these tendencies. Until +shortly after 1859, the study of morphology, or the comparative +structure of animals (and of plants) was intimately related with that of +physiology, that is, with the study of function. In the years following +the appearance of the _Origin_, however, anatomists and morphologists +were seized with a new interest. For the time at least, the chief aim in +studying structure was no longer to explain function, but rather to +explain how that structure had come into being in the course of +evolution, and how it was related with homologous but different +structures in other forms. The result was a tendency to a divorce +between morphology and physiology, or at least between morphologists and +physiologists, which led to the division into two more or less distinct +sciences of what had hitherto been regarded as closely inter-related +branches of one. The greater men of the early part of the period, such +as Huxley, remained both morphologists and physiologists, but most of +their followers fell inevitably into one or the other group, and in +discussing the later phases of biological progress it will be necessary +to keep them separate. + +Apart from its effect on the systematic and anatomical side of Biology, +the idea of Evolution, and especially of Darwin's theory of Natural +Selection, had important consequences on that side of the science which +may be described as Natural History. Before the appearance of Darwin's +work, Natural History consisted chiefly in the observation and +collection of facts about the habits and life-history of animals and +plants, which as a rule had no unifying principle unless they were used, +as in the Bridgewater Treatises, to illustrate 'the power, wisdom, and +goodness of God'. Now, however, a new motive was provided--that of +discovering the uses to the organism of its various colours, +structures, and habits, and the application of the principle of natural +selection to show how these characters conduced to the preservation and +further evolution of the species. And out of this interest in the theory +of natural selection grew in the last twenty years of the nineteenth +century the greatly increased attention to the facts and theories of +heredity, which was stimulated by Darwin's hypothesis of Pangenesis and +especially by Weismann's speculations about the nature and behaviour of +the 'germ-plasm'. Before the appearance of Weismann's work, the +germ-cells, which bear somehow or other the hereditary characters that +appear in the offspring, were supposed to be produced directly from the +body of the parent. Darwin provisionally suggested that every cell of +every organism gives off minute particles which become congregated in +the germ-cells, and that these cells thus contain representative +portions of all parts of the parent's body. Weismann, on the basis of +his work on the origin of the germ-cells in Medusae and Insects, +maintained that these cells are not derived from the body, but only from +pre-existing germ-cells stored within it--that, in fact, although an egg +gives rise to a hen, a hen does not give rise to an egg, but only keeps +inside her a store of embryonic eggs which mature and are laid as the +time comes round. The theory had to be modified to suit the facts of +regeneration and vegetative reproduction, but in essence it was accepted +by the biological world and is the orthodox opinion (if such a word may +be used in Science) at the present day. The difference between the two +views is not only of theoretical interest, for it involves the whole +question of whether characteristics acquired by an individual during its +life in response to external conditions can or cannot be transmitted to +offspring. If the germ-cells contain representatives of all parts of the +body, modifications impressed on the body during its life may at least +possibly be transmitted to offspring born after the modifications have +taken place. If, however, the germ-cells are independent of the rest of +the body, and only stored within it for safe-keeping like a deed-box in +the vaults of a bank, it would seem impossible for any environmental +influence, whether for good or ill, to take effect on the offspring. +This controversy on the heritability of 'acquired characters' was one of +the most important towards the end of last century, and although the +majority of biologists now follow Weismann in so far as they deny that +'acquired' characters are transmissible, the question is not yet +completely settled; all that can be said is that, in spite of many +attempts to prove the contrary, there is no satisfactory evidence of the +transmission to offspring of effects impressed on the body of the +parent, unless the germ-cells themselves have been affected by the same +cause--as for example in some cases of long-continued poisoning by +alcohol or similar drugs. + +While the problem of the transmission of acquired characters, and of the +cause of variation and its relation to evolution, was occupying much of +the attention of biologists, the whole problem entered upon a new phase +in the year 1900 with the re-discovery of Mendel's work on heredity. +Mendel worked with plants, and published his results in 1865, but at +that time the biological world was too much occupied with the fierce +controversy which raged over _The Origin of Species_ to take much notice +of a paper the bearing of which upon it was not appreciated. Mendel's +discovery never came to the notice of Darwin, was buried in an obscure +periodical, and remained unknown until many years after the death of its +author. In 1900 it was unearthed, and, largely owing to the work of +Bateson, it rapidly became known as one of the most important +contributions to Biology made during the period under review. + +This is not the place to describe in detail the nature of Mendel's +theory. Its essence is, firstly, that the various characteristics of an +organism are in general inherited quite independently of one another; +and, secondly, that the germ-cells of a hybrid are pure in respect of +any one character, that is to say, that any one germ-cell can only +transmit any unit character as it was received from one parent or the +other, and not a combination of the two. This leads to a conception of +the organism as something like a mosaic, in which each piece of the +pattern is transmitted in inheritance independently of the rest, and in +which any piece cannot be modified by association with a different but +corresponding piece derived from another ancestor. It is impossible to +say as yet whether this conception at all completely represents the +nature of the living organism, but it is one which is exercising +considerable influence in biological thought, and if established it will +mark a revolution in Biology hardly inferior to that brought about in +Physics and Chemistry by the discovery of radio-activity. + +An important consequence of the advance in our knowledge of heredity +associated with the work of Mendel and his successors is a tendency to +doubt whether natural selection is of such fundamental importance in +shaping the course of evolution as was supposed in the years of the +first enthusiasm which followed the publication of the _Origin_. + +Darwin based his theory of Natural Selection on the belief which he +derived from breeders of plants and animals, that the kind of variation +used by them to produce new breeds was the small and apparently +unimportant differences which distinguish a 'fine' from a 'poor' +specimen. He supposed that the skilled breeder picked out as parents of +his stock those individuals which were slightly superior in one feature +or another, and that by the accumulative effect of these successive +selections not only was the breed steadily improved, but also, by +divergent selection, new breeds were produced. Experience shows, +however, that although this method is used to keep breeds up to the +required standard, it is rarely, if ever, the means by which new breeds +arise. New breeds commonly come into existence either by a 'sport' or +mutation, or by crossing two already distinct races, and by selecting +from among the heterogeneous descendants of the cross those individuals +which show the required combination of characters. And it is further +found that most of the distinguishing features of various breeds of +domestic animals and plants are inherited according to Mendel's Law, +suggesting that each of these characters is a unit, like one piece of a +mosaic, independent of the rest. Now it is easy to see how the selection +of small, continuously varying characters could take place in Nature by +the destruction of all those individuals which failed to reach a certain +standard, but it is much more difficult to understand how natural +selection could act on comparatively large, sporadic, unco-ordinated +'sports'. There is thus a distinct tendency at present to regard natural +selection as less omnipotent in directing the course of evolution than +was formerly supposed, but it must be admitted that no very satisfactory +alternative hypothesis has been suggested. Some have supposed that there +is a kind of organic momentum which causes evolution to continue in +those directions in which it has already proceeded, while others have +postulated, like Bergson, an _elan vital_ as a kind of directive agency. +Others again have reverted towards the older belief in the inherited +effects of environment--a belief which, in spite of the arguments of +Weismann and his followers, has never been without its supporters. The +present condition of this part of biology, as of many others, is one of +open-mindedness approaching agnosticism. There is dissatisfaction with +the beliefs which satisfied the preceding generation, and which were +held up almost as dogmas, but there is no clear vision of the direction +in which a truer view may be sought. + +Before leaving this side of the subject, reference must be made to one +important aspect of modern work on heredity--that of the inheritance of +'mental and moral' characteristics. As a result of the work of the +biometric school founded by Galton and Pearson, it has been shown that +the so-called mental and moral characteristics of man are inherited in +the same manner and to the same extent as his physical features. Of the +theoretical importance of this demonstration this is not the place to +speak; its practical value is unquestionable, and may in the future have +important effects on sociological problems. + +Another notable line of advance, entirely belonging to the period under +review, and chiefly the product of the present century, is seen in the +science of Cytology--the investigation of the microscopic structure of +the cells of which the body is composed. The marvellous phenomena of +cell and nuclear division have revealed much of the formerly unsuspected +complexity of living things, while the universality of the processes +shows how fundamentally alike is life in all its forms. In recent years +great progress has been made in correlating the phenomena of heredity +and of the determination of sex with the visible structural features of +the germ-cells. Weismann attempted a beginning of this over thirty years +ago, but the detailed knowledge of the facts was then insufficient. +Since the discovery of Mendel's Law, a great amount of work has been +done, chiefly in America, by E.B. Wilson and T.H. Morgan and their +pupils, on tracing the actual physical basis of hereditary transmission. +Although the matter is far from being completely known, the results +obtained make it almost indubitable that inherited characters are in +some way borne by the _chromosomes_ in the nuclei of the germ-cells. +The work of Morgan and his school has shown that the actual order in +which these inherited 'factors' are arranged in the chromosomes can +almost certainly be demonstrated, and his results go far to support the +conception of the organism, referred to above, as a combination or +mosaic of independently inherited features. + +It was said at the beginning of this sketch that most of the more +notable lines of advance in Biology could be traced back to the impetus +given by the acceptance of the theory of Evolution, and the desire to +test and prove that theory in every biological field. It is most +convenient, therefore, to take this root-idea as a starting-point, and +to see how the various branches of study have diverged from it and have +themselves branched out in various ways, and how these branches have +often again become intertwined and united in the later development of +the science. + +Perhaps the most obvious method of testing the theory of evolution is by +the study of fossil forms, and our knowledge of these has progressed +enormously during the period under review. Not only have a number of new +and strange types of ancient life come to light, but in some cases, e.g. +in that of the horse and elephant, a very complete series of +evolutionary stages has been discovered. In this branch, however, as in +almost all others, the results have not exactly fulfilled the +expectations of the early enthusiasts. On the one hand, evolution has +been shown to be a much more complex thing than at first seemed +probable; and on the other, many of the gaps which it was most hoped to +fill still remain. A number of most remarkable 'missing links' have been +discovered, such as, for example, _Archaeopteryx_, the stepping-stone +between the Reptiles and the Birds, and the faith of the palaeontologist +in the truth of evolution is everywhere confirmed. But the hope of +finding all the stages, especially in the ancestry of Man, has not been +realized, and it has been found that what at one time were regarded as +direct ancestors are collaterals, and that the problem of human +evolution is much less simple than was once supposed. + +A second important piece of evidence in favour of evolution is provided +by the study of the geographical distribution of animals, on which much +work was done in the earlier part of the period under review. And in +this connexion mention must be made of the science of Oceanography, for +our whole knowledge of life in the abysses of the ocean, and almost all +that we know of the conditions of life in the sea in general, has been +gained in the last fifty years. + +Another of the chief lines of evidence for the truth of the evolution +theory is based on the study of embryology, and this also was followed +with great vigour by the zoologists of the last thirty years of the +nineteenth century. It is found that in many instances animals +recapitulate in their early development the stages through which their +ancestors passed in the course of evolution. Land Vertebrates, including +man, have in their early embryonic life gill-clefts, heart and +circulation, and in some respects skeleton and other organs of the type +found in fishes, and this can only be explained on the assumption that +they are descended from aquatic fish-like ancestors. On the basis of +such facts as these, the theory was formulated that every animal +recapitulates in ontogeny (development) the stages passed through in its +phylogeny (evolution), and great hopes were founded upon this principle +of discovering the systematic position and evolutionary history of +isolated and aberrant forms. In many cases the search has led to +brilliant results, but, as in the case of palaeontology, in many others +the light that was hoped for has not been forthcoming. For it soon +became evident that the majority of animals show adaptation to their +environment not only in their adult stages but also in their larval or +embryonic period, and these adaptations have led to modifications of the +course of development which are often so great as to mask, or obscure +altogether, the ancestral structure which may once have existed. +Although, therefore, the results of embryological research have provided +most convincing proof of the truth of the theory of evolution in +general, they have not completely justified the hopes of the early +embryologists that by this method all the outstanding phylogenetic +problems might be solved. + +The detailed study of embryology, however, has led to most important +results apart from the particular purpose for which most of the earlier +investigations in this field were originally undertaken. For the study +of embryology, at first purely descriptive and comparative, was soon +found to involve fundamental problems concerning the factors which +control development. An egg consists of a single cell, and it develops +by the division of this cell into two, then into four, eight, and so +forth, until a mass of cells is produced. In some cases all these cells +are to all appearance alike, or nearly alike; in others the included +yolk is from the first segregated more or less completely into some +cells, leaving the other cells without it. But in any case, after this +process of cell-division has proceeded for a certain time, +differentiation begins to set in--some cells become modified in one way, +others in another, and from what was a relatively homogeneous mass an +organized embryo, with highly differentiated parts, appears. The problem +immediately propounds itself--what are the factors which control this +differentiation? This problem is essentially a physiological one, and +yet, since it arises most conspicuously in a field which has been worked +by professed zoologists rather than physiologists, it has been studied +more by those trained in zoology and botany than by those who have +specialized in physiology. In this way, as in many other directions, +such as in the study of heredity, of sex, and of the effects of the +environment on the colours and structure of animals, the trend of +zoology in recent years has returned towards the physiological side, and +the old division which separated the sciences (but which has never so +seriously affected students of plant life) is being obliterated. + +Hence we are led back to consider the progress of Physiology as a +whole--a subject with which the present writer hesitates to deal except +in a very superficial manner. Physiology as an organized science has +inevitably been deeply influenced by its close relation with medicine, +with the result that through a large portion of the period under review +it has concerned itself chiefly with the functions of the human body in +particular, or at least chiefly with Vertebrates from which, by analogy, +the human functions may be inferred. In this field it has made enormous +progress, and a vast amount of knowledge has been gained with regard to +the function and mechanism of all the parts and organs of the body. It +may perhaps be suggested, however, that in the pursuit of this detailed +(and in practice absolutely necessary) knowledge, physiologists have to +some extent lost sight of the wood in their preoccupation with the +trees. That is to say, while they have advanced an immense distance in +their knowledge of organs, they have not yet got as far as might be +hoped in the understanding of the organism--which is to say no more than +that the great and fundamental problem of Biology, the nature and +meaning of Life, is apparently almost as far from solution as ever. To +this further reference will be made below. + +The progress of Physiology has been so great in all its branches that it +is difficult to decide which most deserve mention; perhaps the most +important advances are those connected with the nervous system and with +internal secretions. Little or nothing was known fifty years ago of the +minute structure of the nervous system, nor of the special functions of +its different parts. Now the main functions of the various parts of the +brain, and the relation of these parts to the activities of the other +organs of the body, are well known, although much remains to be +discovered with regard to the more detailed localization of function. +The study of the microscopic structure of brain and nerve, and +experiment on the conduction of nervous impulse, have given us some +insight into the mechanism of the nervous system, but the fundamental +nature of nervous action still remains unsolved. + +The nervous system is the chief co-ordinating link between the various +organs of the body, but in recent years it has been discovered that the +relations of the different parts to one another are greatly influenced +by substances known as internal secretions or 'hormones'. These +substances are produced by ductless glands (the thyroid, suprarenals, +&c.), from which they diffuse into the blood-stream and exercise a +remarkable influence either on particular organs or systems, or on the +body as a whole. Some of these secretions act specifically on the +involuntary muscles of the body, others control growth, others the +development of the secondary sexual characters, such as the distinctive +plumage of male birds, and also greatly influence the sexual instinct. +Much still remains to be discovered with regard to them, but it seems +clear that they are of immense importance in the economy of the body. It +has been suggested, without much experimental support, however, that if +a part of the body becomes modified by use or environment, it may +produce a modified hormone, and that so, by the action of this on the +germ-cells, the modification may be transmitted to subsequent +generations. + +Before leaving the subject of physiology in the more special or +technical application of the term, reference must be made to another +science the growth of which has been largely under the influence of +medicine. This is bacteriology, one of the newest branches of biology, +and yet one which both from its practical importance and from the +theoretical interest of its discoveries is rapidly taking a foremost +place. Of its practical achievements in connexion with disease, and with +the part played by bacteria and other minute organisms in the life and +affairs of man, it is not necessary to speak. Every one knows the great +advances that have been made in recent years in identifying (and to a +less extent in controlling) disease-producing organisms, whether +bacteria, protozoa (such as the organisms causing malaria, dysentery, +etc.), or more highly organized parasites. The attempt, however, to +combat these pathogenic bacteria has led to discoveries of the highest +importance with regard to the production of immunity, not only against +specific germs, but against many organic poisons such as snake venom and +various vegetable toxins. That an attack of certain diseases leaves the +patient immune to that disease for a longer or shorter time has of +course been known for centuries, but it is a modern discovery that a +specific poison induces the body to produce a specific antidote which +neutralizes it, and the detailed working out of this principle and the +study of the means by which the immunity is brought about promise to +lead us a long way towards the central problem of the nature and +activities of life itself. + +We have seen how zoology has been led back into physiological channels +of research, and how the study of bacteria is opening up some of the +deepest problems of the reaction of living things to environmental +stimuli, and just as the various branches of these sciences interlace +and influence one another, so all of them, in recent years, have been +coming into contact with the inorganic sciences of chemistry and +physics. One of the noteworthy features of science in all its branches +in recent years has been the tendency of subjects which were at one time +regarded as distinct to come together again and to find that the +problems of each can only be successfully attacked by the co-operation +of the others. In their earlier days the biological sciences were in +most respects far removed from chemistry and physics; it was recognized, +of course, that organisms were in one sense at least physico-chemical +mechanisms, consisting of chemical elements and subject to the +fundamental laws of matter and energy. With the advent of the theory of +evolution this conception of the organism as a mechanism took more +definite shape, and among many biologists the belief was held that in no +very long time all the phenomena of life would be explicable by known +physico-chemical laws. Hence arose the scientific materialism which was +so widespread in the years following the general acceptance of Darwin's +theory. It was recognized, of course, that our knowledge of organic +chemistry was at the time entirely inadequate to place this belief upon +a proved scientific basis, but the expectation of proving it gave a +great impetus to the study of the physical and chemical phenomena of +life. This attempt was still further stimulated by the investigation of +the factors controlling development referred to in a preceding +paragraph, for it is evident that to a great extent at least these +factors are chemical and physical in nature. And concurrently, the great +advances in organic chemistry, resulting in the analysis and in many +cases in the artificial synthesis of substances previously regarded as +capable of production only in the tissues of living organisms, made +possible a much more thorough investigation of the chemical and physical +basis of vital phenomena. The result of this has been that to a quite +considerable extent the factors, hitherto mysterious, which control the +fertilization, division, and differentiation of the egg, the digestion +and absorption of food, the conduction of nervous impulses, and many of +the changes undergone in the normal or pathological functioning of the +organs and tissues, can be ascribed to chemical and physical causes +which are well known in the inorganic world. + +As in other instances, however, some of which have been mentioned above, +the elucidation of the organism from this point of view has turned out +to be a much less simple process than the more sanguine of the early +investigators supposed. The more knowledge has progressed, the more +complex and intricate has even the simplest organism shown itself to be, +and although the mechanism of the parts is gradually becoming +understood, the fundamental mystery of life remains as elusive as ever. + +The chief reason for this failure to penetrate appreciably nearer to the +central mystery of life appears to be the fact that an organism is +something more than the sum of its various parts and functions. In +tracing the behaviour of any one part or function, whether it be the +conduction of a nervous impulse, the supply of oxygen to the tissues by +the blood, or the transmission of inherited characters by the +germ-cells, we may be able to give a more or less complete +physico-chemical or mechanical account of the process. But we seem to +get little or no nearer to an explanation of the fact that although +every one of these processes may be explicable by laws familiar in the +non-living, in the living organism they are co-ordinated in such a way +that none of them is complete in itself; they are parts of a whole, but +the whole is not simply a sum of its parts, but is in itself a unity, in +which all the parts are subject to the controlling influence of the +whole. An organism, alone among the material bodies which we know, is +constantly and necessarily in a state of unstable equilibrium, and yet +has a condition of _normality_ which is maintained by the harmonious +interaction of all its parts. Every function of the body, if not thus +co-ordinated with the rest, would very quickly destroy this condition of +normality, but in consequence of the co-ordination each is subject to +the needs of the whole, and normality is maintained. When the normality +is artificially disturbed, all the functions of the body adapt +themselves to the change, and, if the disturbance be not too great, +co-operate in the restoration of the normal condition. It is in these +phenomena of adaptation and organic unity and co-ordination that up to +the present time the efforts to reduce the phenomena of living things to +the operation of physico-chemical laws have most conspicuously failed. + +From what has been said it will be evident that, fundamentally, all +biological research, whether its authors are conscious of it or not, is +directed towards the solution of one central problem--the problem of the +real and ultimate nature of life. And the main outcome of the work of +sixty years has been that this problem has begun clearly to emerge as +the central aim of the science. The theory of evolution made the problem +a reality, for without evolution the mystery of life must for ever be +insoluble, but whatever direction biological investigation has taken, it +has led, often by devious paths, to the borderland between the living +and the inorganic, and in that borderland the central problem inevitably +faces us. + +Many suggestions for its solution have been made. On the one hand there +is still, as there always has been, a considerable body of opinion that +the solution will be a mechanical one--using the word mechanical in the +widest sense--and that the living differs from the non-living not in +kind, but only in degree of complexity. The upholders of the mechanistic +or materialist theory, however, are perhaps less confident than their +predecessors of the last century, for the solution in this direction +has to face not only the problem of organic co-ordination already +referred to, but also that of consciousness and mind. For although the +study of psychology on physiological lines has made similar progress to +that of other branches of physiology, it seems to approach little nearer +to a discovery of the nature of the relation between consciousness in +its various aspects and the material body with which it is associated. +So long as this gulf remains unbridged, the possibility of a +satisfactory mechanistic explanation of life seems far away. + +On the other hand, there has been a revival of the ancient tendency +towards what is called a vitalistic solution. A certain number of +biologists, impressed by the apparent similarity between the control and +co-ordination exercised by the organism over its functions and the +conscious control of voluntary activity with which we are familiar in +ourselves, have supposed that these things are not merely superficially +similar but have a real and fundamental affinity. This does not mean +that organic control is always conscious, but that there is a +controlling entity, non-material in nature, which is similar in kind to +the 'ego' of a self-conscious human being. They suppose that the +organism is not simply material, but is a material mechanism controlled +by a non-material entity the nature of which is more akin to what we +mean by the word spirit than anything else of which we are accustomed to +think. They are in fact dualists, and divide reality into the material +and spatial on the one hand, and non-material principle or entity which +may fairly be called spiritual on the other. + +And, in the third place, there are those who seek a solution which +denies the truth of both the preceding, and which is metaphysically +idealist or monist in character. To them, if the present writer +understands their attitude, matter and spirit are different aspects of +one reality. In the inorganic and non-living, phenomena appear which are +generalized under the laws of physics and chemistry, but the phenomena +of life fall into a different category which includes the conception of +co-ordination or individuality, while a still higher category is +required to include the phenomena of consciousness and mind. + +It is evident from this brief review that Biology in the period +considered has passed through three main stages. The first of these was +the acceptance of a new illuminating and unifying idea, which led to +enthusiastic research in many directions for the purpose of proving and +amplifying it. Very rapidly new facts, or new interpretations of facts +already known, were shown to fall into line, and the evolution theory +became converted from a hypothesis into something approaching a dogma. +Not only the idea of organic evolution itself, but all the current +beliefs about the method of evolution, and the larger speculations to +which it gave rise, were widely regarded as almost indisputable, and +where difficulties and inconsistencies appeared, these were supposed to +be due solely to the insufficiency of our knowledge, which would soon be +remedied. Then, however, as detailed knowledge increased, the voice of +criticism and doubt was more frequently heard. The various branches of +Biology began once more to overlap, and to join hands with chemistry and +physics, and it became clear that the interpretation of life was very +far from being a simple problem. And so, as with the Atomic Theory in +chemistry, the present position is one of dissolution of the older ideas +and of hesitation to express a fixed belief, for while Biology has a +clearer vision of the problem before it than ever it had, its wider +knowledge reveals the fact that the problem is far from being solved. +Perhaps one of the chief results of the great increase of knowledge +during the past sixty years has been to show us the immensity of the +field still remaining to be explored. + + +FOR REFERENCE + +Centenary volume on Darwin (Cambridge University Press). + + + + +X + +ART + +A. CLUTTON-BROCK + + +My subject is art and thought about art. I deal with aesthetics only so +far as they concern art, that is to say I shall not attempt any purely +philosophic speculations about the nature of art and I shall speak of +the speculations of others, such as Croce and Tolstoy, only so far as +they seem to me likely to have a practical effect upon art. My subject +is the art of to-day and our ideas about it. We are beginning at last to +connect aesthetics with our own experience of art and to see that our +beliefs about the nature and value of art will affect the art we +produce. Hence a new aesthetic is very slowly appearing; but I have to +confess it has not yet appeared. + +Indeed there are at present two conflicting theories of art, one or +other of which is held consciously or unconsciously by most people who +are interested in art at all, and both of which I think are not only +imperfect but to some extent false. They are theories about the relation +of the artist to the public, and because of the conflict between them +and the falsity of each, we are confused in our ideas about art, and the +artists are often confused in their practice of it. + +The first theory has been expressed, not philosophically but with great +liveliness, by Whistler in his _Ten O'clock_, and has had great +influence both upon the thought of many people who care about art and +upon the practice of artists. It is, put shortly, that the artist has no +concern with the public whatever, nor the public with the artist. There +is no kind of necessary relation between them, but only an accidental +one; and the less of that the better for the artist and his art. + +Whistler states it in the form of a New Testament of his own. + + 'Listen,' he says. 'There never was an artistic period. + + 'There never was an art-loving nation. + + 'In the beginning man went forth each day--some to do battle, + some to the chase; others again to dig and to delve in the + field--all that they might gain and live or lose and die. Until + there was found among them one differing from the rest, whose + pursuits attracted him not, and so he stayed by the tents with + the women, and traced strange devices with a burnt stick upon a + gourd. + + 'This man, who took no joy in the ways of his brethren--who cared + not for conquest and fretted in the field--this designer of + quaint patterns--this deviser of the beautiful--who perceived in + nature about him curious curvings--as faces are seen in the + fire--this dreamer apart, was the first artist.' + + 'And when from the field and from afar, there came back the + people, they took the gourd--and drank from it.' + +Whistler means that they did not notice the patterns the artist had +traced on it. + + 'They drank at the cup,' he says, 'not from choice, not from a + consciousness that it was beautiful, but because forsooth there + was none other.' + +So gradually there came the great ages of art. + + 'Then', he says, 'the people lived in marvels of art--and ate and + drank out of masterpieces for there was nothing else to eat and + drink out of, and no bad building to live in.' + +And, he says, the people questioned not, and had nothing to do or say in +the matter. + +But then a strange thing happened. There arose a new class + + 'who discovered the cheap, and foresaw fortune in the facture of + the sham. Then sprang into existence the tawdry, the common, the + gewgaw, and what was born of the million went back to them and + charmed them, for it was after their own heart.... And Birmingham + and Manchester arose in their might--and Art was relegated to the + curiosity shop.' + +I do not think this can be a true account of the matter; for, if the +people were not aware of the existence of art and did not value it at +all, how came they to imitate it? One imitates only that which one +values. Imitation, as we know, is the sincerest form of flattery; and +you cannot flatter that which you do not know to exist. + +But Whistler's account of the primitive artist is also wrong, so far as +we can check it. We may be sure that, if the other primitive men had +seen no value in his pursuits, they would have killed him or let him +starve. And the artist, as he exists at present among primitive peoples, +is not a dreamer apart. The separation between the artist and other men +is modern and a result of modern specialization. In many primitive +societies most men practise some art in their leisure, and for that +reason are interested in each other's art. In fact they notice the cups +they drink out of much more than we do. If we did notice the cups we +drink out of, we should not be able to endure them. In primitive +societies there are not star pianists or singers or dancers; they all +dance and make music. Homer himself was a popular entertainer; he would +have been very much surprised to hear that he was a dreamer apart. In +fact Whistler made up this pretty story about the primitive artist +because he assumed that all artists must be like himself. He read +himself back into the past and saw himself painting primitive nocturnes +in a primitive Chelsea, happily undisturbed by primitive critics. He is +wrong in his facts, and I believe he is wrong in his theory. There is a +relation, and a necessary relation, between the artist and his public; +but what is the nature of it? That is a difficult question for us to +answer because the relation now between the artist and the public is, in +fact, usually wrong; and Tolstoy in his _What is Art?_ tried to put it +right. + +_What is Art?_ is a most interesting book, full of incidental truth; but +I believe that the main contention in it is false. I will give this +contention as shortly as I can in his own words. + + 'Art', he says, 'is a human activity, consisting in this--that + one man consciously, by means of certain external signs, hands on + to others feelings he has lived through, and that other people + are infected by these feelings and also experience them.' + +Now this is well enough as far as it goes, but it is not enough, and +just because it is not enough it leads Tolstoy into error. Clearly, if +art is nothing but the infection of the public with the feelings of the +artist, it follows that a work of art is to be judged by the number of +people who are infected. And Tolstoy with his usual sincerity accepts +these conclusions; indeed, he wrote his book to insist upon them. He +judges art entirely as a thing of use, moral use, and he says it can be +of no use unless a large audience is infected by it. A work of art that +few can enjoy fails as art, just as a railway from nowhere to nowhere +fails as a railway. A railway exists to be travelled by and a work of +art exists to be experienced by as many people as possible. Here are the +actual words of Tolstoy: + + 'For a work to be esteemed good and to be approved of and + diffused, it will have to satisfy the demands, not of a few + people living in identical and often unnatural conditions, but it + will have to satisfy the demands of all those great masses of + people who are situated in the natural conditions of laborious + life.' + +Now this sounds plausible; but consider the effect of it upon yourself. +You listen to a symphony by Beethoven; and before you esteem it good, +you must ask yourself, not whether it is good to you, but whether it +will satisfy the demands of those great masses of people who are +situated in the natural conditions of laborious life. Tolstoy does +proceed to ask himself this question about Beethoven's Choral symphony +and about King Lear, and condemns them both because, he says, a Russian +peasant would not understand them. But if we all obeyed him and asked +this question about all works of art, we should none of us ever +experience any work of art at all; for, while we listened to a piece of +music, we should be wondering whether other people understood it; that +is to say we should not listen to it at all. And what is this Jury of +people situated in the natural conditions of laborious life who are to +decide not individually but as a Jury? Who can say whether he himself +belongs to them? Who is to choose them? Tolstoy chose them as consisting +of Russian peasants; he, like Whistler, believed in the primitive, but +for him it was the primitive man, not the primitive artist, who was +blessed. In his view there would be no Jury in all western Europe worthy +of deciding upon a work of art, because we none of us are situated in +the natural conditions of laborious life. So we must change all our way +of life or despair of art altogether. Not one of the great ages of art +would satisfy his conditions. Certainly not the Greeks of the age of +Pericles, or the Chinese of the Sung dynasty, or the thirteenth century +in France, or the Renaissance in Italy; and as a matter of fact he +condemns most of the great art of the world, including his own. + +We can escape from the tyranny of Tolstoy's doctrine, as from the +tyranny of Whistler's, only by considering the facts of our own +experience of art. The fact that we _can_ enjoy and experience a work +of art frees us from Whistler's doctrine, because, if we can enjoy and +experience it, we are concerned with it. Because of our enjoyment, art +is for us a social activity and not a game played by the artist for his +own amusement. We know also that the artist likes us to enjoy his art, +in fact complains loudly if we do not; and we do not believe that the +primitive artist or man was different in this respect. There is now, and +always has been, some kind of relation between the artist and the +public, but not the relation which Tolstoy affirms. + +According to him the proper aim of art is to do good. + + 'The assertion that art may be good art and at the same time + unintelligible to a great number of people is extremely unjust, + and its consequences are ruinous to art itself.' + +The word _unjust_ implies that the aim of art is to do good. The artist +sins if he does not try to do good to as many people as possible, and I +sin if I am ready to enjoy and encourage a work of art which most people +do not enjoy. + +But as a matter of fact a work of art is good to me, not morally good +but good as a work of art, if I enjoy it. In my estimate of the work of +art I can ask only if it is a work of art to me, not if it is one to +other people. I may wish and try to make them enjoy it, but if I do that +is as a result of my own enjoyment of it. I can't begin by asking +whether other people enjoy it; I must begin with my own experience of +it, for I have nothing else to go by. + +And so it is with the artist; he cannot begin by asking himself whether +the mass of men will understand what he proposes to produce; he must +produce it, and then trust in man, and God, for its effect. Art is +produced by the individual artist and experienced by the individual man. +Tolstoy holds that it is to be experienced by mankind in the mass, not +by individuals; his audience is an abstraction. Whistler holds that it +is produced by the individual, but for himself, and not experienced by +mankind either in the mass or as individuals. Both are heretics. What is +the truth? + +I will now turn for a moment to the high aesthetic doctrine of Benedetto +Croce. He in his _Aesthetic_ tells us that all art is expression. True +enough, as far as it goes; but what do we mean by expression? Croce's +doctrine of expression is incomplete, he does not explain clearly what +he means by expression, because he also avoids the question of the +necessary relation between the artist and his audience; and this is the +question which our thought about art has to deal with, just as we have +to solve it in our practice of art and in our actual relation with the +artist. Croce does not see that the question--What is expression? +depends upon the question--What is the relation between the artist and +his audience? He does see that the audience exists, which Whistler +denies; he insists that the audience have the same faculties as the +artist, though to a less degree--that the artist is not a dreamer apart. +He says indeed that to experience a work of art we also must exercise +our aesthetic faculty; our very experience of it is itself expression; +and this is a most important point. But for Croce, as for Whistler, the +artist, when he expresses himself, is concerned only with what he +expresses, not with the people to whom he expresses himself. Croce does +not see this obvious fact, that a work of art is a work of art _because +it is addressed to some one_ and is not a private activity of the +artist. That is why he fails to give a satisfying account of the nature +of expression. Croce cannot distinguish between expression, or art, and +day-dreaming; but the distinction is this, that as soon as I pass from +day-dreaming to expression, I am speaking no longer to myself but to +others. So the form of every work of art is conditioned by the fact that +it is addressed to others. A story, for instance, is a story, it has a +plot, because it is told. A play is a play, and also has a plot, because +it is made to be acted before an audience. A piece of music has musical +form, with its repetitions and developments, because it is made to be +heard. A picture has composition, emphasis, because it is painted to be +seen. The very process of pictorial art is a process of pointing out. +When a man draws he makes a gesture of emphasis; he says--This is what I +have seen and what I want you to see. And in each case the work of art +is a work of art, expression is expression, because it implies an +audience or spectators. Without that implication, without the effort of +address, there could be no art, no expression, at all. + +In fact, art in its nature is a social activity, because man in his +nature is a social being. Art does not exist in isolation because man +does not exist in isolation. His very faculties are in their nature +social always and whether for good or for evil. The individual in +isolation is a figment of man's mind, and so is art in isolation. + +But although art is a social activity, it is not, as Tolstoy thinks, a +moral activity. The artist does not address mankind with the object of +doing them good. It is useless to say that he ought to have that object; +if he had he would not be an artist. The aim of doing good is itself +incompatible with the artistic aim. But that is not to say that art does +not do good. It may do good all the more because the artist is not +trying to do good. + +But what is it that really happens when the artist addresses us, and why +does he wish to address us? To answer this, we must consider our own +experience, not merely as an audience but also as artists, for we are, +as Croce insists, all of us to some extent artists. You have all no +doubt been aware of some failure and dissatisfaction in those of your +experiences which seem to you the highest. Suppose, for instance, you +see some extreme beauty, as of a sunset. It leaves you sad with a +feeling of your own inadequacy. You have not been equal to it, and why? +You will say in speaking of it to others--I wish I could tell you what I +felt or what I saw, but I can't. That wish is itself natural and +instantly stirred in you by the experience of extreme beauty. The +experience seems incomplete, because you cannot tell anyone else what +you felt and saw; and you are hurt by your effort and failure to do so. + +It is a fact of human nature that the experience of any beauty does +arouse in us the desire to communicate our experience; and this desire +is instinctive. It is not that we wish to do good to others by +communicating it. It is simply that we wish to communicate it. The +experience itself is incomplete for us until we communicate it. The +happiness which it gives us is frustrated by our failure to communicate +it. We should be utterly happy if we could make others see what we see +and feel what we feel, but we fail of happiness because we cannot. + +Why? One can only conjecture and express conjectures in dull language. +This beauty is itself a universal quality or virtue which makes +particular things more real when they have it. It speaks to the +universal in us, to the everyman in us, and, speaking so, it makes us +aware of the universal in all men. We too wish to speak to that +universal, we wish to find it and the more intense reality which is to +be seen only where it is seen, we wish ourselves to be a part of it; and +we can do that only when all other men also are a part of it. Beauty +seems to speak not merely to us but to the whole listening earth, and we +would be assured that all the earth is listening to it, not to us. + +But we ourselves have to play our part in the realizing of this +universal; the sense of it comes and goes; for the most part we +ourselves are not aware of it. We are merely particulars, like other +men, and separated from them by the fact that we are all particulars. +Only, when for a moment we are aware of it, then we are filled with a +passion to make it real and permanent; and it is this passion which +causes art and the blind instinctive effort at art, at communication, at +expression, which we have all experienced. + +But it follows from this that the audience to which the artist addresses +himself is not any particular men and women: it is mankind. The moment +he addresses himself to any particular men and women and considers their +particular wants and desires, he is giving up that very sense of the +universal that impelled him to expression; he is ceasing to be an artist +and becoming something else, a tradesman, a philanthropist, a +politician. The artist as artist speaks to mankind, not to any +particular set of men; and he speaks not of himself but of that +universal which he has experienced. His effort is to establish that +universal relation which he has seen, a universal relation of feeling. +And to him, in his effort, there is neither time nor space. Mankind are +not here or there or of this moment or of that; they are everywhere and +for ever. The voice in Mozart's music is itself a universal voice +speaking to the universe of universal things. And all art is an acting +of the beauty that has been experienced, a perpetuation of it so that +all men may share it for ever. The artist's effort is to be the sunset +he has seen, to eternalize it in his art, but always so that he and all +men may be part of this universal by their common experience of it. + +So, as I say, the artist must not speak to any particular audience with +the aim of pleasing them--there is that amount of truth in Whistler's +doctrine; and he does fail if he does not communicate, since his aim is +communication--there is that amount of truth in Tolstoy's doctrine. + +But the next question that arises is the attitude of ourselves to the +artist. + +We have to remember that he is speaking not to us in particular, but to +all mankind, and that he speaks, not to please us or to satisfy any +particular demand of ours, but to communicate to us that universal he +has experienced so that we with him may become part of it. + +It follows then that we must not make any particular demands upon him. +We must not come with our own ideas of what he ought to give us. If we +do, we shall be an obstruction between him and that ideal universal +audience to which he would address himself. We shall be tempting him, +with our egotistical demands, to comply with them. But these demands we +are always making; and that is why the relation between the artist and +any actual public is usually nowadays wrong. I was once looking at +Tintoret's 'Crucifixion' in the Scuola di San Rocco with a lady, and she +said to me--'That isn't my idea of a horse.' 'No'--I answered--'it's +Tintoret's. If it were your idea of a horse, why should you look at it? +You look at a picture to get the artist's idea.' But that isn't the +truth about art either. The artist doesn't try to substitute his own +particular for yours. He tries to communicate to you that universal +which he has experienced, because it is to him a universal, not his own, +but all men's, and he wishes to realize it by sharing it with all men. +His faith, though he may never have consciously expressed it to himself, +is in this universal which, because it is a universal, can be +communicated to all men. His effort is based on that faith. He speaks +because he believes all men can hear, if they will. + +So the effort of the audience must be to hear and not to distract him +with their particular demands. They must not, for instance, demand that +he shall remind them of what they have found pleasant in actual life. +They must not complain of him that he does not paint pretty women for +them, or compose bright cheerful tunes. They are not to him particular +persons to be tickled according to their particular tastes, but mankind +to whom he wishes to communicate the universal he has experienced. + +So, if there is an actual audience listening for that universal and +clearing their minds of their own egotistical demands, then art will +flourish and the artist will be encouraged to communicate that universal +which he has experienced. But if particular audiences demand this or +that and are not happy until they get it, if they say to him--Tickle my +senses--Persuade me that all is for the best in the world as I like it; +that prosperous people like myself have a right to be prosperous; that I +am a fine fellow because I once fell in love; that all who disagree with +me are wicked and absurd--then you will have the kind of art you have +now, in the theatre, in the picture gallery, in the cinema, in the +novel; yes, and in your buildings, your cups and saucers, your pots and +pans even. For in the very arts of use you demand that the craftsman +shall provide you with what you demand, and as cheap as possible; +because you do not understand that he should express himself, you do not +understand also that his expression is worth having and that he ought to +be paid for it. In the very pattern on a tea-cup, if it is worth having +at all, there is the communication of that universal which the artist +has experienced. It is there to remind you of itself whenever you drink +tea, to bring the sacrament of the universal into everything as if it +were music accompanying and heightening all our common actions; but if +you want a fashionable tea-cup cheap, you will get that, and you will +not get anything expressed or communicated with it. You will be shut up +in yourself and your own particularity and ugliness. If we want art we +must know how we should think and feel and act so as to encourage the +artist to produce it. + +But why should we want art at all? I hope I have answered that question +incidentally. It is so that we may have life more abundantly; for we can +have life more abundantly only when we are in communication with each +other, mind flowing into mind, the universal expressing itself in and +through all of us. We all more or less blindly desire this +communication, but we seldom know why we desire it or even what exactly +it is we desire. We make the strangest, clumsiest efforts to communicate +with each other--I am making one now--and we are constantly inhibited by +false shame from real communication. We are afraid to be serious with +each other, afraid of beauty, of the universal, when we see it. On this +point I will tell a little story from Mr. Kirk's _Study of Silent +Minds_. At a concert behind the front, an audience of soldiers had +listened to the ordinary items, a performance, as Mr. Kirk says, 'clean, +bright, and amusing', which means of course silly and ugly. Then the +orchestra played the introduction to the _Keys of Heaven_, and a gunner +remarked--'Sounds like a bloody hymn.' That was his fear of beauty, his +false shame. But when the _Keys of Heaven_ was ended, the whole +audience, including the gunner, gave a sigh of content; and after that +they went to hear it time after time. Well, the beauty of that song, and +of all art, is the 'Key of Heaven' itself. For Heaven is a state of +being of which we all dream, however dully, in which all have the power +of communication with each other; in which all are aware of the +universal, possessed by it and a part of it, all members of one body, +all notes in one tune, and therefore all the more intensely themselves, +for a note is itself, finds itself, only in a tune; otherwise it is mere +nonsense. + +Of course if you are to believe this, you must believe in the existence +of a universal, independent of yourself, yet also in you and in all men. +You must believe that beauty exists as a virtue, a quality, a relation +of things, and that it is possible for you also to produce that virtue, +to live in that relation. But no one can prove that to you. The only way +to believe it is to see beauty with intensity and to make the effort of +communication in some form or other. + +Tolstoy believes that the very word beauty is a useless one because, he +says, all efforts to define beauty are vain. But that is true of the +word life, yet we have to use the word because life exists. And all +explanations of art which refuse to believe in beauty as a reality +independent of us, yet one of which we may become a part, do fall into +incredible nonsense. We are told that art is play; the only answer to +which is that it isn't. Others say that it is an expression of the +sexual instinct, which has forgotten itself. They discover that in some +savage tribe the male beats a tom-tom to attract the female; and they +conclude that Beethoven's Choral Symphony is only a more elaborate +tom-tom beaten to attract a more sophisticated female. But again the +only answer is that it isn't; and that if all our ancestors were, not +Whistler's dreamers apart, but beaters of tom-toms to attract females, +then there was something in the sound of the tom-tom that made them +forget the female. The reality of art is to be found not in its origins +but in what it is trying to be; and what it is trying to be is always a +communication between mind and mind; what we aim at in art is a +fellowship not for purposes of use but for its own sake, the fellowship +we feel when we are all together singing a great tune. + +But now, since we have a hundred foolish ideas about art, its nature and +value, it is of the greatest importance that we should attain to a right +idea of it, not only as a matter of theory to be discussed, but as a +religion to be practised. And, if we can grasp this right idea of it, we +shall not think of art as consisting merely of the fine arts, painting, +poetry, music, sculpture. We shall see that it is possible for men to be +artists, to exercise this great activity of communication, in the work +by which they earn their living, and that a happy society is one in +which all men do so exercise it. We are very far from that happiness +now, and that is why Ruskin and Morris became almost desperate rebels +against our present society. What they said about art and its nature is +still the best that has been said about it, far nearer to philosophic +truth than all that the professed philosophers have said, and of the +utmost moment to us now. For if we could believe them we should change +most of our values; we should see that the ordinary man, now being +deprived of all the joy of art in his work, is living a mutilated life; +we should place art among the rights of man. Whereas Rousseau said--All +men are born free and everywhere they are in chains--we should say--All +men are born artists and everywhere they are drudges. With our curious +English originality, which hits on so many momentous truths and then +makes no use of them, it is we who have found the greatest truth about +art, but neither we nor any other people is at present making much use +of it. Because we lack art, lack the power of communication, we lack +fellowship; and as Morris said--Fellowship is life and the lack of it is +death. + + +FOR REFERENCE + +W. Morris, _Hopes and Fears for Art_. + + + + +XI + +A GENERATION OF MUSIC + +DR. ERNEST WALKER + + +The general subject of this course is European Thought; and, to some, +music may perhaps seem in this connexion rather like an intruder. +Indeed, if the musician is, in William Morris's phrase, 'the idle singer +of an empty day', if his business is to administer alternate stimulants +and soporifics to the nerves or, at best, the surface emotions, or to +serve in Cinderella-like fashion any passing, shallow needs of either +the individual or the crowd, then, obviously, he has no place worth +self-respecting mention in the world as it exists for philosophy. But +widespread as some such conception of the function of music is, I hope +you will agree with me in throwing it aside as, at any rate for our +present purpose, no more worth the trouble of even approximately patient +argument than that other less general but more objurgated conception of +musical composition as something like a mechanically calculated spinning +of bloodless formulae. By the conditions of its being, music has to +express itself through non-intellectual channels, but may we not say +that its essence is intellectual, that it is, in Combarieu's phrase, the +art of thinking in sound--thinking in as precise a sense as the word can +bear? It does not express itself verbally: it is self-dependent, with a +language available only for the expression of its own ideas and not even +indirectly translatable by nature into a verbal medium. Yet it is +thought none the less; perhaps all the more. Words, we have often been +told, serve for the concealment of thought; but the language of music is +more subtle, more comprehensive. It has been said that where words end, +music begins; and anyhow, for musicians, there stands on record the +serenely proud claim of one of themselves. 'Only art and knowledge', +said Beethoven, 'raise man to the divine; and music is a higher +revelation than all wisdom and all philosophy.' + +But I must not allow this little preliminary apology to stray into the +field of abstract aesthetics. The subject proposed to me, the +correlation of the progress of specifically musical thought during the +last generation with the progress of European thought in general, is so +extensive that I cannot within the necessary limits attempt to deal with +more than some of the most salient features, and even those I shall have +to treat in very broad outlines, with a certain disregard of detail and +nicely balancing qualifications. I shall only attempt to put before you +what seem to me the most prominent considerations, and to throw out +suggestions which I hope you may perhaps, if sufficiently interested, +develop at leisure for yourselves. + +In several ways the correlation of the musician with the non-musical +world is now more intimate and conscious than ever before. Forty or +fifty years ago--in spite of brilliant individual exceptions--musicians +were, in the main, self-centred craftsmen; they were inclined to drift +into a backwater, away from the chief currents of the intellectual, or +often indeed of the general artistic life of their day, and they seem on +the whole to have been content to have it so. In England we were +somewhat behindhand, no doubt, in our participation in the gradual but +steady change. But men like Parry and Stanford brought their profession +into close touch with the general culture of their contemporaries, and +made the universities and music understand each other; Grove, the first +director of the Royal College, himself a man whose professional career +(not to mention his amateur interests) had ended in music after ranging +through civil engineering, business organization, biblical archaeology, +and the editorship of a great literary magazine, preached with +infectious enthusiasm the new doctrine of the larger outlook; and for +the last thirty years, even if our practice may have occasionally seemed +somewhat to lag behind, at any rate our theory has not looked back. +Musicians have been granted their claim to be judged by the same +intellectual and moral standards as other reasonable people; it is a +modest claim, but, especially in England, it has had to be fought for. + +And the entry on this wider heritage, which English musicians, apart +from an exception or two such as Pierson and Bennett, won for the first +time a generation ago, has had in every country a definite influence on +composition, especially (as is only natural) on the composer's attitude +towards the musical setting of literature. I should be far from saying +that any modern is a greater song-writer than Schubert; but it is +obvious that the followers of Wolf and Duparc and Moussorgsky are aiming +at something different. They may not express the general mood of the +poem more faithfully, but they certainly attach more importance to its +lyrical structure and to flexibly expressive diction: they accept the +poet as an equal colleague. The serious song-writer can hardly any +longer, like Schumann in his setting of Heine's 'Das ist ein Floeten und +Geigen', afford to stultify great poetry by quoting from memory and +getting the adjectives deplorably wrong. Nor can he, like Beethoven in +'Adelaide' and the 'Entfernte Geliebte' cycle, let himself weave musical +structures many sizes too large for the proper structure of the words, +which have consequently to be repeated over and over again with very +little regard for poetical or even common sense. Schumann and Beethoven, +especially the former, were culturally very far from narrow-minded men; +but there was not in their days any general cultural pressure +sufficiently strong to influence them as composers. Now, the pressure is +so strong that few can resist. Most composers have now fully learned +their lesson of a fitting politeness towards their +poet-colleagues--learned it in the main, so far as not intuitively, from +the high examples set by Wolf and the modern French school--and have, +moreover, come to recognize the duty of setting such words as may be fit +not only to be sung but to be read, a duty shockingly neglected by many +of the greatest geniuses in musical history. + +And the cultural pressure has gone farther than this. Not only has the +increasing complexity of life broadened the musician's personal outlook, +professional or unprofessional: it has also modified, whether for better +or for worse, the outlook of the music itself. We may conveniently +divide all music into two great classes: 'absolute' music, in which the +composer appeals to the listener through the direct medium of the pure +sound and that alone; and 'applied' music, in which the appeal is more +or less conditioned by words, either explicit or implicit by +association, or by bodily movement of some kind, dramatic or not, or by +any other non-musical factor that affects the nature of the composer's +thought and the method of its presentation. Up to the present +generation, instrumental music, unconnected with the stage, has been +virtually identifiable with absolute music; there are a handful of +exceptions--sporadic pieces, usually though not invariably thrown off in +composers' relatively easy-going moods, and an isolated figure or two of +serious revolt, like Berlioz and Liszt--but they only serve to prove +the rule. Now, this identification is far from holding good. More +consciously than ever before, instrumental music is straining beyond its +own special domain and asking for external spurs to creative activity. +And it asks in various quarters. It may ask merely the hint of +particular emotional moods conditioned by special circumstances; or it +may vie with the poet and the novelist in analysis of character. The +psychology, again, may pass into the illustration of incident, whether +partially realistic or purely imaginative, or into the illustration of +philosophical tenets, as in Strauss's version of Nietzsche's doctrines +in his _Also sprach Zarathustra_ or Scriabin's of theosophy in his +_Prometheus_. Or the composer may go directly to painting, whether +actual as in Rachmaninoff's symphonic poem on Boecklin's picture of 'The +island of the dead', or visionary as in Debussy's 'La cathedrale +engloutie'. There is indeed no end to such instances. + +All this development of instrumental music into territories more or less +adjacent makes a very imposing show; and it is so markedly a product of +the last generation that we easily over-estimate the novelty of its +essential results. As I have said, instrumental music is more and more +asking for external spurs to creative activity; but this does not mean +that music as a whole is, so to speak, breaking loose from its moorings +and adventurously voyaging on to uncharted seas. What it means is, +simply, that, under the stress of modern culture, the barriers between +vocal and instrumental, dramatic and non-dramatic, music have been to a +great extent abolished. + +We may consider music as normally involving three persons: the composer, +the performer, and the listener. Until the present generation, the role +of the listener was normally quite passive. All that he had to do was to +keep his ears open to the music, and further, when required, his ears +open to words and his eyes to dramatic presentation. The composer and +the performers did everything for him. But now they do not. The modern +composer urges that, just as vocal music demands from the listener a +separate knowledge of the words, so instrumental music may demand, as a +condition of full understanding, a separate knowledge of some verbally +expressible signification. The parallel no doubt holds well enough even +if we answer, as we certainly may, that in much vocal music the words +are so unimportant that it really does not musically matter if they are +unintelligible or inaudible. But this latter-day demand on the listener +is considerable. The listener to Strauss's _Don Quixote_, for example, +must, in order to appreciate in full measure any section of this long +work, have a fairly close acquaintance with Cervantes' book--whether +derived from an analytical programme or from personal reading: there are +neither words nor acting to give a clue, nor does the printed music +itself give the slightest assistance, except in so far that a couple of +themes are labelled with the names of the 'Knight of the sorrowful +countenance' himself and Sancho Panza. Sometimes, no doubt, a composer +helps at any rate the purchaser of his music more; but to the listener +he gives nothing, and leaves his thought, as embodied in the mere title, +to be reached as best it may. The modern composer makes these demands on +the listener continually; and he does so simply because the sphere of +the music-lover's imaginativeness and general culture has become so +greatly enlarged that he thinks he can fairly afford to take the risk. + +But we may well ask whether the music of suggestion has not, in its +restless anxiety to correlate itself with non-musical culture, reached +or perhaps even overstepped the limits of musical possibility. It is no +question of a composer's rights: he has a right to do anything he can, +provided that he preserves a due proportion between essentials and +unessentials. And judicious criticism will turn, if not a blind, at any +rate a short-sighted eye towards a great composer's occasional realistic +escapades, which, however irritating they may perhaps be to others, are +to him only a part of the general background of his texture; after all, +in their different media, Bach and most of the other giants have +occasionally allowed themselves similar little flings. It is a question +not of rights, but of powers. The poet and the painter and the novelist, +not to mention all the non-human agents in the universe, are bound to do +a good many things much better than the composer can; and even if he may +personally aspire to be a kind of spectator of all time and existence, +he has no means of making his listeners see eye to eye with himself. The +risk he runs may be too great. Realizing as we must that all this +ferment of suggestion-seeking has undoubtedly vivified and enriched +musical development in not a few aspects, we may nevertheless feel, and +feel profoundly, that there is a cardinal weakness inherent in it. A +composer may so easily be tempted to forget that it is after all by his +music, and by his music alone, that he stands or falls. If he asks too +much extra-musical sympathy from the listener, he defeats his own end. +The listener will inevitably concentrate on the unessentials, and will +as likely as not get them quite wrong; he may indeed indulge the habit +of realistic suspicion to such an extent as to make him become +thoughtlessly unfair and credit the composer with sins of taste, whether +babyish or pathological, of which the objurgated culprit may be +altogether innocent. If a composer plays with fire, he is fairly sure to +burn some one's fingers, even if he successfully avoids burning his own. +And anyhow it is waste of time, and worse, for us to cudgel our brains +to fits of entirely unnecessary inventiveness when the composer has +left his music unlabelled. We sometimes hear of children being +encouraged to give verbal or dramatic expression of their own to +instrumental music; that is not education--very much the reverse. It is +merely the expense of spirit in a waste of fancifulness, the wilful +murder of all feeling for music as such. + +The feeling for music as such, that is still the one thing needful. And +by this canon, so it seems to me, we must judge all these alarums and +excursions of modern composers. If we hold firmly by it, we shall not be +unduly worried when we learn that the music which seems so perfectly to +realize the composer's expressed meaning has been originally designed by +him quite otherwise--as has happened oftener than is generally known; +though this fact does not excuse wilful contradictions of a composer's +definite intentions, as in the vulgar perversion of Rimsky-Korsakoff's +_Scheherezade_ popularized by the latest fashionable toy, the Russian +Ballet, which would do more musically unexceptionable service were it to +confine itself to works specially designed for it, such as the +fascinating and finely-wrought scores of Stravinsky, or concert works +like Balakireff's _Thamar_, based on programmes that can be mimetically +reproduced without unfaithfulness. And anyhow, in the midst of all these +appeals to the eye or the literary memory or what not, we may call to +mind the simple truth that music is something to be heard with either +the inward or the outward ear, and if we are too much distracted +otherwise, our hearing sense suffers. We shall pay too high a price for +our latter-day correlation of music with literature and the other arts +if the music itself has to play the part of Cinderella. 'We do it wrong, +being so majestical.' + +Again, we may endeavour to correlate recent musical development with +the development of the conceptions of nationality and race. With +nationality in the strictly political sense music has, indeed, nothing +to do: there is no inborn musical expression common to all the +inhabitants of Switzerland, or the United States, or the British Empire +(or indeed the British Islands). And if we abandon political nationality +entirely and think of national music solely in terms of race, we still +have to make very large deductions. Heredity counts, it would seem, for +far less than environment in musical development--especially so in these +days of free intercourse. Nevertheless, we may to some extent isolate +the racial element; and within the last generation increasingly vigorous +efforts have been made to do so--though they have perhaps neglected +sufficiently to observe that racial ancestry is often an extremely mixed +quantity. + +To the musician, this insistence on race is in the main a quite modern +thing. It is true that, as the successive waves of Italian influence +flowed northward in the sixteenth, seventeenth, and eighteenth +centuries, they met in England, France, and Germany, and, at the end, in +Russia, native cross-currents; and there was plenty of controversy +between the opposing parties. But this controversy was mainly concerned +with matters of technique; whereas the whole force of the modern +movement consists in its reliance on the simple folk-music which is +supposed to be characteristic of the race as a whole, and about which +hardly any composers of the past consciously troubled themselves at all. +Haydn and Beethoven, no doubt, used folk-tunes in their own works to +some extent, but the former's adaptations from the uncultivated tunes of +his own Croatian people are polished nearly out of recognition, and when +the latter commandeers from Ireland or Russia or elsewhere, nothing but +pure Beethovenishness remains after his masterful hand has done its +will. We may say, indeed, that nationality, as such, was never in their +time a conscious factor in musical composition. + +The modern movement seems to owe its origin to several non-musical +causes. For example, the spread of political democracy had no little +influence in arousing interest in the music specifically characteristic +of at any rate the non-urban sections of the newly enfranchised classes. +But, in the main, it was caused by the modern rise into something like +political prominence of the smaller nations, smaller either in size or +in historical importance. The events of 1848, for example, brought +Hungarian folk-music before the world; Bohemian claims against Austria +produced the work of Smetana and Dvo[vr]ak, largely based on the general +style of their own native melodies; the Irish Question made us know the +Irish songs; and the dominating races followed those leads, at any rate +in so far as to take interest in their own traditional music, and try to +evaluate its differentiating factors. Conscious connexion between +artistic composition and folk-music has varied very much: very strong in +Russia and other Slavonic countries, it has been very weak in Italy and +France; in Germany we find all stages between the work of Brahms, where +the folk-element is very notable, and of Wolf, where it is non-existent; +in our own islands it has been very weak, but is now becoming very +strong. But, whether this connexion has been conscious or not, still, +sooner or later, all the insisters on the importance of the element of +nationality have joined hands with the enthusiasts for the folk-music of +the people. In the work of preserving the knowledge of this folk-music +England has been one of the last of all countries: even the last edition +of Grove's _Dictionary_, our standard authority, gives many pages to +Scotland and Ireland and Wales, and smuggles English folk-music into an +appendix. Only indeed in the twentieth century has anything like an +adequate study of the varied treasures of English folk-music become +possible, and we have learned enough to realize that great folk-music is +no monopoly of the races that have been either politically or socially +decentralized. + +This advance of the conception of racialism has widened and intensified +music in not a few ways. It has brought to our knowledge many splendid +melodies, infinitely varied in design and emotional range, and, at their +best, inspirations that the greatest composers would have been proud to +sign. And, mixed as are the feelings with which we must contemplate the +general course of our own musical history, we can anyhow boast of some +of the finest folk-tunes in existence in these relics of the old world +on its last western fringes, in Ireland and the Hebrides. We have come +to see that this great mass of traditional music--only in part, of +course, the outpouring of sheer genius, but at its worst sincere--is, +with its appeal alike to the child and the adult, either in years or in +musical culture, the most perfect educational weapon yet devised with +which to combat all the forces that make for musical degradation. And, +apart from all this half-unconsciously wrought music, we have been shown +the value of the bypaths in art, of the work of the great men of the +younger races like the Scandinavians and the Czechs and most of all the +Russians, who do not speak the older classical tongues but have, all the +same, abundance to say that is well worth the whole world's hearing. It +is to our immense gain that we have now come, far more than ever before, +to realize that in the house of music there are many mansions. And, once +again, we have been taught the duty of being fair to the men of our own +blood, past and present. Particularly in our own artistic history there +has been visible a strongly marked tendency, such as no other nation +has shown in equal measure, to neglect and depreciate native work in +comparison with foreign, even when the latter might perhaps be worse. +But I think we may say, without self-laudation, that British composition +is now worth some considerable attention from ourselves and others; it +was, not unnaturally, wellnigh forgotten during its sleep from the death +of Purcell till the rise of Parry--a fairly sound sleep, during which it +occasionally half-opened its eyes for a moment or two--but it is wide +awake now. We are still slow to learn the lesson; but we have come to +realize, at any rate theoretically, the duty of doing what we can, in +the spirit not of favouritism but of justice and knowledge, to disprove +the proverb that a prophet (and an artist also) has no honour in his own +country and in his father's house. + +So much to the good. But to-day, more than ever before, many voices are +urging us to go farther--and, I think, to fare worse. Artistic racialism +has always been spontaneous, so far as the art is great. No composer who +is worth anything can be dragooned into being patriotic: he will go his +own way. Some are attracted more than others by the general types of +phrase or the general emotional moods exemplified in the folk-music of +their own race; but that is a matter for neither credit nor discredit. +Individuality includes race as the greater includes the less. The only +vital consideration is the value of the output in the general terms of +all races; and indeed all great folk-music, like any other kind, speaks, +for those who have ears to hear, a world-language and not a dialect. And +there is still more at stake in this issue. Those who, as I do, hold +that the best chance for the political future of the world lies in the +weakening of national and racial as well as class consciousness, must +needs regard very suspiciously any of these modern attempts to force +music into channels which are deliberately designed for it by +non-musical considerations: the fettering, by set purpose, of art is a +very considerable step towards the fettering of life itself. England may +sometimes have failed in kindness to her own artistic children, living +and dead; but at any rate we have been free from the curse of a narrow +jealousy and have steadfastly held to the proud faith of the open door +and the open mind. The ideal--so violently dinned into our ears +nowadays--of a national school of composers may very easily mean a +wilful narrowing of our artistic heritage. If an English composer with +nothing to say for himself imitates Brahms or Debussy, it is obviously +regrettable; but he will not mend matters by imitating Purcell. And, +after all, the musician who (save occasionally when seeking texts for +his own individual discourses) borrows his material from his native +folk-music stamps himself, just as much as if he borrowed from any other +quarter, as a common plagiarist incapable of inventing material of his +own. If we may adapt for the purpose Johnson's famous aphorism about +patriotism and scoundrels, we may say that racial parochialism is the +last refuge of composers who cannot compose. Let us assert once more the +supreme beauty of folk-music at its best; but it is often childish, and, +anyhow, childish or not, it is after all the work of children. And any +of the world's activities would come to a strange pass if children--or +any races or classes which, through lost opportunities or the oppression +of others, are still virtually children--were to dictate principles of +intolerance to those who, by no merit of their own but as a plain matter +of fact, can possess the wider vision. Let a composer steep himself as +much as he can in his native folk-music, as in all other great music, +and then write in sincerity whatever is in his own marrow; but anything +approximately like a chauvinistic attitude towards music, as towards +any other of the things of the spirit, means either insensibility to +spiritual ideals or unfaithfulness to them. Let me take an analogy. I +have always felt that a philosophical and historical study of the idea +of honour would throw more light than anything else on many great +problems, notably the problem of war, and that in this investigation the +conception of the duel would have a very prominent place. May we not say +that, just as the individual honour of each of us, unless we are members +of the self-styled upper classes of a few countries, is now supposed to +be able to take care of itself, so the blood in a composer's veins will, +if his music is worth anything, be able to take care of itself also? +Neither honour nor artistic personality is affectable by external +considerations which are on a different plane of value. And music indeed +is the most specifically international, or supernational, of all the +arts; it has not, like literature, any barriers of language, nor, like +painting or sculpture or architecture, any local habitation. Musical +separatism is not a natural quality; it needs careful and continuous +fostering. And I know from personal experience that, all through the +war, there was no difficulty at all in carrying on concerts in the +programmes of which works by living German composers, and songs in the +German language, were included in their due proportions just as before. + +Another great factor in modern European thought with which I would +attempt to correlate music is the factor of religion. No one will deny +that the last generation has seen profoundly important changes in +religious thought: whatever may have been the eddies and backwaters, the +main stream has run, and still runs, like a cataract. These changes may +be very differently judged by different types of men, all of them +equally firm believers in the supremacy of spiritual ideals: some may +definitely regret, some may, with the help of such conceptions as that +of progressive revelation, steer a middle course, some (among whom I +would number myself) may definitely welcome. But in whatever light we +may regard these radical refusals of the old allegiances, we shall +naturally expect to find their influence in music, which has had in many +ways so intimate a connexion with religion. Indeed, the conception of +music as in some special way the handmaid of religion dies very hard. It +is still possible, in April 1919, for distinguished musicians, when +appealing for funds for the foundation of a professorship of +ecclesiastical music, to put their names to the statement that 'the +church will always be the chief home and school of music for the +people'[71]: and this when the facts about attendances at places of +worship have long been familiar. We must rate the influence of church +music more modestly; it has a great influence in its own sphere, but its +sphere is only one among many. + +We may, I think, envisage this religious development on its practical +side as a process of differentiation by which the sincere standers in +the old and the middle and the new paths have little by little drawn +apart intellectually--but not, in societies that are happily able to +take broad views of human nature, otherwise than intellectually--not +only from each other but still more from those who, whatever their +ostensible labels, are in reality followers of Gallio and routine. And +something like the same process is observable in the religious music of +the past generation. Many of its old conventions have silently dropped +away, unregarded and unregretted: whatever the outlooks, and they are +many and various, they are more clear-sighted, more sincere. Here in +England we have somewhat lagged behind: we have had, not perhaps +altogether fairly but indubitably, a reputation for national hypocrisy +to sustain, and our religious music has only with difficulty shaken +itself loose. Not very long ago, Saint-Saens's _Samson and Delilah_, now +one of the most popular of operas, could only be performed as an +oratorio: it dealt with biblical incidents and characters, therefore it +was religious music, therefore it could not be given stage presentation. +Of course this kind of attitude is never logical: for a long time we +closed Covent Garden to Strauss's _Salome_ for the same reason, but no +one, so far as I know, ever proposed to endow it with a religious halo. +Now, when Sunday secular music is everywhere, its origins seem lost in +antiquity; but the chamber-music concerts at South Place in London and +Balliol College in Oxford, which are, I think I am right in saying, the +twin pioneers, are both little over thirty years old. In most other +countries, however, music has suffered far fewer checks of this kind; +and it is of more importance to correlate musical and religious +development on more general lines. Particularly interesting, I think, is +the history of the decline of the oratorio, which I should myself be +inclined to date from the production of the German Requiem of Brahms +about half a century ago, though the real impetus has become apparent +only during the last generation. + +Brahms's Requiem was indeed something of a portent: it was a definite +herald of revolt. The mere title, 'A German Requiem', involving the +commandeering of the name hitherto associated exclusively with the +ritual of the Roman Church and the practice of prayers for the dead, and +its adaptation to entirely different words, was in itself of the utmost +significance; and the significance was enhanced by the character of the +words themselves. In the first place, they were self-selected on purely +personal lines; in the second place, they were, theologically, hardly so +much as Unitarian. Brahms claimed the right to express his own +individual view of the problem, and at a length which involved the +corollary that the problem was regarded in its completeness. The 'German +Requiem' cannot be considered, as an anthem might be, as an expression +of a mere portion of a complete conception of the particular religious +problem: in an organic work of this length, what it does not assert it +implicitly denies or at any rate disregards. And this was at once +recognized, both by Brahms's opponents and by himself: he categorically +refused to add any dogmatically Christian element to his scheme. +Similarly with his _Ernste Gesaenge_, written some thirty years later, at +the end of his life: he balances the reflections on death taken from +Ecclesiastes and similar sources with the Pauline chapter on faith, +hope, and charity--not with any more definite consolation. And again, +with the choral works, the settings of Hoelderlin's _Schicksalslied_, +Schiller's _Naenie_, Goethe's _Gesang der Parzen_ (the first-fruits of +the essentially modern spirit which has impelled so many composers to +choral settings of great poetry)--they deal with the ultimate things, +but the expression is never, so to speak, orthodox: it is imaginative, +sometimes perhaps ironical, but never anything but intensely +non-ecclesiastical. + +Brahms's Requiem represents, as I have said, the beginning of the change +in the conception of concert-room religious music, of the abandonment of +the old type of oratorio in favour of something much more conscious and +individual; and in refusing to take things for granted, religious music +has been altogether in line with general religious development. The +change can perhaps be observed in English music more markedly than +elsewhere. Oratorio, in the sense in which we ordinarily use the term, +is to all intents and purposes an invention of the genius of Handel +reacting on his English environment: the form was of course older, but +he gave it a specific shape that set the fashion for future times. It +had its birth in a business speculation; it was a novelty designed to +occupy the Lenten season when the theatres were not available for opera. +Like the opera, it supplied narrative and incident and characterization +though without scenery or action, and it dealt with biblical history. +The history of the oratorio is the history of this loose compromise; it +has afforded an attractive flavour of the theatre even to those to whom +drama may in itself have seemed disreputable, and it has had the +advantage of possessing subjects which combined unquestioningly accepted +literal truth with unlimited possibilities for wholesale edification, +and at the same time made no intimately personal claims. The libretto of +Mendelssohn's _Elijah_ is perhaps at once the most familiar and the most +skilfully compiled example of the type; but it is now, so far as great +music is concerned, extinct. Here in England--where, for something like +a century and a half, the demand was so large that composers, when tired +of writing oratorios themselves, still went on producing them out of the +mangled fragments of other music--Parry's _Judith_ of 1888 is the last +of the old type from the pen of a great composer; and his subsequent +works show, in striking fashion, the direction of the newer paths. There +is no longer the assumption that everything in the Bible or the +Apocrypha is at one and the same time literally true and somehow or +other edifying. _Job_ and _King Saul_ are great literature and vivid +drama; they stand on their own merits. And the long succession of +smaller choral works, in which Parry mingled in curious but intensely +personal fusion his own earnest but somewhat pedestrian poetry with +fragments of the Old Testament prophets, represent a still further +abandonment of the old routine; they form a connected exposition of his +philosophy of life, on the whole theistic rather than specifically +Christian, and always transparently individual. Individual--that is the +real issue. According to their differing temperaments, different +composers may swing towards either the right or the left wing of thought +in these non-ecclesiastical expressions of ultimate things: Stanford may +join with Whitman or Robert Bridges, Vaughan-Williams with Whitman or +George Herbert, Frank Bridge with Thomas a Kempis, Walford Davies with a +mediaeval morality-play, Gustav Hoist with the Rig-Veda, Bantock with +Omar Khayyam. But the essentials, for any composer worth the name, are +that his theme shall have its birth in personal vision and shall appeal +to personal intelligence. The routine oratorio fulfilled neither of +these conditions; and it is dead beyond recall. It was a curious +illustration of foreign ignorance of British musical life that +Saint-Saens, when asked to write a choral work for the Gloucester +Festival of 1913, should have imagined that he was meeting our national +tastes with an oratorio on the most prehistoric lines. However, the +unanimous chilliness with which _The Promised Land_ was received must +have effectually disillusioned him. + +But the liberalisers, though the more numerous force, have no monopoly +of sincerity: among the genuine conservatives also we can find, I think, +signs of the correlation of musical with religious development. We have +had, during the last generation, many works that are in the legitimate +line of descent from the great classical settings of ritual words or (as +with the Passions and Cantatas of Bach) words that are intended anyhow +to appeal not as literature but as dogma. When Elgar prints on the +title-pages of his oratorios the letters A.M.D.G.--_ad majorem Dei +gloriam_--the personal note is, in these days, obvious. His own libretti +to _The Apostles_ and its sequel _The Kingdom_ (and to the further +sequels which had been sketched out twelve years ago, though none has as +yet seen the light) resemble those of the older type of oratorio in so +far as they include narrative and dramatic incident and religious +moralizing; but there is not a trace of the old lethargic taking things +for granted, it is all a ringing sacramental challenge to the individual +soul. Elgar's work is indeed the typical musical expression of recent +Roman Catholic developments; but there are others also. There was +Perosi, the Benedictine priest, whose oratorios, tentative, childishly +sincere mixtures of Palestrina and Wagner, were forced upon Europe in +the late 'nineties with the full driving power of his Church, and who, +when his musical insufficiency became palpable, was dropped in favour of +Elgar himself, whose sudden rise into deserved fame coincides in time. +There was again the allocution of Pius X, known as the _Motu proprio_, +which sought to reform ecclesiastical music and has, however fruitless +it may have been elsewhere, made the services in Westminster Cathedral, +under Dr. Terry's direction, a Mecca for musicians of all faiths who are +interested in the great sixteenth-century masterpieces. There are also +the aristocratically Catholic composers of latter-day France, centring +round Vincent d'Indy and the _Schola Cantorum_ and looking back for +inspiration to Cesar Franck. And again, in the English communion, there +is the marked High-Church movement for the encouragement of dignified +music, a movement that has had great influence in the purification of +popular taste. And the pivot round which all this turns is the dogmatic +faith that definitely Christian expression in music is the property, +the exclusive property, of those who by temperament and conviction are +Christians. The attitude, like the conditions which have brought it +about, is, I think, new: but some of its adherents go surely too far +when they urge that those whose minds work otherwise cannot really +appreciate this music at its due worth. Cesar Franck, that simple-minded +childlike genius, once pronounced Kant's _Kritik der reinen Vernunft_ +'very amusing'--a surely unique criticism--simply, it would seem, +because it was eccentric enough not to take Catholicism as a primary +postulate: I do not myself happen to have any information about Kant's +musicianship--perhaps, like too many great thinkers, he knew little +about music and cared less--but I think we may venture to say, in the +abstract, that his philosophy would have made him fairer to Franck than +Franck was to him. + +And thus perhaps we may conclude that recent musical development has +kept pace with religious development in concentrating more and more on +individual sincerity, whether on the one side or the other, and +abandoning the old easy-going haphazard routine. But, in reaction from +the extreme right and the extreme left of the movement, we have also the +sincere dislikers of stark thinking, whom their opponents call by +dignified names of abuse, such as pragmatists or undenominationalists: +and here again music keeps pace with religion. It is not the old routine +again (though perhaps in practice it may at times come rather perilously +near it); it is the more or less conscious adoption of a compromise. We +can see its musical working best of all in the recent history of church +music in England; it is true that the great mass of the younger +musicians, here as in all other countries, stand outside these +developments, and look both for ideals and practice elsewhere, but the +developments have none the less been very significant. There have been +three stages. A couple of generations ago there was no conflict and no +call for compromise. The ecclesiastical musician of the time was +expected, whether as composer, as organist, or as administrator, to do +his best according to his lights: it was his accepted business, as +presumably knowing more about the matter than the artistic laity, to +lead their taste, not to follow. Then came the reign of men like Dykes +and Stainer and Gounod, whose normal attitude involved the sacrifice by +the musician of some of his musicianship in the supposed interests of +religion. The supposed interests, I say; for the whole point of the +third stage of development, the conflict in which English church music +is now involved, is the denial by one of the opposing parties that the +interests of religion are in any way served by such a sacrifice. It is a +very keen conflict, in which the sympathies of the musician _qua_ +musician naturally lean towards those who uphold the inalienable dignity +of his art: and even if he feels that ecclesiastical music, _qua_ +ecclesiastical, is outside his personal concern, influences from it are +bound to radiate into the secular departments. But what I would more +especially point out is that the religious and the musical developments +proceed side by side. Just as the stricter purists in the one field are, +in the other, generally inclined, even if themselves unmusical, to +uphold plain-song and the Elizabethans and only such modern work as is +inspired by something like a similar spirit, aloof and strong, so those +whose religious mentality is of a more pliable type are, if musically +indifferent, generally inclined to uphold the practical accommodation +afforded by the inclusion of at any rate a certain quantity of music +that is consciously adapted to the more immediately obvious emotions of +the average worshipper. + +And, even if there is no question of a lowered artistic standard, we +see, I think, the same spirit of compromise, of ready acceptance of the +more immediately obvious as the average and proper norm for all people, +elsewhere on the boundaries of musical and religious life. It is so easy +to turn a blind eye to logic and minorities, or even to majorities if +they have little pressure, social or other, to back them up. To +illustrate from one or two English examples, the transformations of +cathedrals into secular concert-rooms are as open to blame from the one +side as are, from the other, such assumptions as that of the 'Union of +Graduates in Music' to take rank as a definitely ecclesiastical, indeed +an Anglican society. Again, it so happens that a somewhat exceptional +proportion of English musicians hold, or have held, as conditions of +livelihood, posts to which not all of them would have aspired had other +channels, open to their foreign fellow-artists, been open to them also; +and, as a necessary consequence, there is more probability here than +elsewhere of the musical profession presenting practical problems for +the intellectual conscience to solve. So far as the musician is a +personal non-conformer and also a teacher (even if not a church +organist), he is often compelled into a tacit agreement with the +Cowper-Temple clause, at the least: and so far as he is a convinced +conformer, he is often compelled to strain, far beyond the meaning of +the parable, the principle of letting the wheat and the tares grow +together. This is called a practical age: and the compromisers, in +religion and in religious music, are a powerful force. But I would +venture to think that the future lies, in the long run, in other hands +than theirs. + +To the mediaeval musician, religion and science were the twin +foundations of his art. But while the influence of religious development +can without difficulty be traced in musical history, the influence of +scientific development is much more contestable. It may indeed, I +think, be said that post-mediaeval music has gone its own way without +considering science at all. Theorists of course there have been, and +still are, who try to discover scientific foundations for the art of +music as we moderns know it: they do their best to correlate +mathematical physics with practical composition. But during the past +generation these attempts, never very hopeful, have become much less so. +It is only too easy to play scientific havoc with the foundations of +modern music: but, arbitrary and scientifically indefensible though they +may be, they are our inheritance. Music has come to be what it is by +methods that will not bear accurate investigation: our tonal systems are +mere makeshifts, and no composer can completely express his thoughts in +our clumsy notation. I doubt if, throughout all this last generation +that has seen such overwhelming scientific advance, music has really +been scientifically affected (in the strict sense of the word) in the +slightest degree, if we exclude some interesting experiments in +sympathetic resonances, primary and secondary, at which some recent +composers for the piano have, at present rather tentatively, tried their +hands. And whole-tone and duodecuple scales and modern harmony in +general are taking us farther and farther away from those natural laws +of the vibrating string upon which arm-chair theorists have sought to +build a very top-heavy edifice. Of course, the vibrating string +ultimately gives--mostly out of tune--all the notes of the chromatic +scale, but composers employ them on principles the reverse of +mathematical. + +The growth of music has not been scientific; but growth of some kind is +evident enough, though it is none too easy to define it at all +adequately. Some might say, with Romain Rolland in his _Musiciens +d'autrefois_, that 'the efforts of the centuries have not advanced us a +step nearer beauty since the days of St. Gregory and Palestrina'; but +this is surely a narrow outlook. Beauty combines the many with the one: +and plain-song and the _Missa Papae Marcelli_ show us only a few, a very +few, of its manifestations. But artistic progress is, anyhow, very +subtle and evasive; and musical progress, in particular, is hardly +correctable with any other. Above all, we must recollect that, to us +Europeans, music--which, in the only sense worth our present +consideration, is an exclusively European product--is incalculably the +youngest of the great arts; if we exclude some monophonic conceptions +that have still their value for us, it is barely five hundred years old +at the most. + +During the last generation an advance in material complexity is obvious, +even though the complexity may often enough be one of accidentals rather +than essentials. An orchestral score of Wagner is relatively simple in +comparison with one of Delius or Ravel or Scriabin or Stravinsky or +Schoenberg; and the demands on performers' technique and also on their +intelligence have steadily increased to heights altogether unknown +before. The composer has at his present disposal a vastly enlarged +medium; the possibilities of sound have developed incalculably more than +those of paint or stone or marble. Pheidias could, we may imagine, have +appreciated Rodin across a gulf of over two thousand years; but it is +difficult to see the points of contact, after little over three hundred +years, between Palestrina and any twentieth-century work that would +claim to be 'in the movement'. And it is not only in complexity that we +have advanced. We have extended the limits of musical style. We have +adopted in sober earnest methods forecasted at rare intervals in the +past by adventurous explorers, and employ musical notes not as elements +in any harmonic scheme but purely as points of colour, exactly as if +the definite notes were mere clangs of indefinite instruments like +cymbals or triangles. Wordless vocal tone, moreover, of several +different types, is pressed into the same service. Varied tonal and +harmonic colour, and structural freedom: those are the two battle-cries +of the young generation. Little by little the old tonalities, based as +they were on fixed centres, are slipping away; all the notes of the +chromatic scale are acquiring even status; the principles of structure +are newborn with every new work. And advance of this kind has been +extraordinarily accelerated during the last twenty years. At no time in +musical history have there been such express-speed modifications of +manner as those which divide, let us say, the latest piano pieces of +Brahms (1893) and the latest of Scriabin (1914). It is possible, indeed, +that our standard system of keyboard tuning may require modification in +the not very distant future. Once again, as three hundred years ago, +music seems to be in the throes of a new birth. On the former occasion, +the process of convalescence lasted rather more than a century, from +Monteverde through Carissimi and Schuetz and Purcell to Bach; and it may +perhaps take as long now. + +But it is plain enough that mere novelty does not involve progress; if +it were so, the music of the casually strumming baby would demand high +recognition. Nor is progress to be found in merely quantitative, +Brobdingnagian expansion. And when we have taken our stand on what seems +a sufficiently sound definition of musical progress in its material +aspect--the combination of novelty with expansion, the new thought with +its appropriately enlarged medium--we have yet to remember that many +very fine composers still can, and do, express their natural and full +selves in older idioms, and that progress of this kind, however +widespread it may become, is not necessarily advance in the scale of +values. There is, somewhere or other, a limit to the cubic capacity of +things: they cannot increase indefinitely in depth and breadth at once. +We may confidently hope that we have not yet musically come within +hailing distance of the limit: but nevertheless it is becoming more and +more difficult to see music steadily and see it whole, and it is useful +to take stock of our position. Our musical minds are very much broader +than they were: in that sense we can well, like the heroes of Homer, +boast that we are much better than our fathers. But are they also +deeper? We have gained access to many new rooms in the house of art, +rooms full of strange and beautiful things, for the knowledge of which +we must needs be profoundly and lastingly grateful; but some of the +rooms seem rather small and their windows do not seem to have been +opened very often, while others seem liable to be swept by hurricanes +which upset the furniture right and left. Veterans there are, musicians +not to be named except with high honour, who fall back for nutriment on +the great classics and pessimism; but our notions of beauty cannot stand +still, and in all ages of music one of the most vital tasks of criticism +has been to distinguish between the relatively non-beautiful which has +character and truth and its superficial imitation which has neither. All +musicians very well recollect their first bewilderment at what has +afterwards become as clear as daylight. But we must retain our standards +of judgement. We have no right to criticize without familiarity, but we +must remember that over-familiarity, mere dulled habitual acceptance, +means equal incapacity for criticism. If, after trying our utmost, we +still cannot see any sense in some of these modernist pages, there is no +reason why we should not say so; it is quite possible that there really +is no sense in them, and that the composer is perfectly aware of the +fact. Odd stories float about the artistic world. And if the anarchists +call us philistines and the philistines call us anarchists, it is fairly +likely that we are seeing things pretty much as they are. + +Moreover, it is worth remembering that a good deal of what is loosely +called modernism is in reality very much the reverse. There is nothing +progressive in the confusion of processes with principles, in the +breathless disregard of the larger issues. Take the ideal of 'direct +expression of emotion', the attempt to give, as Pater said half a +century ago, 'the highest quality to our moments as they pass and simply +for those moments' sake'. Musically, it is a return to the childhood of +our race, to the natural savage. If a musical composition is to consist +of anything more than one isolated noise, it must inevitably have a form +of some kind, its component parts must look backward and forward. The +latter-day composers who speak of Form as a kind of bogey that they have +at last exorcized remind us of those latter-day thinkers who boast that +they have abolished metaphysics. We cannot leap off our shadows; if we +try, we shall only find that we are left with a residuum of bad +metaphysics or bad musical form--as thoroughly bad as the metaphysics +and the musical form that have resulted from the confusion of the one +with empty word-spinning and of the other with hide-bound pedantry. +Again, much of the modern rhythmical complexity strongly resembles, in +essence, the machine-made experiments of mediaeval times; and the +peculiarly fashionable trick of shifting identical chords up and down +the scale--the clothes'-peg conception of harmony, so to speak--is a +mere throw-back still farther, to Hucbald and the diaphony of a thousand +years ago. And the insistence, now so common, on the decorative side of +music, the conscious preference of the sensuous to the intellectual or +emotional elements, brings us back to our own infancy, with its +unreflecting delight in things that sparkle prettily or are soft to the +touch or sweet to the taste. It is a reaction from sentimentality, no +doubt, but is a reaction to an equal extreme, a perversion of the truth +that great art never wholly gives itself away. As Vincent d'Indy has +justly pointed out, the 'sensualist formula'--'all for and by +harmony'--is as much an aberration of good sense as the parallel formula +of the ultra-melodic schools of Rossini and Donizetti: in either case it +means the sacrifice of spaciousness to immediate effect, the supremacy +of sensation over the equilibrium of the heart and the intelligence. Not +of course that any music lacks the sensuous element; but it is a matter +of proportion. And very distinguished as are many of the modern +exponents of this side of things, history tells us, I think, that they +are working in a blind alley. They have their supporters, no doubt. M. +Jean-Aubry, in his very suggestive and valuable book on modern French +musicians, has used a phrase that seems to me worth remembering; he +speaks of the 'obsession of intellectual chastity' which, to his mind, +disfigures the work of Cesar Franck and other great composers whom he +therefore rejects from his latter-day Pantheon. I am glad to think that +Franck would have gloried in this shame. He, and a very goodly company +with him, knew that music was, at its highest, something better than an +entertainment, however thrilling or however refined. + +But, whatever critics and composers may feel about musical progress, it +is, as Wagner said, in the home of the amateur that music is really kept +alive, and the amateur's music depends very largely on the schools. A +generation ago music was certainly sociologically selfish. Musicians had +not realized that all classes of the community were open to the +influences of fine music, if only they had the opportunities for +knowing it. But since then there have been very great advances, both +quantitative and qualitative, in musical education. We have spread it +broadcast, in the increasing faith that appreciation depends, not on +technical knowledge or executive skill, but on the responsive +temperament and the will to understand. Familiarity, familiarity at home +if possible, is the key to this understanding; and in this connexion +there is, I believe, an enormous educational future before pianolas and +gramophones, if only the preparation of their records can be taken in +hand on artistic rather than narrowly commercial lines. And our +standards of judgement have risen: we do not worship quite so blindly +mere names, whether of the past or of the present, nor exalt the +performer quite so dizzily above what is performed. Nor do we quite so +glibly disguise our indifference to vital distinctions by talking about +differences of taste: we know that, however catholic we may rightly be +within the limits of the good, whether grave or gay, there comes sooner +or later, in our judgement of musical as of all other spiritual values, +a point where we must put our foot down. We are going on, and our +theories are sound enough: but the path of a democratically widened, and +rightly so widened, art is by no means easy. The principle of levelling +up slides so readily into the practice of levelling down: and the book +of music is closed once for all if we are to accept the plenary +inspiration of majorities. + +But here in England the greatest danger to musical progress is, I +venture to think, the self-styled practical Englishman--fortified as he +is by the consciousness that, for at any rate a couple of centuries or +more, we have as a nation taken a low view of the arts and have been +rather proud of it than otherwise. It is so obvious that no profession +is economically more unsound than that of the serious composer: it is +not so obvious that we owe all the great things of the spirit by which +we chiefly live to those whom the world calls dreamers, among whom the +great musicians have had, and, I hope and believe, will always have, no +mean place. Against the 'practical Englishman', and all that his +attitude to music involves, we can all of us fight in our respective +spheres: and I would commend to you for useful weapons three very +different books by very different men--Sir Hubert Parry's great book on +_Style in Musical Art_, Mr. C.T. Smith's account of his artistic work in +an elementary school in the East End of London which he calls _The Music +of Life_, and a pamphlet _Starved Arts mean Low Pleasures_ recently +written by Mr. Bernard Shaw for the British Music Society. And one +particular line of indirect attack, easily open to all of us, is, I am +inclined to think, specially promising. In the third and fourth verses +of the thirty-fifth chapter of the book of Ecclesiasticus we shall find +these injunctions, which I translate as literally as Greek epigrams can +be translated: 'Do not hinder music: do not pour out chatter during any +artistic performance: and do not argue unseasonably.' In other words, +conversation, however valuable, prevents complete listening to music; +and music that is not meant to be listened to in its completeness is not +worth calling music, and had much better not be there at all. Musical +progress will be spiritually well on its way when we all realize this +axiomatic truth as firmly as this Hebrew sage of two thousand years and +more ago. + +FOOTNOTES: + +[Footnote 71: _The Times_, April 17, 1919.] + + + + +XII + +THE MODERN RENASCENCE + +F. MELIAN STAWELL + + +To understand in any degree the modern outlook on life it seems +necessary to go back to the time of the French Revolution. For at that +stirring epoch there flamed up in the minds of enthusiasts an ideal of +man's life larger than had ever yet been known, and one that has +dominated us all ever since. If we give, as I think we should give, a +wide sense to the word 'Liberty' and make it mean all that stands for +self-development, then one may say that this ideal was fairly well +summed-up in the famous Revolutionary watchword, 'Liberty, Equality, +Fraternity'. It is impossible at any rate to read the idealists of that +time and its sequel--say from 1793 to 1848--whether in France, Germany, +England, or Italy, whether inside or outside the Revolutionary ranks, +without feeling their buoyant hope that a fresh era was opening in which +man, casting aside old shackles and prejudices, could advance at once +towards knowledge, joy, splendour, both for himself and all his fellows. +Shelley, perhaps, is most typical of what I mean. Hogg laughed at him +for his belief in the 'perfectibility' of the race, but Hogg knew the +belief was vital to the poet. To Shelley it was a damnable doctrine that +the many should ever be sacrificed to the few: yet neither was the +ultimate vision that inspired him the vision of the few being sacrificed +for the many. He was anything but an ascetic seeking martyrdom. The +martyrdom of his Prometheus is a prelude to the Unbinding when +happiness shall flood the world:-- + + 'The joy, the triumph, the delight, the madness! + The boundless, overflowing, bursting gladness, + The vaporous exultation not to be confined!' + +And not only happiness and love, but knowledge also: the Earth calls to +the Sky: 'Heaven, hast thou secrets? Man unveils me; I have none.' +Soberer spirits shared this poet's ecstasy. Wordsworth sang + + 'Bliss was it in that dawn to be alive, + But to be young was very heaven.' + +And that heaven was exactly this foretaste of the Spirit of Man entering +undisturbed into his full inheritance at last: Science welcomed as a +dear and honoured guest, Poetry known as 'the breath and finer spirit +that is in the countenance of all knowledge'. + +It is scarcely necessary even to mention the high hopes of the French +themselves, the confident anticipation of an Age of Reason when all men +should be brothers and the earth bring forth all her treasures, but it +is well worth noting the attitude of Goethe, an attitude the more +significant because, in a sense, Goethe always stood outside the French +Revolution. But he, like the best of its votaries--and this is less +known than it should be--desired the development of all men every whit +as much as he desired the high culture of a few. It was for the double +goal that he worked. 'Only through all men,' he writes in a notable +passage, 'only through all men, can mankind be made.'[72] All good lies +in Man, he tells us again, and must be developed, 'only not in one man, +but in many'. Goethe, the so-called aristocrat, has given us here as +true a formula for the democratic faith as could well be found. And to +him, as to Shelley and to Wordsworth, Poetry and Science were not +enemies but friends dearer than sisters. Those three, Shelley, +Wordsworth, and Goethe, foreshadowed a new poetry of science that has +never yet been achieved, though fine work has been done by Tennyson, +Whitman, Sully Prudhomme, and Meredith. + +Goethe, moreover, again like Shelley and the French, broke with all +ideals of mere self-abnegation. In his poem, 'General Confession', he +makes his disciples repent of ever having missed an opportunity for +enjoyment and resolve never so to offend again. Here, as often, Goethe +comes into the closest touch with our modern feeling. We, too, can never +return to the Franciscan ideal of poverty, celibacy, and obedience as +the highest life for man on earth. We have done with self-denial except +as the means to a human end. We are still in the tide of what I would +call the Modern Renascence; we claim the whole garden of the world for +our own, the tree with the knowledge of good and evil included, reacting +even from Christian ideals if they can make no room for that. But, after +all, the characteristic of the belief dominant a century ago was exactly +that such room could be made, that Hellenism could be combined with +Christianity, and self-development with self-denial. + +And this belief is, I think, reflected in the music of the time. +Schubert, that sweetest soul of tears and laughter, understands every +shade of wistfulness, and yet again and again in his music it seems as +though the universe had become, to quote a lover of his, one immense and +glorious blackbird. Mozart, in 'The Magic Flute', as Goethe seems to +have recognized, sings the very song of union between the unreflecting +joy of the natural man and the strenuous self-devotion of the awakened +spirit. Beethoven, greatest of them all, plumbs the lowest depths of +suffering and then astounds and comforts us by ineffable vistas of +happiness. After years of personal misery he crowns the glorious series +of his symphonies by the one that ends in a hymn of joy, freedom, and +faith, embracing the whole world--'Diese Kuss der ganzen Welt'--that +majestic open melody, clear as the morning, fresh as though it came from +far oversea, greater even than any of the great harmonies that have gone +before, larger than the tortured human heart, steadier than the sudden +ecstasy of the spirits set free, stronger than the swansong of the +dying, a melody content with earth because it is conscious of heaven. I +offer no apology for weaving my own fairy-tales round such music: I see +no harm in the practice, but only good, so long as we understand what we +are about. Music, it is true, is something other than, in a sense more +than, either thought or feeling or even poetry, and cannot be reduced to +any of them (nor any of them to it). The universe would be poor indeed +if it could be so. But none the less the truth may be, as Spinoza +thought, that the universe is at once a unity and a unity with many +facets, so that any one facet, while for ever unique, can bring to our +minds all the mysteries of the rest. + +In any case, the high confidence that breathes in the music of a hundred +years ago meets us again in the philosophers. + +Hegel, born in the same year as Beethoven and Wordsworth (1770), is sure +that nothing can resist the onslaught of man's spirit. 'Stronger than +the gates of Hell are the gates of Thought.' Fichte is convinced that +there waits in man, only to be developed, a power that will unite him +with all other men and at the same time develop his own personality to +the full. In a sense, the deepest, each man _is_ his fellow-men, and +they are he. + +How much this conception has affected modern thought can be seen in a +recent and very remarkable book, _The New State_,[73] where the very +basis of democracy is shown to be the faith in this essential unity, a +unity to be worked out, not yet realized, but capable of realization, a +faith stirring all through the modern world, in ways expected and +unexpected, from Syndicalism to the League of Nations. + +Later than Hegel and Fichte, the great Positivist conception of life +preached by Comte is instinct with this belief that man united with his +fellows, and only as so united, can attain heights undreamt-of and +unlimited. + +The flood-tide of this faith flowed far into the nineteenth century. The +Italian Mazzini, leader of revolt in 1848, was filled with it. Prophet +of the most generous political gospel ever preached, he lived on the +hope that, if freedom were given to the nations and duty set before +them, they would prove worthy of their double mission, and peace would +come to pass between all peoples. + +But even Mazzini had his moments of agonizing doubt. And others beside +him, men of lesser intellect as well as greater, were soon to raise, or +had already raised, voices, stern or fretful, of protest and criticism. +It became clear at last that this joyous confidence rested on a very +definite view of life and one that might easily be challenged, the view, +namely, that at bottom the universe meant well to man, that his greatest +aspirations were compatible with each other and nowise beyond +attainment. Almost from the first there were men of the modern world who +did challenge this. Byron and Schopenhauer are significant figures, both +born in the same year, only eighteen years later than the great Three of +1770, Wordsworth, Hegel, and Beethoven. Byron is full of moody +questionings, Schopenhauer of much more than questionings. Against the +dauntless optimism of Hegel, he flatly denies that the universe is good, +or happiness possible for man. On the contrary, at the heart of it and +of him there lies an infinite unrest, never to be quieted until man +himself gives up the Will to Live and sinks back into the Unconscious +from which he came. + +Now after Schopenhauer came Nietzsche, and though Nietzsche's influence +may have been exaggerated, yet undeniably it has been of immense +importance both for Germany and Europe. He is typical of the change that +begins to appear about the middle of the century. Reacting from the +optimism of the idealists (which seemed to him both smug and false), +Nietzsche welcomed Schopenhauer's more Spartan view with a kind of +fierce delight. But his criticism of Schopenhauer was fierce too, and he +gave a strangely different turn to such parts of the doctrine as he did +accept. To Schopenhauer, since it was folly to hope for real happiness +in this life or any other, the wise course would be to kill outright, so +far as possible, the Will to Live itself. To Nietzsche the wise course +was to assert life, to claim it more and more abundantly, to face this +tragic show with a courage so high that it could be gay, a courage that +could do without happiness, and yet that turned aside from none of +life's joys simply because they were fleeting, that was more than +content to 'live dangerously', picking flowers, as it were, clear-eyed, +on the edge of the precipice. And this not merely in the temper of 'Let +us eat and drink, for to-morrow we die.' For him the motto would have +run, 'Let us be up and doing, for to-morrow we die', sustained by the +belief that the heroic struggle now would lead inevitably to the +production of a nobler type of man, a man who would be something more +than man--the Super-man, to give him the name that every reader knows, +if he knows nothing else about Nietzsche. + +Even this short statement shows how Nietzsche shared the admiration for +life and power characteristic of what I have called the Modern +Renascence, and how deeply he was influenced by the doctrine of +Evolution, and that in a not unhopeful form, the hope for an advance in +the race at least, if not in the individuals now living. And it shows +too how mistaken those are who see in him nothing but a preacher of +brutal egotism. If he had been only that, he would never have won the +influence he possessed and possesses. Yet there is important truth in +the cursory popular judgement. If his teaching has its heroic side, a +side that has enabled him to give succour to many when other and sweeter +gospels are spurned as flattering unctions, he has also a most ruthless +element. And this partly because of his very sincerity. Accept the +doctrine that men and women perish like candles blown out in the night, +accept it really and fully, with intellect, imagination, and feeling, +and then see how much light-heartedness can be got out of life, if we +still allow ourselves to pity men. Nietzsche had intellect, imagination, +and feeling, and he saw plainly enough that, while even in such a +universe there could be a grim happiness for the lives of heroes, there +could be nothing but infinite sadness for the countless failures who +have never been either happy or heroic. There was no immortality; these +wretched beings would never have another chance. If joy was to be kept +(and Nietzsche was avid for joy), if the universe was to be accepted +(and Nietzsche desired above all to say Yes! to the universe), then he +must root out pity from his heart as an unmanly weakness. In this way +was sharpened the ruthlessness and savage arrogance latent in the man, a +ruthlessness and an arrogance that have done so much harm both to his +country and the world. + +In fairness, we must add that Nietzsche could not succeed in his own +attempt; the struggle tore him to pieces and he died in madness. + +But it is above all instructive to contrast him here with several of +his contemporaries and successors. Browning in England, Walt Whitman in +America, facing the same problems of joy and struggle, of life and +death, of the few great and the many commonplace, of Man himself and the +Nature that seems at once his mother and his enemy, refused to give up +the hope of a solution, nay, they were sure they had found a solution, +and for them it was bound up with the hope of immortality. They go even +beyond the earlier men in their insistence on the double ideal of +Paganism and Christianity, but they have an insistence of their own on +the belief in unending life as alone giving man elbow-room, so to speak, +for working out his destiny. Browning claims eternity as the due of +every man, however mean; and if Whitman feels his foothold 'tenon'd and +mortised in granite', it is because he can 'laugh at dissolution' and +knows 'the amplitude of time'. + +But in such insistence and such conviction they have not been followed, +speaking broadly, by our leading writers since. On the other hand, they +have been so followed, again speaking broadly, in their loyalty to the +twofold ideal. Here and there, no doubt, as I have said, writers like +Nietzsche, on the one hand, have tried to be satisfied with the splendid +development of a Few, or, on the other hand, like Tolstoy, have flung +back in a kind of despair to the old ideal of abnegation, of sheer +brotherly love and nothing else, turning their backs on all splendours +of art, knowledge, or delight, that do not directly minister to the one +thing they hold needful. But the earlier and wider ideal, the ideal of +our Renascence, once envisaged by man, that has not been lost, and I +believe never can be lost. Its own greatness will keep the foremost men +true to it. Meredith is one of the men I mean. He is full of pity, but +he does not only pity men and women--he wants them to grow, and to grow +for themselves. His whole attitude towards Woman shows this: for the +women's movement is nothing more and nothing less, as Ibsen also felt, +than one big stream of the general movement towards liberty and +self-determination. So far Meredith marches with Browning and Whitman. +But he will never commit himself about immortality. It seems enough for +him to take part in the struggle for a finer life, at once heroic and +tender, not caring overmuch whether we reach it or no. 'Spirit raves not +for a goal' is one of his hard and characteristic sayings, and here he +seems to me typical both of modern thought in general and especially of +English thought, and that both for good and ill. We see in him the want +of precision, the lack of logical coherence, that have prevented us from +ever producing a philosopher of the first rank. At the same time there +is something true and profound in his instinct that the moment has not +yet come in which to formulate our faith. We all feel that we are on the +brink of tremendous, perhaps terrifying, discoveries; we resent any +cut-and-dried solution, however pleasant, perhaps all the more if it is +pleasant, and we resent it because we feel that at bottom our hopes +would be travestied by any conception we, with our little intellect and +minute knowledge, could at present frame. It was once said to me by a +far-seeing friend[74] that the modern dislike of church-going, the +modern incapacity to write a long coherent poem, the modern passion for +music and for realism, even for sordid realism, all sprang from the same +roots, from the thirst for an infinite harmony, the belief that +everything was somehow involved in that harmony, and the conviction that +all systems, as yet made or makeable, were entirely inadequate. + +And to the list we may add, I think, the modern passion for history and +for science. We study history not merely to be warned by failures or +inspired by shining examples: at bottom we have a belief that somehow +the lives and struggles of those men in the distant past are still quite +as important as our own. We follow the discoveries of science not only +for their commercial value or because we share the excitement of the +chase, but because, deeper than all, we suspect that the universe is a +glorious thing. + +And there is another matter, perhaps the most important of all, on which +I would dwell as I draw to a close, where Meredith leads directly to the +dominant thought of the present day. I mean his feeling that, if the +universe is to be proved acceptable to man's conscience, it will be +through the effort of man himself struggling towards his own ideal. It +is as though the world itself had to be redeemed by man. This hope is +the real hope of our time. So far as the modern world believes the +doctrine of the Incarnation, it is in this sense that it believes. + +And this belief we find everywhere in all hopeful writers, great or +small. It gives dignity to the latest writings of H.G. Wells, this faith +in a spirit moving in man greater than man himself, worthy to fight and +fit to overcome all that is wrong in the universe. Bernard Shaw's creed +is just the same, sometimes thinly disguised under respect for 'the +Life-Force', sometimes coming boldly forward in audacious, profound +assertions that God needs Man to accomplish His own will and is helpless +without him. 'There is something I want to do,' Shaw imagines his God as +saying, 'and I don't know what it is; I must make a brain, the human +brain, to find it out.' Rodin modelled a mighty hand, the Hand of God, +holding within it Man and Woman. Shaw, it is reported, asked the +sculptor: 'I suppose you meant your own hand after all?' 'Yes,' said +Rodin, 'as the tool.' + +The same idea is at the base of what is most stimulating in Bergson, +the idea of what he calls Creative Evolution, an undefined splendour not +yet fully existing, but, as it were, crying out to be born, and only to +be born through the struggle of man's spirit with matter. This is one +function of matter, perhaps the supreme function, to be the material +through which alone man's vague ideal can become definite and actual, +just as an artist can only get close to his own conception through the +effort to embody it in visible form or audible sound. + +From this point of view, the world is conceived as anything but +ready-made, rather it is in the process of making, and we ourselves are +among the makers. Or, to take a metaphor that perhaps appeals more to +the modern world, it is a fight, and an unfinished fight. To quote +William James, 'It _feels_ like a real fight--as if there were something +really wild in the universe which we, with all our idealities and +faithfulnesses, are needed to redeem; and first of all to redeem our own +hearts from atheisms and fears.' He goes on to confess that he himself +does not know, and certainly cannot prove scientifically, that the +redemption will surely be accomplished. Such proof, he admits, 'may not +be clear before the day of judgement (or some stage of being which that +expression may serve to symbolize)'. 'But the faithful fighters of this +hour, or the beings that then and there will represent them, may turn to +the faint-hearted, who here decline to go on, with words like those with +which Henry IV greeted the tardy Crillon after a great battle had been +gained: + + "Hang yourself, brave Crillon! We fought at Arques, + and you were not there!"'[75] + +Thus, if the idea of the splendour and perfection of the universe has +sunk into the background, if the sense of worship and the feeling of +ecstasy have been dimmed (and I think they have), at least the reverence +for heroism and for tenderness has not been impaired, and there after +all lies the root of human majesty. There is deep pathos in the change, +but maybe, paradoxical as it sounds, deep hope as well. The world may +grow the stronger for having to live now by what Carlyle called +'desperate hope' as distinct from 'hoping hope'. The triumphant harmony +that seemed attained a century ago by certain poets and thinkers may +have been, after all, too cheap and easy, if not for their own large +spirits, at least for us, their lesser readers. Mystics have spoken of +'The Dark Night of the Soul' as the stage inevitable before the crowning +glory, and to-day some of those who call to us out of great darkness are +among our greatest leaders. + +Of such certainly is a living writer, now beginning to be acclaimed as +he deserves, the writer Conrad. In some ways this noble novelist might +stand as the special representative of modern feeling. A Pole by birth +and more than half an Englishman by sympathy, his view of life is as +wide as it is profound and grave. It has all the sternness of temper of +which I have spoken, the determination to look facts in the face +whatever the consequences. Conrad would echo Sartor's noble cry for +Truth--'Truth! though the Heavens crush me for following her;--no +Falsehood! though a whole celestial Lubberland were the price of +Apostasy!' This determination is fierce enough to be taken for cynicism, +but Conrad is far too tender ever to be a cynic. So also does his +pitifulness prevent him from ever falling into the errors of a +Nietzsche, but none the less he has all Nietzsche's ardour for heroism. +That to him is the core of life:--'to face it.' 'Keep on facing it,' so +the old skipper tells the young mate in _Typhoon_. And facing the +mysterious universe, peering into the Darkness with steady alert eyes, +Conrad has at once an endless wistfulness and, or so it seems to me, a +secret unquenchable hope. Doubt certainly he has in plenty. The sea of +which he is always dreaming is terrible and cruel in his eyes as well as +august and ennobling. + +But he is sure of one thing: it is through the struggle with it and such +as it that man alone can become Man. It is through facing the horrors of +a dead calm, with a sick crew on board and no medicine, that the young +master of the sailing-vessel in the Pacific crosses successfully the +Shadow Line that divides youth from manhood. And it is through facing +the unleashed fury of the tornado that the old captain of the +'full-powered steam-ship' in _Typhoon_ shows what he has in him, +compassion and kindness as well as shrewd knowledge of men, expert +seamanship, and indomitable heroism. The whole thing is driven home with +a power, an incisiveness, and a delicate irradiating humour which I +should despair of conveying by mere criticism. The book must be read for +itself, and read again and again. It is told, in one way, simply as a +sailor's yarn, but it awakes in us the feeling that the struggle is a +symbol of man's life. + +Threatened by the advancing cyclone, Captain MacWhirr, 'the stupid man' +of no imagination, decides, almost instinctively, that the only thing to +be done is to keep up steam and face the wind. By sheer force of +personality he holds the crew together and carries the ship through. And +in the desperate struggle, every nerve on the strain for hours that seem +unending, MacWhirr finds time to care for the miserable pack of +terrified coolies on board, who have given way to panic and are fighting +madly in the hold. MacWhirr stops this, brings about order and a chance +for the Chinese, when the rest of his men, fine men as most of them +are, can think of nothing but the safety of the ship. 'Had to do what's +fair for all,' he mumbles stolidly to his clever grumbling mate, Jukes, +during a dead lull in the storm--'they are only Chinamen. Give them the +same chance with ourselves' ... 'Couldn't let that go on in my ship, if +I knew she hadn't five minutes to live. Couldn't bear it, Mr. Jukes.' He +does not know whether the ship will be lost or not--(and we do not know +whether mankind will be lost or not)--what he does know is how he must +act. But also he never loses hope. 'She may come out of it yet': that is +the kind of answer the taciturn man gives when driven to speech. The +chief mate, locked in his captain's arms to brace himself against the +hurricane, scarcely able to make the other hear in the terrific gale +though he shouts close to his head, gets back such answers, and with +them the power to endure. He tells him the boats are gone: the captain +yells back sensibly, 'Can't be helped.' + +And so noble is the power with which Conrad uses our tongue, the tongue +he has made his own by adoption and genius, that I must let him speak +for himself, and can find no better close for my own lame words. Jukes +has been shouting to his captain again: + + 'And again he heard that voice, forced and ringing feebly, but + with a penetrating effect of quietness in the enormous discord of + noises, as if sent out from some remote spot of peace beyond the + black wastes of the gale; again he heard a man's voice--the frail + and indomitable sound that can be made to carry an infinity of + thought, resolution, and purpose, that shall be pronouncing + confident words on the last day, when heavens fall and justice is + done--again he heard it, and it was crying to him, as if from + very, very far--"All right."' + +FOOTNOTES: + +[Footnote 72: _Wilhelm Meister's Lehrjahre_, Bk. 8, c. 5.] + +[Footnote 73: By M.P. Follett (Longmans).] + +[Footnote 74: Professor A.C. Bradley, to whom also is due the passage +about Schubert and the parallel drawn between Beethoven, Hegel, and +Wordsworth.] + +[Footnote 75: From _The Will to Believe_, quoted in Bridges' _The Spirit +of Man_, No. 425.] + + + + + + +End of Project Gutenberg's Recent Developments in European Thought, by Various + +*** END OF THIS PROJECT GUTENBERG EBOOK RECENT DEVELOPMENTS *** + +***** This file should be named 15084.txt or 15084.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/1/5/0/8/15084/ + +Produced by Ted Garvin, Garrett Alley, and the Online Distributed +Proofreading Team. + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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